The New York Stock Exchange
The New York Stock Exchange List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at The New York Stock Exchange. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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The New York Stock Exchange Employees
Employee
Years
Job
Industry
Ainsley Carter Ainsley Carter's The New York Stock Exchange Experience 2008 - 2014
Job at
Industry Financial Services
Experience
ITG December 2014 - Present
NYSE Euronext June 2008 - October 2014
New York Stock Exchange January 2008 - October 2014
NYSE 2008 - 2014
NYSE 2008 - 2014
The New york Stock Exchange 2008 - 2014
Bank of America June 2006 - June 2008
Bank of America January 2007 - January 2008
Bank of America January 2006 - January 2007
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, Customer Service, Accounts Payable, Lotus Notes, Outlook, Finance, Analysis
Education
Johnson and Wales University 2001 — 2005
BA, Business Management
ITG December 2014 - Present
NYSE Euronext June 2008 - October 2014
New York Stock Exchange January 2008 - October 2014
NYSE 2008 - 2014
NYSE 2008 - 2014
The New york Stock Exchange 2008 - 2014
Bank of America June 2006 - June 2008
Bank of America January 2007 - January 2008
Bank of America January 2006 - January 2007
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, Customer Service, Accounts Payable, Lotus Notes, Outlook, Finance, Analysis
Education
Johnson and Wales University 2001 — 2005
BA, Business Management
Sylvia Hong Sylvia Hong's The New York Stock Exchange Experience 1997 - 2006
Job Licensed R.E. Salesperson
Industry Real Estate
Experience
Keller Williams Gold Coast February 2014 - Present
United Healthcare 2010 - 2011
Bloomberg L.P. 2006 - 2007
The New York Stock Exchange 1997 - 2006
Bank of New York Mellon August 1995 - September 1997
Education
Pace University - Lubin School of Business 1999 — 2003
Bachelor's degree, Computer and Information Sciences and Support Services
Pace University - Lubin School of Business
Keller Williams Gold Coast February 2014 - Present
United Healthcare 2010 - 2011
Bloomberg L.P. 2006 - 2007
The New York Stock Exchange 1997 - 2006
Bank of New York Mellon August 1995 - September 1997
Education
Pace University - Lubin School of Business 1999 — 2003
Bachelor's degree, Computer and Information Sciences and Support Services
Pace University - Lubin School of Business
Amanda Ciolino Amanda Ciolino's The New York Stock Exchange Experience October 2003 - December 2003
Job Boston Sensible Specialist at Sensible Sitters Inc.
Industry Marketing and Advertising
Experience
Sensible Sitters Inc. June 2014 - Present
Cambridge BioMarketing September 2010 - April 2011
Cambridge BioMarketing September 2008 - September 2010
Kelley Habib John June 2007 - July 2008
Marlin Entertainment August 2006 - May 2007
Rodale Publishing May 2005 - July 2006
Weber Shandwick Worldwide January 2005 - April 2005
THE WEEK Magazine May 2004 - August 2004
The New York Stock Exchange October 2003 - December 2003
Peppercom UK June 2003 - October 2003
Skills
Integrated Marketing, Marketing, Press Releases, Public Relations, Management, Corporate Communications, Creative Direction, Event Management, Sponsorship, Budgets
Education
Northeastern University 2000 — 2005
Bachelor of Science in Business Administration, Marketing & International Business
Staples High School
Sensible Sitters Inc. June 2014 - Present
Cambridge BioMarketing September 2010 - April 2011
Cambridge BioMarketing September 2008 - September 2010
Kelley Habib John June 2007 - July 2008
Marlin Entertainment August 2006 - May 2007
Rodale Publishing May 2005 - July 2006
Weber Shandwick Worldwide January 2005 - April 2005
THE WEEK Magazine May 2004 - August 2004
The New York Stock Exchange October 2003 - December 2003
Peppercom UK June 2003 - October 2003
Skills
Integrated Marketing, Marketing, Press Releases, Public Relations, Management, Corporate Communications, Creative Direction, Event Management, Sponsorship, Budgets
Education
Northeastern University 2000 — 2005
Bachelor of Science in Business Administration, Marketing & International Business
Staples High School
Anita Volkomer Anita Volkomer's The New York Stock Exchange Experience May 1980 - May 1987
Job Principal Regulatory Coordinator at FINRA
Industry Financial Services
Experience
FINRA August 2010 - Present
Financial Services Training, Inc. February 1995 - August 2010
Coutrywide Securities Corp 2006 - 2006
Bank Compliance Associates, Inc. July 1992 - July 1995
Security Pacific Corporation May 1987 - June 1992
The New York Stock Exchange May 1980 - May 1987
Skills
Leadership, Financial Services, Due Diligence, Risk Management, Management, Finance, Compliance, Equities, Securities, Hedge Funds, Investments, Portfolio Management, Mutual Funds, Alternative Investments, Banking, Fixed Income, Training, Investment Banking, Program Management, Internal Audit, FINRA
Education
Baruch College, City University of New York (CUNY) 1985 — 1987
MBA
City University of New York-Hunter College 1972 — 1976
M.A.
City University of New York-Hunter College 1968 — 1972
B. A.
FINRA August 2010 - Present
Financial Services Training, Inc. February 1995 - August 2010
Coutrywide Securities Corp 2006 - 2006
Bank Compliance Associates, Inc. July 1992 - July 1995
Security Pacific Corporation May 1987 - June 1992
The New York Stock Exchange May 1980 - May 1987
Skills
Leadership, Financial Services, Due Diligence, Risk Management, Management, Finance, Compliance, Equities, Securities, Hedge Funds, Investments, Portfolio Management, Mutual Funds, Alternative Investments, Banking, Fixed Income, Training, Investment Banking, Program Management, Internal Audit, FINRA
Education
Baruch College, City University of New York (CUNY) 1985 — 1987
MBA
City University of New York-Hunter College 1972 — 1976
M.A.
City University of New York-Hunter College 1968 — 1972
B. A.
Dana Soltis, CMP, MBA Dana Soltis, CMP, MBA's The New York Stock Exchange Experience January 2001 - January 2003
Job Sponsorship & Advertising Manager at Greater New York Dental Meeting
Industry Events Services
Experience
Greater New York Dental Meeting July 2005 - Present
Imbasa Educational Foundation November 2009 - May 2010
Union Center National Bank December 2004 - July 2005
The New York Stock Exchange January 2001 - January 2003
Skills
Public Relations, Advertising, Fundraising, Event Management, Event Planning, Email Marketing, Trade Shows, Meeting Planning, Sponsorship, Social Media, Budgets, Microsoft Excel, Microsoft Office, Marketing Strategy, Marketing, Social Media Marketing, Research, Marketing Communications, Public Speaking, Corporate Events, Integrated Marketing, Strategic Planning, Aesthetics, Direct Marketing, Social Networking, Press Releases, Digital Marketing, Online Marketing
Education
St. Thomas Aquinas College 2000 — 2009
B.A., M.B.A., Communication Arts, Marketing
Greater New York Dental Meeting July 2005 - Present
Imbasa Educational Foundation November 2009 - May 2010
Union Center National Bank December 2004 - July 2005
The New York Stock Exchange January 2001 - January 2003
Skills
Public Relations, Advertising, Fundraising, Event Management, Event Planning, Email Marketing, Trade Shows, Meeting Planning, Sponsorship, Social Media, Budgets, Microsoft Excel, Microsoft Office, Marketing Strategy, Marketing, Social Media Marketing, Research, Marketing Communications, Public Speaking, Corporate Events, Integrated Marketing, Strategic Planning, Aesthetics, Direct Marketing, Social Networking, Press Releases, Digital Marketing, Online Marketing
Education
St. Thomas Aquinas College 2000 — 2009
B.A., M.B.A., Communication Arts, Marketing
Michael Tomaso Michael Tomaso's The New York Stock Exchange Experience January 2007 - October 2010
Job NEWS PRODUCER, MSNBC
Industry Media Production
Experience
MSNBC February 2014 - Present
CNBC August 2011 - February 2014
The New York Stock Exchange January 2007 - October 2010
United States Army Reserve- Joliet, Illinois September 2001 - October 2009
National Stock Exchange November 2004 - March 2006
Morgan Stanley June 2001 - June 2002
TD Waterhouse September 2000 - June 2001
Cook County State's Attorney's Office May 1998 - September 2000
Skills
Research, Producing, Project Management, Marketing Communications, Social Media, Writing, Politics, Sports, Analysis, Investigative Reporting, Financial Markets, Organization, Investigation, Field Producing, Television Producing, Producing Documentaries, Editing, News Writing, Broadcast, Storytelling
Education
Illinois State University 2003 — 2004
Business, Financial
Illinois State University 1996 — 2000
Communication, Journalism
MSNBC February 2014 - Present
CNBC August 2011 - February 2014
The New York Stock Exchange January 2007 - October 2010
United States Army Reserve- Joliet, Illinois September 2001 - October 2009
National Stock Exchange November 2004 - March 2006
Morgan Stanley June 2001 - June 2002
TD Waterhouse September 2000 - June 2001
Cook County State's Attorney's Office May 1998 - September 2000
Skills
Research, Producing, Project Management, Marketing Communications, Social Media, Writing, Politics, Sports, Analysis, Investigative Reporting, Financial Markets, Organization, Investigation, Field Producing, Television Producing, Producing Documentaries, Editing, News Writing, Broadcast, Storytelling
Education
Illinois State University 2003 — 2004
Business, Financial
Illinois State University 1996 — 2000
Communication, Journalism
Colleen (Heafy) Payne Colleen (Heafy) Payne's The New York Stock Exchange Experience May 1985 - February 1992
Job Global Strategic Planning, Competitive Intelligence to Private/Public Sectors. Expert/Advocate on Entrepreneurship.
Industry Financial Services
Experience
CH Payne Associates LLC February 1999 - Present
Society of Competitive Intelligence Professionals 2007 - 2008
The New York Stock Exchange May 1985 - February 1992
SIAC May 1983 - May 1985
Skills
PowerPoint, Excel, SPSS, Dreamweaver, SAS, Pricing, Marketing Strategy, Competitive Analysis, Forecasting, New Business Development, Strategic Planning, Database Marketing, Analytics, Marketing Management, Market Planning, Marketing Research, Business Planning, Management Consulting, Strategic Analysis, Budgeting, Social Media Marketing, Advertising, Segmentation, Data Analysis, Financial Analysis, Sales Presentations, Email Marketing, Marketing Communications, Consultative Selling, B2B, Team Leadership, Word, Research, Direct Marketing, Business Strategy, Financial Forecasting, Economic Development, Economic Modeling, Economic Research, Technical Writing, Speaking Engagements, Business Intelligence, Business Analysis, International Business, Small Business, Entrepreneurship, Microsoft Excel, Budgets, Brand Management, Selling
Education
NYU 1985 — 1986
Graduate Econometrics
Villanova University 1978 — 1982
BA, Mathematical Economics
CH Payne Associates LLC February 1999 - Present
Society of Competitive Intelligence Professionals 2007 - 2008
The New York Stock Exchange May 1985 - February 1992
SIAC May 1983 - May 1985
Skills
PowerPoint, Excel, SPSS, Dreamweaver, SAS, Pricing, Marketing Strategy, Competitive Analysis, Forecasting, New Business Development, Strategic Planning, Database Marketing, Analytics, Marketing Management, Market Planning, Marketing Research, Business Planning, Management Consulting, Strategic Analysis, Budgeting, Social Media Marketing, Advertising, Segmentation, Data Analysis, Financial Analysis, Sales Presentations, Email Marketing, Marketing Communications, Consultative Selling, B2B, Team Leadership, Word, Research, Direct Marketing, Business Strategy, Financial Forecasting, Economic Development, Economic Modeling, Economic Research, Technical Writing, Speaking Engagements, Business Intelligence, Business Analysis, International Business, Small Business, Entrepreneurship, Microsoft Excel, Budgets, Brand Management, Selling
Education
NYU 1985 — 1986
Graduate Econometrics
Villanova University 1978 — 1982
BA, Mathematical Economics
Christine O'Hanlon Christine O'Hanlon's The New York Stock Exchange Experience June 2010 - September 2010
Job Freelance Senior Copywriter
Industry Marketing and Advertising
Experience
o2kl February 2014 - March 2015
chriscopy.com December 2013 - July 2014
Saatchi & Saatchi Wellness 2011 - 2013
G2 Worldwide April 2011 - June 2011
CDMiConnect September 2010 - January 2011
Seiden Advertising July 2011 - 2011
The New York Stock Exchange June 2010 - September 2010
kbs+p February 2010 - June 2010
DDB October 2009 - January 2010
Digitas Health May 2009 - August 2009
Skills
Art Direction, Online Advertising, CRM, Strategy, Interactive Advertising, Interactive Marketing, Creative Strategy, Digital Strategy, Digital Marketing, B2B, Brand Development, Television, Advertising, Concept Development, Digital Media, Outdoor Advertising, Online Marketing, Direct Marketing, Email Marketing, Creative Direction, Copywriting, Content Strategy, Relationship Marketing, Mobile Marketing, Video, Integrated Marketing, Corporate Branding, Brand Architecture, Magazines, Collateral, New Media, Direct Mail
Education
Fordham University
BA
Fordham University
Bachelor of Arts - Communication Arts
o2kl February 2014 - March 2015
chriscopy.com December 2013 - July 2014
Saatchi & Saatchi Wellness 2011 - 2013
G2 Worldwide April 2011 - June 2011
CDMiConnect September 2010 - January 2011
Seiden Advertising July 2011 - 2011
The New York Stock Exchange June 2010 - September 2010
kbs+p February 2010 - June 2010
DDB October 2009 - January 2010
Digitas Health May 2009 - August 2009
Skills
Art Direction, Online Advertising, CRM, Strategy, Interactive Advertising, Interactive Marketing, Creative Strategy, Digital Strategy, Digital Marketing, B2B, Brand Development, Television, Advertising, Concept Development, Digital Media, Outdoor Advertising, Online Marketing, Direct Marketing, Email Marketing, Creative Direction, Copywriting, Content Strategy, Relationship Marketing, Mobile Marketing, Video, Integrated Marketing, Corporate Branding, Brand Architecture, Magazines, Collateral, New Media, Direct Mail
Education
Fordham University
BA
Fordham University
Bachelor of Arts - Communication Arts
Constance (Connie) R Williamson, Esq. Constance (Connie) R Williamson, Esq.'s The New York Stock Exchange Experience 1976 - 1980
Job Marketing/PR/Compliance/Attorney
Industry Marketing and Advertising
Experience
Williamson & Associates, LLC January 2011 - Present
Williamson & Associates, LLC December 2008 - December 2010
Louis Dreyfus Highbridge Energy September 2006 - December 2008
Williamson & Associates, LLC September 1994 - December 2006
Citicorp June 1990 - September 1994
Coffee, Sugar & Cocoa Exchange June 1987 - May 1990
Shearson Lehman Bros. February 1985 - June 1987
Damson Oil Co. 1983 - 1985
E.F. HUTTON & CO. 1980 - 1983
The New York Stock Exchange 1976 - 1980
Skills
Public Relations, Investor Relations, Advertising, Compliance, Marketing Strategy, Business Strategy, Marketing Management, Strategic Planning, Product Marketing, Corporate Communications, Contract Negotiation, Securities Law, Securities Regulation, Crisis Communications, Marketing Communications, Business Planning, Start-ups, Management, Sports, Writing, Admiralty Law, Sailing, Fund Raising, Oil & Gas, Oil & Gas Marketing, Oil & Gas Law, Commodities, Derivatives, Securities, International Marketing, Editor, Management Consulting, Mergers, Fundraising, Commodity, Entrepreneurship, Marketing, Newsletters, Leadership, Social Networking, Strategy, Executive Management, Energy Industry, Team Building, Finance, Maritime Law, Market Research, Mergers & Acquisitions, Product Management, Trading
Education
Quinnipiac University School of Law 1998 — 2001
JD, Securities Regulation
University of Bridgeport 1994 — 1996
BA, English
Grier School
College Prep
Williamson & Associates, LLC January 2011 - Present
Williamson & Associates, LLC December 2008 - December 2010
Louis Dreyfus Highbridge Energy September 2006 - December 2008
Williamson & Associates, LLC September 1994 - December 2006
Citicorp June 1990 - September 1994
Coffee, Sugar & Cocoa Exchange June 1987 - May 1990
Shearson Lehman Bros. February 1985 - June 1987
Damson Oil Co. 1983 - 1985
E.F. HUTTON & CO. 1980 - 1983
The New York Stock Exchange 1976 - 1980
Skills
Public Relations, Investor Relations, Advertising, Compliance, Marketing Strategy, Business Strategy, Marketing Management, Strategic Planning, Product Marketing, Corporate Communications, Contract Negotiation, Securities Law, Securities Regulation, Crisis Communications, Marketing Communications, Business Planning, Start-ups, Management, Sports, Writing, Admiralty Law, Sailing, Fund Raising, Oil & Gas, Oil & Gas Marketing, Oil & Gas Law, Commodities, Derivatives, Securities, International Marketing, Editor, Management Consulting, Mergers, Fundraising, Commodity, Entrepreneurship, Marketing, Newsletters, Leadership, Social Networking, Strategy, Executive Management, Energy Industry, Team Building, Finance, Maritime Law, Market Research, Mergers & Acquisitions, Product Management, Trading
Education
Quinnipiac University School of Law 1998 — 2001
JD, Securities Regulation
University of Bridgeport 1994 — 1996
BA, English
Grier School
College Prep
Eve Kecskes Eve Kecskes's The New York Stock Exchange Experience September 2004 - May 2005
Job CoFounder at Fitmomease
Industry Health, Wellness and Fitness
Experience
Fitmomease March 2011 - Present
Nutrition by Eve, LLC October 2007 - Present
Corporate Counseling Associates January 2007 - Present
LaGuardia Community College February 2009 - December 2009
American Dietetic Association 2008 - 2009
Club H Fitness May 2006 - September 2007
The New York Stock Exchange September 2004 - May 2005
Education
New York University 2003 — 2006
MS, Nutrition
Washington University in St. Louis 1999 — 2003
BS, Marketing
Fitmomease March 2011 - Present
Nutrition by Eve, LLC October 2007 - Present
Corporate Counseling Associates January 2007 - Present
LaGuardia Community College February 2009 - December 2009
American Dietetic Association 2008 - 2009
Club H Fitness May 2006 - September 2007
The New York Stock Exchange September 2004 - May 2005
Education
New York University 2003 — 2006
MS, Nutrition
Washington University in St. Louis 1999 — 2003
BS, Marketing
Russell Grandin's The New York Stock Exchange Experience 2010 - 2010
Job Velocity Systems / Mayflower Research & Consulting
Industry Defense & Space
Experience
Velocity Systems July 2013 - September 2015
Brookside Artist Management 2012 - 2012
Moffly Media 2011 - 2011
The New York Stock Exchange 2010 - 2010
Skills
Photography, Videography, Video Editing, Video Production, Microsoft Excel, Social Media Marketing, Social Media, Microsoft Office, Microsoft Word, Leadership, Social Networking, QuickBooks, Customer Service, Sales
Education
University of Maryland College Park 2009 — 2013
Bachelor of Science (BS), Marketing
Velocity Systems July 2013 - September 2015
Brookside Artist Management 2012 - 2012
Moffly Media 2011 - 2011
The New York Stock Exchange 2010 - 2010
Skills
Photography, Videography, Video Editing, Video Production, Microsoft Excel, Social Media Marketing, Social Media, Microsoft Office, Microsoft Word, Leadership, Social Networking, QuickBooks, Customer Service, Sales
Education
University of Maryland College Park 2009 — 2013
Bachelor of Science (BS), Marketing
Kevin Haney's The New York Stock Exchange Experience June 2004 - August 2004
Job Finance Director, North America Laundry & Home Care at Henkel
Industry Consumer Goods
Experience
Henkel February 2015 - Present
Kents Hill School June 2013 - Present
Procter & Gamble September 2014 - January 2015
Procter & Gamble July 2012 - August 2014
Procter & Gamble September 2010 - June 2012
Procter & Gamble May 2009 - August 2010
Procter & Gamble August 2007 - April 2009
Procter & Gamble July 2006 - July 2007
Procter & Gamble October 2005 - June 2006
The New York Stock Exchange June 2004 - August 2004
Skills
E-commerce, Strategic Planning, Competitive Analysis, Pricing Strategy, Divestitures, Acquisition Integration, Joint Ventures, Cost Management, Innovation Management, Cost Savings Initiatives, Pricing, Customer Insight, FMCG, Global Strategy..., P&L Management, Change Management, Delivering Results, Organizational..., Finance, Financial Analysis, Management, Analysis, Forecasting, Cross-functional Team..., Supply Chain, Business Planning, Segmentation, Market Analysis, Consumer Products, Market Research, Shopper Marketing, Mergers & Acquisitions, Cost Saving Initiatives, Project Finance, Business Analysis
Education
Quinnipiac University 2003 — 2005
MBA, Finance
Quinnipiac University 2001 — 2003
BS, Finance
Henkel February 2015 - Present
Kents Hill School June 2013 - Present
Procter & Gamble September 2014 - January 2015
Procter & Gamble July 2012 - August 2014
Procter & Gamble September 2010 - June 2012
Procter & Gamble May 2009 - August 2010
Procter & Gamble August 2007 - April 2009
Procter & Gamble July 2006 - July 2007
Procter & Gamble October 2005 - June 2006
The New York Stock Exchange June 2004 - August 2004
Skills
E-commerce, Strategic Planning, Competitive Analysis, Pricing Strategy, Divestitures, Acquisition Integration, Joint Ventures, Cost Management, Innovation Management, Cost Savings Initiatives, Pricing, Customer Insight, FMCG, Global Strategy..., P&L Management, Change Management, Delivering Results, Organizational..., Finance, Financial Analysis, Management, Analysis, Forecasting, Cross-functional Team..., Supply Chain, Business Planning, Segmentation, Market Analysis, Consumer Products, Market Research, Shopper Marketing, Mergers & Acquisitions, Cost Saving Initiatives, Project Finance, Business Analysis
Education
Quinnipiac University 2003 — 2005
MBA, Finance
Quinnipiac University 2001 — 2003
BS, Finance
Jonathan Funke's The New York Stock Exchange Experience 2000 - 2001
Job Consultant
Industry Marketing and Advertising
Experience
BlastRoots, Inc. September 2011 - April 2015
Business & Employment News Network 2015 - 2015
Cushman & Wakefield June 2008 - June 2010
Cushman & Wakefield October 2006 - May 2008
CN Communications 2001 - October 2006
The New York Stock Exchange 2000 - 2001
Prudential Financial 1999 - 1999
Tom Kean P.A.C. 1997 - 1998
Skills
Investor Relations, Project Planning, Real Estate, Media Relations, Corporate Communications, Public Relations, Crisis Communications, Marketing Strategy, Speech Writing, Mergers, Business Development, Business Planning, Management, Public Affairs, Project Management, Strategic Planning, Strategic Communications, Internal Communications, Asset Managment, Corporate Real Estate, Product Development, Reputation Management, Social Media, Content Development, Marketing Communications, Press Releases, Strategy, International Relations, Budgets, Government, Editorial, Communications Planning, Integrated Marketing, Thought Leadership, Messaging, Message Development, Marketing, Communication Training, Digital Strategy, Brand Development, Corporate Social..., Stakeholder Engagement, Politics, Mergers & Acquisitions
Education
Harvard University 1989 — 1993
BA, History & Literature
BlastRoots, Inc. September 2011 - April 2015
Business & Employment News Network 2015 - 2015
Cushman & Wakefield June 2008 - June 2010
Cushman & Wakefield October 2006 - May 2008
CN Communications 2001 - October 2006
The New York Stock Exchange 2000 - 2001
Prudential Financial 1999 - 1999
Tom Kean P.A.C. 1997 - 1998
Skills
Investor Relations, Project Planning, Real Estate, Media Relations, Corporate Communications, Public Relations, Crisis Communications, Marketing Strategy, Speech Writing, Mergers, Business Development, Business Planning, Management, Public Affairs, Project Management, Strategic Planning, Strategic Communications, Internal Communications, Asset Managment, Corporate Real Estate, Product Development, Reputation Management, Social Media, Content Development, Marketing Communications, Press Releases, Strategy, International Relations, Budgets, Government, Editorial, Communications Planning, Integrated Marketing, Thought Leadership, Messaging, Message Development, Marketing, Communication Training, Digital Strategy, Brand Development, Corporate Social..., Stakeholder Engagement, Politics, Mergers & Acquisitions
Education
Harvard University 1989 — 1993
BA, History & Literature
Joanne Ferrari Joanne Ferrari's The New York Stock Exchange Experience June 1994 - March 1997
Job Chief Compliance Officer
Industry Financial Services
Experience
Weeden & Co. March 1997 - June 2014
The New York Stock Exchange June 1994 - March 1997
Skills
Series 7, Series 24, Series 63, Series 99, Series 14, Internal Controls, Equities, Equity Research, Market Regulation, Surveillance, Securities Regulation, Equity Trading, Securities, FINRA
Education
St. John's University
Bachelor of Science (B.S.), Accounting
Weeden & Co. March 1997 - June 2014
The New York Stock Exchange June 1994 - March 1997
Skills
Series 7, Series 24, Series 63, Series 99, Series 14, Internal Controls, Equities, Equity Research, Market Regulation, Surveillance, Securities Regulation, Equity Trading, Securities, FINRA
Education
St. John's University
Bachelor of Science (B.S.), Accounting
Barbara Duffy Barbara Duffy's The New York Stock Exchange Experience February 2006 - June 2010
Job Compliance Officer
Industry Financial Services
Experience
Millennium Partners November 2013 - Present
Ernst & Young April 2012 - November 2013
FINRA June 2010 - April 2012
The New York Stock Exchange February 2006 - June 2010
Federal Aviation Administration May 2004 - October 2005
Skills
Financial Services, Integration, Legal Writing, Investments, Marketing, Management, Project Management, Policy, Risk Management, Research, Securities, Securities Regulation, Trading, Equities, Capital Markets, Business Strategy, Analysis, Finance
Education
Fordham University - Graduate School of Business Administration 2008 — 2010
MBA, Management and Marketing
Lehigh University 2000 — 2004
BA, Political Science and English
Pleasantville High School 1996 — 2000
Millennium Partners November 2013 - Present
Ernst & Young April 2012 - November 2013
FINRA June 2010 - April 2012
The New York Stock Exchange February 2006 - June 2010
Federal Aviation Administration May 2004 - October 2005
Skills
Financial Services, Integration, Legal Writing, Investments, Marketing, Management, Project Management, Policy, Risk Management, Research, Securities, Securities Regulation, Trading, Equities, Capital Markets, Business Strategy, Analysis, Finance
Education
Fordham University - Graduate School of Business Administration 2008 — 2010
MBA, Management and Marketing
Lehigh University 2000 — 2004
BA, Political Science and English
Pleasantville High School 1996 — 2000
Julie Walz McEntee's The New York Stock Exchange Experience 2013 - Present
Job Marketing Professional
Industry Information Technology and Services
Experience
The New York Stock Exchange 2013 - Present
Power-One 2010 - 2012
American Express 2009 - 2010
Insight Investments 2007 - 2008
Avnet 2005 - 2007
Microsoft Corporation 2000 - 2004
Microsoft Corporation 1998 - 2000
Skills
Account Management, Salesforce.com, Marketing Communications, Social Media Marketing, Strategic Planning, Online Marketing, Channel Partners, Management, Marketing, Integrated Marketing, Cross-functional Team..., Strategic Partnerships, B2B, CRM, Competitive Analysis, Digital Marketing, New Business Development, Process Improvement, Product Marketing, Online Advertising, Marketing Strategy, Web Analytics, Google Analytics, B2B Marketing, Business Development, Analytics, SEO, Strategy, PPC, Sales Management, Business Strategy, Sales, Channel, Advertising, Google Adwords, Social Media, SEM, Leadership
Education
Arizona State University
Business, Marketing
University of Phoenix
Masters, Global Management
The New York Stock Exchange 2013 - Present
Power-One 2010 - 2012
American Express 2009 - 2010
Insight Investments 2007 - 2008
Avnet 2005 - 2007
Microsoft Corporation 2000 - 2004
Microsoft Corporation 1998 - 2000
Skills
Account Management, Salesforce.com, Marketing Communications, Social Media Marketing, Strategic Planning, Online Marketing, Channel Partners, Management, Marketing, Integrated Marketing, Cross-functional Team..., Strategic Partnerships, B2B, CRM, Competitive Analysis, Digital Marketing, New Business Development, Process Improvement, Product Marketing, Online Advertising, Marketing Strategy, Web Analytics, Google Analytics, B2B Marketing, Business Development, Analytics, SEO, Strategy, PPC, Sales Management, Business Strategy, Sales, Channel, Advertising, Google Adwords, Social Media, SEM, Leadership
Education
Arizona State University
Business, Marketing
University of Phoenix
Masters, Global Management
David Haberfield's The New York Stock Exchange Experience March 1980 - July 1982
Job Principal at ExLibris Solutions, LLC Principal at PPMI Partners, LLC (an ExLibris subsidiary)
Industry Information Technology and Services
Experience
PPMI Partners April 2012 - Present
Ex-Libris Solutions, LLC June 2010 - Present
Excel Partners, Inc. 1992 - 2009
Paladyne, Inc. June 1985 - April 1991
The New York Stock Exchange March 1980 - July 1982
IBM 1970 - 1980
Skills
Recruiting, Project Management, Information Technology, SharePoint, .NET, ERP, Management, Marketing, Consulting, Business Process..., Cloud Computing, Business Intelligence, Vendor Management, Integration, Sales Operations, Sales, SOA, Outsourcing, Analysis, SAP, Oracle, SDLC, Payroll, CRM, Start-ups, Program Management, Software Project..., Requirements Analysis, Process Improvement, Enterprise Architecture, Resource Management, IT Strategy, Financial Services, Business Analysis, Management Consulting, Project Portfolio...
Education
New York University 1970 — 1973
Masters, Operations Research
City University of New York-Brooklyn College 1964 — 1968
BS Acctg, Liberal Arts
PPMI Partners April 2012 - Present
Ex-Libris Solutions, LLC June 2010 - Present
Excel Partners, Inc. 1992 - 2009
Paladyne, Inc. June 1985 - April 1991
The New York Stock Exchange March 1980 - July 1982
IBM 1970 - 1980
Skills
Recruiting, Project Management, Information Technology, SharePoint, .NET, ERP, Management, Marketing, Consulting, Business Process..., Cloud Computing, Business Intelligence, Vendor Management, Integration, Sales Operations, Sales, SOA, Outsourcing, Analysis, SAP, Oracle, SDLC, Payroll, CRM, Start-ups, Program Management, Software Project..., Requirements Analysis, Process Improvement, Enterprise Architecture, Resource Management, IT Strategy, Financial Services, Business Analysis, Management Consulting, Project Portfolio...
Education
New York University 1970 — 1973
Masters, Operations Research
City University of New York-Brooklyn College 1964 — 1968
BS Acctg, Liberal Arts
Alexander Posharow's The New York Stock Exchange Experience October 2008 - Present
Job Associate Director at Financial Industry Regulatory Authority
Industry Financial Services
Experience
Financial Industry Regulatory Authority January 2013 - Present
The New York Stock Exchange October 2008 - Present
Chicago Board Option Exchange July 2006 - June 2008
Philadelphia Stock Exchange 2000 - 2006
Skills
Options, Derivatives, Equities, Securities, Risk Management, Capital Markets, Trading Systems, Business Analysis, Trading, Fixed Income, Bloomberg, Investigation, SDLC, Private Investigations, Surveillance, Financial Analysis, Financial Risk, Finance, Financial Markets, Asset Management
Education
Boston University Questrom School of Business 1998 — 2000
BSBA, Finance
Boston University 1996 — 1998
Bachelor of Business Administration (BBA), Finance
Financial Industry Regulatory Authority January 2013 - Present
The New York Stock Exchange October 2008 - Present
Chicago Board Option Exchange July 2006 - June 2008
Philadelphia Stock Exchange 2000 - 2006
Skills
Options, Derivatives, Equities, Securities, Risk Management, Capital Markets, Trading Systems, Business Analysis, Trading, Fixed Income, Bloomberg, Investigation, SDLC, Private Investigations, Surveillance, Financial Analysis, Financial Risk, Finance, Financial Markets, Asset Management
Education
Boston University Questrom School of Business 1998 — 2000
BSBA, Finance
Boston University 1996 — 1998
Bachelor of Business Administration (BBA), Finance
Nick Kouzionis's The New York Stock Exchange Experience December 1990 - June 2011
Job IT Project Manager
Industry Information Technology and Services
Experience
Juniper Networks July 2014 - Present
The New York Stock Exchange December 1990 - June 2011
EATON AIL Division November 1983 - July 1990
Skills
Disaster Recovery, ITIL, IT Operations, Trading Systems, Process Improvement, Unix, Project Management, Incident Management, Data Center, Market Data, Project Planning, Testing, Technical Training, IT Management, Networking, Integration, Business Analysis, Vendor Management, Network Security, Requirements Analysis, IT Service Management, IT Strategy, SDLC, Network Design, BGP, MS Project, Enterprise Architecture, Network Administration, MPLS, OSPF, Infrastructure
Education
Pratt Institute 1981 — 1983
BSEE, Electrical Engineering
Juniper Networks July 2014 - Present
The New York Stock Exchange December 1990 - June 2011
EATON AIL Division November 1983 - July 1990
Skills
Disaster Recovery, ITIL, IT Operations, Trading Systems, Process Improvement, Unix, Project Management, Incident Management, Data Center, Market Data, Project Planning, Testing, Technical Training, IT Management, Networking, Integration, Business Analysis, Vendor Management, Network Security, Requirements Analysis, IT Service Management, IT Strategy, SDLC, Network Design, BGP, MS Project, Enterprise Architecture, Network Administration, MPLS, OSPF, Infrastructure
Education
Pratt Institute 1981 — 1983
BSEE, Electrical Engineering
Terence Powell's The New York Stock Exchange Experience 1996 - 2000
Job Sales Director, Global Markets Connectivity at Intercontinental Exchange
Industry Financial Services
Experience
Intercontinental Exchange September 2015 - Present
TriNet June 2010 - September 2015
MRI/Compusearch of Bernardsville January 2010 - May 2010
The NASDAQ Stock Market 2004 - 2009
LaBranche & Co. 2002 - 2004
The New York Stock Exchange 1996 - 2000
Skills
Management, Human Resources, Selling, Risk Management, Sales, Marketing, Employee Benefits, Accounting, Sales Presentations, Business Development, Start-ups, Mergers & Acquisitions, Business Strategy, Strategy, Financial Services, New Business Development, Equities, Strategic Planning, Vendor Management, Security, IPO, Salesforce.com, Sales Process, Financial Analysis, Team Building
Education
Rutgers, The State University of New Jersey-New Brunswick 1985 — 1989
Bachelor of Arts (B.A.), Economics
Intercontinental Exchange September 2015 - Present
TriNet June 2010 - September 2015
MRI/Compusearch of Bernardsville January 2010 - May 2010
The NASDAQ Stock Market 2004 - 2009
LaBranche & Co. 2002 - 2004
The New York Stock Exchange 1996 - 2000
Skills
Management, Human Resources, Selling, Risk Management, Sales, Marketing, Employee Benefits, Accounting, Sales Presentations, Business Development, Start-ups, Mergers & Acquisitions, Business Strategy, Strategy, Financial Services, New Business Development, Equities, Strategic Planning, Vendor Management, Security, IPO, Salesforce.com, Sales Process, Financial Analysis, Team Building
Education
Rutgers, The State University of New Jersey-New Brunswick 1985 — 1989
Bachelor of Arts (B.A.), Economics
Jake Pham's The New York Stock Exchange Experience June 1997 - December 2002
Job Co owner at Left Lane Cars
Industry Financial Services
Experience
Left Lane Cars LLC November 2011 - Present
AllianceBernstein August 2007 - October 2011
The Bank of New York Mellon December 2006 - August 2007
The New York Stock Exchange June 1997 - December 2002
Education
Stony Brook University 2004 — 2006
BA, Economics
Left Lane Cars LLC November 2011 - Present
AllianceBernstein August 2007 - October 2011
The Bank of New York Mellon December 2006 - August 2007
The New York Stock Exchange June 1997 - December 2002
Education
Stony Brook University 2004 — 2006
BA, Economics
Earnest Earl Smith, Jr.'s The New York Stock Exchange Experience May 2000 - September 2005
Job Compliance Professional
Industry Financial Services
Experience
JPMorgan Chase November 2013 - Present
Navigant Consulting Limited June 2013 - November 2013
Cowen and Company April 2011 - February 2013
Goldman Sachs September 2005 - April 2011
The New York Stock Exchange May 2000 - September 2005
Prudential Insurance August 1994 - April 2000
Enterprise Rent-A-Car March 1994 - August 1994
Skills
Securities, Derivatives, Equities, Hedge Funds, Securities Regulation, Compliance, Control Room, Notary Public, Investigation, Regulatory Affairs, FINRA, Examinations, Email Surveillance, Trading Surveillance, Trading, Finance, Investments, IPO, Strategy, Equity Research, AML, Investment Banking, Capital Markets, Anti Money Laundering
Education
Fairleigh Dickinson University 1996 — 1997
Paralegal Certification, Paralegal Studies/Legal Studies
Providence College 1988 — 1992
Bachelor of Arts, Political Science
Elizabeth High School 1984 — 1988
JPMorgan Chase November 2013 - Present
Navigant Consulting Limited June 2013 - November 2013
Cowen and Company April 2011 - February 2013
Goldman Sachs September 2005 - April 2011
The New York Stock Exchange May 2000 - September 2005
Prudential Insurance August 1994 - April 2000
Enterprise Rent-A-Car March 1994 - August 1994
Skills
Securities, Derivatives, Equities, Hedge Funds, Securities Regulation, Compliance, Control Room, Notary Public, Investigation, Regulatory Affairs, FINRA, Examinations, Email Surveillance, Trading Surveillance, Trading, Finance, Investments, IPO, Strategy, Equity Research, AML, Investment Banking, Capital Markets, Anti Money Laundering
Education
Fairleigh Dickinson University 1996 — 1997
Paralegal Certification, Paralegal Studies/Legal Studies
Providence College 1988 — 1992
Bachelor of Arts, Political Science
Elizabeth High School 1984 — 1988
Joe Ierace's The New York Stock Exchange Experience March 2005 - July 2007
Job Director at FINRA
Industry Information Technology and Services
Experience
FINRA July 2007 - Present
The New York Stock Exchange March 2005 - July 2007
Novations July 1994 - March 2005
Berkeley College April 1992 - July 1994
IBM June 1991 - April 1992
Institute for Computer Studies, Iona College December 1988 - June 1991
Education
Iona College 1988 — 1989
BS, Computer Information Systems
SOX Institute
FINRA July 2007 - Present
The New York Stock Exchange March 2005 - July 2007
Novations July 1994 - March 2005
Berkeley College April 1992 - July 1994
IBM June 1991 - April 1992
Institute for Computer Studies, Iona College December 1988 - June 1991
Education
Iona College 1988 — 1989
BS, Computer Information Systems
SOX Institute
Howard Schloss's The New York Stock Exchange Experience September 1999 - November 2000
Job Senior Counselor at The Harbour Group
Industry Financial Services
Experience
The Harbour Group November 2012 - Present
Financial Industry Regulatory Authority (FINRA) November 2000 - September 2012
The New York Stock Exchange September 1999 - November 2000
U.S. Department of Treasury December 1993 - August 1999
Democratic Congressional Campaign Committee 1988 - 1991
Skills
Government, Policy, Public Affairs, Financial Services, Legislation, Financial Regulation, Program Management, Strategic Communications, Media Relations, Public Relations, Corporate Communications, Crisis Communications, Public Policy, Social Media, Public Speaking
Education
Southern Methodist University 1978 — 1982
Bachelor of Fine Arts (BFA), Journalism
The Harbour Group November 2012 - Present
Financial Industry Regulatory Authority (FINRA) November 2000 - September 2012
The New York Stock Exchange September 1999 - November 2000
U.S. Department of Treasury December 1993 - August 1999
Democratic Congressional Campaign Committee 1988 - 1991
Skills
Government, Policy, Public Affairs, Financial Services, Legislation, Financial Regulation, Program Management, Strategic Communications, Media Relations, Public Relations, Corporate Communications, Crisis Communications, Public Policy, Social Media, Public Speaking
Education
Southern Methodist University 1978 — 1982
Bachelor of Fine Arts (BFA), Journalism
Kim Molloy's The New York Stock Exchange Experience January 2004 - August 2006
Job Administrative Assistant/Secretary
Industry Financial Services
Experience
Staten Island Audiological Services May 2009 - May 2013
The New York Stock Exchange January 2004 - August 2006
Education
City University of New York-College of Staten Island 2001 — 2002
Paralegal Certification
Staten Island Audiological Services May 2009 - May 2013
The New York Stock Exchange January 2004 - August 2006
Education
City University of New York-College of Staten Island 2001 — 2002
Paralegal Certification
Caroline Harduwar's The New York Stock Exchange Experience July 1997 - August 2002
Job Senior Manager at RBC Royal Bank
Industry Banking
Experience
RBC June 2012 - Present
RBC Royal Bank May 2009 - June 2012
RBC Royal Bank May 2005 - April 2009
The New York Stock Exchange July 1997 - August 2002
Skills
Banking, Business Analysis, Financial Analysis, Process Improvement, Operational Risk, AML, Internal Audit, Risk Assessment, Regulatory Analysis, Securities Regulation, Governance
Education
Queen's University 2007 — 2009
MBA
Saint John's University 1993 — 1997
BS, Finance
RBC June 2012 - Present
RBC Royal Bank May 2009 - June 2012
RBC Royal Bank May 2005 - April 2009
The New York Stock Exchange July 1997 - August 2002
Skills
Banking, Business Analysis, Financial Analysis, Process Improvement, Operational Risk, AML, Internal Audit, Risk Assessment, Regulatory Analysis, Securities Regulation, Governance
Education
Queen's University 2007 — 2009
MBA
Saint John's University 1993 — 1997
BS, Finance
Peter Castelli's The New York Stock Exchange Experience 1979 - Present
Job Vice President Floor Broker at JP Morgan Securities
Industry Financial Services
Experience
JP Morgan Securities September 1999 - Present
The New York Stock Exchange 1979 - Present
Deutsche Bank February 1981 - November 1999
Skills
Equities, Securities
Education
St. Francis College
JP Morgan Securities September 1999 - Present
The New York Stock Exchange 1979 - Present
Deutsche Bank February 1981 - November 1999
Skills
Equities, Securities
Education
St. Francis College
Mark Perlgut's The New York Stock Exchange Experience 1980 - 1982
Job Principal, Perlgut Group
Industry Public Relations and Communications
Experience
Perlgut Group 2001 - Present
Publicis Dialog 1996 - 2001
Perlgut Public Relations, Inc. 1990 - 1996
The Financial Relations Board 1987 - 1990
Chemical Bank 1982 - 1986
The New York Stock Exchange 1980 - 1982
Merrill Lynch & Co., Inc. 1978 - 1980
Institutional Investor 1977 - 1978
McGraw-Hill 1973 - 1977
The New York Times 1967 - 1972
Skills
Public Relations, Speech Writing, Writing, Investor Relations, Crisis Communications, Annual Reports, Strategic Communications, Management Consulting, Investor Presentations, Message Development, Strategic..., Executive Communications, Crisis Management, Media Relations, Strategic Counsel, Internal Communications, Advertising, Management, Press Releases, Communication Training, Reputation Management, Nonprofits, Publicity, Public Affairs, Editorial, Public Speaking, Content Development
Education
Columbia University - Graduate School of Journalism 1964 — 1965
M.S., Journalism
Rutgers University-New Brunswick 1960 — 1964
A.B., History
Perlgut Group 2001 - Present
Publicis Dialog 1996 - 2001
Perlgut Public Relations, Inc. 1990 - 1996
The Financial Relations Board 1987 - 1990
Chemical Bank 1982 - 1986
The New York Stock Exchange 1980 - 1982
Merrill Lynch & Co., Inc. 1978 - 1980
Institutional Investor 1977 - 1978
McGraw-Hill 1973 - 1977
The New York Times 1967 - 1972
Skills
Public Relations, Speech Writing, Writing, Investor Relations, Crisis Communications, Annual Reports, Strategic Communications, Management Consulting, Investor Presentations, Message Development, Strategic..., Executive Communications, Crisis Management, Media Relations, Strategic Counsel, Internal Communications, Advertising, Management, Press Releases, Communication Training, Reputation Management, Nonprofits, Publicity, Public Affairs, Editorial, Public Speaking, Content Development
Education
Columbia University - Graduate School of Journalism 1964 — 1965
M.S., Journalism
Rutgers University-New Brunswick 1960 — 1964
A.B., History
Ryan A. Conti, CAMS's The New York Stock Exchange Experience May 2000 - August 2003
Job Senior Cyber Fraud Investigator at PNC
Industry Financial Services
Experience
PNC February 2014 - Present
University of Phoenix January 2009 - Present
PNC January 2012 - February 2014
PNC Financial Services Group July 2011 - January 2012
PNC Financial Services Group August 2009 - July 2011
U.S. Immigration and Customs Enforcement (ICE) September 2006 - August 2009
Burns White LLC May 2004 - May 2006
The New York Stock Exchange May 2000 - August 2003
Wilentz, Goldman & Spitzer May 1998 - May 2000
Skills
Investigations, Criminal Justice, AML, BSA, Bank Secrecy Act, Investigation, USA PATRIOT Act, Courses, Surveillance, Criminal Investigations, Investigative Reporting, Law Enforcement, Compliance, OFAC, Fraud, Fraud Investigations, Risk, Risk Management, Policy, Risk Assessment, Internal Investigations, Background Checks, Analysis, Paralegals, Legal Research, Federal Law Enforcement, Private Investigations, Financial Risk, Banking, Securities, Classroom, Interrogation, Enforcement, Certified Fraud Examiner, Forensic Analysis, Computer Forensics, Intelligence, Criminal Law, Physical Security, Security Management, Crisis Management, Executive Protection, Protection, Homeland Security, Intelligence Analysis, Security Operations, Police, National Security, Firearms, Evidence
Education
Point Park University 2004 — 2005
Master of Science Degree, Criminal Justice
Penn State University 1994 — 1998
Bachelor of Arts (B.A.), Pre-Law Studies
PNC February 2014 - Present
University of Phoenix January 2009 - Present
PNC January 2012 - February 2014
PNC Financial Services Group July 2011 - January 2012
PNC Financial Services Group August 2009 - July 2011
U.S. Immigration and Customs Enforcement (ICE) September 2006 - August 2009
Burns White LLC May 2004 - May 2006
The New York Stock Exchange May 2000 - August 2003
Wilentz, Goldman & Spitzer May 1998 - May 2000
Skills
Investigations, Criminal Justice, AML, BSA, Bank Secrecy Act, Investigation, USA PATRIOT Act, Courses, Surveillance, Criminal Investigations, Investigative Reporting, Law Enforcement, Compliance, OFAC, Fraud, Fraud Investigations, Risk, Risk Management, Policy, Risk Assessment, Internal Investigations, Background Checks, Analysis, Paralegals, Legal Research, Federal Law Enforcement, Private Investigations, Financial Risk, Banking, Securities, Classroom, Interrogation, Enforcement, Certified Fraud Examiner, Forensic Analysis, Computer Forensics, Intelligence, Criminal Law, Physical Security, Security Management, Crisis Management, Executive Protection, Protection, Homeland Security, Intelligence Analysis, Security Operations, Police, National Security, Firearms, Evidence
Education
Point Park University 2004 — 2005
Master of Science Degree, Criminal Justice
Penn State University 1994 — 1998
Bachelor of Arts (B.A.), Pre-Law Studies
Peter Kiviat's The New York Stock Exchange Experience November 1976 - October 1985
Job Executuive for Florida Sales at Fujitsu
Industry Information Technology and Services
Experience
Fujitsu April 2011 - Present
Fujitsu America, Inc. April 2011 - Present
Richards Computer January 2007 - March 2011
Etrain Trader April 1996 - December 2007
The New York Stock Exchange November 1976 - October 1985
Skills
Solution Selling, Pre-sales, Managed Services, Cloud Computing, Account Management, Professional Services, Sales, Strategic Partnerships, Management, Channel Partners, Direct Sales
Education
City University of New York City College
Wm. Howard Taft High School
Fujitsu April 2011 - Present
Fujitsu America, Inc. April 2011 - Present
Richards Computer January 2007 - March 2011
Etrain Trader April 1996 - December 2007
The New York Stock Exchange November 1976 - October 1985
Skills
Solution Selling, Pre-sales, Managed Services, Cloud Computing, Account Management, Professional Services, Sales, Strategic Partnerships, Management, Channel Partners, Direct Sales
Education
City University of New York City College
Wm. Howard Taft High School