COMPASS BROKERAGE
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COMPASS BROKERAGE Employees
Employee
Years
Job
Industry
Anthony Rocha Anthony Rocha's COMPASS BROKERAGE Experience March 2003 - May 2007
Job LPL Financial Advisor/Certified Retirement Counselor/U.S. Army Veteran/Canyon State Credit Union
Industry Financial Services
Experience
LPL Financial January 2009 - Present
Wachovia Securities Financial Network May 2007 - January 2009
Compass Brokerage March 2003 - May 2007
Scottsdale Capital Advisors September 2002 - March 2003
Gainey Financial Services February 1999 - October 2002
SunAmerica Securities/Householder Group October 1996 - February 1999
US Army February 1990 - February 1993
Skills
Financial Advisor, Financial Services, Wealth Management, Personal Financial..., Investments, Estate Planning, Life Insurance, Long Term Care Insurance, Retirement Planning, Strategic Financial..., Retirement, Portfolio Management, Financial Advisory, Securities, 401k, Wealth, Wealth Management..., Finance, Risk Management
Education
Northern Arizona University 1993 — 1996
Bachelor's Degree, Business Managment
LPL Financial January 2009 - Present
Wachovia Securities Financial Network May 2007 - January 2009
Compass Brokerage March 2003 - May 2007
Scottsdale Capital Advisors September 2002 - March 2003
Gainey Financial Services February 1999 - October 2002
SunAmerica Securities/Householder Group October 1996 - February 1999
US Army February 1990 - February 1993
Skills
Financial Advisor, Financial Services, Wealth Management, Personal Financial..., Investments, Estate Planning, Life Insurance, Long Term Care Insurance, Retirement Planning, Strategic Financial..., Retirement, Portfolio Management, Financial Advisory, Securities, 401k, Wealth, Wealth Management..., Finance, Risk Management
Education
Northern Arizona University 1993 — 1996
Bachelor's Degree, Business Managment
Tina Matthews, ChFC, CDFA Tina Matthews, ChFC, CDFA's COMPASS BROKERAGE Experience September 2004 - September 2006
Job Investment Advisor Representative
Industry Financial Services
Experience
SagePoint Financial September 2006 - Present
SagePoint Financial September 2006 - Present
Compass Brokerage September 2004 - September 2006
Northwestern Mutual September 2002 - September 2004
Skills
Retirement Planning, Investments, Estate Planning, Securities, Insurance, Investment Advisory, Investment Management, Retirement Income..., Provide Health..., Certified Divorce..., Retirement
Education
Institute for Divorce Financial Analysts 2011 — 2012
Certified Divorce Financial Analyst, Divorce
The American College 2010 — 2012
Chartered Financial Consultant, Financial Consulting
Saint Edwards University 1986 — 1990
Bachelor of Liberal Studies, Finance/Accounting
SagePoint Financial September 2006 - Present
SagePoint Financial September 2006 - Present
Compass Brokerage September 2004 - September 2006
Northwestern Mutual September 2002 - September 2004
Skills
Retirement Planning, Investments, Estate Planning, Securities, Insurance, Investment Advisory, Investment Management, Retirement Income..., Provide Health..., Certified Divorce..., Retirement
Education
Institute for Divorce Financial Analysts 2011 — 2012
Certified Divorce Financial Analyst, Divorce
The American College 2010 — 2012
Chartered Financial Consultant, Financial Consulting
Saint Edwards University 1986 — 1990
Bachelor of Liberal Studies, Finance/Accounting
Mark Ebersold Mark Ebersold's COMPASS BROKERAGE Experience March 2004 - May 2006
Job Sr. Pastor at First Baptist Church
Industry Financial Services
Experience
First Baptist Church, Minor Hill, TN January 2015 - Present
Mutual of Omaha August 2012 - February 2015
MetLife April 2008 - February 2010
Wachovia Securities May 2006 - April 2008
Compass Brokerage March 2004 - May 2006
Skills
Estate Planning, Employee Benefits, Finance, Insurance, Health Insurance, Investments, Leadership, Life Insurance, Retirement Planning, Wealth Management
Education
Southwestern Baptist Theological Seminary 1980 — 1983
Master's of Divinity, Communication
Southwest Baptist University
Bachelor of Arts (BA), History
First Baptist Church, Minor Hill, TN January 2015 - Present
Mutual of Omaha August 2012 - February 2015
MetLife April 2008 - February 2010
Wachovia Securities May 2006 - April 2008
Compass Brokerage March 2004 - May 2006
Skills
Estate Planning, Employee Benefits, Finance, Insurance, Health Insurance, Investments, Leadership, Life Insurance, Retirement Planning, Wealth Management
Education
Southwestern Baptist Theological Seminary 1980 — 1983
Master's of Divinity, Communication
Southwest Baptist University
Bachelor of Arts (BA), History
Andy Rippy Andy Rippy's COMPASS BROKERAGE Experience March 1997 - March 2002
Job Senior Vice President Regional Sales Manager at Regions Investment Services
Industry Investment Management
Experience
Regions Investment Services August 2012 - Present
Regions Invesment Services November 2009 - August 2012
Colonial Brokerage March 2002 - November 2009
Compass Brokerage March 1997 - March 2002
Skills
Investments, Sales Management, Mutual Funds, Series 7, Portfolio Management, Strategic Planning, Wealth Management, New Business Development, Negotiation, Retirement Planning, Customer Service, Sales, Series 63, Financial Analysis, Fixed Annuities, Microsoft Excel, Asset Managment, Budgets, Team Building, Asset Allocation
Education
University of Southern Mississippi 1980 — 1984
BS, Hotel and Resturant Administration
Regions Investment Services August 2012 - Present
Regions Invesment Services November 2009 - August 2012
Colonial Brokerage March 2002 - November 2009
Compass Brokerage March 1997 - March 2002
Skills
Investments, Sales Management, Mutual Funds, Series 7, Portfolio Management, Strategic Planning, Wealth Management, New Business Development, Negotiation, Retirement Planning, Customer Service, Sales, Series 63, Financial Analysis, Fixed Annuities, Microsoft Excel, Asset Managment, Budgets, Team Building, Asset Allocation
Education
University of Southern Mississippi 1980 — 1984
BS, Hotel and Resturant Administration
Jim Conwell Jim Conwell's COMPASS BROKERAGE Experience September 1984 - November 2007
Job Financial Advisor at RockBridge Wealth Management
Industry Financial Services
Experience
RockBridge Wealth Management May 2008 - Present
Colonial Bank December 2007 - April 2008
Compass Brokerage September 1984 - November 2007
Skills
Investments, Portfolio Management, Wealth Management, Securities, Financial Analysis, Mutual Funds, Asset Management, Retirement Planning, Finance, Strategic Planning, Banking, Series 7, Asset Allocation, Insurance, Series 63, Strategic Financial..., Retirement, Financial Advisory, Investment Advisory, Fixed Annuities
Education
University of South Alabama 1977 — 1981
Bachelor of Science, Finance
University of Alabama 1976 — 1977
RockBridge Wealth Management May 2008 - Present
Colonial Bank December 2007 - April 2008
Compass Brokerage September 1984 - November 2007
Skills
Investments, Portfolio Management, Wealth Management, Securities, Financial Analysis, Mutual Funds, Asset Management, Retirement Planning, Finance, Strategic Planning, Banking, Series 7, Asset Allocation, Insurance, Series 63, Strategic Financial..., Retirement, Financial Advisory, Investment Advisory, Fixed Annuities
Education
University of South Alabama 1977 — 1981
Bachelor of Science, Finance
University of Alabama 1976 — 1977
Tarry Luna Tarry Luna's COMPASS BROKERAGE Experience February 2000 - November 2005
Job Owner at Seaside Pool Services
Industry Consumer Services
Experience
Seaside Pool Services July 2010 - Present
TIAA-CREF September 2007 - July 2010
GUARANTY BANK December 2005 - November 2006
COMPASS BROKERAGE February 2000 - November 2005
WELLS FARGO SECURITIES January 1999 - February 2000
MORGAN STANLEY DEAN WITTER September 1997 - December 1998
Skills
Insurance, Investments, Mutual Funds, Series 7, Fixed Annuities, Retirement, Strategic Financial..., Portfolio Management, Sales, Management, Account Management, Series 63, CRM, Asset Allocation, Estate Planning, Financial Services, Securities, Marketing, Loans, IRAs
Education
University of North Texas 1988 — 1993
Bachelor of Applied Arts & Sciences, Business Administration, Human Behavior and Sociology
Seaside Pool Services July 2010 - Present
TIAA-CREF September 2007 - July 2010
GUARANTY BANK December 2005 - November 2006
COMPASS BROKERAGE February 2000 - November 2005
WELLS FARGO SECURITIES January 1999 - February 2000
MORGAN STANLEY DEAN WITTER September 1997 - December 1998
Skills
Insurance, Investments, Mutual Funds, Series 7, Fixed Annuities, Retirement, Strategic Financial..., Portfolio Management, Sales, Management, Account Management, Series 63, CRM, Asset Allocation, Estate Planning, Financial Services, Securities, Marketing, Loans, IRAs
Education
University of North Texas 1988 — 1993
Bachelor of Applied Arts & Sciences, Business Administration, Human Behavior and Sociology
Jesse Saenz Jesse Saenz's COMPASS BROKERAGE Experience March 2003 - March 2005
Job Regional Vice President at Symetra Financial
Industry Financial Services
Experience
Symetra Financial March 2011 - Present
American National Insurance February 2010 - March 2011
Ameriprise Financial Services, Inc. June 2006 - January 2010
Allstate Insurance March 2005 - May 2006
Compass Brokerage March 2003 - March 2005
Digital Insurance 2001 - 2001
Van Kampen Investments 1996 - 2001
Education
University of Houston 1992 — 1998
Bachelor of Arts, Public Relations and Advertising
Symetra Financial March 2011 - Present
American National Insurance February 2010 - March 2011
Ameriprise Financial Services, Inc. June 2006 - January 2010
Allstate Insurance March 2005 - May 2006
Compass Brokerage March 2003 - March 2005
Digital Insurance 2001 - 2001
Van Kampen Investments 1996 - 2001
Education
University of Houston 1992 — 1998
Bachelor of Arts, Public Relations and Advertising
Libby Seamans Libby Seamans's COMPASS BROKERAGE Experience May 2000 - December 2000
Job Pastors Frank and Libby Seamans at Freedom Fellowship Church
Industry Nonprofit Organization Management
Experience
Freedom Fellowship Church October 2013 - Present
Seamans & Associates LLC January 2012 - Present
Regions Financial Corporation October 2013 - March 2015
Sterling Bank September 2010 - August 2011
BBVA Compass October 2009 - September 2010
Compass Bank June 2005 - October 2009
Compass Bank May 2004 - July 2005
Compass Bank August 2001 - May 2004
Compass Brokerage May 2000 - December 2000
Compass Bank October 1998 - May 2000
Skills
Commercial Banking, Banking, Loans, Credit, Leadership, Small Business Lending, Retail Banking, Private Banking, Commercial Lending, Portfolio Management, Investments, Management, Sales Management, Credit Analysis, Risk Management, Financial Risk, Strategy, Strategic Planning, Small Business, Cash Management, Treasury Management, Mortgage Lending, Consumer Lending
Education
Amberton University
Bachelor of Science, Management
Fresno State
Economic Studies
George Mason University
Business Studies
Freedom Fellowship Church October 2013 - Present
Seamans & Associates LLC January 2012 - Present
Regions Financial Corporation October 2013 - March 2015
Sterling Bank September 2010 - August 2011
BBVA Compass October 2009 - September 2010
Compass Bank June 2005 - October 2009
Compass Bank May 2004 - July 2005
Compass Bank August 2001 - May 2004
Compass Brokerage May 2000 - December 2000
Compass Bank October 1998 - May 2000
Skills
Commercial Banking, Banking, Loans, Credit, Leadership, Small Business Lending, Retail Banking, Private Banking, Commercial Lending, Portfolio Management, Investments, Management, Sales Management, Credit Analysis, Risk Management, Financial Risk, Strategy, Strategic Planning, Small Business, Cash Management, Treasury Management, Mortgage Lending, Consumer Lending
Education
Amberton University
Bachelor of Science, Management
Fresno State
Economic Studies
George Mason University
Business Studies
Chris Sivley, CFP® Chris Sivley, CFP®'s COMPASS BROKERAGE Experience 1999 - 2001
Job Financial Advisor / Financial Planning / Discretionary Portfolio Management / Retirement Planning / Risk Management
Industry Financial Services
Experience
BB&T Scott & Stringfellow December 2012 - Present
Wells Fargo Advisors, LLC 2001 - December 2012
Compass Brokerage 1999 - 2001
United States Army 1993 - 1998
Skills
Investments, Portfolio Management, Insurance, Series 7, Asset Allocation, Wealth Management, Series 63, Retirement Planning, Strategic Financial..., Asset Managment, Financial Services, Wealth Management..., Financial Advisory, High Net Worth..., Investment Management, Investment Advisory, Alternative Investments, Fixed Annuities, Mutual Funds, Finance, Financial Planning, Asset Management
Education
University of Alabama 1991 — 1993
Bachelor of Science, Behavioral Sciences
Defense Language Institute 1994 — 1995
Degree, Spanish
Florida Community College at Jacksonville 2007 — 2008
CFP Professional Educational Program
BB&T Scott & Stringfellow December 2012 - Present
Wells Fargo Advisors, LLC 2001 - December 2012
Compass Brokerage 1999 - 2001
United States Army 1993 - 1998
Skills
Investments, Portfolio Management, Insurance, Series 7, Asset Allocation, Wealth Management, Series 63, Retirement Planning, Strategic Financial..., Asset Managment, Financial Services, Wealth Management..., Financial Advisory, High Net Worth..., Investment Management, Investment Advisory, Alternative Investments, Fixed Annuities, Mutual Funds, Finance, Financial Planning, Asset Management
Education
University of Alabama 1991 — 1993
Bachelor of Science, Behavioral Sciences
Defense Language Institute 1994 — 1995
Degree, Spanish
Florida Community College at Jacksonville 2007 — 2008
CFP Professional Educational Program
Patti Lee Patti Lee's COMPASS BROKERAGE Experience April 2002 - March 2005
Job Branch Retail Executive at BBVA Compass
Industry Banking
Experience
BBVA Compass September 2007 - Present
Etowah Gadsden Chamber of Commerce 2014 - 2015
Etowah Gadsden Chamber of Commerce 2014 - 2015
Etowah Gadsden Chamber of Commerce 2014 - 2015
Wachovia Bank August 2005 - September 2007
Liberty National Life Insurance Company March 2005 - August 2005
Compass Brokerage April 2002 - March 2005
BHI August 1999 - April 2002
Zale June 1988 - April 1999
Skills
Lines Of Credit, Small Business Lending, Consumer Lending, Commercial Lending, Retail Banking, Commercial Banking, Mortgage Banking, Loans, Credit Analysis, Loan Origination, Mortgage Lending, Series 6, Banking, Credit, Series 63, Deposits, Branch Management, Commercial Mortgages, Merchant Services, Construction Loans, Refinance, Treasury Management, Portfolio Management, Underwriting, Relationship Management, Credit Risk, Cash Management, Mutual Funds, Investment Advisory, Home Equity Lines of..., Investments, Cross Selling, Branch Banking, Wealth Management, Home Equity Loans, Series 7, Residential Mortgages, Retirement Planning, Small Business, Finance, Strategic Financial..., Uniform Combined State..., Financial Services, Risk Management, Insurance, Private Banking, Financial Analysis, Credit Cards, Cash Flow Lending, Mortgage Servicing
Education
Gadsden State Community College 1987 — 1989
Education
BBVA Compass September 2007 - Present
Etowah Gadsden Chamber of Commerce 2014 - 2015
Etowah Gadsden Chamber of Commerce 2014 - 2015
Etowah Gadsden Chamber of Commerce 2014 - 2015
Wachovia Bank August 2005 - September 2007
Liberty National Life Insurance Company March 2005 - August 2005
Compass Brokerage April 2002 - March 2005
BHI August 1999 - April 2002
Zale June 1988 - April 1999
Skills
Lines Of Credit, Small Business Lending, Consumer Lending, Commercial Lending, Retail Banking, Commercial Banking, Mortgage Banking, Loans, Credit Analysis, Loan Origination, Mortgage Lending, Series 6, Banking, Credit, Series 63, Deposits, Branch Management, Commercial Mortgages, Merchant Services, Construction Loans, Refinance, Treasury Management, Portfolio Management, Underwriting, Relationship Management, Credit Risk, Cash Management, Mutual Funds, Investment Advisory, Home Equity Lines of..., Investments, Cross Selling, Branch Banking, Wealth Management, Home Equity Loans, Series 7, Residential Mortgages, Retirement Planning, Small Business, Finance, Strategic Financial..., Uniform Combined State..., Financial Services, Risk Management, Insurance, Private Banking, Financial Analysis, Credit Cards, Cash Flow Lending, Mortgage Servicing
Education
Gadsden State Community College 1987 — 1989
Education
Pamela Pouncy Pamela Pouncy's COMPASS BROKERAGE Experience 1996 - 2004
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Investment Management
Experience
Wells Fargo Advisors May 2015 - Present
BB&T January 2013 - June 2015
Morgan Stanley Smith Barney December 2004 - May 2011
Compass Brokerage 1996 - 2004
Troy University 1993 - 1996
State of Alabama 1991 - 1993
Merrill Lynch 1981 - 1991
Education
Troy University 1993 — 1996
BS, Business Management
Wells Fargo Advisors May 2015 - Present
BB&T January 2013 - June 2015
Morgan Stanley Smith Barney December 2004 - May 2011
Compass Brokerage 1996 - 2004
Troy University 1993 - 1996
State of Alabama 1991 - 1993
Merrill Lynch 1981 - 1991
Education
Troy University 1993 — 1996
BS, Business Management
Debi Walsh (Moore) Debi Walsh (Moore)'s COMPASS BROKERAGE Experience February 1997 - August 1999
Job Office Manager at Texas Oaks Baptist Church
Industry Religious Institutions
Experience
Texas Oaks Baptist Church April 2012 - Present
Texas Specialties Construction August 2008 - February 2011
Fox Service Company August 2003 - August 2008
Drake Beam Morin May 2001 - February 2003
Hyde Park Baptist Church August 1999 - May 2001
Compass Brokerage February 1997 - August 1999
Skills
Microsoft Office, Microsoft Word, Outlook, Excel, Microsoft Publisher, Internet, PowerPoint, Administrative Support, Contract Management, Customer Service, UDA Construction Suite, Office Equipment
Education
Texas State University-San Marcos 1983 — 1985
Fine Arts/Psychology
Austin Community College 1981 — 1982
Data Processing
Texas Oaks Baptist Church April 2012 - Present
Texas Specialties Construction August 2008 - February 2011
Fox Service Company August 2003 - August 2008
Drake Beam Morin May 2001 - February 2003
Hyde Park Baptist Church August 1999 - May 2001
Compass Brokerage February 1997 - August 1999
Skills
Microsoft Office, Microsoft Word, Outlook, Excel, Microsoft Publisher, Internet, PowerPoint, Administrative Support, Contract Management, Customer Service, UDA Construction Suite, Office Equipment
Education
Texas State University-San Marcos 1983 — 1985
Fine Arts/Psychology
Austin Community College 1981 — 1982
Data Processing
Kevin Maher, CFP®, CRC®, RFC®'s COMPASS BROKERAGE Experience February 2004 - June 2011
Job Financial Advisor, Associate Vice President
Industry Financial Services
Experience
Rebhan, Maher & Associates, a financial advisory practice of Ameriprise Financial, Inc June 2011 - Present
Compass Brokerage February 2004 - June 2011
BBVA Compass 2004 - 2007
Merrill Lynch 2002 - 2004
Education
University of Florida - Warrington College Of Business 1997 — 2001
Finance, Finance and Economics
Rebhan, Maher & Associates, a financial advisory practice of Ameriprise Financial, Inc June 2011 - Present
Compass Brokerage February 2004 - June 2011
BBVA Compass 2004 - 2007
Merrill Lynch 2002 - 2004
Education
University of Florida - Warrington College Of Business 1997 — 2001
Finance, Finance and Economics
Maria Treloar's COMPASS BROKERAGE Experience October 2000 - July 2002
Job Financial Professional
Industry Banking
Experience
Merrill Lynch Banking Center Manager/Portfolio Manager/SalesCompass BankOctober 2000 - February 2012
BBVA Compass Bank April 2005 - January 2009
Compass Brokerage October 2000 - July 2002
Financial Planning August 1998 - December 1999
Education
The University of Akron
Merrill Lynch Banking Center Manager/Portfolio Manager/SalesCompass BankOctober 2000 - February 2012
BBVA Compass Bank April 2005 - January 2009
Compass Brokerage October 2000 - July 2002
Financial Planning August 1998 - December 1999
Education
The University of Akron