Oppenheimer Capital
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Oppenheimer Capital Employees
Tradition Capital Management September 2011 - Present
TCP Global Investment Management March 2010 - July 2011
Oppenheimer Capital March 2007 - March 2010
First Investors Management April 2006 - March 2007
The Dreyfus Corporation February 2001 - February 2005
Guardian Life August 1997 - February 2001
Guardian Life October 1994 - August 1997
Guardian Life 1992 - 1994
Prudential 1986 - 1991
Skills
Fixed Income, Portfolio Management, Investments, Mutual Funds, Asset Allocation, Investment Strategies, Bonds, Trading, Asset Management, Trading Systems, Business Valuation, Credit, Quantitative Analytics, Credit Analysis, Alternative Investments, Business Strategy, Bloomberg, Capital Markets
Education
New York University - Leonard N. Stern School of Business 1992 — 1996
MBA with Distinction, Finance
College of the Holy Cross 1982 — 1986
BA, Mathematics
Jefferies LLC May 2014 - Present
Standard & Poor's, A Division of The McGraw-Hill Companies 2004 - 2012
Gruntal & Co 1997 - 2003
Loews Corporation January 1996 - October 1997
Oppenheimer Capital April 1994 - January 1996
Barclays Bank February 1990 - April 1994
American International Group August 1988 - February 1990
Kidder Peabody & Co., Inc. June 1987 - August 1988
DFS Dorland Worldwide, Inc. June 1986 - June 1987
Skills
Strategic Planning, Team Building, Coaching, Succession Planning, Talent Acquisition, Program Management, Performance Management, Human Resources, Process Improvement, Employee Engagement, Recruiting, Employee Benefits, Employee Relations, Mergers & Acquisitions, Change Management, Strategy, Vendor Management, Onboarding, Talent Management, Organizational..., Business Process..., PeopleSoft, Deferred Compensation, Organizational Design, Workforce Planning, HRIS, Outsourcing, Financial Services, Applicant Tracking..., Personnel Management, College Recruiting, Compensation & Benefit, Organizational..., Executive Search, Sourcing, Employer Branding, Benefits Administration, Executive Coaching, Interviews, HR Transformation, HR Consulting, Executive Pay, Career Development, Technical Recruiting, HR Policies, Taleo, Leadership Development, Employee Training, Job Evaluation, Management
Education
Marist College 1982 — 1986
BA, Communications
Orion Systems Integrators, Inc. April 2014 - Present
BNY Mellon October 2012 - December 2013
MultiFonds March 2010 - October 2012
New York Life Investments, LLC March 2006 - January 2010
The Bank of New York December 1999 - March 2006
JP Morgan Chase June 1997 - December 1999
NYLIFE Distributors January 1991 - June 1997
Oppenheimer Capital 1989 - 1991
Skills
Global Markets..., Measurements, Mutual Funds, Hedge Funds, Equities, Fixed Income, Trend, Investments, Fund Accounting, Strategy, Alternative Investments, Financial Services, Process Improvement, Asset Management
Education
Pace University 1985 — 1989
BBA, Accounting and Taxation
Bank of America April 2003 - Present
Bank of America (Fleet Securities) May 2000 - April 2003
Oppenheimer Capital October 1992 - May 2000
Shearson Lehman Brothers June 1992 - September 1992
Bankers Trust September 1986 - June 1992
Touche Ross & Company, New York August 1984 - September 1986
Skills
Finance, Project Portfolio..., Program Management, Business Analysis, IT Strategy, Business Process..., Change Management, Resource Management, IT Management, Portfolio Management, Networking, Leadership, MS Project, Financial Services, Service Delivery, Analysis, Project Planning, IT Infrastructure..., Management, Governance, Cross-functional Team..., Business Process, SharePoint, Team Management, Project Delivery, Disaster Recovery, Information Technology, Integration, Visio
Education
Pace University 1982 — 1986
BS, Computer Science
The Lauder Institute - University of Pennsylvania 2012 - Present
Oppenheimer Capital 1999 - 2008
J.P. Morgan 1993 - 1998
Lloyds Development Capital 1987 - 1990
Skills
Portfolio Management, Equities, New Business Development, Valuation, Management Consulting, Emerging Markets, Strategy, Investments, Private Equity, Financial Modeling, Financial Analysis, Marketing Strategy, Asset Management, Fixed Income, Hedge Funds, Entrepreneurship, Due Diligence, Economics, Leadership, Venture Capital
Education
Columbia Business School 1991 — 1992
Master of Business Administration (M.B.A.), Finance
Dartmouth College 1972 — 1976
Bachelor of Arts (BA), History and Economics
Oppenheimer Capital 1987 - 1990
Oppenheimer Capital 1984 - 1987
Oppenheimer & Co. 1983 - 1984
Gordon Jewelry Corporation 1981 - 1983
Skills
Advertising, Marketing Communications, Social Media, Microsoft Office, Customer Service, Microsoft Word, Marketing Strategy, Microsoft Excel, Graphic Design, Media Planning, Public Relations, Integrated Marketing, Creative Direction, Creative Strategy, Marketing, Photoshop Elements, Creating decorating..., Sewing
Education
Sam Houston State University
BFA, Advertising
Teachers Retirement Assoc. St Paul, MN March 2011 - June 2014
Mass Public Employee Retirement Administration /PERAC March 2007 - October 2010
Arkansas Teachers' Retirement System March 2007 - October 2008
Oppenheimer Capital January 1994 - March 2007
Massachusetts Pension Reserves Investment Management March 1991 - January 1994
Massachusetts State Senator March 1981 - January 1989
Skills
Alternative Investments, Asset Management, Investments, Hedge Funds, Private Equity, Equities, Portfolio Management, Fixed Income, Investment Strategies, Asset Allocation, Investment Management, Mutual Funds, Strategic Planning, Valuation, Business Development, Capital Markets, Derivatives, New Business Development, Options, Management, Fund Of Funds, Securities, Bonds, Wealth Management, Emerging Markets
Education
Georgia Institute of Technology
Master's Degree
Northeastern University
Bachelor's Degree, Political Science
Suffolk University Law School
Juris Doctor (J.D.)
Auriemma Consulting Group (ACG) May 2014 - Present
Dress for Success - Town of Brookhaven September 2012 - October 2013
JPMorgan Chase 2006 - 2011
JPMorgan Chase 2004 - 2006
JPMorgan Chase 2001 - 2004
JPMorgan Chase 1998 - 2001
AIG 1996 - 1998
Oppenheimer Capital 1994 - 1996
Skills
Client Relationship..., Business Development, Strategic Planning, Project Management, Marketing Strategy, Product Management, Contract Negotiation, Sales Management, Mutual Funds, Consumer Directed..., Life Insurance, Annuities, Retirement Products, CRM, Consumer Healthcare, Financial Services, Process Improvement, Fixed Annuities, Call Centers, Banking, Strategy, Program Management, Relationship Management, Management, Training, Finance, Insurance, Risk Management, Marketing, Investments, Asset Management, Budgets, Series 7, Leadership, Executive Management, Portfolio Management, Retirement, Vendor Management, 401k, Series 63, Credit, Retirement Planning, Wealth Management, Financial Analysis, Series 6
Education
The New School
Master's Degree, Non profit management
City University of New York-John Jay College of Criminal Justice
Bachelor's Degree, Criminal Justice
INVeSHARE, Inc. March 2015 - Present
Morgan Stanley February 2012 - Present
Credit Suisse January 2008 - April 2011
Merrill Lynch April 2007 - January 2008
Mellon Investor Services March 2004 - January 2006
Institutional Shareholder Services August 1999 - November 2001
Oppenheimer Capital November 1993 - August 1999
U.S. Trust Company of NY 1988 - 1993
Skills
Corporate Actions, Securities, Equities, Middle Office, Fixed Income, Bloomberg, Asset Managment, Capital Markets, Investment Banking, Portfolio Management, Risk Management, Financial Analysis, Settlement, Financial Services, Back Office, Hedge Funds, Investments, AML, Bloomberg Terminal, Series 7, Mergers & Acquisitions, Financial Markets, Financial Modeling, Derivatives, Securities Lending, Asset Management
Education
Rutgers, The State University of New Jersey-Newark 2008 — 2010
BUSINESS MANAGEMENT
Borough of Manhattan Community College 1989 — 1991
AAS, Business mANAGEMENT
Wells Fargo Securities March 2015 - Present
ISF Management LLC May 2013 - March 2015
Conifer Securities December 2012 - May 2013
UBS Securities January 2005 - May 2011
UBS Securities LLC May 1995 - May 2011
UBS 1995 - 2011
UBS Securities January 2002 - January 2005
UBS Securities January 1997 - January 2002
Oppenheimer Capital June 1992 - May 1995
Skills
Series 7, Series 63, Prime Brokerage, Fixed Income, Securities, Middle Office, Equities, Mutual Funds, Bloomberg, Series 24, Hedge Funds, Derivatives, FINRA, Securities Lending, Bonds
Education
Fordham University - Graduate School of Business Administration 1997 — 2000
MBA, Finance
Pace University-Pleasantville/Briarcliff Campus 1988 — 1992
BBA, Accounting
Lexington Public Schools 2004 - Present
Suzanne Cherenson Consulting 2003 - Present
Columbia Business School Alumni Club of Boston August 2011 - December 2013
Cherenson & Associates 1996 - 2001
Bank of America 1991 - 1996
Oppenheimer Capital 1987 - 1989
Skills
Strategy, Strategic Planning, Community Outreach, Nonprofits, Business Strategy, Volunteer Management, Program Management, Analysis, Training, Management Consulting, Organizational..., Leadership Development, Research, Strategic Financial..., Management, Investments, Portfolio Management, Public Speaking, Program Development, Team Leadership, Educational Leadership, Financial Coaching, Career Counseling, Investment Advisory, Job Coaching, Financial Education
Education
Columbia University - Columbia Business School
Post-MBA Executive Education, Driving Strategic Impact, Personal Leadership
Columbia University - Columbia Business School
Master of Business Administration (M.B.A.), Finance, Marketing, Management
The George Washington University
B.A., Special Honors, Anthropology
Mt. Lebanon High School
PrimeOne Solutions March 2011 - Present
Deutsche Bank July 2007 - February 2011
Merrill Lynch 2006 - 2007
Barclays Capital 2001 - 2006
Premier Technology Solutions 1997 - 2001
Oppenheimer Capital 1994 - 1997
United States Marine Corps 1988 - 1990
Skills
Prime Brokerage, Equities, Hedge Funds, Fixed Income, Securities Lending, Derivatives, Capital Markets, Investment Banking, Collateral Management, Swaps, Middle Office, Trading Systems, Asset Managment, Securities, Market Data
Education
University of California, Berkeley 1992 — 1993
City College of San Francisco 1990 — 1992
BNP Paribas October 2008 - Present
Banc of America Securities, LLC August 2005 - December 2008
Banc of America Securities 2005 - October 2008
VP June 2003 - August 2005
Neuberger Berman (a Lehman Brothers Company) March 2000 - August 2005
Lehman-Neuberger Berman 1997 - 2005
Neuberger Berman 1997 - 2005
Prime Brokerage & Correspondent Clearing Group March 2000 - June 2003
Oppenheimer Capital March 1997 - March 2000
Cantor Fitzgerald June 1996 - March 1997
Skills
Prime Brokerage, Series 7, Collateral Management, Series 63, Series 24, Corporate Actions, Settlement, Equity Trading, Capital Markets, Swaps, Electronic Trading, Fixed Income, Equities, Hedge Funds, Options, Trading, Investments, Derivatives, Equity Derivatives, Bloomberg, Financial Markets, Currency, Bonds, Operational Risk, Portfolio Management, FINRA, Fund Administration, Relationship Management, Securities, Investment Advisory, Back Office, Trading Systems, Securities Lending, Client Services, Operational Risk..., Alternative Investments, Finance, CDS, FX Options, Middle Office, Structured Products, Mutual Funds, Financial Services
Education
Hofstra University 1986 — 1989
BBS, Marketing
Hofstra University
Bachelors of Business Administration, Marketing
Finra exams
Destino Advisors May 2014 - Present
MicroPlace, an ebay/PayPal company 2009 - April 2014
HRJ Capital 2007 - December 2008
Bank of America 2003 - 2007
Robertson Stephens 2000 - 2002
Montgomery Asset Management 1997 - 1999
J & W Seligman & Co., Inc 1995 - 1997
Oppenheimer Capital 1987 - 1994
Skills
Investments, Business Development, Entrepreneurship, Venture Capital, Financial Services, Emerging Markets, Microfinance, Asset Managment, Fundraising, Corporate Social..., Private Equity, Strategic Communications, Strategy, Alternative Investments, Leadership, Strategic Partnerships, Asset Allocation, Fixed Income, Asset Management, Due Diligence, Investment Management, Mutual Funds, Executive Management, Portfolio Management, New Business Development, Investment Strategies, Mergers & Acquisitions, Public Speaking, Negotiation, Corporate Finance, Financial Modeling, Start-ups, Economics, Corporate Development, Investment Banking, Equities, Investment Advisory, Wealth Management, Social Impact, Investor Relations, Valuation, Financial Analysis, Business Strategy, Banking, Hedge Funds, Capital Markets, Strategic Leadership, Socially Responsible..., Social Entrepreneurship, Management
Education
University of San Francisco
Master's Degree, International Studies
Wheaton College
Bachelor's Degree, Economics
Itaú USA Asset Management September 2009 - December 2014
Oppenheimer Capital 1993 - 2009
Skills
Equity Valuation, Competitive Analysis, Business Strategy, Separately Managed..., Analysis, Management, Asset Managment, Fundamental Analysis, Investment Management, Equities, Due Diligence, Mutual Funds, Valuation, Asset Management, Investments, Portfolio Management, Financial Modeling, Financial Analysis
Education
New York University - Leonard N. Stern School of Business 1998 — 2000
MBA, Finance & Accounting
University of Michigan 1989 — 1993
Bachelor of General Studies, Organizational Psychology & Economics
Good Guys Media Ventures LLC 2014 - Present
Goddard Media LLC 1999 - Present
The Week 2013 - Present
Oppenheimer Capital 2003 - 2009
PIMCO Equity Advisors 1999 - 2004
Skills
Digital Media, Publishing, Social Media, Digital Strategy, Politics, Public Policy
Education
Harvard University, John F. Kennedy School of Government 1990 — 1992
MPP, Public Policy
Vassar College 1984 — 1988
A.B., Economics
Webster Consulting LLC June 2010 - Present
Calera Corporation September 2008 - June 2010
Tessera Technologies August 2006 - August 2008
KLA-Tencor Corporation July 2002 - August 2006
Bechtel Corporation July 1997 - June 2002
Oppenheimer Capital July 1993 - July 1996
Price Waterhouse Coopers August 1991 - June 1993
Skills
M&A experience, Corporate Development, Strategic Partnership..., Strategic Planning, Corporate Finance, Financial Accounting, Investment Banking, Operations Management, Supply Chain Management, Venture Capital, Project Finance, Management Consulting, New Business Development, Raising Venture Capital, Start-ups, Strategic Negotiations, Negotiating Contracts, Business Development, Business Strategy, Renewable Energy, Energy, Contract Negotiation, Product Management, Strategic Partnerships, Strategy, Partnerships, Program Management, International Business, Private Equity, Mergers & Acquisitions
Education
Harvard University, John F. Kennedy School of Government 1989 — 1991
MPA, International Economics and Policy
Stanford University 1981 — 1986
B.A, Economics, International Relations
KPMG February 2012 - Present
LexisNexis (through Randstad) April 2011 - October 2011
Marsh & McLennan May 2001 - November 2010
CSFBdirect (DLJdirect) March 2000 - May 2001
CSFBdirect (DLJdirect) March 1999 - March 2000
American Express Financial Advisors 1998 - 1999
Oppenheimer Capital 1995 - 1998
Skills
Instructional Design, E-Learning, Technical Writing, Training, Captivate, Training Delivery, Employee Training, Software Documentation, SnagIt, Workshop Facilitation, Analysis, Learning Management, Needs Analysis, PowerPoint, Camtasia, WebEx
Education
Bergen Community College 2011 — 2011
Certificate, Internet Marketing
Pennsylvania State University-Great Valley Graduate Center 2002 — 2005
Postbaccalaureate Certificate, Distance Education
William Paterson University of New Jersey 1987 — 1993
Bachelor's, Finance
Fortira June 2015 - Present
Fortira March 2015 - June 2015
Starwood Hotels & Resorts Worldwide, Inc. April 2014 - August 2014
TheSEOHelpdesk.com November 2011 - December 2013
Wall Street Services October 2012 - March 2013
Self December 2009 - August 2012
The Bronx High School of the Sciences August 2009 - December 2009
U.S. Trust August 2003 - July 2008
Allianz Dresdner Asset Management June 2000 - November 2002
Oppenheimer Capital 2000 - 2000
Skills
Business Intelligence, Business Process..., Business Analysis, SQL, VBA, Microsoft Excel, Microsoft Office 2007, Microsoft Office, PowerPoint, Access, Java, R, Python, C++, Fortran, Financial Risk, Return on Investment, Performance Attribution, Attribution Modeling, Financial Modeling, Bloomberg, Morningstar Direct, Factset, Zephyr Style Advisor, Xamin, Wilshire Atlas, UAT coordination, Quality Assurance, Quantitative Analytics, Institutional Marketing, Financial Metrics, Metrics Reporting, Performance Metrics, Google Adwords, Google Analytics, Online Advertising, PPC Bid Management, SEM, ADO, ODBC, DB2, APT, Northfield, Reporting Systems, Ad Hoc Reporting, RFP, Text Editing, SEO, Risk Management, Marketing
Education
Princeton University 1999 — 2000
MEng, Financial Engineering
Princeton University 1996 — 1999
MA, Chemical Engineering
University of Delaware 1992 — 1996
BS, Chemical Engineering
Deutsche Bank April 2013 - Present
Nomura Asset Management April 2011 - April 2013
Goldman Sachs Asset Management October 2007 - March 2011
AIG Investments December 1999 - September 2007
NASD September 1998 - December 1999
Oppenheimer Capital August 1994 - August 1998
National Financial Services Group July 1993 - June 1994
Skills
Alternative Investments, Hedge Funds
Education
St. John's University, The Peter J. Tobin College of Business 1996 — 2000
MBA, Finance
Saint John's University 1989 — 1993
BS, Business Management
NICE Systems September 2011 - Present
ARCHIVE SYSTEMS, INC May 2008 - August 2011
RISKMETRICS GROUP, INC July 1998 - May 2008
JP MORGAN August 1995 - July 1998
Price Waterhouse November 1992 - August 1995
DDK & Company November 1991 - November 1992
Oppenheimer Capital August 1990 - November 1991
DREYFUS CORPORATION July 1989 - August 1990
Skills
Mergers, Accounting, Auditing, Executive Management, Financial Modeling, Mergers & Acquisitions, Risk Management, Due Diligence, Enterprise Software, Business Strategy, Cross-functional Team..., saas, Strategy, Start-ups, Finance, Analysis, Management, SaaS
Education
University of Missouri-Kansas City 1984 — 1989
Bachelor's degree, Accounting
Global Investing, Strategy and Advice 2015 - Present
Itaú Private Bank 2012 - 2014
Trilogy Global Advisors, LP 2004 - 2012
Mackenzie Investments 1998 - 2003
Oppenheimer Capital 1993 - 1998
Skills
Global Macro, Portfolio Management, Bonds, Emerging Markets, Fixed Income, FX trading, Investment Strategies, FX Hedging, Fixed Income Analysis, Credit Analysis, Equities, Hedge Funds, FX Options, Options, Derivatives, Investments, Macroeconomics, Microsoft Excel, Matlab, Statistics, Bloomberg, Asset Allocation, Alternative Investments, FX Trading
Education
Massachusetts Institute of Technology - Sloan School of Management
SM, Finance
State University of New York at Buffalo
BA, Economics
Janus Capital Group May 2011 - Present
Oppenheimer Capital April 2003 - March 2009
Allianz Global Investors 2004 - 2009
Koepfgen Company LLC February 1999 - March 2003
Salomon Brothers June 1976 - January 1999
Education
Northwestern University - Kellogg School of Management 1975 — 1976
MBA, Business./Finance
University of Michigan 1970 — 1974
BBA, Business
HSBC June 2013 - Present
ICS Risk Advisors June 2008 - December 2012
Natixis 2011 - 2011
Credit Suisse June 2006 - September 2007
Depository Trust & Clearing Corporation (DTCC) February 2001 - June 2006
International Tax Services January 2001 - January 2004
Deutsche Bank (formerly Bankers Trust) September 1997 - January 2001
Oppenheimer Capital 1994 - 1997
Skills
Project Management, Operational Risk, Management, FCPA, KYC, USA PATRIOT Act, Regulatory Risk, Auditing, Basel II, AML, OFAC, MS Project, Enterprise Risk..., COSO, GAAS, Operational Risk..., Product Management, MS Office Suite, Compliance, Internal Audit, Regulations, Capital Markets, Bank Secrecy Act, Risk Management, Financial Services, Financial Risk, Securities, Finance, Banking, Financial Institutions, Fraud, Financial Regulation, Analysis, Corporate Governance, Credit Risk, Internal Controls, Investments, Executive Management, Hedge Funds, Investment Banking, Anti Money Laundering, Policy
Education
Temple University 2004 — 2006
Certificate in Event leadership, Event Leadership
Saint Peter's College 1999 — 2001
MBA, International Business
Lincoln University
B.S, Business Administration
Daiichi Sankyo May 2013 - Present
JPMorgan Chase May 2010 - May 2013
Panasonic May 2006 - June 2009
Pepsi Bottling Group 2003 - 2006
Sotheby's 1998 - 2003
Oppenheimer Capital 1996 - 1998
Times Mirror Magazines 1990 - 1996
Random House 1989 - 1990
Mount Sinai Medical Center 1986 - 1989
McCall's Magazine 1985 - 1986
Skills
Vendor Management, Onboarding, Human Resources, Employee Benefits, Cost Accounting, Program Management, Management, Leadership, Healthcare, CRM
Education
Binghamton University 1981 — 1985
BA, English
Solar Capital Ltd December 2012 - Present
Apollo Investment Corp. February 2007 - December 2012
Legg Mason Asset Management December 2005 - February 2007
Legg Mason 2005 - 2007
Citigroup Asset Management May 2003 - December 2005
Citigroup Asset Management July 2001 - May 2003
Oppenheimer Capital February 1986 - June 1999
Skills
Equities, Fixed Income, Asset Management, Mutual Funds, Accounting, Asset Managment, Hedge Funds, Capital Markets, Financial Reporting, Financial Analysis, Due Diligence, Fund Accounting, Alternative Investments, Financial Markets, Account Reconciliation, Securities, Middle Office, Financial Services
Education
City University of New York-Queens College 1981 — 1986
BA, Accounting and Information Systems
MetLife 2007 - Present
New York Life Insurance Company 2006 - 2007
JPMorgan Chase 1997 - 2006
KPMG 1996 - 1997
Oppenheimer Capital 1995 - 1996
Kennedy Associates 1992 - 1995
Skills
Insurance, Financial Services, Relationship Management, Employee Benefits, Vendor Management, Life Insurance, Risk Management, Investments, Strategic Planning, Banking, Retirement, Cross Selling, Health Insurance, Accident Insurance, Disability Insurance, Direct Marketing, Product Development, Underwriting, Portfolio Management, Securities, Strategy, Competitive Analysis, Contract Negotiation, Business Development, Management, Fixed Annuities, Business Strategy, Program Management, New Business Development, Marketing, Product Marketing
Education
New York University, Stern School of Business 2000 — 2003
Master of Business Administration (MBA), Double Major: Marketing and Management / Organizational Behavior
State University of New York at Stony Brook 1986 — 1990
Bachelor of Science (B.S.), Business Management
Verity Insurance & Financial Services LLC August 2014 - Present
NYLIFE Securities LLC March 2011 - Present
Systematic Financial April 2007 - May 2009
Callan Associates, Inc. May 2004 - April 2007
J.P. Morgan Asset Management May 1998 - January 2003
Oppenheimer Capital December 1994 - May 1998
Skills
Investments, Financial Services, Finance, Insurance, Series 7, IRAs, Series 63, Retirement, Income, Estate Planning, Long Term Care Insurance, Marketing, Competitive Analysis, Fixed Annuities, Licensed Life Insurance..., Thought Leadership, Retirement Planning, Life Insurance, Lifetime Income..., 401(k) Rollovers, Buy/Sell Insurance, Key Person Insurance, Annuity Sales, Gifting Strategies, Legacies, Protection..., Wealth Preservation..., Equities, Leadership, Sales, Strategy
Education
University of Maryland College Park
B.S.
Marlboro High School 1986 — 1990
MoneyWise Strategies Group November 2010 - Present
Bivium Capital Partners, LLC June 2002 - June 2010
Robertson Stephens August 2000 - February 2002
Goldman Sachs August 1998 - February 2000
Oppenheimer Capital 1997 - 1997
Skills
Equities, Investments, Portfolio Management, Asset Managment, Asset Allocation, Strategic Planning, Strong Communication..., Superior Client...
Education
Columbia University - Columbia Business School 1996 — 1998
MBA, Finance
New York University 1986 — 1993
BA, Economics
B. Goldman Value Investors, LLC August 2011 - Present
TCP Global Investment Management March 2010 - May 2011
Oppenheimer Capital 1988 - 2010
Education
Columbia University in the City of New York 1972 — 1976
Bachelor's degree, Economics
Schroders Investment Management May 2013 - Present
BlackRock April 2008 - May 2013
Evaluation Associates April 1995 - April 2007
Oppenheimer Capital April 1989 - April 1995
Skills
CFA, Asset Allocation, Investment Strategies, Alternative Investments, Fixed Income, Asset Management, Equities
Education
Duke University
BA, Economics/Finance
Cambridge Investment Research June 2013 - Present
Fiserv Investment Services January 2009 - 2013
Citi Wealth Management September 2006 - December 2008
Solomon Smith Barney / Citigroup July 2000 - September 2006
Bear Stearns &Co. July 1999 - July 2000
Oppenheimer Capital March 1996 - June 1999
Government September 1976 - March 1996
Skills
Enterprise Architecture, SDLC, Program Management, Investment Banking, Architecture, Cross-functional Team..., Software Development, SOA, Data Center, PMO, Web Services, Agile Methodologies, Software Project..., Disaster Recovery, Project Management, Product Management, Requirements Gathering, Business Analysis, Requirements Analysis, Certified SCRUM Master, Unix, Strategy, Business Process, Architectures, Scrum
Education
New York University 1979 — 1982
Masters, Financial Management and Organization Development
Kansas Wesleyan University 1969 — 1972
BA, Philosophy / English
R.T. Hausler Strategic Marketing LLC March 2011 - Present
Beck, Mack & Oliver LLC2009 - 2011 2009 - 2011
Oppenheimer Capital 2006 - 2009
AllianceBernstein, LP January 2001 - January 2005
CIBC Oppenheimer Investment Advisers January 1999 - January 2001
Seligman Advisors 1997 - 1999
Federated Investors January 1995 - January 1997
The Fuji Bank and Trust Company January 1991 - January 1995
J.P. Morgan August 1978 - February 1991
Skills
Marketing Strategy, Product Management, Marketing Research, Portfolio Management, Strategic Planning, FINRA, Brand Management, Budgets, Series 6, Asset Managment, Mutual Funds, Investments, Alternative Investments, Wealth Management, Equities, Business Development, Asset Management, CRM, Marketing Documents, Leadership, Marketing, Strategy, Hedge Funds
Education
Syracuse University
B.S
Chaminade High School 1970 — 1974
Vestec, Inc 2015 - Present
Verjee Capital January 2009 - Present
Kingdon Capital January 2005 - December 2008
Kingdon Capital March 2000 - January 2005
Oppenheimer Capital 1997 - 2000
Skills
Hedge Funds, Asset Management, Alternative Investments, Equities, Investments, Capital Markets, Valuation, Entrepreneurship, Leadership, Leadership Development, Technology Management
Education
McGill University 1993 — 1997
bcom, finance
Ultimate Software April 2015 - Present
J.P. Morgan September 2013 - January 2015
Parmenter Realty Partners January 2005 - September 2012
URS Corporation July 2003 - November 2004
Jupiter Partners September 2000 - September 2001
Oppenheimer Capital January 1997 - November 1999
Skills
Microsoft Office, Human Resources, Bloomberg Software, Bookkeeping, Web Services, Internet, Internal Communications, Management, Office Management, Office Administration, Marketing, Leadership, Outlook, Real Estate, Social Networking, Social Media, Customer Service, Budgets, Time Management, Microsoft Word, Negotiation, Property Management, Event Planning, Leases, Contract Negotiation, Payroll, Asset Management, Facilities Management, Tenant, Accounts Payable, Investment Properties, Lease Negotiations, Real Estate Development, Commercial Real Estate, Contract Management, Disposition
Education
The University of the State of New York 1983 — 1985
East Stroudsburg University of Pennsylvania 1985 — 1986
Associate of Arts (AA), Business Administration and Management, General, 3.7
Bank of America Merrill Lynch June 2014 - Present
Bank of America September 2009 - Present
Merrill Lynch September 2000 - September 2009
Natixis June 2000 - September 2000
Lazard Freres & Co. July 1999 - May 2000
Oppenheimer Capital June 1996 - June 1999
Skills
ITIL, Fixed Income, Trading, Vendor Management, IT Management, Risk Management, Incident Management, PMO, Commodity, SDLC, Integration, Program Management, Disaster Recovery, IT Strategy, PMP, Banking, Information Security, Active Directory, Requirements Gathering, Governance, Information Technology, Management, Data Center, Business Analysis, Servers, Security, Trading Systems, Relationship Management, Project Portfolio..., Enterprise Architecture, Business Continuity, Project Management, Business Intelligence, Virtualization, Business Process..., Requirements Analysis, Visio, Project Delivery, Outsourcing, IT Operations, Analysis, Process Improvement, Software Project...
Education
Pace University 2002 — 2005
Master of Science (M.S.), Information Systems
Pace University - Lubin School of Business 1995 — 1999
Bachelor of Business Administration (BBA), Management Information Systems
Third Street Partners September 2015 - Present
USAdopt, LLC April 2011 - Present
Columbia Management April 2007 - April 2011
Babson Capital Management LLC 2004 - 2006
Curant Associates, LLC 2001 - 2003
Mitchell Hutchins 1998 - 2001
Oppenheimer Capital 1990 - 1998
Shearson Lehman Hutton, Inc. 1987 - 1990
Skills
Adoption, Domestic Adoption, Adoption coaching, Adoption navigation, Coaching, Financing adoption, Adoption process, Leadership Development, Team Building, Organizational..., Strategic Planning, Conflict Resolution, Public Speaking, Change Management, Mergers, Process Improvement, Customer Relations, Staff Development, Business Strategy, Talent Acquisition, Team Leadership, Organizational..., Event Planning, Customer Service, Organizational Design, Marketing Strategy, Marketing, Mergers & Acquisitions, Training, Performance Management, Financial Services, Management, Leadership, Social Services, Program Development, Social Networking, Human Resources, Strategy, Nonprofits, Program Management, Fundraising, Entrepreneurship, Grants, Workshop Facilitation, Start-ups, Recruiting, Executive Management, Management Consulting, Executive Coaching, Policy
Education
Rutgers School of Social Work 2011 — 2012
Clinical Certification in Adoption, Adoption
Hunter College - CUNY 1990 — 1994
MA, English Literature
Pace University 1986 — 1990
BA, English Literature
Distribution Revolution March 2015 - Present
Mirae Asset Global Investments (USA) LLC September 2010 - February 2015
Mirae Asset Global Investments (USA) LLC September 2010 - August 2012
GE February 2008 - September 2010
Transamerica Capital Inc. 2001 - 2008
GE Financial 1997 - 2001
Keystone Investments 1996 - 1997
Oppenheimer Capital 1993 - 1995
Colonial Funds 1987 - 1993
Skills
Mutual Funds, Investments, Fixed Income, Asset Management, Sales, Strategy, Finance, Team Management, Fixed Annuities, Asset Allocation, Sales Operations, Series 63, Hedge Funds, Leadership, Investment Strategies, Private Equity, Marketing, Series 7, Portfolio Management, Equities, Alternative Investments, Investment Management, Securities, Separately Managed...
Education
The Aji Network 1996 — 2004
BPC
University of Rhode Island 1982 — 1987
BA, Economics
MultiVu – Remote February 2007 - Present
Parsons January 2005 - February 2007
Gulf Stream Asset Management October 2002 - September 2004
Barclays Capital May 2001 - September 2002
PR Newswire November 1998 - May 2001
Oppenheimer Capital June 1995 - November 1998
Skills
Microsoft Office, Salesforce.com, Lotus Notes, Access, Management, Analysis, Public Relations, Marketing, Budgets, Strategy, Microsoft Excel, Administrative..., Human Resources, Sales, Media Relations, Newsletters, Databases, Team Leadership, Data Analysis, Outlook, Customer Service, Process Improvement, Social Networking, Social Media Marketing, Program Management, Social Media, Event Management, Retail, Marketing Communications, Corporate Communications, Leadership, Microsoft Word, Project Management, PowerPoint, Event Planning
Education
Pfeiffer University
Bachelors of Science, Business Administration
Eagle Strategies, LLC 2012 - Present
the Observatory 2010 - 2012
Westrock Group Inc. 2009 - 2010
UBP Asset Management LLC 2008 - 2009
MERRILL LYNCH & CO 2006 - 2008
Citigroup 2002 - 2006
Permal Asset Management 2000 - 2002
Morgan Stanley 1998 - 2000
Oppenheimer Capital 1996 - 1997
Northstar 1995 - 1996
Education
CFA Institute 1999 — 2001
CFA
Pace University - Lubin School of Business 1997 — 2000
MBA, Investment Management
City University of New York-Brooklyn College 1992 — 1995
BS, Accounting
BlackRock August 2011 - Present
Oppenheimer Capital March 2000 - July 2011
SAC Capital 2004 - 2005
T. Rowe Price 1998 - 2000
Gabelli & Co. 1996 - 1998
Education
Duke University 1994 — 1998
Economics
Eastchester High School 1990 — 1994
Christian Brothers Investment Services December 2013 - Present
University of Scranton - Endowment Investment Committee April 2006 - Present
Northwestern Mutual February 2013 - June 2013
Rothschild Asset Management April 2006 - January 2012
Oppenheimer Capital January 1999 - March 2006
Palisade Capital Management August 1993 - December 1998
Cazenove February 1990 - August 1993
Argus Research October 1986 - February 1990
Skills
Series 7 (Series 63..., Equities, Fixed Income, Series 7, Portfolio Management, Mutual Funds, Investments, Trading, Asset Management, Series 7 and 66, Life & Health Insurance...
Education
University of Scranton 1981 — 1985
BS, Marketing
Cisco Systems June 2011 - Present
Cisco Systems September 2006 - June 2011
Eagle Rock Alliance August 2002 - August 2006
JPMorgan Chase & Co. January 2002 - May 2002
MobileSpring, Inc. February 2001 - September 2001
TD Ameritrade June 1999 - February 2001
Oppenheimer Capital February 1994 - June 1999
CHANEL August 1992 - February 1994
Education
Fordham University 1988 — 1993
Psychology/Comp. Sci.
Sentinel Investments September 2007 - June 2012
Ryan Beck & Co. August 2003 - September 2007
GE Asset management June 2001 - July 2003
Morgan Stanley Dean Witter Advisors December 1996 - June 2001
Oppenheimer Capital November 1990 - December 1996
SEI Corporation August 1989 - November 1990
Sumitomo Bank of New York Trust Company March 1988 - August 1989
Skills
Financial Services, Consultative Sales..., Investment Sales, Relationship Management, Investments, Investment Strategies, Investment Research, Due Diligence, Competitive Analysis, Sales Presentation..., Peer Mentoring, Institutional Sales, Institutional..., New Business Development, Portfolio Management, Asset Allocation, Asset Management, Mutual Funds, Separately Managed..., Equities, Fixed Income, ETFs, Strategy, Finance, Securities, FINRA, 401k, Series 6, Series 7, Series 63, Series 65, Six Sigma, Certified Green Belt, Certified Investment..., Morningstar Direct, Bloomberg
Education
The University of Connecticut 1983 — 1987
BA, Economics
Staples High School 1981 — 1983
Masterpieces Unfolded 2013 - Present
Duce Construction Corporation 2007 - Present
Oppenheimer Capital 1985 - 2002
Skills
Administrative..., Customer Service, Management, Microsoft Office, Sales, Strategic Planning, Marketing Strategy, Budgets, Microsoft Excel, Marketing, Leadership
Education
Arbinger Institute
St. John's University
Kendall Realty Advisors LLC January 2009 - Present
Clayton September 2012 - October 2012
Oppenheimer Capital January 2007 - January 2009
FNMA 2003 - 2006
Kensington Realty Advisors September 2003 - August 2005
Greystone Servicing Corporation, Inc. June 1998 - April 2002
Arbor Commercial Mortgage May 1997 - May 1998
Fannie Mae December 1993 - May 1997
Kendall Mortgage Company June 1983 - June 1992
Skills
Management, Real Estate, Investment Properties, Loans, Mortgage Lending, Funding, Commercial Real Estate, Due Diligence, Apartments, Financial Analysis, Asset Management, Financial Modeling, Real Estate Development, FHA, Real Estate Economics, Commercial Mortgages, Social Media Marketing, Underwriting, Joint Ventures, Valuation, Contract Negotiation, Negotiation, Construction Loans, Finance, Affordable Housing, Refinance, Mortgage, Healthcare, Mortgage Banking, Property, Portfolio Management, Real Estate Finance, Customer Relations
Education
Community Associations Institute 2015 — 2015
CMCA, Community Associations Management
Miami University 1978 — 1983
BA, Real Estate, Finance, Accounting
Etsy January 2013 - Present
Cornerstone OnDemand July 2014 - Present
Trunk Archive October 2011 - Present
Fidelity Investments January 2006 - January 2013
Oppenheimer Capital May 2002 - December 2005
Merrill Lynch June 1997 - June 2001
Lazard Freres April 1996 - June 1997
SBC Warburg December 1994 - April 1996
Skills
Equities, Equity Research, Investments, Valuation, Financial Modeling, Portfolio Management, Bloomberg, Asset Managment, Financial Analysis, Equity Valuation, Mutual Funds, Digital Media, Media, Internet Strategy, Business Strategy, New Business Development, Private Equity, M&A experience, Venture Capital, Asset Management, Emerging Markets
Education
Columbia University - Columbia Business School 2001 — 2003
MBA, Finance
Vassar College 1989 — 1993
BA, political science
RBC Wealth Management January 2012 - Present
Oppenheimer Capital March 2000 - January 2012
Education
University of Pennsylvania - The Wharton School 2002 — 2003
CIMA, Investment Management
University of Oxford 1982 — 1983
BS, Economics/ Math
Boston College 1978 — 1982
BA, Economics/ Math
Pearl River High School 1974 — 1978
St. Mary's University School of Law
Morgan Stanley September 2013 - Present
UBS Investment Bank June 2010 - September 2013
Gabelli Asset Management July 2007 - March 2009
Gabelli & Co., Inc. 2007 - March 2009
GAMCO Investors, Inc. 2007 - 2009
Oppenheimer Capital June 2006 - August 2006
Accenture March 2001 - 2005
Skills
Financial Modeling, Industry Analysis, Commodities, Accounting, Financial Reporting, Financial Analysis, Valuation, Forecasting, Corporate Finance, Equity Research, DCF, Due Diligence, Technical Analysis, Equity Valuation, Equities, Excel, Business Valuation, Fundamental Research, Investments, Value Investing, Bloomberg, Commodity, Microsoft Excel, Investment Banking, Portfolio Management, Emerging Markets, Asset Management, Financial Markets
Education
Columbia University - Columbia Business School 2005 — 2007
MBA
University of Texas 1996 — 2000
BS
Credit Suisse October 2009 - Present
Done Write Résumé November 2007 - Present
Barclays Capital August 1998 - December 2008
Citibank December 1996 - August 1998
Oppenheimer Capital September 1994 - December 1996
OffitBank October 1993 - September 1994
Skills
Middle Office, Process Improvement, Fixed Income, Emerging Markets, Back Office, USA PATRIOT Act, KYC, AML, Resume Writing, Interview Preparation, Personal Branding, Microsoft Excel, Hedge Funds, Capital Markets, Educational Workshops, Leadership, Trading Systems, Risk Management, Electronic Trading, Interviews, Onboarding
Education
William Paterson University of New Jersey 1990 — 1992
Bachelor of Arts, Communication
Ocean County College 1988 — 1990
Associate of Arts, History
National Financial Partners May 2002 - Present
Investment Management Services May 2001 - May 2002
Oppenheimer Capital October 1996 - May 2001
Education
Kean University 1991 — 1993
Barak Asset Management, LLC September 2006 - Present
BlackRock December 2002 - August 2006
Oppenheimer Capital 1982 - 1997
Education
CUNY York College
Bachelor's degree, Accounting and Business/Management
Wells Fargo Securities March 2015 - Present
Wells Fargo April 2012 - Present
Wells Fargo Securities July 2011 - March 2012
Carnegie Mellon University June 2010 - August 2010
SecondMarket, Inc. January 2009 - July 2009
Oppenheimer Capital February 2007 - September 2008
AllianceBernstein 2006 - 2007
Consulting Services 2002 - 2005
Skills
Valuation, Financial Modeling, Equities, Statistics, Investments, Bloomberg, Investment Strategies, Hedge Funds, Investment Advisory, Portfolio Management, Alternative Investments, Consulting, Financial Analysis, Marketing, Derivatives, Asset Management, Asset Allocation, Trading, Fixed Income, Strategy
Education
Carnegie Mellon University - Tepper School of Business 2009 — 2011
MBA, Investment Strategy (select program) – quantitative finance, financial engineering, and strategy
Dartmouth College 2000 — 2004
AB, Geography/Economics, Cum Laude
CFA Institute
CFA Institute, CFA
Garden City High School
AFLAC March 2007 - Present
Oppenheimer Capital January 1990 - April 1992
Lehman Brothers Holdings Inc. August 1983 - January 1990
Skills
Term Life Insurance, Health Insurance, Disability Insurance, Insurance, Umbrella Insurance, Cafeteria Plans, Employee Benefits, Universal Life, Whole Life, Life Insurance, Property & Casualty..., Long-term Care, Small Business, Critical Illness, Sales, Accident, Health Savings Accounts, Licensed Life & Health..., Brokers, Flexible Spending..., Permanent Life Insurance, Accident Insurance, Homeowners, Group Insurance, Life & Health Insurance...
Education
Drew University 1979 — 1983
B.A., Political Science
MUFG Americas August 2013 - Present
KPMG, LLP January 2005 - August 2013
Countrywide Securities Corporation 2003 - 2004
Western Asset Management 2001 - 2003
Oppenheimer Capital 2000 - 2001
Skills
Financial Modeling, Equity Research, Valuation, Bloomberg, Hedge Funds, Fixed Income, Investment Management, Financial Analysis, Equities, Capital Markets, Due Diligence, Portfolio Management, Private Equity, Financial Risk, Asset Managment, Basel II, Market Risk, Credit Risk, Operational Risk
Education
University of Colorado at Denver 1998 — 1999
MBA, Finance
University of Colorado Boulder
B.A., Environmental Biology
KCG Holdings June 2014 - Present
Getco LLC May 2011 - May 2014
DRW Trading Group June 2010 - August 2010
JPMorgan Chase June 2009 - August 2009
Oppenheimer Capital 2007 - 2007
New York Life Investment Management 2004 - 2004
Education
Massachusetts Institute of Technology 2007 — 2011
Bachelors, Electrical Engineering / Computer Science, Management
Allston Trading May 2011 - Present
Joe Huan Photography January 2015 - Present
Five Rings Capital June 2010 - August 2010
Morgan Stanley June 2009 - August 2009
Oppenheimer Capital 2007 - 2007
Skills
Investment Banking, Risk Management, Bloomberg, Capital Markets, Financial Modeling, Fixed Income, Trading Systems, Derivatives, Bonds, Trading, Photography, Portrait Photography, Food Photography, Digital Photography
Education
Massachusetts Institute of Technology 2007 — 2011
Bachelor of Science (B.S.), Electrical Engineering and Computer Science
Massachusetts Institute of Technology 2007 — 2011
Bachelor of Science (B.S.), Management Science
Cellular Accessories For Less (CAFL) November 2002 - Present
Twentieth Century Fox June 2001 - August 2001
Barrow, Hanley, Mewhinney & Strauss, Inc January 1998 - January 2000
Oppenheimer Capital January 1996 - January 1998
Skills
Business Analysis, Analysis, Business Process, Management, Process Improvement, Marketing, Coaching, Account Management, Operations Management, Budgets, Project Management, Product Management, Financial Modeling, New Business Development
Education
University of Southern California - Marshall School of Business 2000 — 2002
MBA, Corporate Strategy
University of Southern California - Marshall School of Business 2000 — 2002
Master, Business Administration
The University of Texas at Austin 1991 — 1995
BA, Psychology
The University of Texas at
Bachelor of Arts, Psychology
Eagle Asset Management 2012 - Present
Ranieri Partners/Glen Point Partners 2009 - 2012
Allegiant Asset Management 2007 - 2009
BNY Asset Management 2006 - 2007
Oppenheimer Capital 2001 - 2006
Credit Suisse 1998 - 2001
Education
Boston University School of Law
JD
Colgate University
BA
Akre Capital Management July 2012 - January 2014
Iridian Asset Management June 2008 - April 2012
Principled Capital Management July 2006 - March 2008
Shumway Capital Partners May 2003 - June 2006
Oppenheimer Capital August 1999 - May 2003
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Finance
Rice University 1989 — 1993
BA/BS, Electrical Engineering, Mathematical Economics
Gabelli Performance Partnership, LP April 2015 - Present
AIS Capital Management, L.P. August 2008 - March 2015
GAMCO Investors, Inc. May 2005 - August 2008
William D. Witter, Inc. August 2003 - May 2005
Weiss, Peck & Greer LLC June 1998 - August 2003
Advent Capital Management July 1995 - June 1998
Oppenheimer Capital April 1993 - July 1995
Skills
Portfolio Management, Equities, Hedge Funds, Investments, Financial Analysis, Securities, Equity Research, Stock Picking, Microsoft Excel, Microsoft Word, Trading, Equity Valuation, Investment Banking, Mergers & Acquisitions, Fixed Income, Venture Capital, Valuation, Commodity, Investment Strategies, Asset Management
Education
Columbia University - Columbia Business School
Master of Business Administration (M.B.A.), Finance, Money & Financial Markets
Wellesley College
Bachelor's Degree, Economics
DePrince, Race & Zollo, Inc. December 2012 - Present
DePrince, Race & Zollo, Inc. February 2010 - December 2012
Oppenheimer Capital October 2008 - June 2009
Federated Global August 1999 - October 2008
Clay Finlay 1991 - 1999
Skills
Portfolio Management, Investments, Equities, Equity Research, Bloomberg, Valuation, Asset Management, Emerging Markets, Financial Modeling, Investment Management
Education
Columbia University in the City of New York 1990 — 1994
B.A., Economics-Philosophy
Montclair Kimberley Academy 1986 — 1990
Iridian Asset Management Vice PresidentOppenheimer Capital1996 - 2002
Oppenheimer Capital 1996 - 2002
Oppenheimer Capital 1996 - 2002
Education
Harvard Business School 1992 — 1994
Dartmouth College
Phillips Academy
Private Investor September 2008 - Present
Oppenheimer Capital June 1991 - September 2008
Skills
Equities, Asset Management, Equity Research, Financial Analysis
Education
University of Pennsylvania - The Wharton School 1978 — 1983
B.S., M.B.A., Finance, Marketing
Oppenheimer Capital 2001 - 2007
Education
Binghamton University 1995 — 1999
Cowen and Company June 1990 - Present
Oppenheimer Capital 1988 - 1990
Skills
New Business Development, Digital Media, Business Development, Business Strategy, Strategy
Education
Fordham University - Graduate School of Business Administration
Master of Business Administration (MBA), Marketing
University of Maryland College Park 1984 — 1988
BS in Marketing, Marketing Finance
Global Currents Investment Management September 2008 - Present
Oppenheimer Capital October 2000 - August 2008
CA IB Securities 1998 - 2000
Credit Suisse First Boston 1996 - 1998
Education
Columbia University - Columbia Business School 2007 — 2008
MBA
Warsaw School of Economics 1993 — 1997
MA
Oppenheimer Capital 1998 - 1999
Education
Old Dominion University 1979 — 1981
ACA Performance Services March 2014 - Present
CFA Institute 2010 - Present
Deloitte & Touche September 2000 - March 2014
Credit Suisse Asset Management 1998 - September 2000
Warburg Pincus Asset Management July 1997 - September 2000
Stein Roe & Farnham December 1995 - July 1997
Furman Selz September 1994 - December 1995
Oppenheimer Capital February 1993 - September 1994
Skills
Investment Management, Asset Managment, Mutual Funds, GIPS, Investment Performance, Auditing, Hedge Funds, Alternative Investments, Private Equity, Fund Of Funds, Equities, Investments, Performance Measurement, Investment Advisory, Fund Accounting, Risk Management, Operational Risk, Internal Controls, Client Services, Asset Management, Financial Services, Fixed Income, Management Consulting
Education
Hofstra University 1989 — 1992
Bachelor of Business Administration (BBA), Accounting
Sachem
Deutsche Bank July 2013 - Present
Invesco Ltd. June 2010 - June 2013
Morgan Stanley Investment Management January 2005 - May 2010
Dreyfus March 1997 - December 2004
Oppenheimer Capital August 1994 - February 1997
Skills
Product Marketing, Series 7, Marketing Strategy, Series 63, Direct Mail, Product Management
Education
University at Albany, SUNY 1990 — 1994
BS, Magna Cum Laude, Business Administration – Finance/Marketing
State of New Mexico 2011 - Present
WestLB NY March 2006 - July 2011
WestLB Asset Management July 2003 - February 2006
Oppenheimer Capital 1982 - 2002
Skills
Capital Markets, Investments, Bonds, Securities, Alternative Investments, Trading Systems, Risk Management, Finance, Hedge Funds, Portfolio Management, Mutual Funds, Asset Managment, Emerging Markets, Financial Analysis, Financial Modeling, Fixed Income, Asset Management, Equities, Derivatives, Structured Finance, Asset Allocation
Education
Cornell University 1979 — 1981
Bachelor of Science (BS)
Barak Asset Management September 2006 - Present
BlackRock December 2002 - August 2006
Allianz Global Investors May 1997 - November 2002
PIMCO Advisors, LP._Oppenheimer Capital, LP. - Division of Allianz Group 1997 - 2002
PIMCO 1997 - 2001
Oppenheimer Capital January 1982 - June 1997
Education
City University of New York City College
BS, Business Administration and Minor Accounting
Altius Capital Management June 2011 - Present
Warren International, LLC January 2008 - Present
Altius Capital Management August 2000 - December 2007
High Rise Partners 2000 - 2002
Oppenheimer Capital June 1998 - August 2000
Skills
Hedge Funds, Equities, Asset Managment, Portfolio Management, Equity Research, Investments, Alternative Investments, Asset Allocation, Investment Strategies, Financial Modeling, Valuation, Derivatives, Business Development, Due Diligence
Education
Princeton University 1993 — 1998
B.A., Politics, Economics
Lawrenceville 1989 — 1993
Oppenheimer Capital 2009 - Present
Nicholas Applegate 2008 - 2008
Guotai Jun'an Allianz Fund Management 2003 - 2007
Skills
Equity Research, Bloomberg
Education
Yale University - Yale School of Management 2007 — 2009
MBA, Finance
London School of Economics and Political Science
Finance
Peking University
BA, Economics/ English Literature
XT Capital Partners May 2004 - Present
InvestorForce May 1999 - 2004
Morgan Stanley Asset Management 1998 - 1999
Bankers Trust 1996 - 1998
Mitchell Hutchins Asset Management February 1993 - May 1996
Oppenheimer Capital February 1983 - February 1993
Skills
Alternative Investments, Investment Management, Hedge Funds, Asset Management, Investments, Equities, Asset Allocation, Investment Strategies, Mutual Funds, Securities, Private Equity, Portfolio Management, Financial Services, Fixed Income, Investor Relations, Venture Capital, Series 63, Fund Of Funds, Asset Managment, Marketing Strategy and..., Branding and Positioning, Sales Strategy, Series 62, Series 24
Education
Rutgers Graduate Business School 1972 — 1975
MBA, Finance, With Honors
University of North Carolina at Chapel Hill 1964 — 1968
BA, English
The Taft School 1960 — 1963
High School
The Taft School
UBS Global Asset Management March 2012 - Present
QS Investors, LLC August 2010 - January 2012
DB Advisors January 2008 - August 2010
Oppenheimer Capital September 2001 - November 2007
Donaldson, Lufkin & Jenrette 1987 - 2000
Skills
Alternative Investments, Asset Management, Derivatives, Fixed Income, Investments, Equities, Investment Management, Hedge Funds, Asset Allocation, Portfolio Management, Mutual Funds, Emerging Markets, Corporate Finance, Trading, Series 7, Securities, Valuation, Bloomberg, Institutional..., Investor Relations, Investment Strategies, Wealth Management, Investment Banking, Private Equity, FINRA, Risk Management, Asset Managment, Capital Markets, Equity Research, ETFs, Bonds, Fund Of Funds
Education
New York University - Leonard N. Stern School of Business 1990 — 1993
MBA, Finance
State University of New York College at Potsdam 1983 — 1987
Bachelor of Science (B.S.), Mathematics and Computer Science
J.P. Morgan June 2013 - Present
J.P. Morgan September 2007 - June 2013
Morgan Stanley Investment Management August 2000 - September 2007
Morgan Stanley August 2000 - September 2007
Morgan Stanley Investment Management - London January 2004 - December 2004
Oppenheimer Capital March 1994 - August 2000
Dreyfus 1992 - 1993
Skills
Securities, Equities, Mutual Funds, Hedge Funds, Financial Services, Fixed Income, Global Custody, Capital Markets, Asset Managment, Middle Office, Electronic Trading, Swaps, Investment Banking, Bonds, Asset Allocation, Financial Risk, Trading Systems, Series 7, Investments, Bloomberg, Corporate Actions, Trading, Emerging Markets, Asset Management, Derivatives, Alternative Investments, Risk Management, Cash Management, Banking, Securities Lending, Back Office, Relationship Management, Equity Derivatives, Portfolio Management, Fund Administration, Options
Education
LIU Post 1989 — 1992
BS, Business Administration
InvestTech Systems Consulting 2003 - Present
Robeco Investment Management 2000 - 2003
Oppenheimer Capital 1992 - 2000
US Trust 1987 - 1992
Skills
Alternative Investments, Corporate Actions, Investment Management, Investments, Portfolio Management, SDLC, Strategy, Trading, Business Analysis, Management, Integration, Mutual Funds, Equities, Financial Services, Fixed Income
Education
D'Amore-McKim School of Business at Northeastern University 1985 — 1987
MBA, Finance
University at Buffalo 1981 — 1985
BS, Information Technology
Bank of America 2000 - Present
Oppenheimer Capital September 1992 - March 2000
Citigroup 2000 - 2000
Sheft & Sheft 1990 - 1992
Skills
PMP, Six Sigma, Service Delivery, PMO, Enterprise Software, Networking, Change Management, Relationship Management, IT Strategy, ITIL Certified, Risk Management, ITIL, Project Management, Management, Program Management, Resource Management, Business Process..., Banking, Business Analysis, Financial Risk, Process Improvement, IT Management, Financial Services, Financial Analysis, Financial Reporting, IT Infrastructure..., Cost Transparency, Project Portfolio...
Education
Manhattan College
BS, Computer Information Services
Fordham Prep
St. Gabriels
Allianz June 2010 - Present
AllianceBernstein February 2001 - May 2010
Oppenheimer Capital May 1996 - February 2001
Oppenheimer Capital May 1996 - February 2001
DIME Savings Bank March 1987 - May 1996
Education
City University of New York-Brooklyn College 1995 — 1998
Masters of Economics, Economics
City University of New York-Brooklyn College 1986 — 1991
Bachelor of Science, Business, Management and Finance
Edward Jones September 2007 - Present
StarTek September 2002 - September 2007
Great-West Life and Annuity Insurance Company 1996 - 2000
Life Partners Group 1995 - 1996
Oppenheimer Capital 1987 - 1995
Skills
Client Services, Office Administration, Insurance, Long Term Care, Billing, Customer Service, Outlook, Compliance, Mutual Funds, Administration, Excel, PowerPoint, Customer Relations, Word, Time Management, Employee Relations, Microsoft Office, Scheduling, Call Center, Inventory Management, Supervisory Skills, Documentation, Customer Satisfaction, Problem Solving, Process Improvement, Account Management, Investments, Team Building, Event Planning, Coaching, Sales Support, Team Leadership, Life Insurance, Financial Services, Microsoft Excel, Process Scheduler, Workforce Management, Call Centers, Management, Analysis, Finance, Recruiting, Marketing, Office Management, Leadership, Training, Administrative..., Spreadsheets, Telecommunications, Data Entry
Education
Colorado State University-Global Campus 2010 — 2012
Business Management, Business Administration and Management, General, 3.78
University of Phoenix 2009 — 2010
Business, Business Administration
University of Northern Colorado 1979 — 1982
Business, Administration
IndexIQ Advisors LLC January 2015 - Present
Bank of New York Mellon March 2011 - January 2015
Bank of New York Mellon 2007 - March 2011
Artio Global Investors (formally Julius Baer Investment Management) 2005 - 2007
Legg Mason (formally Citigroup Asset Management) 2003 - 2005
Lazard Asset Management 2001 - 2003
Oppenheimer Capital August 1996 - June 1999
Skills
Equities, Hedge Funds, Fixed Income, Alternative Investments, Mutual Funds, Pricing Analysis, Expense Budget..., Securities Regulation, ETFs, Fund Accounting, Fund Administration, SEC filings, Trading, Due Diligence, Mergers, Investments, Securities, Asset Management, Bloomberg
Education
Pace University - Lubin School of Business 1992 — 1997
BBA, Accounting
Aromaflage, fragrance with function May 2013 - Present
Fensterstock & Partners LLP November 2008 - May 2013
Oppenheimer Capital August 2006 - September 2008
Canon Business Services 2005 - 2006
Skills
Commercial Litigation, Investments, New Business Development, Asset Managment, Litigation, Consumer Products, Health, Contract Negotiation, Marketing, Project Management, Asset Management, Sales, Corporate Law, Real Estate, Competitive Analysis, Leadership, Fundraising, Marketing Strategy, Business Strategy, Team Building, Entrepreneurship, Social Media, Management, Social Media Marketing, Strategic Planning
Education
The Johns Hopkins University - Carey Business School 2011 — 2013
MBA
Bowdoin College
AB, Psychology and English
Baron Capital Group, Inc. June 2014 - Present
Goldman Sachs July 2009 - June 2014
JPMorgan 2006 - 2009
UBS Investment Bank 1997 - 2005
Oppenheimer Capital 1990 - 1997
Shearson Lehman Hutton Inc 1989 - 1990
Education
New York University - Leonard N. Stern School of Business
MBA, Finance
Rochester Institute of Technology 1980 — 1984
BS
ACR-Alpine Capital Research November 2009 - Present
Wilmington Trust 2006 - March 2009
Gabelli Asset Management August 2003 - June 2006
M&T Bank 2001 - 2003
Delaware Investments 1997 - 2001
Bankers Trust 1995 - 1997
Oppenheimer Capital 1992 - 1997
Citibank 1985 - 1987
Skills
Mutual Funds, Asset Management, Series 63, Investments, Wealth Management, New Business Development, Financial Markets, Executive Management, Strategic Planning, Sales Management, Business Strategy
Education
Binghamton University 1979 — 1983
ba, history
Fordham Gabelli School of Business
Octagon Credit Investors, LLC July 2011 - Present
Alcentra NY, LLC April 2010 - June 2011
Standard & Poor's February 2005 - March 2009
Nomura Holdings America, Inc. October 2003 - February 2005
TIAA-CREF November 1996 - September 2003
Oppenheimer Capital March 1994 - November 1996
BT Variable March 1993 - March 1994
U.S. Securities and Exchange Commission July 1989 - March 1993
Pridential-Bache Securities / Prudential Mutual Fund Management September 1987 - July 1989
Skills
Securities Regulation, Securities Exchange Act..., Asset Managment, Investment Advisers Act, Investment Company Act, Equities, Asset Management, FINRA, Hedge Funds, AML, Securities, Private Equity, Financial Regulation, Structured Finance, Due Diligence
Education
Brooklyn Law School 1985 — 1987
Doctor of Law (J.D.)
Albany Law School of Union University 1984 — 1985
Law
Queen's University 1981 — 1984
Bachelor of Commerce (B.Com.) with Honors
Legg Mason 2005 - Present
Citigroup 2000 - 2005
Investors Capital 1999 - 2000
Oppenheimer Capital 1989 - 1999
dreyfus 1987 - 1988
Education
Adelphi University 1992 — 1996
mba, finance
State University of New York College at Brockport 1983 — 1987
bs, accounting/finance
First Manhattan Co. February 2005 - Present
Roanoke Asset Management June 1999 - February 2005
Oppenheimer Capital January 1997 - June 1999
Neuberger Berman January 1996 - June 1997
Skills
Equities, Hedge Funds, Alternative Investments, Fixed Income, Trading, Capital Markets, Asset Management, Series 7, Management, Securities, Bloomberg, Trading Systems, Portfolio Management, Investments, Financial Markets, Financial Services, Series 63, Derivatives, Investment Banking, Bonds, Electronic Trading, Equity Trading
Education
New York University 2006 — 2009
Risk Management
Adelphi University 1994 — 1995
Finance
Morgan Stanley July 2010 - Present
NPA Financial Services Inc. July 2009 - July 2010
Fiduciary Trust 2005 - 2008
U.S. Trust 1997 - 2005
Oppenheimer Capital 1992 - 1995
Skills
Credit, Wealth Management, Securities, Series 63, Mutual Funds, Trading, Due Diligence, Strategy, Strategic Planning, Derivatives, Investment Banking, Financial Modeling, Valuation
Education
Ramapo College of New Jersey 1984 — 1989
BA, Economics
Artivest June 2015 - Present
Reality Shares, Inc. February 2014 - June 2015
Gotham Asset Management, LLC January 2010 - December 2013
BlackRock 2003 - 2009
PIMCO Allianz/Nicholas Applegate 2000 - 2002
Oppenheimer Capital February 1998 - May 2000
Skills
Mutual Funds, Financial Services, Account Management, Strategies, Series 7, Alternative Investments, Wealth Management, Hedge Funds
Education
Fairfield University 1982 — 1986
BA, Economics
First Southwest Company 2009 - Present
ABN AMRO 2005 - 2009
Smith Barney 2004 - 2005
Oppenheimer Capital 2003 - 2004
Deutsche Bank 2002 - 2003
Skills
Fixed Income, Trading, Equities, Structured Products, Swaps, Bloomberg, Bonds, Series 63, Capital Markets, Investment Banking, Series 7, Derivatives, Securities, Portfolio Management, Hedge Funds
Education
Rutgers University-New Brunswick 1998 — 2001
BA, Economics
McKinley Capital Management December 2009 - Present
Oppenheimer Capital 2006 - 2009
Rockefeller & Co., Inc. 2000 - 2006
Nikko Citigroup 1996 - 2000
Education
Columbia University - School of International and Public Affairs 1994 — 1996
University of Wisconsin-Madison 1990 — 1994
Nanzan University 1992 — 1993
RBC Capital Markets January 2014 - Present
Wellington Management September 2002 - January 2014
Standish Mellon Asset Management January 1996 - September 2002
Standish 1996 - 2002
Chase Global Services 1992 - 1997
Chase Global Services 1992 - 1997
Oppenheimer Capital 1991 - 1994
Education
Boston College - Wallace E. Carroll Graduate School of Management 1997 — 2000
MBA
Bentley University 1985 — 1989
Royce & Associates January 1998 - Present
Oppenheimer Capital March 1987 - January 1998
LIN Broadcasting 1985 - 1987
LIN Broadcasting 1985 - 1987
Education
Rutgers, The State University of New Jersey-Newark 1981 — 1983
BA, Accounting
Union County College 1979 — 1981
AA, Business
Cornerstone Capital Management June 2011 - Present
MacKay Shields July 2009 - June 2011
Oppenheimer Capital September 2008 - June 2009
Clay Finlay June 2000 - September 2008
Education
Columbia University in the City of New York 1996 — 2000
BA, Economics - Philosophy
Van Eck Global March 2014 - Present
Allianz Global Investors U.S. Holdings LLC July 2006 - March 2014
Legg Mason Asset Management (formerly Citigroup Asset Management) November 2005 - June 2006
Legg Mason Asset Management (formerly Citigroup Asset Management) December 2002 - November 2005
Legg Mason Asset Management (formerly Citigroup Asset Management) May 1999 - December 2002
Oppenheimer Capital April 1996 - May 1999
Skills
Mutual Funds, SEC, AML, FINRA, Securities, Series 24, Series 7, Series 63, Hedge Funds, Fixed Income, Equities, Investment Advisory, Due Diligence, Asset Managment, KYC, Alternative Investments, Securities Regulation, Financial Regulation, Financial Risk, OFAC, Asset Management, Private Equity, Portfolio Management, Risk Management, Trading, Banking, Investment Management, Investments, Capital Markets, Derivatives, Fund Administration, Series 65, Financial Services
Education
City University of New York-Hunter College 1994 — 1999
BS, Accounting
College of Finance and Economics 1988 — 1991
Associate, Accounting
DR Associates May 1998 - Present
US Trust March 1996 - May 1998
Oppenheimer Capital 1993 - 1996
TIAA-CREF 1984 - 1986
Skills
Economics, Financial Modeling, Management, Equities, Research, Business Analysis, Portfolio Management, Hedge Funds, Valuation, Investments, Entrepreneurship, Corporate Finance, Private Equity, Strategy
Education
Columbia University - Columbia Business School 1982 — 1984
MBA, Finance, Management
University of St Andrews 1969 — 1972
MA, Mediaeval History, Psychology
Cross Point Capital LLC March 2015 - Present
Halen Capital, Inc. March 2011 - Present
Cantor Fitzgerald October 2005 - June 2006
Countrywide Securities Corporation September 2002 - September 2005
Dupont Securities Group, Inc. May 2000 - August 2002
Kemper Securities, Inc. August 1994 - February 1997
Oppenheimer Capital September 1992 - August 1994
First Empire Securities, Inc. June 1990 - September 1992
Skills
ABS, Capital Markets, Fixed Income, Portfolio Management, Asset Managment, Risk Management, Investments, Asset Management, Credit, Finance, Financial Structuring, Securities, Structured Finance, Trading, Funding, Electronic Trading, Emerging Markets, Mortgage Lending, Structured Products, Financial Risk, Valuation, Loans, Series 63, Bonds, ALM, Private Equity, Financial Markets, Investment Management, Trading Systems, Financial Modeling, Hedge Funds, Commercial Lending, Interest Rate Risk..., Options, Credit Analysis, Credit Risk, Mutual Funds, FX Options, Asset Allocation, Derivatives, Hedging, Corporate Finance, Equities, Investment Banking, Financial Institutions, Alternative Investments, Bloomberg, Series 7
Education
Loyola University of Chicago 1978 — 1982
http://www.ikwebdesigns.com/ April 2012 - Present
Scarborough Research May 2000 - March 2012
Oppenheimer Capital November 1998 - May 2000
Skills
SEO, Analytics, Databases, Business Analysis, Microsoft Office, CSS, PHP, Visual Basic, ASP, WordPress, Photoshop, SQL, Software Project..., Microsoft SQL Server, Software Development, Web Design, Social Media, Web Development, HTML, Project Management
Education
Pace University 2002 — 2005
MS, IS
Pace University 1995 — 1999
BA, Computer Science, Minor Mathematics
Oppenheimer Capital March 1999 - January 2010
Pilgrim Baxter & Associates 1997 - 1999
PNC Investments 1995 - 1997
Education
Harvard Business School 1979 — 1981
MBA, Business Administration
University of Colorado Boulder 1973 — 1977
BS, Business Administration
Morgan Stanley Wealth Management 2006 - Present
New York Life Investment Management 2000 - 2006
United Asset Management 1997 - 2000
Oppenheimer Capital 1991 - 1996
Putnam Investments 1988 - May 1991
Skills
Alternative Investments, Asset Allocation, Asset Management, Equities, Financial Services, Fixed Income, Hedge Funds, Investment Advisory, Investment Strategies, Investments, Management, Marketing, Mutual Funds, Portfolio Management, Retirement, Sales, Securities, Separately Managed..., Series 63, Series 7, Wealth Accumulation, Wealth Management
Education
James Madison University 1982 — 1986
Marketing, Business
ACR Capital LLC January 2015 - Present
Reid Street Capital LLC August 2013 - December 2014
ACR Capital LLC October 2012 - August 2013
Lyster Watson & Co. April 2005 - October 2012
Spectrum Capital Partners, LLC/WorldCo, LLC, New York, N.Y. November 2002 - December 2004
McKinsey & Company August 1998 - October 2002
Rainbow Video Duplication June 1996 - July 1998
Oppenheimer Capital September 1991 - May 1996
Skills
Hedge Funds, Financial Reporting, Investments, Fund Of Funds, Equities, Auditing, Accounting, Internal Controls, Fund Accounting, Alternative Investments, Fund Administration, CPA, Tax, Cash Flow, Investor Relations, Asset Management, General Ledger, Financial Statements, Private Equity, Due Diligence, Portfolio Management
Education
State University of New York at Albany 1986 — 1990
BS Accounting / MS Taxation
Kayne Anderson Rudnick March 2014 - Present
Hall Capital Partners LLC August 2011 - December 2013
Loomis, Sayles & Company April 2008 - July 2011
Wellington Management April 2000 - March 2008
Oppenheimer Capital April 1997 - March 2000
Barrow, Hanley Mewhinney and Strauss February 1995 - February 1997
Pacific Enterprises/Southern California Gas Company October 1989 - February 1994
Skills
Asset Allocation, Asset Managment, Hedge Funds, Investment Management, Investments, Alternative Investments, Equities, Investment Strategies, Series 7, Finance, Valuation, Portfolio Management, Asset Management, Fund Of Funds, Capital Markets, Private Equity, Retirement, Wealth Management, Venture Capital, Mutual Funds, Fixed Income, Investment Advisory, Bloomberg
Education
Pepperdine University
BS, Business
Pepperdine University, The George L. Graziadio School of Business and Management
MBA
UBS Investment Bank August 2005 - Present
Harpel Advisory April 1998 - August 2005
Bank of New York Mellon December 1996 - April 1998
Oppenheimer Capital May 1993 - June 1996
Value Line April 1992 - May 1993
Skills
Hedge Funds, Equities, Alternative Investments, Prime Brokerage, Financial Accounting, Trading, Capital Markets, Derivatives, Equity Derivatives, Fixed Income, Investment Banking, Mutual Funds, Portfolio Management, Securities Lending, Swaps
Education
University at Buffalo 1987 — 1991
B.S., Finance
BlackRock January 2008 - June 2011
BlackRock January 1996 - December 2007
Oppenheimer Capital September 1983 - December 1995
Skills
Equities, Investments, Financial Analysis, Mutual Funds, Business Development, Fixed Income, Portfolio Management, Bloomberg, Financial Modeling
Education
New York University Stern School of Business 1983 — 1987
MBA, International Business & Finance
Georgetown University 1978 — 1982
BSBA, International Business & French
Stichting Nijenrode (The Netherlands School of Business) 1980 — 1981
International Business Certificate, International Business
EPAM Systems June 2012 - Present
EPAM Systems December 2010 - Present
Thomson Reuters (client) / EPAM December 2006 - March 2012
EPAM Systems December 2004 - November 2006
portable Internet Inc September 2003 - April 2004
StayinFront, Inc. June 2002 - July 2003
Digitech Computer, Inc November 2001 - April 2002
Oppenheimer Capital May 1998 - December 2000
Independent Programmer February 1995 - June 1995
Skills
C#, ASP.Net, ASP, SQL, HTML, VBScript, SQL Server, Jira, CollabNet, SharePoint, Microsoft Project, Visio, Visual Studio .Net, Agile, Agile Methodologies, Visual Studio, Software Documentation, Microsoft SQL Server, Integration, JIRA
Education
Pace University 1997 — 2001
BA, Computer Science
Barclays Global Investors 2000 - 2006
Oppenheimer Capital 1994 - 2000
Education
New York University 1990 — 1994
Bachelor of Science (BS)
Oppenheimer & Co. AVP OperationsPershing LLCDecember 2006 - June 2011
MFGlobal July 2011 - 2011
Oppenheimer Capital 1995 - 2000
Skills
Corporate Actions, Back Office, Middle Office, Securities, Equities, Financial Services, Fixed Income, Settlement, Hedge Funds, Trading, Derivatives, Capital Markets, Risk Management, Vendor Management, FX Options, Operational Risk, Investment Banking, Bloomberg, Asset Management, Mutual Funds, Banking, Bonds, CRM, FINRA, Leadership, Management, Operations Management, Options, Process Improvement, Series 7, Team Building, Trading Systems
Education
City University of New York-Brooklyn College
AllianceBernstein February 2010 - July 2015
Oppenheimer Capital October 1999 - January 2010
Skills
Investments, Equities, Asset Management, Portfolio Management, Financial Modeling, Hedge Funds, Valuation, Alternative Investments, Capital Markets, Investment Banking, Equity Research
Education
Columbia Business School 2001 — 2002
Master of Business Administration (MBA)
University of Southern California 1994 — 1998
Business, Finance & Economics
NYPD June 1992 - April 2011
NYPD June 1992 - April 2011
Oppenheimer Capital March 1991 - June 1992
Skills
Criminal Investigations, Police, Enforcement, Patrol, Interrogation, Firearms, Crime Prevention, Criminal Justice, Evidence, Public Safety, Counterterrorism, Homeland Security, Private Investigations, Executive Protection, Law Enforcement...
Education
La Guardia Community College 1981 — 1984
Associate's degree, Business Administration and Management, General
City University of New York-John Jay College of Criminal Justice
J.P. Morgan 2013 - 2015
J.P. Morgan 1999 - 2013
Oppenheimer Capital 1995 - 1999
Skills
Securities, Equities, Series 7, Fixed Income, Hedge Funds, Financial Services, FINRA, Alternative Investments, KYC, AML, Compliance, Mutual Funds, Operational Risk, Prime Brokerage, Options, Derivatives, Financial Risk, Investment Banking, Back Office, Operational Risk..., Trading, Private Banking, Portfolio Management, Risk Management, Financial Regulation, USA PATRIOT Act, OFAC, Structured Products, Investment Management, Financial Markets, Anti Money Laundering, Finance
Education
Montclair State University 1989 — 1994
B.S. Business Administration, Finance and Financial Management Services