Advest, Inc.
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Advest, Inc. Employees
Microsoft May 2015 - Present
Microsoft March 2010 - Present
AOL February 2008 - February 2010
AOL January 2007 - January 2008
AOL November 2005 - December 2006
AOL January 2004 - October 2005
Deloitte Consulting September 2001 - January 2004
Hamilton Lane Advisors September 1998 - August 1999
CoreStates Bank April 1997 - August 1998
Advest, Inc. August 1995 - March 1997
Skills
Mobile Advertising, Mobile Applications, Mobile Devices, Business Development, Contract Negotiation, Strategic Partnerships, Product Strategies, Product Management, Strategic Planning, Strategy, Start-ups, Leadership, Management, Team Building, Online Advertising, Venture Capital, Digital Media, Ad Networks, SaaS, Telecommunications, Digital Strategy, Mobile Marketing, Product Marketing, Monetization, Mobile Internet, E-commerce, Cloud Computing, Enterprise Software, Go-to-market Strategy, Program Management, Integrated Marketing, Integration, Advertising, Analytics
Education
University of Pennsylvania - The Wharton School 1999 — 2001
MBA, Strategy
Dartmouth College 1993 — 1995
BA, Economics
Ohio Wesleyan University 1991 — 1993
Transferred to Dartmouth College., Economics
Cathedral High School - Lahore
Invent Now, Non-Profit Organization February 2015 - Present
UBS Financial Services Inc. June 2011 - November 2014
Raymond James & Associates, Inc. November 2005 - June 2011
Advest, Inc. June 1997 - November 2005
Banc One Investment Management and Trust Company January 1995 - May 1997
Skills
Investments, Wealth Management, Series 7, Team Building, Series 63, Retirement Planning, Asset Managment, Marketing, Strategic Planning, Alternative Investments, Mutual Funds, Asset Allocation, Sales, Management, Leadership, Public Speaking, Customer Service, Financial Analysis, Financial Planning, Insurance, Sales Management, Team Leadership, Client Education, Client Development, Client Presentation, Behavior Management, Behavioral Finance, Asset Management, Portfolio Management, Estate Planning, Retirement, Marketing Strategy, Equities, Securities, Risk Management, Finance, Financial Services, Small Business, Financial Advisory, Investment Advisory, Fixed Annuities, Investment Strategies, Life Insurance, Fixed Income, Business Planning, Strategy, Banking, Credit, Consulting, 401k
Education
Harvard Business School 2002 — 2004
Behavioral Finance, Advest Institute
The University of Akron 2000 — 2001
Post-Baccalaureate Certificate, Financial Planning
Baldwin Wallace University 1992 — 1994
Bachelor of Business Administration (B.B.A.), Finance
University of Dayton 1990 — 1992
Business Adminstration, School of Business
GlenOak High School 1986 — 1990
Diploma, College Prep
Birch Tree Consultants, LLC December 2010 - Present
NSI Marketing Services March 2010 - December 2010
Anheuser-Busch InBev July 2003 - February 2010
Anheuser-Busch Companies, Inc. July 2003 - February 2010
Advest, Inc. 1999 - 2003
Education
Rensselaer Polytechnic Institute at Hartford 2001 — 2003
MS, Computer Science
Amherst College 1995 — 1999
BA, Computer Science
Lindbergh HS
Orc Group September 2013 - Present
SunGard Global Trading October 2000 - August 2013
GL Trade October 2000 - October 2008
Davidge Data Systems 2000 - 2004
Hartford Life 1996 - October 2000
Aetna 1991 - 1996
Advest, Inc. January 1989 - January 1992
Skills
IT Management, Options, Equities, Electronic Trading, Futures Trading, Trading Systems, Market Data, Derivatives, Financial Markets, Trading, Equity Trading, Order Management, Fixed Income, Project Management, Middle Office, ETFs, Low Latency, Financial Services, Hedge Funds, Back Office, Capital Markets, Exchange Connectivity, Equity Derivatives, Securities, FINRA, Bloomberg, Series 7, Commodity, Technical Analysis, Prime Brokerage, Settlement, Foreign Exchange, Trading Strategies, Investment Banking, FX trading, Bonds, Series 63
Education
Central Connecticut State University
College of Lake County
Wells Fargo Advisors July 2008 - Present
A.G. Edwards & Sons, Inc. January 1998 - April 2008
A.G. Edwards & Sons, Inc. August 1995 - December 1999
Advest, Inc. June 1993 - August 1995
Edward Jones January 1990 - June 1993
Commerce Bank January 1988 - May 1989
Skills
Retirement, Investments, Finance, Series 7, Equities, Equity Research, Portfolio Management, Retirement Planning, Series 63, Asset Allocation
Education
The American University 1986 — 1987
Bachelor of Science (BS), Marketing, 3.2
University of Missouri-Columbia 1983 — 1985
Chaminade College Preparatory 1976 — 1983
Fontbonne University
Master of Business Administration (M.B.A.), Finance and Financial Management Services, 3.6
Nile Capital Management, LLC August 2012 - August 2014
Merrill Lynch May 2011 - July 2012
The Elwing Company June 2009 - April 2011
Princeton Regional Schools March 2003 - November 2006
C.E. Unterberg, Towbin January 1994 - June 1996
Advest, Inc. January 1991 - January 1994
Education
Harvard University
Bachelor of Arts (B.A.), cum laude
Merrill Edge January 2014 - Present
Delta Equity Financial Services May 2000 - June 2003
Equiserve August 1998 - June 1999
Royal Alliance Associates INC 1996 - July 1998
Royal Alliance Associates INC July 1994 - 1996
Advest, Inc. 1992 - June 1994
Advest, Inc. September 1990 - 1992
Skills
Bonds, Trading, Customer Service, Technical Support, Microsoft Excel, Microsoft Word, Outlook, Finance, Series 7
Education
City University of New York-Baruch College 1996 — 1997
No Degree, Accounting, Economics and Computer Business Information Processing, Undergraduate Honors
Central Connecticut State University 1990 — 1992
Accounting and Finance
Cazenovia College
Accounting and Finance
AXIS Capital 2011 - Present
AXIS Capital 2010 - 2011
Wunderlich Securities 2009 - 2010
KeyBanc Capital Markets 2005 - 2009
Advest, Inc. 1998 - 2005
PwC 1991 - 1998
Mutual of America 1988 - 1991
Skills
Reinsurance, Insurance, Corporate Finance, Property & Casualty..., Finance, Financial Analysis, Financial Reporting, Strategic Planning, Due Diligence, Operations Management, Business Strategy, Investment Banking, Mergers & Acquisitions, Management, Mergers, Auditing, Banking
Education
Columbia University - Columbia Business School
MBA, Finance
Villanova University
B.S., Accountancy
Retired August 2014 - Present
Chicopee Savings Bank April 2004 - August 2014
TD August 1994 - April 2004
Advest, Inc. September 1987 - August 1994
Prudential-Bache September 1985 - September 1987
E.F. Hutton August 1982 - September 1985
Med Care Associates October 1979 - August 1982
Springfield Public Schools September 1972 - October 1979
Skills
Investments, Strategic Planning, Customer Service, Nonprofits, Public Speaking, Coaching, Marketing Strategy, Marketing, Sales, Leadership, Management
Education
Westfield State University 1975 — 1980
Master's degree, Educational Leadership and Administration, General
Boston University 1969 — 1972
"BS", Health and Physical Education/Fitness
Erie Insurance Group July 2008 - Present
Erie Insurance Group October 2005 - July 2008
Advest, Inc. June 2002 - October 2005
Skills
Insurance, Life Insurance, Property & Casualty..., Commercial Insurance, Fixed Annuities, Term Life Insurance, Umbrella Insurance, General Insurance, Commercial Lines, Mutual Funds, Stocks, Bonds, Options, ETFs, Retirement Planning, Whole Life, Retirement, Homeowners, Universal Life, Marketing, Strategic Financial..., IRAs, Employee Benefits, Portfolio Management, Financial Services, Training, Investments, Finance, Estate Planning, Sales Presentations, Licensed Property, Executive Management, Casualty, Legal Liability, Customer Service, Risk Management, Disability Insurance, Casualty Insurance
Education
Case Western Reserve University 2011 — 2014
Master of Business Administration (M.B.A.), 4.0 GPA
Penn State University 1998 — 2002
Bachelor's degree, Finance, General
Goldcoast Enterprises II January 1999 - Present
Advest, Inc. April 1994 - June 1998
fin security/hermitage capital April 1987 - December 1992
Smith Barney August 1974 - April 1987
Skills
stock analyst, Mergers, Asset Management, Private Equity, Strategic Planning, Corporate Finance, Investment Banking, Equities, Portfolio Management, Valuation, Business Strategy, Hedge Funds, Risk Management, Investments, FX, Equity Research, Financial Modeling, Capital Markets, Investment Strategies, Financial Markets, Industry Analysis, Due Diligence, Investment Advisory, Securities, Financial Analysis
Education
Columbia Business School 1967 — 1969
mba, business
Villanova University 1962 — 1966
ba, political science
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors, LLC December 2004 - April 2014
Advest, Inc. September 2001 - November 2003
Paine Webber October 1978 - October 1988
Skills
Series 7, Series 66, Series 9/10, Financial Services, Mutual Funds, Management, Retirement, Financial Analysis, Process Improvement, Series 65, Series 63, Trading, ETFs, IRAs, Securities, FINRA, Uniform Combined State..., Retirement Planning, Finance, Investments, Operations Management
Education
Rio Hondo College 1973 — 1975
Associate of Arts (A.A.), Visual and Performing Arts
California State University-Northridge
Bachelor's Degree, Business/Commerce, General
Community Renewal Team, Inc. 2011 - Present
Connecticut Puerto Rican Forum 2005 - 2009
Advest, Inc. 1998 - 2002
Cuchilandia Restaurant 1992 - 2002
Skills
Customer Service, Public Speaking, Microsoft Office, Strategic Planning, Public Relations, Budgets, Community Outreach, Management, Nonprofits, Community Development, Case Management, Grant Writing, Program Development, Leadership Development, Event Planning, Program Management, Training, Volunteer Management
Education
Goodwin College
Associate's Degree, Associate of Science Criminal Justice
Goodwin College
Criminal Justice/Police Science
Community Renewal Team, Inc. 2011 - Present
Connecticut Puerto Rico Forum 2005 - 2009
Managing Partner 1992 - 2005
Advest, Inc. 1998 - 2002
Skills
Bilingual-English/Spanis..., Microsoft Office, Desktop Support..., Office Manager/..., Keyboarding (45 wpm), Basic Accounting, Vita (IRS) Community..., First Aid CPR-Adult,..., Mental Health First Aid, Addiction and..., Wrokforce re-entry..., Accounting, Interviews, Case Management, Public Speaking, Community Outreach, Social Services, Grant Writing, Fundraising, Strategic Planning, Program Development, Training, Volunteer Management, Nonprofits, Leadership Development, Event Planning, Program Management, Staff Development, Research, Leadership, Organizational..., Customer Service
Education
Goodwin College 2011 — 2013
Associate's degree, Associate's of Science Criminal Justice
Porter and Chester institute Rocky Hill, CT 1997 — 1998
Certificate, Office Administration
AFCG, LLC November 2005 - Present
Advest, Inc. April 1998 - November 2005
Skills
Financial Planning, Portfolio Management, Asset Allocation, Asset Management, Retirement Planning, Investment Advisory, Risk Management, Strategic Financial..., Asset Managment, Finance, Insurance, Valuation, Financial Services, Retirement, Investments, Estate Planning, Financial Analysis, Securities, Financial Advisory
Education
Hampden-Sydney College 1988 — 1992
BA, Political Science
Jefferies LLC July 2015 - Present
BB&T Capital Markets 2004 - June 2015
Advest, Inc. 2002 - 2004
Hook Media, Inc. 2000 - 2001
Advest, Inc. 1994 - 2000
KPMG 1983 - May 1994
Education
Brown University 1978 — 1982
Bachelor of Arts (B.A.), Economics
New York University, Stern School of Business
MBA
Ameriprise Financial November 2008 - Present
H&R Block Financial Advisors February 2004 - November 2008
H&R Block 2004 - 2008
Smith Associates January 2003 - January 2004
Advest, Inc. 1993 - December 2002
Aetna Life and Casualty 1990 - 1993
CIGNA 1984 - 1990
IBM 1977 - 1984
Skills
Strategic Planning, Financial Services, Portfolio Management, Risk Management, Vendor Management, Leadership, Process Improvement, Business Analysis, Project Management, IT Strategy, Management, Business Intelligence, Integration, SDLC, Analytics, Business Process..., Project Portfolio..., Program Management, Strategy, PMO, Disaster Recovery, Change Management, Finance, Product Management, CRM, Information Technology, Outsourcing, Marketing, Team Leadership, Cross-functional Team..., Management Consulting, Mergers & Acquisitions, Start-ups, Governance, Banking, Strategic Financial..., Analysis, Insurance, Business Development, Business Process, IT Management, Enterprise Architecture
Education
Heidelberg University 1973 — 1977
BA, Theology
Tolland High School 1969 — 1973
Griffin Financial Group August 2012 - Present
RBC Capital Markets January 2008 - November 2011
RBC Capital Markets November 2010 - October 2011
RBC Capital Markets June 2009 - October 2010
RBC Capital Markets January 2005 - December 2007
RBC Capital Markets June 2000 - December 2004
Advest, Inc. June 1998 - June 2000
Banknorth Group June 1990 - July 1996
Skills
Series 7, Series 63, Financial Institutions, Financial Modeling, Company Acquisitions, Equity Capital Markets, Bank Mergers, Mergers, Mergers & Acquisitions, Portfolio Management, Equities, Alternative Investments, Asset Management, Financial Analysis, Fixed Income, Investments, Finance, Banking, Investment Management, Valuation, Credit, Capital Markets, Strategy, Corporate Development, Acquisitions, Hedge Funds, Corporate Finance, Private Equity, Investment Banking, Securities, Bloomberg, Private Placements, Structured Finance, Financial Structuring, LBO, IPO, Equity Research, Due Diligence
Education
Cornell University - Johnson Graduate School of Management 1996 — 1998
MBA, Business
University of Vermont 1986 — 1990
B.S., Business Administration
Huntington National Bank April 2012 - Present
JPMorgan Chase July 2009 - October 2011
Columbus Financial Group June 2008 - April 2009
JP Morgan 2005 - 2008
Advest, Inc. 1998 - 2005
Advest, Inc. 1998 - 2005
Skills
Investments, Equities, Banking
Education
Bowling Green State University 1993 — 1997
Bachelor of Science (BS), Management and International Business
TD March 2014 - Present
TD July 2011 - March 2014
Quantitative Risk Management August 2007 - June 2011
IBM May 2007 - August 2007
IBM August 2005 - May 2007
Unum June 2004 - August 2004
Advest, Inc. June 2002 - August 2002
Skills
Risk Management, Valuation, Financial Risk, Financial Modeling, Credit Risk, ALM, Stress Testing, Financial Forecasting, Project Management, QRM, Banking, Finance, Corporate Finance, Analysis, Forecasting, Credit, Analytics
Education
Colby College 2001 — 2005
BA, Mathematics
Rye High School 1997 — 2001
Janney Montgomery Scott March 2006 - Present
Oppenheimer & Co. December 2005 - March 2006
Advest, Inc. January 2004 - November 2005
Millennium Events 1998 - 1999
Skills
PowerPoint, Excel, Administrative Support, Microsoft Office, Customer Service, Microsoft Excel, Social Media, Mutual Funds, Insurance, Research, Management, Marketing, Wealth Management, FINRA, Securities, Asset Allocation, Investment Strategies, Retirement Planning, Investment Advisory, ETFs, Equities, Investments, Retirement, Financial Advisory, Series 7
Education
Hobart and William Smith Colleges 1999 — 2003
BA, Psychology
Tabor Academy 1994 — 1998
Charles Schwab December 2012 - Present
MetLife February 2007 - December 2012
David William Securities April 2006 - February 2007
Advest, Inc. January 2002 - April 2005
Pershing May 2000 - January 2002
Pershing June 1999 - May 2000
Pershing April 1997 - June 1999
Education
Seton Hall University 1990 — 1993
Bachelor of Science, Finance
Penn State University 1989 — 1990
Meteorology
Brookdale Community College
Education
Cigna November 2008 - May 2013
Cigna July 2006 - November 2008
Advest, Inc. July 1999 - April 2006
Macy's June 1995 - July 1999
EXPRESS June 1993 - June 1995
Skills
Customer Service, Data Analysis, Process Improvement, Financial Analysis, Financial Reporting, Operational Excellence, SOX Compliancy, Leadership, Business Continuity
Education
Central Connecticut State University 1988 — 1992
Bachelor of Arts (BA)
Suffolk University Law School 1993 — 1994
Lime Brokerage LLC September 2006 - August 2014
Lime Brokerage LLC May 2003 - September 2006
TradeStation Securities May 2000 - May 2003
Advest, Inc. February 1999 - May 2000
JW Genesis August 1996 - February 1999
Skills
Series 7, Series 55, Series 63, Series 3, Series 24, Trading, Electronic Trading, Options, Trading Systems, FINRA, Equities, Hedge Funds, Financial Markets, Back Office, Portfolio Management, Market Data, Equity Trading, Capital Markets, Derivatives
Education
Florida Atlantic University 1995 — 1999
Bachelors, Finance & Management
Solect Energy Development, LLC September 2015 - Present
Igloo.com Limited December 2014 - August 2015
ZeptoMetrix Corporation 2013 - 2014
Advest, Inc. February 2000 - October 2001
State Street Research January 1992 - January 2000
Skills
Relationship Management, Business Development, Sales, Marketing, Microsoft Office, Salesforce.com, CRM, New Business Development, Financial Advisory, Sales Operations, Account Management, Project Management, Strategic Planning
Education
Bridgewater State University 1987 — 1991
Bachelor's Degree, Business, Marketing
Wells Fargo Advisors March 2006 - Present
Morgan Stanley June 2000 - March 2006
Advest, Inc. November 1998 - June 2000
Lasser Marshall August 1993 - October 1998
Skills
Retirement Planning, Comprehensive Wealth..., Asset Allocation, Wealth Transfer Planning, College Savings Plans, Risk Management, Client Relationship..., FINRA, Life Insurance, Series 63, Wealth Management..., Strategic Financial..., Wealth Management, Series 7, Employee Benefits, Wealth, Mutual Funds, Fixed Income, Small Business, Estate Planning, Retirement, CRM, Portfolio Management, Alternative Investments, Investments, Securities, Finance, Customer Service, Financial Services, Strategic Planning, Asset Management, Insurance, Public Speaking
Education
The Johns Hopkins University 1991 — 1993
B.A., Sociology
Dartmouth College 1989 — 1991
Ward Melville High School 1986 — 1989
Dietz & Lynch Capital 2007 - Present
Wachovia 1999 - 2007
Advest, Inc. 1995 - 1998
Prudential Securities 1983 - 1995
Skills
Investments, Retirement Planning, Financial Services, Investment Strategies, Securities, Investment Management, Finance, Pensions, FINRA, Wealth, Entrepreneurship, Series 65
Education
Boston University Questrom School of Business 1976 — 1980
BS, Accounting
Transamerica Retirement Solutions June 2015 - Present
Retirement Plan Consultants LLC April 2012 - May 2015
Symmetry Partners March 2006 - October 2011
Advest, Inc. December 1997 - 2006
Peoples Securities October 1995 - November 1997
Education
University of Hartford 2003 — 2006
MBA
Eastern Connecticut State University 1997 — 2000
BA, Economics
Merrill Lynch 2011 - Present
Private Wealth Consulting Group, LLC 2010 - 2011
Banc of America Investments 2008 - 2009
US Trust 2006 - 2008
Advest, Inc. 2002 - 2006
Skills
Securities, Estate Planning, Investments, Retirement Planning, Insurance, Series 7, Mutual Funds, Asset Management, Series 63, Wealth Management, Strategic Financial..., Financial Services, 401k, Asset Allocation, Banking, Financial Planning, Retirement
Education
Capital University Law School 1994 — 1998
JD, Law
Western Connecticut State University 1981 — 1987
BA, Communications
Danbury High
Wells Fargo Advisors, LLC 2005 - Present
Advest, Inc. September 1993 - November 2005
Education
The Ohio State University Fisher College of Business 1991 — 1993
MBA, Finance
Colgate University 1985 — 1989
BA, History
Bexley High School 1981 — 1985
RBC Wealth Managment July 2006 - Present
Advest, Inc. November 1984 - December 2005
Skills
Mutual Funds, Retirement, Securities, Investments, Equities, Commodity, Insurance, Retirement Planning, Wealth Management, Investment Advisory, Investment Strategies, Series 63, Fixed Annuities, Asset Allocation, Strategic Financial..., Stocks, series 66, Bonds
Education
Wharton School of Business 2007 — 2011
Investments and Securities Institute
Harvard University 2003 — 2005
Behavioral Finance
Saint John's University
BS, Management
Wealth Education Services January 2008 - Present
Rochelle Berman Photography 2000 - Present
Ameriprise Financial Services June 1987 - December 2007
Advest, Inc. May 1986 - May 1987
Skills
Retirement Income..., Long-term Care, Holistic Financial..., Retirement Planning, Wealth Management, Wellness Coaching, Portrait Photography, Art, Photography, Travel Photography, Digital Photography, Photos, Fine Art, Event Photography, Graphic Design, Photoshop, Wedding Photography, Rendering, Editorial, Advertising, Creative Direction, Marketing, Commercial Photography
Education
Arizona State University 1975 — 1980
BA, Fine Arts-Photography, Business
Spry Methods, Inc. September 2012 - Present
Booz Allen Hamilton February 2006 - September 2012
Advest, Inc. May 2004 - August 2004
Skills
Business Analysis, Requirements Analysis, Business Process, Business Process...
Education
University of Maryland 2010 — 2016
Cybersecurity/Information Assurance
Eastern Connecticut State University 2001 — 2005
BA, Economics
Stifel Nicolaus December 2005 - Present
Advest, Inc. July 2000 - December 2005
Advest, Inc. May 1999 - July 2000
Skills
Advertising, Customer Service, Website Development, Series 7, Mutual Funds, Securities, Fixed Annuities, Wealth Management, Investments, Asset Allocation, Retirement Planning, Series 63, Strategic Financial..., Equities, Financial Advisory, Retirement, ETFs, IRAs, Trading, Bonds, Financial Services, FINRA, Loans, Options, 401k, Finance, Financial Planning
Education
Assumption College 1995 — 1999
Bachelor's Degree, Business
Mercy High School 1991 — 1995
LPL Financial February 2014 - Present
MetLife January 2012 - December 2013
MetLife September 2005 - January 2012
Advest, Inc. March 2004 - September 2005
Advest, Inc. April 2002 - March 2004
Advest, Inc. June 2001 - April 2002
Skills
Securities, Risk Management, Mutual Funds, Internal Audit, Financial Services, FINRA, Financial Risk, Fixed Annuities, Insurance, Management, Equities
Education
Eastern Connecticut State University
Bachelor of Science (BS), Economics
Jerry Oliano, LLC January 2005 - Present
Advest, Inc. November 1997 - May 2003
Aetna Financial Services December 1996 - November 1997
Aetna Financial Services December 1995 - December 1996
Aetna Life Insurance and Annuity Company June 1992 - December 1995
Skills
Retirement Planning, Fixed Annuities, Retirement, Investments, Insurance, Financial Services, IRAs, Marketing
Education
Central Connecticut State University 1988 — 1992
Bachelor of Science (B.S.), Marketing
Raymond James December 2005 - Present
Advest, Inc. February 2001 - November 2005
J.C. Bradford & Co. May 1998 - February 2001
Skills
Retirement Planning, Investments, Portfolio Management, Certified Financial..., Retirement Plan..., Asset Management, Asset Allocation, Mutual Funds, ETFs, Equities, Fixed Income
Education
University of Cincinnati College of Business 1996 — 2001
Business, BBA - Finance & Real Estate
Colerain High School
Kaplan University 2008 — 2009
CFP®, CERTIFIED FINANCIAL PLANNER™ Professional
College for Financial Planning 2003 — 2006
AWMA, AAMS, CRPS, Financial Planning
Medallion Wealth Advisors, LLC March 2010 - Present
Morgan Stanley Smith Barney 2004 - 2010
Advest, Inc. 1998 - 2004
Clean Harbors 1990 - 1997
Unisys 1981 - 1990
Skills
Life & Health Insurance..., Investment Advisory, Investment Strategies, Asset Allocation
Education
Northeastern University - Graduate School of Business Administration 1987 — 1989
MBA, Finance
Ithaca College 1977 — 1981
B.S., Finance
Henley Business School
Finance
Duncan-Williams Inc 2008 - Present
Advest, Inc. 1998 - 2005
Dean Witter Reynolds 1987 - 1994
Tucker Anthony and RLDay 1982 - 1987
LF. Rothschid 1977 - 1980
Skills
Bonds, Fixed Income, Credit Analysis, Series 63, Series 7, Institutional Sales, Trading, Capital Markets, Securities, Bloomberg, Equities, FINRA
Education
Hobart College
Hofstra University
Univest June 2012 - Present
Millennium Wealth Management April 2008 - December 2010
Neuberger Berman July 2007 - April 2008
WSFS Bank July 2005 - July 2007
Commerce Bank June 2004 - May 2005
Advest, Inc. July 1999 - June 2004
J. D. Blair Securities Corp. January 1993 - July 1999
Skills
Investments, Securities, Financial Services, Retirement, Wealth Management, Investment Management, Portfolio Management, Asset Managment, Strategic Financial..., Financial Analysis, Valuation, Mutual Funds
Education
Stanford University Graduate School of Business 1982 — 1984
MBA
Harvard Kennedy School and Graduate School of Design 1974 — 1976
MCRP
Harvard University 1970 — 1974
A.B.
Symmetry Partners February 2006 - Present
Advest, Inc. June 1999 - January 2006
Advest/Merrill Lynch 1999 - 2006
Skills
Retirement Planning, Asset Allocation, Investment Advisory, Financial Advisory, Mutual Funds, Wealth Management, Investments, Investment Strategies, Retirement, Securities, Strategic Financial..., Portfolio Management, 401k, Financial Services, Asset Managment
Education
Assumption College 1995 — 1999
BA, Business Management
Wethersfield High School
Noreast Mortgage Services January 2005 - Present
CT Home Loans 2004 - 2005
American Home Loans February 1998 - October 2004
Dean Witter Reynolds, Inc. / Morgan Stanley June 1997 - February 1998
Advest, Inc. 1995 - 1997
Skills
Investment Properties, FHA, Refinance, Mortgage Lending, Loans, Real Estate, Credit, Foreclosures, Residential Homes, Credit Analysis, Estate Planning, Investors, Mortgage Banking, Investments, Residential Mortgages, Loan Origination, FHA financing, VA loans, USDA, First Time Home Buyers
Education
Eastern Connecticut State University 1987 — 1992
BS, Business Administration and Management, General
Optum Technology (re-branded from UHG IT 2014) March 2008 - Present
ISACA Greater Hartford Chapter March 2011 - September 2011
Travelers Insurance June 2005 - March 2008
Higby Consulting October 2002 - June 2005
Moog Inc. 2004 - 2005
Advest, Inc. 1994 - 2000
Skills
Disaster Recovery, Change Management, Security Assessments, Identity Management, Risk Management, Compliance, Audit, Mergers, Corporate Governance, Integration, Auditing, Program Management, Business Continuity, Enterprise Risk..., Restructuring, Governance, Internal Controls, IT Audit, CISA, Security, Information Security..., Operational Risk..., Process Improvement, Solution Design, Global Sourcing for..., Infrastructure, Outsourcing, Internal Audit, Project Management, Data Center, Business Process..., Management, Firewalls, IT Strategy, Information Security, Leadership
Education
State University of New York College at Buffalo 1982 — 1986
BS, Management Information Systems and Services
Florida Institute of Technology 1972 — 1974
AS, Marine Science
New York University SCPS April 2009 - Present
Treehouse Technologies January 2015 - September 2015
Drexel Hamilton June 2011 - January 2015
Vogel Capital Management 2006 - 2011
Swiss Re 1999 - 2006
Advest, Inc. 1996 - 1998
Skills
Equity Research, Valuation, Investor Relations, Financial Analysis, Insurance, Private Equity, Strategic Analysis, Communication Skills, Marketing, Teaching, Financial Risk, Mergers, Analysis, Portfolio Management, Investments, Financial Services, Asset Management, Corporate Finance, Mergers & Acquisitions, Finance, Strategy, Competitive Analysis, Investment Banking, Capital Markets, Executive Management, Strategic Financial..., Financial Modeling, Equities, Start-ups, Venture Capital, Bloomberg, Leadership, Business Development, Management, Alternative Investments, Fixed Income, Hedge Funds, Risk Management, Series 63, Securities, Investment Management, Financial Markets, Asset Allocation, Mutual Funds, Investment Strategies, Trading, Due Diligence, Emerging Markets, Economics
Education
New York University
MA, economics
City University of New York City College
BS, Math
Integrated Medical Partners September 2007 - Present
Staples April 2007 - September 2007
Merrill Lynch January 2006 - January 2007
Advest, Inc. August 2005 - December 2005
Capital One October 2000 - August 2005
Skills
Vendor Management, Cisco Technologies, Management, Data Center, Integration, Data Management, Project Management, Process Improvement, Virtualization, SDLC, VPN, SQL, Disaster Recovery
Education
ECPI University 2004 — 2006
Bachelors, Management Information Technology
J Sergeant Reynolds 1997 — 2000
Associates, Computer Information Systems
NewAlliance Bank 2010 - 2011
Merrill Lynch 2006 - 2008
Advest, Inc. 1993 - 2006
Education
Central Connecticut State University 1992 — 1996
BS, Finance
Ernst & Young July 2011 - Present
Bank of America Merrill Lynch 2009 - 2011
Pacific Growth Equities 1999 - 2009
Advest, Inc. 1997 - 1999
Skills
Mergers & Acquisitions, Strategy, Investment Banking, Biotechnology, Medical Devices, Life Sciences, Divestitures, Equities, Equity Research, Financial Modeling, Lifesciences, Valuation, Pharmaceutical Industry, Business Strategy, Healthcare, Mergers, Management, Mergers
Education
Babson College 1993 — 1997
BS, Economics/Finance
Rippowam Partners September 2015 - Present
Green Circle Capital Partners January 2011 - Present
Tengrade July 2011 - May 2015
Snow Beverages, Inc. June 2005 - September 2011
Oppenheimer & Co. February 2001 - December 2005
Advest, Inc. February 1996 - February 2001
Channeling Owen January 1995 - January 2000
Paine Webber 1990 - 1993
Skills
New Business Development, Writing, Sales & Sales management, Corporate Finance, Investments, Negotiation, Marketing Strategy, Strategy, Business Development
Education
Cornell University 1984 — 1988
BS, Communication
Smead Manufacturing January 2005 - Present
Organo Gold January 2011 - January 2013
Washington Mutual Card Services March 1999 - March 2004
Advest, Inc. March 1995 - October 1997
Skills
Customer Service and..., Microsoft Word, Customer Service, Microsoft Office, Process Improvement, Sales, Account Management, Team Building, Outlook, Budgets, Advertising, Business Analysis, Call Centers, Change Management, Coaching, Cold Calling, Contract Negotiation, Cross-functional Team..., Data Entry, Employee Relations, Graphic Design, Insurance, Inventory Management, Leadership, Management, Microsoft Excel, Marketing Strategy, Marketing, Manufacturing, Negotiation, New Business Development, Office Management, Online Advertising, Operations Management, PowerPoint, Social Media, Windows, Strategic Planning, Training, Project Management, Sales Operations, Product Development, Sales Management, Public Speaking, Team Leadership, Salesforce.com, Software Documentation, Time Management, Purchasing, Procurement
Education
Capella University 2013 — 2017
Bachelor's Degree, Health/Health Care Administration/Management, 4.0
South Florence High 1986 — 1989
Diploma, Graphic Communications
Virginia College-Birmingham
Associate’s Degree, Human Resources Management/Personnel Administration, General, 4.0
BerkshireBanc Investment Services June 2004 - Present
Advest, Inc. June 2002 - June 2004
Ayco, a Goldman Sachs Company June 2000 - June 2002
Skills
Retirement Planning, Investment Advisory, Financial Planning, Asset Allocation, Investments
Education
Clarkson University 1999 — 2000
Master of Business Administration (M.B.A.), Investments
Castleton State College 1995 — 1999
Bachelor’s Degree, Business Administration and Management, General
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors March 2011 - Present
Wells Fargo Advisors April 2010 - March 2011
Wells Fargo Advisors November 2005 - April 2010
Advest, Inc. May 2005 - November 2005
Education
College of the Holy Cross 2001 — 2005
Bachelor of Arts, Economics & Accounting
Regis High School 1997 — 2001
The Walsh Group of Raymond James 2014 - Present
Morgan Stanley 2000 - 2014
Advest, Inc. 1994 - 2000
Skills
Financial Analysis, Investments, Public Speaking, Capital Markets
Education
Emerson College 1986 — 1988
Communication
University at Buffalo
Bachelor's degree, Communication
Wells Fargo Advisors LLC November 2005 - Present
Advest, Inc. January 2003 - November 2005
Domestic Securities January 2002 - November 2003
Skills
Series 7, Insurance, Series 63, Series 55, Investments, Securities, Mutual Funds, Equities
Education
City University of New York-John Jay College of Criminal Justice 1995 — 1998
Legal Professions and Studies
Alabama State University 1994 — 1995
Political Science and Government
Jamaica HIgh School 1991 — 1993
High School, Political Science and Government
Wells Fargo Advisors, LLC February 2013 - Present
Oppenheimer and Co. August 2009 - February 2013
Credit Suisse August 2007 - August 2009
Bear Stearns October 2003 - August 2007
Merrill Lynch August 1997 - October 2003
Advest, Inc. October 1990 - August 1997
Shearson Lehman Brothers October 1985 - October 1990
Skills
Investments, Retirement Planning, Finance, Financial Analysis, Risk Management, Financial Services, Portfolio Construction, Wealth Planning, Investment Planning, Asset Allocation, Series 63, Wealth Management, Series 7, Portfolio Management
Education
Boston College 1976 — 1981
Bachelors of Science, English Language and Literature/Letters
Trinity High School, Manchester,New Hampshire 1976 — 1981
College Prepatory
Early Retirement June 2011 - Present
Edward Jones February 2007 - April 2011
Advest, Inc. September 1998 - February 2007
The Ohio Company February 1993 - 1998
Fidelity Investments December 1986 - February 1993
Skills
Retirement Planning, Finance, Strategic Financial..., Financial Analysis, Wealth Management, Retirement, Financial Modeling, Asset Management, Banking, Securities, Investment Strategies, Options Strategies, Regional Leader
Education
Harvard University 2003 — 2005
CE credit, Accredited Asset Management Specialist, Investment Advisor, Branch Manager, Undergraduate degree in Miami University; professional classes at Harvard.
Miami University 1979 — 1983
Bachelor's degree, Business Administration and Management, General
Rodan + Fields Dermatologists / Skin & Beauty Logic September 2015 - Present
State of Connecticut Department of Revenue Services September 2007 - August 2015
Capital Concepts, LLC April 2006 - June 2007
Advest, Inc. 2001 - 2004
Skills
Investments, Tax, Corporate Tax, Accounting, Customer Service, Microsoft Office, Auditing, Volunteering, Employee Training, Process Writing, Editing, Education, Problem Solving, Arts & Crafts, Crossword Puzzles, Event Planning
Education
Capital Community College
Manchester Community College
Capital Community College
Eastern Connecticut State University 1999 — 2001
Bachelor's degree, Economics
Three Rivers Community College 1998 — 1999
Accounting
Providence College 1997 — 1998
General Studies
Norwich Free Academy 1993 — 1997
High School
Integritygraphics October 2006 - Present
AlphaGraphics Commercial Printing Services January 2004 - May 2007
Advest, Inc. April 1988 - January 2004
Skills
Digital Photography, Variable Data Printing, Direct Mail, Digital Printing, Bindery, Banners, Brochures, Packaging, Logo Design, Layout, Print Management, Color Management, Finish, Direct Marketing, Catalogs, Business Cards, Photography, Offset Printing, Wide Format Printing, Large Format, Trade Shows, Pre-press, Die Cutting, QuarkXPress, Posters, Print On Demand, Graphics, Image Manipulation
Education
Suffield High School 1982 — 1986
Diploma
Asnuntuck Community College
St. Germain Investment Management May 2006 - Present
Babson Capital Management May 2005 - May 2006
The Hartford July 1998 - March 2005
Advest, Inc. October 1996 - January 1998
Bristol-Myers Squibb January 1996 - October 1996
Skills
Microsoft Excel, Microsoft Word, Financial Structuring, Strategic Planning, Process Improvement, Sales, Customer Service, Financial Analysis, Financial Reporting, Cash Management, Auditing, Compliance, Project Management, Leadership, Problem Analysis, Team Building, Business Efficiency, Investments, Financial Audits, Department Budgeting, Streamlining Process, Process Redesign, Cash Flow Forecasting, Account Reconciliation, Payroll Services, Risk Analysis, Securities Lending, Financial Regulation
Education
Central Connecticut State University
Bachelor of Science (BS), Finance
University of Massachusetts at Amherst - Isenberg School of Management
Master of Business Administration (MBA)
The Carlyle Group March 2006 - Present
Resurgence Asset Management May 2005 - March 2006
Advest, Inc. June 2003 - August 2003
Skills
Private Equity, Project Finance, Infrastructure Projects, Financial Modeling, Valuation, Financial Analysis, Corporate Finance, Finance, Investments, Asset Management, Infrastructure, Portfolio Management, Capital Markets, Due Diligence, Alternative Investments
Education
Connecticut College 2000 — 2004
Bachelor of Arts (B.A.), Economics, Government
Capital One May 2012 - Present
HSBC Bank, USA July 2007 - May 2012
Sandler O'Neill & Partners, L.P. May 2004 - July 2007
Advest, Inc. April 1998 - April 2004
Skills
Community Development, Low Income Housing Tax..., Alternative Investments, Real Estate Private..., SBIC Private Equity, Agency MBS, New Markets Tax Credits, Secondary Market, Structured Finance, Bond Trading, Investments, Finance, Fixed Income, Mortgage Lending, Portfolio Management, Management, Financial Analysis, Financial Modeling, Financial Services, Derivatives, LIHTC, Due Diligence, Asset Management, Equities
Education
Boston University 1988 — 1992
Bachelor's Degree, Finance, General
Wellfleet Capital Partners, Inc. 1995 - Present
Consilium Partners LLC 2009 - Present
Public Schools of Brookline 2012 - Present
Fairfax Capital Partners, Inc. 2010 - Present
Advest, Inc. 1991 - 1995
Ferris, Baker Watts 1991 - 1991
Security Pacific Merchant Bank 1990 - 1990
Skills
Healthcare Corporate..., Flavors and Ingredients..., Mergers and Acquisitions, Buyouts and..., Board Advisory, Private Placements, Growth Financing, Valuation, Buyouts, Mergers, Finance, Recapitalizations, Corporate Finance, Mergers & Acquisitions, Advisory Boards, Private Equity, Start-ups, Venture Capital, Equities, Investments, Capital, Corporate Development, Due Diligence, Investment Banking, Leveraged Finance, Business Valuation, IPO, LBO, M&A experience, Restructuring, Financial Structuring, Capital Markets, Divestitures, Financial Modeling, Structured Finance, Emerging Markets, Acquisitions, Alternative Investments, Joint Ventures, Investor Relations, Angel Investing, DCF, Capital Raising, Deal Sourcing, Growth Capital, Hedge Funds
Education
Duke University - The Fuqua School of Business 1989 — 1991
MBA, Finance
Tufts University 1981 — 1985
BA, Economics and International Relations
New Milford High School
High School Diploma, College Preparatory
The Hartford October 2011 - Present
The Hartford April 2007 - October 2011
The Hartford January 2003 - April 2007
Pratt & Whitney June 1998 - January 2003
Advest, Inc. September 1997 - May 1998
Skills
Business Analysis, Business Objects, Insurance, SQL, Financial Analysis, Risk Management, Financial Modeling, SAS, Strategic Planning, Business Analytics, Financial Reporting, Property & Casualty..., Strategy, Financial Services, Statistical Modeling, Statistics, Analysis, Analytics, Training
Education
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 1999 — 2002
Masters, Business
Eastern Connecticut State University 1994 — 1998
BA, Economics
Belpointe February 2007 - Present
Advest, Inc. 1986 - 2005
Skills
Asset Allocation, Asset Managment, Investments, Wealth Management, Series 7, Securities, Equities, Hedge Funds, Alternative Investments, Portfolio Management, Investment Management, Investment Strategies, Fixed Income, Mutual Funds, Series 63, Private Equity, Investment Advisory, Equity Research, Retirement Planning, Investment Banking, Finance, Financial Modeling
Education
New York University - Leonard N. Stern School of Business 1969 — 1970
Master of Business Administration (MBA), Finance, General
Georgia Institute of Technology 1959 — 1964
Bachelor of Science (B.S.), Industrial Management
Practice Insight July 2011 - July 2013
NuLink April 2008 - July 2013
HCPro, Inc. February 2008 - July 2013
Halyard Capital October 2003 - July 2013
Capital Resource Partners 1995 - 2003
Advest, Inc. 1992 - 1995
Skills
Private Equity
Education
Harvard Business School 1997 — 1999
MBA
Brown University 1988 — 1992
AB
Phillips Academy 1987 — 1988
TM Capital Co-Founder and Managing DirectorBoston Corporate Finance2002 - 2007
KPMG Corporate Finance 2001 - 2002
NewMediary, Inc. 2000 - 2001
Advest, Inc. 1992 - 1999
Salomon Smith Barney 1998 - 1998
Skills
Mergers, International..., financing, acquisitions, initial public offerings, IPO, Acquisitions, Due Diligence, Divestitures, M&A experience, Investment Banking, Corporate Finance, Business Valuation, Private Equity, Valuation, Finance, Business Development, Venture Capital, Mergers & Acquisitions, LBO, Management, Start-ups, Corporate Development, Private Placements, Restructuring, Capital Raising, Financial Modeling, Alternative Investments, Buyouts, Capital, Capital Markets, DCF, Growth Capital, Hedge Funds, Leveraged Finance
Education
Cornell University - Johnson Graduate School of Management 1997 — 1999
MBA
Bates College 1989 — 1992
BA, Economics
Merrill Lynch January 2006 - Present
Advest, Inc. June 2002 - January 2006
Lebenthal October 1985 - June 2002
Sigsbee Marine 1977 - 1999
E F Hutton October 1984 - October 1985
Polyconomics January 1984 - October 1984
Skills
Wealth Management, Investment Advisory, Municipal Bonds, Securities, Asset Allocation, Retirement Planning, Investments, Investment Banking, Financial Planning, Financial Services, Financial Advisory, Mutual Funds, Series 63, Asset Management, Series 7, Management, Finance, Equities
Education
Drew University 1980 — 1984
Economics and Political Science., BA
Leonia High School 1976 — 1980
Wells Fargo Advisors November 2007 - Present
A.G. Edwards & Sons, Inc. November 2005 - November 2007
Advest, Inc. November 1980 - November 2005
Advest, Inc. 1980 - 2005
Skills
Investments, Securities, Retirement Planning, Investment Strategies, Asset Allocation, Multi-generational..., Risk Management, Public Speaking, Team Building, Customer Service, Strategic Planning, Financial Analysis, Retirement Plan..., Wealth-preservation..., Stock Analysis, Concentrated Stock..., Investment Planning, Tax-Efficient Strategies, Estate Investment...
Education
Babson College 1977 — 1980
B.S., Marketing & Finance
Pulaski Senior High School 1966 — 1970
diploma, general
William Blair and Company September 2008 - Present
Thomas Weisel Partners March 2000 - September 2008
H.C. Wainwright August 1998 - February 2000
Advest, Inc. September 1997 - August 1998
Embassy of Israel 1992 - 1995
Skills
Equity Research, Sell Side, Equity Valuation, Equities, Bloomberg, Valuation, Series 7, Hedge Funds, Financial Modeling, Series 63, Alternative Investments, LBO, Investment Management, Capital Markets, Asset Allocation, Investment Banking, Financial Analysis, Asset Management, Investments, Portfolio Management, Private Equity, Trading
Education
Tufts University - The Fletcher School of Law and Diplomacy 1995 — 1997
M.A.L.D., Communication and Media Studies
Duke University 1988 — 1992
A.B., Religion/Religious Studies
Ramaz School 1984 — 1988
Tridium April 2014 - Present
Eversource Energy May 2009 - February 2014
CIGNA January 2008 - April 2009
CIGNA HealthCare September 2003 - December 2007
Health New England March 2002 - August 2003
CIGNA HealthCare November 2000 - December 2001
The Phoenix Companies August 1995 - April 2000
Combined Health Appeal September 1991 - August 1995
Advest, Inc. September 1988 - October 1990
Skills
Writing and Editing, Creative Strategy, Organizational..., Internal Communications, Strategic Communications, Newsletters, Event Management, Marketing Communications, Public Relations, Corporate Communications, Copywriting, Press Releases, Communications Planning, Editing, Social Media, Integrated Marketing, Crisis Communications, Marketing, Strategy, Project Management, Program Management, Leadership, Management, Media Relations, Strategic Planning, Writing, Email Marketing, Event Planning, Editorial
Education
Indiana University of Pennsylvania 1982 — 1984
B.A., Journalism
Dutchess Community College 1979 — 1981
Associate's Degree, Liberal Arts
gShare January 2006 - Present
FoodFit Company 2001 - 2005
iPaper, LLC 2000 - 2001
Votation, LLC 1996 - 2001
Advest, Inc. 1992 - 1995
Potomac Financial Group, Inc. 1991 - 1992
BEI Golembe 1985 - 1991
Skills
Entrepreneurship, Start-ups, Strategic Partnerships, Management, CRM, Outsourcing, Strategy, Executive Management, Marketing, Cloud Computing, Leadership, Business Development, Product Management, Contract Negotiation, Business Intelligence, Venture Capital, Consulting, Strategic Planning, Management Consulting, Business Strategy, Mergers & Acquisitions, Investments
Education
Harvard Business School 1983 — 1985
MBA
Brown University 1976 — 1980
A.B., Economics and Religous Studies
Citi August 2008 - Present
Citigroup July 2003 - June 2008
UBS 2002 - 2003
Advest, Inc. 2001 - 2002
Georgetown University 1996 - 1998
Consumer Bankers Association 1994 - 1996
Associated Builders and Contractors 1994 - 1994
Skills
Financial Modeling, Valuation, Portfolio Management, Investments, Equities, Capital Markets, Business Strategy, Corporate Finance, Due Diligence, Investment Banking, Financial Analysis, Financial Markets, Mergers & Acquisitions, Asset Management, Bloomberg, Emerging Markets, Corporate Development, Equity Research, Financial Services, Hedge Funds, Private Equity
Education
Georgetown University - The McDonough School of Business 1996 — 1998
University of Michigan
ESPN January 2013 - Present
Edge Technology Services May 2012 - January 2013
Progeny Systems Corporation May 2006 - May 2012
Merrill Lynch March 2005 - April 2006
Advest, Inc. October 2004 - May 2005
Skills
Java, JavaScript, HTML, CSS, jQuery, JSON, JBoss Application Server, Tomcat, C#, XML, SOAP, JUnit, DBUnit, Ant, Tortoise SVN, Subversion, Eclipse, Tea, APIs, Jersey RESTful API, Git, Scrum
Education
Central Connecticut State University 2001 — 2004
Bachelor of Science (B.S.)
Prudential Real Estate Investors February 2013 - Present
HSBC Global Asset Management (USA) Inc. December 2010 - February 2012
HDG Mansur Capital Group, LLC. January 2006 - December 2010
Bear Stearns & Co. June 2003 - August 2003
Advest, Inc. 2002 - 2002
Skills
Financial Modeling, Portfolio Management, Valuation, Asset Management, Financial Risk, Financial Analysis, Due Diligence, Private Equity, Asset Managment, Capital Markets, Investment Banking, Investment Management
Education
Gettysburg College 2002 — 2005
English
New Canaan 1997 — 2000
Alstom Power March 2008 - Present
SORAsound, LLC October 2005 - February 2008
ITT Flygt Corporation January 2007 - March 2007
The Advest Group, Inc. 1995 - 2005
Advest, Inc. 1985 - 1994
Harris House Printing 1979 - 1984
Education
Hobart and William Smith Colleges 1973 — 1979
MetLife Investors October 2007 - Present
Advest, Inc. April 1999 - May 2005
Education
Eastern Connecticut State University 1990 — 1994
BNP Paribas June 2011 - Present
Sevara Partners October 2009 - May 2011
BAWAG May 2009 - July 2009
Amber Capital LP 2007 - 2008
Blue Wolf Capital Management 2006 - 2006
Advest, Inc. March 2003 - June 2005
JP Morgan July 1999 - July 2002
Skills
Investment Banking, Financial Modeling, Valuation, Corporate Finance, Due Diligence, Financial Analysis, Portfolio Management, Investments, Asset Management, Credit Risk, Strategy, Finance, Financial Services, Banking, Analysis, Restructuring, Mutual Funds, Credit Analysis
Education
Columbia University - Columbia Business School 2005 — 2007
MBA, Finance
New York University - Leonard N. Stern School of Business 1995 — 1999
B.S., Finance, International Business
Allied World Assurance March 2009 - Present
Aetna July 2008 - March 2009
United Healthcare June 2007 - July 2008
United Healthcare October 2005 - June 2007
United Healthcare April 2003 - October 2005
Advest, Inc. 1998 - 2001
Skills
Strategy, Insurance, Health Insurance, Program Management, Risk Management, Management, CRM, Business Strategy, Integration, Product Development, Leadership, Process Improvement, Underwriting, Business Analysis, Healthcare, Claim, Vendor Management, Managed Care, SDLC, Reinsurance
Education
Central Connecticut State University 1996 — 1999
BS, Finance
University of Connecticut 1992 — 1995
Finance
Persephone September 2004 - Present
New York City Department of Education Supplemental Education Services September 2011 - June 2012
Terrace Capital Inc. March 2007 - July 2008
Structured Capital Corp. April 2003 - July 2004
Property Auction September 2001 - March 2003
Advest, Inc. May 2000 - September 2001
Skills
Finance, Loans, Mergers & Acquisitions, Real Estate, Credit, Mortgage Lending, Banking, Investment Properties, Commercial Real Estate, Business Development, Analysis, Financial Services
Education
Columbia University in the City of New York 1999 — 2001
Post-baccalaureate studies, Business and Economics
Columbia University in the City of New York 1986 — 1990
B.A., History
Marshall & Stevens, Inc./MS Capital/ECSI August 2004 - Present
Matrix Capital Markets Group May 2001 - August 2004
Still River Fund November 1999 - May 2001
Advest, Inc, Corporate Finance Group June 1993 - November 1999
Advest, Inc. 1993 - 1999
Skills
Valuation, Due Diligence, Investments, Finance, Venture Capital, Private Equity, Investment Banking, Corporate Finance, Mergers & Acquisitions, Financial Services, Marketing, Financial Modeling, Business Valuation, Asset Management
Education
American University - Kogod School of Business 1990 — 1993
MBA, Finance
Case Western Reserve University 1989 — 1990
MA, Political Science
Case Western Reserve University 1984 — 1988
BA, Political Science/History
Gilman School 1972 — 1984
Conning Asset Management 2006 - Present
Advest, Inc. 2005 - 2006
BearingPoint 2004 - 2005
IBM Business Consulting Services 1997 - 2004
CIGNA 1994 - 1997
The Hartford Insurance Group 1989 - 1992
Skills
Management Consulting, Strategic Planning, Competitive Analysis, Insurance, Forecasting, Strategic Financial..., Finance, Financial Services, Management, Financial Modeling, Business Strategy, Budgets, Process Improvement, Business Analysis, Research, Fixed Income, Asset Allocation, Investments, Bonds, Financial Forecasting, Insurance Domain, Financial Analysis, Financial Planning, Budgeting, Economics, Writing, Statistical Data..., Analytics, Budget Forecasts, Coaching, Statistics, Statistical Tools, Bayesian statistics, Statistical Modeling, Business Analytics, Predictive Analytics, Portfolio Management, Strategy, Analysis
Education
University of Rochester - William E. Simon Graduate School of Business Administration 1992 — 1994
M.B.A., Corporate Accounting and Finance
Colgate University
Bachelor of Arts
United Health Group October 2010 - Present
Aetna, Inc. June 1977 - February 2010
The Hartford Financial Services Group, Inc. 2001 - 2007
Advest, Inc. April 1996 - May 2001
Aetna, INC June 1977 - April 1996
Skills
Employee Relations, Insurance, HRIS, Recruiting, Talent Acquisition, Employee Benefits, Applicant Tracking..., Benefits Administration, Leadership, Onboarding, Healthcare, HR Policies, Change Management, Executive Search, Internet Recruiting, Management, Personnel Management, Time Management, Team Building, Vendor Management, New Hire Orientations, Hiring, Taleo, Coaching, Staffing Services, Workforce Planning, Interviews, Temporary Placement, Policy, Training, Benefits Negotiation
Education
Gettysburg College 1973 — 1975
BA, English Language and Literature, General
Adelphi University 1971 — 1973
English
Talbots, Inc November 2007 - Present
St. Francis Hospital April 1998 - November 2007
Advest, Inc. March 1992 - April 1998
Skills
Excel, Word, Systems Analysis, SQL, PL/SQL, Databases, PeopleSoft, Unix, Problem Solving, Documentation, Windows, ERP, Database Administration, Linux, Hyperion, RMAN, Oracle E-Business Suite, Oracle Discoverer, Troubleshooting, Disaster Recovery, Oracle SQL, SQL*Plus, Red Hat Linux, Software Documentation, Hyperion Enterprise, Oracle, Microsoft SQL Server, HP-UX, Visio, Microsoft Excel, Security, Integration, Access, System Administration, Business Analysis, SharePoint, Database Design
Education
Ambassador University 1987 — 1991
Bachelor of Science (BS), Management Information Systems, General
Central Collegiate 1977 — 1982
N/A
Prudential Financial Director of Talent AcquisitionPhoenix Life Insurance CompanyNovember 2006 - December 2007
Advest, Inc. February 2001 - October 2006
Education
Northwest Catholic High School 1979 — 1983
Central Connecticut State University
FSI Group, LLC. March 2007 - Present
Ryan Beck & Co. April 2003 - February 2007
Putnam Lovell NBF Securities April 2002 - February 2003
Sterling Financial Investment Group, Inc. June 1999 - April 2002
Advest, Inc. April 1995 - March 1999
Merrill Lynch & Co., Inc. August 1992 - 1994
HSBC Americas (formerly Marine Midland Bank) August 1987 - 1990
Skills
Private Equity, Mergers & Acquisitions, Finance, Investment Banking, Investments, Investment Management, Equities, Equity Research, Financial Services, Business Development, Financial Modeling, Capital Markets, Corporate Development, Management, Financial Analysis, Portfolio Management, Banking, Credit Analysis, Corporate Finance, Board of Director..., Fundraising, Public Speaking, Team Building, Mergers, Valuation, Strategy, Mutual Funds, Hedge Funds, M&A, Alternative Investments, Venture Capital, Emerging Markets, Team Leadership, Project Management, Board of Directors, Leadership, Initial Public Offerings, IPO
Education
Harvard Business School 1990 — 1992
MBA, Finance & General Management
New York University - Leonard N. Stern School of Business 1983 — 1987
BS, Business Administration
Ansaco LLC May 2013 - Present
Credit Suisse January 2008 - May 2013
Rodman & Renshaw June 2007 - October 2007
ABN AMRO September 2005 - January 2007
Advest, Inc. August 2000 - August 2003
Skills
Investment Banking, Private Placements, Valuation, Equities, Capital Markets, Alternative Investments, Series 7, Fixed Income, Due Diligence, Bloomberg, Derivatives, Hedge Funds, Private Equity, Investment Management, Investments, Financial Modeling, Equity Research
Education
Fordham Gabelli School of Business 2003 — 2005
MBA, Finance
Randolph-Macon College 1996 — 2000
BA, Economics and Business
Landon School 1990 — 1995
UBS Wealth Management July 2013 - Present
UBS September 2010 - July 2013
UBS Wealth Management May 2006 - December 2008
UBS 2000 - 2006
Advest, Inc. 1998 - 2000
Skills
Equities, Investment Banking, Business Development, Series 63, Wealth Management, CRM, Management, Sales, Series 7, Hedge Funds
Education
Fordham Gabelli School of Business 2003 — 2005
MBA, Finance / Accounting
Fairfield University 1994 — 1996
BA, Politics
Notre Dame 1989 — 1992
Harvard Business School September 2006 - Present
Harvard Business School 2002 - Present
Multiple 1998 - 2009
Polaris Venture Partners January 2000 - November 2000
Health Advances September 1998 - January 2000
Connecticut State Treasury May 1995 - November 1996
Advest, Inc. 1991 - 1994
Skills
Executive Coaching, Leadership Development, Job Search Strategies, Career Counseling, Career Development, Executive Development, Management Consulting, Emotional Intelligence, Strategy, Entrepreneurship, Organizational..., Coaching, Organizational..., Start-ups, Workshop Facilitation, Business Strategy
Education
Harvard Business School 1997 — 1998
Master in Business Administration
Brown University 1987 — 1991
BA, International Relations
KeyBanc Capital Markets January 2008 - Present
Morgan Joseph TriArtisan LLC 2005 - 2007
Advest, Inc. 2001 - 2003
Education
Bryant University 1993 — 1995
Finance, General
Merrimack College 1991 — 1993
East Catholic High School
Hartford Investment Management (HIMCO) August 2006 - Present
Advest, Inc. February 1998 - July 2006
United Way of Connecticut May 1995 - February 1998
The Futures Group, International November 1992 - May 1995
Skills
Microsoft SQL Server, SQL, ETL, Data Warehousing, Cadis, MarkIt EDM, SSIS, Databases, Database Design, Data Analysis, SDLC, IT Strategy, Access, Visio, Software Documentation, VBScript, XML, Autosys, DTS
Education
Connecticut College 1988 — 1992
B.A., Mathematical Sciences
Continental Resources July 2014 - Present
Airgas, Inc. August 2012 - May 2014
None February 2012 - July 2012
Altamont Management Services LLC January 2009 - January 2012
Altamont Aviation Advisors January 2010 - December 2010
California Rider LLC September 2004 - August 2009
Adobe LLC/Adobe II LLC April 2003 - May 2007
Advest, Inc. September 2000 - March 2003
Caresoft, Inc. December 1999 - September 2000
Northern Air Cargo, Inc. November 1998 - November 1999
Skills
Mergers & Acquisitions
Education
Columbia University in the City of New York 1987 — 1991
B.A., Economics
Northwestern Mutual June 2015 - Present
Thomas Advisory & Consulting Services, LLC September 2013 - December 2014
Ameritas Investment Corp January 2006 - August 2013
Advest, Inc. January 2002 - May 2005
Boston Financial Data Services March 2000 - December 2002
Morgan Stanley Smith Barney August 1998 - March 2000
The Financial Group July 1996 - August 1998
Skills
Structured Products, Investment Advisory..., Sales, Managed Futures, REIT, Investment Advisory, Alternative Investments, ETFs, Financial Advisory, Hedge Funds, Series 7, Mutual Funds, Securities, Retirement Planning, Retirement, Investment Strategies, Asset Allocation, Investments, Strategic Financial..., 401k Rollovers, Asset Management, Disability Insurance, Separately Managed..., Wealth Management, Asset Managment, Bonds, Financial Planners, Finance, Portfolio Management, Financial Analysis, Equities, Life Insurance, Financial Services, Fixed Annuities, Due Diligence, Estate Planning, FINRA, Investment Management, Series 63, Wealth, Stocks, Wealth Management..., Series 6, Fixed Income, Long-term Care, Wealth Accumulation, Series 65, IRAs, Pensions
Education
Westfield State University 1993 — 1995
B.S., Finance
Coastal Carolina University 1991 — 1992
BS Business mgmt
WHS 1986 — 1990
Business Consulting Group, LLC January 2012 - Present
TM Capital January 2012 - Present
TM Capital January 2008 - December 2011
M&A International Inc. 2007 - 2008
M&A International Inc. January 2006 - December 2007
Boston Corporate Finance May 2002 - December 2007
KPMG Corporate Finance 2000 - 2002
Advest, Inc. 1990 - 1999
Pre-Elite Team 1981 - 1981
Skills
Business Valuation, Valuation, Investment Banking, Mergers, Mergers & Acquisitions, Private Placements, Private Equity, Corporate Finance, Capital Raising, IPO, M&A experience, Investor Relations, Divestitures, Financial Modeling, Entrepreneurship, Capital, LBO, Venture Financing, Venture Capital, Exit Strategies, DCF, Hedge Funds, Equity Research, Equity Capital Markets, mergers and acquisitions, Growth Capital, Strategy, Restructuring, Financial Advisory, Joint Ventures, Capital Markets, Due Diligence, Acquisitions, Debt Restructuring, Financial Structuring, Emerging Markets, Corporate Development, Venture capital
Education
The Tuck School of Business at Dartmouth 1977 — 1979
MBA, Finance and Operations
Harvard University 1972 — 1976
AB with Honors, History
Kent School 1969 — 1972
High School
Morgan Joseph TriArtisan LLC 2006 - Present
Advest, Inc. 1996 - 2005
C.L. King & Associates 1987 - 1994
Skills
BlueMatrix Savvy
Education
Clarkson University 1982 — 1986
Bachelor of Science, Finance: Economics & Investments Concentrations
Merrill Lynch September 2015 - Present
Vision Financial Markets May 2007 - August 2015
JLC Futures Management Company, LLC April 2009 - February 2015
Advest, Inc. July 2000 - April 2006
Skills
Options, FINRA, Investments, Series 7, Trading, Alternative Investments, Electronic Trading, Hedge Funds, Series 63, Securities, Trading Systems, Equities, Bonds, Fixed Income, Management
Education
Emory University 1986 — 1990
Six Flags New England July 2013 - Present
Six Flags America February 2009 - July 2013
Six Flags Discovery Kingdom January 2007 - February 2009
Six Flags Kentucky Kingdom June 2002 - January 2007
C-Logic, Inc. 1999 - 2002
US Bank 1997 - 2000
Advest, Inc. 1995 - 1997
Skills
Employee Relations, Recruiting, Human Resources, HRIS, Management, Employee Training, Benefits Administration, Payroll, Talent Acquisition
Education
Auburn University 1990 — 1995
Bachelor of Science (BS), Mass Communication - Radio/TV/Film
Raymond James February 2006 - Present
Advest, Inc. 1998 - 2005
Education
Boston College 1993 — 1997
Wells Fargo 2013 - March 2015
Wells Fargo 2002 - 2011
Advest, Inc. 1997 - 2001
Skills
Team Leadership, Financial Services, Corporate Trust, Relationship Management, New Business Generation, Structured Finance, Bonds, Lead Generation, Mergers & Acquisitions, Relationship Development, Negotiation, Collaboration, Cross Selling, Communication Skills, Investment Banking, Innovation, Written & Oral..., Compliance, Goal-driven leader, Banking
Education
Trinity College-Hartford 1991 — 1996
M.A., Public Policy
Central Connecticut State University 1982 — 1986
B.A., Political Science
Business Network Int'l CT 2010 - June 2011
Primacy Professional Pathways International April 1999 - June 2011
Resource Assocciates 2003 - 2004
Advest, Inc. 1998 - 2002
Advest, Inc. 1998 - 2000
Aetna Property & Casualty Insurance 1989 - 1990
Education
Capella University 2005 — 2007
MS, Organizational Design/Management
Colorado State University 1974 — 1978
BA, Philosophy
Consultant May 2015 - Present
Boston Portfolio Advisors, Inc. July 2014 - March 2015
Bayview Financial October 2007 - June 2014
Sterne Agee April 2006 - August 2007
BB&T Capital Markets 2001 - 2006
Advest, Inc. 1999 - 2001
Banco Santander September 1989 - June 1994
CS First Boston 1982 - 1988
Skills
Derivatives, Loans, Due Diligence, Fixed Income, Mortgage Lending, Trading, Investments, Real Estate, Portfolio Management, Securities, ABS, Capital Markets, Residential Mortgages, Credit Analysis, Valuation, Credit, Asset Management, Risk Management
Education
Hofstra University
BBA, Finance
Bank of America December 2012 - Present
Bank of America October 2010 - November 2012
Countrywide Home Loans July 2008 - October 2010
Countrywide Home Loans March 2006 - June 2008
Alliance Data August 1998 - February 2006
Advest, Inc. February 1995 - May 1998
Skills
Forecasting, Analysis, Financial Analysis, Finance, Marketing, Sales Operations, Market Research, Retail, Banking, Risk Management, Process Improvement, Credit, Strategic Planning
Education
Fairfield University 1991 — 1994
BA, Sociology
Grossman Marketing Group March 2015 - Present
Stran & Company August 1999 - February 2015
Oppenheimer & Co. Inc. November 2012 - December 2014
Stran Beverage August 2010 - April 2012
Advest, Inc. June 1998 - August 1999
Morgan Stanley Smith Barney May 1996 - June 1998
Putnam Investments May 1995 - May 1996
Skills
Fluent in Spanish, Advertising, Marketing, Marketing Strategy, Sales, Sales Management, Account Management, New Business Development, Customer Service, Online Marketing, Management, Social Media, Merchandising, Social Media Marketing, Retail
Education
Bentley University 1990 — 1994
Bachelor of Science (B.S.), Accounting and Finance
Colegio de Espana 1992 — 1993
Minor in Spanish
Holy Cross High School 1986 — 1990
InsurBanc, a Division of Connecticut Community Bank N.A. June 2013 - Present
InsurBanc April 2001 - June 2013
Advest, Inc. September 1995 - April 2001
Connecticut National Bank July 1990 - September 1995
Skills
Banking, Treasury, Commercial Banking, Risk Management, Credit, Treasury Management, ALM, Financial Analysis, Management, Cash Management, Investments, Financial Risk, Finance, Financial Services, Human Resources, Payroll Administration, 401k, Compensation & Benefits, Leadership, Change Management, Transition Management, Teamwork, Team Building, Consensus Building, Communication, Corporate Communications
Education
Bentley University 1987 — 1990
Bachelors, Accountancy
GHS '86 1982 — 1986
Topside Marine Services, LLC March 2012 - Present
North Atlantic Marine Services LLC September 2009 - September 2011
State Street May 2007 - July 2008
H.C. Wainwright March 1998 - June 2002
Advest, Inc. June 1995 - March 1998
Tucker Anthony Sutro August 1990 - June 1995
Cowen & Co. June 1983 - August 1990
Skills
Investment Banking, Due Diligence, Management, Derivatives, Trading, Marketing, Business Planning, Research, Valuation, Bloomberg, Private Equity, Asset Management, Alternative Investments, Equities, Strategy, Capital Markets, Financial Modeling, Portfolio Management, Asset Managment, Investments, Equity Research
Education
American University - Kogod School of Business 1969 — 1971
MBA, Finance
Syracuse University 1962 — 1966
BA, American Studies
The Moorings Group, LLC September 2003 - Present
Advest, Inc. May 2002 - September 2003
State Street Capital Markets December 2000 - February 2002
Wachovia Securities, Inc. August 1990 - October 2000
Education
Georgia State University 1972 — 1976
Promedia Technology Services July 2013 - Present
Wunderlich Securities December 2012 - April 2013
Sanders Morris Harris January 2006 - December 2012
Advest, Inc. March 2004 - December 2005
Prudential Securities October 1992 - December 2003
Skills
Bloomberg, Syndicate, Preferred Stock, Certificates of Deposit, Municipal Bonds, Structured Products, FINRA, Series 7, Series 63
Education
High Point University
Bachelor of Science, Business Administration
Merrill Lynch March 2006 - May 2008
Advest, Inc. November 2004 - March 2006
McDonald Investments October 1992 - October 2004
Education
College for Financial Planning 1994 — 1997
Certified Financial Planner Designation, Financial Planning
Aetna August 2010 - Present
ING Investment Management January 2007 - August 2010
ING Investment Management January 2003 - December 2006
Aeltus Investment Management August 1997 - October 2001
Aetna Life Insurance and Annuity Company May 1995 - July 1997
Advest, Inc. June 1991 - April 1995
Skills
Marketing, Investments, Equities, Alternative Investments, Asset Managment, Mutual Funds, Portfolio Management, Asset Allocation, Competitive Intelligence, Series 7, Asset Management, Risk Management, Securities, Competitive Analysis, Hedge Funds, Investment Management, Pensions, Investment Strategies, Analysis, Fixed Income, Capital Markets, Retirement, Relationship Management, Derivatives
Education
Bentley University 1988 — 1991
Bachelor of Science, Finance
Glastonbury High School 1984 — 1987
Public Financial Management, Inc. January 2015 - Present
Massachusetts State College Building Authority March 2013 - Present
Commonwealth of Massachusetts August 2011 - January 2015
Commonwealth of Massachusetts July 2007 - January 2012
Bowditch & Dewey, LLP 2004 - 2007
Advest, Inc. 1997 - 2004
Skills
Government, Public Policy, Policy Analysis, Public Finance, Non-profits, Strategic Planning, Coalitions, Strategic Communications, State Government, Economics, Grassroots Organizing, Nonprofits, Local Government, Community Development, Speech Writing, Public Affairs, Securities, Crisis Management, Political Science, Grant Writing, Grants, Public Sector, Media Relations, Crisis Communications, Political Communication, Volunteer Management, Proposal Writing, Program Development, International Relations, Policy
Education
Bridgewater State University 1994 — 1997
BS, Business Management
Weymouth High
Prudential Financial November 2006 - September 2008
Advest, Inc. June 2002 - January 2006
American Skandia December 1999 - November 2001
Hartford Financial Services Group June 1994 - October 1999
Cheese & Stuff May 1989 - July 1993
Skills
Series 7, Investments, Fixed Annuities, Retirement, IRAs, Retirement Planning
Education
Boston University 1984 — 1988
B.S., Journalism and Political Science
State Street July 2007 - Present
Investors Bank & Trust May 1997 - July 2007
Advest, Inc. September 1996 - April 1997
Education
Boston University 1993 — 1997
BA, Economics / Math
Billy's Pulpit December 2008 - Present
Boston University School of Communications September 2002 - May 2005
The Minot Office May 1995 - December 2001
Indian Neck Productions January 1992 - April 1995
MGM January 1985 - October 1991
20th Century Fox January 1979 - August 1984
Minot, MacDuffie and Wolcott January 1978 - June 1979
Advest, Inc. November 1972 - December 1977
Education
Harvard Business School 1967 — 1969
MBA, Business
Trinity College-Hartford 1960 — 1964
BA, Government and History
MacFarlane Partners 2001 - Present
Property Capital -- Real Estate Investments 2000 - 2001
PricewaterhouseCoopers 1996 - 2000
Advest, Inc. 1991 - 1994
Skills
Real Estate Economics, Acquisitions, Valuation, Due Diligence, Investor Relations, Investments, Asset Managment, Financial Modeling, Real Estate, Portfolio Management, Financial Analysis, Underwriting
Education
University of California, Berkeley 1994 — 1996
MBA, Real Estate and Non-profit Management
Georgetown University 1985 — 1989
BS, Finance and International Management
Dept. Of Revenue February 2007 - Present
EDS Advanced Solutions September 2004 - February 2010
Phoenix Life Insurance Company 2001 - 2004
Advest, Inc. March 1998 - September 2001
Skills
Unix, SQL, Java, Drupal, Software Development, Security Policy, Virtualization, VMware, Disaster Recovery, Microsoft SQL Server, Databases, Oracle, Integration, Software Project..., PL/SQL, Apache, IIS, Cisco IOS, Operating Systems, WAN, DNS, Vendor Management, Incident Management, IT Strategy, Enterprise Architecture, Network Security, Information Security, Infrastructure, VBScript, Routers, Visio, CCNA, High Availability, IT Service Management
Education
Central Connecticut State University 1994 — 1998
B.S., Information Technology, International Business
CreditSights September 2014 - Present
Paladin Strategic Partners January 2010 - Present
Goldman Sachs 2006 - January 2010
Merrill Lynch December 2005 - July 2006
Advest, Inc. 1995 - 2005
Credit Suisse First Boston 1994 - 1995
Goldman Sachs July 1986 - January 1994
Skills
Series 7, Alternative Investments, Securities, Strategic Financial..., Investments, Equities, Asset Managment, Capital Markets, Mutual Funds, Fixed Income, Hedge Funds, Loans, Credit, Wealth Management..., Asset Management, Structured Finance, Private Equity, Bonds, Financial Planning, Financial Structuring, Investment Management, Mortgage Lending, Securitization
Education
The Tuck School of Business at Dartmouth 1972 — 1974
mba, marketing
Dartmouth College 1968 — 1972
ba, political science
Robert W. Baird January 2008 - Present
A.G. Edwards & Sons, Inc. September 2001 - January 2008
Kennedy Capital Management October 1999 - August 2001
Advest, Inc. February 1998 - September 1999
Bard Associates March 1997 - January 1998
Education
Quinlan School of Business, Loyola University Chicago 1996 — 1998
MBA
University of Missouri-Saint Louis 1990 — 1993
BSBA
Benedictine College 1988 — 1990
Stifel Nicolaus March 2006 - Present
Ryan Beck 2004 - 2007
Brean Murray, Carret & Co. February 2002 - March 2004
Tucker Anthony 2000 - 2001
H.C. Wainwright 1998 - 2000
Advest, Inc. 1996 - 1998
Skills
Equity Research, Equities, Securities, Capital Markets, Investments, Series 7, Series 16, Research, Compliance, FINRA, Series 4
Education
Bucknell University 1989 — 1993
B.A., English, History
independent consultant June 2009 - Present
Advest, Inc. 2000 - 2004
Advest 2000 - 2004
Skills
Credit Analysis, Fixed Income, Risk Management, Strategic Financial..., Financial Analysis, Series 7, Portfolio Management, Alternative Investments, Credit, Finance, Capital Markets, Business Analysis, Credit Risk, Financial Services, Financial Markets, Mortgage Lending, Loans
Education
Hofstra University 1962 — 1967
BS Physics
Penn State University
ME Math, Operations Research
Prudential Financial July 2015 - Present
Prudential Financial January 2007 - Present
Advest, Inc. January 1995 - June 2006
Skills
Series 7, Mutual Funds, Retirement Planning, Wealth Management, Securities, Product Development, Product Management, Product Marketing, IRAs, Defined Contribution, P&L Responsibility, Strategic Planning, Marketing Strategy, Retirement, Strategy, Strategic Financial..., P, Leadership, Investments, Financial Advisory, Business Planning
Education
Eastern Connecticut State University 1991 — 1995
Bachelor of Science (B.S.), Business Administration and Management, General
RBC Wealth Management May 2006 - Present
Advest, Inc. 2001 - 2003
Prudential Securities April 1985 - January 2001
Skills
Trading, Series 7, Series 63, Wealth Management, Electronic Trading, Bonds, FINRA, Fixed Income, Capital Markets, Financial Markets, Bloomberg
Education
Albright College 1980 — 1984
B.S., Business, Sociology
Praxair June 2011 - Present
IBM 1989 - 2009
Nerac 1988 - 1989
Advest, Inc. 1987 - 1988
Skills
PMP, Project Portfolio..., Integration, ITIL, IT Management, Vendor Management, IT Strategy, Enterprise Architecture
Education
Iona College 1982 — 1986
BBA, Management Information Systems
Carnegie Mellon University
SEI CMM
Henkel of America December 2006 - August 2008
Advest, Inc. 2000 - 2006
CIGNA November 1998 - May 2000
Diageo July 1987 - September 1999
Education
Central Connecticut State University
BSc, Management Information Systems
Conning March 2008 - Present
Conning August 1994 - March 2008
Advest, Inc. July 1993 - August 1994
Skills
Investments, GIPS Compliance, Investment Performance, Fixed Income, Asset Allocation, Attribution, Alternative Investments, Bloomberg, Portfolio Management, Asset Management, Equities, Mutual Funds
Education
Boston University - School of Management
Bachelor of Science (BS), Business Administration and Management/Finance
SeaCapital Group January 2012 - Present
Carfi Enterprises 1988 - Present
Iliad Advisors 2009 - January 2012
The Chicago Corporation November 1983 - October 2003
Advest, Inc. 1998 - 2003
A G Becker March 1973 - November 1983
Skills
Private Placements, Equities, Fixed Income, Investment Strategies, Investment Advisory, Emerging Markets, Asset Managment, Capital Markets, Mutual Funds, Hedge Funds, Trading, Bloomberg, Wealth Management, Alternative Investments, Venture Capital, Portfolio Management, Investments, Financial Advisory, Capital, Securities, Bonds, Financial Modeling, Mergers & Acquisitions, Investment Management, Private Equity, Options, Investment Banking, Series 63, Equity Research, Institutional Sales, Equity Trading, Asset Allocation, Asset Management, Mergers, Series 7, Investor Relations, Valuation, ETFs, Financial Markets, Business Development, Retirement Planning, Structured Products, Corporate Finance, Strategy, Electronic Trading, Entrepreneurship, Financial Structuring, Financial Analysis
Education
DePaul University
Business
Voya Investment Management January 2011 - Present
MassMutual 2003 - 2009
CIGNA Financial Services, Inc. 1999 - 2003
Advest, Inc. 1988 - 1999
Advest/Merrill Lynch 1988 - 1999
Various NYSE Member Firms 1983 - 1988
Skills
Product Development, Staff Management, Compliance, Investments, Investment Advisory, Securities, Mutual Funds, Series 7, Trading, Alternative Investments, Series 63
Education
Fairfield University
ba, history
University of Hartford
MBA, Finance
Central Connecticut State University 2005 - Present
Central Connecticut State University 2000 - 2005
Central Connecticut State University 1999 - 2000
NCR Corporation 1996 - 1999
Peoples Savings Bank 1995 - 1996
Peoples Savings Bank 1992 - 1995
Advest, Inc. 1989 - 1992
Skills
Databases, SQL
Education
Central Connecticut State University 2001 — 2003
Master of Science (M.S.), Technology Management
Connecticut Banker Association 1995 — 1996
Diploma in Finance and Management, Finance/Management
Central Connecticut State University 1985 — 1989
Bachelor of Science (B.S.), Computer Science
Morse School of Business 1983 — 1984
Diploma in Business Computer Programming, Computer Programming
ASCENDIANT CAPITAL GROUP January 2013 - December 2013
CapStone Investments November 2011 - January 2013
RODMAN & RENSHAW January 2010 - July 2010
MORGAN JOSEPH & CO., INC December 2004 - December 2008
THE DEPOSITORY TRUST AND CLEARING CORPORATION November 2003 - June 2004
ING November 2001 - January 2003
Advest, Inc. October 1997 - June 2001
Gruntal & Co. February 1995 - October 1997
Skills
Equities, Series 7, Capital Markets, Financial Modeling, Equity Research, Investments, Investment Banking, Valuation, Hedge Funds, Bloomberg, Alternative Investments, Series 63, Equity Valuation, Portfolio Management, Securities, Credit, Risk Management
Education
Adelphi University 1991 — 1994
MBA
Susquehanna University 1986 — 1990
B.S.
Angel Oak Capital Advisors, LLC May 2014 - Present
FORGE ABS, LLC August 2012 - April 2014
FIRVA Advisory May 2008 - August 2012
Mesirow Financial 2005 - 2008
Advest, Inc. January 2004 - April 2005
Raymond James & Associates, Inc June 1991 - January 2004
Bankers Trust Company (BT Securities) 1988 - 1991
Skills
Valuation, Fixed Income, Accounting, Bloomberg, Portfolio Management, Investments, Equities, Capital Markets, Alternative Investments, Derivatives, Asset Management, Securities, Marketing, Sales, Financial Modeling, Structured Products, Financial Analysis, Corporate Finance, Banking, Risk Management
Education
California State University-Fullerton, Mihaylo College of Business and Economics 1982 — 1985
MBA, Finance
University of California, Irvine 1977 — 1980
BA, Economics
College of the Canyons 1975 — 1977
AA
Safe Harbor Financial, LLC 2006 - Present
Morgan Stanley Smith Barney 2003 - 2006
Advest, Inc. 1995 - 2003
Prudential Securities 1992 - 1995
Skills
Strategic Financial..., Investments, Finance, 401k, FINRA, Risk Management, Wealth Management, Insurance, Estate Planning, Uniform Combined State..., Retirement, Financial Goals, 401k Rollovers, Health Insurance, IRAs, Management, Financial Planners, Certified Financial..., Wealth Accumulation, Personal Financial..., Wealth Management..., Retirement Plan..., Investment Advisory, Roth IRA, Investment Strategies, High Net Worth..., Financial Planning
Education
Boston University 1986 — 1990
BS, Finance - Professional Studies
Point Pleasant Beach High School 1982 — 1986
Merrill Edge March 2013 - Present
Merrill Lynch November 2011 - February 2013
Merrill Lynch November 2010 - October 2011
Morgan Stanley Wealth Management November 2009 - October 2010
Morgan Stanley Smith Barney November 1995 - October 2009
Smith Barney October 1993 - October 1995
Advest, Inc. October 1992 - September 1993
Shearson Lehman Brothers September 1986 - September 1992
Education
Northeastern University
Master of Business Administration (M.B.A.), Finance, General
Fashion Institute of Technology
Bachelor of Applied Science
Merrill Lynch June 2007 - Present
Advest, Inc. 2000 - 2005
Education
Eastern Connecticut State University 1997 — 2000
Bachelors, Economics
Janney Montgomery Scott LLC June 2007 - Present
Merrill Lynch December 2005 - June 2007
Advest, Inc. September 1998 - December 2005
Alex. Brown & Sons September 1995 - September 1998
Paine Webber September 1991 - September 1995
Gruntal & Co. 1987 - 1988
Gruntal & Co. 1987 - 1988
Skills
Series 7, Asset Allocation, Mutual Funds, Investments, Portfolio Management, Investment Strategies, Alternative Investments, Securities, Fixed Income, Due Diligence, Retirement Planning, Wealth Management, Series 63, Investment Advisory, Retirement, Equities, Financial Advisory, Strategic Financial...
Education
Bennington College 1975 — 1978
Bachelor of Arts (BA), Politics Economics Video
White Plains High School
Morgan Stanley Smith Barney July 2010 - Present
UBS March 2008 - July 2010
Bear Stearns February 2006 - March 2008
Advest, Inc. November 2004 - February 2006
Education
Colby College 2000 — 2004
BA, Economics
US Electrical Services, Inc. (USESI) August 2007 - Present
Advest, Inc. December 1998 - May 2006
Advest, Inc. 1998 - 2006
Skills
Accruals, Microsoft Excel, Journal Entries, Accounts Payable, General Ledger, Outlook, Account Reconciliation, Microsoft Word, MAS500, Team Building, Year-end Close, QuickBooks, Inventory Management, Accounting, Customer Service
Education
Goodwin College 2009 — 2011
Associate's degree, Respiratory Therapy Technician/Assistant
Morse School of Business 1997 — 1998
Certification, Professional Office Administration
UIL Holdings Corporation July 2014 - Present
Exelon March 2009 - July 2014
Central Connecticut State University September 2006 - August 2010
Northeast Utilities June 2004 - June 2005
CIGNA January 2003 - December 2003
Advest, Inc. June 2000 - August 2002
Education
Central Connecticut State University
Master of Arts, Statistics
The University of Connecticut
Bachelor of Arts, Economics
Life Plans of New England/GBS March 2007 - Present
MetLife Investors February 2006 - March 2007
Advest, Inc. September 1999 - January 2006
Skills
Certified Financial..., Life Insurance, Long Term Care Insurance
Education
Central Connecticut State University 1987 — 1992
BS, Finance
SPM&Associates 1994 - 2010
Advest, Inc. 1991 - 1994
EF Hutton 1984 - 1991
Skills
Finance, Investments, Portfolio Management, Equities, Fixed Income, Asset Management, Financial Modeling, Financial Analysis, Wealth Management, Hedge Funds, Derivatives, Bloomberg, Valuation
Education
CFA Instutute 1992 — 1996
Chartered Financial Analyst Designation (CFA), Portfolio Management and Finance
Cornell University
BS, Mgmt & Economics
Merryfield Barnes, LLC January 2012 - Present
HSBC November 2010 - March 2011
Wells Fargo Advisors June 2006 - September 2009
A.G. Edwards February 2004 - June 2006
Advest, Inc. May 1993 - December 2003
Education
Binghamton University - School of Management 1990 — 1992
Bachelor of Science, Business Management
Tompkins Cortland Community College 1988 — 1990
Associate in Science, Business Administration
Convergys August 2013 - Present
Alorica August 2008 - Present
Drexel Burnham Lambert March 1985 - July 1991
LF Rothschild Unterberg & Towbin 1984 - 1985
Advest, Inc. 1982 - 1984
Bruns Nordeman Rea 1967 - 1982
Skills
Call Center, Customer Service, Microsoft Office, Microsoft Excel, Sales, Team Leadership, Customer Satisfaction, Outlook, Account Management, Data Entry, Customer Retention, Call Centers, Time Management
Education
Brooklyn College 1960 — 1972
Television Production
Morgan Stanley Wealth Management May 2006 - Present
Morgan Stanley Wealth Management May 2006 - Present
Advest, Inc. January 2002 - May 2006
Skills
Commodity/ Futures..., Wealth Management, Series 7, Equities, Series 63, Fixed Income, Asset Allocation, Mutual Funds, Securities, Retirement Planning, Alternative Investments, Investment Advisory, Portfolio Management, Investment Strategies, Investments, Bloomberg, Asset Management, Hedge Funds, Options
Education
City University of New York-Baruch College 1997 — 2001
Bachelor of Business Administration (BBA), Computer Science
Five Towns College 1996 — 1997
Adam Family Enterprises 2000 - Present
Business Planning Associates 1996 - 2000
Advest, Inc. 1993 - 1996
IBM 1987 - 1993
Skills
Computer Proficiency, Customer/Client Service, Financial Services, Numbers/Math Aptitude, Organized with Strong..., Teaching, Tutoring,..., Writing - Business and..., Business Analysis, Program Management
Education
Clark University 1983 — 1987
Bachelor of Arts (B.A.), Major in Economics, Minors in Spanish & Sociology
Office Team (division of RHI)2012-2013 June 2012 - November 2013
MetLife Insurance Company2006 – 2010 July 2006 - March 2010
Advest Inc1991 – 2006 January 2000 - April 2006
Advest, Inc. April 1993 - December 1999
Skills
Access, Finance, Leadership, Microsoft Excel, Accounting
Education
Charter Oak State College
B.S. in General Studies/Business Administation, Business
Naugatuck Valley Community College 1988 — 1990
A.S., Business Administration and Management, General