Smith Barney, Harris Upham & Co.
Address: 333 W 34th St, New York, NY 10001 Phone: (212) 356-2224: Category: Website: : : Hours: : : Place name: : Category: Financial Planner Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Add website Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Smith Barney Harris Upham & Co Posting publicly on the Web Write a review Reviews Be the first to review
Smith Barney, Harris Upham & Co. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Smith Barney, Harris Upham & Co.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Smith Barney, Harris Upham & Co. Employees
SunGard Financial Systems April 1998 - Present
KPMG March 1997 - April 1998
BNY Mellon August 1991 - March 1997
Smith Barney, Harris Upham & Co. May 1990 - August 1991
Skills
Asset Managment, Accounting, Business Analysis, Business Process..., Capital Markets, Equities, Financial Services, Fixed Income, Fund Accounting, Hedge Funds, Management, Management Consulting, Mutual Funds, Product Management, Risk Management, Security, Software Project..., Strategy, Trading Systems, Travel Arrangements, Vendor Management
Education
Saint John's University 1990 — 1995
Master of Business Administration (MBA), Finance, General
City University of New York-College of Staten Island 1985 — 1990
Bachelor of Science (BS), Accounting
UBS Financial Services Inc. December 1991 - Present
Mercy Investment Services May 2012 - Present
Hanna Boys Center 2010 - Present
Emerging Growth Management (Formerly HQEM) February 1991 - November 1991
Smith Barney, Harris Upham & Co. June 1989 - June 1990
Drexel Burnham Lambert July 1988 - June 1989
Education
University of California, Los Angeles 1984 — 1988
Bachelor of Arts, Psychology
Santa Clara University 1993 — 1998
Master of Business Administration (MBA), Finance
Coyle Financial Counsel September 2011 - Present
GVW Group, LLC July 2008 - August 2009
Crestview Capital Partners 2003 - 2008
Athabasca Financial Inc. 2001 - 2003
Ernst & Young 1999 - 2001
Banc America Securities 1994 - 1998
Continental Bank 1989 - 1995
Continental Bank 1992 - 1994
Bear Stearns and Co. 1987 - 1989
Smith Barney, Harris Upham & Co. 1984 - 1987
Education
The University of Chicago Booth School of Business 1985 — 1986
MBA, Finance, Accounting
Massachusetts Institute of Technology 1979 — 1983
B. Sc., Economics
R2E Partners LLC / Enselle LLC January 2003 - Present
United Bank of Kuwait 1999 - 2000
Atlas Capital Finance 1998 - 1999
CIBC World Markets 1995 - 1998
Capstar Partners 1990 - 1995
Pudential-Bache Capital Funding 1987 - 1989
Smith Barney, Harris Upham & Co. 1982 - 1986
Skills
Project Finance, Solar Energy, Due Diligence, Financial Structuring..., Negotiation and..., Energy, Corporate Finance, Private Equity, Renewable Energy, Financial Modeling, Corporate Law, Cleantech, Energy Efficiency, Wind, Photovoltaics, Structured Finance, Negotiation, Alternative Energy, Equities, Real Estate, New Business Development, Corporate Development, Leveraged Finance, Finance, Investment Banking, Venture Capital, Mergers & Acquisitions, Start-ups, Financial Structuring, Valuation
Education
The Wharton School, University of Pennsylvania 1981 — 1982
MBA, Finance and Accounting, with distinction
Harvard College 1974 — 1978
BA, American History and Literature, Magna cum Laude
LPS Partners Inc. August 2012 - Present
Recapture Partners LLC June 2012 - July 2012
Creditex October 2006 - April 2012
Mcfadden ,Farrel and Smith LP January 2001 - September 2006
Tullett & Tokyo Liberty Securities February 2000 - February 2001
Cantor Fitzgerald September 1996 - February 2000
Liberty Brokerage November 1987 - May 1996
Dean Witter Reynolds Inc October 1985 - December 1987
Barry F. Cohen & Co October 1984 - September 1985
Smith Barney, Harris Upham & Co. February 1981 - October 1984
Skills
Sales, Derivatives, Bonds, Equities, Capital Markets, Trading, Bloomberg, Fixed Income Products, Credit, Hedge Funds, Series 63, Investments, Fixed Income, Securities, Series 7, Electronic Trading, Alternative Investments, Asset Management, Options, Structured Products
Education
Ohio Wesleyan University 1976 — 1980
Bachelor of Arts (B.A.), Economics/Political Science
Ernst & Young 1990 - Present
Ernst & Young October 2012 - June 2014
Ernst & Young April 2011 - June 2014
Smith Barney, Harris Upham & Co. 1987 - 1990
Skills
Business Valuation, Corporate Finance, Due Diligence, Financial Modeling, Mergers & Acquisitions, Entrepreneurship, Valuation, Strategy, Corporate Development, Private Equity, Financial Analysis, Acquisition Integration, Restructuring, Business Process..., Management Consulting, M&A experience
Education
Claremont McKenna College 1983 — 1987
BA, Economics, Accounting, Finance
Moody's Analytics September 2010 - Present
Healthcare Finance and Credit Consulting January 2010 - Present
Moodys Corporation 1991 - 2009
NYS Medical Care Facilities Financing Agency 1988 - 1991
Smith Barney, Harris Upham & Co. 1985 - 1988
Skills
Financial Analysis, Credit Analysis, Non-profits, Research, Financial Modeling, Credit
Education
New York University - Leonard N. Stern School of Business 1988 — 1991
MBA, Finance/Marketing
University of Pennsylvania 1981 — 1985
B.A., Health Care Administration - Individualized major through Wharton
Stroz Friedberg January 2007 - August 2015
Greenhill & Co. January 2006 - July 2015
Aspen Institute August 2005 - August 2007
Morgan Stanley 1988 - 2005
Smith Barney, Harris Upham & Co. July 1982 - May 1988
Skills
Mergers & Acquisitions, Corporate Finance, Technology Investment..., Capital Structure, Valuation, Investment Banking, Venture Capital, Joint Ventures, Due Diligence, Private Equity, Capital Markets, Investments, Business Strategy, Corporate Development, Financial Structuring, Restructuring, IPO, Investor Relations, M&A experience, LBO, Strategy, Leveraged Finance, Emerging Markets, Mergers, Financial Analysis, Private Placements
Education
University of Pennsylvania - The Wharton School 1979 — 1982
Bachelor’s Degree, Economics - Finance, Summa cum laude
mach49 January 2014 - Present
Public and Private companies January 2000 - Present
Creekside 21st Century Learning Lab January 2000 - Present
Global January 2000 - Present
Strategos January 1995 - January 2000
The Mac Group/Gemini Consulting January 1988 - December 1999
Smith Barney, Harris Upham & Co. May 1985 - August 1987
Skills
Management Consulting, Business Strategy, Strategic Planning, Change Management, Strategy, Start-ups, Entrepreneurship, Mergers & Acquisitions, Organizational..., Program Management, Project Management, Leadership Development, Business Planning, Business Development, Marketing Strategy, Executive Coaching, Venture Capital, Coaching, New Business Development, Due Diligence
Education
Stanford University
Master's degree, International Relations and Comparative Politics
University of Virginia
Bachelor's degree, Foreign Affairs
LIND CONSULTING LLC November 1996 - Present
TrustedPeer October 2014 - Present
Regent Pacific Management Corporation November 1987 - November 1996
HydroPool, Inc. July 1985 - September 1987
R. H. Chappell Company 1983 - 1985
Smith Barney, Harris Upham & Co. 1982 - 1983
Skills
Turnaround Management, Profit Improvement, Process Improvement, Strategy, Finance, Operations Management, Corporate Finance, Management, Mergers & Acquisitions, Venture Capital, Mergers, Investments, Start-ups, Negotiation, Portfolio Management, Consulting, IPO, Entrepreneurship, Business Strategy, Strategic Planning
Education
University of California, Berkeley, Haas School of Business 1990 — 1991
MBA
University of North Carolina at Chapel Hill 1979 — 1981
BS, Business Administration
University of Oslo (UiO) 1978 — 1978
Skunkworks llc January 2014 - Present
Skunkworks LLC January 1997 - August 2014
Cruttenden & Co.Inc. June 1992 - March 1995
Smith Barney, Harris Upham & Co. May 1989 - May 1992
Aesthete Labs. June 1989 - June 1990
Drexel Brunham Lambert Incorporated September 1986 - May 1989
Education
California State Fullerton 1980 — 1983
BA Finance, Investment Finance, U.S. History
Citrus College 1978 — 1980
Associate of Arts (AA), Educational Leadership and Administration, General
The Securities Law Group LLP July 2003 - Present
Farella Braun + Martel LLP February 1995 - February 2002
Paine Webber September 1990 - March 1993
Bear Stearns August 1987 - June 1990
Smith Barney, Harris Upham & Co. July 1975 - July 1986
Education
University of San Francisco School of Law 1993 — 1996
JD, General Corporate Law
Stoever Glass & Co. April 2014 - Present
Citi 1993 - 2013
Shearson Lehman Brothes 1989 - 1993
Smith Barney, Harris Upham & co. 1987 - 1989
Skills
Fixed Income, Series 7, Investments, Trading, Series 24, series 55, series 53, Series 63, FINRA, Portfolio Management, Wealth Management, Securities, Financial Markets, Structured Products, Finance, Financial Advisory, Mergers & Acquisitions, Capital Markets, Hedge Funds, Bonds, Derivatives, Alternative Investments, ETFs, Bloomberg, Electronic Trading, Mutual Funds, Asset Management
Education
Hofstra University 1982 — 1987
finance
International Speedway Corporation (ISC) May 2014 - Present
Hardcard Holdings, LLC. 2006 - June 2014
Hardcard Systems, Inc. September 2010 - May 2014
AMA Pro Racing 1999 - 2006
Llama Company 1997 - 1999
NatWest 1993 - 1996
Smith Barney, Harris Upham & Co. 1990 - 1992
Skills
Contract Negotiation, Sports Marketing, Sponsorship, Sports, Event Marketing, Brand Development, Strategic Planning, Marketing Strategy, Marketing Communications, New Business Development, Leadership, Management, Budgets, Competitive Analysis, Entrepreneurship, Strategic Partnerships, Online Marketing, Strategy
Education
Hofstra University 1988 — 1990
MBA, International Business
Louisiana State University 1983 — 1986
Business, International Economics
HRS Management LLC August 2010 - Present
Loomis Sayles & Co. June 1994 - August 2009
Commonwealth of Massachusetts January 1991 - September 1993
UBS Securities Inc. July 1985 - December 1990
UBS Phillips & Drew Int'l Ltd. - Tokyo, Japan January 1986 - January 1988
Smith Barney, Harris Upham & Co. June 1983 - June 1985
Manufacturer's Hanover Trust Co. August 1982 - May 1983
Xerox September 1978 - July 1980
Skills
Fixed Income, Hedge Funds, Emerging Markets, Mutual Funds, Debt
Education
University of Pennsylvania - The Wharton School 1980 — 1982
MBA, Finance
Harvard University 1974 — 1978
Bachelor of Arts, History
Chatham Advisors Ltd. October 2006 - December 2010
UBS April 2003 - October 2006
Belmont University 1993 - 2004
McDonald Investments September 2000 - December 2002
J. C. Bradford & Co. August 1992 - July 2000
Fidelity Investments 1987 - 1989
Smith Barney, Harris Upham & Co. 1981 - 1987
Skills
Portfolio Management, Investments, Finance, Management, Valuation, Asset Allocation, Trading, Mergers & Acquisitions, Investment Banking, Financial Modeling, Business Strategy, Series 7, Strategic Planning, Series 63, Equities, Asset Management
Education
Harvard Business School
MBA
Seton Hall University
BS
Seton-LaSalle High School
St. Bernard School
Hy9 Corporation April 2010 - Present
King Low Heywood Thomas July 2009 - Present
Customer Choice LLC 2009 - Present
NorthStar Realty Finance Corp. February 2006 - Present
C2k Advisors 2009 - 2010
UIL Holdings Corporation 2002 - 2006
eCredit 1999 - 2001
TIG Holdings Inc. 1992 - 1999
Morgan Stanley & Co. Incorporated 1986 - 1992
Smith Barney, Harris Upham & Co. 1983 - 1986
Education
University of Pennsylvania - The Wharton School 1981 — 1983
MBA, Finance
Massachusetts Institute of Technology 1975 — 1979
BS, Engineering
Janney Montgomery Scott LLC December 1988 - Present
Smith Barney, Harris Upham & Co. May 1986 - December 1988
Hoeganaes Corporation January 1983 - May 1986
Weyerhauser Company June 1978 - January 1983
United Jersey Bank September 1975 - June 1978
Skills
Retirement Planning, Estate Planning, Strategic Financial..., Investments, Investment Strategies, Retirement, Finance
Education
College for Financial Planning 1990 — 1992
CFP, Financial Planning
Rutgers University – Camden 1982 — 1984
MBA, Finance
Stockton University 1977 — 1979
BS, Accounting
Stockton University 1971 — 1975
BA, Economics
TD Securities January 2012 - Present
Bank of America Merrill Lynch January 1998 - December 2011
Banc of America Securities LLC April 1992 - January 1998
Bear Stearns& Co. January 1991 - April 1992
Chase Securities, Inc. January 1989 - January 1991
Smith Barney, Harris Upham & Co. August 1981 - January 1989
Skills
Public Finance, Capital Markets, Local Government Finance, Higher Education Finance, Student Housing Finance, Nonprofit Finance, Utility Finance, Management, Series 7, Series 53, Series 63
Education
Princeton University
Bachelor of Arts, Cum Laude, Architecture and Urban Planning
University of Pennsylvania
Master of City Planning
The University of Texas at Austin
LBJ School of Public Affairs, Master of Public Affairs