Alex. Brown & Sons
Industry: Investment company
DescriptionAlex. Brown & Sons was the first investment bank in the United States, founded by Alexander Brown in 1800 in Baltimore, Maryland. The firm was acquired by Bankers Trust in 1997 to form BT Alex. Brown, and then integrated into Deutsche Bank in 1999 following Deutsche's acquisition of BT. Headquarters: Baltimore, MD Founder: Alexander Brown Founded: 1800 Successor: Alex. Brown & Sons (later Alex. Brown, a Division of Raymond James) Ceased operations: 1997 Type of business: Corporation
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Alex. Brown & Sons Employees
Employee
Years
Job
Industry
Elisabeth Bailliere Dean Elisabeth Bailliere Dean's Alex. Brown & Sons Experience September 1994 - December 1998
Job Senior Vice President and Investment Counselor at Capital Group Private Client Services
Industry Financial Services
Experience
Capital Group Private Client Services August 2015 - Present
Various Boards and Volunteer Activities October 2003 - Present
SF Riptide October 2010 - March 2015
Merrill Lynch December 1998 - May 2003
Alex. Brown & Sons September 1994 - December 1998
Microsoft June 1993 - September 1993
Time Magazine September 1990 - June 1992
Time Magazine September 1989 - September 1990
Education
Northwestern University - Kellogg School of Management 1992 — 1994
Master of Business Administration (MBA), Marketing and Organizational Behavior
Harvard University 1985 — 1989
Bachelor of Arts (B.A.), History
St. Paul's School, Concord NH 1982 — 1985
High School
Capital Group Private Client Services August 2015 - Present
Various Boards and Volunteer Activities October 2003 - Present
SF Riptide October 2010 - March 2015
Merrill Lynch December 1998 - May 2003
Alex. Brown & Sons September 1994 - December 1998
Microsoft June 1993 - September 1993
Time Magazine September 1990 - June 1992
Time Magazine September 1989 - September 1990
Education
Northwestern University - Kellogg School of Management 1992 — 1994
Master of Business Administration (MBA), Marketing and Organizational Behavior
Harvard University 1985 — 1989
Bachelor of Arts (B.A.), History
St. Paul's School, Concord NH 1982 — 1985
High School
Patricia Baum, CPWA® Patricia Baum, CPWA®'s Alex. Brown & Sons Experience October 1985 - May 1998
Job Senior Vice President Financial Advisor, Senior Consulting Group at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management May 1998 - Present
Alex. Brown and Sons October 1985 - May 1998
Alex. Brown & Sons October 1985 - May 1998
Education
Duke University 1974 — 1978
AB, Management
RBC Wealth Management May 1998 - Present
Alex. Brown and Sons October 1985 - May 1998
Alex. Brown & Sons October 1985 - May 1998
Education
Duke University 1974 — 1978
AB, Management
Ira Cox Ira Cox's Alex. Brown & Sons Experience 1993 - 1997
Job Vice President, Regional Director at Morgan Stanley Investment Management
Industry Financial Services
Experience
Morgan Stanley Investment Management August 2014 - Present
Allianz Global Investors/PIMCO January 2001 - August 2014
Nicholas Applegate June 1997 - January 2001
Alex. Brown & Sons 1993 - 1997
Skills
Investments, Strategy, Securities, Equities, Fixed Income, Risk Management, Finance, Retirement Planning, Leadership, Management, Financial Advisory, Due Diligence, Program Management, 401k, Series 6, Series 7, Asset Management, Asset Allocation, Series 65, Asset Managment, Alternative Investments, Sales Management, Series 63, Portfolio Management, Series 24
Education
Queens University of Charlotte
Master of Business Administration (M.B.A.), Accounting and Finance
Towson University
Bachelors of Science, Business Administration / Finance Concentration
University of Pennsylvania - The Wharton School 2003 — 2004
Certified Investment Management Analyst, Finance, CIMA Designation
University of Pennsylvania - The Wharton School 2007 — 2008
Certified Private Wealth Advisor CPWA (R), Estate Planning and Taxation, CPWA Designation
Morgan Stanley Investment Management August 2014 - Present
Allianz Global Investors/PIMCO January 2001 - August 2014
Nicholas Applegate June 1997 - January 2001
Alex. Brown & Sons 1993 - 1997
Skills
Investments, Strategy, Securities, Equities, Fixed Income, Risk Management, Finance, Retirement Planning, Leadership, Management, Financial Advisory, Due Diligence, Program Management, 401k, Series 6, Series 7, Asset Management, Asset Allocation, Series 65, Asset Managment, Alternative Investments, Sales Management, Series 63, Portfolio Management, Series 24
Education
Queens University of Charlotte
Master of Business Administration (M.B.A.), Accounting and Finance
Towson University
Bachelors of Science, Business Administration / Finance Concentration
University of Pennsylvania - The Wharton School 2003 — 2004
Certified Investment Management Analyst, Finance, CIMA Designation
University of Pennsylvania - The Wharton School 2007 — 2008
Certified Private Wealth Advisor CPWA (R), Estate Planning and Taxation, CPWA Designation
Meredith Shuey Etherington Meredith Shuey Etherington's Alex. Brown & Sons Experience 1996 - 1996
Job Senior Investment Advisor at Litman Gregory
Industry Investment Management
Experience
Litman Gregory Asset Management, LLC June 2013 - Present
Brown Advisory November 2007 - May 2013
Nonprofit Industry January 2003 - November 2007
Goldman Sachs June 2000 - November 2002
Lombard Securities Incorporated 1997 - 1999
Alex. Brown & Sons 1996 - 1996
Education
University of Maryland - Robert H. Smith School of Business 2006 — 2009
M.B.A
Vanderbilt University 1996 — 2000
B.S. Human & Organizational Development, Fine Arts
Roland Park Country School
Litman Gregory Asset Management, LLC June 2013 - Present
Brown Advisory November 2007 - May 2013
Nonprofit Industry January 2003 - November 2007
Goldman Sachs June 2000 - November 2002
Lombard Securities Incorporated 1997 - 1999
Alex. Brown & Sons 1996 - 1996
Education
University of Maryland - Robert H. Smith School of Business 2006 — 2009
M.B.A
Vanderbilt University 1996 — 2000
B.S. Human & Organizational Development, Fine Arts
Roland Park Country School
Scott Webster's Alex. Brown & Sons Experience October 1996 - November 1998
Job Partner at Centerman Capital, LLC
Industry Consumer Goods
Experience
Centerman Capital, LLC August 2015 - Present
Tribe Mediterranean Foods January 2009 - July 2015
Nestle SA November 2005 - December 2008
Dreyer's Grand Ice Cream February 1999 - October 2005
Alex. Brown & Sons October 1996 - November 1998
ASE Industries June 1991 - July 1994
Eddie Bauer September 1989 - May 1991
Omega Corp. May 1988 - September 1989
Skills
Mergers, Valuation, Business Development, Analysis, Team Leadership, Administrative Work, Financial Modeling, Forecasting, Financial Analysis, Strategic Planning, Business Strategy, Corporate Finance, Cross-functional Team..., Business Planning, Finance
Education
University of California, Berkeley, Haas School of Business 1994 — 1996
MBA, Finance
Union College 1982 — 1986
BA, Economics
The London School of Economics and Political Science (LSE) 1984 — 1985
General Course, Economics
Roxbury Latin 1976 — 1982
High School diploma
Centerman Capital, LLC August 2015 - Present
Tribe Mediterranean Foods January 2009 - July 2015
Nestle SA November 2005 - December 2008
Dreyer's Grand Ice Cream February 1999 - October 2005
Alex. Brown & Sons October 1996 - November 1998
ASE Industries June 1991 - July 1994
Eddie Bauer September 1989 - May 1991
Omega Corp. May 1988 - September 1989
Skills
Mergers, Valuation, Business Development, Analysis, Team Leadership, Administrative Work, Financial Modeling, Forecasting, Financial Analysis, Strategic Planning, Business Strategy, Corporate Finance, Cross-functional Team..., Business Planning, Finance
Education
University of California, Berkeley, Haas School of Business 1994 — 1996
MBA, Finance
Union College 1982 — 1986
BA, Economics
The London School of Economics and Political Science (LSE) 1984 — 1985
General Course, Economics
Roxbury Latin 1976 — 1982
High School diploma
Norman Harrison Norman Harrison's Alex. Brown & Sons Experience 1996 - 1998
Job Senior Managing Director at FTI Consulting
Industry Management Consulting
Experience
FTI Consulting March 2011 - Present
Breeden Capital Management LLC -- Breeden & Co. May 2003 - March 2011
iCore Networks Inc. 2000 - 2003
Stephens Inc. 1998 - 2000
Alex. Brown & Sons 1996 - 1998
Paul, Weiss, Rifkind, Wharton & Garrison LLP 1988 - 1996
Morgan Stanley 1983 - 1985
Georgetown University 1978 - 1982
Skills
Due Diligence, Private Equity, FCPA, Litigation Support, Fraud, Mergers, Corporate Governance, Corporate Finance, Compliance, Capital Markets, Contract Negotiation, Investments
Education
Georgetown University Law Center 1985 — 1988
J.D.
Georgetown University 1978 — 1982
B.S., Business Administration, Finance
Trinity High School 1974 — 1978
FTI Consulting March 2011 - Present
Breeden Capital Management LLC -- Breeden & Co. May 2003 - March 2011
iCore Networks Inc. 2000 - 2003
Stephens Inc. 1998 - 2000
Alex. Brown & Sons 1996 - 1998
Paul, Weiss, Rifkind, Wharton & Garrison LLP 1988 - 1996
Morgan Stanley 1983 - 1985
Georgetown University 1978 - 1982
Skills
Due Diligence, Private Equity, FCPA, Litigation Support, Fraud, Mergers, Corporate Governance, Corporate Finance, Compliance, Capital Markets, Contract Negotiation, Investments
Education
Georgetown University Law Center 1985 — 1988
J.D.
Georgetown University 1978 — 1982
B.S., Business Administration, Finance
Trinity High School 1974 — 1978
Steve Lusko Steve Lusko's Alex. Brown & Sons Experience 1993 - 1999
Job Publisher
Industry Health, Wellness and Fitness
Experience
FIT 941 Magazine August 2014 - Present
PCB Fitness 2010 - Present
Serendipity Country Club February 2011 - Present
Crunch Fitness (Formerly Gold's Gym) 2010 - 2013
Stillwater Partners LLc January 2007 - Present
Estill County Education dept 2007 - 2009
Alex. Brown & Sons 1993 - 1999
Lehman Brothers October 1989 - September 1993
Skills
Artist, Musician, writer, Triathlon, Customer Retention, Strength Training, Public Speaking, Fitness, Personal Training, Negotiation, Marketing Strategy, Entrepreneurship, Sports, Sales, Budgets, Marketing, Team Building, Wellness, Coaching, Lifestyle, Social Media Marketing, Online Marketing, Small Business, Customer Service, Nutrition, Social Media, Social Networking, Event Planning, Fundraising, Public Relations, Leadership Development, Leadership, Marketing Communications, Training, Teaching, Online Advertising, Event Management, Strategic Planning, Nonprofits, Advertising, Email Marketing, Blogging, Start-ups
Education
Rutgers University 1985 — 1989
Bachelor's Degree, Economics/Finance
Duxbury High School 1981 — 1985
FIT 941 Magazine August 2014 - Present
PCB Fitness 2010 - Present
Serendipity Country Club February 2011 - Present
Crunch Fitness (Formerly Gold's Gym) 2010 - 2013
Stillwater Partners LLc January 2007 - Present
Estill County Education dept 2007 - 2009
Alex. Brown & Sons 1993 - 1999
Lehman Brothers October 1989 - September 1993
Skills
Artist, Musician, writer, Triathlon, Customer Retention, Strength Training, Public Speaking, Fitness, Personal Training, Negotiation, Marketing Strategy, Entrepreneurship, Sports, Sales, Budgets, Marketing, Team Building, Wellness, Coaching, Lifestyle, Social Media Marketing, Online Marketing, Small Business, Customer Service, Nutrition, Social Media, Social Networking, Event Planning, Fundraising, Public Relations, Leadership Development, Leadership, Marketing Communications, Training, Teaching, Online Advertising, Event Management, Strategic Planning, Nonprofits, Advertising, Email Marketing, Blogging, Start-ups
Education
Rutgers University 1985 — 1989
Bachelor's Degree, Economics/Finance
Duxbury High School 1981 — 1985
Ted Paff Ted Paff's Alex. Brown & Sons Experience 1991 - 1995
Job President, Customer Lobby
Industry Internet
Experience
Customer Lobby 2007 - Present
Goldline Research 2006 - 2007
Concert Capital Partners 2001 - 2006
Acacia Venture Partners 1995 - 2001
Alex. Brown & Sons 1991 - 1995
Skills
Venture Capital, Social Media, Mergers, Private Equity, Entrepreneur, Investments, Online Marketing, SaaS, Investment Banking, Business Strategy, Strategic Planning, Customer Relations, Lead Generation, E-commerce, Entrepreneurship, Customer Service, CRM, SEO, Salesforce.com, Email Marketing, Digital Marketing, Management, Leadership, Start-ups, Strategy, Strategic Partnerships, Local Search, Online Reputation..., Online Advertising, Mergers & Acquisitions, SEM, Business Development, Social Media Marketing
Education
Columbia University - Columbia Business School 1989 — 1991
MBA, Finance, Accounting
University of Maryland Baltimore County 1984 — 1989
B.A., Economics, Political Science
Customer Lobby 2007 - Present
Goldline Research 2006 - 2007
Concert Capital Partners 2001 - 2006
Acacia Venture Partners 1995 - 2001
Alex. Brown & Sons 1991 - 1995
Skills
Venture Capital, Social Media, Mergers, Private Equity, Entrepreneur, Investments, Online Marketing, SaaS, Investment Banking, Business Strategy, Strategic Planning, Customer Relations, Lead Generation, E-commerce, Entrepreneurship, Customer Service, CRM, SEO, Salesforce.com, Email Marketing, Digital Marketing, Management, Leadership, Start-ups, Strategy, Strategic Partnerships, Local Search, Online Reputation..., Online Advertising, Mergers & Acquisitions, SEM, Business Development, Social Media Marketing
Education
Columbia University - Columbia Business School 1989 — 1991
MBA, Finance, Accounting
University of Maryland Baltimore County 1984 — 1989
B.A., Economics, Political Science
Gary Schafer Gary Schafer's Alex. Brown & Sons Experience December 1994 - March 1997
Job Managing Director at Atlanta Consulting Group
Industry Financial Services
Experience
Atlanta Consulting Group - A Division of Raymond James & Associates March 1998 - Present
Rollins, Inc. March 1997 - March 1998
Alex. Brown & Sons December 1994 - March 1997
Skills
Equities, Alternative Investments, Asset Management, Series 7, Asset Allocation, Investments, Portfolio Management, Fixed Income, Mutual Funds, Wealth Management, Securities, Series 63, Hedge Funds, Investment Management, Investment Advisory
Education
Loyola College in Maryland 1990 — 1994
BBA, Economics
Atlanta Consulting Group - A Division of Raymond James & Associates March 1998 - Present
Rollins, Inc. March 1997 - March 1998
Alex. Brown & Sons December 1994 - March 1997
Skills
Equities, Alternative Investments, Asset Management, Series 7, Asset Allocation, Investments, Portfolio Management, Fixed Income, Mutual Funds, Wealth Management, Securities, Series 63, Hedge Funds, Investment Management, Investment Advisory
Education
Loyola College in Maryland 1990 — 1994
BBA, Economics
Mike Engler Mike Engler's Alex. Brown & Sons Experience August 1990 - May 1991
Job Financial Advisor at Community Pride Wealth
Industry Financial Services
Experience
Community Pride Wealth September 1994 - Present
New York Life Insurance Company February 1992 - September 1994
Alex. Brown & Sons August 1990 - May 1991
BGS&G Companies May 1985 - January 1989
Merrill Lynch November 1980 - May 1985
US Navy June 1975 - July 1980
Skills
Investment Advisory, Insurance, Financial Services, Finance, Management, Strategic Financial..., Retirement Planning, Portfolio Management, Investments, Sales, Disability Insurance, Wealth Management, Mutual Funds, Time Management, Asset Allocation, Health Insurance, Financial Advisory, Retirement, Series 7, Series 63, Investment Strategies, 401k, Securities, Alternative Investments, Fixed Annuities, Estate Planning
Education
United States Naval Academy 1971 — 1975
Masters of Science, International Relations and Affairs
Loyola High School 1967 — 1971
High school diploma, General
Community Pride Wealth September 1994 - Present
New York Life Insurance Company February 1992 - September 1994
Alex. Brown & Sons August 1990 - May 1991
BGS&G Companies May 1985 - January 1989
Merrill Lynch November 1980 - May 1985
US Navy June 1975 - July 1980
Skills
Investment Advisory, Insurance, Financial Services, Finance, Management, Strategic Financial..., Retirement Planning, Portfolio Management, Investments, Sales, Disability Insurance, Wealth Management, Mutual Funds, Time Management, Asset Allocation, Health Insurance, Financial Advisory, Retirement, Series 7, Series 63, Investment Strategies, 401k, Securities, Alternative Investments, Fixed Annuities, Estate Planning
Education
United States Naval Academy 1971 — 1975
Masters of Science, International Relations and Affairs
Loyola High School 1967 — 1971
High school diploma, General
Bill Minshall's Alex. Brown & Sons Experience December 1973 - August 1993
Job President at KIWOOD
Industry Farming
Experience
Village of Kelleys Island 2002 - Present
KIWOOD September 1993 - Present
Village of Kelleys Island January 1996 - December 1999
Alex. Brown & Sons December 1973 - August 1993
Skills
zoning inspector, stock market
Education
Boston University
BA
Village of Kelleys Island 2002 - Present
KIWOOD September 1993 - Present
Village of Kelleys Island January 1996 - December 1999
Alex. Brown & Sons December 1973 - August 1993
Skills
zoning inspector, stock market
Education
Boston University
BA
Bill Ashby Bill Ashby's Alex. Brown & Sons Experience 1988 - 1989
Job CEO & Operations Leader
Industry Consumer Services
Experience
The Mountaineers January 2009 - Present
Eaton Group Attorneys April 2013 - June 2015
MeteorComm July 2011 - September 2012
United Rentals, Inc. May 2009 - May 2010
Cerberus Capital Management August 2007 - February 2009
DHL Express August 2003 - April 2007
Airborne Express May 1999 - August 2003
Airborne Express May 1989 - May 1999
Alex. Brown & Sons 1988 - 1989
United States Air Force 1985 - 1989
Skills
Process Improvement, Cross-functional Team..., Program Management, Strategy, Testing, Change Management, Operations Management, Vendor Management, Software Project..., Integration, Leadership, Project Management, Continuous Improvement, IT Strategy, Supply Chain Management, Management, Six Sigma, Strategic Planning, Risk Management, Mergers & Acquisitions, Contract Negotiation, Project Portfolio..., PMO, Executive Management, Business Process..., Product Management
Education
University of Washington, Michael G. Foster School of Business 2000 — 2002
Executive MBA Honors Graduate, Business
Stanford University 1986 — 1988
Masters, International Policy Studies
Stanford University 1982 — 1985
Bachelors, International Relations
Stanford University 1980 — 1984
Bachelors, Industrial Engineering
The Mountaineers January 2009 - Present
Eaton Group Attorneys April 2013 - June 2015
MeteorComm July 2011 - September 2012
United Rentals, Inc. May 2009 - May 2010
Cerberus Capital Management August 2007 - February 2009
DHL Express August 2003 - April 2007
Airborne Express May 1999 - August 2003
Airborne Express May 1989 - May 1999
Alex. Brown & Sons 1988 - 1989
United States Air Force 1985 - 1989
Skills
Process Improvement, Cross-functional Team..., Program Management, Strategy, Testing, Change Management, Operations Management, Vendor Management, Software Project..., Integration, Leadership, Project Management, Continuous Improvement, IT Strategy, Supply Chain Management, Management, Six Sigma, Strategic Planning, Risk Management, Mergers & Acquisitions, Contract Negotiation, Project Portfolio..., PMO, Executive Management, Business Process..., Product Management
Education
University of Washington, Michael G. Foster School of Business 2000 — 2002
Executive MBA Honors Graduate, Business
Stanford University 1986 — 1988
Masters, International Policy Studies
Stanford University 1982 — 1985
Bachelors, International Relations
Stanford University 1980 — 1984
Bachelors, Industrial Engineering
Rob Cook Rob Cook's Alex. Brown & Sons Experience 1994 - 1996
Job Vice President Marketing at BMO Harris Bank
Industry Financial Services
Experience
HSBC 2010 - 2011
HSBC 2005 - 2010
Zyman Group 2003 - 2005
Cook Consulting 2002 - 2003
Booz Allen Hamilton 1998 - 2002
Alex. Brown & Sons 1994 - 1996
Education
Duke University - The Fuqua School of Business 1996 — 1998
MBA, Business Administration and Management, General
University of Pennsylvania 1990 — 1994
BA, Economics & HIstory
HSBC 2010 - 2011
HSBC 2005 - 2010
Zyman Group 2003 - 2005
Cook Consulting 2002 - 2003
Booz Allen Hamilton 1998 - 2002
Alex. Brown & Sons 1994 - 1996
Education
Duke University - The Fuqua School of Business 1996 — 1998
MBA, Business Administration and Management, General
University of Pennsylvania 1990 — 1994
BA, Economics & HIstory
John Tesoro John Tesoro's Alex. Brown & Sons Experience 1991 - 1997
Job VP, Americas Sales & Global Business Development at Danaher Industrial Technologies
Industry Information Technology and Services
Experience
Danaher - Industrial Technologies 2014 - Present
Danaher - Industrial Technologies 2012 - Present
Attua Advisers 2009 - 2012
Pacific Crest Securities 2007 - 2009
Canaccord Genuity Inc. 1997 - 2007
Alex. Brown & Sons 1991 - 1997
GenRad 1984 - 1989
Skills
Strategic Planning, Business Strategy, Mergers & Acquisitions, Strategic Leadership, Market Research, Marketing Strategy, Acquisition Integration, Go-to-market Strategy, Sales Management, Sales Process, Team Building, Team Leadership, Team Management, Cross-functional Team..., Project Management, Pricing Strategy, Talent Management, Talent Developer, Technology, Technology Management, Energy Industry, Condition Monitoring, Electrical Industry, Electrical Equipment, Software, Sensors, Power Utilities, Oil/Gas, Oil & Gas Industry, Strategy, Financial Modeling, Management, Business Development, Due Diligence, Corporate Development
Education
William E. Simon School of Business 1989 — 1991
MBA, Finance
Rensselaer Polytechnic Institute 1980 — 1984
Bachelor of Science (BS), Electrical Engineering
Danaher - Industrial Technologies 2014 - Present
Danaher - Industrial Technologies 2012 - Present
Attua Advisers 2009 - 2012
Pacific Crest Securities 2007 - 2009
Canaccord Genuity Inc. 1997 - 2007
Alex. Brown & Sons 1991 - 1997
GenRad 1984 - 1989
Skills
Strategic Planning, Business Strategy, Mergers & Acquisitions, Strategic Leadership, Market Research, Marketing Strategy, Acquisition Integration, Go-to-market Strategy, Sales Management, Sales Process, Team Building, Team Leadership, Team Management, Cross-functional Team..., Project Management, Pricing Strategy, Talent Management, Talent Developer, Technology, Technology Management, Energy Industry, Condition Monitoring, Electrical Industry, Electrical Equipment, Software, Sensors, Power Utilities, Oil/Gas, Oil & Gas Industry, Strategy, Financial Modeling, Management, Business Development, Due Diligence, Corporate Development
Education
William E. Simon School of Business 1989 — 1991
MBA, Finance
Rensselaer Polytechnic Institute 1980 — 1984
Bachelor of Science (BS), Electrical Engineering
John Wertheim John Wertheim's Alex. Brown & Sons Experience 1990 - 1991
Job Shareholder Attorney at Jones, Snead, Wertheim & Clifford, PA
Industry Law Practice
Experience
Jones, Snead, Wertheim & Clifford, P.A. 1995 - Present
Democratic Party of New Mexico 2004 - 2007
Bruce King for Governor 1994 - 1994
Clinton for President 1991 - 1992
Alex. Brown & Sons 1990 - 1991
Skills
Litigation, Commercial Litigation, Civil Litigation, Employment Law, Internal Investigations, Appeals, Arbitration, Dispute Resolution, Class Actions, Trial Practice, Criminal Defense, Policy, Trials, Government, Torts, Wrongful Death, Business Litigation, Automobile Accidents, Product Liability, Securities Litigation, Construction Law, Trade Secrets, Administrative Law
Education
The University of New Mexico School of Law 1992 — 1995
J.D.
Yale University 1986 — 1990
B.A., History
Jones, Snead, Wertheim & Clifford, P.A. 1995 - Present
Democratic Party of New Mexico 2004 - 2007
Bruce King for Governor 1994 - 1994
Clinton for President 1991 - 1992
Alex. Brown & Sons 1990 - 1991
Skills
Litigation, Commercial Litigation, Civil Litigation, Employment Law, Internal Investigations, Appeals, Arbitration, Dispute Resolution, Class Actions, Trial Practice, Criminal Defense, Policy, Trials, Government, Torts, Wrongful Death, Business Litigation, Automobile Accidents, Product Liability, Securities Litigation, Construction Law, Trade Secrets, Administrative Law
Education
The University of New Mexico School of Law 1992 — 1995
J.D.
Yale University 1986 — 1990
B.A., History
Chris Havener Chris Havener's Alex. Brown & Sons Experience May 1988 - June 1999
Job Chief Operating Officer and Chairman of the Board
Industry Financial Services
Experience
Wells Farmily Farms June 2013 - Present
Mosaic Investment Partners May 2012 - June 2013
Royal Oak Capital Management January 2008 - April 2012
Merrill Lynch January 2003 - January 2008
Credit Suisse First Boston May 1998 - February 2003
Alex. Brown & Sons May 1988 - June 1999
Skills
Capital Markets, Equities, Hedge Funds, Private Equity, Venture Capital, Fixed Income, Financial Markets, FX Options, Foreign Exchange, Options, Bloomberg, Currency, Private Placements, Derivatives, Equity Trading, Bonds, Financial Risk, Asset Management, Series 7, Portfolio Management, Alternative Investments, Investment Management, Investment Banking, Securities, Investment Strategies, Series 63, Investments, Fund Of Funds, Wealth Management, Trading, Investment Advisory, Valuation, Entrepreneurship, Finance
Education
University of Maryland College Park
Bachelor of Arts (B.A.), Economics/History
Universy of Denver
Universy of Denver
Wells Farmily Farms June 2013 - Present
Mosaic Investment Partners May 2012 - June 2013
Royal Oak Capital Management January 2008 - April 2012
Merrill Lynch January 2003 - January 2008
Credit Suisse First Boston May 1998 - February 2003
Alex. Brown & Sons May 1988 - June 1999
Skills
Capital Markets, Equities, Hedge Funds, Private Equity, Venture Capital, Fixed Income, Financial Markets, FX Options, Foreign Exchange, Options, Bloomberg, Currency, Private Placements, Derivatives, Equity Trading, Bonds, Financial Risk, Asset Management, Series 7, Portfolio Management, Alternative Investments, Investment Management, Investment Banking, Securities, Investment Strategies, Series 63, Investments, Fund Of Funds, Wealth Management, Trading, Investment Advisory, Valuation, Entrepreneurship, Finance
Education
University of Maryland College Park
Bachelor of Arts (B.A.), Economics/History
Universy of Denver
Universy of Denver
Richard Simone Richard Simone's Alex. Brown & Sons Experience 1992 - 1995
Job Managing Director Eleven Trust Realty Advisors
Industry Capital Markets
Experience
Eleven Trust Realty Advisors May 2015 - Present
Prince Realty Advisors, LLC June 2014 - May 2015
Besen & Associates October 2012 - May 2014
Millenium Capital Partners 1998 - 2012
Rickel & Associates 1995 - 1997
Alex. Brown & Sons 1992 - 1995
Lehman Brothers 1989 - 1992
Skills
Real Estate, Dispositions, Business Development, Sales, Brokerage, Mergers & Acquisitions, Advertising, Real Estate Economics
Education
Boston University
Bachelor of Science in Business Admininistration, Finance
New York University
New York University
University of Madrid
Took required liberal arts classes in Spanish
Eleven Trust Realty Advisors May 2015 - Present
Prince Realty Advisors, LLC June 2014 - May 2015
Besen & Associates October 2012 - May 2014
Millenium Capital Partners 1998 - 2012
Rickel & Associates 1995 - 1997
Alex. Brown & Sons 1992 - 1995
Lehman Brothers 1989 - 1992
Skills
Real Estate, Dispositions, Business Development, Sales, Brokerage, Mergers & Acquisitions, Advertising, Real Estate Economics
Education
Boston University
Bachelor of Science in Business Admininistration, Finance
New York University
New York University
University of Madrid
Took required liberal arts classes in Spanish
Andrew Roskill Andrew Roskill's Alex. Brown & Sons Experience March 1995 - June 1996
Job CEO at BiblioLabs
Industry Computer Software
Experience
BiblioLabs July 2007 - Present
Amazon April 2005 - October 2006
BookSurge July 2003 - April 2005
UBS August 1998 - August 2002
Credit Suisse April 1998 - August 1998
Morgan Stanley Smith Barney June 1996 - April 1998
Alex. Brown & Sons March 1995 - June 1996
Microsoft July 1993 - March 1995
Computervision May 1989 - June 1993
Skills
Venture Capital, Strategic Partnerships, Strategy, Mergers & Acquisitions, Business Development, Enterprise Software, E-commerce, Due Diligence, Business Planning, Investments, Management, Investment Banking, Leadership, Strategic Planning, CRM, IPO, Finance, Equity Research, Derivatives, Trading, Start-ups, Corporate Development, Mergers, Executive Management, Marketing, Forecasting, Strategic Financial..., Entrepreneurship, Private Equity, Competitive Analysis, Publishing, Market Research, Mobile Devices, Valuation, B2B, Analytics, Business Strategy, Financial Modeling, International Business, Financial Planning
Education
Boston University - School of Management 1987 — 1989
Master of Business Administration
Alliance Française, Paris France 1986 — 1987
Diplôme de Langue Supérieur, French
Purchase College, SUNY 1981 — 1985
Bachelor of Arts, Literature
BiblioLabs July 2007 - Present
Amazon April 2005 - October 2006
BookSurge July 2003 - April 2005
UBS August 1998 - August 2002
Credit Suisse April 1998 - August 1998
Morgan Stanley Smith Barney June 1996 - April 1998
Alex. Brown & Sons March 1995 - June 1996
Microsoft July 1993 - March 1995
Computervision May 1989 - June 1993
Skills
Venture Capital, Strategic Partnerships, Strategy, Mergers & Acquisitions, Business Development, Enterprise Software, E-commerce, Due Diligence, Business Planning, Investments, Management, Investment Banking, Leadership, Strategic Planning, CRM, IPO, Finance, Equity Research, Derivatives, Trading, Start-ups, Corporate Development, Mergers, Executive Management, Marketing, Forecasting, Strategic Financial..., Entrepreneurship, Private Equity, Competitive Analysis, Publishing, Market Research, Mobile Devices, Valuation, B2B, Analytics, Business Strategy, Financial Modeling, International Business, Financial Planning
Education
Boston University - School of Management 1987 — 1989
Master of Business Administration
Alliance Française, Paris France 1986 — 1987
Diplôme de Langue Supérieur, French
Purchase College, SUNY 1981 — 1985
Bachelor of Arts, Literature
William Paternotte William Paternotte's Alex. Brown & Sons Experience May 1969 - June 1999
Job Partner at Brown Advisory
Industry Investment Management
Experience
Brown Advisory Thoughtful Investing June 1999 - Present
Alex. Brown & Sons May 1969 - June 1999
Skills
Asset Managment, Equities, Investment Strategies, Wealth Management, Alternative Investments, Strategic Planning, Securities, Asset Management, Investment Banking, Trading, Finance, Management, Asset Allocation, Strategy
Education
Wharton School of Business 1967 — 1969
Master of Business Administration (MBA), Finance
Princeton University 1963 — 1967
Bachelor of Arts (B.A.), English
Gilman School 1955 — 1963
Brown Advisory Thoughtful Investing June 1999 - Present
Alex. Brown & Sons May 1969 - June 1999
Skills
Asset Managment, Equities, Investment Strategies, Wealth Management, Alternative Investments, Strategic Planning, Securities, Asset Management, Investment Banking, Trading, Finance, Management, Asset Allocation, Strategy
Education
Wharton School of Business 1967 — 1969
Master of Business Administration (MBA), Finance
Princeton University 1963 — 1967
Bachelor of Arts (B.A.), English
Gilman School 1955 — 1963
Mark McHugh Mark McHugh's Alex. Brown & Sons Experience 1991 - December 1997
Job Managing Director Deutsche Bank (Alex. Brown)
Industry Financial Services
Experience
Deutsche Bank February 1991 - Present
Citi Performing Arts Center May 2014 - Present
CommonAngels Ventures September 2014 - Present
Citi Performing Arts Center May 2011 - May 2014
Alex. Brown & Sons 1991 - December 1997
Bear Stearns September 1987 - February 1991
Procter & Gamble May 1984 - September 1987
Skills
Management, Investments, Equities, Asset Management, Portfolio Management, Hedge Funds, Capital Markets, Mergers & Acquisitions, Strategy, Private Equity
Education
Boston College 1980 — 1984
BA
Fairfield Prep 1976 — 1980
University of Pennsylvania - The Wharton School
SIA
Deutsche Bank February 1991 - Present
Citi Performing Arts Center May 2014 - Present
CommonAngels Ventures September 2014 - Present
Citi Performing Arts Center May 2011 - May 2014
Alex. Brown & Sons 1991 - December 1997
Bear Stearns September 1987 - February 1991
Procter & Gamble May 1984 - September 1987
Skills
Management, Investments, Equities, Asset Management, Portfolio Management, Hedge Funds, Capital Markets, Mergers & Acquisitions, Strategy, Private Equity
Education
Boston College 1980 — 1984
BA
Fairfield Prep 1976 — 1980
University of Pennsylvania - The Wharton School
SIA
Steve Hunter Steve Hunter's Alex. Brown & Sons Experience April 1992 - May 1994
Job Managing Director at Greene Holcomb Fisher
Industry Investment Banking
Experience
Greene Holcomb Fisher April 2012 - Present
Morgan Keegan & Co., Inc. August 2006 - March 2012
The Breckenridge Group, Inc. August 2004 - August 2006
Genesis Capital, LLC September 2003 - August 2004
Robertson Stephens April 2000 - July 2002
Robinson-Humphrey June 1996 - April 2000
McKinsey & Co. June 1995 - August 1995
Alex. Brown & Sons April 1992 - May 1994
Skills
M&A experience, Capital Markets, Business Services, Industrials, New Business Development, Company Acquisitions, Private Equity, Venture Capital, Investment Banking, public offerings, Private Equity Firms, LBO, Recapitalizations, Buyouts, Mergers, IPO, Mergers & Acquisitions, Start-ups, Executive Management, Portfolio Management, Investments, Divestitures, Strategy, Corporate Development, Alternative Investments, Entrepreneurship, Finance, Capital Raising, Industrial Sector, Corporate Finance
Education
Harvard Business School 1994 — 1996
MBA, General Management
Bucknell University 1987 — 1991
BA, Economics
Greene Holcomb Fisher April 2012 - Present
Morgan Keegan & Co., Inc. August 2006 - March 2012
The Breckenridge Group, Inc. August 2004 - August 2006
Genesis Capital, LLC September 2003 - August 2004
Robertson Stephens April 2000 - July 2002
Robinson-Humphrey June 1996 - April 2000
McKinsey & Co. June 1995 - August 1995
Alex. Brown & Sons April 1992 - May 1994
Skills
M&A experience, Capital Markets, Business Services, Industrials, New Business Development, Company Acquisitions, Private Equity, Venture Capital, Investment Banking, public offerings, Private Equity Firms, LBO, Recapitalizations, Buyouts, Mergers, IPO, Mergers & Acquisitions, Start-ups, Executive Management, Portfolio Management, Investments, Divestitures, Strategy, Corporate Development, Alternative Investments, Entrepreneurship, Finance, Capital Raising, Industrial Sector, Corporate Finance
Education
Harvard Business School 1994 — 1996
MBA, General Management
Bucknell University 1987 — 1991
BA, Economics
Michael Ott Michael Ott's Alex. Brown & Sons Experience 1992 - 2001
Job Partner at My Halo
Industry Health, Wellness and Fitness
Experience
My Halo 2012 - Present
J.P. Marvel Investment Advisors 2011 - Present
Kids'Turf 2004 - 2008
Alex. Brown & Sons 1992 - 2001
PaineWebber 1984 - 1992
Skills
Equities, Strategy, Wealth Management, Portfolio Management, Mutual Funds, Investments, Hedge Funds, Asset Managment, Investment Banking, Alternative Investments, Business Development, Equity Research, Asset Management, Venture Capital, Financial Services, Valuation, Capital Markets
Education
University of Minnesota-Twin Cities 1980 — 1984
Bachelor's degree
University of Southern Maine 2008 — 2010
Education/Teaching
My Halo 2012 - Present
J.P. Marvel Investment Advisors 2011 - Present
Kids'Turf 2004 - 2008
Alex. Brown & Sons 1992 - 2001
PaineWebber 1984 - 1992
Skills
Equities, Strategy, Wealth Management, Portfolio Management, Mutual Funds, Investments, Hedge Funds, Asset Managment, Investment Banking, Alternative Investments, Business Development, Equity Research, Asset Management, Venture Capital, Financial Services, Valuation, Capital Markets
Education
University of Minnesota-Twin Cities 1980 — 1984
Bachelor's degree
University of Southern Maine 2008 — 2010
Education/Teaching
Dawn Adkins Dawn Adkins's Alex. Brown & Sons Experience 1997 - 2000
Job
Industry Construction
Experience
Industrial Caulk & Seal, Inc. July 2006 - Present
Crawford Advisors, LLC 2000 - April 2003
Alex. Brown & Sons 1997 - 2000
Skills
Management, Microsoft Word, Human Resources, Microsoft Excel, Health Benefits..., Benefits Administration, Payroll, Employee Benefits, Employee Relations
Education
Harford Community College 1980 — 1981
Accounting
Industrial Caulk & Seal, Inc. July 2006 - Present
Crawford Advisors, LLC 2000 - April 2003
Alex. Brown & Sons 1997 - 2000
Skills
Management, Microsoft Word, Human Resources, Microsoft Excel, Health Benefits..., Benefits Administration, Payroll, Employee Benefits, Employee Relations
Education
Harford Community College 1980 — 1981
Accounting
Alaine M Kier Alaine M Kier's Alex. Brown & Sons Experience 1990 - 1993
Job Sr Manager, Revenue Operations at UMass Medical School
Industry Nonprofit Organization Management
Experience
UMass Medical School, Center for Healthcare Financing 2005 - Present
MedAssist/ORM 2004 - 2005
Accountemps 2003 - 2004
StarMed Staffing Group 2000 - 2003
Advanced Medical Concepts, Inc 1996 - 2000
T. Rowe Price Associates, Inc 1995 - 1996
Signet Bank of Maryland 1993 - 1995
Alex. Brown & Sons 1990 - 1993
Typography Plus, Inc 1988 - 1990
Standard Federal Savings and Loan 1985 - 1987
Skills
Quality Assurance, Accounts Receivable, Project Management, Customer Service, Data Analysis, Program Management, Healthcare, Medicaid, Operations Management, Microsoft Excel, Microsoft Access, Microsoft Office, PowerPoint, Management, Accounting, Leadership, Contract Management, Budgets
Education
Bentley College
Paralegal Certificate, Paralegan
Goucher College 1977 — 1981
Bachelor of Arts, Historic Preservation
UMass Medical School, Center for Healthcare Financing 2005 - Present
MedAssist/ORM 2004 - 2005
Accountemps 2003 - 2004
StarMed Staffing Group 2000 - 2003
Advanced Medical Concepts, Inc 1996 - 2000
T. Rowe Price Associates, Inc 1995 - 1996
Signet Bank of Maryland 1993 - 1995
Alex. Brown & Sons 1990 - 1993
Typography Plus, Inc 1988 - 1990
Standard Federal Savings and Loan 1985 - 1987
Skills
Quality Assurance, Accounts Receivable, Project Management, Customer Service, Data Analysis, Program Management, Healthcare, Medicaid, Operations Management, Microsoft Excel, Microsoft Access, Microsoft Office, PowerPoint, Management, Accounting, Leadership, Contract Management, Budgets
Education
Bentley College
Paralegal Certificate, Paralegan
Goucher College 1977 — 1981
Bachelor of Arts, Historic Preservation
Joe Gentry Joe Gentry's Alex. Brown & Sons Experience 1986 - 1989
Job Sales & Marketing Executive
Industry Computer Software
Experience
Software AG January 2009 - Present
Software AG 2004 - 2008
Software AG 2001 - 2004
Spaceworks 2000 - 2001
Intersolv/MicroFocus 1995 - 2000
Software AG of North America 1992 - 1995
Software AG of North America 1989 - 1992
Alex. Brown & Sons 1986 - 1989
Skills
SOA, Enterprise Software, EAI, Professional Services, Business Process Design, SaaS, Solution Selling, Cloud Computing, Sales Enablement, Middleware, Integration, Enterprise Architecture, Business Development, Solution Architecture, Lead Generation, Business Intelligence, Product Marketing, IT Strategy, Strategy, Sales Process, Product Management, Software Industry, Business Process, Software Project..., Pre-sales, CRM, Business Alliances, Software Development, Demand Generation, PaaS, Business Process..., Go-to-market Strategy, Salesforce.com, Web Services
Education
Drexel University 1981 — 1986
Bachelor of Science, Information Technology & Marketing
Software AG January 2009 - Present
Software AG 2004 - 2008
Software AG 2001 - 2004
Spaceworks 2000 - 2001
Intersolv/MicroFocus 1995 - 2000
Software AG of North America 1992 - 1995
Software AG of North America 1989 - 1992
Alex. Brown & Sons 1986 - 1989
Skills
SOA, Enterprise Software, EAI, Professional Services, Business Process Design, SaaS, Solution Selling, Cloud Computing, Sales Enablement, Middleware, Integration, Enterprise Architecture, Business Development, Solution Architecture, Lead Generation, Business Intelligence, Product Marketing, IT Strategy, Strategy, Sales Process, Product Management, Software Industry, Business Process, Software Project..., Pre-sales, CRM, Business Alliances, Software Development, Demand Generation, PaaS, Business Process..., Go-to-market Strategy, Salesforce.com, Web Services
Education
Drexel University 1981 — 1986
Bachelor of Science, Information Technology & Marketing
Geoffrey Gill Geoffrey Gill's Alex. Brown & Sons Experience 1991 - 2010
Job Vice President, UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Financial Services Inc. August 2010 - Present
Deutsche Bank Alex Brown April 1991 - August 2010
Alex. Brown & Sons 1991 - 2010
Alex. Brown & Sons 1991 - 2010
Pandick Southeast August 1988 - November 1990
Paine Webber January 1981 - November 1987
Education
Emory University - Goizueta Business School 1966 — 1967
MBA, Management
Georgia Institute of Technology - Georgia Tech College of Management 1960 — 1964
BSIM, Industrial Management
UBS Financial Services Inc. August 2010 - Present
Deutsche Bank Alex Brown April 1991 - August 2010
Alex. Brown & Sons 1991 - 2010
Alex. Brown & Sons 1991 - 2010
Pandick Southeast August 1988 - November 1990
Paine Webber January 1981 - November 1987
Education
Emory University - Goizueta Business School 1966 — 1967
MBA, Management
Georgia Institute of Technology - Georgia Tech College of Management 1960 — 1964
BSIM, Industrial Management
Lisa Stern Lisa Stern's Alex. Brown & Sons Experience 1997 - 1997
Job Investment Banking and Financial Restructuring Professional
Industry Investment Banking
Experience
The DAK Group September 2010 - Present
Gradient Partners 2005 - 2008
Orix Corporation 2000 - 2003
First Union Corporation 1997 - 1999
Alex. Brown & Sons 1997 - 1997
MJ Whitman 1995 - 1997
Citicorp Securities 1990 - 1995
Skills
Investment Banking, M&A, Restructuring Advisory, Corporate Finance, Bankruptcy&Out-Of-Court, Recapitalizations, Refinancings, Middle Market, 363 Sales, Special Situation..., Restructuring, Mergers, Private Equity, Portfolio Management, Trading, Due Diligence, Hedge Funds, Valuation, Financial Structuring, Leveraged Finance, Mezzanine, Equities, High Yield, Mergers & Acquisitions, Capital Markets, Loans, Investments, Situation Analysis, Bonds, Securities, Alternative Investments, Investment Management, Fixed Income, Special Situations, Finance, Credit Analysis, Syndications
Education
Brooklyn Law School
JD, Law
Cornell University
AB, History
New York University - Leonard N. Stern School of Business
MBA, Finance
The DAK Group September 2010 - Present
Gradient Partners 2005 - 2008
Orix Corporation 2000 - 2003
First Union Corporation 1997 - 1999
Alex. Brown & Sons 1997 - 1997
MJ Whitman 1995 - 1997
Citicorp Securities 1990 - 1995
Skills
Investment Banking, M&A, Restructuring Advisory, Corporate Finance, Bankruptcy&Out-Of-Court, Recapitalizations, Refinancings, Middle Market, 363 Sales, Special Situation..., Restructuring, Mergers, Private Equity, Portfolio Management, Trading, Due Diligence, Hedge Funds, Valuation, Financial Structuring, Leveraged Finance, Mezzanine, Equities, High Yield, Mergers & Acquisitions, Capital Markets, Loans, Investments, Situation Analysis, Bonds, Securities, Alternative Investments, Investment Management, Fixed Income, Special Situations, Finance, Credit Analysis, Syndications
Education
Brooklyn Law School
JD, Law
Cornell University
AB, History
New York University - Leonard N. Stern School of Business
MBA, Finance
Jim Liang Jim Liang's Alex. Brown & Sons Experience 1987 - 1990
Job Board Member at Vesta Corporation
Industry Information Technology and Services
Experience
Vesta Corporation June 2014 - Present
Innovolt March 2014 - Present
Medical Tracking Solutions January 2013 - Present
Lenco Mobile Inc. February 2011 - December 2011
Amdocs July 2008 - January 2011
IBM January 2005 - July 2008
Morgan Stanley 1993 - 2005
Alex. Brown & Sons 1987 - 1990
Salomon Brothers 1984 - 1987
IBM Corporation 1979 - 1982
Skills
Business Strategy, Financial Management, Mergers, Valuation, Capital Markets, Change Management, Operational Strategy, Corporate Development, Strategy, Managerial Finance, Entrepreneurship, New Business Development, Strategic Partnerships, Mergers & Acquisitions, Management, Business Transformation, Finance, Strategic Planning, Start-ups, Leadership, Business Development, Venture Capital, Private Equity, Executive Management, Investments, Analysis, Strategic Financial..., Corporate Finance
Education
The University of Chicago Booth School of Business 1982 — 1984
MBA, Finance, Marketing
Brown University 1975 — 1979
Sc.B., Applied Math, Economics
Phillips Exeter Academy 1972 — 1975
Diploma
Vesta Corporation June 2014 - Present
Innovolt March 2014 - Present
Medical Tracking Solutions January 2013 - Present
Lenco Mobile Inc. February 2011 - December 2011
Amdocs July 2008 - January 2011
IBM January 2005 - July 2008
Morgan Stanley 1993 - 2005
Alex. Brown & Sons 1987 - 1990
Salomon Brothers 1984 - 1987
IBM Corporation 1979 - 1982
Skills
Business Strategy, Financial Management, Mergers, Valuation, Capital Markets, Change Management, Operational Strategy, Corporate Development, Strategy, Managerial Finance, Entrepreneurship, New Business Development, Strategic Partnerships, Mergers & Acquisitions, Management, Business Transformation, Finance, Strategic Planning, Start-ups, Leadership, Business Development, Venture Capital, Private Equity, Executive Management, Investments, Analysis, Strategic Financial..., Corporate Finance
Education
The University of Chicago Booth School of Business 1982 — 1984
MBA, Finance, Marketing
Brown University 1975 — 1979
Sc.B., Applied Math, Economics
Phillips Exeter Academy 1972 — 1975
Diploma
Drew Marcus's Alex. Brown & Sons Experience 1992 - January 2005
Job at Sugarloaf Rock Capital
Industry Investment Management
Experience
Sugarloaf Rock Capital January 2009 - Present
Deutsche Bank Securities January 2005 - December 2008
Alex. Brown & Sons 1992 - January 2005
Skills
Equities, Private Equity, Hedge Funds, Valuation, Equity Research, Investment Banking, Investments, Financial Modeling, Capital Markets, Alternative Investments, Venture Capital, LBO, Finance, Leveraged Finance, Mergers & Acquisitions, Mutual Funds, Portfolio Management, Bloomberg
Education
University of Michigan 1979 — 1983
Bachelor of Arts (B.A.), Economics
Sugarloaf Rock Capital January 2009 - Present
Deutsche Bank Securities January 2005 - December 2008
Alex. Brown & Sons 1992 - January 2005
Skills
Equities, Private Equity, Hedge Funds, Valuation, Equity Research, Investment Banking, Investments, Financial Modeling, Capital Markets, Alternative Investments, Venture Capital, LBO, Finance, Leveraged Finance, Mergers & Acquisitions, Mutual Funds, Portfolio Management, Bloomberg
Education
University of Michigan 1979 — 1983
Bachelor of Arts (B.A.), Economics
Robert Faulkner Robert Faulkner's Alex. Brown & Sons Experience 1989 - 1990
Job The next phase of my life
Industry Research
Experience
Retired & doing ... April 2015 - Present
UBS Wealth Management July 2010 - April 2015
TheStreet.com January 2005 - August 2010
1838 Investment Advisors September 2000 - December 2004
Merrill Lynch Investment Managers January 1990 - August 2000
Merrill Lynch / BlackRock 1989 - 2000
Alex. Brown & Sons 1989 - 1990
CIBC Wood Gundy January 1987 - January 1989
Skills
Investments, Equity Research, Analysis, Investment Banking, Investment Strategies, Finance, Portfolio Management, Alternative Investments, Capital Markets, Mutual Funds, Strategy, Editing, Research, Wealth Management, Hedge Funds, Start-ups, Financial Modeling, Series 7, Management, Equities, Venture Capital, Entrepreneurship, Valuation, Competitive Analysis, Private Equity, Asset Management, Securities, Marketing, Asset Allocation, Fixed Income, Bloomberg, Telecommunications, Trading, Financial Markets
Education
Seton Hall University 1975 — 1981
MBA
Retired & doing ... April 2015 - Present
UBS Wealth Management July 2010 - April 2015
TheStreet.com January 2005 - August 2010
1838 Investment Advisors September 2000 - December 2004
Merrill Lynch Investment Managers January 1990 - August 2000
Merrill Lynch / BlackRock 1989 - 2000
Alex. Brown & Sons 1989 - 1990
CIBC Wood Gundy January 1987 - January 1989
Skills
Investments, Equity Research, Analysis, Investment Banking, Investment Strategies, Finance, Portfolio Management, Alternative Investments, Capital Markets, Mutual Funds, Strategy, Editing, Research, Wealth Management, Hedge Funds, Start-ups, Financial Modeling, Series 7, Management, Equities, Venture Capital, Entrepreneurship, Valuation, Competitive Analysis, Private Equity, Asset Management, Securities, Marketing, Asset Allocation, Fixed Income, Bloomberg, Telecommunications, Trading, Financial Markets
Education
Seton Hall University 1975 — 1981
MBA
M Katherine (Katie) Pieper M Katherine (Katie) Pieper's Alex. Brown & Sons Experience June 1987 - February 1989
Job Managing Principal at Unionview Investment Group LLC
Industry Financial Services
Experience
Unionview Investment Group LLC August 2009 - Present
Morgan Stanley Smith Barney February 2000 - August 2009
Smith Barney/Salomon Smith Barney September 1992 - January 2000
Shearson Lehman April 1989 - August 1992
Alex. Brown & Sons June 1987 - February 1989
First Albany Corp. May 1986 - May 1987
Education
Seattle University 1991 — 1994
MS, Finance
University of Tennessee-Knoxville 1979 — 1983
BA, Political Science
Unionview Investment Group LLC August 2009 - Present
Morgan Stanley Smith Barney February 2000 - August 2009
Smith Barney/Salomon Smith Barney September 1992 - January 2000
Shearson Lehman April 1989 - August 1992
Alex. Brown & Sons June 1987 - February 1989
First Albany Corp. May 1986 - May 1987
Education
Seattle University 1991 — 1994
MS, Finance
University of Tennessee-Knoxville 1979 — 1983
BA, Political Science
Joseph W.G. Brooks Joseph W.G. Brooks's Alex. Brown & Sons Experience February 1989 - February 1993
Job Vice President at Wilmington Trust
Industry Financial Services
Experience
Wilmington Trust April 2010 - Present
Morgan Stanley Smith Barney February 1993 - April 2010
Alex. Brown & Sons February 1989 - February 1993
Henry Ansbacher August 1986 - February 1989
Jack Morton Productions 1977 - 1983
Education
Fordham University - Graduate School of Business Administration 1984 — 1986
Master of Business Administration (MBA), Finance
Wilmington Trust April 2010 - Present
Morgan Stanley Smith Barney February 1993 - April 2010
Alex. Brown & Sons February 1989 - February 1993
Henry Ansbacher August 1986 - February 1989
Jack Morton Productions 1977 - 1983
Education
Fordham University - Graduate School of Business Administration 1984 — 1986
Master of Business Administration (MBA), Finance
Nicholas Clendenin, CFA's Alex. Brown & Sons Experience November 1993 - May 1996
Job Regional Director Income Solutions at Charles Schwab
Industry Financial Services
Experience
. August 2013 - September 2014
Credit Suisse February 2012 - August 2013
Credit Suisse November 2006 - February 2012
Jefferies August 2003 - November 2006
Deutsche Bank March 2000 - May 2003
Donaldson, Lufkin & Jenrette May 1996 - January 2000
Alex. Brown & Sons November 1993 - May 1996
The Principal/Eppler Guerin & Turner August 1992 - November 1993
Hibernia National Bank January 1991 - August 1992
Deloitte & Touche April 1986 - December 1990
Education
Florida State University - College of Business 1984 — 1985
Master of Business Administration (MBA), Finance
University of South Florida 1979 — 1983
Bachelor of Arts (B.A.), Accounting and Finance
University of Oregon 1981 — 1982
. August 2013 - September 2014
Credit Suisse February 2012 - August 2013
Credit Suisse November 2006 - February 2012
Jefferies August 2003 - November 2006
Deutsche Bank March 2000 - May 2003
Donaldson, Lufkin & Jenrette May 1996 - January 2000
Alex. Brown & Sons November 1993 - May 1996
The Principal/Eppler Guerin & Turner August 1992 - November 1993
Hibernia National Bank January 1991 - August 1992
Deloitte & Touche April 1986 - December 1990
Education
Florida State University - College of Business 1984 — 1985
Master of Business Administration (MBA), Finance
University of South Florida 1979 — 1983
Bachelor of Arts (B.A.), Accounting and Finance
University of Oregon 1981 — 1982
Bill Byrnes's Alex. Brown & Sons Experience July 1981 - February 1998
Job CapitalSource, Chairman
Industry Financial Services
Experience
Washington REIT May 2010 - Present
CapitalSource December 2012 - April 2014
LoopNet July 2006 - April 2012
MUTUALdecision September 2006 - March 2010
La Quinta July 1998 - January 2006
BuzzMetrics June 1999 - September 2005
Security Capital Preferred Growth Fund 1998 - 2005
Georgetown University Business School July 1998 - June 1999
Alex. Brown & Sons July 1981 - February 1998
Skills
Mergers & Acquisitions, Investments, Finance, Portfolio Management, Investment Banking, Management, Real Estate, Mutual Funds, Venture Capital, Financial Analysis, Valuation, Executive Management, Marketing, Due Diligence, Private Equity, Start-ups, Asset Management, Mergers, Acquisitions, Corporate Finance, Board of Directors
Education
Georgetown University Law Center 1977 — 1981
JD
University of Michigan - Stephen M. Ross School of Business 1972 — 1973
MBA, Finance
Georgetown University - The McDonough School of Business 1968 — 1972
BSBA, Finance
Washington REIT May 2010 - Present
CapitalSource December 2012 - April 2014
LoopNet July 2006 - April 2012
MUTUALdecision September 2006 - March 2010
La Quinta July 1998 - January 2006
BuzzMetrics June 1999 - September 2005
Security Capital Preferred Growth Fund 1998 - 2005
Georgetown University Business School July 1998 - June 1999
Alex. Brown & Sons July 1981 - February 1998
Skills
Mergers & Acquisitions, Investments, Finance, Portfolio Management, Investment Banking, Management, Real Estate, Mutual Funds, Venture Capital, Financial Analysis, Valuation, Executive Management, Marketing, Due Diligence, Private Equity, Start-ups, Asset Management, Mergers, Acquisitions, Corporate Finance, Board of Directors
Education
Georgetown University Law Center 1977 — 1981
JD
University of Michigan - Stephen M. Ross School of Business 1972 — 1973
MBA, Finance
Georgetown University - The McDonough School of Business 1968 — 1972
BSBA, Finance
Brenda Maldonado Brenda Maldonado's Alex. Brown & Sons Experience 1996 - 2005
Job Financial Services Professional
Industry Financial Services
Experience
Nomura Bank 2010 - Present
Deutsche Bank 1996 - 2008
Alex. Brown & Sons 1996 - 2005
The MONY Group 2002 - 2004
Thomas Weisel Partners 2000 - 2001
Education
Farmingdale State College
Nomura Bank 2010 - Present
Deutsche Bank 1996 - 2008
Alex. Brown & Sons 1996 - 2005
The MONY Group 2002 - 2004
Thomas Weisel Partners 2000 - 2001
Education
Farmingdale State College
Mark Balabanian's Alex. Brown & Sons Experience 1995 - 1996
Job VP, Business & Corporate Development at Turn
Industry Internet
Experience
Turn January 2014 - Present
Turn 2011 - 2013
Peerset 2010 - 2011
Acunote 2009 - 2009
Koders 2005 - 2008
Sienna Ventures 1998 - 2001
Ask Jeeves 1998 - 1998
Alex. Brown & Sons 1995 - 1996
Furman Selz 1994 - 1995
Skills
Strategic Partnerships, Start-ups, Digital Media, Online Advertising, Mobile Advertising, Digital Marketing, Strategy, Business Development, Entrepreneurship, Online Marketing, Digital Strategy, SaaS, Ad Networks, Mobile Marketing, CRM, E-commerce, Behavioral Targeting, Ad Serving, Monetization, Go-to-market Strategy, New Media, Business Strategy, Rich Media, Interactive Marketing, Lead Generation, Product Marketing, Enterprise Software, Venture Capital, Video Advertising, Executive Management, SEM, PPC, Search Advertising, Web Analytics, Mobile Devices, Corporate Development, Public Speaking, Mergers & Acquisitions, Big Data, Media Buying, Contract Negotiation, Cross-functional Team..., Mentoring, Strategic Sales, Real-Time Bidding, RTB, Demand Side Platform, Ad Exchanges, Display Advertising, Angel Investing
Education
Harvard University 1990 — 1994
BA, cum laude, Economics
Turn January 2014 - Present
Turn 2011 - 2013
Peerset 2010 - 2011
Acunote 2009 - 2009
Koders 2005 - 2008
Sienna Ventures 1998 - 2001
Ask Jeeves 1998 - 1998
Alex. Brown & Sons 1995 - 1996
Furman Selz 1994 - 1995
Skills
Strategic Partnerships, Start-ups, Digital Media, Online Advertising, Mobile Advertising, Digital Marketing, Strategy, Business Development, Entrepreneurship, Online Marketing, Digital Strategy, SaaS, Ad Networks, Mobile Marketing, CRM, E-commerce, Behavioral Targeting, Ad Serving, Monetization, Go-to-market Strategy, New Media, Business Strategy, Rich Media, Interactive Marketing, Lead Generation, Product Marketing, Enterprise Software, Venture Capital, Video Advertising, Executive Management, SEM, PPC, Search Advertising, Web Analytics, Mobile Devices, Corporate Development, Public Speaking, Mergers & Acquisitions, Big Data, Media Buying, Contract Negotiation, Cross-functional Team..., Mentoring, Strategic Sales, Real-Time Bidding, RTB, Demand Side Platform, Ad Exchanges, Display Advertising, Angel Investing
Education
Harvard University 1990 — 1994
BA, cum laude, Economics
Catherine Hudson Woolley's Alex. Brown & Sons Experience 1994 - 1997
Job Account Manager at Innovation Associates
Industry Consumer Services
Experience
Innovation Associates January 2015 - Present
Ava Anderson Non Toxic October 2013 - Present
Hard Exercise Works November 2011 - June 2014
Cobblestone Development Group, LLC January 2002 - December 2006
Innovation Associates 1999 - 2005
Innovation Associates 1997 - 1999
Alex. Brown & Sons 1994 - 1997
Critical Care America 1993 - 1994
KPMG 1987 - 1992
Skills
Customer Relations, Interdepartmental..., Consensus Building, Collaborative Problem..., Project Management, Analytical Reasoning, Organization Skills, Interpersonal..., Customer Product..., Management, Leadership, Strategic Planning, Marketing, Consulting, Business Strategy, Strategy, Marketing Strategy, Training, Cross-functional Team...
Education
Babson College - Franklin W. Olin Graduate School of Business 1991 — 1993
Master of Business Administration (MBA), 3.5
Boston College 1983 — 1987
BA, Mathematics and Computer Science, 3.0
Barrington High School 1979 — 1983
High School Diploma, 3.8
Innovation Associates January 2015 - Present
Ava Anderson Non Toxic October 2013 - Present
Hard Exercise Works November 2011 - June 2014
Cobblestone Development Group, LLC January 2002 - December 2006
Innovation Associates 1999 - 2005
Innovation Associates 1997 - 1999
Alex. Brown & Sons 1994 - 1997
Critical Care America 1993 - 1994
KPMG 1987 - 1992
Skills
Customer Relations, Interdepartmental..., Consensus Building, Collaborative Problem..., Project Management, Analytical Reasoning, Organization Skills, Interpersonal..., Customer Product..., Management, Leadership, Strategic Planning, Marketing, Consulting, Business Strategy, Strategy, Marketing Strategy, Training, Cross-functional Team...
Education
Babson College - Franklin W. Olin Graduate School of Business 1991 — 1993
Master of Business Administration (MBA), 3.5
Boston College 1983 — 1987
BA, Mathematics and Computer Science, 3.0
Barrington High School 1979 — 1983
High School Diploma, 3.8
N. Beth Volk CFA N. Beth Volk CFA's Alex. Brown & Sons Experience January 1993 - September 1996
Job Forensic Bookeeper at Advocates for Survivors of Torture and Trauma (ASTT)
Industry Financial Services
Experience
Advocates for Survivors of Torture and Trauma (ASTT) March 2015 - Present
Catholic Relief Services September 2014 - Present
Colleges and Universities September 2005 - Present
V-LINC September 2014 - February 2015
State of Maryland, Office of the Secretary of State November 2009 - March 2014
Going Global: Survive Culture Shock August 2003 - August 2005
Allied Investment Advisors (now Wilmington Trust Investment Advisors) September 1996 - March 2002
Alex. Brown & Sons January 1993 - September 1996
Loomis, Sayles & Company July 1985 - January 1991
Aetna June 1982 - July 1985
Skills
Nonprofits, Portfolio Management, Investments, Financial Analysis, International Relations, Program Management, Bonds, Fixed Income, Non-profits, Coaching, Strategic Planning, Corporate Bond Research, Strategic Leadership, Strategic Thinking, Mentoring Staff, Public Speaking, Intercultural Skills, Teaching and Training, Advocacy, Forecasting, Personal Financial..., Change Management, Team Facilitation, Victim Assistance, Governance, Compliance, Policy, Strategy, Research
Education
Notre Dame of Maryland University
MA, Teaching English to Speakers of Other Languages
American University
Graduate Certificate, Cross Cultural Communications
University of Virginia Darden School of Business
MBA, Finance
Gettysburg College
BA, Business Administration
Advocates for Survivors of Torture and Trauma (ASTT) March 2015 - Present
Catholic Relief Services September 2014 - Present
Colleges and Universities September 2005 - Present
V-LINC September 2014 - February 2015
State of Maryland, Office of the Secretary of State November 2009 - March 2014
Going Global: Survive Culture Shock August 2003 - August 2005
Allied Investment Advisors (now Wilmington Trust Investment Advisors) September 1996 - March 2002
Alex. Brown & Sons January 1993 - September 1996
Loomis, Sayles & Company July 1985 - January 1991
Aetna June 1982 - July 1985
Skills
Nonprofits, Portfolio Management, Investments, Financial Analysis, International Relations, Program Management, Bonds, Fixed Income, Non-profits, Coaching, Strategic Planning, Corporate Bond Research, Strategic Leadership, Strategic Thinking, Mentoring Staff, Public Speaking, Intercultural Skills, Teaching and Training, Advocacy, Forecasting, Personal Financial..., Change Management, Team Facilitation, Victim Assistance, Governance, Compliance, Policy, Strategy, Research
Education
Notre Dame of Maryland University
MA, Teaching English to Speakers of Other Languages
American University
Graduate Certificate, Cross Cultural Communications
University of Virginia Darden School of Business
MBA, Finance
Gettysburg College
BA, Business Administration
Mark Durenberger's Alex. Brown & Sons Experience July 1987 - August 1997
Job Global MDS Vendor Manager at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank February 2003 - Present
BT Alex. Brown 1997 - 1999
Alex. Brown & Sons July 1987 - August 1997
Skills
Market Data, Project Management, Vendor Management, IT Strategy
Education
Ohio University 1981 — 1985
BFA
Deutsche Bank February 2003 - Present
BT Alex. Brown 1997 - 1999
Alex. Brown & Sons July 1987 - August 1997
Skills
Market Data, Project Management, Vendor Management, IT Strategy
Education
Ohio University 1981 — 1985
BFA
Becca Tessin Becca Tessin's Alex. Brown & Sons Experience September 1998 - June 1999
Job Director of Corporate Operations at Acuitas Investments
Industry Investment Management
Experience
Acuitas Investments January 2011 - Present
Luminary Capital April 2002 - June 2003
JPMorgan Chase June 2000 - April 2002
Hambrecht & Quist June 1999 - June 2000
Alex. Brown & Sons September 1998 - June 1999
Education
Columbia University - Columbia Business School 1996 — 1998
Master of Business Administration (MBA), Finance
University of California, Santa Barbara 1989 — 1993
Bachelor's degree, Communication, Political Science
Acuitas Investments January 2011 - Present
Luminary Capital April 2002 - June 2003
JPMorgan Chase June 2000 - April 2002
Hambrecht & Quist June 1999 - June 2000
Alex. Brown & Sons September 1998 - June 1999
Education
Columbia University - Columbia Business School 1996 — 1998
Master of Business Administration (MBA), Finance
University of California, Santa Barbara 1989 — 1993
Bachelor's degree, Communication, Political Science
Richard Merritt Richard Merritt's Alex. Brown & Sons Experience 1994 - 1998
Job First Vice President Business Development at H. Beck, Inc.
Industry Financial Services
Experience
H. Beck, Inc. May 2008 - Present
Summit Brokerage Services December 2006 - May 2008
Alex. Brown & Sons 1994 - 1998
Skills
Series 7, Series 63, Series 24
Education
Monmouth University 1985 — 1990
B.S., Finance, Economics
H. Beck, Inc. May 2008 - Present
Summit Brokerage Services December 2006 - May 2008
Alex. Brown & Sons 1994 - 1998
Skills
Series 7, Series 63, Series 24
Education
Monmouth University 1985 — 1990
B.S., Finance, Economics
Kyle V. Lee's Alex. Brown & Sons Experience 1994 - 1995
Job Operations Leadership and Management, MBA, PMP
Industry Executive Office
Experience
Enevor Inc. December 2013 - Present
Voxox April 2014 - May 2015
MIOX Corporation October 2006 - May 2013
Intel Corporation 1996 - 2006
Alex. Brown & Sons 1994 - 1995
Skills
Management, Strategic Planning, Product Management, Cross-functional Team..., Start-ups, Leadership, Business Development, Supply Chain Management, Lean Manufacturing, Manufacturing..., Negotiation, International Business, Financial Analysis, Strategic Partnerships, Entrepreneurship, Manufacturing, Social Media, Mergers & Acquisitions, Emotional Intelligence, Contract Negotiation, Strategic Financial..., Program Management, Investment Banking, Operational Planning, Business Strategy, Strategic Vision, New Business Development, Supply Chain, Operations Management, Process Improvement, Strategy, Business Process, Business Intelligence, Continuous Improvement, Executive Management, Team Leadership, Project Management, Team Building, Budgets, Organizational..., Leadership Development, Product Development, Sales, Financial Planning
Education
Stanford University 1989 — 1993
BA, Quantitative Economics
The University of Glasgow 1991 — 1991
History of Economics
The University of New Mexico 1995 — 1997
MBA, General Management, Teaching Assistant in IT and Operations Management
Albuquerque Academy 1983 — 1989
Enevor Inc. December 2013 - Present
Voxox April 2014 - May 2015
MIOX Corporation October 2006 - May 2013
Intel Corporation 1996 - 2006
Alex. Brown & Sons 1994 - 1995
Skills
Management, Strategic Planning, Product Management, Cross-functional Team..., Start-ups, Leadership, Business Development, Supply Chain Management, Lean Manufacturing, Manufacturing..., Negotiation, International Business, Financial Analysis, Strategic Partnerships, Entrepreneurship, Manufacturing, Social Media, Mergers & Acquisitions, Emotional Intelligence, Contract Negotiation, Strategic Financial..., Program Management, Investment Banking, Operational Planning, Business Strategy, Strategic Vision, New Business Development, Supply Chain, Operations Management, Process Improvement, Strategy, Business Process, Business Intelligence, Continuous Improvement, Executive Management, Team Leadership, Project Management, Team Building, Budgets, Organizational..., Leadership Development, Product Development, Sales, Financial Planning
Education
Stanford University 1989 — 1993
BA, Quantitative Economics
The University of Glasgow 1991 — 1991
History of Economics
The University of New Mexico 1995 — 1997
MBA, General Management, Teaching Assistant in IT and Operations Management
Albuquerque Academy 1983 — 1989
Lisa Stavsky's Alex. Brown & Sons Experience November 1991 - January 1993
Job Senior Vice President Territory Director at PNC
Industry Financial Services
Experience
PNC September 2011 - Present
PNC April 2005 - August 2011
NatCity Investments (now PNC) March 1997 - March 2005
NatCity Investments (now PNC) February 1993 - February 1997
Alex. Brown & Sons November 1991 - January 1993
Balis & Zorn, Inc August 1987 - October 1991
Skills
Investments, Banking, Strategic Financial..., Mutual Funds, Retail Banking, Series 7, Securities, Wealth Management, Financial Advisory, Leadership, Portfolio Management, Financial Services, Sales Management, Loans, Finance, Sales, Credit, Retirement Planning, Series 63, Financial Analysis, Insurance, Strategic Planning, Strategy, Fixed Annuities, Series 65, Performance Management, Risk Management, Relationship Management, Bonds, Series 24, Asset Allocation, Investment Advisory, Mergers, Uniform Combined State..., Wealth Management..., Executive Management, Retirement, Investment Strategies, Equities, Cross Selling, Fixed Income, FINRA
Education
CBA Executive Banking School 2007 — 2009
Graduate Degree
Capital University 1994 — 1997
MBA
City University of New York-Brooklyn College 1986 — 1990
Bachelor of Arts
PNC September 2011 - Present
PNC April 2005 - August 2011
NatCity Investments (now PNC) March 1997 - March 2005
NatCity Investments (now PNC) February 1993 - February 1997
Alex. Brown & Sons November 1991 - January 1993
Balis & Zorn, Inc August 1987 - October 1991
Skills
Investments, Banking, Strategic Financial..., Mutual Funds, Retail Banking, Series 7, Securities, Wealth Management, Financial Advisory, Leadership, Portfolio Management, Financial Services, Sales Management, Loans, Finance, Sales, Credit, Retirement Planning, Series 63, Financial Analysis, Insurance, Strategic Planning, Strategy, Fixed Annuities, Series 65, Performance Management, Risk Management, Relationship Management, Bonds, Series 24, Asset Allocation, Investment Advisory, Mergers, Uniform Combined State..., Wealth Management..., Executive Management, Retirement, Investment Strategies, Equities, Cross Selling, Fixed Income, FINRA
Education
CBA Executive Banking School 2007 — 2009
Graduate Degree
Capital University 1994 — 1997
MBA
City University of New York-Brooklyn College 1986 — 1990
Bachelor of Arts
Juliette Reynolds Juliette Reynolds's Alex. Brown & Sons Experience 1986 - 1989
Job President of Babysteps, Ltd.
Industry Retail
Experience
Babysteps Limited March 2005 - Present
Citibank e-Business 1999 - 2001
Toyota Motor Europe 1999 - 1999
Alex. Brown & Sons 1986 - 1989
Skills
Editing, Marketing, Public Relations, Broadcast, Internal Communications, Writing, Product Design
Education
Princeton University 1982 — 1986
BA, Economics, Political Economy
Babysteps Limited March 2005 - Present
Citibank e-Business 1999 - 2001
Toyota Motor Europe 1999 - 1999
Alex. Brown & Sons 1986 - 1989
Skills
Editing, Marketing, Public Relations, Broadcast, Internal Communications, Writing, Product Design
Education
Princeton University 1982 — 1986
BA, Economics, Political Economy
Jeffrey Liu Jeffrey Liu's Alex. Brown & Sons Experience 1989 - 1991
Job Global Sector Head | Technology | EY Transaction Advisory Services
Industry Information Technology and Services
Experience
EY Transaction Advisory Services July 2014 - Present
Ernst & Young 2010 - June 2014
Bank of America 2004 - January 2009
New Enterprise Associates February 2002 - June 2002
Deutsche Bank Alex. Brown 1998 - 2002
McKinsey & Company 1995 - 1998
Alex. Brown & Sons 1989 - 1991
Skills
Private Equity, Management, Investment Banking, Financial Analysis, Technical Analysis, Mergers & Acquisitions, Valuation, Finance, Venture Capital, Start-ups, Due Diligence, Financial Modeling, IPO, Strategy, Corporate Development, Corporate Finance, Capital Markets
Education
Stanford University Graduate School of Business 1991 — 1995
MBA
Stanford University Law School 1991 — 1995
JD
Harvard University 1984 — 1989
BA, Economics
EY Transaction Advisory Services July 2014 - Present
Ernst & Young 2010 - June 2014
Bank of America 2004 - January 2009
New Enterprise Associates February 2002 - June 2002
Deutsche Bank Alex. Brown 1998 - 2002
McKinsey & Company 1995 - 1998
Alex. Brown & Sons 1989 - 1991
Skills
Private Equity, Management, Investment Banking, Financial Analysis, Technical Analysis, Mergers & Acquisitions, Valuation, Finance, Venture Capital, Start-ups, Due Diligence, Financial Modeling, IPO, Strategy, Corporate Development, Corporate Finance, Capital Markets
Education
Stanford University Graduate School of Business 1991 — 1995
MBA
Stanford University Law School 1991 — 1995
JD
Harvard University 1984 — 1989
BA, Economics
Peter Jenkins Peter Jenkins's Alex. Brown & Sons Experience August 1994 - January 2000
Job Biegel Waller Investment Advisory Services Client Advisor, Portfolio Strategist & Managing Director
Industry Investment Management
Experience
Biegel & Waller Investment Advisory December 2009 - Present
Loyola University Maryland September 2012 - Present
US Lacrosse November 2009 - Present
Notre Dame Prep, Baltimore September 2008 - Present
Loyola Blakefield January 2002 - Present
DLJ / Credit Suisse First Boston / Credit Suisse January 2000 - December 2009
Alex. Brown & Sons August 1994 - January 2000
Skills
Investments, Portfolio Management, Research, Entrepreneurship, Leadership, Risk Management, Wealth Management, Corporate Finance, Alternative Investments, Finance, Equities, Management, Organizational..., Financial Modeling, Corporate Development, Program Management, Financial Advisory, Management Consulting
Education
Loyola University Maryland - Sellinger School of Business 1988 — 1990
MBA, Finance
University of Delaware - Lerner College of Business and Economics 1981 — 1985
Bachelor of Science, Business
Loyola Blakefield 1977 — 1981
Biegel & Waller Investment Advisory December 2009 - Present
Loyola University Maryland September 2012 - Present
US Lacrosse November 2009 - Present
Notre Dame Prep, Baltimore September 2008 - Present
Loyola Blakefield January 2002 - Present
DLJ / Credit Suisse First Boston / Credit Suisse January 2000 - December 2009
Alex. Brown & Sons August 1994 - January 2000
Skills
Investments, Portfolio Management, Research, Entrepreneurship, Leadership, Risk Management, Wealth Management, Corporate Finance, Alternative Investments, Finance, Equities, Management, Organizational..., Financial Modeling, Corporate Development, Program Management, Financial Advisory, Management Consulting
Education
Loyola University Maryland - Sellinger School of Business 1988 — 1990
MBA, Finance
University of Delaware - Lerner College of Business and Economics 1981 — 1985
Bachelor of Science, Business
Loyola Blakefield 1977 — 1981
Jennifer Hsieh Jennifer Hsieh's Alex. Brown & Sons Experience 1998 - 2000
Job VP of Finance at Amobee Inc.
Industry Internet
Experience
Amobee 2011 - Present
Reputation.com 2009 - 2011
Goldman Sachs 2004 - 2008
Deutsche Bank Securities 2000 - 2001
Alex. Brown & Sons 1998 - 2000
Education
University of Pennsylvania - The Wharton School 2002 — 2004
MBA, Finance & Strategic Management
Wellesley College 1994 — 1998
BA, Economics
Amobee 2011 - Present
Reputation.com 2009 - 2011
Goldman Sachs 2004 - 2008
Deutsche Bank Securities 2000 - 2001
Alex. Brown & Sons 1998 - 2000
Education
University of Pennsylvania - The Wharton School 2002 — 2004
MBA, Finance & Strategic Management
Wellesley College 1994 — 1998
BA, Economics
Charlotte A. Lee's Alex. Brown & Sons Experience 1988 - 1992
Job Senior Vice President, Executive Coach and Senior Consultant at Lee Hecht Harrison
Industry Financial Services
Experience
Lee Hecht Harrison August 2011 - Present
DBM April 2007 - August 2011
Lee and Associates January 1998 - March 2007
Credit Lyonnais Securities January 1996 - January 1998
SH&E 1993 - January 1996
Alex. Brown & Sons 1988 - 1992
Kidder, Peabody & Co. 1980 - 1987
Skills
Leadership Development, Organizational..., Management Consulting, Career Management, Published Author, Strategic Planning, Communication Skills, Cultural Diversity, Diversity & Inclusion, Performance Improvement, Management, Mergers & Acquisitions, Coaching, Strategy, Career Counseling, Human Resources, Executive Coaching, Executive Management, Marketing, Program Management, Leadership, Nonprofits, Employee Relations, Employee Training, Public Speaking, Training Delivery, Recruiting, Time Management, Corporate Finance, Talent Acquisition, Mentoring, Investments, Outplacement, Financial Services, Talent Management, Resume Writing, Training, Change Management, Organizational Design, Consulting
Education
New York University 1976 — 1980
B.A., Political Science, Pre-Law
Lee Hecht Harrison August 2011 - Present
DBM April 2007 - August 2011
Lee and Associates January 1998 - March 2007
Credit Lyonnais Securities January 1996 - January 1998
SH&E 1993 - January 1996
Alex. Brown & Sons 1988 - 1992
Kidder, Peabody & Co. 1980 - 1987
Skills
Leadership Development, Organizational..., Management Consulting, Career Management, Published Author, Strategic Planning, Communication Skills, Cultural Diversity, Diversity & Inclusion, Performance Improvement, Management, Mergers & Acquisitions, Coaching, Strategy, Career Counseling, Human Resources, Executive Coaching, Executive Management, Marketing, Program Management, Leadership, Nonprofits, Employee Relations, Employee Training, Public Speaking, Training Delivery, Recruiting, Time Management, Corporate Finance, Talent Acquisition, Mentoring, Investments, Outplacement, Financial Services, Talent Management, Resume Writing, Training, Change Management, Organizational Design, Consulting
Education
New York University 1976 — 1980
B.A., Political Science, Pre-Law
Robert Freeland Robert Freeland's Alex. Brown & Sons Experience July 1992 - December 1993
Job CoFounder & CTO at Podtrac
Industry Computer Software
Experience
Icarus Interstellar May 2010 - Present
Podtrac, Inc. June 2005 - Present
Game Maker's Studio, Inc. January 1999 - Present
Quicken Insurance 1998 - February 1999
Intuit Insurance Services 1996 - 1998
Interactive Insurance Services July 1995 - 1996
Express Scripts January 1994 - June 1995
Alex. Brown & Sons July 1992 - December 1993
International Business Machines 1990 - 1990
Skills
Software Development, Start-ups, Integration, Analytics, Web Development, Databases, Software Engineering, Testing, System Design, Oracle, Leadership, Systems Engineering, Physics, Program Management, Software Project..., C++, Software Design, Product Management, E-commerce, Engineering, Programming, Web Applications
Education
University of North Carolina at Chapel Hill 1987 — 1991
B.A., Physics
North Carolina School of Science and Math (NCSSM) 1985 — 1987
Charlotte Latin School 1978 — 1985
Duke TIP 1982 — 1982
Icarus Interstellar May 2010 - Present
Podtrac, Inc. June 2005 - Present
Game Maker's Studio, Inc. January 1999 - Present
Quicken Insurance 1998 - February 1999
Intuit Insurance Services 1996 - 1998
Interactive Insurance Services July 1995 - 1996
Express Scripts January 1994 - June 1995
Alex. Brown & Sons July 1992 - December 1993
International Business Machines 1990 - 1990
Skills
Software Development, Start-ups, Integration, Analytics, Web Development, Databases, Software Engineering, Testing, System Design, Oracle, Leadership, Systems Engineering, Physics, Program Management, Software Project..., C++, Software Design, Product Management, E-commerce, Engineering, Programming, Web Applications
Education
University of North Carolina at Chapel Hill 1987 — 1991
B.A., Physics
North Carolina School of Science and Math (NCSSM) 1985 — 1987
Charlotte Latin School 1978 — 1985
Duke TIP 1982 — 1982
Phillip Thune Phillip Thune's Alex. Brown & Sons Experience July 1995 - October 1996
Job Chief Executive Officer at Textbroker
Industry Internet
Experience
Textbroker International November 2010 - Present
HireMeNow.com October 2006 - October 2010
MIVA January 2000 - May 2006
FindWhat.com January 2000 - June 2005
Broadcasting Partners Holdings October 1996 - April 2000
Alex. Brown & Sons July 1995 - October 1996
Broadcasting Partners, Inc. 1994 - 1995
Skills
SEO, Online Advertising, E-commerce, SEM, Start-ups, Strategic Partnerships, Digital Media, Social Media, PPC, Affiliate Marketing, Social Media Marketing, Monetization, Online Marketing, Digital Marketing, Blogging, WordPress, Web Analytics, Entrepreneurship, Marketing Strategy, Press Releases, Marketing, Digital Strategy, Google Adwords, Google Analytics, Publishing, Web Marketing, Content Strategy, Email Marketing, Lead Generation, Mobile Marketing, Analytics, Social Networking, Integrated Marketing, Strategy, Web 2.0, E-Commerce, Online-Marketing
Education
Princeton University 1988 — 1992
Bachelor of Arts (BA), Political Economy
Cincinnati Country Day 1981 — 1988
Textbroker International November 2010 - Present
HireMeNow.com October 2006 - October 2010
MIVA January 2000 - May 2006
FindWhat.com January 2000 - June 2005
Broadcasting Partners Holdings October 1996 - April 2000
Alex. Brown & Sons July 1995 - October 1996
Broadcasting Partners, Inc. 1994 - 1995
Skills
SEO, Online Advertising, E-commerce, SEM, Start-ups, Strategic Partnerships, Digital Media, Social Media, PPC, Affiliate Marketing, Social Media Marketing, Monetization, Online Marketing, Digital Marketing, Blogging, WordPress, Web Analytics, Entrepreneurship, Marketing Strategy, Press Releases, Marketing, Digital Strategy, Google Adwords, Google Analytics, Publishing, Web Marketing, Content Strategy, Email Marketing, Lead Generation, Mobile Marketing, Analytics, Social Networking, Integrated Marketing, Strategy, Web 2.0, E-Commerce, Online-Marketing
Education
Princeton University 1988 — 1992
Bachelor of Arts (BA), Political Economy
Cincinnati Country Day 1981 — 1988
Michael Crockett Michael Crockett's Alex. Brown & Sons Experience September 1995 - April 1997
Job Senior Equity Trader Brazos Capital Management
Industry Financial Services
Experience
Brazos Capital Management September 2005 - February 2009
The Seidler Companies November 2004 - August 2005
Optical Switch Corporation February 2002 - October 2004
William K. Woodruff & Co. August 1999 - October 2004
Goldman, Sachs & Co. June 1997 - August 1999
Alex. Brown & Sons September 1995 - April 1997
Dean Witter Reynolds, Inc. July 1994 - August 1995
Skills
Hedge Funds, Equities, Networking, Public Speaking, Options, Investment Banking, Block Trading, Trading, Series 7, Venture Capital, Securities, Strategy, Derivatives, Mutual Funds, Equity Research, Portfolio Management, Private Equity, Investments, Asset Managment, Mergers, FX Options
Education
Southern Methodist University 1993 — 1997
BS
Morton High School 1989 — 1993
Brazos Capital Management September 2005 - February 2009
The Seidler Companies November 2004 - August 2005
Optical Switch Corporation February 2002 - October 2004
William K. Woodruff & Co. August 1999 - October 2004
Goldman, Sachs & Co. June 1997 - August 1999
Alex. Brown & Sons September 1995 - April 1997
Dean Witter Reynolds, Inc. July 1994 - August 1995
Skills
Hedge Funds, Equities, Networking, Public Speaking, Options, Investment Banking, Block Trading, Trading, Series 7, Venture Capital, Securities, Strategy, Derivatives, Mutual Funds, Equity Research, Portfolio Management, Private Equity, Investments, Asset Managment, Mergers, FX Options
Education
Southern Methodist University 1993 — 1997
BS
Morton High School 1989 — 1993
Michael Burchell Michael Burchell's Alex. Brown & Sons Experience 1989 - 2002
Job Managing Director CFG Capital Markets,LLC
Industry Investment Banking
Experience
Capital Funding, LLC. February 2007 - Present
Deutsche Bank July 1989 - June 2004
Alex. Brown & Sons 1989 - 2002
Deutsche Bank Alex. Brown Securities 1998 - 2001
Skills
Investments, Capital Markets, Equities, Real Estate, Healthcare
Education
Southern Methodist University 1985 — 1989
BS, Finance
Southern Methodist University - Cox School of Business 1985 — 1989
BS, Finance
Capital Funding, LLC. February 2007 - Present
Deutsche Bank July 1989 - June 2004
Alex. Brown & Sons 1989 - 2002
Deutsche Bank Alex. Brown Securities 1998 - 2001
Skills
Investments, Capital Markets, Equities, Real Estate, Healthcare
Education
Southern Methodist University 1985 — 1989
BS, Finance
Southern Methodist University - Cox School of Business 1985 — 1989
BS, Finance
Scott Steele, CIMA Scott Steele, CIMA's Alex. Brown & Sons Experience June 1996 - June 2000
Job Divisional Director, Vice President at Calamos Investments
Industry Financial Services
Experience
Calamos Investments March 2012 - Present
Calamos Investments June 2006 - Present
Trust Company of the West June 2000 - June 2006
Alex. Brown & Sons June 1996 - June 2000
T. Rowe Price May 1990 - June 1996
Skills
Mutual Funds, Investments, Series 7, Equities, Asset Managment, Fixed Income, Series 63, Alternative Investments, Portfolio Management, Hedge Funds, Securities, Asset Allocation, Wealth Management, Financial Services, Financial Analysis, Separately Managed..., Financial Advisory, Investment Strategies, Investment Management, Series 24, Relationship Management
Education
University of Maryland Baltimore County 1985 — 1989
Bachelor of Arts (BA), Economics/finance
Severna Park High School 1983 — 1985
HS Diploma
Calamos Investments March 2012 - Present
Calamos Investments June 2006 - Present
Trust Company of the West June 2000 - June 2006
Alex. Brown & Sons June 1996 - June 2000
T. Rowe Price May 1990 - June 1996
Skills
Mutual Funds, Investments, Series 7, Equities, Asset Managment, Fixed Income, Series 63, Alternative Investments, Portfolio Management, Hedge Funds, Securities, Asset Allocation, Wealth Management, Financial Services, Financial Analysis, Separately Managed..., Financial Advisory, Investment Strategies, Investment Management, Series 24, Relationship Management
Education
University of Maryland Baltimore County 1985 — 1989
Bachelor of Arts (BA), Economics/finance
Severna Park High School 1983 — 1985
HS Diploma
Kirby C. Smith, JD, MBA Kirby C. Smith, JD, MBA's Alex. Brown & Sons Experience January 1979 - January 1998
Job Financial Advisor, Vice President, Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. 2011 - Present
Loyola University Maryland January 2006 - Present
Wells Fargo Advisors January 2004 - October 2011
Morgan Stanley January 1998 - January 2004
Alex. Brown & Sons January 1979 - January 1998
Education
University of Baltimore School of Law 1975 — 1979
J.D, Law
The George Washington University 1974 — 1975
Masters of Business Administration, Finance & Investments
Georgetown University 1970 — 1974
B.S.B.A, Finance
Ameriprise Financial Services, Inc. 2011 - Present
Loyola University Maryland January 2006 - Present
Wells Fargo Advisors January 2004 - October 2011
Morgan Stanley January 1998 - January 2004
Alex. Brown & Sons January 1979 - January 1998
Education
University of Baltimore School of Law 1975 — 1979
J.D, Law
The George Washington University 1974 — 1975
Masters of Business Administration, Finance & Investments
Georgetown University 1970 — 1974
B.S.B.A, Finance
lori Stoutenburg (Lancaster) lori Stoutenburg (Lancaster)'s Alex. Brown & Sons Experience January 1991 - March 2000
Job Senior Editor at Raked Magazine
Industry Events Services
Experience
How We Roll Productions Senior EditorRaked MagazineFebruary 2015 - Present
Passing Lane Productions January 2015 - Present
East of Byzantium May 2014 - October 2014
Million Dollar Date August 2013 - November 2013
National Geographic January 2009 - April 2009
National Geographic 2008 - 2008
National Geographic March 2005 - July 2005
Smith Barney Brokerage Firm March 2000 - March 2005
Alex. Brown & Sons January 1991 - March 2000
Skills
Production Design, Hold Series 7, Series 8, Video Production, Harley Davidson, Motorcycle Industry
Education
University of California, Los Angeles 1994 — 1995
HTML / Web programming
Eastern Michigan University 1986 — 1991
Bachelor of Business Administration (B.B.A.), Accounting Information Systems
How We Roll Productions Senior EditorRaked MagazineFebruary 2015 - Present
Passing Lane Productions January 2015 - Present
East of Byzantium May 2014 - October 2014
Million Dollar Date August 2013 - November 2013
National Geographic January 2009 - April 2009
National Geographic 2008 - 2008
National Geographic March 2005 - July 2005
Smith Barney Brokerage Firm March 2000 - March 2005
Alex. Brown & Sons January 1991 - March 2000
Skills
Production Design, Hold Series 7, Series 8, Video Production, Harley Davidson, Motorcycle Industry
Education
University of California, Los Angeles 1994 — 1995
HTML / Web programming
Eastern Michigan University 1986 — 1991
Bachelor of Business Administration (B.B.A.), Accounting Information Systems
Champe S. Andrews III's Alex. Brown & Sons Experience December 1995 - January 2011
Job Financial Advisor | Specializing in private wealth management for business owners, executives and small institutions.
Industry Financial Services
Experience
Vice President at Harbor Investment Advisory, LLC January 2011 - Present
Deutsche Bank Alex. Brown December 1995 - January 2011
Alex. Brown & Sons December 1995 - January 2011
Legg Mason September 1992 - December 1995
Skills
Investment Advisory, Asset Management, Financial Planning, Series 63, Investments, Portfolio Management, Risk Management, Retirement Planning, Series 7, Asset Managment, Equities, Wealth Management, Wealth Management..., Fixed Income, Bloomberg, Alternative Investments
Education
Loyola University Maryland 1997 — 1999
MBA Sellinger School of Business, Finance
Hampden-Sydney College 1987 — 1987
BA, Economics
Easton High
Vice President at Harbor Investment Advisory, LLC January 2011 - Present
Deutsche Bank Alex. Brown December 1995 - January 2011
Alex. Brown & Sons December 1995 - January 2011
Legg Mason September 1992 - December 1995
Skills
Investment Advisory, Asset Management, Financial Planning, Series 63, Investments, Portfolio Management, Risk Management, Retirement Planning, Series 7, Asset Managment, Equities, Wealth Management, Wealth Management..., Fixed Income, Bloomberg, Alternative Investments
Education
Loyola University Maryland 1997 — 1999
MBA Sellinger School of Business, Finance
Hampden-Sydney College 1987 — 1987
BA, Economics
Easton High
Stuart C. Williams's Alex. Brown & Sons Experience 1993 - 1998
Job
Industry Financial Services
Experience
State Street Bank 2012 - Present
Island Institute 2010 - 2015
People's United Bank 2009 - 2012
Deutsche Bank Private Wealth Management 1998 - 2008
Alex. Brown & Sons 1993 - 1998
Trevor Stewart Burton & Jacobsen, Inc. 1990 - 1993
State Street Bank 1986 - 1990
IBM 1981 - 1986
Education
Indiana University - Kelley School of Business 2014 — 2015
Graduate Certificate (Candidate), Business Analytics
Hamilton College
B.A., Government
State Street Bank 2012 - Present
Island Institute 2010 - 2015
People's United Bank 2009 - 2012
Deutsche Bank Private Wealth Management 1998 - 2008
Alex. Brown & Sons 1993 - 1998
Trevor Stewart Burton & Jacobsen, Inc. 1990 - 1993
State Street Bank 1986 - 1990
IBM 1981 - 1986
Education
Indiana University - Kelley School of Business 2014 — 2015
Graduate Certificate (Candidate), Business Analytics
Hamilton College
B.A., Government
Lee Reed's Alex. Brown & Sons Experience June 1994 - December 1994
Job Manager: Prepress / Wide Format / Digital Color / Media Duplication at ABCO Inc.
Industry Printing
Experience
ABCO Inc. January 1995 - Present
Alex. Brown & Sons June 1994 - December 1994
Harbor Duvall Printing 1992 - 1993
Skills
Pre-press, DVD Duplication, CD Duplication, Wide Format Printing, Digital Printing, Variable Data Printing, Adobe Creative Suite, Microsoft Office, Automotive Repair, Computer Repair, Color Management, Catalogs, Print On Demand, Print Management, Offset Printing, Bindery, Direct Mail, Printers, Inkjet, Graphic Arts, Color Correction, Graphics, Scanners, Brochures, Adobe Acrobat, Proof, Pdf, QuarkXPress, Screen Printing, Labels, Typesetting, Pitstop, Banners, Prinergy, Enfocus Pitstop, Signs, Ink, Corporate Gifts, Press Checks, Desktop Publishing, Finish, Digital Asset Management, Digital Imaging
Education
Morgan State University 1991 — 1993
The Talented And Gifted (TAG) Magnet High School 1987 — 1991
High School Diploma, General Studies
Greenhill School 1981 — 1987
3rd-8th
ABCO Inc. January 1995 - Present
Alex. Brown & Sons June 1994 - December 1994
Harbor Duvall Printing 1992 - 1993
Skills
Pre-press, DVD Duplication, CD Duplication, Wide Format Printing, Digital Printing, Variable Data Printing, Adobe Creative Suite, Microsoft Office, Automotive Repair, Computer Repair, Color Management, Catalogs, Print On Demand, Print Management, Offset Printing, Bindery, Direct Mail, Printers, Inkjet, Graphic Arts, Color Correction, Graphics, Scanners, Brochures, Adobe Acrobat, Proof, Pdf, QuarkXPress, Screen Printing, Labels, Typesetting, Pitstop, Banners, Prinergy, Enfocus Pitstop, Signs, Ink, Corporate Gifts, Press Checks, Desktop Publishing, Finish, Digital Asset Management, Digital Imaging
Education
Morgan State University 1991 — 1993
The Talented And Gifted (TAG) Magnet High School 1987 — 1991
High School Diploma, General Studies
Greenhill School 1981 — 1987
3rd-8th
Peter Hoang's Alex. Brown & Sons Experience 1996 - 2000
Job Senior Vice President, Business Development & Strategy at Bellicum Pharmaceuticals, Inc.
Industry Biotechnology
Experience
Bellicum Pharmaceuticals, Inc. 2014 - Present
University of Texas MD Anderson Cancer Center 2012 - 2014
CIT Group 2010 - 2012
Oppenheimer & Co. 2005 - November 2010
CIBC World Markets 2005 - 2008
JP Morgan 2004 - 2005
Amgen 2004 - 2004
Merrill Lynch 2000 - 2002
Deutsche Bank 1996 - 2000
Alex. Brown & Sons 1996 - 2000
Skills
Investment Banking, Private Equity, Capital Markets, Valuation, Financial Modeling, LBO, Equities, Venture Capital, Corporate Finance, Private Placements, Corporate Development, Mergers, Due Diligence, Hedge Funds, Fixed Income, Investments, M&A experience, Leveraged Finance, Equity Research, Alternative Investments, Mergers & Acquisitions, Portfolio Management, Financial Structuring, IPO, Emerging Markets, Investor Relations, Business Valuation, Strategy, Finance, Start-ups, Management, Executive Management, Financial Analysis, Acquisitions, Business Strategy, Strategic Planning, Business Development, Asset Management, Financial Advisory, Leadership, Banking, Entrepreneurship, Strategic Partnerships, Market Research, Management Consulting, Market Analysis, Financial Services, Commercialization, Analysis, Negotiation
Education
University of California, Los Angeles - The Anderson School of Management 2002 — 2004
MBA, Finance and Strategy
Yale University 1990 — 1994
Bachelor of Arts (B.A.), History
Strathcona-Tweedsmuir School 1985 — 1990
Bellicum Pharmaceuticals, Inc. 2014 - Present
University of Texas MD Anderson Cancer Center 2012 - 2014
CIT Group 2010 - 2012
Oppenheimer & Co. 2005 - November 2010
CIBC World Markets 2005 - 2008
JP Morgan 2004 - 2005
Amgen 2004 - 2004
Merrill Lynch 2000 - 2002
Deutsche Bank 1996 - 2000
Alex. Brown & Sons 1996 - 2000
Skills
Investment Banking, Private Equity, Capital Markets, Valuation, Financial Modeling, LBO, Equities, Venture Capital, Corporate Finance, Private Placements, Corporate Development, Mergers, Due Diligence, Hedge Funds, Fixed Income, Investments, M&A experience, Leveraged Finance, Equity Research, Alternative Investments, Mergers & Acquisitions, Portfolio Management, Financial Structuring, IPO, Emerging Markets, Investor Relations, Business Valuation, Strategy, Finance, Start-ups, Management, Executive Management, Financial Analysis, Acquisitions, Business Strategy, Strategic Planning, Business Development, Asset Management, Financial Advisory, Leadership, Banking, Entrepreneurship, Strategic Partnerships, Market Research, Management Consulting, Market Analysis, Financial Services, Commercialization, Analysis, Negotiation
Education
University of California, Los Angeles - The Anderson School of Management 2002 — 2004
MBA, Finance and Strategy
Yale University 1990 — 1994
Bachelor of Arts (B.A.), History
Strathcona-Tweedsmuir School 1985 — 1990
Jim Andelman Jim Andelman's Alex. Brown & Sons Experience 1997 - 1999
Job Managing Partner, Rincon Venture Partners
Industry Venture Capital & Private Equity
Experience
Rincon Venture Partners June 2005 - Present
Broadview Capital Partners September 1999 - December 2003
Alex. Brown & Sons 1997 - 1999
Symmetrix September 1991 - July 1995
Skills
Start-ups, International Expansion, Angel Investing, Corporate Development, Venture Capital, Start-up Ventures, Growth Management, Exit Strategies, Social Media Marketing, Private Equity, Strategic Partnerships, Financial Modeling, Due Diligence, Entrepreneurship, Mergers, Strategy, Investments, Capital, Executive Management, Business Strategy, Mergers & Acquisitions, Business Development, M&A experience, Competitive Analysis, Investment Banking, Finance, Venture Financing, Growth Capital
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1995 — 1997
MBA
University of Pennsylvania - The Wharton School 1987 — 1991
BS Econ.
Rincon Venture Partners June 2005 - Present
Broadview Capital Partners September 1999 - December 2003
Alex. Brown & Sons 1997 - 1999
Symmetrix September 1991 - July 1995
Skills
Start-ups, International Expansion, Angel Investing, Corporate Development, Venture Capital, Start-up Ventures, Growth Management, Exit Strategies, Social Media Marketing, Private Equity, Strategic Partnerships, Financial Modeling, Due Diligence, Entrepreneurship, Mergers, Strategy, Investments, Capital, Executive Management, Business Strategy, Mergers & Acquisitions, Business Development, M&A experience, Competitive Analysis, Investment Banking, Finance, Venture Financing, Growth Capital
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1995 — 1997
MBA
University of Pennsylvania - The Wharton School 1987 — 1991
BS Econ.
Holland Brown's Alex. Brown & Sons Experience 1990 - 1993
Job Principal at Excel Modeling Consultants
Industry Financial Services
Experience
Excel Modeling Consultants May 2008 - Present
Peabody Energy June 2002 - June 2008
Key West Chamber of Commerce 1994 - 2000
Alex. Brown & Sons 1990 - 1993
Skills
Strategic Planning, Budgeting, Financial Modeling, Financial Analysis, Business Plan..., Tableau, SQL, SAP, Minitab
Education
The University of Texas at Austin - The Red McCombs School of Business 2000 — 2002
MBA, Finance
University of Virginia 1986 — 1990
BS Commerce, with Distinction, Finance
Excel Modeling Consultants May 2008 - Present
Peabody Energy June 2002 - June 2008
Key West Chamber of Commerce 1994 - 2000
Alex. Brown & Sons 1990 - 1993
Skills
Strategic Planning, Budgeting, Financial Modeling, Financial Analysis, Business Plan..., Tableau, SQL, SAP, Minitab
Education
The University of Texas at Austin - The Red McCombs School of Business 2000 — 2002
MBA, Finance
University of Virginia 1986 — 1990
BS Commerce, with Distinction, Finance
Eric Enderle Eric Enderle's Alex. Brown & Sons Experience 1997 - 1999
Job Chief Operating Officer at CareSpot Express Healthcare
Industry Hospital & Health Care
Experience
CareSpot September 2011 - Present
Renal Advantage Inc. November 2005 - July 2011
Ardent Health Services May 2003 - November 2005
Credit Suisse First Boston February 1999 - November 2001
Deutsche Bank Alex. Brown 1997 - 1999
Alex. Brown & Sons 1997 - 1999
BT Alex. Brown 1997 - 1999
Skills
Healthcare, Leadership, Hospitals, Mergers & Acquisitions, Investment Banking, Management, Mergers, Sales, Financial Analysis, EMR, Negotiation, Strategic Planning, Equities, Healthcare Information..., Start-ups, Healthcare Management, Team Building, Budgets, Business Development, Process Improvement, Vendor Management
Education
University of Houston 1991 — 1993
MBA
University of Houston 1989 — 1991
BBA
CareSpot September 2011 - Present
Renal Advantage Inc. November 2005 - July 2011
Ardent Health Services May 2003 - November 2005
Credit Suisse First Boston February 1999 - November 2001
Deutsche Bank Alex. Brown 1997 - 1999
Alex. Brown & Sons 1997 - 1999
BT Alex. Brown 1997 - 1999
Skills
Healthcare, Leadership, Hospitals, Mergers & Acquisitions, Investment Banking, Management, Mergers, Sales, Financial Analysis, EMR, Negotiation, Strategic Planning, Equities, Healthcare Information..., Start-ups, Healthcare Management, Team Building, Budgets, Business Development, Process Improvement, Vendor Management
Education
University of Houston 1991 — 1993
MBA
University of Houston 1989 — 1991
BBA
Jamie McDonald's Alex. Brown & Sons Experience 1986 - 2002
Job Founder at Generosity Inc.
Industry Internet
Experience
Generosity Inc. January 2015 - Present
Network for Good May 2014 - Present
GiveCorps January 2011 - May 2014
McDonald Growth Strategy January 2008 - January 2010
Velocity Sports Performance Baltimore October 2003 - July 2008
Alex. Brown Incorporated September 1986 - October 2003
Deutsche Bank Securities 1986 - 2003
Alex. Brown & Sons 1986 - 2002
Skills
Entrepreneur, Start-ups, Strategic Planning, Business Strategy, Venture Capital, Social Media, Entrepreneurship, Online Marketing, Business Development, Investments, Digital Marketing, Social Media Marketing, Email Marketing, Management, Leadership, Strategy, Marketing, Social Networking, Fundraising, SaaS, Nonprofits, Small Business, Marketing Strategy, Public Speaking, Online Advertising
Education
Cornell University 1985 — 1986
Philadelphia University 1982 — 1985
Haddonfield Memorial High School 1979 — 1981
Generosity Inc. January 2015 - Present
Network for Good May 2014 - Present
GiveCorps January 2011 - May 2014
McDonald Growth Strategy January 2008 - January 2010
Velocity Sports Performance Baltimore October 2003 - July 2008
Alex. Brown Incorporated September 1986 - October 2003
Deutsche Bank Securities 1986 - 2003
Alex. Brown & Sons 1986 - 2002
Skills
Entrepreneur, Start-ups, Strategic Planning, Business Strategy, Venture Capital, Social Media, Entrepreneurship, Online Marketing, Business Development, Investments, Digital Marketing, Social Media Marketing, Email Marketing, Management, Leadership, Strategy, Marketing, Social Networking, Fundraising, SaaS, Nonprofits, Small Business, Marketing Strategy, Public Speaking, Online Advertising
Education
Cornell University 1985 — 1986
Philadelphia University 1982 — 1985
Haddonfield Memorial High School 1979 — 1981
Bruce McDermott Bruce McDermott's Alex. Brown & Sons Experience 1985 - 1997
Job Board Director at Deutsche Bank National Trust Company N.A.
Industry Banking
Experience
Deutsche Bank January 2013 - Present
Deutsche Bank Trust Company N.A. 2007 - Present
The Hewitt School January 2013 - September 2014
Deutsche Bank 2006 - February 2013
Deutsche Bank April 2003 - January 2006
Deutsche Bank Securities April 1998 - May 2002
Bankers Trust March 1997 - September 1999
Alex. Brown & Sons 1985 - 1997
Skills
Investment Banking, Capital Markets, Hedge Funds, Investments, Equities, Private Equity, Equity Research, Derivatives, Asset Managment, Venture Capital, Securities, Corporate Finance, Portfolio Management, LBO, Series 7, Due Diligence, Structured Finance, Mergers, Equity Derivatives, Options, Wealth Management, Asset Allocation, Financial Markets, Investment Management, Private Placements, Equity Valuation, Credit Derivatives, Private Banking, Financial Analysis, Investment Advisory, Banking, Investment Strategies, IPO, Alternative Investments, Structured Products, Mergers & Acquisitions, Asset Management, Fixed Income, Bloomberg, Emerging Markets, Financial Structuring, Bonds, Wealth Management...
Education
Monmouth University 1975 — 1979
B.A., Political Science
Deutsche Bank January 2013 - Present
Deutsche Bank Trust Company N.A. 2007 - Present
The Hewitt School January 2013 - September 2014
Deutsche Bank 2006 - February 2013
Deutsche Bank April 2003 - January 2006
Deutsche Bank Securities April 1998 - May 2002
Bankers Trust March 1997 - September 1999
Alex. Brown & Sons 1985 - 1997
Skills
Investment Banking, Capital Markets, Hedge Funds, Investments, Equities, Private Equity, Equity Research, Derivatives, Asset Managment, Venture Capital, Securities, Corporate Finance, Portfolio Management, LBO, Series 7, Due Diligence, Structured Finance, Mergers, Equity Derivatives, Options, Wealth Management, Asset Allocation, Financial Markets, Investment Management, Private Placements, Equity Valuation, Credit Derivatives, Private Banking, Financial Analysis, Investment Advisory, Banking, Investment Strategies, IPO, Alternative Investments, Structured Products, Mergers & Acquisitions, Asset Management, Fixed Income, Bloomberg, Emerging Markets, Financial Structuring, Bonds, Wealth Management...
Education
Monmouth University 1975 — 1979
B.A., Political Science
Brian Pryor's Alex. Brown & Sons Experience 1996 - 1998
Job Managing Director, Media Venture Partners, LLC
Industry Investment Banking
Experience
Media Venture Partners, LLC 2002 - Present
iPhrase Technology 2000 - 2002
Beyond.com 1998 - 2000
Alex. Brown & Sons 1996 - 1998
Skills
Series 79, Series 63, Data Center, Co-location, Cloud Computing, Managed Hosting, Shared Hosting, PaaS, SaaS, Mergers, Negotiation, Contract Negotiation, New Business Development, Private Equity, Recapitalizations, Financing Alternatives, Refinancings, Subordinated Debt, Management Buyouts
Education
Boston College 1992 — 1996
BS, Finance and Economics, Summa Cum Laude
Media Venture Partners, LLC 2002 - Present
iPhrase Technology 2000 - 2002
Beyond.com 1998 - 2000
Alex. Brown & Sons 1996 - 1998
Skills
Series 79, Series 63, Data Center, Co-location, Cloud Computing, Managed Hosting, Shared Hosting, PaaS, SaaS, Mergers, Negotiation, Contract Negotiation, New Business Development, Private Equity, Recapitalizations, Financing Alternatives, Refinancings, Subordinated Debt, Management Buyouts
Education
Boston College 1992 — 1996
BS, Finance and Economics, Summa Cum Laude
Chris Holden Cortezi Chris Holden Cortezi's Alex. Brown & Sons Experience 1996 - 1998
Job Financial Media Relations
Industry Public Relations and Communications
Experience
Harborside Group October 2011 - Present
Deutsche Bank Securities 1998 - 2002
Alex. Brown & Sons 1996 - 1998
Alex. Brown & Sons (now Deutsche Bank) 1994 - 1996
Alex. Brown & Sons (now Deutsche Bank) 1993 - 1994
Skills
Investments, Equities, Media Relations, Equity Research, Public Relations, Finance
Education
Loyola College
MBA, Finance
Lynchburg College
BA, Managerial Economics
Harborside Group October 2011 - Present
Deutsche Bank Securities 1998 - 2002
Alex. Brown & Sons 1996 - 1998
Alex. Brown & Sons (now Deutsche Bank) 1994 - 1996
Alex. Brown & Sons (now Deutsche Bank) 1993 - 1994
Skills
Investments, Equities, Media Relations, Equity Research, Public Relations, Finance
Education
Loyola College
MBA, Finance
Lynchburg College
BA, Managerial Economics
Paul Metzger's Alex. Brown & Sons Experience March 1990 - October 1993
Job Director at DST Brokerage Solutions
Industry Financial Services
Experience
DST Brokerage Solutions January 2012 - Present
Legg Mason October 1993 - January 2012
Alex. Brown & Sons March 1990 - October 1993
Skills
Asset Management, Cloud Computing, Disaster Recovery, Data Center, Financial Services, IT Strategy, Integration, Leadership, Management, Organizational..., Outsourcing, Portfolio Management, Process Improvement, Program Management, Project Management, SDLC, Software Development, Strategic Planning, Strategy, Vendor Management
Education
Loyola University Maryland 1984 — 1990
BS, Computer Science
DST Brokerage Solutions January 2012 - Present
Legg Mason October 1993 - January 2012
Alex. Brown & Sons March 1990 - October 1993
Skills
Asset Management, Cloud Computing, Disaster Recovery, Data Center, Financial Services, IT Strategy, Integration, Leadership, Management, Organizational..., Outsourcing, Portfolio Management, Process Improvement, Program Management, Project Management, SDLC, Software Development, Strategic Planning, Strategy, Vendor Management
Education
Loyola University Maryland 1984 — 1990
BS, Computer Science
Colin Rowan Colin Rowan's Alex. Brown & Sons Experience 1995 - 1997
Job Principal at United Fund Advisors
Industry Investment Management
Experience
United Fund Advisors July 2003 - Present
Alex. Brown & Sons 1995 - 1997
Education
Harvard Business School 1999 — 2001
MBA
Princeton University 1990 — 1994
BA, Politics
United Fund Advisors July 2003 - Present
Alex. Brown & Sons 1995 - 1997
Education
Harvard Business School 1999 — 2001
MBA
Princeton University 1990 — 1994
BA, Politics
Mac Armstrong Mac Armstrong's Alex. Brown & Sons Experience June 1997 - July 1999
Job Founder and Chief Executive Officer at Palomar Insurance Holdings
Industry Insurance
Experience
Palomar Specialty Insurance Company February 2014 - Present
Palomar Insurance Holdings / Palomar Specialty Insurance Company June 2013 - Present
Arrowhead General Insurance Agency December 2011 - June 2013
Arrowhead General Insurance Agency July 2009 - January 2012
Spectrum Equity Investors February 2000 - June 2009
Nonstop Solutions August 1999 - February 2000
Alex. Brown & Sons June 1997 - July 1999
Skills
Business Development, Finance, Strategic Planning, Investments, Insurance, Financial Analysis, Financial Modeling, Property & Casualty..., Mergers & Acquisitions, Underwriting, Start-ups, Corporate Development
Education
Princeton University 1993 — 1997
BA, History
The Bishop's School 1987 — 1993
Palomar Specialty Insurance Company February 2014 - Present
Palomar Insurance Holdings / Palomar Specialty Insurance Company June 2013 - Present
Arrowhead General Insurance Agency December 2011 - June 2013
Arrowhead General Insurance Agency July 2009 - January 2012
Spectrum Equity Investors February 2000 - June 2009
Nonstop Solutions August 1999 - February 2000
Alex. Brown & Sons June 1997 - July 1999
Skills
Business Development, Finance, Strategic Planning, Investments, Insurance, Financial Analysis, Financial Modeling, Property & Casualty..., Mergers & Acquisitions, Underwriting, Start-ups, Corporate Development
Education
Princeton University 1993 — 1997
BA, History
The Bishop's School 1987 — 1993
Cathy Pesavento Cathy Pesavento's Alex. Brown & Sons Experience March 1987 - August 1989
Job at Kirkegaard Associates
Industry Accounting
Experience
Kirkegaard Associates March 2010 - Present
Aon March 1992 - November 2009
Alex. Brown & Sons March 1987 - August 1989
National Futures 1984 - 1986
Skills
Accounting, Financial Reporting, Budgeting, Reconciliation, Accruals, Excel, Statements, Invoicing, Spreadsheets, Expenses, GAAP, Reconciling, Variances, Special Projects, Cash Flow, Variance Analysis, Financial Accounting, Finance
Education
University of Illinois at Chicago
BS, Accounting
Kirkegaard Associates March 2010 - Present
Aon March 1992 - November 2009
Alex. Brown & Sons March 1987 - August 1989
National Futures 1984 - 1986
Skills
Accounting, Financial Reporting, Budgeting, Reconciliation, Accruals, Excel, Statements, Invoicing, Spreadsheets, Expenses, GAAP, Reconciling, Variances, Special Projects, Cash Flow, Variance Analysis, Financial Accounting, Finance
Education
University of Illinois at Chicago
BS, Accounting
David DiPietro David DiPietro's Alex. Brown & Sons Experience 1990 - 1997
Job Venture Partner at Greenspring Associates
Industry Financial Services
Experience
Greenspring Associates February 2014 - Present
Learn It Systems November 2013 - Present
JMP Group LLC December 2010 - Present
Signal Hill Capital June 2006 - March 2010
Deutsche Bank June 1999 - May 2003
Alex. Brown/BT February 1990 - June 1999
Alex. Brown & Sons 1990 - 1997
Merrill Lynch 1985 - 1990
Skills
Business Development, Alternative Investments, Equity Capital Markets, Valuation, Corporate Development, Mergers & Acquisitions, Hedge Funds, Investments, Equity Research, Capital Markets, Private Equity, Venture Capital, Equities, Financial Services, Investment Banking, Finance
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1984 — 1986
MBA
Haverford College 1978 — 1982
BA, Economics
Greenspring Associates February 2014 - Present
Learn It Systems November 2013 - Present
JMP Group LLC December 2010 - Present
Signal Hill Capital June 2006 - March 2010
Deutsche Bank June 1999 - May 2003
Alex. Brown/BT February 1990 - June 1999
Alex. Brown & Sons 1990 - 1997
Merrill Lynch 1985 - 1990
Skills
Business Development, Alternative Investments, Equity Capital Markets, Valuation, Corporate Development, Mergers & Acquisitions, Hedge Funds, Investments, Equity Research, Capital Markets, Private Equity, Venture Capital, Equities, Financial Services, Investment Banking, Finance
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1984 — 1986
MBA
Haverford College 1978 — 1982
BA, Economics
Christina Caples Christina Caples's Alex. Brown & Sons Experience February 1995 - June 1999
Job Life, Disability & Business Insurance Broker
Industry Insurance
Experience
Carozza Associates, Inc. September 1992 - Present
Alex. Brown & Sons February 1995 - June 1999
Berkshire Life September 1992 - February 1995
T. Rowe Price May 1990 - September 1992
Skills
New Business Development, Life Insurance-Personal..., Disability..., Investments, Account Management, Customer Service, Sales Management, Marketing Communications, Series 7, LUTCF
Education
Loyola College in Maryland 1987 — 1990
BA, Finance & MIS
Series 7 licensed
St Joseph's School
Carozza Associates, Inc. September 1992 - Present
Alex. Brown & Sons February 1995 - June 1999
Berkshire Life September 1992 - February 1995
T. Rowe Price May 1990 - September 1992
Skills
New Business Development, Life Insurance-Personal..., Disability..., Investments, Account Management, Customer Service, Sales Management, Marketing Communications, Series 7, LUTCF
Education
Loyola College in Maryland 1987 — 1990
BA, Finance & MIS
Series 7 licensed
St Joseph's School
Kathleen Nealon Kathleen Nealon's Alex. Brown & Sons Experience August 1989 - November 1997
Job
Industry Investment Banking
Experience
Everest Capital June 1998 - May 2003
Alex. Brown & Sons August 1989 - November 1997
Skills
Microsoft Office, Management, Leadership
Education
University of Baltimore Merrick School of Business 1992 — 1995
Master of Business Administration (M.B.A.), Finance
Everest Capital June 1998 - May 2003
Alex. Brown & Sons August 1989 - November 1997
Skills
Microsoft Office, Management, Leadership
Education
University of Baltimore Merrick School of Business 1992 — 1995
Master of Business Administration (M.B.A.), Finance
Mark Payton's Alex. Brown & Sons Experience August 1994 - November 1995
Job Director, Software Acquisitions Integration at IBM
Industry Information Technology and Services
Experience
IBM October 2002 - Present
Junior Achievement of Oregon and SW Washington May 2000 - Present
IBM April 2001 - October 2002
IBM December 1999 - April 2001
Decision Point Applications 1999 - 2001
IBM November 1995 - December 1999
Alex. Brown & Sons August 1994 - November 1995
The Chase Manhattan Bank 1988 - 1992
Skills
Acquisition Integration, Cross-functional Team..., Investment Banking, Consulting, Corporate Development, Corporate Finance, Integration, Management, Mergers, Mergers, Enterprise Software, Finance, Program Management, Strategy
Education
Columbia University - Columbia Business School 1992 — 1994
MBA
Yale University 1984 — 1988
BA
Phillips Academy 1981 — 1984
IBM October 2002 - Present
Junior Achievement of Oregon and SW Washington May 2000 - Present
IBM April 2001 - October 2002
IBM December 1999 - April 2001
Decision Point Applications 1999 - 2001
IBM November 1995 - December 1999
Alex. Brown & Sons August 1994 - November 1995
The Chase Manhattan Bank 1988 - 1992
Skills
Acquisition Integration, Cross-functional Team..., Investment Banking, Consulting, Corporate Development, Corporate Finance, Integration, Management, Mergers, Mergers, Enterprise Software, Finance, Program Management, Strategy
Education
Columbia University - Columbia Business School 1992 — 1994
MBA
Yale University 1984 — 1988
BA
Phillips Academy 1981 — 1984
Sean Macnew's Alex. Brown & Sons Experience July 1995 - June 1997
Job CFO & COO at POPSUGAR
Industry Internet
Experience
POPSUGAR 2008 - Present
Symantec Corporation November 2006 - 2008
Symantec 2005 - 2006
VERITAS Software July 2002 - October 2004
Ebay March 2001 - August 2001
Epinions July 1999 - March 2001
Goldman Sachs July 1997 - June 1999
Alex. Brown & Sons July 1995 - June 1997
Skills
Start-ups, SaaS, Strategic Partnerships, Business Strategy, Entrepreneurship, Product Development, Strategy, Venture Capital, Business Development, Product Management, E-commerce, Leadership, Mergers & Acquisitions, Analytics
Education
Stanford University Graduate School of Business 2001 — 2003
MBA
Dartmouth College 1991 — 1995
BA
POPSUGAR 2008 - Present
Symantec Corporation November 2006 - 2008
Symantec 2005 - 2006
VERITAS Software July 2002 - October 2004
Ebay March 2001 - August 2001
Epinions July 1999 - March 2001
Goldman Sachs July 1997 - June 1999
Alex. Brown & Sons July 1995 - June 1997
Skills
Start-ups, SaaS, Strategic Partnerships, Business Strategy, Entrepreneurship, Product Development, Strategy, Venture Capital, Business Development, Product Management, E-commerce, Leadership, Mergers & Acquisitions, Analytics
Education
Stanford University Graduate School of Business 2001 — 2003
MBA
Dartmouth College 1991 — 1995
BA
Richard Fruzzetti's Alex. Brown & Sons Experience 1996 - 1998
Job
Industry Investment Management
Experience
Cobham Plc 2011 - Present
MCG Capital 2006 - 2011
VT Systems June 2005 - June 2006
Perseus, LLC 1998 - 2004
Alex. Brown & Sons 1996 - 1998
Education
University of Pennsylvania 1993 — 1996
BS Economics, Finance
Københavns Universitet 1995 — 1995
University of Pennsylvania - The Wharton School
Cobham Plc 2011 - Present
MCG Capital 2006 - 2011
VT Systems June 2005 - June 2006
Perseus, LLC 1998 - 2004
Alex. Brown & Sons 1996 - 1998
Education
University of Pennsylvania 1993 — 1996
BS Economics, Finance
Københavns Universitet 1995 — 1995
University of Pennsylvania - The Wharton School
Rana DiOrio's Alex. Brown & Sons Experience March 1996 - August 1998
Job
Industry Media Production
Experience
Little Pickle Press, Inc. January 2009 - Present
North Point Advisors LLC August 2004 - January 2008
Banc of America Securities May 2001 - October 2002
Merrill Lynch August 1998 - May 2001
Alex. Brown & Sons March 1996 - August 1998
Wilson Sonsini Goodrich & Rosati June 1994 - March 1996
Pillsbury Madison & Sutro October 1991 - June 1994
Skills
Children's Books, Mergers, Publishing, Books, Entrepreneurship, Start-ups, Strategic Partnerships, Business Development, Digital Media, E-commerce, Content Strategy, Strategy, Brand Development, Leadership, Business Planning, Social Media, Mergers & Acquisitions, Blogging, Marketing, Social Media Marketing, Digital Strategy, Online Marketing, Management, Lead Generation, Online Advertising, Digital Marketing, New Media, Social Networking, Mobile Marketing, Content Development, Email Marketing, Web Analytics, SEO, PPC, Strategic Planning, Editing
Education
Vanderbilt University Law School 1988 — 1991
J.D.
Duke University 1984 — 1988
A.B., Political Science, Psychology
Scituate Jr. Sr. High School 1978 — 1984
Little Pickle Press, Inc. January 2009 - Present
North Point Advisors LLC August 2004 - January 2008
Banc of America Securities May 2001 - October 2002
Merrill Lynch August 1998 - May 2001
Alex. Brown & Sons March 1996 - August 1998
Wilson Sonsini Goodrich & Rosati June 1994 - March 1996
Pillsbury Madison & Sutro October 1991 - June 1994
Skills
Children's Books, Mergers, Publishing, Books, Entrepreneurship, Start-ups, Strategic Partnerships, Business Development, Digital Media, E-commerce, Content Strategy, Strategy, Brand Development, Leadership, Business Planning, Social Media, Mergers & Acquisitions, Blogging, Marketing, Social Media Marketing, Digital Strategy, Online Marketing, Management, Lead Generation, Online Advertising, Digital Marketing, New Media, Social Networking, Mobile Marketing, Content Development, Email Marketing, Web Analytics, SEO, PPC, Strategic Planning, Editing
Education
Vanderbilt University Law School 1988 — 1991
J.D.
Duke University 1984 — 1988
A.B., Political Science, Psychology
Scituate Jr. Sr. High School 1978 — 1984
Perry Boyle's Alex. Brown & Sons Experience September 1992 - January 1999
Job Head of Equities/Director of Research at Point72 Asset Management L.P.
Industry Investment Management
Experience
Point72 Asset Management L.P. December 2004 - Present
Thomas Weisel Partners LLC February 1999 - December 2004
Alex. Brown & Sons September 1992 - January 1999
The Deerpath Group July 1990 - September 1992
BT Securities Corporation 1989 - 1990
Booz-Allen & Hamilton October 1988 - June 1989
Salomon Brothers 1984 - 1986
Skills
Equities, Equity Research, Investments, Portfolio Management, Hedge Funds, Research, Financial Analysis, Asset Management, Risk Management, Business Strategy, Valuation, Alternative Investments, Asset Managment, Capital Markets, Due Diligence, Equity Valuation, Finance, Financial Modeling, Financial Services, Fixed Income, Investment Banking, Private Equity, Trading, Venture Capital
Education
Tuck School of Business 1986 — 1988
MBA, Business Administration and Management, General
Stanford 1981 — 1984
AB, Economics
Albert-Ludwigs-Universität Freiburg im Breisgau 1983 — 1983
Greenwich High School 1978 — 1981
Point72 Asset Management L.P. December 2004 - Present
Thomas Weisel Partners LLC February 1999 - December 2004
Alex. Brown & Sons September 1992 - January 1999
The Deerpath Group July 1990 - September 1992
BT Securities Corporation 1989 - 1990
Booz-Allen & Hamilton October 1988 - June 1989
Salomon Brothers 1984 - 1986
Skills
Equities, Equity Research, Investments, Portfolio Management, Hedge Funds, Research, Financial Analysis, Asset Management, Risk Management, Business Strategy, Valuation, Alternative Investments, Asset Managment, Capital Markets, Due Diligence, Equity Valuation, Finance, Financial Modeling, Financial Services, Fixed Income, Investment Banking, Private Equity, Trading, Venture Capital
Education
Tuck School of Business 1986 — 1988
MBA, Business Administration and Management, General
Stanford 1981 — 1984
AB, Economics
Albert-Ludwigs-Universität Freiburg im Breisgau 1983 — 1983
Greenwich High School 1978 — 1981
Jennifer St. Germain's Alex. Brown & Sons Experience 1993 - 1998
Job
Industry Investment Management
Experience
T. Rowe Price October 2004 - Present
Court Appointed Special Advocates of Baltimore Inc. 2008 - 2015
Court Appointed Special Advocates of Baltimore Inc. 2008 - 2015
Adams Harkness October 2000 - July 2003
Alex. Brown & Sons 1993 - 1998
Skills
Portfolio Management, Equities, Investments, Private Equity, Alternative Investments, Series 7, Asset Management, Hedge Funds, Series 63, Institutional..., Trading
Education
Columbia University - Columbia Business School 1991 — 1993
Master of Business Administration (MBA), Finance, General
Boston College 1983 — 1987
BS
Boston College
T. Rowe Price October 2004 - Present
Court Appointed Special Advocates of Baltimore Inc. 2008 - 2015
Court Appointed Special Advocates of Baltimore Inc. 2008 - 2015
Adams Harkness October 2000 - July 2003
Alex. Brown & Sons 1993 - 1998
Skills
Portfolio Management, Equities, Investments, Private Equity, Alternative Investments, Series 7, Asset Management, Hedge Funds, Series 63, Institutional..., Trading
Education
Columbia University - Columbia Business School 1991 — 1993
Master of Business Administration (MBA), Finance, General
Boston College 1983 — 1987
BS
Boston College
Bill Warmington's Alex. Brown & Sons Experience 1995 - 1998
Job
Industry Financial Services
Experience
Wells Fargo Securities July 2013 - Present
Raymond James & Associates, Inc. 2009 - 2013
Lee Munder Capital Group 2004 - 2008
SunTrust Robinson Humphrey 1998 - 2004
Alex. Brown & Sons 1995 - 1998
Brown Brothers Harriman 1990 - 1994
The Chase Manhattan Bank 1987 - 1990
The Chase Manhattan Bank 1986 - 1987
Skills
Portfolio Management, Equities, Equity Research, Hedge Funds, Valuation, Financial Modeling, Investments, Capital Markets, Alternative Investments, Securities, Asset Management, Series 7, Financial Analysis, Due Diligence, Equity Valuation
Education
Brown University 1982 — 1986
BA
Wilhelm Pieck Universitaet
Bamberg Universitaet 1984 — 1985
Concord-Carlisle High School
Escuela Campo Alegre
Escuela Americana
Wells Fargo Securities July 2013 - Present
Raymond James & Associates, Inc. 2009 - 2013
Lee Munder Capital Group 2004 - 2008
SunTrust Robinson Humphrey 1998 - 2004
Alex. Brown & Sons 1995 - 1998
Brown Brothers Harriman 1990 - 1994
The Chase Manhattan Bank 1987 - 1990
The Chase Manhattan Bank 1986 - 1987
Skills
Portfolio Management, Equities, Equity Research, Hedge Funds, Valuation, Financial Modeling, Investments, Capital Markets, Alternative Investments, Securities, Asset Management, Series 7, Financial Analysis, Due Diligence, Equity Valuation
Education
Brown University 1982 — 1986
BA
Wilhelm Pieck Universitaet
Bamberg Universitaet 1984 — 1985
Concord-Carlisle High School
Escuela Campo Alegre
Escuela Americana
Greg Burkus's Alex. Brown & Sons Experience May 1990 - September 1994
Job Founder / Managing Partner at Shasta Partners, LLC
Industry Investment Banking
Experience
Shasta Partners, LLC October 2002 - Present
Deutsche Bank Securities September 1996 - July 2002
Alex. Brown & Sons May 1990 - September 1994
Morgan Stanley February 1990 - May 1990
Drexel Burnham Lambert June 1988 - February 1990
Chemical Bank August 1983 - July 1987
Skills
Valuation, Software, Mergers
Education
Northwestern University - Kellogg School of Management 1987 — 1989
MBA
Yale University 1979 — 1983
BA
Choate Rosemary Hall 1978 — 1979
Shasta Partners, LLC October 2002 - Present
Deutsche Bank Securities September 1996 - July 2002
Alex. Brown & Sons May 1990 - September 1994
Morgan Stanley February 1990 - May 1990
Drexel Burnham Lambert June 1988 - February 1990
Chemical Bank August 1983 - July 1987
Skills
Valuation, Software, Mergers
Education
Northwestern University - Kellogg School of Management 1987 — 1989
MBA
Yale University 1979 — 1983
BA
Choate Rosemary Hall 1978 — 1979
Chip Lowry's Alex. Brown & Sons Experience 1986 - 1989
Job Senior Managing Director at State Street Global Markets
Industry Banking
Experience
State Street Global Markets September 1992 - Present
American Management Systems 1991 - 1992
Alex. Brown & Sons 1986 - 1989
Skills
Fixed Income, Derivatives, Trading Systems, Hedge Funds, Bloomberg, Capital Markets, Trading, Securities, Foreign Exchange, Equities, FX Options, Asset Management, Electronic Trading, Investments, Financial Services, Business Analysis, Market Data, Options, Financial Markets, Bonds, Alternative Investments, Relationship Management, Prime Brokerage, Investment Management, Currency, Mutual Funds, Investment Banking, Emerging Markets, Portfolio Management, Equity Trading, Series 7, Structured Products, Asset Allocation
Education
Yale University - Yale School of Management 1989 — 1991
MBA
Trinity College-Hartford 1982 — 1986
BS, Math, Computer Science
State Street Global Markets September 1992 - Present
American Management Systems 1991 - 1992
Alex. Brown & Sons 1986 - 1989
Skills
Fixed Income, Derivatives, Trading Systems, Hedge Funds, Bloomberg, Capital Markets, Trading, Securities, Foreign Exchange, Equities, FX Options, Asset Management, Electronic Trading, Investments, Financial Services, Business Analysis, Market Data, Options, Financial Markets, Bonds, Alternative Investments, Relationship Management, Prime Brokerage, Investment Management, Currency, Mutual Funds, Investment Banking, Emerging Markets, Portfolio Management, Equity Trading, Series 7, Structured Products, Asset Allocation
Education
Yale University - Yale School of Management 1989 — 1991
MBA
Trinity College-Hartford 1982 — 1986
BS, Math, Computer Science
Christine Clifford, CMB's Alex. Brown & Sons Experience October 1990 - May 1993
Job Strategy Consultant at Wells Fargo
Industry Financial Services
Experience
Wells Fargo 2014 - Present
Access Mortgage Research & Consulting, Inc. April 2009 - June 2014
Access Mortgage Research & Consulting, Inc. June 1994 - June 2014
Access Mortgage Research & Consulting, Inc. May 1993 - 2014
Access Mortgage Research October 2001 - 2012
Alex. Brown & Sons October 1990 - May 1993
Better Homes & Gardens Real Estate November 1988 - October 1990
UCB Services, a division of TransUnion April 1988 - November 1988
Record Data, Divison of TRW Real Estate Information September 1987 - March 1988
Freddie Mac June 1984 - August 1986
Skills
Loan Origination, Credit, Mortgage Banking, Loans, Mortgage Lending, Underwriting, Banking, Risk Management, Residential Mortgages, Financial Analysis, Mergers & Acquisitions, Financial Services, Real Estate, Leadership, Credit Analysis, Cross Selling, FHA, Portfolio Management, Financial Risk, Sales Management, Executive Management, Analysis, Finance, Funding
Education
University of Maryland - Robert H. Smith School of Business 2005 — 2007
Masters of Science, Auditing
Principia College
Bachelor of Arts, Business Administration
Wells Fargo 2014 - Present
Access Mortgage Research & Consulting, Inc. April 2009 - June 2014
Access Mortgage Research & Consulting, Inc. June 1994 - June 2014
Access Mortgage Research & Consulting, Inc. May 1993 - 2014
Access Mortgage Research October 2001 - 2012
Alex. Brown & Sons October 1990 - May 1993
Better Homes & Gardens Real Estate November 1988 - October 1990
UCB Services, a division of TransUnion April 1988 - November 1988
Record Data, Divison of TRW Real Estate Information September 1987 - March 1988
Freddie Mac June 1984 - August 1986
Skills
Loan Origination, Credit, Mortgage Banking, Loans, Mortgage Lending, Underwriting, Banking, Risk Management, Residential Mortgages, Financial Analysis, Mergers & Acquisitions, Financial Services, Real Estate, Leadership, Credit Analysis, Cross Selling, FHA, Portfolio Management, Financial Risk, Sales Management, Executive Management, Analysis, Finance, Funding
Education
University of Maryland - Robert H. Smith School of Business 2005 — 2007
Masters of Science, Auditing
Principia College
Bachelor of Arts, Business Administration
Brian Rudy Rudick's Alex. Brown & Sons Experience 1994 - 1998
Job Founder Zombie Sports, LLC; Regulations Writer/Attorney Social Security Administration
Industry Writing and Editing
Experience
Zombie Sports, LLC May 2012 - Present
Rudick Law, LLC December 2008 - Present
Social Security Administration October 2008 - Present
Social Security Administration October 2008 - April 2010
Social Security Administration April 2003 - October 2008
Legg Mason August 1998 - August 2002
Alex. Brown & Sons 1994 - 1998
AT&T 1992 - 1994
Skills
Legal Research, Legal Writing, Legal Compliance, Legal Advice, Strategic Planning, Federal Regulations, New Business Development, Business Strategy, Business Analysis, Small Business, Business Intelligence, Regulations, Public Policy, Legislative Relations, Mediation, Nonprofits, Litigation, Policy, Administrative Law, Mergers & Acquisitions, Policy Analysis, Legal Issues, Government, Legislation, Politics, Corporate Governance, Public Speaking, Research, Strategy, Strategic Communications, Entrepreneurship, Management Consulting, Start-ups, Business Development, Entertainment, Film, Television, Management, Social Media Marketing, Public Relations, Social Media
Education
University of Baltimore School of Law 2004 — 2008
JD, Law
The Johns Hopkins University 1999 — 2002
MBA, Corporate Finance
University of Delaware 1987 — 1992
Bachelor of Arts, Economics
The Boys' Latin School of Maryland 1983 — 1987
High School, College/University Preparatory and Advanced High School/Secondary Diploma Program
Zombie Sports, LLC May 2012 - Present
Rudick Law, LLC December 2008 - Present
Social Security Administration October 2008 - Present
Social Security Administration October 2008 - April 2010
Social Security Administration April 2003 - October 2008
Legg Mason August 1998 - August 2002
Alex. Brown & Sons 1994 - 1998
AT&T 1992 - 1994
Skills
Legal Research, Legal Writing, Legal Compliance, Legal Advice, Strategic Planning, Federal Regulations, New Business Development, Business Strategy, Business Analysis, Small Business, Business Intelligence, Regulations, Public Policy, Legislative Relations, Mediation, Nonprofits, Litigation, Policy, Administrative Law, Mergers & Acquisitions, Policy Analysis, Legal Issues, Government, Legislation, Politics, Corporate Governance, Public Speaking, Research, Strategy, Strategic Communications, Entrepreneurship, Management Consulting, Start-ups, Business Development, Entertainment, Film, Television, Management, Social Media Marketing, Public Relations, Social Media
Education
University of Baltimore School of Law 2004 — 2008
JD, Law
The Johns Hopkins University 1999 — 2002
MBA, Corporate Finance
University of Delaware 1987 — 1992
Bachelor of Arts, Economics
The Boys' Latin School of Maryland 1983 — 1987
High School, College/University Preparatory and Advanced High School/Secondary Diploma Program
Eric Mendelsohn's Alex. Brown & Sons Experience 1997 - 1999
Job Managing Director at Greenhill & Co
Industry Investment Banking
Experience
Greenhill & Co 2012 - Present
Lazard Freres 1999 - 2012
Alex. Brown & Sons 1997 - 1999
CS First Boston 1993 - 1995
Skills
Private Equity, Financial Modeling, Valuation, Corporate Finance, Due Diligence, Mergers & Acquisitions, Investment Banking, Capital Markets, Hedge Funds, Venture Capital
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA, Finance, General
Middlebury College 1988 — 1992
BA, Economics
The Taft School 1985 — 1988
Greenhill & Co 2012 - Present
Lazard Freres 1999 - 2012
Alex. Brown & Sons 1997 - 1999
CS First Boston 1993 - 1995
Skills
Private Equity, Financial Modeling, Valuation, Corporate Finance, Due Diligence, Mergers & Acquisitions, Investment Banking, Capital Markets, Hedge Funds, Venture Capital
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA, Finance, General
Middlebury College 1988 — 1992
BA, Economics
The Taft School 1985 — 1988
Jeffrey Buck, CFA's Alex. Brown & Sons Experience January 1992 - May 1997
Job Principal at Diversified Trust Company
Industry Financial Services
Experience
Diversified Trust Company March 2011 - Present
Alpha Capital Management November 2006 - November 2010
Wilmington Trust Investment Management February 2005 - November 2006
Homrich Berg February 2003 - February 2005
Atlantic Trust September 1999 - February 2003
Alex. Brown & Sons January 1992 - May 1997
Skills
Alternative Investments, Asset Allocation, Hedge Funds, Equities, Investment Strategies, Investments, Portfolio Management, Asset Management, Wealth Management, Investment Management, Valuation, Securities, Mutual Funds, Investment Advisory, Fixed Income
Education
Syracuse University - Maxwell School of Citizenship and Public Affairs
Bachelor of Arts (BA), Economics
Diversified Trust Company March 2011 - Present
Alpha Capital Management November 2006 - November 2010
Wilmington Trust Investment Management February 2005 - November 2006
Homrich Berg February 2003 - February 2005
Atlantic Trust September 1999 - February 2003
Alex. Brown & Sons January 1992 - May 1997
Skills
Alternative Investments, Asset Allocation, Hedge Funds, Equities, Investment Strategies, Investments, Portfolio Management, Asset Management, Wealth Management, Investment Management, Valuation, Securities, Mutual Funds, Investment Advisory, Fixed Income
Education
Syracuse University - Maxwell School of Citizenship and Public Affairs
Bachelor of Arts (BA), Economics
Justin Albert's Alex. Brown & Sons Experience July 1997 - July 2000
Job Managing Director at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird AssociateDeutsche BankJune 2000 - January 2002
Alex. Brown & Sons July 1997 - July 2000
Putnam, Hayes & Bartlett 1995 - 1997
Education
The University of Chicago Booth School of Business 2001 — 2003
MBA
Haverford College 1991 — 1995
Robert W. Baird AssociateDeutsche BankJune 2000 - January 2002
Alex. Brown & Sons July 1997 - July 2000
Putnam, Hayes & Bartlett 1995 - 1997
Education
The University of Chicago Booth School of Business 2001 — 2003
MBA
Haverford College 1991 — 1995
Jeffrey St Claire's Alex. Brown & Sons Experience 1997 - 1997
Job President of Blume Capital Management, Inc.
Industry Investment Management
Experience
Blume Capital Management, Inc. July 2009 - Present
Blume Capital Management, Inc. March 2004 - June 2009
Robertson Stephens 1999 - 2002
PricewaterhouseCoopers 1998 - 1999
Alex. Brown & Sons 1997 - 1997
Econsult Corporation 1995 - 1996
Skills
Venture Capital, Financial Modeling, Valuation, Corporate Finance, Mergers, Investment Banking, Equities, Hedge Funds, Investments, Capital Markets, Asset Managment, Alternative Investments
Education
Georgetown University - The McDonough School of Business 1996 — 1998
MBA, Finance
Georgetown University 1987 — 1990
BA, Government/Political Theory
Menlo-Atherton 1980 — 1984
La Entrada
St.Josephs
Blume Capital Management, Inc. July 2009 - Present
Blume Capital Management, Inc. March 2004 - June 2009
Robertson Stephens 1999 - 2002
PricewaterhouseCoopers 1998 - 1999
Alex. Brown & Sons 1997 - 1997
Econsult Corporation 1995 - 1996
Skills
Venture Capital, Financial Modeling, Valuation, Corporate Finance, Mergers, Investment Banking, Equities, Hedge Funds, Investments, Capital Markets, Asset Managment, Alternative Investments
Education
Georgetown University - The McDonough School of Business 1996 — 1998
MBA, Finance
Georgetown University 1987 — 1990
BA, Government/Political Theory
Menlo-Atherton 1980 — 1984
La Entrada
St.Josephs
Patrick Kerins's Alex. Brown & Sons Experience 1987 - 1996
Job General Partner at New Enterprise Associates
Industry Venture Capital & Private Equity
Experience
New Enterprise Associates 2006 - Present
Alex. Brown & Sons 1987 - 1996
McKinsey&Co. 1985 - 1987
US Navy 1977 - 1983
Skills
Venture Capital, Private Equity, Digital Media, Enterprise Software, Mobile Technology, Start-ups, Strategy
Education
Harvard Business School 1983 — 1985
Master of Business Administration (MBA)
Villanova University 1973 — 1977
Bachelor of Science (BS)
New Enterprise Associates 2006 - Present
Alex. Brown & Sons 1987 - 1996
McKinsey&Co. 1985 - 1987
US Navy 1977 - 1983
Skills
Venture Capital, Private Equity, Digital Media, Enterprise Software, Mobile Technology, Start-ups, Strategy
Education
Harvard Business School 1983 — 1985
Master of Business Administration (MBA)
Villanova University 1973 — 1977
Bachelor of Science (BS)
Matt Hokanson's Alex. Brown & Sons Experience 1989 - 1998
Job Designer / Director of Operations
Industry Graphic Design
Experience
Impressive! 2007 - Present
Bussolati Design Studio 2008 - 2010
Blattner/Brunner Advertising 2006 - 2007
Thompson Publishing Group 2003 - 2006
U.S. Clearing 1999 - 2002
Alex. Brown & Sons 1989 - 1998
Skills
Strategic Planning, Social Media, Entrepreneurship, Customer Service, Strategy, Marketing Strategy, Advertising, Public Speaking, Marketing, Microsoft Office, Graphics
Education
Michigan State University 1981 — 1986
BFA, Graphic Design and Painting
Ferris State University 1979 — 1981
AAS, Technical Illustration
Impressive! 2007 - Present
Bussolati Design Studio 2008 - 2010
Blattner/Brunner Advertising 2006 - 2007
Thompson Publishing Group 2003 - 2006
U.S. Clearing 1999 - 2002
Alex. Brown & Sons 1989 - 1998
Skills
Strategic Planning, Social Media, Entrepreneurship, Customer Service, Strategy, Marketing Strategy, Advertising, Public Speaking, Marketing, Microsoft Office, Graphics
Education
Michigan State University 1981 — 1986
BFA, Graphic Design and Painting
Ferris State University 1979 — 1981
AAS, Technical Illustration
Linda Jackson's Alex. Brown & Sons Experience September 1988 - July 1993
Job Owner, Team TIBCO
Industry Financial Services
Experience
Team TIBCO June 2005 - Present
Bonny Doon Vineyard 2003 - 2005
Credit Suisse First Boston 2000 - 2003
Canadian National team August 1993 - February 2000
Alex. Brown & Sons September 1988 - July 1993
First Boston June 1987 - September 1987
Morgan Stanley June 1984 - June 1986
Skills
Sales Management, Venture Capital, Marketing Strategy, New Business Development, Start-ups, Strategic Planning, Public Speaking, Social Media Marketing, Budgets, Customer Service, Event Management, SaaS, Strategic Partnerships, Marketing, Business Development, Leadership, Entrepreneurship, Strategy, Product Marketing, Product Management, Management
Education
Stanford University Graduate School of Business 1986 — 1988
MBA, Business
Ivey Business School at Western University 1980 — 1984
HBA, Business
Team TIBCO June 2005 - Present
Bonny Doon Vineyard 2003 - 2005
Credit Suisse First Boston 2000 - 2003
Canadian National team August 1993 - February 2000
Alex. Brown & Sons September 1988 - July 1993
First Boston June 1987 - September 1987
Morgan Stanley June 1984 - June 1986
Skills
Sales Management, Venture Capital, Marketing Strategy, New Business Development, Start-ups, Strategic Planning, Public Speaking, Social Media Marketing, Budgets, Customer Service, Event Management, SaaS, Strategic Partnerships, Marketing, Business Development, Leadership, Entrepreneurship, Strategy, Product Marketing, Product Management, Management
Education
Stanford University Graduate School of Business 1986 — 1988
MBA, Business
Ivey Business School at Western University 1980 — 1984
HBA, Business
Bob Soucy's Alex. Brown & Sons Experience 1987 - 1992
Job Associate Director Syndicated Research at Combe, Inc.
Industry Consumer Goods
Experience
Combe, Inc. August 1998 - Present
ACNielsen 1992 - July 1998
Alex. Brown & Sons 1987 - 1992
Richardson Vicks August 1985 - August 1986
Skills
FMCG, Nielsen, Market Research, Analytics, Marketing, Customer Insight, Marketing Research, Consumer Behaviour, Consumer Products, Segmentation, Shopper Marketing, Brand Management, Competitive Analysis, Brand Equity, Cross-functional Team..., Market Analysis
Education
University of Bridgeport 1982 — 1987
B.S., Marketing
Combe, Inc. August 1998 - Present
ACNielsen 1992 - July 1998
Alex. Brown & Sons 1987 - 1992
Richardson Vicks August 1985 - August 1986
Skills
FMCG, Nielsen, Market Research, Analytics, Marketing, Customer Insight, Marketing Research, Consumer Behaviour, Consumer Products, Segmentation, Shopper Marketing, Brand Management, Competitive Analysis, Brand Equity, Cross-functional Team..., Market Analysis
Education
University of Bridgeport 1982 — 1987
B.S., Marketing
Mark Klausner's Alex. Brown & Sons Experience 1995 - 1999
Job Owner, Westwicke Partners, LLC
Industry Management Consulting
Experience
Westwicke Partners, LLC June 2006 - Present
Wachovia Securities June 2004 - May 2006
Signal Hill Capital 2003 - 2004
Deutsche Bank 2000 - 2002
BT Alex. Brown 1999 - 2000
Alex. Brown & Sons 1995 - 1999
Merrill Lynch 1993 - 1995
Skills
Investment Banking, Capital Markets, Equities, Healthcare, Investor Relations, Corporate Finance, Mergers, IPO, Management Consulting, Communications Strategy, Strategic Communications, Crisis Communications, Communications Planning, Investor Presentations, Institutional Investors, Mergers & Acquisitions, Executive Management, Valuation, Financial Structuring, Institutional..., Structured Finance, Fixed Income, Start-ups
Education
University of Virginia - Darden Graduate School of Business Administration 1989 — 1991
MBA
Colgate University 1983 — 1987
BA, Economics / Computer Science
London School of Economics and Political Science
Westwicke Partners, LLC June 2006 - Present
Wachovia Securities June 2004 - May 2006
Signal Hill Capital 2003 - 2004
Deutsche Bank 2000 - 2002
BT Alex. Brown 1999 - 2000
Alex. Brown & Sons 1995 - 1999
Merrill Lynch 1993 - 1995
Skills
Investment Banking, Capital Markets, Equities, Healthcare, Investor Relations, Corporate Finance, Mergers, IPO, Management Consulting, Communications Strategy, Strategic Communications, Crisis Communications, Communications Planning, Investor Presentations, Institutional Investors, Mergers & Acquisitions, Executive Management, Valuation, Financial Structuring, Institutional..., Structured Finance, Fixed Income, Start-ups
Education
University of Virginia - Darden Graduate School of Business Administration 1989 — 1991
MBA
Colgate University 1983 — 1987
BA, Economics / Computer Science
London School of Economics and Political Science
Marcia Aaron's Alex. Brown & Sons Experience 1994 - 2001
Job Executive Director, KIPP LA Schools a group of high performing charter schools in LA.
Industry Education Management
Experience
KIPP LA November 2007 - Present
Deutsche Bank Securities July 1994 - June 2001
Alex. Brown & Sons 1994 - 2001
Education
University of Oregon 1982 — 1986
Bachelor of Arst, Journalism
KIPP LA November 2007 - Present
Deutsche Bank Securities July 1994 - June 2001
Alex. Brown & Sons 1994 - 2001
Education
University of Oregon 1982 — 1986
Bachelor of Arst, Journalism
Clinton R. Daly's Alex. Brown & Sons Experience 1980 - 1998
Job Head of Business Development at Brown Advisory | Thoughtful Investing.
Industry Investment Management
Experience
Brown Advisory October 2005 - Present
First Union/Wachovia 1999 - 2005
Deutsche Bank 1998 - 1999
Alex. Brown & Sons 1980 - 1998
Education
The Johns Hopkins University 1975 — 1979
Calvert, Gilman
Calvert, Gilman
Calvert, Gilman
Calvert, Gilman
Brown Advisory October 2005 - Present
First Union/Wachovia 1999 - 2005
Deutsche Bank 1998 - 1999
Alex. Brown & Sons 1980 - 1998
Education
The Johns Hopkins University 1975 — 1979
Calvert, Gilman
Calvert, Gilman
Calvert, Gilman
Calvert, Gilman
Edings Thibault's Alex. Brown & Sons Experience 1995 - 1997
Job Investor Relations Executive
Industry Financial Services
Experience
MSCI Inc. November 2014 - Present
MSCI Inc. December 2009 - November 2014
Indus Capital July 2008 - December 2009
Morgan Stanley 1998 - 2007
Alex. Brown & Sons 1995 - 1997
Skills
Investor Relations, Strategy, Equities, Hedge Funds, Financial Modeling, Valuation, Asset Management, Emerging Markets, Equity Research, Capital Markets, Financial Analysis, Analytics, Alternative Investments, Paper Industry, conversational French, Business Services, International Relations, Corporate Communications, Financial Reporting, Equity Indices
Education
Georgetown University 1991 — 1995
BS, Foreign Service
Phillips Exeter Academy 1987 — 1991
Lahore American School 1986 — 1991
MSCI Inc. November 2014 - Present
MSCI Inc. December 2009 - November 2014
Indus Capital July 2008 - December 2009
Morgan Stanley 1998 - 2007
Alex. Brown & Sons 1995 - 1997
Skills
Investor Relations, Strategy, Equities, Hedge Funds, Financial Modeling, Valuation, Asset Management, Emerging Markets, Equity Research, Capital Markets, Financial Analysis, Analytics, Alternative Investments, Paper Industry, conversational French, Business Services, International Relations, Corporate Communications, Financial Reporting, Equity Indices
Education
Georgetown University 1991 — 1995
BS, Foreign Service
Phillips Exeter Academy 1987 — 1991
Lahore American School 1986 — 1991
Christina Morrison's Alex. Brown & Sons Experience June 1989 - December 2002
Job SVP Finance at ARAMARK
Industry Pharmaceuticals
Experience
ARAMARK June 2013 - Present
Merck & Co., Inc. November 2009 - June 2013
Wyeth Pharmaceuticals June 2007 - October 2009
Wyeth 2005 - 2007
Alex. Brown & Sons June 1989 - December 2002
Deutsche Bank Securities 1993 - 2002
Deutsche Bank Alex. Brown 1993 - 2002
Education
The Tuck School of Business at Dartmouth 1991 — 1993
University of Pennsylvania - The Wharton School 1985 — 1989
BSEcon, Business
Milton Academy 1980 — 1985
HIgh School, High School
ARAMARK June 2013 - Present
Merck & Co., Inc. November 2009 - June 2013
Wyeth Pharmaceuticals June 2007 - October 2009
Wyeth 2005 - 2007
Alex. Brown & Sons June 1989 - December 2002
Deutsche Bank Securities 1993 - 2002
Deutsche Bank Alex. Brown 1993 - 2002
Education
The Tuck School of Business at Dartmouth 1991 — 1993
University of Pennsylvania - The Wharton School 1985 — 1989
BSEcon, Business
Milton Academy 1980 — 1985
HIgh School, High School
Christopher A. Feiss's Alex. Brown & Sons Experience 1989 - 1999
Job Senior Vice President, Strategy and Finance at Compass Marketing Inc.
Industry Investment Banking
Experience
Compass Marketing Inc. February 2014 - Present
83 North Partners 2006 - Present
Oppenheimer & Co. 2008 - 2013
Alex. Brown Investment Management 1999 - 2006
Alex. Brown & Sons 1989 - 1999
Deutsche Bank Alex. Brown 1989 - 1999
Education
Colby College 1980 — 1985
Compass Marketing Inc. February 2014 - Present
83 North Partners 2006 - Present
Oppenheimer & Co. 2008 - 2013
Alex. Brown Investment Management 1999 - 2006
Alex. Brown & Sons 1989 - 1999
Deutsche Bank Alex. Brown 1989 - 1999
Education
Colby College 1980 — 1985
steven eskenazi's Alex. Brown & Sons Experience 1990 - 1997
Job Member of the Angels Forum
Industry Venture Capital & Private Equity
Experience
RadiumOne Inc. 2009 - Present
SCOPIX SOLUTIONS August 2012 - Present
Angel Investor April 2008 - Present
Ensighten May 2012 - Present
The Angels' Forum January 2012 - Present
Purple Communications 2007 - 2011
Walden Venture Capital March 1997 - March 2008
BlueLithium 2003 - 2007
Cybertrust 1999 - 2007
Alex. Brown & Sons 1990 - 1997
Skills
Digital Media, Venture Capital, Start-ups, Business Strategy, Social Media, Strategic Partnerships, Entrepreneurship, Management, Angel Investing, SaaS, Finance, Private Equity, Strategy, Corporate Development, Analytics, Mergers, Corporate Finance, Business Development, Competitive Analysis, Executive Management, Mergers
Education
Union College 1979 — 1993
BS, Applied Mathematics
Dartmouth College - The Tuck School of Business at Dartmouth 1983 — 1985
Master of Business Administration (MBA)
RadiumOne Inc. 2009 - Present
SCOPIX SOLUTIONS August 2012 - Present
Angel Investor April 2008 - Present
Ensighten May 2012 - Present
The Angels' Forum January 2012 - Present
Purple Communications 2007 - 2011
Walden Venture Capital March 1997 - March 2008
BlueLithium 2003 - 2007
Cybertrust 1999 - 2007
Alex. Brown & Sons 1990 - 1997
Skills
Digital Media, Venture Capital, Start-ups, Business Strategy, Social Media, Strategic Partnerships, Entrepreneurship, Management, Angel Investing, SaaS, Finance, Private Equity, Strategy, Corporate Development, Analytics, Mergers, Corporate Finance, Business Development, Competitive Analysis, Executive Management, Mergers
Education
Union College 1979 — 1993
BS, Applied Mathematics
Dartmouth College - The Tuck School of Business at Dartmouth 1983 — 1985
Master of Business Administration (MBA)
Joe Grillo's Alex. Brown & Sons Experience 1994 - 2001
Job Managing Director/Founder at JG Advisory Services
Industry Investment Banking
Experience
JG Advisory Services July 2013 - Present
Wedbush Securities April 2006 - July 2013
Alex. Brown & Sons 1994 - 2001
Skills
Private Equity, Investment Banking, Fixed Income, Venture Capital, Private Placements, Due Diligence, Corporate Finance, Capital Markets, IPO, Investments, Valuation, Equity Research, Business Strategy, Financial Modeling, Series 63, Strategic Planning, LBO, M&A experience, Bloomberg, Equities, Hedge Funds, Corporate Development, Asset Management, Entrepreneurship, Finance, Portfolio Management, Series 7, Securities, Mergers & Acquisitions, Alternative Investments, Financial Analysis, Strategy, Emerging Markets, Mergers, Executive Management, Strategic Partnerships, Management, Financial Services
Education
Georgetown University 1988 — 1990
MBA, Business
University of California, Berkeley 1982 — 1986
BA, Economics
JG Advisory Services July 2013 - Present
Wedbush Securities April 2006 - July 2013
Alex. Brown & Sons 1994 - 2001
Skills
Private Equity, Investment Banking, Fixed Income, Venture Capital, Private Placements, Due Diligence, Corporate Finance, Capital Markets, IPO, Investments, Valuation, Equity Research, Business Strategy, Financial Modeling, Series 63, Strategic Planning, LBO, M&A experience, Bloomberg, Equities, Hedge Funds, Corporate Development, Asset Management, Entrepreneurship, Finance, Portfolio Management, Series 7, Securities, Mergers & Acquisitions, Alternative Investments, Financial Analysis, Strategy, Emerging Markets, Mergers, Executive Management, Strategic Partnerships, Management, Financial Services
Education
Georgetown University 1988 — 1990
MBA, Business
University of California, Berkeley 1982 — 1986
BA, Economics
Harry Merriken's Alex. Brown & Sons Experience 1991 - 1999
Job Retired
Industry Financial Services
Experience
Gateway Investment Advisers February 1999 - December 2014
Alex. Brown & Sons 1991 - 1999
Education
University of Maryland College Park 1978 — 1985
Doctor of Philosophy (Ph.D.), Finance, General
Loyola University Maryland 1975 — 1978
Master of Business Administration (MBA), Finance, General
Loyola University Maryland 1965 — 1969
Bachelor of Arts (B.A.), English Language and Literature/Letters
Gateway Investment Advisers February 1999 - December 2014
Alex. Brown & Sons 1991 - 1999
Education
University of Maryland College Park 1978 — 1985
Doctor of Philosophy (Ph.D.), Finance, General
Loyola University Maryland 1975 — 1978
Master of Business Administration (MBA), Finance, General
Loyola University Maryland 1965 — 1969
Bachelor of Arts (B.A.), English Language and Literature/Letters
Don Sheldon's Alex. Brown & Sons Experience 1989 - 1992
Job Real Estate Professional@C21Access America
Industry Real Estate
Experience
Alex. Brown & Sons 1989 - 1992
McKinley,Alsop 1987 - 1988
Baer&Co. 1985 - 1987
Laidlaw, Adams & Peck 1982 - 1985
Education
Brown University
Economics
New York University - Leonard N. Stern School of Business
Business
Alex. Brown & Sons 1989 - 1992
McKinley,Alsop 1987 - 1988
Baer&Co. 1985 - 1987
Laidlaw, Adams & Peck 1982 - 1985
Education
Brown University
Economics
New York University - Leonard N. Stern School of Business
Business
Kristen Hohman's Alex. Brown & Sons Experience 1991 - 1999
Job Volunteer, Mother, Cook, Chauffeur, Counselor, DogWalker
Industry Information Technology and Services
Experience
Stone Ridge School of the Sacred Heart February 2014 - March 2015
Bethesda Country Club September 2010 - July 2014
Triad Technology Partners June 2009 - January 2014
Triad Technology Partners June 2009 - April 2013
Triad Technology Partners 2009 - 2011
Locust Hill Citizens Association October 2006 - October 2010
Alex. Brown/ Deutsche Bank July 1991 - May 2003
Deutsche Bank Alex. Brown 1991 - 2003
Alex. Brown & Sons 1991 - 1999
Skills
Project Management, Venture Capital, Vendor Management, Private Equity, Institutional Sales, Sales Presentations, Strategic Human..., Strategic Planning, Equities, public speaking, Multi-state Payroll..., Compensation & Benefits..., Insurance, Business Development, Business Process, Business Process..., Cloud Computing, CRM, Employee Benefits, Human Resources, Enterprise Architecture, Integration, Investments, Leadership, Management, Start-ups, Recruiting, Strategy, Fundraising, Public Speaking, Professional Services, Management Consulting, Program Management
Education
The George Washington University - School of Business 1998 — 1999
MBA
Duke University 1987 — 1991
AB
Stone Ridge School of the Sacred Heart February 2014 - March 2015
Bethesda Country Club September 2010 - July 2014
Triad Technology Partners June 2009 - January 2014
Triad Technology Partners June 2009 - April 2013
Triad Technology Partners 2009 - 2011
Locust Hill Citizens Association October 2006 - October 2010
Alex. Brown/ Deutsche Bank July 1991 - May 2003
Deutsche Bank Alex. Brown 1991 - 2003
Alex. Brown & Sons 1991 - 1999
Skills
Project Management, Venture Capital, Vendor Management, Private Equity, Institutional Sales, Sales Presentations, Strategic Human..., Strategic Planning, Equities, public speaking, Multi-state Payroll..., Compensation & Benefits..., Insurance, Business Development, Business Process, Business Process..., Cloud Computing, CRM, Employee Benefits, Human Resources, Enterprise Architecture, Integration, Investments, Leadership, Management, Start-ups, Recruiting, Strategy, Fundraising, Public Speaking, Professional Services, Management Consulting, Program Management
Education
The George Washington University - School of Business 1998 — 1999
MBA
Duke University 1987 — 1991
AB
Barbara Ryan's Alex. Brown & Sons Experience 1992 - 1999
Job Partner at Clermont Partners
Industry Pharmaceuticals
Experience
Clermont Partners January 2015 - Present
FTI Consulting March 2013 - December 2014
Barbara Ryan Advisors October 2012 - March 2013
Deutsche Bank Securities April 1994 - September 2012
Deutsche Bank February 1994 - September 2012
Deutsche Bank Alex. Brown April 1992 - September 2012
Alex. Brown & Sons 1992 - 1999
Prudential Securities 1990 - 1992
Bear Stearns June 1981 - January 1990
Skills
Investment Banking, Investments, Investor Relations, Valuation, Mergers, Portfolio Management, Equities, Private Equity, Venture Capital, Capital Markets, Strategy, Vision, Asset Management, Corporate Development, Business Planning, Business Strategy, Competitive Analysis, Corporate Communications, Corporate Finance, Finance, Financial Markets, Financial Modeling, Hedge Funds, M, Management, Series 63, Series 7, Start-ups, Strategic Communications, Equity Research, Due Diligence, Financial Analysis, Strategic Planning, Restructuring, Business Development, Pharmaceutical Industry, International M, Lead Generation, Mergers, Negotiation, Skilled Multi-tasker, Mergers & Acquisitions
Education
University of Massachusetts, Amherst 1977 — 1981
finance, Finance, Economics
Greenwich High School 1974 — 1977
Clermont Partners January 2015 - Present
FTI Consulting March 2013 - December 2014
Barbara Ryan Advisors October 2012 - March 2013
Deutsche Bank Securities April 1994 - September 2012
Deutsche Bank February 1994 - September 2012
Deutsche Bank Alex. Brown April 1992 - September 2012
Alex. Brown & Sons 1992 - 1999
Prudential Securities 1990 - 1992
Bear Stearns June 1981 - January 1990
Skills
Investment Banking, Investments, Investor Relations, Valuation, Mergers, Portfolio Management, Equities, Private Equity, Venture Capital, Capital Markets, Strategy, Vision, Asset Management, Corporate Development, Business Planning, Business Strategy, Competitive Analysis, Corporate Communications, Corporate Finance, Finance, Financial Markets, Financial Modeling, Hedge Funds, M, Management, Series 63, Series 7, Start-ups, Strategic Communications, Equity Research, Due Diligence, Financial Analysis, Strategic Planning, Restructuring, Business Development, Pharmaceutical Industry, International M, Lead Generation, Mergers, Negotiation, Skilled Multi-tasker, Mergers & Acquisitions
Education
University of Massachusetts, Amherst 1977 — 1981
finance, Finance, Economics
Greenwich High School 1974 — 1977
Per-Arne Weiner's Alex. Brown & Sons Experience August 1995 - October 1998
Job Investment Banker, Financial Technology
Industry Investment Banking
Experience
Consultant/advisor Managing Director, Head of Financial TechnologyRBC Capital MarketsFebruary 2011 - September 2015
Gleacher Partners April 2008 - May 2011
Deutsche Bank AG 1998 - 2008
Deutsche Bank Securities 1998 - 2000
Deutsche Bank Securities 1998 - 2000
Alex. Brown & Sons August 1995 - October 1998
Southport Partners January 1991 - July 1993
Skills
Mergers & Acquisitions, Venture Capital, Management, Financial Modeling, Capital Markets, Investment Banking, Private Equity, Due Diligence, Hedge Funds, Fixed Income, Derivatives, Corporate Finance, Valuation, Equities, Corporate Development, Equity Research, Emerging Markets, LBO, Leveraged Finance, IPO, Alternative Investments, Private Placements, M&A experience, Investments
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1993 — 1995
MBA, Business Administration and Management, General
Harvard University 1984 — 1988
Bachelor of Arts (B.A.), Political Science and Government
Skidgymnasiet Gällivare 1980 — 1982
HS, SH vetenskaplig (3yrs)
Consultant/advisor Managing Director, Head of Financial TechnologyRBC Capital MarketsFebruary 2011 - September 2015
Gleacher Partners April 2008 - May 2011
Deutsche Bank AG 1998 - 2008
Deutsche Bank Securities 1998 - 2000
Deutsche Bank Securities 1998 - 2000
Alex. Brown & Sons August 1995 - October 1998
Southport Partners January 1991 - July 1993
Skills
Mergers & Acquisitions, Venture Capital, Management, Financial Modeling, Capital Markets, Investment Banking, Private Equity, Due Diligence, Hedge Funds, Fixed Income, Derivatives, Corporate Finance, Valuation, Equities, Corporate Development, Equity Research, Emerging Markets, LBO, Leveraged Finance, IPO, Alternative Investments, Private Placements, M&A experience, Investments
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1993 — 1995
MBA, Business Administration and Management, General
Harvard University 1984 — 1988
Bachelor of Arts (B.A.), Political Science and Government
Skidgymnasiet Gällivare 1980 — 1982
HS, SH vetenskaplig (3yrs)
Faulstich, Blair's Alex. Brown & Sons Experience 1997 - 1999
Job Managing Director at Merrill Lynch & Co
Industry Financial Services
Experience
Merrill Lynch & Co 2004 - Present
Deutsche Bank 1999 - 2004
Alex. Brown & Sons 1997 - 1999
Arthur Andersen 1992 - 1995
Education
Cornell University - Johnson Graduate School of Management 1995 — 1997
MBA, Finance
Principia College 1988 — 1992
BA, Business
Merrill Lynch & Co 2004 - Present
Deutsche Bank 1999 - 2004
Alex. Brown & Sons 1997 - 1999
Arthur Andersen 1992 - 1995
Education
Cornell University - Johnson Graduate School of Management 1995 — 1997
MBA, Finance
Principia College 1988 — 1992
BA, Business
Nat Prentice, CFA, CAP®'s Alex. Brown & Sons Experience 1975 - 1999
Job Member, Association of Financial Educators
Industry Financial Services
Experience
Altium Wealth Management, LLC June 2012 - Present
Oppenheimer & Co. Inc. May 2008 - June 2012
M&T Bank May 2005 - May 2008
Alex. Brown & Sons 1975 - 1999
Skills
Mutual Funds, Investment Advisory, Retirement Planning, Fixed Income, Alternative Investments, Equities, Asset Managment, Investment Management, Bonds, Valuation, Strategic Financial..., Asset Management, Financial Advisory, Capital Markets, Finance, Wealth Management..., Estate Planning, Venture Capital, Bloomberg, Life Insurance, Hedge Funds, Philanthropic Planning
Education
Trinity College-Hartford 1965 — 1969
BA, Government
St. Paul's School 1959 — 1965
Altium Wealth Management, LLC June 2012 - Present
Oppenheimer & Co. Inc. May 2008 - June 2012
M&T Bank May 2005 - May 2008
Alex. Brown & Sons 1975 - 1999
Skills
Mutual Funds, Investment Advisory, Retirement Planning, Fixed Income, Alternative Investments, Equities, Asset Managment, Investment Management, Bonds, Valuation, Strategic Financial..., Asset Management, Financial Advisory, Capital Markets, Finance, Wealth Management..., Estate Planning, Venture Capital, Bloomberg, Life Insurance, Hedge Funds, Philanthropic Planning
Education
Trinity College-Hartford 1965 — 1969
BA, Government
St. Paul's School 1959 — 1965
Daniel Runde's Alex. Brown & Sons Experience 1994 - 1996
Job Director, Project on Prosperity and Development at Center for Strategic and International Studies
Industry International Trade and Development
Experience
Center for Strategic and International Studies November 2010 - Present
International Finance Corporation 2007 - 2010
USAID June 2002 - April 2007
Citibank 2000 - 2002
Alex. Brown & Sons 1994 - 1996
Skills
International..., Fundraising, International Relations, Policy Analysis, Capacity Building, NGOs, Entrepreneurship, Corporate Social..., Africa, Strategic Communications, Policy, Emerging Markets, Foreign Policy, Politics, Civil Society, Economic Development, Social Entrepreneurship, Public/private..., Nonprofits, Proposal Writing, Program Management, Government, Public Policy, Corporate Finance, Latin America, Business Strategy, Human Rights, Strategy, Sustainable Development, Sustainability, Strategic Planning, Private Sector..., Grant Writing, French, Grants, Economics, Program Development, Governance, Social Enterprise, Research, Spanish, Project Planning, Change Management, Diplomacy
Education
Harvard University Kennedy School of Government 1997 — 1999
MPP
University of Granada 1996 — 1997
Spanish Language Immersion Program
Dartmouth College
AB, Government
Horace Greeley High School
Horace Greeley High School
Horace Greeley High School
Center for Strategic and International Studies November 2010 - Present
International Finance Corporation 2007 - 2010
USAID June 2002 - April 2007
Citibank 2000 - 2002
Alex. Brown & Sons 1994 - 1996
Skills
International..., Fundraising, International Relations, Policy Analysis, Capacity Building, NGOs, Entrepreneurship, Corporate Social..., Africa, Strategic Communications, Policy, Emerging Markets, Foreign Policy, Politics, Civil Society, Economic Development, Social Entrepreneurship, Public/private..., Nonprofits, Proposal Writing, Program Management, Government, Public Policy, Corporate Finance, Latin America, Business Strategy, Human Rights, Strategy, Sustainable Development, Sustainability, Strategic Planning, Private Sector..., Grant Writing, French, Grants, Economics, Program Development, Governance, Social Enterprise, Research, Spanish, Project Planning, Change Management, Diplomacy
Education
Harvard University Kennedy School of Government 1997 — 1999
MPP
University of Granada 1996 — 1997
Spanish Language Immersion Program
Dartmouth College
AB, Government
Horace Greeley High School
Horace Greeley High School
Horace Greeley High School
Fred Eisenbrandt's Alex. Brown & Sons Experience 1984 - 1997
Job Chief Operating Officer at Smart Home Services LLC
Industry Construction
Experience
Smart Home Services LLC November 2011 - Present
Morgan Stanley November 2008 - July 2010
Deutsche Bank Securities August 1991 - March 2008
Deutsche Bank 1999 - 2008
Deutsche Bank Alex. Brown 1991 - 2000
BT Alex Brown 1997 - 1999
Alex. Brown 1984 - 1997
Alex. Brown & Sons 1984 - 1997
Skills
Equities, Series 7, Financial Services, Equity Capital Markets, Marketing, Asset Management, Investments, Capital Markets, Investment Banking
Education
University of Pennsylvania 1971 — 1974
BA, Economics
St. Paul's Brooklandville
Smart Home Services LLC November 2011 - Present
Morgan Stanley November 2008 - July 2010
Deutsche Bank Securities August 1991 - March 2008
Deutsche Bank 1999 - 2008
Deutsche Bank Alex. Brown 1991 - 2000
BT Alex Brown 1997 - 1999
Alex. Brown 1984 - 1997
Alex. Brown & Sons 1984 - 1997
Skills
Equities, Series 7, Financial Services, Equity Capital Markets, Marketing, Asset Management, Investments, Capital Markets, Investment Banking
Education
University of Pennsylvania 1971 — 1974
BA, Economics
St. Paul's Brooklandville
Francine Graillot's Alex. Brown & Sons Experience 1990 - 2001
Job Director at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities, LLC April 2003 - Present
Deutsche Ban Alex Brown 1997 - 2001
Alex. Brown & Sons 1990 - 2001
Education
Loyola University Maryland
MBA, Finance
The Johns Hopkins University 1977 — 1981
BA, International Studies
Wells Fargo Securities, LLC April 2003 - Present
Deutsche Ban Alex Brown 1997 - 2001
Alex. Brown & Sons 1990 - 2001
Education
Loyola University Maryland
MBA, Finance
The Johns Hopkins University 1977 — 1981
BA, International Studies
Corky Crozier's Alex. Brown & Sons Experience 1994 - 2006
Job Managing Director/Client Advisor at Deutsche Bank Securities, Inc
Industry Financial Services
Experience
Deutsche Bank Alex.Brown March 2010 - Present
Morgan Stanley August 2006 - September 2009
Deutsche Bank October 1994 - April 2006
Alex. Brown & Sons 1994 - 2006
Kidder Peabody and Company January 1988 - October 1994
Skills
Series 7, Equities, Hedge Funds, Investments, Alternative Investments, Fixed Income, Asset Managment, Series 63, Investment Banking, Portfolio Management, Wealth Management..., Asset Management, Securities, FINRA, Asset Allocation, Wealth Management, Capital Markets, Investment Advisory, Investment Management, Structured Products, Investment Strategies, Private Equity, ETFs, Bloomberg, Mutual Funds, Derivatives, Bonds, Equity Trading, Options, Equity Research, Equity Derivatives, Valuation, FX Options, Private Banking, Trading
Education
University of Georgia - Terry College of Business 1977 — 1982
BBA, Risk Management
Deutsche Bank Alex.Brown March 2010 - Present
Morgan Stanley August 2006 - September 2009
Deutsche Bank October 1994 - April 2006
Alex. Brown & Sons 1994 - 2006
Kidder Peabody and Company January 1988 - October 1994
Skills
Series 7, Equities, Hedge Funds, Investments, Alternative Investments, Fixed Income, Asset Managment, Series 63, Investment Banking, Portfolio Management, Wealth Management..., Asset Management, Securities, FINRA, Asset Allocation, Wealth Management, Capital Markets, Investment Advisory, Investment Management, Structured Products, Investment Strategies, Private Equity, ETFs, Bloomberg, Mutual Funds, Derivatives, Bonds, Equity Trading, Options, Equity Research, Equity Derivatives, Valuation, FX Options, Private Banking, Trading
Education
University of Georgia - Terry College of Business 1977 — 1982
BBA, Risk Management
David Bannister's Alex. Brown & Sons Experience 1982 - 1999
Job Private Equity
Industry Investment Management
Experience
Bannockburn Ltd January 2014 - Present
FTI Consulting 2005 - September 2014
Grotech Capital Group 1999 - 2005
Alex. Brown & Sons 1982 - 1999
Education
The Johns Hopkins University 2001 — 2005
Post graduate, Economics and history
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1976 — 1978
MBA
Stetson University 1973 — 1976
BA, History
Bannockburn Ltd January 2014 - Present
FTI Consulting 2005 - September 2014
Grotech Capital Group 1999 - 2005
Alex. Brown & Sons 1982 - 1999
Education
The Johns Hopkins University 2001 — 2005
Post graduate, Economics and history
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1976 — 1978
MBA
Stetson University 1973 — 1976
BA, History
Dick Franyo's Alex. Brown & Sons Experience 1972 - 2002
Job owner at boatyard bar & grill
Industry Restaurants
Experience
boatyard bar & grill 2001 - Present
Alex. Brown & Sons 1972 - 2002
Deutsche Bank 1972 - 2002
Skills
Marketing Strategy, Investment Banking, Equities, Strategic Planning, Private Equity, Capital Markets, Investments, Customer Service
Education
Harvard Business School 1970 — 1972
mba, finance
University of Virginia 1962 — 1966
ba, economics
boatyard bar & grill 2001 - Present
Alex. Brown & Sons 1972 - 2002
Deutsche Bank 1972 - 2002
Skills
Marketing Strategy, Investment Banking, Equities, Strategic Planning, Private Equity, Capital Markets, Investments, Customer Service
Education
Harvard Business School 1970 — 1972
mba, finance
University of Virginia 1962 — 1966
ba, economics
Linda Farquhar's Alex. Brown & Sons Experience September 1993 - December 1997
Job Managing Member at entreDonovan women's custom clothing
Industry Apparel & Fashion
Experience
entreDonovan Women's Custom Clothing August 2011 - Present
Friess Associates June 2000 - August 2011
Tocqueville Society - United Way of Delaware 2005 - 2009
Bennett Lawrence Management December 1997 - June 2000
Alex. Brown & Sons September 1993 - December 1997
SEI June 1992 - August 1992
Skills
Commitment to Customer..., Custom Clothing, Apparel, Footwear, Financial Modeling, Strategy, Entrepreneurship, Start-ups, Retail, Leadership, Management, Strategic Planning, Marketing Strategy, Business Strategy, Public Speaking, Social Media, Marketing, Event Planning
Education
University of Pennsylvania - The Wharton School 1991 — 1993
MBA, Finance/Entrepreneurial Management
Rutgers University – Camden
BS Highest Honors, Management, Econ minor
entreDonovan Women's Custom Clothing August 2011 - Present
Friess Associates June 2000 - August 2011
Tocqueville Society - United Way of Delaware 2005 - 2009
Bennett Lawrence Management December 1997 - June 2000
Alex. Brown & Sons September 1993 - December 1997
SEI June 1992 - August 1992
Skills
Commitment to Customer..., Custom Clothing, Apparel, Footwear, Financial Modeling, Strategy, Entrepreneurship, Start-ups, Retail, Leadership, Management, Strategic Planning, Marketing Strategy, Business Strategy, Public Speaking, Social Media, Marketing, Event Planning
Education
University of Pennsylvania - The Wharton School 1991 — 1993
MBA, Finance/Entrepreneurial Management
Rutgers University – Camden
BS Highest Honors, Management, Econ minor
Holly Hansen's Alex. Brown & Sons Experience 1991 - 1999
Job Sales at Ipreo
Industry Financial Services
Experience
Ipreo March 2015 - Present
Dectiva 2013 - 2014
ThinkEquity LLC July 2011 - November 2012
Wedbush Securities 2005 - 2011
BMO Capital Markets 2001 - 2005
UBS Investment Bank 1999 - 2002
Alex. Brown & Sons 1991 - 1999
Skills
Equity Research, Series 7, Equities, Investment Banking, Valuation, Series 63, Capital Markets, Hedge Funds, Financial Modeling, Investments, Series 24, Corporate Development, Corporate Finance, Private Equity, Mergers, Mutual Funds, Bloomberg, Securities, Asset Management, Mergers & Acquisitions, Portfolio Management, Alternative Investments, Financial Markets, Trading, Financial Analysis, Equity Valuation, Investment Management, Sales Management, Asset Allocation, Equity Trading, Venture Capital, Fixed Income, Electronic Trading, Private Placements, Options, Investor Relations
Education
UC Berkeley
Bachelor of Arts (BA), Comparative Literature
Ipreo March 2015 - Present
Dectiva 2013 - 2014
ThinkEquity LLC July 2011 - November 2012
Wedbush Securities 2005 - 2011
BMO Capital Markets 2001 - 2005
UBS Investment Bank 1999 - 2002
Alex. Brown & Sons 1991 - 1999
Skills
Equity Research, Series 7, Equities, Investment Banking, Valuation, Series 63, Capital Markets, Hedge Funds, Financial Modeling, Investments, Series 24, Corporate Development, Corporate Finance, Private Equity, Mergers, Mutual Funds, Bloomberg, Securities, Asset Management, Mergers & Acquisitions, Portfolio Management, Alternative Investments, Financial Markets, Trading, Financial Analysis, Equity Valuation, Investment Management, Sales Management, Asset Allocation, Equity Trading, Venture Capital, Fixed Income, Electronic Trading, Private Placements, Options, Investor Relations
Education
UC Berkeley
Bachelor of Arts (BA), Comparative Literature
Karl Knade's Alex. Brown & Sons Experience March 1995 - May 1999
Job Principal, Knade Financial Group LLC
Industry Investment Management
Experience
Knade Financial Group LLC December 2006 - Present
RBC Dain Rauscher May 1999 - December 2006
Alex. Brown & Sons March 1995 - May 1999
Public Financial Management October 1992 - December 1994
Education
Gettysburg College 1979 — 1985
B.A., Business Administration
Knade Financial Group LLC December 2006 - Present
RBC Dain Rauscher May 1999 - December 2006
Alex. Brown & Sons March 1995 - May 1999
Public Financial Management October 1992 - December 1994
Education
Gettysburg College 1979 — 1985
B.A., Business Administration
William Crist's Alex. Brown & Sons Experience January 1991 - June 1999
Job Director Investor Relations at OCA Ventures
Industry Real Estate
Experience
OCA Ventures July 2015 - Present
Murphy-O'Brien, LLC May 2015 - Present
Calamos Investments June 2012 - February 2015
Alchemy Copyrights/Bicycle Music March 2010 - December 2011
Whittier Trust Company November 2007 - January 2009
GSC Group April 2006 - November 2007
Oaktree Capital Management February 2001 - April 2006
Legg Mason June 1999 - February 2001
Alex. Brown & Sons January 1991 - June 1999
Wheat Investment Advisors July 1987 - February 1991
Skills
Financial Services, Portfolio Management, Financial Analysis, Hedge Funds, Investment Banking, Investment Management, Private Equity, Management, Alternative Investments, Investments, Investment Advisory, Asset Management, High Net Worth..., Asset Managment, Family Office, Marketing, New Business Development
Education
Miami University 1980 — 1981
MBA, Accountancy
Westminster College (PA) 1975 — 1979
BA Bus. Admin., Accounting
OCA Ventures July 2015 - Present
Murphy-O'Brien, LLC May 2015 - Present
Calamos Investments June 2012 - February 2015
Alchemy Copyrights/Bicycle Music March 2010 - December 2011
Whittier Trust Company November 2007 - January 2009
GSC Group April 2006 - November 2007
Oaktree Capital Management February 2001 - April 2006
Legg Mason June 1999 - February 2001
Alex. Brown & Sons January 1991 - June 1999
Wheat Investment Advisors July 1987 - February 1991
Skills
Financial Services, Portfolio Management, Financial Analysis, Hedge Funds, Investment Banking, Investment Management, Private Equity, Management, Alternative Investments, Investments, Investment Advisory, Asset Management, High Net Worth..., Asset Managment, Family Office, Marketing, New Business Development
Education
Miami University 1980 — 1981
MBA, Accountancy
Westminster College (PA) 1975 — 1979
BA Bus. Admin., Accounting
David Lopata's Alex. Brown & Sons Experience 1993 - 1996
Job Portfolio Analyst, PMO at CareFirst BlueCross BlueShield
Industry Information Technology and Services
Experience
CareFirst BlueCross BlueShield March 2011 - Present
Citi May 2009 - March 2011
Brown Advisory 2003 - 2008
Deutsche Bank 2001 - 2003
Deutsche Bank 1996 - 2001
Alex. Brown & Sons 1993 - 1996
Skills
Business Analysis
Education
Penn State University 1988 — 1993
BS, Finance
Severna Park High School 1984 — 1988
CareFirst BlueCross BlueShield March 2011 - Present
Citi May 2009 - March 2011
Brown Advisory 2003 - 2008
Deutsche Bank 2001 - 2003
Deutsche Bank 1996 - 2001
Alex. Brown & Sons 1993 - 1996
Skills
Business Analysis
Education
Penn State University 1988 — 1993
BS, Finance
Severna Park High School 1984 — 1988
Jack Nugent's Alex. Brown & Sons Experience 1996 - 1999
Job Partner at Argosy Capital
Industry Venture Capital & Private Equity
Experience
Argosy Private Equity 2002 - Present
Lazard 1999 - 2000
Alex. Brown & Sons 1996 - 1999
Skills
Private Equity, Mergers, Valuation, Mergers & Acquisitions, Venture Capital, Acquisitions, Mezzanine, Growth Capital, Corporate Development, Equities, Investments, Deal Sourcing, Capital, Corporate Finance, Investment Banking, Buyouts, Financial Modeling, LBO, Recapitalizations, Leveraged Finance, Due Diligence, Private Placements, Business Valuation, Capital Raising, M&A experience, Financial Structuring
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2000 — 2002
MBA, Business
Loyola College in Maryland 1992 — 1996
BA, Finance
Argosy Private Equity 2002 - Present
Lazard 1999 - 2000
Alex. Brown & Sons 1996 - 1999
Skills
Private Equity, Mergers, Valuation, Mergers & Acquisitions, Venture Capital, Acquisitions, Mezzanine, Growth Capital, Corporate Development, Equities, Investments, Deal Sourcing, Capital, Corporate Finance, Investment Banking, Buyouts, Financial Modeling, LBO, Recapitalizations, Leveraged Finance, Due Diligence, Private Placements, Business Valuation, Capital Raising, M&A experience, Financial Structuring
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2000 — 2002
MBA, Business
Loyola College in Maryland 1992 — 1996
BA, Finance
Mara Goldstein's Alex. Brown & Sons Experience 1990 - 1997
Job Senior Analyst at Cantor Fitzgerald
Industry Financial Services
Experience
Cantor Fitzgerald 2011 - Present
Thomson Reuters April 2006 - July 2009
CIBC World Markets 1998 - 2008
Alex. Brown & Sons 1990 - 1997
Skills
Due Diligence, Pharmaceutics, Equities, Valuation
Education
Purdue University
BS, Economics
Cantor Fitzgerald 2011 - Present
Thomson Reuters April 2006 - July 2009
CIBC World Markets 1998 - 2008
Alex. Brown & Sons 1990 - 1997
Skills
Due Diligence, Pharmaceutics, Equities, Valuation
Education
Purdue University
BS, Economics
Carolyn Edwards Boyce's Alex. Brown & Sons Experience 1992 - 1995
Job
Industry Financial Services
Experience
ACA Financial Guaranty May 2005 - 2014
Gates Capital Corporation 2004 - 2005
Commerce Capital Markets (now TD Investment Bank) 2002 - 2004
NYC Economic Development Corp / IDA 1997 - 2002
Currency Data & Intelligence, Inc. 1995 - 1997
Alex. Brown & Sons 1992 - 1995
Grigsby Brandford & Co. 1991 - 1992
J.P. Morgan 1988 - 1990
Moody's 1987 - 1988
Education
Columbia University Mailman School of Public Health 1985 — 1987
MPH
New York University 1980 — 1983
B.A.
Cornell Summer Research Fellowship Program 1982 — 1982
ACA Financial Guaranty May 2005 - 2014
Gates Capital Corporation 2004 - 2005
Commerce Capital Markets (now TD Investment Bank) 2002 - 2004
NYC Economic Development Corp / IDA 1997 - 2002
Currency Data & Intelligence, Inc. 1995 - 1997
Alex. Brown & Sons 1992 - 1995
Grigsby Brandford & Co. 1991 - 1992
J.P. Morgan 1988 - 1990
Moody's 1987 - 1988
Education
Columbia University Mailman School of Public Health 1985 — 1987
MPH
New York University 1980 — 1983
B.A.
Cornell Summer Research Fellowship Program 1982 — 1982
David Trossman's Alex. Brown & Sons Experience June 1992 - August 1998
Job Financial Advisor at Passive Capital
Industry Investment Management
Experience
Passive Capital Management, LLC May 2015 - Present
Wilmington Trust September 2008 - April 2015
Wachovia Securities July 1999 - February 2006
Alex. Brown & Sons June 1992 - August 1998
Education
Northwestern University - Kellogg School of Management 1991 — 1992
Master's Degree
University of Pennsylvania 1984 — 1988
Bachelor’s Degree
Passive Capital Management, LLC May 2015 - Present
Wilmington Trust September 2008 - April 2015
Wachovia Securities July 1999 - February 2006
Alex. Brown & Sons June 1992 - August 1998
Education
Northwestern University - Kellogg School of Management 1991 — 1992
Master's Degree
University of Pennsylvania 1984 — 1988
Bachelor’s Degree
Marc Schneebaum's Alex. Brown & Sons Experience September 1987 - May 1991
Job Senior VP and CFO at Synta Pharmaceuticals
Industry Biotechnology
Experience
Synta Pharmaceuticals December 2014 - Present
GenVec, Inc. 2007 - Present
Predictive Biosciences 2011 - 2013
Sensors for Medicine and Science, Inc. 1997 - 2010
Genetic Therapy, Inc. 1991 - 1997
Alex. Brown & Sons September 1987 - May 1991
KPMG, Baltimore, MD June 1976 - September 1987
Skills
Biotechnology, Vaccines, Diagnostics, Cancer, Product Development, Hardware Diagnostics, Strategy, Clinical Research, Venture Capital, Business Development, Medical Devices, Healthcare, Leadership, Management, Lifesciences, Biopharmaceuticals, Life Sciences
Education
University of Maryland College Park
B.S.
Synta Pharmaceuticals December 2014 - Present
GenVec, Inc. 2007 - Present
Predictive Biosciences 2011 - 2013
Sensors for Medicine and Science, Inc. 1997 - 2010
Genetic Therapy, Inc. 1991 - 1997
Alex. Brown & Sons September 1987 - May 1991
KPMG, Baltimore, MD June 1976 - September 1987
Skills
Biotechnology, Vaccines, Diagnostics, Cancer, Product Development, Hardware Diagnostics, Strategy, Clinical Research, Venture Capital, Business Development, Medical Devices, Healthcare, Leadership, Management, Lifesciences, Biopharmaceuticals, Life Sciences
Education
University of Maryland College Park
B.S.
Robin Pinckert Nelson's Alex. Brown & Sons Experience 1990 - 1992
Job VP Strategy & Finance at Gerson Lehrman Group
Industry Information Technology and Services
Experience
Gerson Lehrman Group April 2008 - June 2012
Endeavor March 1999 - March 2004
Accretive Technology Partners 2004 - 2004
Oxford Health Plans July 1996 - March 1999
Rax Restaurants 1992 - 1994
Alex. Brown & Sons 1990 - 1992
Skills
Investment Banking, Strategic Financial..., Mergers & Acquisitions, Venture Capital, Private Equity, Due Diligence, Financial Modeling, Valuation, Investments, Competitive Analysis, Strategic Planning, Business Development, Budget Management, Budget Forecasts, Non-profit..., Non-profit Leadership, Strategy, Finance, Start-ups
Education
Harvard Business School 1994 — 1996
MBA
University of North Carolina at Chapel Hill 1986 — 1990
BA, History, Economics
Gerson Lehrman Group April 2008 - June 2012
Endeavor March 1999 - March 2004
Accretive Technology Partners 2004 - 2004
Oxford Health Plans July 1996 - March 1999
Rax Restaurants 1992 - 1994
Alex. Brown & Sons 1990 - 1992
Skills
Investment Banking, Strategic Financial..., Mergers & Acquisitions, Venture Capital, Private Equity, Due Diligence, Financial Modeling, Valuation, Investments, Competitive Analysis, Strategic Planning, Business Development, Budget Management, Budget Forecasts, Non-profit..., Non-profit Leadership, Strategy, Finance, Start-ups
Education
Harvard Business School 1994 — 1996
MBA
University of North Carolina at Chapel Hill 1986 — 1990
BA, History, Economics
Hugh Fitzpatrick's Alex. Brown & Sons Experience 1981 - 1992
Job President at Princeton Capital Management
Industry Financial Services
Experience
Princeton Capital Management 2006 - Present
Wachovia Securities 1992 - 2006
Wheat First Securities 1992 - 1996
Alex. Brown & Sons 1981 - 1992
Education
Duke University 1970 — 1974
BA, History
Princeton High School 1966 — 1970
Princeton Capital Management 2006 - Present
Wachovia Securities 1992 - 2006
Wheat First Securities 1992 - 1996
Alex. Brown & Sons 1981 - 1992
Education
Duke University 1970 — 1974
BA, History
Princeton High School 1966 — 1970
Casey Campana's Alex. Brown & Sons Experience 1992 - 2001
Job Vice President at a Southeastern Regional Bank
Industry Financial Services
Experience
Southeastern Regional Bank April 2006 - Present
Alex. Brown & Sons 1992 - 2001
Skills
Alternative Investments, Asset Allocation, Asset Management, Client Relations Skills, Equities, FINRA, Series 7, Strategic Financial..., Wealth Management, Series 63, Portfolio Management, Investments, Mutual Funds
Education
Clemson University 1987 — 1991
BA
Southeastern Regional Bank April 2006 - Present
Alex. Brown & Sons 1992 - 2001
Skills
Alternative Investments, Asset Allocation, Asset Management, Client Relations Skills, Equities, FINRA, Series 7, Strategic Financial..., Wealth Management, Series 63, Portfolio Management, Investments, Mutual Funds
Education
Clemson University 1987 — 1991
BA
Vincent Roux's Alex. Brown & Sons Experience 1994 - 1996
Job Senior Vice President, Head of Mergers & Acquisitions
Industry Financial Services
Experience
Broadridge Financial Solutions, Inc. 2003 - Present
Jefferies & Company 2001 - 2003
Bear Stearns 1996 - 2001
Alex. Brown & Sons 1994 - 1996
Skills
Strategy, Mergers & Acquisitions, Corporate Development, Securities, Investment Banking, Equities, Business Strategy, Capital Markets, Financial Services, Mergers, Valuation, Financial Modeling, Private Equity, Corporate Finance, Due Diligence, Venture Capital, Investments
Education
Cornell University - Johnson Graduate School of Management 1990 — 1992
MBA, Finance
Canisius College 1986 — 1990
BA, History
Canisius High School
Broadridge Financial Solutions, Inc. 2003 - Present
Jefferies & Company 2001 - 2003
Bear Stearns 1996 - 2001
Alex. Brown & Sons 1994 - 1996
Skills
Strategy, Mergers & Acquisitions, Corporate Development, Securities, Investment Banking, Equities, Business Strategy, Capital Markets, Financial Services, Mergers, Valuation, Financial Modeling, Private Equity, Corporate Finance, Due Diligence, Venture Capital, Investments
Education
Cornell University - Johnson Graduate School of Management 1990 — 1992
MBA, Finance
Canisius College 1986 — 1990
BA, History
Canisius High School
Peter McCarron's Alex. Brown & Sons Experience May 1993 - August 1995
Job Registered Client Associate
Industry Financial Services
Experience
Merrill Lynch April 2014 - Present
Capitol Securities June 2010 - March 2014
Bank of America December 2009 - June 2010
Wachovia Securities/AG Edwards February 2008 - July 2009
AG Edwards December 2004 - February 2008
Deutsche Bank Securities August 1995 - April 2004
Alex. Brown & Sons May 1993 - August 1995
Skills
Investments, Customer Relations, Microsoft Office, Customer Service, Management
Education
SUFFOLK UNIVERSITY 1989 — 1992
Bachelor of Science, Journalism
Suffolk University 1989 — 1992
Bachelor of Science, Journalism
Merrill Lynch April 2014 - Present
Capitol Securities June 2010 - March 2014
Bank of America December 2009 - June 2010
Wachovia Securities/AG Edwards February 2008 - July 2009
AG Edwards December 2004 - February 2008
Deutsche Bank Securities August 1995 - April 2004
Alex. Brown & Sons May 1993 - August 1995
Skills
Investments, Customer Relations, Microsoft Office, Customer Service, Management
Education
SUFFOLK UNIVERSITY 1989 — 1992
Bachelor of Science, Journalism
Suffolk University 1989 — 1992
Bachelor of Science, Journalism
Mark Flather's Alex. Brown & Sons Experience July 1995 - May 1996
Job Director, Investor Relations & Corporate Communications at Adamis Pharmaceuticals Corporation
Industry Investment Management
Experience
Adamis Pharmaceuticals Corporation July 2013 - Present
MZ Group December 2009 - July 2012
Investment Management April 2004 - December 2009
Hermes Advisors June 1996 - April 2004
Alex. Brown & Sons July 1995 - May 1996
Skills
Hedge Funds, Investor Relations, Real Estate, Equity Capital Markets, Equity Trading, Operations Management, Equity Research, Investments, Emerging Markets, Private Equity, Capital Markets
Education
University of California, Santa Barbara
BA, Psychology
Adamis Pharmaceuticals Corporation July 2013 - Present
MZ Group December 2009 - July 2012
Investment Management April 2004 - December 2009
Hermes Advisors June 1996 - April 2004
Alex. Brown & Sons July 1995 - May 1996
Skills
Hedge Funds, Investor Relations, Real Estate, Equity Capital Markets, Equity Trading, Operations Management, Equity Research, Investments, Emerging Markets, Private Equity, Capital Markets
Education
University of California, Santa Barbara
BA, Psychology
Carol Pelletier's Alex. Brown & Sons Experience 1989 - 2000
Job First Vice President / Senior Equity Trader at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities LLC May 2000 - December 2008
Deutsche Bank 1999 - 2000
Alex. Brown & Sons 1989 - 2000
Skills
Series 63, Series 7, Securities, Investments, Equities, Financial Analysis, Trading, FINRA, Options, Portfolio Management
Education
University of Baltimore 1984 — 1986
Finance
Harford Community College 1981 — 1983
AA, Data Processing
Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities LLC May 2000 - December 2008
Deutsche Bank 1999 - 2000
Alex. Brown & Sons 1989 - 2000
Skills
Series 63, Series 7, Securities, Investments, Equities, Financial Analysis, Trading, FINRA, Options, Portfolio Management
Education
University of Baltimore 1984 — 1986
Finance
Harford Community College 1981 — 1983
AA, Data Processing
Doug Prezzano's Alex. Brown & Sons Experience 1997 - 2001
Job Director at Credit Suisse
Industry Financial Services
Experience
Credit Suisse 2008 - Present
UBS 2001 - 2008
Alex. Brown & Sons 1997 - 2001
Education
Hamilton College 1993 — 1997
Economics
Westminster School 1989 — 1993
Credit Suisse 2008 - Present
UBS 2001 - 2008
Alex. Brown & Sons 1997 - 2001
Education
Hamilton College 1993 — 1997
Economics
Westminster School 1989 — 1993
Ellen Mendez-Penate's Alex. Brown & Sons Experience January 1976 - January 1979
Job Decorative Arts & Interior Design
Industry Fine Art
Experience
EMP ASSOCIATES January 2009 - Present
Christie's January 2007 - June 2009
Christie's June 2005 - June 2009
Christie's June 2007 - February 2009
Sothebys August 2004 - August 2005
COOPER-HEWITT NATIONAL DESIGN MUSEUM August 2002 - May 2005
Edelman January 1996 - June 1999
EDELMAN WORLDWIDE PUBLIC RELATIONS January 1996 - January 1999
EQUITABLE ASSET MANAGMENT January 1979 - January 1986
ALEX. BROWN & SONS January 1976 - January 1979
Skills
Art, Decorative Arts..., Art Consultant, Aprraisals
Education
Cooper-Hewitt National Design Museum 2002 — 2005
MA, History of the Decorative Atta
Parsons School of Design 2002 — 2004
MFA, History of the Decorative ARts
Loyola College
MBA, Finance
Smith College
AB, Government; French
Smith College
AB, Political Science and Government
EMP ASSOCIATES January 2009 - Present
Christie's January 2007 - June 2009
Christie's June 2005 - June 2009
Christie's June 2007 - February 2009
Sothebys August 2004 - August 2005
COOPER-HEWITT NATIONAL DESIGN MUSEUM August 2002 - May 2005
Edelman January 1996 - June 1999
EDELMAN WORLDWIDE PUBLIC RELATIONS January 1996 - January 1999
EQUITABLE ASSET MANAGMENT January 1979 - January 1986
ALEX. BROWN & SONS January 1976 - January 1979
Skills
Art, Decorative Arts..., Art Consultant, Aprraisals
Education
Cooper-Hewitt National Design Museum 2002 — 2005
MA, History of the Decorative Atta
Parsons School of Design 2002 — 2004
MFA, History of the Decorative ARts
Loyola College
MBA, Finance
Smith College
AB, Government; French
Smith College
AB, Political Science and Government
Barry C. Curtis's Alex. Brown & Sons Experience January 1994 - June 1997
Job President, BEST Fence, LLC
Industry Construction
Experience
Best Fence LLC January 2009 - Present
Vicour Holdings January 2009 - Present
Cooke Bros Funeral Chapel, Inc. January 2003 - Present
Legg Mason Wood Walker, Inc. & Stifel Nicolaus & Company, Inc February 2004 - September 2008
Deutsche Bank Securities (DBS) June 2000 - December 2003
BT Alex. Brown July 1997 - June 2000
Alex. Brown & Sons January 1994 - June 1997
Prudential Real Estate Group May 1990 - December 1993
J.P. Morgan & Co. Incorporated July 1986 - August 1988
Skills
Entrepreneurship, Small Business, Start-ups, Leadership Development, Team Building, Mergers & Acquisitions, Real Estate Development, Contract Negotiation, Public Speaking, Strategic Planning, Business Development, Program Management, Risk Management, Customer Service, Value Engineering
Education
University of Pennsylvania - The Wharton School 1988 — 1990
MBA, Finance and Real Estate
Howard University 1982 — 1985
Bachelor of Business Administration (BBA), Accounting
Best Fence LLC January 2009 - Present
Vicour Holdings January 2009 - Present
Cooke Bros Funeral Chapel, Inc. January 2003 - Present
Legg Mason Wood Walker, Inc. & Stifel Nicolaus & Company, Inc February 2004 - September 2008
Deutsche Bank Securities (DBS) June 2000 - December 2003
BT Alex. Brown July 1997 - June 2000
Alex. Brown & Sons January 1994 - June 1997
Prudential Real Estate Group May 1990 - December 1993
J.P. Morgan & Co. Incorporated July 1986 - August 1988
Skills
Entrepreneurship, Small Business, Start-ups, Leadership Development, Team Building, Mergers & Acquisitions, Real Estate Development, Contract Negotiation, Public Speaking, Strategic Planning, Business Development, Program Management, Risk Management, Customer Service, Value Engineering
Education
University of Pennsylvania - The Wharton School 1988 — 1990
MBA, Finance and Real Estate
Howard University 1982 — 1985
Bachelor of Business Administration (BBA), Accounting
Jennifer Gomez's Alex. Brown & Sons Experience January 1995 - September 1997
Job Executive Search Consultant
Industry Staffing and Recruiting
Experience
Stiles Associates September 2012 - Present
OppenheimerFunds May 2011 - October 2012
David Barrett Partners October 2009 - October 2010
HBK Capital Management 2007 - 2009
Heidrick & Struggles January 2006 - August 2007
Heidrick & Struggles August 1999 - August 2007
Alex. Brown & Sons January 1995 - September 1997
Morgan Stanley 1991 - 1995
Federal Reserve Bank of New York June 1990 - 1991
Skills
Hedge Funds, Equity Research, Executive Search, Recruiting, Talent Acquisition, Investment Banking, Talent Management, Financial Services, Performance Management, Finance, Mergers & Acquisitions, Leadership, Private Equity, Relationship Management
Education
Smith College
BA, Economics
Stiles Associates September 2012 - Present
OppenheimerFunds May 2011 - October 2012
David Barrett Partners October 2009 - October 2010
HBK Capital Management 2007 - 2009
Heidrick & Struggles January 2006 - August 2007
Heidrick & Struggles August 1999 - August 2007
Alex. Brown & Sons January 1995 - September 1997
Morgan Stanley 1991 - 1995
Federal Reserve Bank of New York June 1990 - 1991
Skills
Hedge Funds, Equity Research, Executive Search, Recruiting, Talent Acquisition, Investment Banking, Talent Management, Financial Services, Performance Management, Finance, Mergers & Acquisitions, Leadership, Private Equity, Relationship Management
Education
Smith College
BA, Economics
Susan Dykstra's Alex. Brown & Sons Experience 1983 - 1988
Job President at Corporate Development Advisors
Industry Management Consulting
Experience
Corporate Development Advisors September 2000 - Present
Center for Disaster Philanthropy November 2013 - January 2015
Intelsat 1994 - 2000
COMSAT Video Enterprises 1990 - 1994
Spectra Enterprise Associates 1988 - 1990
Alex. Brown & Sons 1983 - 1988
Skills
Strategy, Mergers & Acquisitions, Finance, Corporate Development, Strategic Planning, Corporate Finance, Due Diligence, Business Strategy, Strategic Financial..., Start-ups, Program Management, Management, Leadership, Venture Capital, Management Consulting, Investments
Education
Stanford University Graduate School of Business 1981 — 1983
M.B.A.
Corporate Development Advisors September 2000 - Present
Center for Disaster Philanthropy November 2013 - January 2015
Intelsat 1994 - 2000
COMSAT Video Enterprises 1990 - 1994
Spectra Enterprise Associates 1988 - 1990
Alex. Brown & Sons 1983 - 1988
Skills
Strategy, Mergers & Acquisitions, Finance, Corporate Development, Strategic Planning, Corporate Finance, Due Diligence, Business Strategy, Strategic Financial..., Start-ups, Program Management, Management, Leadership, Venture Capital, Management Consulting, Investments
Education
Stanford University Graduate School of Business 1981 — 1983
M.B.A.
Patricia Rosch Carrington's Alex. Brown & Sons Experience June 1988 - May 1991
Job Financial Services Professional
Industry Financial Services
Experience
Harvard University September 2006 - Present
Deutsche Asset Management December 2004 - June 2006
First Albany Corporation May 1991 - June 1998
Alex. Brown & Sons June 1988 - May 1991
Education
University of Delaware
BS, Business Administration
Harvard University
Master of Liberal Arts, English and American Literature and Language
Harvard University September 2006 - Present
Deutsche Asset Management December 2004 - June 2006
First Albany Corporation May 1991 - June 1998
Alex. Brown & Sons June 1988 - May 1991
Education
University of Delaware
BS, Business Administration
Harvard University
Master of Liberal Arts, English and American Literature and Language
Peter deVos's Alex. Brown & Sons Experience April 1988 - October 1997
Job Chairman & CEO of Tennessee Valley Infrastructure Group and of American Helios Constructors, LLC
Industry Construction
Experience
American Helios Constructors, LLC August 2012 - Present
Tennessee Valley Infrastructure Group August 2009 - Present
RBC Capital Markets 2001 - 2009
Dain Rauscher Wessels April 2000 - January 2001
Stephens Inc. October 1997 - January 2000
Alex. Brown & Sons April 1988 - October 1997
Morgan Stanley & Co. August 1981 - March 1988
United States Navy---Nuclear Submarine Officer March 1973 - July 1979
Skills
Financial Modeling, Due Diligence, Valuation, Investment Banking, Mergers & Acquisitions, Corporate Finance, Investments, Capital Markets, Venture Capital, Management, Strategic Planning, Financial Analysis, Private Equity, Corporate Development, Equities, Renewable Energy, Asset Management, Energy, Business Strategy
Education
Stanford Graduate School of Business 1979 — 1981
MBA
United States Naval Academy 1967 — 1971
BS, Mechanical Engineering
American Helios Constructors, LLC August 2012 - Present
Tennessee Valley Infrastructure Group August 2009 - Present
RBC Capital Markets 2001 - 2009
Dain Rauscher Wessels April 2000 - January 2001
Stephens Inc. October 1997 - January 2000
Alex. Brown & Sons April 1988 - October 1997
Morgan Stanley & Co. August 1981 - March 1988
United States Navy---Nuclear Submarine Officer March 1973 - July 1979
Skills
Financial Modeling, Due Diligence, Valuation, Investment Banking, Mergers & Acquisitions, Corporate Finance, Investments, Capital Markets, Venture Capital, Management, Strategic Planning, Financial Analysis, Private Equity, Corporate Development, Equities, Renewable Energy, Asset Management, Energy, Business Strategy
Education
Stanford Graduate School of Business 1979 — 1981
MBA
United States Naval Academy 1967 — 1971
BS, Mechanical Engineering
Jim Weinstock's Alex. Brown & Sons Experience September 1995 - September 1998
Job Senior Vice President
Industry Financial Services
Experience
Janney Montgomery Scott LLC June 2007 - Present
Merrill Lynch December 2005 - June 2007
Advest, Inc. September 1998 - December 2005
Alex. Brown & Sons September 1995 - September 1998
Paine Webber September 1991 - September 1995
Gruntal & Co. 1987 - 1988
Gruntal & Co. 1987 - 1988
Skills
Series 7, Asset Allocation, Mutual Funds, Investments, Portfolio Management, Investment Strategies, Alternative Investments, Securities, Fixed Income, Due Diligence, Retirement Planning, Wealth Management, Series 63, Investment Advisory, Retirement, Equities, Financial Advisory, Strategic Financial...
Education
Bennington College 1975 — 1978
Bachelor of Arts (BA), Politics Economics Video
White Plains High School
Janney Montgomery Scott LLC June 2007 - Present
Merrill Lynch December 2005 - June 2007
Advest, Inc. September 1998 - December 2005
Alex. Brown & Sons September 1995 - September 1998
Paine Webber September 1991 - September 1995
Gruntal & Co. 1987 - 1988
Gruntal & Co. 1987 - 1988
Skills
Series 7, Asset Allocation, Mutual Funds, Investments, Portfolio Management, Investment Strategies, Alternative Investments, Securities, Fixed Income, Due Diligence, Retirement Planning, Wealth Management, Series 63, Investment Advisory, Retirement, Equities, Financial Advisory, Strategic Financial...
Education
Bennington College 1975 — 1978
Bachelor of Arts (BA), Politics Economics Video
White Plains High School
Bob Scott, CFP®, AAMS's Alex. Brown & Sons Experience 1989 - 1990
Job President & Financial Advisor, Scott Strategic Investments, LLC (An Independent Firm)
Industry Investment Management
Experience
Scott Strategic Investments, LLC, An Indepedent Firm 2007 - Present
Edward Jones February 1999 - February 2007
Rockmont Capital Partners, Ltd. May 1993 - September 1998
NationsBank 1990 - 1993
Alex. Brown & Sons 1989 - 1990
Kidder Peabody 1987 - 1989
Skills
Mergers & Acquisitions, Investments, Corporate Finance, Finance, Strategic Financial..., Financial Advisory, Analysis, Loans, Management, Retirement, Series 7, Asset Allocation, Mutual Funds, Retirement Planning, Investment Strategies, Estate Planning, Securities, Small Business, Real Estate
Education
University of Denver - Daniels College of Business 1996 — 1998
Masters in Busineess Administration
University of Southern California 1982 — 1987
B.S., Business Administration with an emphasis in Finance and Business Economics., Accounting and Finance
University of Southern California 1982 — 1987
B.A. International Relations., Defense and Strategic Studies
Scott Strategic Investments, LLC, An Indepedent Firm 2007 - Present
Edward Jones February 1999 - February 2007
Rockmont Capital Partners, Ltd. May 1993 - September 1998
NationsBank 1990 - 1993
Alex. Brown & Sons 1989 - 1990
Kidder Peabody 1987 - 1989
Skills
Mergers & Acquisitions, Investments, Corporate Finance, Finance, Strategic Financial..., Financial Advisory, Analysis, Loans, Management, Retirement, Series 7, Asset Allocation, Mutual Funds, Retirement Planning, Investment Strategies, Estate Planning, Securities, Small Business, Real Estate
Education
University of Denver - Daniels College of Business 1996 — 1998
Masters in Busineess Administration
University of Southern California 1982 — 1987
B.S., Business Administration with an emphasis in Finance and Business Economics., Accounting and Finance
University of Southern California 1982 — 1987
B.A. International Relations., Defense and Strategic Studies
Tawanda Seifert's Alex. Brown & Sons Experience February 1986 - January 1997
Job Chief Administrative Officer, Senior Vice President at Wells Fargo
Industry Financial Services
Experience
Wells Fargo Securities April 2014 - Present
IDC Financial Publishing, Inc. October 2013 - April 2014
Kroll Bond Rating Agency, Inc. September 2010 - April 2013
M&T Bank June 2007 - September 2010
Wells Fargo Securities September 1999 - August 2006
Deutsche Bank Alex. Brown January 1997 - August 1999
Alex. Brown & Sons February 1986 - January 1997
Skills
Investment Banking, Finance, Strategic Planning, Start-ups, Capital Markets, Recruiting, Talent Management, Team Leadership, Mentoring, Operational Efficiency, Budget Process, Investments, Financial Modeling, Equities, Restructuring, Executive Management, Business Development, Risk Management, Bonds, Portfolio Management, Banking, Securities, Vendor Management, Leadership, Project Management, Management, Fixed Income, Relationship Management, Cross-functional Team..., Financial Services, Process Improvement, Financial Analysis, Analysis, CRM, Budgets, Loans, Due Diligence, Operations Management, Private Equity, Credit Analysis, Trading, Structured Finance, Hedge Funds, Asset Management, Credit, Bloomberg, Credit Risk
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2003 — 2004
Executive Leadership Program Graduate
Wells Fargo Securities April 2014 - Present
IDC Financial Publishing, Inc. October 2013 - April 2014
Kroll Bond Rating Agency, Inc. September 2010 - April 2013
M&T Bank June 2007 - September 2010
Wells Fargo Securities September 1999 - August 2006
Deutsche Bank Alex. Brown January 1997 - August 1999
Alex. Brown & Sons February 1986 - January 1997
Skills
Investment Banking, Finance, Strategic Planning, Start-ups, Capital Markets, Recruiting, Talent Management, Team Leadership, Mentoring, Operational Efficiency, Budget Process, Investments, Financial Modeling, Equities, Restructuring, Executive Management, Business Development, Risk Management, Bonds, Portfolio Management, Banking, Securities, Vendor Management, Leadership, Project Management, Management, Fixed Income, Relationship Management, Cross-functional Team..., Financial Services, Process Improvement, Financial Analysis, Analysis, CRM, Budgets, Loans, Due Diligence, Operations Management, Private Equity, Credit Analysis, Trading, Structured Finance, Hedge Funds, Asset Management, Credit, Bloomberg, Credit Risk
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2003 — 2004
Executive Leadership Program Graduate
Andrew Martzloff's Alex. Brown & Sons Experience 1986 - 1993
Job Managing Director and Founder at Bitterroot Capital Advisors, LLC
Industry Investment Management
Experience
Bitterroot Capital Advisors, LLC January 1998 - Present
Mercury Capital Management LLC January 1994 - June 1997
Alex. Brown & Sons 1986 - 1993
ROLM Corporation September 1983 - August 1986
Morgan Stanley & Co. Incorporated August 1978 - June 1981
Skills
Private Equity, Venture Capital, Mergers & Acquisitions, Wealth Management, Family Office, Alternative Investments, Hedge Funds, Valuation, Investments, Corporate Development, Asset Management, Emerging Markets, Investment Banking, Equities, Due Diligence, Capital Markets, Portfolio Management, Corporate Finance, Investment Management, Financial Modeling, Investment Strategies, Fixed Income, LBO, Private Placements, Investor Relations
Education
Stanford University 1974 — 1978
Bachelor of Arts (B.A.), Economics
Dartmouth College - The Tuck School of Business at Dartmouth 1981 — 1983
MBA, Finance and General Management
Bitterroot Capital Advisors, LLC January 1998 - Present
Mercury Capital Management LLC January 1994 - June 1997
Alex. Brown & Sons 1986 - 1993
ROLM Corporation September 1983 - August 1986
Morgan Stanley & Co. Incorporated August 1978 - June 1981
Skills
Private Equity, Venture Capital, Mergers & Acquisitions, Wealth Management, Family Office, Alternative Investments, Hedge Funds, Valuation, Investments, Corporate Development, Asset Management, Emerging Markets, Investment Banking, Equities, Due Diligence, Capital Markets, Portfolio Management, Corporate Finance, Investment Management, Financial Modeling, Investment Strategies, Fixed Income, LBO, Private Placements, Investor Relations
Education
Stanford University 1974 — 1978
Bachelor of Arts (B.A.), Economics
Dartmouth College - The Tuck School of Business at Dartmouth 1981 — 1983
MBA, Finance and General Management
Jonathan Chen's Alex. Brown & Sons Experience July 1997 - December 2000
Job SVP, International Operations & Investor Relations at MicroPort Scientific Corp
Industry Medical Devices
Experience
MicroPort Scientific Corporation July 2012 - Present
Angiotech Pharmaceuticals, Inc. January 2008 - March 2011
Angiotech Pharmaceuticals, Inc. July 2006 - December 2007
Angiotech Pharmaceuticals, Inc. September 2005 - June 2006
Credit Suisse First Boston January 2004 - May 2005
Credit Suisse First Boston January 2001 - December 2003
Alex. Brown & Sons July 1997 - December 2000
Skills
Negotiation, Business Strategy, Financial Analysis, Structuring, Mergers, Private Equity, Strategic Planning, Business Planning, New Business Development, Forecasting, Due Diligence, Team Building, Corporate Finance, Financial Modeling, Strategy Development, Restructuring, Contract Negotiation
Education
Stanford University 1993 — 1997
BS; BA, Biological Sciences (Honors); Economics
MicroPort Scientific Corporation July 2012 - Present
Angiotech Pharmaceuticals, Inc. January 2008 - March 2011
Angiotech Pharmaceuticals, Inc. July 2006 - December 2007
Angiotech Pharmaceuticals, Inc. September 2005 - June 2006
Credit Suisse First Boston January 2004 - May 2005
Credit Suisse First Boston January 2001 - December 2003
Alex. Brown & Sons July 1997 - December 2000
Skills
Negotiation, Business Strategy, Financial Analysis, Structuring, Mergers, Private Equity, Strategic Planning, Business Planning, New Business Development, Forecasting, Due Diligence, Team Building, Corporate Finance, Financial Modeling, Strategy Development, Restructuring, Contract Negotiation
Education
Stanford University 1993 — 1997
BS; BA, Biological Sciences (Honors); Economics
Olivia Rasmussen's Alex. Brown & Sons Experience 1975 - 1985
Job Retired Reporting Manager at Legg Mason Capital Management
Industry Financial Services
Experience
Legg Mason Capital Management June 1985 - November 2011
Alex. Brown & Sons 1975 - 1985
Skills
Financial Reporting, Reconciliation, Due Diligence, Client Service, Institutional Clients, Economics, Quality Assurance, Attention To Detail, Proficient in Portia..., Account Reconciliation
Education
Randolph-Macon Woman's College 1964 — 1968
BA, Economics
Legg Mason Capital Management June 1985 - November 2011
Alex. Brown & Sons 1975 - 1985
Skills
Financial Reporting, Reconciliation, Due Diligence, Client Service, Institutional Clients, Economics, Quality Assurance, Attention To Detail, Proficient in Portia..., Account Reconciliation
Education
Randolph-Macon Woman's College 1964 — 1968
BA, Economics
Laura Traynor's Alex. Brown & Sons Experience August 1988 - December 1990
Job Vice President at Wells Fargo Bank
Industry Financial Services
Experience
Wells Fargo Bank August 2005 - Present
Legg Mason February 1991 - August 2005
Alex. Brown & Sons August 1988 - December 1990
Skills
Series 7, Series 63
Education
Loyola University Maryland 1984 — 1988
Wells Fargo Bank August 2005 - Present
Legg Mason February 1991 - August 2005
Alex. Brown & Sons August 1988 - December 1990
Skills
Series 7, Series 63
Education
Loyola University Maryland 1984 — 1988
james kimmel's Alex. Brown & Sons Experience April 1993 - September 1998
Job at Morgan Stanley Private Wealth Management
Industry Investment Management
Experience
Morgan Stanley 1998 - Present
Alex. Brown & Sons April 1993 - September 1998
Citicorp September 1974 - April 1993
Education
Drexel University 1972 — 1974
MBA, Finance
Swarthmore College 1966 — 1970
BA, Economics
Morgan Stanley 1998 - Present
Alex. Brown & Sons April 1993 - September 1998
Citicorp September 1974 - April 1993
Education
Drexel University 1972 — 1974
MBA, Finance
Swarthmore College 1966 — 1970
BA, Economics
Grace Greve's Alex. Brown & Sons Experience March 1994 - May 1998
Job Associate Investment Treasury at T. Rowe Price
Industry Financial Services
Experience
The Five Group, LLC October 2006 - June 2012
The Five Group October 2006 - June 2012
Banner Capital Markets October 2003 - October 2006
Deutsche Bank Alex. Brown May 1989 - October 2002
Alex. Brown & Sons March 1994 - May 1998
Skills
Event Planning, Public Relations, Microsoft Office, Management, Microsoft Excel, Project Management, InDesign, Sales, Photoshop, PowerPoint, Social Media, Negotiation, Marketing, Social Media Marketing, Strategic Planning, Advertising
Education
Towson University 1984 — 1987
Bachelor of Science, Education
Nassau Community College 1981 — 1984
The Five Group, LLC October 2006 - June 2012
The Five Group October 2006 - June 2012
Banner Capital Markets October 2003 - October 2006
Deutsche Bank Alex. Brown May 1989 - October 2002
Alex. Brown & Sons March 1994 - May 1998
Skills
Event Planning, Public Relations, Microsoft Office, Management, Microsoft Excel, Project Management, InDesign, Sales, Photoshop, PowerPoint, Social Media, Negotiation, Marketing, Social Media Marketing, Strategic Planning, Advertising
Education
Towson University 1984 — 1987
Bachelor of Science, Education
Nassau Community College 1981 — 1984
Charles Temel, CIMA's Alex. Brown & Sons Experience October 1987 - February 1999
Job Senior Vice President Wealth Management, UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 1999 - Present
Alex. Brown & Sons October 1987 - February 1999
Education
Cornell University
Bachelor of Arts (B.A.), Economics
UBS Financial Services Inc. 1999 - Present
Alex. Brown & Sons October 1987 - February 1999
Education
Cornell University
Bachelor of Arts (B.A.), Economics
Susan Flahive's Alex. Brown & Sons Experience June 1991 - February 1997
Job
Industry Financial Services
Experience
Lehman Brothers April 2004 - January 2009
Merrill Lynch August 1998 - February 2004
Deutsche Bank February 1997 - July 1998
Alex. Brown & Sons June 1991 - February 1997
Dun & Bradstreet June 1984 - April 1991
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training
Education
Fordham University 1990 — 1993
MBA, 4.0 GPA
Quinnipiac University 1980 — 1984
Bachelor's degree, Business Administration and Management, General, 3.98 GPA
Lehman Brothers April 2004 - January 2009
Merrill Lynch August 1998 - February 2004
Deutsche Bank February 1997 - July 1998
Alex. Brown & Sons June 1991 - February 1997
Dun & Bradstreet June 1984 - April 1991
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training
Education
Fordham University 1990 — 1993
MBA, 4.0 GPA
Quinnipiac University 1980 — 1984
Bachelor's degree, Business Administration and Management, General, 3.98 GPA
C. Scott Akers, Jr.'s Alex. Brown & Sons Experience January 1983 - April 1993
Job private investments
Industry Capital Markets
Experience
Tuxedo Capital Partners January 2013 - Present
Register and Akers Investments, Inc. April 1997 - April 2012
Attkisson Carter and Akers April 1993 - April 1997
Alex. Brown & Sons January 1983 - April 1993
Robinson Humphrey Company April 1981 - December 1982
First National Bank of Atlanta April 1978 - April 1981
Morgan Guaranty Trust Company of New York 1975 - April 1978
Skills
Private Equity, Securities, Commercial Banking, Investments, FINRA, Mergers
Education
Georgia State University - J. Mack Robinson College of Business 1973 — 1974
Master of Business Administration (MBA), Finance and International Business
University of Georgia 1969 — 1973
Bachelor of Business Administration (BBA), Marketing
Tuxedo Capital Partners January 2013 - Present
Register and Akers Investments, Inc. April 1997 - April 2012
Attkisson Carter and Akers April 1993 - April 1997
Alex. Brown & Sons January 1983 - April 1993
Robinson Humphrey Company April 1981 - December 1982
First National Bank of Atlanta April 1978 - April 1981
Morgan Guaranty Trust Company of New York 1975 - April 1978
Skills
Private Equity, Securities, Commercial Banking, Investments, FINRA, Mergers
Education
Georgia State University - J. Mack Robinson College of Business 1973 — 1974
Master of Business Administration (MBA), Finance and International Business
University of Georgia 1969 — 1973
Bachelor of Business Administration (BBA), Marketing
Edward Jones
Donaldson, Lufkin & Jenrette
Imation
Morgan Keegan
Bain Capital
Edward Jones Investments
union bank of switzerland
DLJ