Andover Brokerage, LLC
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Andover Brokerage, LLC Employees
Wells Fargo Advisors April 2015 - Present
Wells Fargo Advisors, LLC April 2012 - Present
Wells Fargo Advisors, LLC March 2009 - April 2012
Wachovia Securities, LLC March 2007 - March 2009
Wachovia Securities/Prudential Securities June 2002 - March 2007
Andover Brokerage, LLC October 2000 - June 2002
DLJ Direct April 1999 - August 2000
Skills
Business Analysis, Staff Mentoring, Staff Development, Team Leadership, Retail Brokerage, Operations Management, Technology Integration, Series 7, Series 63, Mutual Funds, Process Improvement, Strategy, Securities, Investments
Education
Oswego State University 1995 — 1999
Bachelor of Science, Business Management; Finance
State University of New York College at Oswego 1995 — 1999
Bachelor of Science, Business Management; Finance
References
City of Coral Springs December 2007 - Present
Florida Power & Light October 2004 - December 2007
IBM August 2003 - October 2004
Andover Brokerage, LLC December 2000 - August 2003
Skills
Leadership, Management, Project Management, Cisco Technologies, IT Management, Troubleshooting, Security, IT Strategy, Disaster Recovery, Administration, IT Business Strategy, Process Improvement, System Administration, Organizational..., Network Administration, ITIL, Citrix, Group Policy, Project Planning, Program Management, Network Security, Cisco Routers, Technical Leadership, Leadership Development, Unified Communications, Cisco Firewall Security, Cisco ASA, Cloud Computing
Education
Saint Leo University 2014 — 2016
Master of Business Administration (M.B.A.), Information Technology
Liberty University 2011 — 2014
Bachelor's Degree, Business Administration and Management
New England Institute of Technology 1989 — 1991
Associate's Degree, Information Technology
Bonwick Capital Partners July 2015 - Present
Destin Auto Inc. January 2010 - Present
Tripoint Global Equities, LLC November 2013 - July 2015
BANQ a division of TriPoint Global Equities September 2013 - July 2015
Phoenix Green Capital Corporation February 2011 - November 2013
Concordia Asset Management September 2006 - December 2009
Warner Telecom January 2008 - January 2009
UBG Corp July 2006 - December 2007
Exair CommunicationsWork December 2003 - June 2006
Andover Brokerage, LLC February 2002 - May 2002
Skills
Venture Capital, Mergers, Investment Banking, Investments, Corporate Finance, Restructuring, Business Planning, Real Estate, Business Strategy, Negotiation, Private Equity, Capital Markets, Strategic Planning, Financial Analysis, Due Diligence, New Business Development, Customer Relations, Financial Modeling, Valuation, Equities, Debt, Asset Management, IPO, Energy, Joint Ventures, Contract Negotiation, Funding, Management Consulting, Risk Management, Project Finance, Trading, Accounting, Hedge Funds, Securities, Analysis, Research, Financial Planning, Public Relations, Investor Relations, Marketing Strategy, International Business, Problem Solving, Private Placements, Fundraising, Entrepreneur, Corporate Governance, Alternative Investments, Capital, Entrepreneurship, Corporate Development
Education
Saint John Fisher College 1992 — 1996
B.S. International Business -Minor in Languages and Economics, International Business with a Minor In Economics and Languages
Leiden University 1993 — 1994
Economics, Dutch Language and Dutch History, International Business
Salzburg University, Salzburg, Austria 1994 — 1995
Business, Finance, EU Policy and German Language, International Business
Richmond College, London, England 1995 — 1996
Economics, Finance and English History, Financial Management Services
Moody's Investors Service 2015 - Present
MORGAN STANLEY October 2013 - June 2014
Janney Montgomery Scott September 2011 - June 2013
Vining Sparks, IBG October 2010 - June 2011
CETG (CREDIT EQUITY TRADING GROUP) May 2010 - September 2010
Apache Trading LLC March 2003 - March 2010
Andover Brokerage, LLC May 2001 - February 2003
Skills
Fixed Income, Trading, Financial Analysis, Financial Modeling, ETFs
Education
Columbia University in the City of New York 2010 — 2011
Postbaccalaureate Business Program
Indiana University Bloomington 1993 — 1996
Bachelor of Arts (B.A.), Psychology
Citi Personal Wealth Mgt. September 2002 - Present
Andover Brokerage, LLC January 2000 - August 2002
Frontier Insurance Group August 1997 - December 2000
Skills
Fixed Income, Securities, Wealth Management, Asset Allocation, Asset Managment, Separately Managed..., Investments, Mutual Funds, Retirement, Series 7, Financial Services, Series 24, Series 63, Portfolio Management, Alternative Investments, Strategic Financial..., Equities, Risk Management, Estate Planning, Retirement Planning, Financial Modeling, Options, Financial Goals, Financial Analysis, Hedge Funds, Banking, Financial Planners, Certified Financial..., Relationship Management, Fixed Annuities, 529 Plans, High Net Worth..., Wealth Management..., Bonds, IRAs, Income Tax, Personal Financial..., Wealth Accumulation, Uniform Combined State..., Series 65, Investment Advisory, Roth IRA, Investment Management, 401k, Wealth, Bloomberg, Investment Strategies, Saving for Education, Pensions, Financial Markets
Education
State University of New York College at Oneonta 1993 — 1997
Bachelor of Science, Accounting, Finance
State Street July 2008 - December 2014
State Street October 2006 - July 2008
Hold Brothers On-Line Investment Services, LLC 2003 - 2006
Madison Trading 2002 - 2003
Andover Brokerage, LLC 2001 - 2002
Always & Forever, Inc. 2000 - 2001
PricewaterhouseCoopers 1998 - 2000
Skills
Bloomberg, Equities, Fixed Income, Securities, Accounting, Derivatives, Mutual Funds, Finance, Bank Reconciliation, Financial Services, Portfolio Management, Trading, Account Reconciliation, Corporate Tax, Big 4, Financial Analysis, Financial Reporting, Fund Accounting, Corporate Actions, Fund Of Funds, Partnership Accounting
Education
Florida Atlantic University
BBA, Accounting
Shearman & Sterling LLP April 2012 - Present
Jefferies & Company July 2011 - April 2012
Cowen and Company July 2006 - July 2011
Forest Laboratories, Inc April 2005 - June 2006
Forest Laboratories, Inc April 2002 - April 2005
Data-Com Telecommunications December 2001 - March 2002
Andover Brokerage LLC May 2000 - October 2001
CompUSA October 1996 - November 2000
KPMG LLP March 1998 - May 2000
Computer City August 1995 - April 1996
Skills
Blackberry Enterprise..., Troubleshooting, Security, Active Directory, Servers, Microsoft Exchange, Network Administration, XP, System Administration, Technical Support, Computer Hardware, Desktop Administration, VPN, Customer Support, SharePoint, VMware, Windows XP, Software Documentation, Hardware, Cisco Technologies, Networking
Education
Ramapo College of New Jersey 1992 — 1996
(in progress), Computer Information Systems
State University of New York at Rockland 1990 — 1992
Associate Degree Attained the Associate's Degree, Liberal Arts and Sciences, Dean's Honor List, 3.14
Nyack High School 1987 — 1990
High School Diploma, General Studies with focus on Computers and Music, High Honors
AIG Advisor Group September 2015 - Present
AIG Advisor Group March 2014 - September 2015
Charles Schwab Institutional May 2006 - February 2014
Merrill Lynch October 2004 - April 2005
Andover Brokerage, LLC April 1999 - January 2004
SCHONFELD SECURITIES, LLC April 1993 - January 1998
Citi June 1992 - March 1993
Charles Schwab December 1989 - June 1992
Skills
Equities, Series 7, FINRA, Equity Trading, Securities, ETFs, Trading, Series 63, Options, Investments, Equity Derivatives, Alternative Investments, Fixed Income, Trading Systems, Mutual Funds, Electronic Trading, Hedge Funds, Bloomberg, Proprietary Trading, Financial Markets, Asset Allocation, Bonds, Series 24, Investment Strategies, Series 55, Series 66, series 9, Series 10, Variable Annuities
Education
University of Delaware 1985 — 1988
BS, Business Adm- Finance/Marketing
Michigan Technological University
Mechanical Engineering
CME Group August 2008 - Present
NYMEX May 2004 - August 2008
Pioneer Capital Corp. / EWT, LLC March 1999 - May 2004
Pioneer Futures, Inc. September 1991 - May 2004
Andover Brokerage, LLC April 1998 - March 1999
Skills
Commodity, Options, Electronic Trading, Fixed Income, Trading Systems, Financial Markets, Trading, Derivatives, Trading Strategies, Equities, Series 7, Equity Trading, Hedging, Hedge Funds, Securities, Valuation, Alternative Investments, Bonds, Capital Markets, Portfolio Management, Mutual Funds, Prime Brokerage, Market Data, FINRA, Structured Products, Financial Modeling, Commodity Markets, Risk Management, Investments, Private Equity, Back Office, Swaps, Asset Management, Asset Managment, Equity Derivatives, Investment Banking, Technical Analysis, Proprietary Trading, Financial Services, Series 63, Wealth Management, Clearing, Securities Lending, Financial Risk, Investment Strategies
Education
Marist College 1983 — 1987
BS, Business Admin
Harris IT Services June 2011 - Present
Harris IT Services January 2010 - July 2011
SunGard Financial Systems March 2006 - December 2009
SunGard Financial Systems February 2003 - February 2006
Andover Brokerage LLC October 2000 - January 2003
Skills
Network Security, CISSP, Active Directory, Cisco Technologies, Windows Server, Disaster Recovery, Juniper, Security, Servers, System Administration, ITIL, Firewalls
Education
Harvey Mudd College 1997 — 1999
N/C, Computer Science
Astoria Federal Savings Bank February 2009 - Present
Woodstock Financial Group July 2008 - February 2009
JP Morgan Chase Bank August 2005 - February 2007
American Express Financial Advisors June 2004 - August 2005
Schonfeld Securities November 2002 - May 2004
Andover Brokerage LLC May 2002 - October 2002
AMR Capital Trading August 2001 - April 2002
Rockrose Development, Corp September 2000 - July 2001
Anker/Akam Management, Corp July 1999 - August 2000
Citi Habitats Inc July 1998 - June 1999
Education
Northeastern University 1989 — 1993
BS, Psychology
Guardian Life Insurance September 2012 - May 2014
Merrill Lynch January 2006 - June 2012
Tradition-Asiel Securities January 2002 - January 2006
Andover Brokerage LLC January 2001 - January 2002
DMB&B January 2000 - January 2001
Skills
Highly proficient in..., Insurance, Financial Analysis, Outlook, Trading, Accounts Receivable, Internal Audit, General Ledger, Fixed Income, Microsoft Word, Access, Investments, Strategic Financial..., Microsoft Excel, Accounting, Equities, Customer Service, Financial Services, Accounts Payable, Bloomberg, Wealth Management, Management
Education
Borough of Manhattan Community College
Associate, Business Administration