Ascendant Compliance Management

Description

Address: 546 5th Ave # 15A, New York, NY 10036 Phone: (212) 956-9142: : Website: : : Category: Place name: : : Hours: Website: https://www.ascendantcompliance.com/ Category: Business management consultant Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Ascendant Compliance Posting publicly on the Web Write a review Reviews Be the first to review

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Ascendant Compliance Management Employees

Employee
Years
Job
Industry
Korrine Kohm Korrine Kohm Greater New York City Area Details
Korrine Kohm's Ascendant Compliance Management Experience March 2010 - Present
Job Vice President at Ascendant Compliance Management
Industry Investment Management
Experience
Ascendant Compliance Management   March 2010 - Present
Estabrook Capital Mangement LLC   September 2000 - February 2010
Allied Irish Bank  1995 - 2000

Skills
Notary Public, Volleyball, Compliance Risk..., Social Media Guidance, NYC Marathon runner, Asset Managment, Investment Advisory, Securities, Running, Ethics Training, SEC, Hedge Funds, Certified Fraud Examiner, Mutual Funds, Uniform Combined State..., Investments, Equities, Asset Management, Asset Allocation, Alternative Investments, Equity Trading, Due Diligence, Private Equity, Wealth Management..., Investment Advisers Act, Securities Regulation, Broker-Dealer, Registered Investment..., AML, Fixed Income, Investment Management, Ethics, Wealth Management, OFAC, Bloomberg, 401k, Capital Markets, Investment Strategies, ERISA, KYC, Financial Services, Financial Advisory, Portfolio Management, Equity Research, Fund Accounting, FINRA, Fund Of Funds

Education
Saint John's University   1998 — 2000
Masters Degree, International Relations & Diplomacy

Trinity College, Dublin   1999 — 1999
International Studies, Irish History and Arts

Saint John's University   1991 — 1994
B.A., History and Education

St. Francis Preparatory   1988 — 1991
Regents Diploma, General

Beth Ann Coleman Beth Ann Coleman Jacksonville, Florida Area Details
Beth Ann Coleman's Ascendant Compliance Management Experience 2013 - 2013
Job Head of Jacksonville Employee Support at Deutsche Bank
Industry Investment Banking
Experience
Deutsche Bank Securities Inc.  July 2014 - Present
Allianz Global Investors U.S. Holdings LLC   July 1999 - March 2014
Ascendant Compliance Management   2013 - 2013
Ascendant Compliance Management   2013 - 2013
Ascendant Compliance Management   2013 - 2013
Ascendant Compliance Management   2013 - 2013
Nicholas Applegate  January 2005 - December 2008
Nicholas Applegate  November 2000 - December 2004
Nicholas Applegate  July 1999 - November 2000
American Express  1995 - 1998

Skills
Compliance..., Compliance Procedures, Compliance Oversight, Regulatory Audits, Project Management, Public Speaking, Series 7, Series 63, Series 66, Portfolio Management, FINRA, Uniform Combined State..., Mutual Funds, Securities, SEC, Financial Services, Securities Regulation, Investments, Hedge Funds, Series 24, Alternative Investments

Education
Lubin Graduate School of Business at Pace University   1990 — 1995
Master of Business Administration (M.B.A.), Financial Economics

State University of New York at Binghamton   1986 — 1990
Bachelor of Arts (B.A.), Political Science

Thomas Hackett Thomas Hackett Lakeville, Connecticut Details
Thomas Hackett's Ascendant Compliance Management Experience February 2015 - Present
Job Student at University of Bridgeport
Industry International Trade and Development
Experience
Ascendant Compliance Management   February 2015 - Present
Civil Tech   February 2005 - Present
Wright Investors' Service  August 2014 - January 2015
Children's Museum Jordan   June 2014 - July 2014
Fieldstone Marketing-Provided product samples, coupons, informational brochures, and other Set up a   May 2007 - September 2007

Skills
Conversational Chinese, Proficient in Excel, Proficient in Photoshop, Public Speaking, Sales

Education
University of Bridgeport   2013 — 2015
Bachelor of Science (BS), International Business

Princess Somaiya University   2014 — 2014
Arabic Language and Politics

Nanjing University   2011 — 2011
Chinese Language, Culture and Politics

Naugatuck Valley Community College   2007 — 2009
Associate's Degree, Communication, General

Lyman Terni Lyman Terni Greater New York City Area Details
Lyman Terni's Ascendant Compliance Management Experience July 2013 - January 2015
Job Chief Information Security Officer at Artemis Global Security
Industry Financial Services
Experience
Artemis Global Security, LLC   January 2015 - Present
Ascendant Compliance Management   July 2013 - January 2015
Performance Flight  February 2012 - July 2013
Flight Level 300 Logistics, LLC   June 2009 - February 2012
Lakeville Research LLC   September 2004 - February 2010
eCamp   June 2000 - September 2004

Skills
New Business Development, Situational Leadership, Investments, Business Development, Aviation, Business Performance..., General Aviation, Management, Business Process..., Civil Aviation, Personnel Management, Operations Management, Trading, Business Aviation, Start-ups, Asset Management, Consulting, Leadership, Project Management, Strategic Planning

Education
Embry Riddle Aeronautical University-Worldwide   2012 — 2014
Master of Business Administration (M.B.A.)

Union College   2000 — 2004
BS, Political Science

Salisbury School   1998 — 2000
Hight School Diploma

David Lourie David Lourie New York, New York Details
David Lourie's Ascendant Compliance Management Experience August 2013 - Present
Job Assistant Vice President at Ascendant Compliance Management
Industry Financial Services
Experience
Ascendant Compliance Management   August 2013 - Present
Enterprise Holdings Inc.  January 2012 - December 2012
United States District Court  August 2010 - January 2012

Skills
Legal Writing, Legal Compliance, Legal Research, Student Affairs, Federal Courts, Academic Advising, Procurement, Contract Negotiation, Contract Management, Risk Assessment, Consulting, Leadership Development

Education
University of Southern California   2007 — 2010
Doctor of Law (J.D.), Law, Top 10%

Northwestern University
Bachelor of Arts (B.A.), History

E.J. Yerzak E.J. Yerzak Salisbury, Connecticut Details
E.J. Yerzak's Ascendant Compliance Management Experience March 2013 - Present
Job CISA, CISM, CRISC, Compliance Services Consultant, Vice President of Technology, at Ascendant Compliance Management
Industry Investment Management
Experience
Ascendant Compliance Management   March 2013 - Present
Ascendant Compliance Management   April 2011 - Present
United States Bankruptcy Court  August 2009 - April 2011
Law Firm of W. Martyn Philpot, Jr.   January 2009 - May 2009
Crossfire Consulting  June 2001 - January 2009

Skills
Securities, SEC, Private Equity, Due Diligence, Information Technology, Securities Regulation, Investment Advisory, Compliance, Bankruptcy, Strategic Planning, Fund Of Funds, Cloud Computing, Risk Assessment, Information Systems, IT Governance, Certified in Risk and..., Certified Information..., Mobile Device Management

Education
Quinnipiac University School of Law
Doctor of Law (J.D.), Intellectual Property Law

Central Connecticut State University
Master's degree, Computer Information Technology

Colgate University
Bachelor's degree, English and Computer Science

Michael Mirantz Michael Mirantz Greater New York City Area Details
Michael Mirantz's Ascendant Compliance Management Experience 2007 - Present
Job Partner Manager Client Services at Ascendant Compliance Management
Industry Financial Services
Experience
Ascendant Compliance Management   2007 - Present
National Regulatory Services  October 2002 - February 2007

Education
Elmira College   1971 — 1976

Christopher Hoyt Christopher Hoyt Hartford, Connecticut Area Details
Christopher Hoyt's Ascendant Compliance Management Experience January 2011 - February 2014
Job CBO, Director of Sales at Artemis Global Security, LLC
Industry Financial Services
Experience
Artemis Global Security, LLC   February 2015 - Present
Ascendant Compliance Management   January 2011 - February 2014

Education
The University of Connecticut   1989 — 1994
Bachelor's Degree, Landscape Architecture

Victoria Angerthal Victoria Angerthal Greater New York City Area Details
Victoria Angerthal's Ascendant Compliance Management Experience March 2015 - Present
Job Associate Consultant at Ascendant Compliance Management
Industry Financial Services
Experience
Ascendant Compliance Management   March 2015 - Present
Williams, Jones & Associates   February 2013 - June 2014
Estabrook Capital Management LLC  June 2008 - February 2013
US Trust  May 2003 - June 2008
AXA Equitable  2000 - 2003

Education
State University of New York College at Cortland   1992 — 1996
Bachelor of Science (B.S.), Economics and Management Science

Eugenie Warner Eugenie Warner Greater Los Angeles Area Details
Eugenie Warner's Ascendant Compliance Management Experience October 2011 - Present
Job Securities Compliance Consultant & Associate General Counsel at Ascendant Compliance Management
Industry Law Practice
Experience
Ascendant Compliance Management   October 2011 - Present

Skills
Securities Regulation, Due Diligence, Securities, Private Equity, Intellectual Property, Arbitration, Commercial Litigation, Mergers & Acquisitions, Licensing, Corporate Governance, Capital Markets, Corporate Law, Litigation, Risk Management, Finance, Corporate Finance, Legal Writing, Privacy Law, Legal Compliance, Trade Secrets, Legal Research, Employment Law, Class Actions, Legal Assistance, Entertainment Law, Hedge Funds

Education
The University of Connecticut School of Law   1998 — 2001
JD

The University of Connecticut School of Law

John McGovern John McGovern Greater New York City Area Details
John McGovern's Ascendant Compliance Management Experience June 2010 - January 2012
Job Chief Compliance Officer, Pruco Securities and Individual Life Insurance at Prudential Financial
Industry Financial Services
Experience
Prudential Financial  December 2011 - Present
Ascendant Compliance Management   June 2010 - January 2012
Sun Life-IFMG Securities, Inc.   2006 - 2008
AIG Advisor Group  2002 - 2004
AIG Royal Alliance  2000 - 2002
Cadre Securities   1997 - 2000
Nathan and Lewis Securities, Inc.   1986 - 1994

Skills
Hedge Funds, SEC reporting, Series 63, Asset Managment, SEC, Alternative Investments, AML, Investments, Securities Regulation, Wealth Management, Series 65, Equities, Fixed Income, Uniform Combined State..., Due Diligence, Fixed Annuities, Options, Risk Management, Broker-Dealer, Asset Allocation, Strategic Financial..., Asset Management, Financial Services, Social Skills, Business Networking, Anti Money Laundering, Financial Planning

Education
Fordham University   1979 — 1981
MBA, MBA Finance

Iona College   1975 — 1979
Bachlor of Arts, Liberal Arts

John Gentile John Gentile Hartford, Connecticut Area Details
John Gentile's Ascendant Compliance Management Experience May 2007 - Present
Job Partner at Ascendant Compliance
Industry Financial Services
Experience
Ascendant Compliance Management   May 2007 - Present
National Regulatory Services  May 1999 - May 2007
US Securities and Exchange Commission  1986 - 1999

Skills
Hedge Funds, Investment Advisory, FINRA, Due Diligence, Private Equity, Broker-Dealer, Securities Regulation, SEC, Securities, AML

Education
Fordham University   1984 — 1986
MBA, Finance

Central Connecticut State University   1979 — 1984
Bachelor of Science (BS), Finance

Joni Ford Joni Ford Salisbury, Connecticut Details
Joni Ford's Ascendant Compliance Management Experience 2010 - Present
Job Marketing Associate
Industry Photography
Experience
Ascendant Compliance Management   2010 - Present
WHDD NPR Radio   October 2010 - April 2013
Perfect Pear   1983 - 2008

Skills
Customer Relations, Microsoft Office, Excel, Customer Service, Microsoft Excel, Event Management, Microsoft Word, Social Media, Event Planning

Education
Loretto Heights University
Art/Art Studies, General