Wells Fargo Nikko Investment Advisors
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Wells Fargo Nikko Investment Advisors Employees
Integral Development Corp. October 2014 - Present
Visa June 2012 - September 2014
Independant Consultant 2011 - June 2012
Celeritas Markets LLP May 2008 - October 2011
Barclays Global Investors, N.A. 1998 - 2006
Board of Regents, University of California, Office of the Treasurer 1995 - 1997
Wells Fargo Nikko Investment Advisors 1987 - 1993
Westport Centers 1985 - 1985
Skills
Asset Management, Portfolio Management, FX, Currency, Trading Systems, Risk Management
Education
Thunderbird School of Global Management 1986 — 1986
MBA, International Finance
University of California, Irvine 1978 — 1983
BA (2), Economics, French
Université Pierre Mendès-France (Grenoble II) 1981 — 1982
Economics, French
IMC Financial Markets & Asset Management 2012 - Present
Mellon Capital Management 2010 - 2011
BlackRock 1993 - 2010
Barclays Global Investors (BGI) 1996 - 2009
Wells Fargo Nikko Investment Advisors 1993 - 1995
Protected Investors of America 1992 - 1993
Skills
Management, Operations Management, Leadership, Vendor Management, Business Analysis, Equities, Software Project..., Project Management, Business Process..., Change Management, Product Management, Information Technology..., Business Process Design, Trading Systems, Agile Project Management, Order Management, Fixed Income, Electronic Trading, Risk Management, SDLC, Financial Services, Software Development, Agile Methodologies, Process Engineering, PMO, Mentoring, Strategic Leadership, Follow-the-Sun Support
Education
The University of Chicago Booth School of Business
Chicago Management Institute, Executive Management
John F. Kennedy University
Masters Courses, Business Administration
University of Notre Dame
Bachelor's Degree, Business and Political Science
City of Cupertino August 2014 - Present
City of Cupertino June 2009 - July 2014
City of Cupertino June 2006 - 2009
Netflix 2006 - 2006
Intuit 2005 - 2006
Chase 2003 - 2004
Nurserymen's Exchange January 1996 - January 2003
Wells Fargo Nikko Investment Advisors January 1994 - January 1996
Skills
Customer Service, Community Outreach, Project Management, Administrative..., Microsoft Office, Human Resources
Education
Cal Poly State University
Bachelor of Science, Ornamental Horticulture
University of Hawaii at Manoa
Las Lomitas Education Foundation July 2014 - June 2015
Genentech, Inc. February 2009 - March 2012
Genentech, Inc. March 2005 - January 2009
LifeScan, Inc. April 1999 - March 2005
Hill-Rom May 1993 - April 1999
Hill Rom May 1993 - May 1996
Wells Fargo Nikko Investment Advisors 1988 - 1991
Skills
Product Management, Marketing Strategy, Managed Care, Product Launch, Cross-functional Team..., Pharmaceuticals, Biotechnology, Product Launches, Pharmaceutical Industry, Marketing, Oncology, Strategic Planning, Commercialization, Medical Devices, Competitive Analysis, FDA, Rheumatology, Market Analysis, Pharmaceutical Sales, Market Access, Sales Effectiveness, Biopharmaceuticals, Cardiology, Diabetes, Market Development
Education
University of Michigan - Stephen M. Ross School of Business 1991 — 1993
MBA, Marketing
University of San Francisco 1986 — 1988
BS, Finance
Foothill College 1983 — 1986
BA, Business Administration
E3 Incorporated 2005 - Present
Icon Images 2005 - Present
Korn Ferry 2014 - 2015
Evidence for Development 2005 - 2013
Hope and Homes for Children 1998 - 2005
Egon Zehnder International 2000 - 2004
Towers Perrin 1994 - 1999
Wells Fargo Nikko Investment Advisors 1987 - 1992
Skills
Team Building, Succession Planning, Executive Coaching, Executive Search, Public Speaking, Organizational..., Leadership Development, Start-ups, Strategy, Management Consulting, Executive Management, Leadership, Workshop Facilitation, Executive Development, Entrepreneurship, Consulting
Education
University of California, Berkeley, Haas School of Business 1992 — 1994
MBA, Business
Georgetown University 1982 — 1986
B.A., History & International Relations
Pennington Financial Group 2008 - Present
The Financial & Tax Planning Center 2004 - 2008
Pennington Financial Group 2003 - 2004
Investors Bank & Trust 2001 - 2003
Barclays Global Investors 1995 - 2001
Wells Fargo Nikko Investment Advisors 1993 - 1995
Skills
Certified Financial...
Education
University of California, Davis 2002 — 2003
Certificate, Personal Financial Planning
California State University-Sacramento 1990 — 1992
Bachelor of Science, Business Administration, Finance
Lockton Companies April 2010 - Present
GuideStone Financial Resources January 2006 - June 2009
Milliman, Inc August 2003 - January 2006
American Express Retirement Services December 1995 - August 2003
Wells Fargo Nikko Investment Advisors 1993 - 1995
Ameritrust Texas 1990 - 1994
Skills
Defined Benefit, Pensions, Retirement Planning, Financial Services, Employee Benefits, Investment Advisory, 401k, 403 b, ERISA, Retirement Plan..., Investments, Retirement, Investment Management, Asset Allocation, Leadership, Mutual Funds, Series 63
Education
Baylor University - Hankamer School of Business 1981 — 1985
BBA, Finance and Management
Wells Fargo Bank 2007 - Present
BNY Mellon (formerly The Bank of New York Trust Company) 2004 - 2007
Barclays Global Investors 1999 - 2004
State Street Bank and Trust 1994 - 1999
Wells Fargo Nikko Investment Advisors 1987 - 1994
Skills
Mutual Funds, Asset Managment, Investments, Equities, Securities, Financial Services, Banking, Asset Management, Accounting, Fund Accounting, Series 7, Credit, Investment Management, CRM, Treasury Management, Cash Management, Relationship Management, Portfolio Management
Education
Leadership Reno Sparks 2009 — 2009
University of Oregon - Charles H. Lundquist College of Business 1980 — 1982
BS, Accounting
Brocade Communications Systems December 2007 - Present
NeoScale Systems November 2005 - November 2007
Brocade Communications Systems September 2002 - November 2005
Tollbridge Technologies July 2000 - June 2001
Paradyne Networks May 1998 - July 2000
Racal-Datacom April 1996 - January 1998
Basic Vegetable Products November 1994 - April 1996
Wells Fargo Nikko Investment Advisors May 1991 - November 1994
Racal-Milgo Information Systems October 1988 - September 1991
Opti-Med, Inc. May 1986 - August 1987
Education
Excelsior College 1978 — 1983
Bachelor of Arts (BA), Liberal Arts and Sciences/Liberal Studies
CalPERS August 2013 - Present
Self Employed 2005 - 2013
Barclays Global Investors 1999 - 2004
iGate Mastech 1998 - 1999
Union Bank of California 1994 - 1998
Wells Fargo Nikko Investment Advisors 1991 - 1994
Skills
Business Analysis, IT Strategy, Risk Management, Project Portfolio..., Software Project..., Project Management, SDLC, Financial Services, Vendor Management, Equities, Process Improvement, Requirements Analysis, Financial Modeling, Financial Analysis, Derivatives, Mutual Funds, PMO, Fixed Income, Hedge Funds, Banking, Portfolio Management, Securities, Capital Markets
Education
University of Delaware - Lerner College of Business and Economics 1986 — 1990
Bachelors of Science, Accounting
University of California, Berkeley Extension
Certificate Program, Project Management
Limelight Networks April 2008 - Present
Thomson Financial June 2006 - April 2008
Internap January 2005 - June 2006
Proficient Networks/ Infiniroute Networks July 2003 - January 2005
Digital Island April 1998 - April 2003
Advanced Micro Devices 1995 - 1998
Wells Fargo Nikko Investment Advisors 1993 - 1995
Skills
BGP, OSPF, Juniper, Data Center, MPLS, Routing, Streaming Media, Network Design, Cloud Computing, Cisco Technologies, Switches, VPN, TCP/IP, Network Architecture, SaaS
Education
Stevens Institute of Technology 1987 — 1992
BE, Electrical Engineering
Self Employed 2009 - Present
Barclays Global Investors 2003 - 2009
WFNIA & BGI 1994 - 2003
Wells Fargo Nikko Investment Advisors 1992 - 1994
Education
Tufts University
BA, Economics
Tufts University - The Fletcher School of Law and Diplomacy
MALD
Menta Capital LLC January 2007 - Present
Evnine & Associates, Inc. 2002 - 2006
CalSTRS 2000 - 2001
Andrews Technology April 2000 - July 2000
Zurich Scudder Investments February 1999 - July 2000
Barclays Global Investors August 1994 - February 1999
Barclays Global Investors April 1993 - August 1994
Wells Fargo Nikko Investment Advisors April 1993 - August 1994
Beaumont, Texas December 1990 - December 1992
New China Restaurant, Inc February 1976 - December 1992
Skills
Portfolio Management, Securities, Equities, Hedge Funds, Trading, Asset Managment, Asset Management, Alternative Investments, Investment Strategies, Investments, Bloomberg
Education
Pace University - Lubin School of Business 1984 — 1986
BS, Finance
Wayne State University 1980 — 1983
Pre-Pharmacy/Pre-Medical
Wells Capital Management March 2001 - Present
Barclays Global Investors 1996 - 2000
Wells Fargo Nikko Investment Advisors 1988 - 1996
Skills
Asset Management, Fixed Income, Investment Management, Hedge Funds, Corporate Actions, Investments, Equities, Portfolio Management, Bloomberg, Derivatives, Mutual Funds, Asset Allocation, Securities, Financial Services, Alternative Investments, Trading Systems, Strategy, Asset Managment
Education
University of San Francisco 1985 — 1990
MBA, Accounting and Finance
University of Oregon - Charles H. Lundquist College of Business 1979 — 1983
Business Administration, Management and Operations
Allscripts January 2012 - September 2012
Brown and Toland June 2010 - January 2012
Job Seaker July 2009 - June 2010
Chevron Technology Company January 2008 - March 2008
E*TRADE Financial January 2000 - October 2007
Advanced Micro Devices January 1995 - December 2000
Wells Fargo Nikko Investment Advisors January 1990 - December 1995
Ingres Corporation January 1985 - December 1990
SOHIO Petroleum January 1980 - December 1985
Chevron Overseas Petroleum January 1976 - December 1980
Skills
Sybase, Unix, Solaris, Ksh, SDLC, Shell Scripting, Disaster Recovery, Oracle, WebSphere MQ, HP-UX
Education
Saint Mary's College of California 1989 — 1990
MBA, General
University of California, San Diego 1970 — 1974
BA, Mathematics
SquareOne Properties, LLC 2010 - Present
Barclays Global Investors 2008 - 2009
Barclays Global Investors 2000 - 2008
Barclays Global Investors 1995 - 2000
Wells Fargo Nikko Investment Advisors 1991 - 1993
Wells Fargo Investment Advisors 1985 - 1990
Education
San Diego State University-California State University
University of Pennsylvania - The Wharton School
Executive Education-Strategy Development
Advertising Week May 2013 - Present
merit kitchens 2003 - 2011
Excalibur Advisors 2000 - 2001
Triple Point Technology 1996 - 2000
Barclays 1995 - 1996
Wells Fargo Nikko Investment Advisors 1993 - 1994
Wells Fargo Nikko Investment Advisors 1992 - 1993
Wells Fargo Nikko Investment Advisors 1991 - 1992
Skills
Management, Budgets, Project Management, Marketing, Investments, Sales
Education
Cornell University 1987 — 1990
BS
Brandeis University 1986 — 1987
San Francisco State University August 2011 - Present
Marin Catholic High School August 2001 - June 2003
Wells Fargo Nikko Investment Advisors 1986 - 1990
Education
San Francisco State University 2007 — 2011
Master of Arts (MA), Mathematics
University of California, Berkeley 1979 — 1983
Bachelor of Arts (BA), Applied Mathematics
University of California, Berkeley 1979 — 1983
Bachelor of Arts (BA), Economics