ASCENDIANT CAPITAL MARKETS LLC
Industry: Capital market company
DescriptionParent organization: Ascendiant Capital Partners, LLC Subsidiary: Ascendiant Capital Markets LLC, Research Division
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ASCENDIANT CAPITAL MARKETS LLC Employees
Employee
Years
Job
Industry
Jason Orr Jason Orr's ASCENDIANT CAPITAL MARKETS LLC Experience February 2015 - Present
Job Vice President at Ascendiant Capital Markets LLC
Industry Investment Banking
Experience
Ascendiant Capital Markets LLC February 2015 - Present
Hunter Wise Financial Group September 2013 - February 2015
Aveda Transportation and Energy Services February 2012 - August 2013
Flexpipe Systems May 2011 - February 2012
Flexpipe Systems February 2010 - June 2011
EnerVision, Calgary September 2005 - December 2008
Brain March 2003 - March 2005
Skills
Financial Analysis, Financial Modeling, Business Planning, Strategy, Forecasting, Entrepreneurship, Energy, Start-ups, Market Analysis, Due Diligence, Corporate Budgeting, Valuation, Petroleum, Executive Management, Contract Negotiation
Education
The University of Calgary 2008 — 2011
Master
FAE Business School 2001 — 2005
Bachelor of Commerce
Ascendiant Capital Markets LLC February 2015 - Present
Hunter Wise Financial Group September 2013 - February 2015
Aveda Transportation and Energy Services February 2012 - August 2013
Flexpipe Systems May 2011 - February 2012
Flexpipe Systems February 2010 - June 2011
EnerVision, Calgary September 2005 - December 2008
Brain March 2003 - March 2005
Skills
Financial Analysis, Financial Modeling, Business Planning, Strategy, Forecasting, Entrepreneurship, Energy, Start-ups, Market Analysis, Due Diligence, Corporate Budgeting, Valuation, Petroleum, Executive Management, Contract Negotiation
Education
The University of Calgary 2008 — 2011
Master
FAE Business School 2001 — 2005
Bachelor of Commerce
Dean Fonacier, MBA Dean Fonacier, MBA's ASCENDIANT CAPITAL MARKETS LLC Experience March 2013 - October 2013
Job Business Analyst, Product Analytics
Industry Marketing and Advertising
Experience
LowerMyBills.com November 2013 - Present
Ascendiant Capital Markets, LLC March 2013 - October 2013
Global Hunter Securities, LLC April 2013 - June 2013
Fidelity National Information Services 2011 - 2012
Ceridian Tax Service February 2007 - November 2011
Skills
Business Analytics, MicroStrategy Reporting, Microstrategy, Quantitative Research, Financial Modeling, Financial Analysis, Finance, Analysis, Microsoft Excel, Managerial Finance, Analytic Thinking, Qualitative Research, Project Management, Economic Research, Payroll Taxes, Microsoft Office, Communication Skills, Interpersonal Skill, Data Analysis, Forecasting, Macro Analysis, Management Accounting, Multi Tasking, Time Management, Financial Statements, Equity Capital Markets, Equity Research, Equity Valuation, Business Valuation, Investment Management, Bonds and Fixed Income, Financial Statement..., Data Mining, Data Visualization, Analytics
Education
University of California, Irvine - The Paul Merage School of Business 2010 — 2013
Master of Business Administration (M.B.A.), Finance, General
Ateneo de Manila University 2002 — 2006
Bachelor of Arts (B.A.), Management Economics
LowerMyBills.com November 2013 - Present
Ascendiant Capital Markets, LLC March 2013 - October 2013
Global Hunter Securities, LLC April 2013 - June 2013
Fidelity National Information Services 2011 - 2012
Ceridian Tax Service February 2007 - November 2011
Skills
Business Analytics, MicroStrategy Reporting, Microstrategy, Quantitative Research, Financial Modeling, Financial Analysis, Finance, Analysis, Microsoft Excel, Managerial Finance, Analytic Thinking, Qualitative Research, Project Management, Economic Research, Payroll Taxes, Microsoft Office, Communication Skills, Interpersonal Skill, Data Analysis, Forecasting, Macro Analysis, Management Accounting, Multi Tasking, Time Management, Financial Statements, Equity Capital Markets, Equity Research, Equity Valuation, Business Valuation, Investment Management, Bonds and Fixed Income, Financial Statement..., Data Mining, Data Visualization, Analytics
Education
University of California, Irvine - The Paul Merage School of Business 2010 — 2013
Master of Business Administration (M.B.A.), Finance, General
Ateneo de Manila University 2002 — 2006
Bachelor of Arts (B.A.), Management Economics
Kevin Chavez Kevin Chavez's ASCENDIANT CAPITAL MARKETS LLC Experience March 2010 - June 2013
Job Vice President of Special Accounts
Industry Financial Services
Experience
TriLinc Global, LLC July 2015 - Present
Alternative Investment Distribution December 2014 - Present
Alternative Investment Brokerage June 2013 - Present
Ascendiant Capital Markets LLC March 2010 - June 2013
Starbucks January 2008 - May 2009
Skills
Investments, Due Diligence, Series 7, Investment Banking, Capital Markets, Equities, Private Equity, Securities, Alternative Investments, Hedge Funds, Series 55, Series 66, Equity Research, Bloomberg, Series 63, FINRA, Microsoft Office, Sales, Financial Analysis
Education
Arizona State University 2012 — 2014
Bachelor's degree - Summa Cum Laude, Technological Entreprenuership & Management
US Air Force Academy 2005 — 2008
Economics
TriLinc Global, LLC July 2015 - Present
Alternative Investment Distribution December 2014 - Present
Alternative Investment Brokerage June 2013 - Present
Ascendiant Capital Markets LLC March 2010 - June 2013
Starbucks January 2008 - May 2009
Skills
Investments, Due Diligence, Series 7, Investment Banking, Capital Markets, Equities, Private Equity, Securities, Alternative Investments, Hedge Funds, Series 55, Series 66, Equity Research, Bloomberg, Series 63, FINRA, Microsoft Office, Sales, Financial Analysis
Education
Arizona State University 2012 — 2014
Bachelor's degree - Summa Cum Laude, Technological Entreprenuership & Management
US Air Force Academy 2005 — 2008
Economics
Gary Gooderum ★★★★★ Gary Gooderum ★★★★★'s ASCENDIANT CAPITAL MARKETS LLC Experience March 2015 - Present
Job Managing Director, Investment Banking at Ascendiant Capital Markets, LLC
Industry Investment Banking
Experience
Ascendiant Capital Markets, LLC March 2015 - Present
The Gooderum Group January 2012 - Present
Morgan Stanley 2010 - 2012
Airspan Networks, Inc. 2001 - 2002
GlobeNet Communications, Inc. 1999 - 2001
Teklogix International, Inc. 1995 - 1998
California CNG, Inc. - Clean Energy for City Fleets 1992 - 1995
TRW Northrop Grumman July 1977 - July 1985
Skills
Private Wealth..., Growth Portfolios, Income Portfolios, Bonds, Stocks, Private Equity, Strategic Alternative..., Project Finance, Private Placements, Estate Mortgages, Mezzanine, Capital Raises, Loan Origination, Structured Finance, Joint Ventures, International..., Foreign National..., Family Office Private..., Technology Management, Medical Devices, Medical Technology, Affordable Energy..., Coal Biomass to Liquids..., Sustainable and..., CO2 Lifecycle Consultant, CEO, Board Advisor, Project Finance CBTL,..., Portfolio Management, Investments, Strategic Financial..., Wealth Management..., Finance, Strategy, Financial Modeling, Mergers & Acquisitions, Due Diligence, Venture Capital, Capital, IPO, Equities, Valuation, Financial Structuring, Commercial Real Estate, Investment Banking, Restructuring, Asset Management, Loans, Hedge Funds, Securities, Capital Markets
Education
UCLA Anderson School of Management 1982 — 1984
MBA, Finance
The Johns Hopkins University School of Medicine 1972 — 1973
MD PhD Coursework, Biomedical/Medical Engineering, Biochemistry, University Research
UCLA School of Engineering 1968 — 1972
Bachelor of Science (BS), Biomedical Engineering, Electrical Engineering
Ascendiant Capital Markets, LLC March 2015 - Present
The Gooderum Group January 2012 - Present
Morgan Stanley 2010 - 2012
Airspan Networks, Inc. 2001 - 2002
GlobeNet Communications, Inc. 1999 - 2001
Teklogix International, Inc. 1995 - 1998
California CNG, Inc. - Clean Energy for City Fleets 1992 - 1995
TRW Northrop Grumman July 1977 - July 1985
Skills
Private Wealth..., Growth Portfolios, Income Portfolios, Bonds, Stocks, Private Equity, Strategic Alternative..., Project Finance, Private Placements, Estate Mortgages, Mezzanine, Capital Raises, Loan Origination, Structured Finance, Joint Ventures, International..., Foreign National..., Family Office Private..., Technology Management, Medical Devices, Medical Technology, Affordable Energy..., Coal Biomass to Liquids..., Sustainable and..., CO2 Lifecycle Consultant, CEO, Board Advisor, Project Finance CBTL,..., Portfolio Management, Investments, Strategic Financial..., Wealth Management..., Finance, Strategy, Financial Modeling, Mergers & Acquisitions, Due Diligence, Venture Capital, Capital, IPO, Equities, Valuation, Financial Structuring, Commercial Real Estate, Investment Banking, Restructuring, Asset Management, Loans, Hedge Funds, Securities, Capital Markets
Education
UCLA Anderson School of Management 1982 — 1984
MBA, Finance
The Johns Hopkins University School of Medicine 1972 — 1973
MD PhD Coursework, Biomedical/Medical Engineering, Biochemistry, University Research
UCLA School of Engineering 1968 — 1972
Bachelor of Science (BS), Biomedical Engineering, Electrical Engineering
Bradley J. Wilhite Bradley J. Wilhite's ASCENDIANT CAPITAL MARKETS LLC Experience 2001 - Present
Job Ascendiant Capital Markets LLC
Industry Investment Banking
Experience
Ascendiant Capital Markets LLC 2001 - Present
Ascendiant Capital Partners LLC 2001 - Present
Education
Texas Christian University - M.J. Neeley School of Business
MBA, BBA
University of Chicago Graduate School of Business
Post-Graduate Training
Ascendiant Capital Markets LLC 2001 - Present
Ascendiant Capital Partners LLC 2001 - Present
Education
Texas Christian University - M.J. Neeley School of Business
MBA, BBA
University of Chicago Graduate School of Business
Post-Graduate Training
Paul Fejtek Paul Fejtek's ASCENDIANT CAPITAL MARKETS LLC Experience February 2015 - Present
Job M&A Advisor / Mountaineer
Industry Investment Banking
Experience
Ascendiant Capital Markets LLC February 2015 - Present
Hunter Wise Financial Group May 2006 - February 2015
Citigroup Capital Strategies November 1997 - April 2006
Skills
Entrepreneurship, Mergers, Corporate Finance, Healthcare, Developers, Energy, Recapitalizations, Private Equity, Investment Banking, Valuation, Mezzanine, Business Planning, Mergers & Acquisitions, Due Diligence, Business Strategy, Financial Analysis, Financial Modeling, M&A experience, LBO, Business Valuation, Finance, Private Placements, Corporate Development, Acquisitions, Divestitures, Public Speaking, Buyouts, IPO, Capital, Middle Market, Restructuring, Growth Capital
Education
Peak to Heat Double "PHD" 2010 — 2011
PHD
Pepperdine University, The George L. Graziadio School of Business and Management 1996 — 1999
MBA
University of Southern California - Marshall School of Business 1988 — 1992
Ascendiant Capital Markets LLC February 2015 - Present
Hunter Wise Financial Group May 2006 - February 2015
Citigroup Capital Strategies November 1997 - April 2006
Skills
Entrepreneurship, Mergers, Corporate Finance, Healthcare, Developers, Energy, Recapitalizations, Private Equity, Investment Banking, Valuation, Mezzanine, Business Planning, Mergers & Acquisitions, Due Diligence, Business Strategy, Financial Analysis, Financial Modeling, M&A experience, LBO, Business Valuation, Finance, Private Placements, Corporate Development, Acquisitions, Divestitures, Public Speaking, Buyouts, IPO, Capital, Middle Market, Restructuring, Growth Capital
Education
Peak to Heat Double "PHD" 2010 — 2011
PHD
Pepperdine University, The George L. Graziadio School of Business and Management 1996 — 1999
MBA
University of Southern California - Marshall School of Business 1988 — 1992
Andrew Greenebaum's ASCENDIANT CAPITAL MARKETS LLC Experience August 2014 - Present
Job Institutional Equity Sales at Ascendiant Capital Markets, LLC
Industry Financial Services
Experience
Ascendiant Capital Markets, LLC August 2014 - Present
Sidoti & Company, LLC July 2013 - May 2014
Maihar Capital Strategies, LLC June 2012 - January 2013
BaseCamp Adventure Outfitters February 2005 - January 2013
Skills
Microsoft Excel 2007..., Bloomberg Essentials..., Microsoft Access 2007..., Financial Analysis, Equity Research, Microsoft Excel, Financial Modeling, Bloomberg, Bloomberg Terminal, Microsoft Office, Equities
Education
Tulane University 2008 — 2012
Bachelor of Science in Management, Finance
Bernards High School 2004 — 2008
Ascendiant Capital Markets, LLC August 2014 - Present
Sidoti & Company, LLC July 2013 - May 2014
Maihar Capital Strategies, LLC June 2012 - January 2013
BaseCamp Adventure Outfitters February 2005 - January 2013
Skills
Microsoft Excel 2007..., Bloomberg Essentials..., Microsoft Access 2007..., Financial Analysis, Equity Research, Microsoft Excel, Financial Modeling, Bloomberg, Bloomberg Terminal, Microsoft Office, Equities
Education
Tulane University 2008 — 2012
Bachelor of Science in Management, Finance
Bernards High School 2004 — 2008
George Santana, CFA's ASCENDIANT CAPITAL MARKETS LLC Experience February 2014 - January 2015
Job Managing Director, Investment Banking at Chardan Capital Markets
Industry Financial Services
Experience
Chardan Capital Markets, LLC January 2015 - Present
Ascendiant Capital Markets LLC February 2014 - January 2015
Ascendiant Capital Markets LLC November 2013 - February 2014
Ascendiant Capital Markets LLC April 2011 - November 2013
Greener Dawn March 2009 - August 2010
Global Hunter Securities November 2007 - June 2008
B. Riley & Co. April 2007 - November 2007
Wedbush Morgan Securities November 1999 - January 2002
Merrill Lynch September 1993 - September 1998
D.A. Campbell Company September 1991 - September 1993
Skills
Enterprise Software, Cement, Renewable Energy, Solar Energy, Valuation, Financial Modeling, Due Diligence, Investment Banking, Private Equity, Investments, Financial Analysis, Corporate Finance, Private Placements, Mergers, Venture Capital, Cleantech, Equity Research, Mergers & Acquisitions, Hedge Funds, Strategy, Corporate Development, Finance, Series 7, Alternative Investments, Trading, Equities, Capital Markets, Securities, Equity Valuation, Series 24, Sell Side, Series 63, Emerging Markets, Business Valuation, Economics, Institutional..., Financial Markets, DCF
Education
Stanford University 1985 — 1989
BA, Quantitative Economics
Chardan Capital Markets, LLC January 2015 - Present
Ascendiant Capital Markets LLC February 2014 - January 2015
Ascendiant Capital Markets LLC November 2013 - February 2014
Ascendiant Capital Markets LLC April 2011 - November 2013
Greener Dawn March 2009 - August 2010
Global Hunter Securities November 2007 - June 2008
B. Riley & Co. April 2007 - November 2007
Wedbush Morgan Securities November 1999 - January 2002
Merrill Lynch September 1993 - September 1998
D.A. Campbell Company September 1991 - September 1993
Skills
Enterprise Software, Cement, Renewable Energy, Solar Energy, Valuation, Financial Modeling, Due Diligence, Investment Banking, Private Equity, Investments, Financial Analysis, Corporate Finance, Private Placements, Mergers, Venture Capital, Cleantech, Equity Research, Mergers & Acquisitions, Hedge Funds, Strategy, Corporate Development, Finance, Series 7, Alternative Investments, Trading, Equities, Capital Markets, Securities, Equity Valuation, Series 24, Sell Side, Series 63, Emerging Markets, Business Valuation, Economics, Institutional..., Financial Markets, DCF
Education
Stanford University 1985 — 1989
BA, Quantitative Economics
Brian Davies Brian Davies's ASCENDIANT CAPITAL MARKETS LLC Experience January 2015 - Present
Job Managing Director Life Sciences at Ascendiant Capital Markets LLC
Industry Financial Services
Experience
Ascendiant Capital Markets LLC January 2015 - Present
Stonegate Securities January 2013 - November 2014
Ascendiant Capital Group 2006 - January 2014
Stonegate Securities January 2001 - December 2005
Northeastern Ohio University College of Medicine February 1988 - January 2000
Brian W Davies MD INC. February 1987 - November 1999
Skills
Venture Capital, Private Placements, Due Diligence, Physicians, Corporate Development, Medicine, Strategic Planning, Healthcare, Investment Banking, Biotechnology, Mergers, PowerPoint, Investor Relations, Private Equity, Medical Devices, Mergers & Acquisitions, Start-ups, Financial Analysis, Business Strategy, Business Development, Finance, Securities, Investments, IPO, Series 63, Financial Modeling, Valuation, Capital, Alternative Investments, Corporate Finance, Equities, Business Valuation, Equity Research, Capital Markets
Education
University of South Florida 1999 — 2001
MBA, Master of Business
Case Western Reserve University 1986 — 1987
craniofacial surgery, craniofacial surgery
New York University 1986 — 1987
fellowship aesthetic, aesthetic surgery
University of Melbourne 1986 — 1986
fellowship microsurgery, microsurgery
Northeast Ohio Medical University (NEOMED) 1984 — 1986
Plastic Surgeon, Plastic Surgery
Indiana University School of Medicine 1979 — 1983
general surgery, surgery
Indiana University School of Medicine 1975 — 1978
md, medicine
Indiana University Bloomington 1972 — 1975
Bachelor of Science (BS), Physical Sciences
Ascendiant Capital Markets LLC January 2015 - Present
Stonegate Securities January 2013 - November 2014
Ascendiant Capital Group 2006 - January 2014
Stonegate Securities January 2001 - December 2005
Northeastern Ohio University College of Medicine February 1988 - January 2000
Brian W Davies MD INC. February 1987 - November 1999
Skills
Venture Capital, Private Placements, Due Diligence, Physicians, Corporate Development, Medicine, Strategic Planning, Healthcare, Investment Banking, Biotechnology, Mergers, PowerPoint, Investor Relations, Private Equity, Medical Devices, Mergers & Acquisitions, Start-ups, Financial Analysis, Business Strategy, Business Development, Finance, Securities, Investments, IPO, Series 63, Financial Modeling, Valuation, Capital, Alternative Investments, Corporate Finance, Equities, Business Valuation, Equity Research, Capital Markets
Education
University of South Florida 1999 — 2001
MBA, Master of Business
Case Western Reserve University 1986 — 1987
craniofacial surgery, craniofacial surgery
New York University 1986 — 1987
fellowship aesthetic, aesthetic surgery
University of Melbourne 1986 — 1986
fellowship microsurgery, microsurgery
Northeast Ohio Medical University (NEOMED) 1984 — 1986
Plastic Surgeon, Plastic Surgery
Indiana University School of Medicine 1979 — 1983
general surgery, surgery
Indiana University School of Medicine 1975 — 1978
md, medicine
Indiana University Bloomington 1972 — 1975
Bachelor of Science (BS), Physical Sciences
William Owen's ASCENDIANT CAPITAL MARKETS LLC Experience June 2011 - March 2014
Job Financial Consultant
Industry Financial Services
Experience
Self Employed March 2014 - Present
Hunter Wise Financial Group, LLC December 2014 - May 2015
Hunter Wise Financial Group, LLC August 2014 - December 2014
Ascendiant Capital Markets, LLC June 2011 - March 2014
Hunter Wise Financial Group, LLC January 2009 - January 2012
Outdoor Channel Holdings, Inc. September 2003 - December 2007
Outdoor Channel September 2003 - December 2007
Cruttenden Partners/E*OFFERING October 1998 - March 2003
Cruttenden Roth April 1991 - October 1998
Teurk & Associates January 1990 - April 1991
Skills
Mergers, Venture Capital, Private Equity, Corporate Finance, Due Diligence, Corporate Development, Capital Markets, Business Valuation, Investment Banking, Equities, Finance, Business Strategy, Restructuring, Securities, Investments, Mergers & Acquisitions, Private Placements, Capital, Valuation, Divestitures, IPO, Financial Analysis, Financial Modeling, Alternative Investments, Financial Services, M&A experience, Investor Relations, Hedge Funds, LBO, Start-ups, Strategic Financial..., Mezzanine, Portfolio Management, Acquisitions, Financial Structuring, Recapitalizations, Asset Management, Leveraged Finance, Financial Advisory, Equity Research, Structured Finance, Executive Management, Funding, FINRA, Series 7, Equity Valuation, Investment Management, Acquisition Integration, Emerging Markets, Growth Capital
Education
University of California, Irvine - The Paul Merage School of Business 1980 — 1982
MBA, Finance & Accounting
Fort Lewis College 1976 — 1980
BBA, Business Administration
Durango High School 1972 — 1976
Self Employed March 2014 - Present
Hunter Wise Financial Group, LLC December 2014 - May 2015
Hunter Wise Financial Group, LLC August 2014 - December 2014
Ascendiant Capital Markets, LLC June 2011 - March 2014
Hunter Wise Financial Group, LLC January 2009 - January 2012
Outdoor Channel Holdings, Inc. September 2003 - December 2007
Outdoor Channel September 2003 - December 2007
Cruttenden Partners/E*OFFERING October 1998 - March 2003
Cruttenden Roth April 1991 - October 1998
Teurk & Associates January 1990 - April 1991
Skills
Mergers, Venture Capital, Private Equity, Corporate Finance, Due Diligence, Corporate Development, Capital Markets, Business Valuation, Investment Banking, Equities, Finance, Business Strategy, Restructuring, Securities, Investments, Mergers & Acquisitions, Private Placements, Capital, Valuation, Divestitures, IPO, Financial Analysis, Financial Modeling, Alternative Investments, Financial Services, M&A experience, Investor Relations, Hedge Funds, LBO, Start-ups, Strategic Financial..., Mezzanine, Portfolio Management, Acquisitions, Financial Structuring, Recapitalizations, Asset Management, Leveraged Finance, Financial Advisory, Equity Research, Structured Finance, Executive Management, Funding, FINRA, Series 7, Equity Valuation, Investment Management, Acquisition Integration, Emerging Markets, Growth Capital
Education
University of California, Irvine - The Paul Merage School of Business 1980 — 1982
MBA, Finance & Accounting
Fort Lewis College 1976 — 1980
BBA, Business Administration
Durango High School 1972 — 1976
Evan Ben-Ner, CFA Evan Ben-Ner, CFA's ASCENDIANT CAPITAL MARKETS LLC Experience June 2011 - February 2012
Job Trading Operations Manager at Kayne Anderson Capital Advisors
Industry Financial Services
Experience
Kayne Anderson Capital Advisors March 2012 - Present
Ascendiant Capital Markets, LLC June 2011 - February 2012
Bay Mutual Financial, LLC October 2003 - April 2011
Roxbury Capital Management 1996 - 1999
Skills
Securities, Equities, Capital Markets, Portfolio Management, Investment Banking, Fixed Income, Finance, FINRA, Trading, Wealth Management, Banking, Auditing, Accounting, Management, Business Strategy, Financial Advisory, Business Planning, AML, Hedge Funds, Alternative Investments
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
MBA, Finance
University of California, Berkeley 1988 — 1992
B.A., English
Kayne Anderson Capital Advisors March 2012 - Present
Ascendiant Capital Markets, LLC June 2011 - February 2012
Bay Mutual Financial, LLC October 2003 - April 2011
Roxbury Capital Management 1996 - 1999
Skills
Securities, Equities, Capital Markets, Portfolio Management, Investment Banking, Fixed Income, Finance, FINRA, Trading, Wealth Management, Banking, Auditing, Accounting, Management, Business Strategy, Financial Advisory, Business Planning, AML, Hedge Funds, Alternative Investments
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
MBA, Finance
University of California, Berkeley 1988 — 1992
B.A., English
Roger Levine's ASCENDIANT CAPITAL MARKETS LLC Experience December 2011 - December 2013
Job Managing Director at CTBNL
Industry Investment Banking
Experience
CTBNL December 2013 - Present
ASCENDIANT CAPITAL MARKETS LLC December 2011 - December 2013
Viewpoint Securities April 2006 - December 2011
Pacific Crest Securities May 2001 - December 2005
Preferred Capital Markets January 2000 - May 2001
Security Traders Association January 1999 - January 2000
NASD Market Regulation Committee January 1997 - December 1999
Volpe Brown Whelan 1994 - 1999
San Francisco Securities Traders Association December 1997 - December 1998
Montgomery Securities 1989 - 1994
Skills
Equity Trading, Trading Systems, Capital Markets, Investment Banking, Deal Structuring, Alternative Investments, Capital Introduction, Venture Financing, Sales Process, Sales Management, Vendor Relations, Customer Acquisition, Negotiation, Capital, Trading, IPO, Start-ups, Securities, Equity Research, Hedge Funds, Investments
Education
University of Rochester 1974 — 1978
CTBNL December 2013 - Present
ASCENDIANT CAPITAL MARKETS LLC December 2011 - December 2013
Viewpoint Securities April 2006 - December 2011
Pacific Crest Securities May 2001 - December 2005
Preferred Capital Markets January 2000 - May 2001
Security Traders Association January 1999 - January 2000
NASD Market Regulation Committee January 1997 - December 1999
Volpe Brown Whelan 1994 - 1999
San Francisco Securities Traders Association December 1997 - December 1998
Montgomery Securities 1989 - 1994
Skills
Equity Trading, Trading Systems, Capital Markets, Investment Banking, Deal Structuring, Alternative Investments, Capital Introduction, Venture Financing, Sales Process, Sales Management, Vendor Relations, Customer Acquisition, Negotiation, Capital, Trading, IPO, Start-ups, Securities, Equity Research, Hedge Funds, Investments
Education
University of Rochester 1974 — 1978
Frank Rose's ASCENDIANT CAPITAL MARKETS LLC Experience December 2011 - February 2012
Job National Account Manager at Higher Power SEO
Industry Marketing and Advertising
Experience
Higher Power SEO March 2013 - Present
Ascendiant Capital Markets LLC December 2011 - February 2012
Viewpoint Securities August 2011 - December 2011
CapStone Investments 2002 - 2004
Skills
Series 7, Proprietary Trading, Trading, Equities, Investment Banking, Equity Trading, Series 63, Business Development, Securities, Hedge Funds, Account Management, Alternative Investments, Investment Strategies, Investments, Financial Markets, Electronic Trading, Capital Markets, Mutual Funds, Asset Management, Asset Allocation, Investment Advisory, Portfolio Management, Bloomberg
Education
Coleman College 2002 — 2004
Computer Science
King Philip
Higher Power SEO March 2013 - Present
Ascendiant Capital Markets LLC December 2011 - February 2012
Viewpoint Securities August 2011 - December 2011
CapStone Investments 2002 - 2004
Skills
Series 7, Proprietary Trading, Trading, Equities, Investment Banking, Equity Trading, Series 63, Business Development, Securities, Hedge Funds, Account Management, Alternative Investments, Investment Strategies, Investments, Financial Markets, Electronic Trading, Capital Markets, Mutual Funds, Asset Management, Asset Allocation, Investment Advisory, Portfolio Management, Bloomberg
Education
Coleman College 2002 — 2004
Computer Science
King Philip
William Peck's ASCENDIANT CAPITAL MARKETS LLC Experience February 2015 - Present
Job Managing Director at Ascendiant Capial Markets, LLC
Industry Financial Services
Experience
Ascendiant Capital Markets, LLC February 2015 - Present
Hunter Wise Financial Group LLC July 2007 - February 2015
Ascendiant Capial Markets LLC 2015 - 2015
Ascendiant Capial Markets LLC 2015 - 2015
Ascendiant Capial Markets LLC 2015 - 2015
Citigroup Capital Markets 1986 - 2007
Skills
Corporate Finance, Corporate Development, Negotiation, Strategy, Private Equity, Mergers, M&A experience, Investment Banking, Venture Capital, Management, Entrepreneurship, Start-ups, Private Placements, Executive Management, Management Consulting, Business Planning, Business Valuation, Due Diligence, Strategic Partnerships
Education
Rochester Institute of Technology
BS, Mechanical Engeering
The Ohio State University
Masters, Engineering
Ascendiant Capital Markets, LLC February 2015 - Present
Hunter Wise Financial Group LLC July 2007 - February 2015
Ascendiant Capial Markets LLC 2015 - 2015
Ascendiant Capial Markets LLC 2015 - 2015
Ascendiant Capial Markets LLC 2015 - 2015
Citigroup Capital Markets 1986 - 2007
Skills
Corporate Finance, Corporate Development, Negotiation, Strategy, Private Equity, Mergers, M&A experience, Investment Banking, Venture Capital, Management, Entrepreneurship, Start-ups, Private Placements, Executive Management, Management Consulting, Business Planning, Business Valuation, Due Diligence, Strategic Partnerships
Education
Rochester Institute of Technology
BS, Mechanical Engeering
The Ohio State University
Masters, Engineering
DTCC
The Depository Trust & Clearing Corporation
TechStars
PEAK6 Investments LP
Tower Research Capital
Great American Group
Ontario Securities Commission
FTN Financial