APEX Clearing
Industry: Company
DescriptionFounded: 1978 Parent organization: Apex Clearing Holdings Llc
APEX Clearing List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at APEX Clearing. You can filter them based on skills, years of employment, job, education, department, and prior employment.
APEX Clearing Salaries. You can even request information on how much does APEX Clearing pay if you want to. Learn about salaries, pros and cons of working for APEX Clearing directly from the past employees.
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APEX Clearing Employees
Employee
Years
Job
Industry
Vickie Colwell Vickie Colwell's APEX Clearing Experience June 2012 - November 2013
Job Operations Manager at Ranger Capital
Industry Financial Services
Experience
Ranger Capital November 2013 - Present
Apex Clearing June 2012 - November 2013
Penson Financial Services May 1995 - July 2012
Rauscher Pierce Refsnes, Inc. October 1982 - August 1992
Skills
Securities, Series 7, Series 63, Equities, Electronic Trading, Middle Office, Capital Markets, Asset Management, Trading Systems, Strategy, Trading, Bloomberg, Market Data, Risk Management, Bloomberg Terminal, Options, Financial Risk, Banking, Equity Trading, Financial Markets, Investments, Mutual Funds, Back Office, Hedge Funds, FX Options, Derivatives, FINRA, Financial Services, Fixed Income, Leadership, Prime Brokerage, Settlement, Portfolio Management, Bonds, Corporate Actions, Management
Education
Texas A&M University-Commerce 2009 — 2012
Masters, Management
Midwestern State University
BAAS, Liberal Arts
Ranger Capital November 2013 - Present
Apex Clearing June 2012 - November 2013
Penson Financial Services May 1995 - July 2012
Rauscher Pierce Refsnes, Inc. October 1982 - August 1992
Skills
Securities, Series 7, Series 63, Equities, Electronic Trading, Middle Office, Capital Markets, Asset Management, Trading Systems, Strategy, Trading, Bloomberg, Market Data, Risk Management, Bloomberg Terminal, Options, Financial Risk, Banking, Equity Trading, Financial Markets, Investments, Mutual Funds, Back Office, Hedge Funds, FX Options, Derivatives, FINRA, Financial Services, Fixed Income, Leadership, Prime Brokerage, Settlement, Portfolio Management, Bonds, Corporate Actions, Management
Education
Texas A&M University-Commerce 2009 — 2012
Masters, Management
Midwestern State University
BAAS, Liberal Arts
Frances Hernandez Frances Hernandez's APEX Clearing Experience October 2007 - December 2012
Job Reconciliation Specialist at Fiserv EFT
Industry Financial Services
Experience
Fiserv EFT February 2014 - Present
Apex Clearing October 2007 - December 2012
Apex Clearing 2007 - 2012
Skills
Banking, Account Reconciliation, Securities, Accounting, Telephone Skills, Call Centers, Financial Services
Education
Richland College 2013 — 2013
Working on my associates degree, Accounting
Sharyland High School
Diploma
Fiserv EFT February 2014 - Present
Apex Clearing October 2007 - December 2012
Apex Clearing 2007 - 2012
Skills
Banking, Account Reconciliation, Securities, Accounting, Telephone Skills, Call Centers, Financial Services
Education
Richland College 2013 — 2013
Working on my associates degree, Accounting
Sharyland High School
Diploma
Cliffton Douangdara Cliffton Douangdara's APEX Clearing Experience August 2013 - March 2014
Job Sr. Client Manager at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments March 2014 - Present
Apex Clearing August 2013 - March 2014
Apex Clearing August 2012 - August 2013
Penson Financial Services November 2010 - August 2012
Penson Financial Services October 2007 - November 2010
Penson Financial Services January 2007 - October 2007
TD Ameritrade October 2006 - December 2006
MetLife Financial Services December 2005 - October 2006
Skills
Securities, Equities, Series 7, Fixed Income, Series 63, Options, Bloomberg, Financial Services, Electronic Trading, Trading, Financial Markets, Trading Systems, Mutual Funds, Back Office, FINRA, Process Improvement
Education
Texas Christian University - M.J. Neeley School of Business 2015 — 2017
Master of Business Administration (MBA), Finance, General
The University of Texas at Austin 2001 — 2005
Bachelors, Economics
Fidelity Investments March 2014 - Present
Apex Clearing August 2013 - March 2014
Apex Clearing August 2012 - August 2013
Penson Financial Services November 2010 - August 2012
Penson Financial Services October 2007 - November 2010
Penson Financial Services January 2007 - October 2007
TD Ameritrade October 2006 - December 2006
MetLife Financial Services December 2005 - October 2006
Skills
Securities, Equities, Series 7, Fixed Income, Series 63, Options, Bloomberg, Financial Services, Electronic Trading, Trading, Financial Markets, Trading Systems, Mutual Funds, Back Office, FINRA, Process Improvement
Education
Texas Christian University - M.J. Neeley School of Business 2015 — 2017
Master of Business Administration (MBA), Finance, General
The University of Texas at Austin 2001 — 2005
Bachelors, Economics
Harry McClish Harry McClish's APEX Clearing Experience 2014 - Present
Job Associate Counsel at Apex Clearing
Industry Law Practice
Experience
Apex Clearing 2014 - Present
Chicago Title 2013 - 2013
Capital Title of Texas, LLC 2012 - 2013
Skills
Commercial Litigation, Litigation, Civil Litigation, Corporate Law, Contract Negotiation, Securities, Contract Law
Education
Southern Methodist University Dedman School of Law 2009 — 2012
Juris Doctor, Law
The University of Texas at Austin 2005 — 2008
B.A.s, Government, Economics
Apex Clearing 2014 - Present
Chicago Title 2013 - 2013
Capital Title of Texas, LLC 2012 - 2013
Skills
Commercial Litigation, Litigation, Civil Litigation, Corporate Law, Contract Negotiation, Securities, Contract Law
Education
Southern Methodist University Dedman School of Law 2009 — 2012
Juris Doctor, Law
The University of Texas at Austin 2005 — 2008
B.A.s, Government, Economics
Denise Steffel Denise Steffel's APEX Clearing Experience October 2008 - Present
Job AMLCO at Apex Clearing
Industry Financial Services
Experience
Apex Clearing October 2008 - Present
Penson Financial Services October 2008 - June 2012
Skills
Compliance, Operations Management, AML, Supervisory Skills, Series 7, Series 63, Series 24, Time Management, Business Development, Project Management, Equities, Financial Risk, Operational Risk, Fixed Income, Business Analysis, Risk Management, Securities, Vendor Management, Process Improvement, Financial Services, Operational Risk..., Business Process..., FINRA
Education
Southwestern Michigan College
General Business
Apex Clearing October 2008 - Present
Penson Financial Services October 2008 - June 2012
Skills
Compliance, Operations Management, AML, Supervisory Skills, Series 7, Series 63, Series 24, Time Management, Business Development, Project Management, Equities, Financial Risk, Operational Risk, Fixed Income, Business Analysis, Risk Management, Securities, Vendor Management, Process Improvement, Financial Services, Operational Risk..., Business Process..., FINRA
Education
Southwestern Michigan College
General Business
Lan Quach Lan Quach's APEX Clearing Experience July 2014 - Present
Job Software Engineer at Apex Clearing
Industry Computer Software
Experience
Apex Clearing July 2014 - Present
University of Texas at Dallas September 2013 - May 2014
BlackBerry January 2013 - May 2013
BlackBerry January 2012 - August 2012
University of Texas at Dallas September 2011 - December 2011
University of Texas at Dallas July 2011 - August 2011
University of Houston October 2010 - December 2010
University of Houston October 2009 - October 2010
Skills
Java Enterprise Edition, Java, Unix, Git, SQL, Gradle, Maven, TeamCity, Ansible, Python, JavaScript, C, C++, Testing, Embedded Systems, Arch Linux, Ember.js, Zurb Foundation, Responsive Web Design, Single Page Application, Agile Project Management
Education
The University of Texas at Dallas 2011 — 2014
Bachelor of Science (B.S.), Computer Science, 3.978
University of Houston 2009 — 2010
Bachelor of Science (B.S.), Computer Science
Le Hong Phong High School 2005 — 2008
Apex Clearing July 2014 - Present
University of Texas at Dallas September 2013 - May 2014
BlackBerry January 2013 - May 2013
BlackBerry January 2012 - August 2012
University of Texas at Dallas September 2011 - December 2011
University of Texas at Dallas July 2011 - August 2011
University of Houston October 2010 - December 2010
University of Houston October 2009 - October 2010
Skills
Java Enterprise Edition, Java, Unix, Git, SQL, Gradle, Maven, TeamCity, Ansible, Python, JavaScript, C, C++, Testing, Embedded Systems, Arch Linux, Ember.js, Zurb Foundation, Responsive Web Design, Single Page Application, Agile Project Management
Education
The University of Texas at Dallas 2011 — 2014
Bachelor of Science (B.S.), Computer Science, 3.978
University of Houston 2009 — 2010
Bachelor of Science (B.S.), Computer Science
Le Hong Phong High School 2005 — 2008
Gong Szeto Gong Szeto's APEX Clearing Experience November 2013 - Present
Job Director of Product Design at Apex Clearing
Industry Design
Experience
Apex Clearing November 2013 - Present
Bennington College July 2010 - July 2014
Strand Life Sciences March 2013 - November 2013
Gong Szeto Design Office January 2010 - March 2013
Santa Fe Innovation Partners October 2009 - January 2011
Doxa 2, Inc. April 2010 - July 2010
OptionsHouse/PEAK6 Investments, LP January 2005 - February 2009
Tranquility Base, LLP April 2004 - May 2008
Szeto Brothers Ventures, Inc. May 2003 - May 2008
Rare Medium, Inc. August 1998 - August 2001
Skills
Design Strategy, Intellectual Property, User Experience, Start-ups, Information Architecture, Strategic Planning, Design Thinking, Social Media, Experience Design, Marketing Strategy, User-centered Design, Strategy
Education
The University of Texas at Austin 1985 — 1991
B.Arch, Art, Architecture
New York University - Leonard N. Stern School of Business 2000 — 2001
Finance, Economics, IP Law
Harvard Business School 2001 — 2001
Business
Apex Clearing November 2013 - Present
Bennington College July 2010 - July 2014
Strand Life Sciences March 2013 - November 2013
Gong Szeto Design Office January 2010 - March 2013
Santa Fe Innovation Partners October 2009 - January 2011
Doxa 2, Inc. April 2010 - July 2010
OptionsHouse/PEAK6 Investments, LP January 2005 - February 2009
Tranquility Base, LLP April 2004 - May 2008
Szeto Brothers Ventures, Inc. May 2003 - May 2008
Rare Medium, Inc. August 1998 - August 2001
Skills
Design Strategy, Intellectual Property, User Experience, Start-ups, Information Architecture, Strategic Planning, Design Thinking, Social Media, Experience Design, Marketing Strategy, User-centered Design, Strategy
Education
The University of Texas at Austin 1985 — 1991
B.Arch, Art, Architecture
New York University - Leonard N. Stern School of Business 2000 — 2001
Finance, Economics, IP Law
Harvard Business School 2001 — 2001
Business
Elizabeth Bartosek Elizabeth Bartosek's APEX Clearing Experience May 2013 - January 2014
Job Business Development Executive at Proxima Group
Industry Outsourcing/Offshoring
Experience
Proxima Group January 2014 - Present
Apex Clearing May 2013 - January 2014
XPO Logistics, Inc. July 2012 - April 2013
Teach For America Oklahoma June 2009 - June 2011
Skills
Mac/PC proficient, Microsoft Office, Outlook, Word, PowerPoint, Excel, Photoshop, Facebook, Salesforce.com, Teaching, Strategic Planning, Sales, Microsoft Word, Microsoft Excel, Management, Customer Service, Leadership, Inventory Management, Account Management, Operations Management, Negotiation
Education
DePaul University 2005 — 2009
Bachelor of Science, Sociology; Psychology
Proxima Group January 2014 - Present
Apex Clearing May 2013 - January 2014
XPO Logistics, Inc. July 2012 - April 2013
Teach For America Oklahoma June 2009 - June 2011
Skills
Mac/PC proficient, Microsoft Office, Outlook, Word, PowerPoint, Excel, Photoshop, Facebook, Salesforce.com, Teaching, Strategic Planning, Sales, Microsoft Word, Microsoft Excel, Management, Customer Service, Leadership, Inventory Management, Account Management, Operations Management, Negotiation
Education
DePaul University 2005 — 2009
Bachelor of Science, Sociology; Psychology
Patrick Hasselmann Patrick Hasselmann's APEX Clearing Experience August 2009 - July 2015
Job VP CRMClient Relationship Manager at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch August 2015 - Present
Apex Clearing August 2009 - July 2015
JPMorgan Chase/Bear Stearns April 2005 - July 2009
Quick & Reilly September 1998 - April 2005
Skills
Securities, Equities, Series 7, Risk Management, Fixed Income, Financial Services, Mutual Funds, Options, Investments
Education
Marist College 1994 — 1998
Bachelor of Business Administration (BBA)
Merrill Lynch August 2015 - Present
Apex Clearing August 2009 - July 2015
JPMorgan Chase/Bear Stearns April 2005 - July 2009
Quick & Reilly September 1998 - April 2005
Skills
Securities, Equities, Series 7, Risk Management, Fixed Income, Financial Services, Mutual Funds, Options, Investments
Education
Marist College 1994 — 1998
Bachelor of Business Administration (BBA)
Kin Lim Kin Lim's APEX Clearing Experience 2007 - 2012
Job Vice President of Credit Risk at ConvergEx
Industry Investment Management
Experience
ConvergEx May 2015 - Present
JP Morgan Chase October 2012 - April 2015
Apex Clearing 2007 - 2012
UBS Financial Services 2007 - 2007
National Financial Services 2004 - 2007
Fidelity Active Trader Division 2000 - 2004
Fidelity Investments 1998 - 2000
Skills
Collateral Risk..., Market Risk Surveillance, Correspondent Clearing, OTC Equity Trading, Complex Option..., Broker-Dealer Operations, Portfolio Margin, VaR Analysis, Stress Testing, Reg T Lending, Equity Trading, Risk Management, Market Risk, VAR, Options Strategies, Equities, Margin, Investments, Trading, Securities, Capital Markets, Financial Risk, Operational Risk..., Hedge Funds, Fixed Income, Financial Markets, Options, Bloomberg, Portfolio Management, Financial Services, FX Options, Trading Systems, Mutual Funds, Settlement, Series 63, Electronic Trading
Education
Tufts University 1992 — 1996
Double Major, Economics and Political Science
ConvergEx May 2015 - Present
JP Morgan Chase October 2012 - April 2015
Apex Clearing 2007 - 2012
UBS Financial Services 2007 - 2007
National Financial Services 2004 - 2007
Fidelity Active Trader Division 2000 - 2004
Fidelity Investments 1998 - 2000
Skills
Collateral Risk..., Market Risk Surveillance, Correspondent Clearing, OTC Equity Trading, Complex Option..., Broker-Dealer Operations, Portfolio Margin, VaR Analysis, Stress Testing, Reg T Lending, Equity Trading, Risk Management, Market Risk, VAR, Options Strategies, Equities, Margin, Investments, Trading, Securities, Capital Markets, Financial Risk, Operational Risk..., Hedge Funds, Fixed Income, Financial Markets, Options, Bloomberg, Portfolio Management, Financial Services, FX Options, Trading Systems, Mutual Funds, Settlement, Series 63, Electronic Trading
Education
Tufts University 1992 — 1996
Double Major, Economics and Political Science
Jasmine Lee's APEX Clearing Experience June 2014 - Present
Job Corporate Recruiter at Apex Clearing
Industry Staffing and Recruiting
Experience
Apex Clearing June 2014 - Present
GTN Technical Staffing and Consulting November 2010 - April 2014
Regus Business Centre August 2002 - March 2009
Verio February 2000 - July 2002
United Healthcare October 1998 - January 2000
Skills
Technical Recruiting, Recruiting, Vendor Management, Closing Deals, Talent Acquisition, Deal Closure, Contract Recruitment, Troubleshooting, SharePoint, Information Technology, Networking, Microsoft SQL Server, Applicant Tracking..., Visio, CRM, Business Analysis, System Administration, Staffing Services, Benefits Negotiation, Screening Resumes, Leadership, Permanent Placement, Internet Recruiting, Interviews, Software Documentation, Project Management, Staff Augmentation, Screening, Training, College Recruiting, SDLC, Sourcing, Cold Calling, Executive Search, Temporary Placement
Education
The University of Texas at Dallas 2007 — 2010
BA, Interdisciplinary Studies
Collin County Community College
AA, Education
Apex Clearing June 2014 - Present
GTN Technical Staffing and Consulting November 2010 - April 2014
Regus Business Centre August 2002 - March 2009
Verio February 2000 - July 2002
United Healthcare October 1998 - January 2000
Skills
Technical Recruiting, Recruiting, Vendor Management, Closing Deals, Talent Acquisition, Deal Closure, Contract Recruitment, Troubleshooting, SharePoint, Information Technology, Networking, Microsoft SQL Server, Applicant Tracking..., Visio, CRM, Business Analysis, System Administration, Staffing Services, Benefits Negotiation, Screening Resumes, Leadership, Permanent Placement, Internet Recruiting, Interviews, Software Documentation, Project Management, Staff Augmentation, Screening, Training, College Recruiting, SDLC, Sourcing, Cold Calling, Executive Search, Temporary Placement
Education
The University of Texas at Dallas 2007 — 2010
BA, Interdisciplinary Studies
Collin County Community College
AA, Education
Christie Pittman Christie Pittman's APEX Clearing Experience August 2012 - Present
Job Manager, Quality Assurance at Apex Clearing
Industry Financial Services
Experience
Apex Clearing August 2012 - Present
Penson Financial Services March 2011 - July 2012
Penson Financial Services January 2009 - March 2011
Skills
SDLC, Software Quality..., Agile Methodologies, Test Planning, User Acceptance Testing, Test Automation, Quality Assurance, Requirements Analysis, Testing, Process Improvement, Project Management, Visio, Software Project..., Quality Center, Microsoft SQL Server, Scrum, Business Process..., SQL, XML, Requirements Gathering, JIRA, Regression Testing, Business Analysis, Project Portfolio..., Agile Project Management, Vendor Management, System Testing, Software Development, QTP, Agile Testing, Business Requirements, SharePoint
Education
Midwestern State University 1993 — 1999
Bachelor of Business Administartion, Information Systems
Apex Clearing August 2012 - Present
Penson Financial Services March 2011 - July 2012
Penson Financial Services January 2009 - March 2011
Skills
SDLC, Software Quality..., Agile Methodologies, Test Planning, User Acceptance Testing, Test Automation, Quality Assurance, Requirements Analysis, Testing, Process Improvement, Project Management, Visio, Software Project..., Quality Center, Microsoft SQL Server, Scrum, Business Process..., SQL, XML, Requirements Gathering, JIRA, Regression Testing, Business Analysis, Project Portfolio..., Agile Project Management, Vendor Management, System Testing, Software Development, QTP, Agile Testing, Business Requirements, SharePoint
Education
Midwestern State University 1993 — 1999
Bachelor of Business Administartion, Information Systems
Andrew Brenner Andrew Brenner's APEX Clearing Experience September 2012 - March 2014
Job President at Lightspeed Trading
Industry Financial Services
Experience
Lightspeed Trading December 2014 - Present
Professional Trading Solutions March 2014 - Present
Potamus Trading LLC April 2014 - Present
Apex Clearing September 2012 - March 2014
Belzberg Technologies 2010 - 2012
International Securities Exchange 2006 - 2009
Fidelity Capital Markets 2003 - 2006
Credit Suisse First Boston 1996 - 2002
Morgan Stanley 1990 - 1996
Drexel Burnham Lambert 1979 - 1990
Skills
Trading, Electronic Trading, Trading Systems, Equity Trading, Equities, Capital Markets, Options, Derivatives, Hedge Funds, Equity Derivatives, Fixed Income, Securities, Financial Markets, Market Data, Bloomberg, Risk Management, Portfolio Management, Equity Research, Investments, Asset Management, Series 63, Mutual Funds, Series 7, Alternative Investments, FX Options, Financial Services, Investment Banking, Proprietary Trading, ETFs, Valuation, Hedging, Back Office, Trading Strategies, Commodity, Bonds, FINRA, Prime Brokerage, Swaps, Turnaround Specialist, Investment Management, Technical Analysis, FX trading, Emerging Markets, Credit Derivatives, Currency, Financial Risk, Interest Rate..., Investment Strategies, Market Risk, Bloomberg Terminal
Education
Northwestern University 1975 — 1979
Lightspeed Trading December 2014 - Present
Professional Trading Solutions March 2014 - Present
Potamus Trading LLC April 2014 - Present
Apex Clearing September 2012 - March 2014
Belzberg Technologies 2010 - 2012
International Securities Exchange 2006 - 2009
Fidelity Capital Markets 2003 - 2006
Credit Suisse First Boston 1996 - 2002
Morgan Stanley 1990 - 1996
Drexel Burnham Lambert 1979 - 1990
Skills
Trading, Electronic Trading, Trading Systems, Equity Trading, Equities, Capital Markets, Options, Derivatives, Hedge Funds, Equity Derivatives, Fixed Income, Securities, Financial Markets, Market Data, Bloomberg, Risk Management, Portfolio Management, Equity Research, Investments, Asset Management, Series 63, Mutual Funds, Series 7, Alternative Investments, FX Options, Financial Services, Investment Banking, Proprietary Trading, ETFs, Valuation, Hedging, Back Office, Trading Strategies, Commodity, Bonds, FINRA, Prime Brokerage, Swaps, Turnaround Specialist, Investment Management, Technical Analysis, FX trading, Emerging Markets, Credit Derivatives, Currency, Financial Risk, Interest Rate..., Investment Strategies, Market Risk, Bloomberg Terminal
Education
Northwestern University 1975 — 1979
Matthew Battaini Matthew Battaini's APEX Clearing Experience August 2012 - March 2013
Job
Industry Financial Services
Experience
Helix Financial Systems March 2013 - Present
Apex Clearing August 2012 - March 2013
Penson Financial Services August 2011 - August 2012
OnlineStockLoan January 2012 - May 2012
Penson WorldWide March 2006 - July 2011
Penson Financial Services March 2005 - March 2006
Anetics 1999 - 2003
Skills
Financial Risk, Risk Management, Business Analysis, Securities Lending, Trading Systems, Back Office, Fixed Income, Prime Brokerage, SDLC, Investment Banking, Equities, SQL, Process Improvement, Settlement, Securities, Trading, Collateral Management, Portfolio Management, Cloud Computing, Web Services API, API development, SDK development, Windows Programming, Lisp, Emacs, G++, Xlib, Assembly Language, Parallel Programming, SaaS, Creative Solutions, Cloud Applications, Agile Methodologies, Market Data, Electronic Trading, Scala, CoffeeScript, Financial Services, Middle Office, Options, Financial Markets, Databases, HTML 5, JavaScript, jQuery, Kendo, jQuery UI, Product Marketing, Software Development, T-SQL
Education
University of Massachusetts Dartmouth 2000 — 2004
Bachelor of Science (B.S.), Computer Science, 3.4
Helix Financial Systems March 2013 - Present
Apex Clearing August 2012 - March 2013
Penson Financial Services August 2011 - August 2012
OnlineStockLoan January 2012 - May 2012
Penson WorldWide March 2006 - July 2011
Penson Financial Services March 2005 - March 2006
Anetics 1999 - 2003
Skills
Financial Risk, Risk Management, Business Analysis, Securities Lending, Trading Systems, Back Office, Fixed Income, Prime Brokerage, SDLC, Investment Banking, Equities, SQL, Process Improvement, Settlement, Securities, Trading, Collateral Management, Portfolio Management, Cloud Computing, Web Services API, API development, SDK development, Windows Programming, Lisp, Emacs, G++, Xlib, Assembly Language, Parallel Programming, SaaS, Creative Solutions, Cloud Applications, Agile Methodologies, Market Data, Electronic Trading, Scala, CoffeeScript, Financial Services, Middle Office, Options, Financial Markets, Databases, HTML 5, JavaScript, jQuery, Kendo, jQuery UI, Product Marketing, Software Development, T-SQL
Education
University of Massachusetts Dartmouth 2000 — 2004
Bachelor of Science (B.S.), Computer Science, 3.4
Isaac Maturino's APEX Clearing Experience November 2014 - Present
Job Student at Northwood UniversityTexas
Industry Financial Services
Experience
Apex Clearing Corporation August 2015 - Present
Apex Clearing November 2014 - Present
Skills
Customer Service, Microsoft Office, Teamwork, Time Management, Leadership, Social Networking, Microsoft Word, Microsoft Excel
Education
Northwood University-Texas 2010 — 2014
Business, Management, Marketing, and Related Support Services
Apex Clearing Corporation August 2015 - Present
Apex Clearing November 2014 - Present
Skills
Customer Service, Microsoft Office, Teamwork, Time Management, Leadership, Social Networking, Microsoft Word, Microsoft Excel
Education
Northwood University-Texas 2010 — 2014
Business, Management, Marketing, and Related Support Services
Ralph D'Auge Ralph D'Auge's APEX Clearing Experience June 2012 - Present
Job Controller, V.P at Apex Clearing
Industry Financial Services
Experience
Apex Clearing June 2012 - Present
Penson Financial Services Inc. September 2011 - June 2012
Ridge Clearing & Outsourcing Solutions 2004 - August 2011
Skills
FINRA exam Series 27, MBA Finance, CPA, Hedge Funds, Series 7, Series 63, Cash Management, Financial Services, Capital Markets, Strategic Financial..., Financial Analysis, Corporate Finance, Finance, Asset Management, FINRA, Financial Modeling
Education
St. John's University 2000 — 2005
Master of Business Administration (M.B.A.), Accounting and Finance, 3.84
Apex Clearing June 2012 - Present
Penson Financial Services Inc. September 2011 - June 2012
Ridge Clearing & Outsourcing Solutions 2004 - August 2011
Skills
FINRA exam Series 27, MBA Finance, CPA, Hedge Funds, Series 7, Series 63, Cash Management, Financial Services, Capital Markets, Strategic Financial..., Financial Analysis, Corporate Finance, Finance, Asset Management, FINRA, Financial Modeling
Education
St. John's University 2000 — 2005
Master of Business Administration (M.B.A.), Accounting and Finance, 3.84
Marc McCain's APEX Clearing Experience August 2012 - December 2012
Job Brokerage Compliance Tester at Capital One
Industry Financial Services
Experience
Capital One January 2015 - Present
Scottrade December 2012 - September 2014
Apex Clearing August 2012 - December 2012
Penson Financial Services December 2006 - August 2012
Southwest Securities 2001 - 2001
Skills
Series 7, Securities, Options, Equities, Equity Trading, Trading, Bloomberg, Fixed Income, Hedge Funds, Electronic Trading, Trading Systems, Series 24, Bonds, Portfolio Management, Financial Markets, FINRA, Securities Lending, Mutual Funds, ETFs, Alternative Investments, Series 63, Financial Services, Bloomberg Terminal, Asset Management, Investments, FX Options, Capital Markets, Market Data, Derivatives, Investment Banking, Risk Management, Management
Education
College of Charleston 2003 — 2006
Bachelors of Science, Economics
Capital One January 2015 - Present
Scottrade December 2012 - September 2014
Apex Clearing August 2012 - December 2012
Penson Financial Services December 2006 - August 2012
Southwest Securities 2001 - 2001
Skills
Series 7, Securities, Options, Equities, Equity Trading, Trading, Bloomberg, Fixed Income, Hedge Funds, Electronic Trading, Trading Systems, Series 24, Bonds, Portfolio Management, Financial Markets, FINRA, Securities Lending, Mutual Funds, ETFs, Alternative Investments, Series 63, Financial Services, Bloomberg Terminal, Asset Management, Investments, FX Options, Capital Markets, Market Data, Derivatives, Investment Banking, Risk Management, Management
Education
College of Charleston 2003 — 2006
Bachelors of Science, Economics
Andrew Seaman Andrew Seaman's APEX Clearing Experience May 2013 - Present
Job Securities Lending at Apex Clearing
Industry Financial Services
Experience
Apex Clearing May 2013 - Present
Apex Clearing August 2012 - May 2013
UMB Bank March 2012 - August 2012
State Street June 2011 - March 2012
State Street July 2010 - June 2011
Skills
Bloomberg Terminal, Mergent, Sage Business Works, Mutual Funds, Microsoft Office, Networking, Financial Analysis, Accounting, Financial Reporting, Microsoft Excel, Access, PowerPoint, GAAP, Portfolio Management, Financial Modeling, Investments, Fund Accounting, Financial Risk, Bloomberg, Banking, Financial Services, Back Office, Analysis
Education
Missouri State University 2007 — 2010
Bachelors, Finance, Accounting
Apex Clearing May 2013 - Present
Apex Clearing August 2012 - May 2013
UMB Bank March 2012 - August 2012
State Street June 2011 - March 2012
State Street July 2010 - June 2011
Skills
Bloomberg Terminal, Mergent, Sage Business Works, Mutual Funds, Microsoft Office, Networking, Financial Analysis, Accounting, Financial Reporting, Microsoft Excel, Access, PowerPoint, GAAP, Portfolio Management, Financial Modeling, Investments, Fund Accounting, Financial Risk, Bloomberg, Banking, Financial Services, Back Office, Analysis
Education
Missouri State University 2007 — 2010
Bachelors, Finance, Accounting
Freddie Coleman Freddie Coleman's APEX Clearing Experience August 2012 - June 2013
Job Storage Services Sr. Analyst
Industry Information Technology and Services
Experience
Dell June 2013 - Present
Apex Clearing August 2012 - June 2013
Penson Financial Services August 2008 - August 2012
Penson Financial Services April 2007 - August 2008
Penson Financial Services October 2005 - April 2007
Plaquemines Parish School Board 2000 - 2005
Skills
Storage, Infrastructure, VMware, Storage Management, Data Center, Windows Server, Active Directory, System Administration, VMware Infrastructure, Enterprise Software, Hardware, Operating Systems, Disaster Recovery, Technical Support, Troubleshooting, VMware ESX, Virtualization, HP, IT Management, VPN, Servers, DHCP, Windows 7, Security, Antivirus, Altiris, ITIL, Information Technology, DNS, SAN, vSphere
Education
North Lake College
Loyola University New Orleans
Certificate Program
Dell June 2013 - Present
Apex Clearing August 2012 - June 2013
Penson Financial Services August 2008 - August 2012
Penson Financial Services April 2007 - August 2008
Penson Financial Services October 2005 - April 2007
Plaquemines Parish School Board 2000 - 2005
Skills
Storage, Infrastructure, VMware, Storage Management, Data Center, Windows Server, Active Directory, System Administration, VMware Infrastructure, Enterprise Software, Hardware, Operating Systems, Disaster Recovery, Technical Support, Troubleshooting, VMware ESX, Virtualization, HP, IT Management, VPN, Servers, DHCP, Windows 7, Security, Antivirus, Altiris, ITIL, Information Technology, DNS, SAN, vSphere
Education
North Lake College
Loyola University New Orleans
Certificate Program
Gabe Davis's APEX Clearing Experience August 2012 - Present
Job Director of Application Development at Apex Clearing
Industry Financial Services
Experience
Apex Clearing August 2012 - Present
Penson Financial Services January 2000 - July 2012
Penson Financial Services January 2006 - December 2011
Penson Financial Services January 2001 - December 2001
Penson Financial Services July 1999 - January 2001
Skills
SQL, SDLC, Microsoft SQL Server, T-SQL, SSIS, Requirements Analysis, Software Development, Business Analysis, Scrum, Visio, Project Management, User Acceptance Testing, Agile Methodologies, Quality Assurance
Education
Texas A&M University - Mays Business School 1995 — 1999
Bachelor of Business Administration (B.B.A.), Management
Apex Clearing August 2012 - Present
Penson Financial Services January 2000 - July 2012
Penson Financial Services January 2006 - December 2011
Penson Financial Services January 2001 - December 2001
Penson Financial Services July 1999 - January 2001
Skills
SQL, SDLC, Microsoft SQL Server, T-SQL, SSIS, Requirements Analysis, Software Development, Business Analysis, Scrum, Visio, Project Management, User Acceptance Testing, Agile Methodologies, Quality Assurance
Education
Texas A&M University - Mays Business School 1995 — 1999
Bachelor of Business Administration (B.B.A.), Management
Michael Ubis's APEX Clearing Experience April 2013 - Present
Job CTO at APEX Clearing Corporation
Industry Information Technology and Services
Experience
Apex Clearing April 2013 - Present
PEAK6 Investments LP January 2012 - April 2013
PEAK6 Investments LP August 2009 - January 2012
Sungard - Microhedge November 2006 - August 2009
Sungard - Microhedge January 2001 - November 2006
Sungard - Microhedge January 1999 - January 2001
Microhedge December 1995 - December 1998
CBOE February 1993 - October 1995
Skills
Options, Trading, Hedge Funds, Arbitrage, Volatility, Derivatives, Proprietary Trading, Electronic Trading, Trading Systems, Market Data, Financial Markets, Equities, Equity Derivatives, Risk Management, Market Making, Product Management, SQL, Team Leadership, Managerial Skills, Critical Incident...
Education
Marquette University 1982 — 1986
Apex Clearing April 2013 - Present
PEAK6 Investments LP January 2012 - April 2013
PEAK6 Investments LP August 2009 - January 2012
Sungard - Microhedge November 2006 - August 2009
Sungard - Microhedge January 2001 - November 2006
Sungard - Microhedge January 1999 - January 2001
Microhedge December 1995 - December 1998
CBOE February 1993 - October 1995
Skills
Options, Trading, Hedge Funds, Arbitrage, Volatility, Derivatives, Proprietary Trading, Electronic Trading, Trading Systems, Market Data, Financial Markets, Equities, Equity Derivatives, Risk Management, Market Making, Product Management, SQL, Team Leadership, Managerial Skills, Critical Incident...
Education
Marquette University 1982 — 1986
Alice Leang's APEX Clearing Experience August 2012 - Present
Job Manager at APEX Clearing
Industry Financial Services
Experience
APEX Clearing August 2012 - Present
Penson Financial Services February 2012 - August 2012
Penson Worldwide, Inc. June 2009 - February 2012
Protiviti July 2007 - March 2009
Skills
IT Audit, CISA, SAS70, Sarbanes-Oxley Act, Sarbanes-Oxley, Enterprise Risk..., COBIT, Internal Audit, Risk Management, Internal Controls, Governance, Risk Assessment, Information Security, Financial Risk, Auditing, Process Improvement, Information Security..., Business Process..., ITGC, ITIL, Security, Information Technology, SDLC, Management
Education
University of Oklahoma - Price College of Business 2005 — 2007
Bachelor of Business Administration (BBA), Management Information Systems, General
University of Oklahoma 2004 — 2007
Bachelor of Business Administration (BBA), Accounting
APEX Clearing August 2012 - Present
Penson Financial Services February 2012 - August 2012
Penson Worldwide, Inc. June 2009 - February 2012
Protiviti July 2007 - March 2009
Skills
IT Audit, CISA, SAS70, Sarbanes-Oxley Act, Sarbanes-Oxley, Enterprise Risk..., COBIT, Internal Audit, Risk Management, Internal Controls, Governance, Risk Assessment, Information Security, Financial Risk, Auditing, Process Improvement, Information Security..., Business Process..., ITGC, ITIL, Security, Information Technology, SDLC, Management
Education
University of Oklahoma - Price College of Business 2005 — 2007
Bachelor of Business Administration (BBA), Management Information Systems, General
University of Oklahoma 2004 — 2007
Bachelor of Business Administration (BBA), Accounting
Jay Hanville's APEX Clearing Experience June 2012 - Present
Job Securities Professional
Industry Investment Banking
Experience
Apex Clearing June 2012 - Present
Penson Financial Services September 2008 - June 2012
Wamu Capital Corp 2001 - 2008
National Securities September 1987 - November 2001
National Association of Securities Dealers August 1983 - August 1987
Skills
Accounting, Broker-Dealer, Cash Management, Equities, FINRA, Finance, Financial Risk, Financial Services, Financial Statements, Fixed Income, Management, Options, Prime Brokerage, Risk Management, SEC, Securities, Series 7, Strategic Planning, Trading, Trading Systems, Auditing
Education
Oregon State University 1973 — 1978
Finance
Apex Clearing June 2012 - Present
Penson Financial Services September 2008 - June 2012
Wamu Capital Corp 2001 - 2008
National Securities September 1987 - November 2001
National Association of Securities Dealers August 1983 - August 1987
Skills
Accounting, Broker-Dealer, Cash Management, Equities, FINRA, Finance, Financial Risk, Financial Services, Financial Statements, Fixed Income, Management, Options, Prime Brokerage, Risk Management, SEC, Securities, Series 7, Strategic Planning, Trading, Trading Systems, Auditing
Education
Oregon State University 1973 — 1978
Finance
Jim Waldrop's APEX Clearing Experience August 2012 - Present
Job VP Internal Audit
Industry Financial Services
Experience
Apex Clearing August 2012 - Present
Penson Worldwide March 2005 - August 2012
Republic Financial Services 1991 - 2003
Winterthur North America 1991 - 2003
Winterthur Insurance 1991 - 2003
Education
Amberton University 1985 — 1987
MBA
Harding University 1979 — 1983
Bachelor of Business Administration (B.B.A.), Accounting
Apex Clearing August 2012 - Present
Penson Worldwide March 2005 - August 2012
Republic Financial Services 1991 - 2003
Winterthur North America 1991 - 2003
Winterthur Insurance 1991 - 2003
Education
Amberton University 1985 — 1987
MBA
Harding University 1979 — 1983
Bachelor of Business Administration (B.B.A.), Accounting
Jeannine Steiger's APEX Clearing Experience February 2006 - April 2013
Job Senior Business Analyst at E*TRADE Financial Corporation
Industry Investment Banking
Experience
E*TRADE Financial Corporation November 2014 - Present
Apex Clearing February 2006 - April 2013
Ridge Clearing 2006 - 2010
TD March 2000 - September 2003
Merrill Lynch June 1994 - March 2000
Skills
Options, Equities, Securities, Back Office, Risk Management, Electronic Trading, SQL, Service Delivery, Visio, Trading Systems, Client Liaison, Data Analysis, Middle Office, Process Improvement, Disaster Recovery, Product Development, Access Database, Prime Brokerage
Education
City University of New York-Baruch College 2000 — 2000
Continuing Education
City University of New York-Baruch College 1990 — 1994
Bachelor of Science (BS), Computer and Information Systems Security/Information Assurance
E*TRADE Financial Corporation November 2014 - Present
Apex Clearing February 2006 - April 2013
Ridge Clearing 2006 - 2010
TD March 2000 - September 2003
Merrill Lynch June 1994 - March 2000
Skills
Options, Equities, Securities, Back Office, Risk Management, Electronic Trading, SQL, Service Delivery, Visio, Trading Systems, Client Liaison, Data Analysis, Middle Office, Process Improvement, Disaster Recovery, Product Development, Access Database, Prime Brokerage
Education
City University of New York-Baruch College 2000 — 2000
Continuing Education
City University of New York-Baruch College 1990 — 1994
Bachelor of Science (BS), Computer and Information Systems Security/Information Assurance
Disheng Shen's APEX Clearing Experience August 2012 - February 2013
Job Software Developer at IMDb.com
Industry Computer Software
Experience
Amazon May 2013 - Present
IMDb.com May 2013 - Present
OptionsHouse January 2012 - May 2013
PEAK6 Investments LP July 2009 - May 2013
Apex Clearing August 2012 - February 2013
CHD North America June 2008 - August 2008
Chinese Academy of Sciences July 2005 - August 2007
Skills
Exchange Connectivity, PL/SQL, C++, SQL, Trading Systems, C#, Java, Linux, Unix, Distributed Systems, Options
Education
Illinois Institute of Technology 2007 — 2009
Master's degree, Computer Science
Amazon May 2013 - Present
IMDb.com May 2013 - Present
OptionsHouse January 2012 - May 2013
PEAK6 Investments LP July 2009 - May 2013
Apex Clearing August 2012 - February 2013
CHD North America June 2008 - August 2008
Chinese Academy of Sciences July 2005 - August 2007
Skills
Exchange Connectivity, PL/SQL, C++, SQL, Trading Systems, C#, Java, Linux, Unix, Distributed Systems, Options
Education
Illinois Institute of Technology 2007 — 2009
Master's degree, Computer Science
Bryan Picard's APEX Clearing Experience July 2012 - Present
Job Sr. Systems Administrator
Industry Financial Services
Experience
Apex Clearing July 2012 - Present
Skills
Disaster Recovery, VMware, VMware ESX, Virtualization, SQL, Help Desk Support, SDLC, VPN, System Administration, Active Directory, Data Center, Windows Server, Microsoft SQL Server, Integration, Vendor Management, Process Improvement, Troubleshooting, Requirements Analysis, Microsoft Exchange, Solarwinds, Citrix, Business Analysis, Visio, Enterprise Architecture
Education
Texas State University 1992 — 1994
Apex Clearing July 2012 - Present
Skills
Disaster Recovery, VMware, VMware ESX, Virtualization, SQL, Help Desk Support, SDLC, VPN, System Administration, Active Directory, Data Center, Windows Server, Microsoft SQL Server, Integration, Vendor Management, Process Improvement, Troubleshooting, Requirements Analysis, Microsoft Exchange, Solarwinds, Citrix, Business Analysis, Visio, Enterprise Architecture
Education
Texas State University 1992 — 1994
Carly Kordsmeier's APEX Clearing Experience December 2008 - December 2012
Job Office Manager at Site Selection Group
Industry Real Estate
Experience
Site Selection Group December 2012 - Present
Apex Clearing December 2008 - December 2012
TD Capital Management September 2006 - March 2008
TD Capital Management January 2004 - August 2006
Skills
Bloomberg, Corporate Actions, Middle Office, Series 99 license, Settlement, Back Office
Education
Tulane University 1998 — 2002
BA, Political Economy
Site Selection Group December 2012 - Present
Apex Clearing December 2008 - December 2012
TD Capital Management September 2006 - March 2008
TD Capital Management January 2004 - August 2006
Skills
Bloomberg, Corporate Actions, Middle Office, Series 99 license, Settlement, Back Office
Education
Tulane University 1998 — 2002
BA, Political Economy
Hasnat Rashid's APEX Clearing Experience January 2014 - Present
Job Registered Representative, International Settlements at Apex Clearing Corporation
Industry Financial Services
Experience
Apex Clearing January 2014 - Present
Merrill Lynch August 2013 - January 2014
J.P. Morgan July 2012 - January 2013
1st Global Capital Corp. August 2011 - February 2012
TD Ameritrade June 2009 - August 2011
Marriott January 2001 - June 2009
Scottrade January 2008 - January 2009
Skills
Customer Service, Series 7, Mutual Funds, Management, Series 63, Finance, Trading, Options, Analysis, Accounts Payable, Payroll, Accounting, Financial Advisory, Strategy, Sales, Capital Markets, Bond Markets
Education
The University of Texas at Arlington 2007 — 2009
BBA, Finance
Apex Clearing January 2014 - Present
Merrill Lynch August 2013 - January 2014
J.P. Morgan July 2012 - January 2013
1st Global Capital Corp. August 2011 - February 2012
TD Ameritrade June 2009 - August 2011
Marriott January 2001 - June 2009
Scottrade January 2008 - January 2009
Skills
Customer Service, Series 7, Mutual Funds, Management, Series 63, Finance, Trading, Options, Analysis, Accounts Payable, Payroll, Accounting, Financial Advisory, Strategy, Sales, Capital Markets, Bond Markets
Education
The University of Texas at Arlington 2007 — 2009
BBA, Finance
Glenn Hill's APEX Clearing Experience August 2012 - Present
Job V.P. Development at Apex Clearing
Industry Financial Services
Experience
Apex Clearing August 2012 - Present
Penson Financial Services May 2007 - August 2012
USAA 1993 - 2007
Andersen Consulting 1989 - 1993
Skills
PMO, Project Portfolio..., Vendor Management, Offshore Outsourcing, PMP, Executive Management, IT Management, Process Improvement, SDLC, Business Analysis, IT Strategy, Change Management, Disaster Recovery
Education
Texas A&M University 1984 — 1989
BBA and MS, Finance
Apex Clearing August 2012 - Present
Penson Financial Services May 2007 - August 2012
USAA 1993 - 2007
Andersen Consulting 1989 - 1993
Skills
PMO, Project Portfolio..., Vendor Management, Offshore Outsourcing, PMP, Executive Management, IT Management, Process Improvement, SDLC, Business Analysis, IT Strategy, Change Management, Disaster Recovery
Education
Texas A&M University 1984 — 1989
BBA and MS, Finance
Janine Patterson's APEX Clearing Experience October 2013 - July 2015
Job Software Engineer at Peak6
Industry Computer Software
Experience
PEAK6 Investments August 2015 - Present
Apex Clearing October 2013 - July 2015
Allston Trading June 2008 - April 2013
Purdue University August 2005 - May 2008
Allston Trading May 2007 - July 2007
Principal Financial Group May 2006 - July 2006
Citadel Investment Group May 2005 - July 2005
Citadel Investment Group May 2004 - July 2004
Skills
Java, Python, PL/SQL, JDBC, Agile Methodologies, Linux, Unix
Education
Purdue University 2004 — 2008
B.S., Computer Science
PEAK6 Investments August 2015 - Present
Apex Clearing October 2013 - July 2015
Allston Trading June 2008 - April 2013
Purdue University August 2005 - May 2008
Allston Trading May 2007 - July 2007
Principal Financial Group May 2006 - July 2006
Citadel Investment Group May 2005 - July 2005
Citadel Investment Group May 2004 - July 2004
Skills
Java, Python, PL/SQL, JDBC, Agile Methodologies, Linux, Unix
Education
Purdue University 2004 — 2008
B.S., Computer Science
Gary Wiedman's APEX Clearing Experience July 2012 - Present
Job SVPClearing Operations at APEX Clearing
Industry Financial Services
Experience
Apex Clearing July 2012 - Present
Penson Financial Services November 2008 - August 2012
Financial Engines July 2004 - May 2008
Charles Schwab February 1992 - January 2004
Bank of America January 1991 - January 1992
Franklin Templeton Investments January 1989 - January 1991
Skills
Relationship Management, Cross-functional Team..., Investments, Series 63, Business Analysis, Portfolio Management, Mutual Funds, Management, Leadership, Mergers, Change Management, Vendor Management, FINRA, Trading, Mergers & Acquisitions, Series 7, Options, Financial Risk, FX Options, Fixed Income, Finance, Banking, Derivatives, Financial Markets, Electronic Trading, Capital Markets, Prime Brokerage, Trading Systems
Education
Central Washington University 1984 — 1988
BS, Business Admin
Apex Clearing July 2012 - Present
Penson Financial Services November 2008 - August 2012
Financial Engines July 2004 - May 2008
Charles Schwab February 1992 - January 2004
Bank of America January 1991 - January 1992
Franklin Templeton Investments January 1989 - January 1991
Skills
Relationship Management, Cross-functional Team..., Investments, Series 63, Business Analysis, Portfolio Management, Mutual Funds, Management, Leadership, Mergers, Change Management, Vendor Management, FINRA, Trading, Mergers & Acquisitions, Series 7, Options, Financial Risk, FX Options, Fixed Income, Finance, Banking, Derivatives, Financial Markets, Electronic Trading, Capital Markets, Prime Brokerage, Trading Systems
Education
Central Washington University 1984 — 1988
BS, Business Admin
Biliana Stoimenova's APEX Clearing Experience August 2012 - Present
Job Team Lead at Apex Clearing Corp
Industry Financial Services
Experience
Apex Clearing August 2012 - Present
Penson Financial Services May 2006 - August 2012
Skills
Bloomberg, Equities, Back Office, Securities, Prime Brokerage, Risk Management, Middle Office, Business Analysis, Investments, Derivatives, Fixed Income, Financial Analysis, Trading Systems, Financial Services, SQL
Education
Universitet za nacionalno i svetovno stopanstvo 1993 — 1997
University of National and World Economy 1993 — 1997
Apex Clearing August 2012 - Present
Penson Financial Services May 2006 - August 2012
Skills
Bloomberg, Equities, Back Office, Securities, Prime Brokerage, Risk Management, Middle Office, Business Analysis, Investments, Derivatives, Fixed Income, Financial Analysis, Trading Systems, Financial Services, SQL
Education
Universitet za nacionalno i svetovno stopanstvo 1993 — 1997
University of National and World Economy 1993 — 1997
Jeremy Cordero's APEX Clearing Experience June 2013 - Present
Job Securities Lending at Apex Clearing Corporation
Industry Financial Services
Experience
Apex Clearing Corporation August 2015 - Present
Apex Clearing June 2013 - Present
Fidelity Investments February 2010 - June 2013
Wells Fargo Bank August 2009 - January 2010
CLS Investment Firm, LLC March 2008 - November 2008
Skills
Excel, Microsoft Office, Investments, Series 7, Series 63, Equities, Securities, Mutual Funds, Customer Service, Risk Management, Financial Analysis, Insurance, Microsoft Excel, Portfolio Management, Sales, Bloomberg
Education
University of Nebraska at Omaha 2003 — 2007
Finance, Investment Science
Apex Clearing Corporation August 2015 - Present
Apex Clearing June 2013 - Present
Fidelity Investments February 2010 - June 2013
Wells Fargo Bank August 2009 - January 2010
CLS Investment Firm, LLC March 2008 - November 2008
Skills
Excel, Microsoft Office, Investments, Series 7, Series 63, Equities, Securities, Mutual Funds, Customer Service, Risk Management, Financial Analysis, Insurance, Microsoft Excel, Portfolio Management, Sales, Bloomberg
Education
University of Nebraska at Omaha 2003 — 2007
Finance, Investment Science
Trevor Laing's APEX Clearing Experience August 2012 - December 2012
Job Apex Financial Clearing
Industry Financial Services
Experience
Bank of America (Contracting through Pionear) September 2013 - February 2014
Apex Clearing August 2012 - December 2012
Penson Financial Services March 2007 - July 2012
Penson Financial Services March 2000 - March 2007
Skills
Securities, Prime Brokerage, Hedge Funds, Mutual Funds, Risk Management, Financial Services, FINRA, Management, Access, Trading, Options, Finance, Banking
Education
Abilene Christian University 1992 — 1997
BA, Human Communications
Bank of America (Contracting through Pionear) September 2013 - February 2014
Apex Clearing August 2012 - December 2012
Penson Financial Services March 2007 - July 2012
Penson Financial Services March 2000 - March 2007
Skills
Securities, Prime Brokerage, Hedge Funds, Mutual Funds, Risk Management, Financial Services, FINRA, Management, Access, Trading, Options, Finance, Banking
Education
Abilene Christian University 1992 — 1997
BA, Human Communications
Logan Satterwhite's APEX Clearing Experience February 2013 - Present
Job Securities Lending at Apex Clearing
Industry Financial Services
Experience
Apex Clearing February 2013 - Present
Fidelity Investments July 2012 - February 2013
Penson Financial Services July 2007 - June 2012
Skills
Financial Markets, Equities, FINRA, Options, Securities, Series 7, Series 63, Investments, Series 24, Financial Services, Risk Management, Trading
Education
Clemson University
Econ and English
Apex Clearing February 2013 - Present
Fidelity Investments July 2012 - February 2013
Penson Financial Services July 2007 - June 2012
Skills
Financial Markets, Equities, FINRA, Options, Securities, Series 7, Series 63, Investments, Series 24, Financial Services, Risk Management, Trading
Education
Clemson University
Econ and English
Twila Potts's APEX Clearing Experience August 2012 - Present
Job Manager, Corporate Actions & Dividends at Apex Clearing
Industry Financial Services
Experience
Apex Clearing August 2012 - Present
Penson Financial Services August 2007 - August 2012
JP Morgan Chase November 2002 - July 2007
Bank of America December 2001 - October 2002
USAA October 1997 - December 2001
Principal Financial Securities, Inc. December 1980 - May 1997
Skills
Financial Risk, Equities, Process Improvement, FINRA, Series 99, Corporate Actions, Dividends, Coaching, Customer Oriented, Fixed Income
Education
Dallas County Community College 1981 — 1982
Accounting
Texas Tech University 1978 — 1979
School of Business and Home Economics
Apex Clearing August 2012 - Present
Penson Financial Services August 2007 - August 2012
JP Morgan Chase November 2002 - July 2007
Bank of America December 2001 - October 2002
USAA October 1997 - December 2001
Principal Financial Securities, Inc. December 1980 - May 1997
Skills
Financial Risk, Equities, Process Improvement, FINRA, Series 99, Corporate Actions, Dividends, Coaching, Customer Oriented, Fixed Income
Education
Dallas County Community College 1981 — 1982
Accounting
Texas Tech University 1978 — 1979
School of Business and Home Economics
Roxanne Arambula's APEX Clearing Experience October 2008 - Present
Job AML Manager at Apex Clearing
Industry Financial Services
Experience
Apex Clearing October 2008 - Present
First Southwest Company February 2006 - October 2008
Chase Bank June 2005 - February 2006
Americo Financial Life and Annuity January 2001 - July 2003
Education
The University of Texas at Arlington - College of Business
International Business
Apex Clearing October 2008 - Present
First Southwest Company February 2006 - October 2008
Chase Bank June 2005 - February 2006
Americo Financial Life and Annuity January 2001 - July 2003
Education
The University of Texas at Arlington - College of Business
International Business
Sean French's APEX Clearing Experience August 2012 - Present
Job Software Engineer at Apex Clearing
Industry Financial Services
Experience
Apex Clearing August 2012 - Present
Penson Financial Services January 2009 - August 2012
Penson Financial Services January 2007 - December 2008
Penson Financial Services March 1999 - December 2006
SAIC 1995 - 1999
Systems Control Technology (SCT) 1992 - 1995
Education
Creighton University 1990 — 1992
MS, Computer Science
Harding University 1986 — 1990
BS, Computer Science
Apex Clearing August 2012 - Present
Penson Financial Services January 2009 - August 2012
Penson Financial Services January 2007 - December 2008
Penson Financial Services March 1999 - December 2006
SAIC 1995 - 1999
Systems Control Technology (SCT) 1992 - 1995
Education
Creighton University 1990 — 1992
MS, Computer Science
Harding University 1986 — 1990
BS, Computer Science
Brandon Troster's APEX Clearing Experience June 2012 - August 2013
Job Vice President, Broker Dealer Group at Texas Capital Bank
Industry Financial Services
Experience
Texas Capital Bank August 2013 - Present
Apex Clearing June 2012 - August 2013
Penson Financial Services January 2012 - May 2012
Penson Financial Services January 2010 - December 2011
Skills
Securities, Financial Markets, Risk Management, Collateral Management, Cash Management, Trading Systems, Market Risk, Financial Services, Asset Management, Investment Banking, Banking, Investments, Finance, Analysis
Education
North Central Texas College
Texas Capital Bank August 2013 - Present
Apex Clearing June 2012 - August 2013
Penson Financial Services January 2012 - May 2012
Penson Financial Services January 2010 - December 2011
Skills
Securities, Financial Markets, Risk Management, Collateral Management, Cash Management, Trading Systems, Market Risk, Financial Services, Asset Management, Investment Banking, Banking, Investments, Finance, Analysis
Education
North Central Texas College
Ella Cangiarella's APEX Clearing Experience 2012 - Present
Job Director Financial Planning & Analysis / Project Management at Apex Clearing
Industry Financial Services
Experience
Apex Clearing 2012 - Present
Penson Financial Services 2010 - 2012
Ridge Clearing and Outsourcing Solutions 2004 - 2010
Bank of America Broker Dealer Services 1999 - 2003
Skills
Financial Services, Strategic Financial..., Financial Reporting, Financial Analysis, Equities, Hedge Funds, Corporate FP&A, Financial Modeling, Series 63, Cash Management, Securities, Mutual Funds, Analysis, Derivatives, Capital Markets, Risk Management, Investments, Asset Management, Financial Planning
Education
New York University - Polytechnic School of Engineering
Bachelors, Engineering
Apex Clearing 2012 - Present
Penson Financial Services 2010 - 2012
Ridge Clearing and Outsourcing Solutions 2004 - 2010
Bank of America Broker Dealer Services 1999 - 2003
Skills
Financial Services, Strategic Financial..., Financial Reporting, Financial Analysis, Equities, Hedge Funds, Corporate FP&A, Financial Modeling, Series 63, Cash Management, Securities, Mutual Funds, Analysis, Derivatives, Capital Markets, Risk Management, Investments, Asset Management, Financial Planning
Education
New York University - Polytechnic School of Engineering
Bachelors, Engineering
Hiren Bhakta's APEX Clearing Experience July 2012 - June 2013
Job Senior Compliance Examiner at Financial Industry Regulatory Authority
Industry Financial Services
Experience
Financial Industry Regulatory Authority December 2013 - Present
1st Global June 2013 - December 2013
Apex Clearing July 2012 - June 2013
Penson Financial Services March 2000 - July 2012
Skills
Securities, Series 7, Series 63, Trading, Options, Back Office, Equities, Series 24, Relationship Management, Mutual Funds, Financial Services, Fixed Income, Series 66, Electronic Trading, Equity Trading, FINRA, Investments, Risk Management, Trading Systems, Uniform Combined State...
Education
The University of Texas at Arlington 2000 — 2003
Master of Business Administration (MBA), General
The University of Texas at Austin 1995 — 1999
Bachelor of Arts (B.A.), Econ
Financial Industry Regulatory Authority December 2013 - Present
1st Global June 2013 - December 2013
Apex Clearing July 2012 - June 2013
Penson Financial Services March 2000 - July 2012
Skills
Securities, Series 7, Series 63, Trading, Options, Back Office, Equities, Series 24, Relationship Management, Mutual Funds, Financial Services, Fixed Income, Series 66, Electronic Trading, Equity Trading, FINRA, Investments, Risk Management, Trading Systems, Uniform Combined State...
Education
The University of Texas at Arlington 2000 — 2003
Master of Business Administration (MBA), General
The University of Texas at Austin 1995 — 1999
Bachelor of Arts (B.A.), Econ
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY