Banc of America Investment Services
Industry: Company
DescriptionHeadquarters: Boston, MA Founded: 1986 Parent organization: Bank of America
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Banc of America Investment Services Employees
Employee
Years
Job
Industry
Cary Rosenfeld Cary Rosenfeld's Banc of America Investment Services Experience January 2004 - May 2009
Job TBA
Industry Law Practice
Experience
Arbitech, LLC December 2012 - June 2013
Chase Investment Services 2010 - 2011
Wells Fargo Investments, LLC 2009 - 2010
Banc of America Investment Services January 2004 - May 2009
Skills
Financial Advisory, Sales Process, Professional Mentoring, Law Enforcement..., Legal Compliance, Writing, Compliance, Voice Over, Life Coaching, Communication Training, Problem Solving, Wealth Management, Business Continuity..., Key Person Insurance, Charitable Gift Planning, Charitable Trusts, Trust Services, Consultative Sales..., Oral & Written..., Cross-functional Team..., Public Speaking, Estate Planning, Sales, Management
Education
Pepperdine University School of Law 1990 — 1993
Juris Doctor (J.D.), Law
UCLA 1985 — 1989
Bachelor of Arts (B.A.), Political Science
Arbitech, LLC December 2012 - June 2013
Chase Investment Services 2010 - 2011
Wells Fargo Investments, LLC 2009 - 2010
Banc of America Investment Services January 2004 - May 2009
Skills
Financial Advisory, Sales Process, Professional Mentoring, Law Enforcement..., Legal Compliance, Writing, Compliance, Voice Over, Life Coaching, Communication Training, Problem Solving, Wealth Management, Business Continuity..., Key Person Insurance, Charitable Gift Planning, Charitable Trusts, Trust Services, Consultative Sales..., Oral & Written..., Cross-functional Team..., Public Speaking, Estate Planning, Sales, Management
Education
Pepperdine University School of Law 1990 — 1993
Juris Doctor (J.D.), Law
UCLA 1985 — 1989
Bachelor of Arts (B.A.), Political Science
Jim A. Ernst, AAMS® Jim A. Ernst, AAMS®'s Banc of America Investment Services Experience October 2001 - July 2008
Job Financial Advisor First Vice PresidentInvestments @ Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors July 2008 - Present
Banc of America Investment Services October 2001 - July 2008
Skills
Investments, Retirement, Mutual Funds, Retirement Planning, Asset Allocation, Estate Planning, Alternative Investments, IRAs, Fixed Income, 401k, 401k Rollovers, Life Insurance, Bonds, ETFs, Options, NMLS Licensed, Financial Advisory, Wealth Transfer, Wealth Planning, Investment Planning
Education
University of Florida 1996 — 1999
Bachelor's Degree
University of North Florida 1994 — 1995
Wells Fargo Advisors July 2008 - Present
Banc of America Investment Services October 2001 - July 2008
Skills
Investments, Retirement, Mutual Funds, Retirement Planning, Asset Allocation, Estate Planning, Alternative Investments, IRAs, Fixed Income, 401k, 401k Rollovers, Life Insurance, Bonds, ETFs, Options, NMLS Licensed, Financial Advisory, Wealth Transfer, Wealth Planning, Investment Planning
Education
University of Florida 1996 — 1999
Bachelor's Degree
University of North Florida 1994 — 1995
John Vreeburg, CFP® John Vreeburg, CFP®'s Banc of America Investment Services Experience March 2003 - 2009
Job Vice President/Financial Advisor at Crowell, Weedon & Co., a division of D.A. Davidson & Co.
Industry Investment Management
Experience
Crowell, Weedon & Co., a division of D.A. Davidson & Co. January 2009 - Present
Rancho Santa Fe Historical Society January 2005 - Present
Financial Planning Association of San Diego January 2014 - December 2014
Banc of America Investment Services March 2003 - 2009
Wells Fargo Investments October 1997 - March 2003
Smith Barney 1989 - 1997
Skills
Wealth Management, Strategic Financial..., Retirement Planning, Estate Planning, Retirement, Finance, Securities, Financial Advisory, Insurance, Wealth, Wealth Management..., High Net Worth...
Education
College of Financial Planning 2003 — 2004
CFP Certification Professional Education Programs, Certified Financial Planner Designation
State University of New York College at Fredonia 1979 — 1983
BA, Economics
Crowell, Weedon & Co., a division of D.A. Davidson & Co. January 2009 - Present
Rancho Santa Fe Historical Society January 2005 - Present
Financial Planning Association of San Diego January 2014 - December 2014
Banc of America Investment Services March 2003 - 2009
Wells Fargo Investments October 1997 - March 2003
Smith Barney 1989 - 1997
Skills
Wealth Management, Strategic Financial..., Retirement Planning, Estate Planning, Retirement, Finance, Securities, Financial Advisory, Insurance, Wealth, Wealth Management..., High Net Worth...
Education
College of Financial Planning 2003 — 2004
CFP Certification Professional Education Programs, Certified Financial Planner Designation
State University of New York College at Fredonia 1979 — 1983
BA, Economics
Rocco Bianchi Rocco Bianchi's Banc of America Investment Services Experience 2003 - 2009
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors June 2009 - Present
Banc of America Investment Services 2003 - 2009
Skills
401k Rollovers, Asset Allocation, Financial Advisory, Insurance, Investment Strategies, Retirement Planning, Wealth Preservation...
Education
Truman State University 1992 — 1996
Bachelor's degree, Business/ Finance
Wells Fargo Advisors June 2009 - Present
Banc of America Investment Services 2003 - 2009
Skills
401k Rollovers, Asset Allocation, Financial Advisory, Insurance, Investment Strategies, Retirement Planning, Wealth Preservation...
Education
Truman State University 1992 — 1996
Bachelor's degree, Business/ Finance
Rhonda Mills Rhonda Mills's Banc of America Investment Services Experience February 1994 - January 2000
Job VP, Senior Financial Advisor at UnionBanc Investment Services at Union Bank
Industry Financial Services
Experience
Union Bank Investment Services September 2014 - Present
Bank of America/Merrill Lynch September 2011 - September 2014
Zions Direct ( with California Bank & Trust ) 2006 - 2009
Washington Mutual Financial Services February 2001 - March 2006
Banc of America Investment Services February 1994 - January 2000
Skills
Series 7, Retirement, Wealth Management, FINRA, Insurance, Securities, Business Development, Retirement Planning, Investments, Banking, Investment Advisory, Fixed Annuities, Mutual Funds, Portfolio Management, Disability Insurance, Leadership, Strategic Financial..., CRM, Credit, Variable Annuities, Management, Financial Services, Series 63, Financial Advisory, Finance, Asset Allocation, Alternative Investments, Investment Strategies, Uniform Combined State..., Asset Management, 401k
Education
University of San Diego 1989 — 1991
MBA, Management/International Business
San Diego State University-California State University
BS, Finance
Union Bank Investment Services September 2014 - Present
Bank of America/Merrill Lynch September 2011 - September 2014
Zions Direct ( with California Bank & Trust ) 2006 - 2009
Washington Mutual Financial Services February 2001 - March 2006
Banc of America Investment Services February 1994 - January 2000
Skills
Series 7, Retirement, Wealth Management, FINRA, Insurance, Securities, Business Development, Retirement Planning, Investments, Banking, Investment Advisory, Fixed Annuities, Mutual Funds, Portfolio Management, Disability Insurance, Leadership, Strategic Financial..., CRM, Credit, Variable Annuities, Management, Financial Services, Series 63, Financial Advisory, Finance, Asset Allocation, Alternative Investments, Investment Strategies, Uniform Combined State..., Asset Management, 401k
Education
University of San Diego 1989 — 1991
MBA, Management/International Business
San Diego State University-California State University
BS, Finance
Louis Capezza Louis Capezza's Banc of America Investment Services Experience 2001 - 2004
Job Vice President & Financial Advisor at CenterState Bank
Industry Financial Services
Experience
CenterState Bank November 2011 - Present
CenterState Bank November 2011 - Present
NBC Securities, Inc. August 2004 - Present
NBC Securities, Inc. August 2004 - Present
Indian River National Bank 2004 - 2007
Banc of America Investment Services 2001 - 2004
Skills
Commercial Lending, Portfolio Management, Credit, Team Building, Investments, Series 7, Asset Management, Finance, Fixed Annuities, Series 63, Financial Services, Uniform Combined State..., Retirement Planning, Wealth Management, Securities, Risk Management, Financial Analysis, Banking, Small Business Lending
Education
University of Florida 1994 — 1997
Bachelor of Science (BS)
CenterState Bank November 2011 - Present
CenterState Bank November 2011 - Present
NBC Securities, Inc. August 2004 - Present
NBC Securities, Inc. August 2004 - Present
Indian River National Bank 2004 - 2007
Banc of America Investment Services 2001 - 2004
Skills
Commercial Lending, Portfolio Management, Credit, Team Building, Investments, Series 7, Asset Management, Finance, Fixed Annuities, Series 63, Financial Services, Uniform Combined State..., Retirement Planning, Wealth Management, Securities, Risk Management, Financial Analysis, Banking, Small Business Lending
Education
University of Florida 1994 — 1997
Bachelor of Science (BS)
Bill Cavanaugh Bill Cavanaugh's Banc of America Investment Services Experience February 1995 - January 2004
Job Director High Grade Fixed Income Trading at USBancorp Investments Inc.
Industry Financial Services
Experience
USBancorp Investments Inc. October 2012 - Present
Bank of America Merrill Lynch June 2011 - May 2012
Bank of America Merrill Lynch February 2004 - May 2011
Banc of America Investment Services February 1995 - January 2004
Banc of America Securities September 1998 - May 2001
NationsBank Investment Services January 1992 - January 1995
Sovran Investment Services November 1989 - December 1991
Fidelity Investments June 1986 - September 1989
Skills
Finance, System Development, Offshore Software..., Project Management, User Interface Design, Trading, Trading Systems, Electronic Trading, Investments, Brokerage, Sales, Portal Development, Fixed Income, Call Center, Credit Risk, Risk Management, Operational Risk, Market Risk, Liquidity Risk, Marketing, New Business Development, New Product Ideas, New Product..., Liquidity Management, Liquidity Solutions, Funds Transfer Pricing, Interest Rate Risk..., Rating Agency Relations, Interest Rate Hedging, Trading System..., Operational Risk..., Technology Risk, Bloomberg Software, Front Office Trading..., Financial Services, Banking, Securities, Bloomberg, Credit Derivatives, Market Data
Education
Harvard College 1980 — 1984
Bachelor of Arts (B.A.), Economics
Roxbury Latin School 1975 — 1980
B.S., Economics, Business
USBancorp Investments Inc. October 2012 - Present
Bank of America Merrill Lynch June 2011 - May 2012
Bank of America Merrill Lynch February 2004 - May 2011
Banc of America Investment Services February 1995 - January 2004
Banc of America Securities September 1998 - May 2001
NationsBank Investment Services January 1992 - January 1995
Sovran Investment Services November 1989 - December 1991
Fidelity Investments June 1986 - September 1989
Skills
Finance, System Development, Offshore Software..., Project Management, User Interface Design, Trading, Trading Systems, Electronic Trading, Investments, Brokerage, Sales, Portal Development, Fixed Income, Call Center, Credit Risk, Risk Management, Operational Risk, Market Risk, Liquidity Risk, Marketing, New Business Development, New Product Ideas, New Product..., Liquidity Management, Liquidity Solutions, Funds Transfer Pricing, Interest Rate Risk..., Rating Agency Relations, Interest Rate Hedging, Trading System..., Operational Risk..., Technology Risk, Bloomberg Software, Front Office Trading..., Financial Services, Banking, Securities, Bloomberg, Credit Derivatives, Market Data
Education
Harvard College 1980 — 1984
Bachelor of Arts (B.A.), Economics
Roxbury Latin School 1975 — 1980
B.S., Economics, Business
Shelly Maas Shelly Maas's Banc of America Investment Services Experience October 2002 - September 2003
Job Licensed Financial Services Professional
Industry Investment Management
Experience
Bank of America 2012 - Present
MetLife March 2012 - August 2012
Forward Management September 2003 - July 2011
Maurice The Fish Records August 2008 - December 2009
Banc of America Investment Services October 2002 - September 2003
Edward Jones January 2001 - January 2002
KeyBanc Capital Markets August 1997 - June 2001
Seafirst Investment Services June 1996 - August 1997
Talbot Financial Services March 1994 - May 1996
Starbucks Coffee Company 1992 - 1995
Skills
Mutual Funds, Investments, Financial Planning, Asset Allocation, Annuities, Series 7, Retirement Planning, Customer Service, New Business Development, Fixed Income, Promotions, Series 63, Series 65, Institutional Sales, Bank Investment..., Sales Force..., Database Management, Launching Of New..., Excel
Education
Art Institute of Seattle 1990 — 1992
Associates of Applied Arts, Music Video Business
Bank of America 2012 - Present
MetLife March 2012 - August 2012
Forward Management September 2003 - July 2011
Maurice The Fish Records August 2008 - December 2009
Banc of America Investment Services October 2002 - September 2003
Edward Jones January 2001 - January 2002
KeyBanc Capital Markets August 1997 - June 2001
Seafirst Investment Services June 1996 - August 1997
Talbot Financial Services March 1994 - May 1996
Starbucks Coffee Company 1992 - 1995
Skills
Mutual Funds, Investments, Financial Planning, Asset Allocation, Annuities, Series 7, Retirement Planning, Customer Service, New Business Development, Fixed Income, Promotions, Series 63, Series 65, Institutional Sales, Bank Investment..., Sales Force..., Database Management, Launching Of New..., Excel
Education
Art Institute of Seattle 1990 — 1992
Associates of Applied Arts, Music Video Business
Ryan Lee, CFP® Ryan Lee, CFP®'s Banc of America Investment Services Experience July 2008 - October 2009
Job VP Private Client / Senior Account Executive
Industry Financial Services
Experience
Korean-American Youth Assistance Coalition August 2013 - Present
Fidelity Investments May 2012 - Present
Merrill Lynch October 2009 - April 2012
Banc of America Investment Services July 2008 - October 2009
Citi-Smithbarney May 2007 - July 2008
Citicorp Investment Services October 2000 - May 2007
Janney Montgomery Scott LLC January 2000 - October 2000
Education
University of California, Irvine
Bachelor of Arts, Social Science
Korean-American Youth Assistance Coalition August 2013 - Present
Fidelity Investments May 2012 - Present
Merrill Lynch October 2009 - April 2012
Banc of America Investment Services July 2008 - October 2009
Citi-Smithbarney May 2007 - July 2008
Citicorp Investment Services October 2000 - May 2007
Janney Montgomery Scott LLC January 2000 - October 2000
Education
University of California, Irvine
Bachelor of Arts, Social Science
Michele Goldmeer Michele Goldmeer's Banc of America Investment Services Experience 2003 - 2004
Job Senior Vice President, Chief Wealth Management Counsel, RBS/ Citizens Financial Group
Industry Financial Services
Experience
RBS/ Citizens Financial Group June 2012 - Present
Bank of America Merrill Lynch 2003 - May 2012
Banc of America Investment Services 2003 - 2004
Quick & Reilly 2003 - 2004
Gruntal & Co. 2000 - 2003
Drinker Biddle & Reath LLP 1996 - 2000
Kelley Drye & Warren LLP 1989 - 1995
Bower & Gardner 1986 - 1988
Kings County District Attorney's Office 1984 - 1986
Skills
Securities Law, Litigation, FINRA, Privacy, Risk Management, Investments, Social Media, Investment Advisory, Electronic..., Marketing, Compliance, SEC, Securities Regulation, Financial Risk, Securities, Mutual Funds, Wealth Management, Financial Services, Due Diligence, Fixed Income, AML, Portfolio Management, KYC, Alternative Investments, Trading, Banking Law, Legal Compliance, Financial Regulation, Corporate Governance, Estate Planning, Asset Management, Equities, Structured Products, Broker-Dealer, Insurance, Investment Management, Mergers & Acquisitions, Banking, Options, Investment Banking, Privacy Law
Education
Emory School of Law 1981 — 1984
Juris Doctor
State University of New York at Albany 1977 — 1981
B.S., Finance and Economics, Cum Laude
RBS/ Citizens Financial Group June 2012 - Present
Bank of America Merrill Lynch 2003 - May 2012
Banc of America Investment Services 2003 - 2004
Quick & Reilly 2003 - 2004
Gruntal & Co. 2000 - 2003
Drinker Biddle & Reath LLP 1996 - 2000
Kelley Drye & Warren LLP 1989 - 1995
Bower & Gardner 1986 - 1988
Kings County District Attorney's Office 1984 - 1986
Skills
Securities Law, Litigation, FINRA, Privacy, Risk Management, Investments, Social Media, Investment Advisory, Electronic..., Marketing, Compliance, SEC, Securities Regulation, Financial Risk, Securities, Mutual Funds, Wealth Management, Financial Services, Due Diligence, Fixed Income, AML, Portfolio Management, KYC, Alternative Investments, Trading, Banking Law, Legal Compliance, Financial Regulation, Corporate Governance, Estate Planning, Asset Management, Equities, Structured Products, Broker-Dealer, Insurance, Investment Management, Mergers & Acquisitions, Banking, Options, Investment Banking, Privacy Law
Education
Emory School of Law 1981 — 1984
Juris Doctor
State University of New York at Albany 1977 — 1981
B.S., Finance and Economics, Cum Laude
Edward Kelley Edward Kelley's Banc of America Investment Services Experience August 2003 - January 2005
Job Private Wealth Advisor
Industry Financial Services
Experience
Mosaic Wealth Consulting April 2015 - Present
Allstate October 2013 - March 2015
Nationwide Financial November 2011 - October 2013
PNC Investments December 2005 - November 2011
Banc of America Investment Services August 2003 - January 2005
Skills
Retirement Planning, Investments, Wealth Management, Life Insurance, Mutual Funds, Series 7, Fixed Annuities, Variable Annuities, Finance, Securities, Managed Money, Estate Planning, Disability Insurance, Property & Casualty..., Series 65, Municipal Bonds, Stocks, Commercial Insurance, Bonds, Equity Indexed Annuities, Term Life Insurance, Umbrella Insurance, Health Insurance, Supplemental Health, College Funding..., Medicare Supplements, Medicare Advantage
Education
Mercyhurst College 1992 — 1996
BA, Art Therapy
Yough 1989 — 1992
Mosaic Wealth Consulting April 2015 - Present
Allstate October 2013 - March 2015
Nationwide Financial November 2011 - October 2013
PNC Investments December 2005 - November 2011
Banc of America Investment Services August 2003 - January 2005
Skills
Retirement Planning, Investments, Wealth Management, Life Insurance, Mutual Funds, Series 7, Fixed Annuities, Variable Annuities, Finance, Securities, Managed Money, Estate Planning, Disability Insurance, Property & Casualty..., Series 65, Municipal Bonds, Stocks, Commercial Insurance, Bonds, Equity Indexed Annuities, Term Life Insurance, Umbrella Insurance, Health Insurance, Supplemental Health, College Funding..., Medicare Supplements, Medicare Advantage
Education
Mercyhurst College 1992 — 1996
BA, Art Therapy
Yough 1989 — 1992
David R Megarity, CFP® David R Megarity, CFP®'s Banc of America Investment Services Experience October 1994 - October 2007
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors June 2009 - Present
Merrill Lynch October 2007 - June 2009
Banc of America Investment Services October 1994 - October 2007
Ameriprise Financial January 1992 - October 1994
Education
The University of Texas at Austin
Economics, Liberal Arts
Wells Fargo Advisors June 2009 - Present
Merrill Lynch October 2007 - June 2009
Banc of America Investment Services October 1994 - October 2007
Ameriprise Financial January 1992 - October 1994
Education
The University of Texas at Austin
Economics, Liberal Arts
Don Webster Don Webster's Banc of America Investment Services Experience September 1994 - October 2009
Job Site Leader at Optum
Industry Insurance
Experience
Optum January 2015 - Present
OptionsHouse July 2011 - March 2012
Merrill Lynch Pierce Fenner and Smith October 2009 - March 2011
Banc of America Investment Services September 1994 - October 2009
Skills
Investments, Series 63, Options, Series 7, Risk Management, Call Centers, Banking
Education
Embry-Riddle Aeronautical University
Optum January 2015 - Present
OptionsHouse July 2011 - March 2012
Merrill Lynch Pierce Fenner and Smith October 2009 - March 2011
Banc of America Investment Services September 1994 - October 2009
Skills
Investments, Series 63, Options, Series 7, Risk Management, Call Centers, Banking
Education
Embry-Riddle Aeronautical University
Kevin Reller Kevin Reller's Banc of America Investment Services Experience June 2003 - February 2008
Job Financial Advisor at Kovack Securities
Industry Financial Services
Experience
Kovack Securities October 2011 - Present
Raymond James Financial Inc. February 2008 - September 2011
Banc of America Investment Services June 2003 - February 2008
Quincy University July 1990 - June 2003
Skills
Mutual Funds, Sales, Wealth Management, Marketing, Strategic Financial..., Strategic Planning, Retirement Planning, Investment Advisory, Insurance, Credit Analysis, Financial Analysis, Life Insurance, Uniform Combined State..., Commercial Banking, Retirement, Loans, Credit, Series 7, Investments, Financial Advisory, Series 24, Series 63, Securities, Small Business, Mortgage Lending, Alternative Investments, Finance, Commercial Lending, Term Life Insurance, Banking, Asset Allocation, Small Business Lending, Risk Management, Consumer Lending, Wealth, IRAs, Financial Planning
Education
Webster University 1997 — 1999
Master of Arts (MA), Marketing
Quincy University 1988 — 1990
Bachelor of Science (BS), Marketing
Kovack Securities October 2011 - Present
Raymond James Financial Inc. February 2008 - September 2011
Banc of America Investment Services June 2003 - February 2008
Quincy University July 1990 - June 2003
Skills
Mutual Funds, Sales, Wealth Management, Marketing, Strategic Financial..., Strategic Planning, Retirement Planning, Investment Advisory, Insurance, Credit Analysis, Financial Analysis, Life Insurance, Uniform Combined State..., Commercial Banking, Retirement, Loans, Credit, Series 7, Investments, Financial Advisory, Series 24, Series 63, Securities, Small Business, Mortgage Lending, Alternative Investments, Finance, Commercial Lending, Term Life Insurance, Banking, Asset Allocation, Small Business Lending, Risk Management, Consumer Lending, Wealth, IRAs, Financial Planning
Education
Webster University 1997 — 1999
Master of Arts (MA), Marketing
Quincy University 1988 — 1990
Bachelor of Science (BS), Marketing
Clayton Toppin MBA's Banc of America Investment Services Experience 2003 - 2008
Job Staffing Manager at SNI Financial
Industry Information Technology and Services
Experience
SNI Financial April 2015 - Present
SCT Law Firm February 2012 - Present
DC Government March 2012 - 2013
Oracle October 2010 - February 2012
WELLS FARGO ADVISORS 2008 - 2009
BANC OF AMERICA INVESTMENT SERVICES 2003 - 2008
Skills
Analysis, CRM, Leadership, Marketing, Project Management, Program Management, Investments, Sales Management, Integration, Business Development, Forecasting, Finance, Business Process, Financial Modeling, Strategy, Selling, Management, Training, Solution Selling, Account Management, Business Planning, Sales, Professional Services, Project Planning, Entrepreneurship, Salesforce.com, Financial Analysis, Sales Operations, Budgets, Enterprise Software, Strategic Planning, Banking, Security
Education
Colorado Technical University 2013 — 2014
Master of Business Administration (M.B.A.), Business Administration and Management, General
Norfolk State University 1993 — 1998
BS Management, Management/ Finance
SNI Financial April 2015 - Present
SCT Law Firm February 2012 - Present
DC Government March 2012 - 2013
Oracle October 2010 - February 2012
WELLS FARGO ADVISORS 2008 - 2009
BANC OF AMERICA INVESTMENT SERVICES 2003 - 2008
Skills
Analysis, CRM, Leadership, Marketing, Project Management, Program Management, Investments, Sales Management, Integration, Business Development, Forecasting, Finance, Business Process, Financial Modeling, Strategy, Selling, Management, Training, Solution Selling, Account Management, Business Planning, Sales, Professional Services, Project Planning, Entrepreneurship, Salesforce.com, Financial Analysis, Sales Operations, Budgets, Enterprise Software, Strategic Planning, Banking, Security
Education
Colorado Technical University 2013 — 2014
Master of Business Administration (M.B.A.), Business Administration and Management, General
Norfolk State University 1993 — 1998
BS Management, Management/ Finance
Al Vom Steeg Al Vom Steeg's Banc of America Investment Services Experience 2004 - 2009
Job Financial Advisor at Vom Steeg Asset Management
Industry Financial Services
Experience
Vom Steeg Asset Management April 2013 - Present
Atlas Indicators Investment Advisors, Inc May 2009 - March 2013
Banc of America Investment Services 2004 - 2009
Smith Barney 1993 - 2004
Skills
Portfolio Management, Investments, Finance, Insurance, Financial Services, Financial Advisory, Small Business, Investment Advisory, Securities, Banking, FINRA
Education
New Mexico State University 1978 — 1982
Bachelor of Science
Vom Steeg Asset Management April 2013 - Present
Atlas Indicators Investment Advisors, Inc May 2009 - March 2013
Banc of America Investment Services 2004 - 2009
Smith Barney 1993 - 2004
Skills
Portfolio Management, Investments, Finance, Insurance, Financial Services, Financial Advisory, Small Business, Investment Advisory, Securities, Banking, FINRA
Education
New Mexico State University 1978 — 1982
Bachelor of Science
Richard Harvey Richard Harvey's Banc of America Investment Services Experience May 2002 - February 2003
Job AVP Advisor Recruiting
Industry Financial Services
Experience
LPL FINANCIAL April 2007 - Present
QUESTAR CAPITAL CORPORATION February 2003 - April 2007
BANC OF AMERICA INVESTMENT SERVICES May 2002 - February 2003
DLJ DIRECT June 1999 - December 2001
Skills
Investments, Recruiting, Business Development, Series 7, Financial Advisory, Competitive Analysis, Negotiation, Trading, Financial Services, Retirement Planning, Series 63, Relationship Management, Wealth Management, Mutual Funds, Training
Education
Appalachian State University 1995 — 1999
BSBA, Marketing; International Business
LPL FINANCIAL April 2007 - Present
QUESTAR CAPITAL CORPORATION February 2003 - April 2007
BANC OF AMERICA INVESTMENT SERVICES May 2002 - February 2003
DLJ DIRECT June 1999 - December 2001
Skills
Investments, Recruiting, Business Development, Series 7, Financial Advisory, Competitive Analysis, Negotiation, Trading, Financial Services, Retirement Planning, Series 63, Relationship Management, Wealth Management, Mutual Funds, Training
Education
Appalachian State University 1995 — 1999
BSBA, Marketing; International Business
Les Neudorf Les Neudorf's Banc of America Investment Services Experience August 2004 - February 2010
Job Stifel Financial
Industry Financial Services
Experience
Stifel Financial Corp. July 2015 - Present
TIAA-CREF October 2010 - July 2015
New England Securities February 2010 - October 2010
Banc of America Investment Services August 2004 - February 2010
Morgan Stanley Dean Witter October 1998 - August 2004
Skills
Series 7, Retirement Planning, Wealth Management, Series 63, Retirement, Investment Advisory, Fixed Annuities, Mutual Funds, Investments, Asset Allocation, Strategic Financial..., 401k, Estate Planning, Investment Strategies, 401k Rollovers, Securities
Education
Northern Illinois University
Stifel Financial Corp. July 2015 - Present
TIAA-CREF October 2010 - July 2015
New England Securities February 2010 - October 2010
Banc of America Investment Services August 2004 - February 2010
Morgan Stanley Dean Witter October 1998 - August 2004
Skills
Series 7, Retirement Planning, Wealth Management, Series 63, Retirement, Investment Advisory, Fixed Annuities, Mutual Funds, Investments, Asset Allocation, Strategic Financial..., 401k, Estate Planning, Investment Strategies, 401k Rollovers, Securities
Education
Northern Illinois University
H. John Parunak MBA, CFP®, CRPC® H. John Parunak MBA, CFP®, CRPC®'s Banc of America Investment Services Experience 2000 - 2004
Job Private Wealth Advisor
Industry Financial Services
Experience
Sagemark Consulting June 2005 - Present
Banc of America Investments September 2000 - November 2004
Banc of America Investment Services 2000 - 2004
Quick & Reilly 2000 - 2004
Bank of America 2000 - 2004
Fleet Bank of Boston 1991 - 1996
Skills
Retirement, Mutual Funds, Financial Advisory, Estate Planning, Wealth, Insurance, Investments, Financial Services, Strategy, Small Business, Fixed Annuities, Strategic Planning, Wealth Management, Series 7, Finance
Education
Saint John's University 1979 — 1980
AP, Finance
Fairleigh Dickinson University 1975 — 1977
MBA, Marketing
Rutgers University-New Brunswick 1969 — 1973
BA, Liberal Arts
Sagemark Consulting June 2005 - Present
Banc of America Investments September 2000 - November 2004
Banc of America Investment Services 2000 - 2004
Quick & Reilly 2000 - 2004
Bank of America 2000 - 2004
Fleet Bank of Boston 1991 - 1996
Skills
Retirement, Mutual Funds, Financial Advisory, Estate Planning, Wealth, Insurance, Investments, Financial Services, Strategy, Small Business, Fixed Annuities, Strategic Planning, Wealth Management, Series 7, Finance
Education
Saint John's University 1979 — 1980
AP, Finance
Fairleigh Dickinson University 1975 — 1977
MBA, Marketing
Rutgers University-New Brunswick 1969 — 1973
BA, Liberal Arts
Bobby Byrne Bobby Byrne's Banc of America Investment Services Experience May 2002 - September 2008
Job Franchise Owner at Liberty Tax Service
Industry Financial Services
Experience
Liberty Tax Service January 2015 - Present
Silver Star Credit, LLC March 2009 - Present
The Fish Guys January 2003 - Present
Calmark Systems Corporation September 2008 - March 2009
Banc of America Investment Services May 2002 - September 2008
TD Ameritrade October 2000 - May 2002
Chula Vista Elementary School District March 2000 - November 2000
Bank of America October 1998 - October 2000
Radisson February 1996 - October 1998
Ramada Plaza Hotel San Diego - Old Town October 1993 - February 1996
Skills
Credit, Strategic Financial..., Series 7, Investments, Wealth Management, Credit Reports, Credit Scoring, Litigation Support, Mutual Funds, Portfolio Management, Insurance, Finance, Entrepreneurship, Retirement Planning, Series 63, Credit Analysis, Mortgage Lending, Refinance, Financial Advisory, Financial Services, Small Business, Commercial Lending, Mortgage Banking, Investment Advisory, Asset Management, Retirement, Residential Mortgages, Banking, Funding, Securities, Asset Allocation, Wealth, Fixed Annuities, Investment Strategies, Alternative Investments, Life Insurance, IRAs, Risk Management, 401k, Financial Planners, Fixed Income, Equities, Relationship Management, Financial Planning
Education
San Diego State University-California State University 1992 — 1998
Bachelor of Arts, Economics
San Diego Mesa College 1993 — 1997
Associate in Science, Aviation - Flight Operations
Liberty Tax Service January 2015 - Present
Silver Star Credit, LLC March 2009 - Present
The Fish Guys January 2003 - Present
Calmark Systems Corporation September 2008 - March 2009
Banc of America Investment Services May 2002 - September 2008
TD Ameritrade October 2000 - May 2002
Chula Vista Elementary School District March 2000 - November 2000
Bank of America October 1998 - October 2000
Radisson February 1996 - October 1998
Ramada Plaza Hotel San Diego - Old Town October 1993 - February 1996
Skills
Credit, Strategic Financial..., Series 7, Investments, Wealth Management, Credit Reports, Credit Scoring, Litigation Support, Mutual Funds, Portfolio Management, Insurance, Finance, Entrepreneurship, Retirement Planning, Series 63, Credit Analysis, Mortgage Lending, Refinance, Financial Advisory, Financial Services, Small Business, Commercial Lending, Mortgage Banking, Investment Advisory, Asset Management, Retirement, Residential Mortgages, Banking, Funding, Securities, Asset Allocation, Wealth, Fixed Annuities, Investment Strategies, Alternative Investments, Life Insurance, IRAs, Risk Management, 401k, Financial Planners, Fixed Income, Equities, Relationship Management, Financial Planning
Education
San Diego State University-California State University 1992 — 1998
Bachelor of Arts, Economics
San Diego Mesa College 1993 — 1997
Associate in Science, Aviation - Flight Operations
Baron Finlayson Baron Finlayson's Banc of America Investment Services Experience July 2002 - April 2008
Job Performance Coach, Energy for Life Team at Allstate
Industry Financial Services
Experience
Allstate October 2012 - Present
Principal Financial Group November 2011 - September 2012
Wells Fargo Advisors, LLC January 2011 - August 2011
Wachovia Securities, LLC April 2008 - February 2010
BANC OF AMERICA INVESTMENT SERVICES July 2002 - April 2008
WACHOVIA CORPORATION January 2000 - July 2002
WACHOVIA CORPORATION January 1990 - January 1993
Skills
Sales Skills Training, Community Relations, Training Delivery, Training, Banking, Series 7, Risk Management, Coaching, Relationship Management, Mortgage Lending, Investments, Series 63, Financial Services, Credit, Strategic Planning, Insurance, Securities, Project Management, Asset Managment, Public Speaking, Business Analysis, Workshop Facilitation, Process Improvement
Education
Northeastern University 1983 — 1985
Business Management, Business Management Courses
Excelsior Community College 1977 — 1980
Secondary Education, English Language / Business Education
Allstate October 2012 - Present
Principal Financial Group November 2011 - September 2012
Wells Fargo Advisors, LLC January 2011 - August 2011
Wachovia Securities, LLC April 2008 - February 2010
BANC OF AMERICA INVESTMENT SERVICES July 2002 - April 2008
WACHOVIA CORPORATION January 2000 - July 2002
WACHOVIA CORPORATION January 1990 - January 1993
Skills
Sales Skills Training, Community Relations, Training Delivery, Training, Banking, Series 7, Risk Management, Coaching, Relationship Management, Mortgage Lending, Investments, Series 63, Financial Services, Credit, Strategic Planning, Insurance, Securities, Project Management, Asset Managment, Public Speaking, Business Analysis, Workshop Facilitation, Process Improvement
Education
Northeastern University 1983 — 1985
Business Management, Business Management Courses
Excelsior Community College 1977 — 1980
Secondary Education, English Language / Business Education
Omar Benmansour, CFP® Omar Benmansour, CFP®'s Banc of America Investment Services Experience September 2008 - March 2009
Job Fixed Income Specialist at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments August 2013 - Present
Fidelity Investments May 2012 - August 2013
Fidelity Investments September 2011 - April 2012
Bank of America April 2009 - September 2011
Banc of America Investment Services September 2008 - March 2009
Bank of America June 2007 - September 2008
Fidelity Investments September 2006 - May 2007
Fidelity Investments November 2005 - August 2006
Bank of America May 2004 - November 2005
Skills
Retirement Planning, Investments, Mutual Funds, Wealth Management, Retail Banking, Mortgage Lending, Banking, Portfolio Management, Financial Services, Credit, Finance, Loans, Fixed Income, Series 63, Investment Strategies, Retirement, CRM, Series 7, Financial Advisory
Education
The University of Dallas 2007 — 2011
M.B.A., Financial Services
The University of Texas at Arlington 1997 — 2000
BBA, Management
Fidelity Investments August 2013 - Present
Fidelity Investments May 2012 - August 2013
Fidelity Investments September 2011 - April 2012
Bank of America April 2009 - September 2011
Banc of America Investment Services September 2008 - March 2009
Bank of America June 2007 - September 2008
Fidelity Investments September 2006 - May 2007
Fidelity Investments November 2005 - August 2006
Bank of America May 2004 - November 2005
Skills
Retirement Planning, Investments, Mutual Funds, Wealth Management, Retail Banking, Mortgage Lending, Banking, Portfolio Management, Financial Services, Credit, Finance, Loans, Fixed Income, Series 63, Investment Strategies, Retirement, CRM, Series 7, Financial Advisory
Education
The University of Dallas 2007 — 2011
M.B.A., Financial Services
The University of Texas at Arlington 1997 — 2000
BBA, Management
Betty W Lee's Banc of America Investment Services Experience August 2000 - December 2004
Job Regional Principal at UnionBanc Investment Services
Industry Financial Services
Experience
UnionBanc Investment Services May 2008 - Present
UnionBanc Investment Services December 2004 - May 2008
Banc of America Investment Services August 2000 - December 2004
California Alumni Association July 2000 - June 2003
Citicorp Investment Services, LLC March 1999 - August 2000
Education
University of California, Berkeley
Bachelor of Arts (B.A.), Social Sciences
UnionBanc Investment Services May 2008 - Present
UnionBanc Investment Services December 2004 - May 2008
Banc of America Investment Services August 2000 - December 2004
California Alumni Association July 2000 - June 2003
Citicorp Investment Services, LLC March 1999 - August 2000
Education
University of California, Berkeley
Bachelor of Arts (B.A.), Social Sciences
Pamela Samuels Pamela Samuels's Banc of America Investment Services Experience 1989 - 2000
Job Director of Marketing at Generations, an estate and trust law firm
Industry Legal Services
Experience
Generations, an estate and trust law firm February 2011 - Present
Nationwide Retirement Solutions, Inc. February 2010 - January 2011
WaMu Investments, Inc./A JP Morgan Chase Company April 2007 - January 2009
Merrill Lynch 2000 - 2007
Banc of America Investment Services 1989 - 2000
Education
Rochester Community and Technical College 1972 — 1973
Generations, an estate and trust law firm February 2011 - Present
Nationwide Retirement Solutions, Inc. February 2010 - January 2011
WaMu Investments, Inc./A JP Morgan Chase Company April 2007 - January 2009
Merrill Lynch 2000 - 2007
Banc of America Investment Services 1989 - 2000
Education
Rochester Community and Technical College 1972 — 1973
Wayne Sellar, CPA,CFP, PFS's Banc of America Investment Services Experience January 2000 - January 2006
Job Financial Advisor at CUSO Financial Services, LP
Industry Investment Banking
Experience
CUSO Financial Services, LP August 2015 - Present
Bank of America June 2011 - July 2015
CCO Investments October 2006 - June 2010
Banc of America Investment Services January 2000 - January 2006
World Savings and Loan January 1999 - January 2000
Merrill Lynch January 1998 - January 1999
Skills
Banking, Mutual Funds, Series 7, Finance, Investments
Education
Endicott College 2010 — 2010
MBA, progress
Plymouth State College 1981 — 1985
BS, Accounting; Accounting
CUSO Financial Services, LP August 2015 - Present
Bank of America June 2011 - July 2015
CCO Investments October 2006 - June 2010
Banc of America Investment Services January 2000 - January 2006
World Savings and Loan January 1999 - January 2000
Merrill Lynch January 1998 - January 1999
Skills
Banking, Mutual Funds, Series 7, Finance, Investments
Education
Endicott College 2010 — 2010
MBA, progress
Plymouth State College 1981 — 1985
BS, Accounting; Accounting
Allison Alley, CFP® Allison Alley, CFP®'s Banc of America Investment Services Experience May 2007 - July 2009
Job Financial Planner at Pure Financial Advisors, Inc.
Industry Financial Services
Experience
Pure Financial Advisors, Inc. February 2015 - Present
Capstone Affluent Strategies December 2012 - April 2014
CUSO Financial Services, LP at Mission Federal Credit Union November 2010 - December 2012
JPMorgan Chase August 2009 - November 2010
Banc of America Investment Services May 2007 - July 2009
Ameriprise Financial October 2003 - May 2007
Skills
Wealth Management, Retirement Planning, Strategic Financial..., Asset Allocation, Securities, Series 7, Mutual Funds, Series 63, Investment Advisory, Fixed Annuities, Retirement, Investments
Education
San Diego State University-California State University 2002 — 2003
MS, Financial and Tax Planning
University of California, Los Angeles 1992 — 1997
BA, Economics/Int'l Area Studies
Pure Financial Advisors, Inc. February 2015 - Present
Capstone Affluent Strategies December 2012 - April 2014
CUSO Financial Services, LP at Mission Federal Credit Union November 2010 - December 2012
JPMorgan Chase August 2009 - November 2010
Banc of America Investment Services May 2007 - July 2009
Ameriprise Financial October 2003 - May 2007
Skills
Wealth Management, Retirement Planning, Strategic Financial..., Asset Allocation, Securities, Series 7, Mutual Funds, Series 63, Investment Advisory, Fixed Annuities, Retirement, Investments
Education
San Diego State University-California State University 2002 — 2003
MS, Financial and Tax Planning
University of California, Los Angeles 1992 — 1997
BA, Economics/Int'l Area Studies
Terry Watkins Terry Watkins's Banc of America Investment Services Experience January 1991 - January 2000
Job Registered Sales Assistant | Chartered Retirement Planning Counselor
Industry Financial Services
Experience
Stephens Inc January 2011 - Present
Morgan Stanley Smith Barney October 2008 - January 2011
Morgan Stanley Smith Barney September 2004 - October 2008
Smith Barney January 2000 - January 2004
Banc of America Investment Services January 1991 - January 2000
Olympic Bank 1977 - 1987
Education
Everett Community College
Accounting
Danville Community College
Accounting
Stephens Inc January 2011 - Present
Morgan Stanley Smith Barney October 2008 - January 2011
Morgan Stanley Smith Barney September 2004 - October 2008
Smith Barney January 2000 - January 2004
Banc of America Investment Services January 1991 - January 2000
Olympic Bank 1977 - 1987
Education
Everett Community College
Accounting
Danville Community College
Accounting
Derek Pritchard's Banc of America Investment Services Experience May 2002 - June 2007
Job Independent Financial Advisor
Industry Financial Services
Experience
PRITCHARD ASSET MANAGEMENT July 2014 - Present
BancWest Investments February 2009 - March 2014
Wachovia Securities August 2007 - December 2008
BANC OF AMERICA INVESTMENT SERVICES May 2002 - June 2007
Wells Fargo Advisors August 1992 - May 2002
Skills
Investments, Asset Management, Financial Analysis, Customer Service, Management, Portfolio Management, Financial Planning, Microsoft Office, Microsoft Excel, Financial Services, Client Rapport, Long-term Customer..., Finance, Retirement Planning, Wealth Management
Education
California State University-Chico 1986 — 1990
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
PRITCHARD ASSET MANAGEMENT July 2014 - Present
BancWest Investments February 2009 - March 2014
Wachovia Securities August 2007 - December 2008
BANC OF AMERICA INVESTMENT SERVICES May 2002 - June 2007
Wells Fargo Advisors August 1992 - May 2002
Skills
Investments, Asset Management, Financial Analysis, Customer Service, Management, Portfolio Management, Financial Planning, Microsoft Office, Microsoft Excel, Financial Services, Client Rapport, Long-term Customer..., Finance, Retirement Planning, Wealth Management
Education
California State University-Chico 1986 — 1990
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
Hafeeza Khan's Banc of America Investment Services Experience August 2005 - August 2006
Job Budget Analyst at Florida Department of Environmental Protection
Industry Financial Services
Experience
Florida Dept of Environmental Protection September 2007 - Present
Florida Department of Environmental Protection 2007 - 2012
Bank of America- Private Bank September 2005 - September 2006
Banc of America Investment Services August 2005 - August 2006
Skills
Strategic Planning,..., Financial Modeling, Financial Analysis, Analysis, Risk Management, Access, Budgets, Leadership, Data Analysis, Auditing, Project Planning, Forecasting, Strategic Planning, Accounting, Management, Process Improvement, Microsoft Office, Government, Public Speaking, Policy, Community Outreach, Policy Analysis, Project Management, Nonprofits, Strategy, Public Policy, Research, Program Management, Finance, Public Relations, Microsoft Excel, Fundraising, Sales, Microsoft Word, Change Management, Team Building, Customer Service, Operations Management, Community Development, Internal Audit
Education
University of Central Florida, Institute of Open Government 1991 — 1993
Florida Certified Records Manager, Fl Records Management Association
Thames Valley University 1990 — 1993
Bachelor of Arts (B.A.), Management Information Systems, General
Florida Atlantic University
Bachelor's Degree, Public Management
Florida Dept of Environmental Protection September 2007 - Present
Florida Department of Environmental Protection 2007 - 2012
Bank of America- Private Bank September 2005 - September 2006
Banc of America Investment Services August 2005 - August 2006
Skills
Strategic Planning,..., Financial Modeling, Financial Analysis, Analysis, Risk Management, Access, Budgets, Leadership, Data Analysis, Auditing, Project Planning, Forecasting, Strategic Planning, Accounting, Management, Process Improvement, Microsoft Office, Government, Public Speaking, Policy, Community Outreach, Policy Analysis, Project Management, Nonprofits, Strategy, Public Policy, Research, Program Management, Finance, Public Relations, Microsoft Excel, Fundraising, Sales, Microsoft Word, Change Management, Team Building, Customer Service, Operations Management, Community Development, Internal Audit
Education
University of Central Florida, Institute of Open Government 1991 — 1993
Florida Certified Records Manager, Fl Records Management Association
Thames Valley University 1990 — 1993
Bachelor of Arts (B.A.), Management Information Systems, General
Florida Atlantic University
Bachelor's Degree, Public Management
Kathy Richman's Banc of America Investment Services Experience January 2000 - August 2003
Job VP Director of Sales Development
Industry Financial Services
Experience
Ivy Funds August 2003 - Present
Banc of America Investment Services January 2000 - August 2003
MFS July 1998 - December 2000
Pilgrim America (ING) July 1995 - December 1997
AIG SunAmerica July 1994 - June 1995
American Capital Van Kampen November 1990 - June 1994
Skills
Value-added, Mutual Funds, Negotiation, Contractual, Series 63, Series 7, Asset Allocation, Management, Series 6, Finance, Financial Services, Investments, Wealth Management, Asset Management
Education
Concordia College 1986 — 1990
BA, Business and Communications
Ivy Funds August 2003 - Present
Banc of America Investment Services January 2000 - August 2003
MFS July 1998 - December 2000
Pilgrim America (ING) July 1995 - December 1997
AIG SunAmerica July 1994 - June 1995
American Capital Van Kampen November 1990 - June 1994
Skills
Value-added, Mutual Funds, Negotiation, Contractual, Series 63, Series 7, Asset Allocation, Management, Series 6, Finance, Financial Services, Investments, Wealth Management, Asset Management
Education
Concordia College 1986 — 1990
BA, Business and Communications
Heather Zack Heather Zack's Banc of America Investment Services Experience January 2008 - November 2009
Job Advanced Planning Consultant at Commonwealth Financial Network
Industry Financial Services
Experience
Commonwealth Financial Network January 2014 - Present
Commonwealth Financial Network October 2012 - April 2014
Commonwealth Financial Network June 2011 - October 2012
Merrill Lynch November 2009 - June 2011
Banc of America Investment Services January 2008 - November 2009
Investors Capital June 2006 - March 2008
Retirement Plan Resources September 2005 - May 2006
Skills
Series 7, Mutual Funds, Securities, Investments, Series 63, Alternative Investments, Legal Research, Trading, Legal Writing, Fixed Income, FINRA, Retirement, Equity Trading, Options, FBSI, Series 9, Series 10, Microsoft Excel, SharePoint, Finance
Education
Boston University School of Law 2015 — 2017
Master of Laws (LLM), Taxation
University of San Diego School of Law 2011 — 2015
Juris Doctor, Business and Corporate Law
Endicott College 2003 — 2007
Bachelor of Science, Business Management
Commonwealth Financial Network January 2014 - Present
Commonwealth Financial Network October 2012 - April 2014
Commonwealth Financial Network June 2011 - October 2012
Merrill Lynch November 2009 - June 2011
Banc of America Investment Services January 2008 - November 2009
Investors Capital June 2006 - March 2008
Retirement Plan Resources September 2005 - May 2006
Skills
Series 7, Mutual Funds, Securities, Investments, Series 63, Alternative Investments, Legal Research, Trading, Legal Writing, Fixed Income, FINRA, Retirement, Equity Trading, Options, FBSI, Series 9, Series 10, Microsoft Excel, SharePoint, Finance
Education
Boston University School of Law 2015 — 2017
Master of Laws (LLM), Taxation
University of San Diego School of Law 2011 — 2015
Juris Doctor, Business and Corporate Law
Endicott College 2003 — 2007
Bachelor of Science, Business Management
Eric G. Glenn, Sr. Eric G. Glenn, Sr.'s Banc of America Investment Services Experience September 2004 - January 2005
Job Language Arts, History Educator and Urban Scholar Mentor.
Industry Primary/Secondary Education
Experience
Charlotte-Mecklenburg Schools June 2015 - Present
Goodwill Industries of the Southern Piedmont March 2013 - Present
Contract Positions August 2011 - Present
Aerotek June 2009 - September 2009
Preferred Services Division September 2008 - February 2009
TIAA-CREF October 2007 - September 2008
E*TRADE Financial March 2006 - July 2007
RBC Centura Securities September 2005 - March 2006
Citi-Street Associates March 2005 - August 2005
Banc of America Investment Services September 2004 - January 2005
Skills
Writing, Motivational Speaking, Business Relationship..., Mutual Funds, Life Insurance, Equities, Siebel, Securities, CRM, Bloomberg, Mergers, Relationship Management, Financial Services, Insurance, Series 7, Strategic Financial..., Portfolio Management, Fixed Annuities, Credit, Employee Benefits, Health Insurance, Series 63, Merchant Services, Retirement, Business Strategy, Investments, Business Development, Sales, Mergers & Acquisitions, Training, Leadership, Financial Risk, Direct Sales, Management, Program Management, Banking, Selling, New Business Development, Business Planning, Call Centers, Mortgage Lending, Public Speaking, Interviews, Executive Management, Trading, Wealth Management, Consulting, Finance, Risk Management, Small Business
Education
University of North Carolina at Charlotte 2015 — 2017
Master of Education (M.Ed.), Educational Leadership and Administration, General
Johnson C. Smith University - JCSU 2007 — 2011
Bachelor of Arts (B.A.), Interdisciplinary Studies in English Literature & Sociology
Charlotte-Mecklenburg Schools June 2015 - Present
Goodwill Industries of the Southern Piedmont March 2013 - Present
Contract Positions August 2011 - Present
Aerotek June 2009 - September 2009
Preferred Services Division September 2008 - February 2009
TIAA-CREF October 2007 - September 2008
E*TRADE Financial March 2006 - July 2007
RBC Centura Securities September 2005 - March 2006
Citi-Street Associates March 2005 - August 2005
Banc of America Investment Services September 2004 - January 2005
Skills
Writing, Motivational Speaking, Business Relationship..., Mutual Funds, Life Insurance, Equities, Siebel, Securities, CRM, Bloomberg, Mergers, Relationship Management, Financial Services, Insurance, Series 7, Strategic Financial..., Portfolio Management, Fixed Annuities, Credit, Employee Benefits, Health Insurance, Series 63, Merchant Services, Retirement, Business Strategy, Investments, Business Development, Sales, Mergers & Acquisitions, Training, Leadership, Financial Risk, Direct Sales, Management, Program Management, Banking, Selling, New Business Development, Business Planning, Call Centers, Mortgage Lending, Public Speaking, Interviews, Executive Management, Trading, Wealth Management, Consulting, Finance, Risk Management, Small Business
Education
University of North Carolina at Charlotte 2015 — 2017
Master of Education (M.Ed.), Educational Leadership and Administration, General
Johnson C. Smith University - JCSU 2007 — 2011
Bachelor of Arts (B.A.), Interdisciplinary Studies in English Literature & Sociology
Brian Hickox Brian Hickox's Banc of America Investment Services Experience October 2005 - October 2007
Job Financial Advisor, People's CU Financial Services
Industry Financial Services
Experience
CUNA Mutual Group March 2015 - Present
Putnam Investments May 2013 - October 2014
Bell Wealth Management September 2012 - May 2013
Brown, Lisle/Cummings October 2009 - September 2012
Merrill Lynch October 2007 - October 2009
Banc of America Investment Services October 2005 - October 2007
Merrill Lynch January 2003 - October 2005
Skills
Retirement Planning, Wealth Management, 401k, Investments, Financial Advisory, Securities, Series 7, FINRA, Retirement, Mutual Funds, Series 63, Asset Allocation, Investment Advisory, Investment Strategies, Fixed Annuities, Uniform Combined State..., Series 6, Insurance, Estate Planning, Series 65, Alternative Investments
Education
University of Georgia - Terry College of Business
Bachelor of Business Administration (B.B.A.), Finance, General
CUNA Mutual Group March 2015 - Present
Putnam Investments May 2013 - October 2014
Bell Wealth Management September 2012 - May 2013
Brown, Lisle/Cummings October 2009 - September 2012
Merrill Lynch October 2007 - October 2009
Banc of America Investment Services October 2005 - October 2007
Merrill Lynch January 2003 - October 2005
Skills
Retirement Planning, Wealth Management, 401k, Investments, Financial Advisory, Securities, Series 7, FINRA, Retirement, Mutual Funds, Series 63, Asset Allocation, Investment Advisory, Investment Strategies, Fixed Annuities, Uniform Combined State..., Series 6, Insurance, Estate Planning, Series 65, Alternative Investments
Education
University of Georgia - Terry College of Business
Bachelor of Business Administration (B.B.A.), Finance, General
Marisue Kendall's Banc of America Investment Services Experience July 2004 - October 2004
Job Consultant at ThirtyOne Gifts
Industry Accounting
Experience
Thirty-One Gifts December 2011 - Present
Estell Manor Board of Education September 2010 - Present
Buena Regional School District September 2010 - Present
John C.Milanesi Elementary PTO September 2008 - Present
National Bank February 2006 - Present
Wachovia Securities October 2004 - February 2006
Banc of America Investment Services July 2004 - October 2004
Storage/United Van Lines January 2003 - July 2004
State Prison September 2001 - January 2003
Family Medicine May 1999 - January 2003
Education
Grand Canyon University 2009 — 2013
Bachelors, Education; an Emphasis in Mathematics
Axia College 2007 — 2009
Associates, Accounting
Thirty-One Gifts December 2011 - Present
Estell Manor Board of Education September 2010 - Present
Buena Regional School District September 2010 - Present
John C.Milanesi Elementary PTO September 2008 - Present
National Bank February 2006 - Present
Wachovia Securities October 2004 - February 2006
Banc of America Investment Services July 2004 - October 2004
Storage/United Van Lines January 2003 - July 2004
State Prison September 2001 - January 2003
Family Medicine May 1999 - January 2003
Education
Grand Canyon University 2009 — 2013
Bachelors, Education; an Emphasis in Mathematics
Axia College 2007 — 2009
Associates, Accounting
Jaime Punishill Jaime Punishill's Banc of America Investment Services Experience August 1997 - October 1998
Job Head of Digital Marketing & Channel Management
Industry Financial Services
Experience
Thomson Reuters June 2010 - January 2013
Citibank August 2009 - June 2010
myFi, a CitiSmithBarney company March 2006 - July 2009
Capgemini July 2004 - March 2006
Forrester Research October 1998 - June 2004
Banc of America Investment Services August 1997 - October 1998
Banc of America Investment Services February 1996 - August 1997
The Whole Garage September 1995 - January 1996
Merrill Lynch February 1994 - September 1995
FN Wolf August 1993 - January 1994
Skills
Business Strategy, E-commerce, Thought Leadership, Mobile, Product Strategy, Product Management, Emerging Technologies, Strategy Development, Customer Experience, Product Development, Digital Strategy, Social Media, Strategic Planning, Strategy, Financial Services, Mobile Devices, Business Development, Analytics, Product Marketing, Digital Marketing, Strategic Partnerships, Portfolio Management, Segmentation, SaaS, Integrated Marketing, Entrepreneurship, Start-ups, Management, Lead Generation, Management Consulting, New Business Development, Competitive Analysis, Marketing Strategy, Online Marketing, Program Management, Vendor Management, CRM, IT Strategy, Business Planning, Mergers & Acquisitions, Executive Management, Leadership, Enterprise Software, Go-to-market Strategy, Salesforce.com, Business Analysis, Market Research, Finance, Investments, Banking
Education
Stanford University 1989 — 1993
AB, History and Political Science
Thomson Reuters June 2010 - January 2013
Citibank August 2009 - June 2010
myFi, a CitiSmithBarney company March 2006 - July 2009
Capgemini July 2004 - March 2006
Forrester Research October 1998 - June 2004
Banc of America Investment Services August 1997 - October 1998
Banc of America Investment Services February 1996 - August 1997
The Whole Garage September 1995 - January 1996
Merrill Lynch February 1994 - September 1995
FN Wolf August 1993 - January 1994
Skills
Business Strategy, E-commerce, Thought Leadership, Mobile, Product Strategy, Product Management, Emerging Technologies, Strategy Development, Customer Experience, Product Development, Digital Strategy, Social Media, Strategic Planning, Strategy, Financial Services, Mobile Devices, Business Development, Analytics, Product Marketing, Digital Marketing, Strategic Partnerships, Portfolio Management, Segmentation, SaaS, Integrated Marketing, Entrepreneurship, Start-ups, Management, Lead Generation, Management Consulting, New Business Development, Competitive Analysis, Marketing Strategy, Online Marketing, Program Management, Vendor Management, CRM, IT Strategy, Business Planning, Mergers & Acquisitions, Executive Management, Leadership, Enterprise Software, Go-to-market Strategy, Salesforce.com, Business Analysis, Market Research, Finance, Investments, Banking
Education
Stanford University 1989 — 1993
AB, History and Political Science
Ryan Komaiko Ryan Komaiko's Banc of America Investment Services Experience September 2004 - May 2005
Job Sales and Marketing Analytics Manager Codman Johnson & Johnson
Industry Medical Devices
Experience
Codman - Johnson & Johnson October 2011 - Present
Johnson & Johnson August 2010 - October 2011
Cordis March 2006 - August 2010
Penn, Schoen, & Berland Associates September 2005 - December 2005
Pinsonault Associates May 2005 - September 2005
Banc of America Investment Services September 2004 - May 2005
Strauss Radio Strategies September 2003 - December 2003
Richard Rosenberg & Co., LLC January 2003 - May 2003
Skills
Marketing Strategy, Management, Market Research, Analysis, Forecasting, Medical Devices, Analytics, Financial Modeling
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2008 — 2010
MBA, Marketing, Management & Business Strategy
New York University - Leonard N. Stern School of Business 2002 — 2006
Bachelor of Science, Finance; Marketing
Codman - Johnson & Johnson October 2011 - Present
Johnson & Johnson August 2010 - October 2011
Cordis March 2006 - August 2010
Penn, Schoen, & Berland Associates September 2005 - December 2005
Pinsonault Associates May 2005 - September 2005
Banc of America Investment Services September 2004 - May 2005
Strauss Radio Strategies September 2003 - December 2003
Richard Rosenberg & Co., LLC January 2003 - May 2003
Skills
Marketing Strategy, Management, Market Research, Analysis, Forecasting, Medical Devices, Analytics, Financial Modeling
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2008 — 2010
MBA, Marketing, Management & Business Strategy
New York University - Leonard N. Stern School of Business 2002 — 2006
Bachelor of Science, Finance; Marketing
Travis Buonocore's Banc of America Investment Services Experience June 2004 - August 2005
Job Senior Project Manager at EMC
Industry Financial Services
Experience
EMC October 2013 - Present
EMC Consulting Group October 2009 - September 2013
New York Film Academy September 2011 - 2012
Silver Management Group December 2007 - December 2009
The Garden City Group April 2006 - April 2007
Banc of America Investment Services June 2004 - August 2005
Quick & Reilly June 2001 - August 2005
Fleet Boston Financial 2001 - 2004
Quick & Reilly December 2000 - June 2001
Quick & Reilly May 1997 - November 2000
Skills
Securities, Portfolio Management, Risk Management, Strategic Planning, Project Management, Program Management, Wealth Management, Process Improvement, Business Analysis, Investments, Fixed Income, Equities, Financial Services, Team Leadership, Executive Management, Vendor Management, FINRA, Analysis, Sales, Disaster Recovery, Training, Enterprise Software, Integration, Mergers & Acquisitions, Sales Operations, Strategy, Start-ups, Human Resources, Banking, Consulting, PMO, New Business Development, Finance, Management, Leadership, Business Development, Data Analysis, Due Diligence, CRM, Governance, SDLC, Change Management, Series 7, Series 63, Capital Markets, Trading, Product Management, Software Documentation, Asset Managment, Mutual Funds
Education
Boston College 1992 — 1996
BA, Political Science
Chaminade High School 1989 — 1992
Clarke High School
EMC October 2013 - Present
EMC Consulting Group October 2009 - September 2013
New York Film Academy September 2011 - 2012
Silver Management Group December 2007 - December 2009
The Garden City Group April 2006 - April 2007
Banc of America Investment Services June 2004 - August 2005
Quick & Reilly June 2001 - August 2005
Fleet Boston Financial 2001 - 2004
Quick & Reilly December 2000 - June 2001
Quick & Reilly May 1997 - November 2000
Skills
Securities, Portfolio Management, Risk Management, Strategic Planning, Project Management, Program Management, Wealth Management, Process Improvement, Business Analysis, Investments, Fixed Income, Equities, Financial Services, Team Leadership, Executive Management, Vendor Management, FINRA, Analysis, Sales, Disaster Recovery, Training, Enterprise Software, Integration, Mergers & Acquisitions, Sales Operations, Strategy, Start-ups, Human Resources, Banking, Consulting, PMO, New Business Development, Finance, Management, Leadership, Business Development, Data Analysis, Due Diligence, CRM, Governance, SDLC, Change Management, Series 7, Series 63, Capital Markets, Trading, Product Management, Software Documentation, Asset Managment, Mutual Funds
Education
Boston College 1992 — 1996
BA, Political Science
Chaminade High School 1989 — 1992
Clarke High School
Therie Lai's Banc of America Investment Services Experience August 2003 - June 2006
Job Office of the Comptroller of the Currency
Industry Banking
Experience
Office of the Comptroller of the Currency July 2006 - Present
Banc of America Investment Services August 2003 - June 2006
UBS August 2001 - August 2003
Deloitte & Touche August 1993 - December 1998
Skills
FINRA, Banking, Operational Risk, Corporate Governance, Financial Risk, Investments, Internal Controls, Finance, Business Strategy, Private Banking, Asset Management, Internal Audit, Hedging, Financial Institutions, Risk Management, Portfolio Management, Financial Services, Financial Regulation, Fraud, Enterprise Risk..., KYC, Management
Education
The George Washington University 1991 — 1993
Master of Taxation
National Taiwan Normal University 1990 — 1991
Michigan State University 1986 — 1989
B.A.
Office of the Comptroller of the Currency July 2006 - Present
Banc of America Investment Services August 2003 - June 2006
UBS August 2001 - August 2003
Deloitte & Touche August 1993 - December 1998
Skills
FINRA, Banking, Operational Risk, Corporate Governance, Financial Risk, Investments, Internal Controls, Finance, Business Strategy, Private Banking, Asset Management, Internal Audit, Hedging, Financial Institutions, Risk Management, Portfolio Management, Financial Services, Financial Regulation, Fraud, Enterprise Risk..., KYC, Management
Education
The George Washington University 1991 — 1993
Master of Taxation
National Taiwan Normal University 1990 — 1991
Michigan State University 1986 — 1989
B.A.
Patti Foley's Banc of America Investment Services Experience March 2008 - March 2009
Job Financial Services Professional
Industry Financial Services
Experience
ING Retirement Services November 2011 - Present
ING Investment Management September 2009 - January 2010
Banc of America Investment Services March 2008 - March 2009
Wachovia Securities August 2007 - March 2008
John Hancock Funds August 2004 - May 2007
State Street Research March 2000 - July 2004
Education
University of New Hampshire-Manchester 1991 — 1994
ING Retirement Services November 2011 - Present
ING Investment Management September 2009 - January 2010
Banc of America Investment Services March 2008 - March 2009
Wachovia Securities August 2007 - March 2008
John Hancock Funds August 2004 - May 2007
State Street Research March 2000 - July 2004
Education
University of New Hampshire-Manchester 1991 — 1994
Frank Palumbo's Banc of America Investment Services Experience April 2002 - January 2005
Job Banking Consultant and Contractor
Industry Investment Banking
Experience
American Capital Partners LLC. November 2005 - Present
Banc of America Investment Services April 2002 - January 2005
Fleet Bank January 2000 - March 2004
Skills
Investments, Bonds, Real Estate, Customer Relations, Insurance, Mergers, Portfolio Management, Due Diligence, Corporate Finance, Risk Management, Financial Analysis, Capital Markets, Syndications, Compliance, Fixed Income, Private Equity, Finance, Financial Planning, Mutual Funds, Strategic Financial...
Education
New York Institute of Technology-Old Westbury 1987 — 1991
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
New York Institute of Technology-Old Westbury
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
American Capital Partners LLC. November 2005 - Present
Banc of America Investment Services April 2002 - January 2005
Fleet Bank January 2000 - March 2004
Skills
Investments, Bonds, Real Estate, Customer Relations, Insurance, Mergers, Portfolio Management, Due Diligence, Corporate Finance, Risk Management, Financial Analysis, Capital Markets, Syndications, Compliance, Fixed Income, Private Equity, Finance, Financial Planning, Mutual Funds, Strategic Financial...
Education
New York Institute of Technology-Old Westbury 1987 — 1991
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
New York Institute of Technology-Old Westbury
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Dave Dingle's Banc of America Investment Services Experience February 2003 - July 2008
Job Sr. Vice President/Wealth Management at LaSalle St. Securities, LLC
Industry Investment Management
Experience
LaSalle St. Securities, LLC April 2013 - Present
LPL July 2008 - April 2013
Banc of America Investment Services February 2003 - July 2008
Northern Trust June 1989 - February 2003
Education
Iowa State University 1983 — 1987
CL Central
LaSalle St. Securities, LLC April 2013 - Present
LPL July 2008 - April 2013
Banc of America Investment Services February 2003 - July 2008
Northern Trust June 1989 - February 2003
Education
Iowa State University 1983 — 1987
CL Central
Alan Ling's Banc of America Investment Services Experience September 2000 - August 2005
Job Manager Compliance
Industry Financial Services
Experience
Morgan Stanley Smith Barney February 2006 - Present
Banc of America Investment Services September 2000 - August 2005
American Express Financial Advisors April 2000 - August 2000
Education
The Johns Hopkins University 1997 — 1999
The Ohio State University 1993 — 1997
Morgan Stanley Smith Barney February 2006 - Present
Banc of America Investment Services September 2000 - August 2005
American Express Financial Advisors April 2000 - August 2000
Education
The Johns Hopkins University 1997 — 1999
The Ohio State University 1993 — 1997
Cris Vega, CFP®, MBA, MA's Banc of America Investment Services Experience March 2006 - March 2008
Job Certified Financial Planner™ at ICMARC
Industry Financial Services
Experience
ICMA-RC April 2008 - Present
Cerritos College August 2013 - December 2013
Banc of America Investment Services March 2006 - March 2008
Merrill Lynch August 2004 - March 2006
The Coca-Cola Company, Coca-Cola North America, Coca-Cola Enterprises, KO, CCE November 1991 - May 2004
Skills
Strategic Financial..., Retirement Planning, Investments, Management, Financial Planners, Estate Planning, Personal Finance, Financial Analysis, Teaching, Forecasting, Strategic Planning, Certified Financial..., Cross-functional Team..., Team Building, Marketing, Stata, Public Speaking, Economic Research, Workshop Facilitation, Strategy, Pricing, Finance, Budgets, Risk Management, Asset Allocation, Data Analysis, Mutual Funds, Business Planning, Retirement, Analysis, Competitive Analysis, Executive Management, Leadership, Investment Advisory, Coaching, Market Research, Business Strategy, Economics, Accounting, Training, Access, Naviplan, Insurance Planning, Financial Planning, Econometrics, Portfolio Management
Education
California State University-Fullerton - College of Business and Economics
MA, Economics
California State University-Long Beach - College of Business Administration
BS, Finance / Economics
California State University-Los Angeles
MBA, International Business
ICMA-RC April 2008 - Present
Cerritos College August 2013 - December 2013
Banc of America Investment Services March 2006 - March 2008
Merrill Lynch August 2004 - March 2006
The Coca-Cola Company, Coca-Cola North America, Coca-Cola Enterprises, KO, CCE November 1991 - May 2004
Skills
Strategic Financial..., Retirement Planning, Investments, Management, Financial Planners, Estate Planning, Personal Finance, Financial Analysis, Teaching, Forecasting, Strategic Planning, Certified Financial..., Cross-functional Team..., Team Building, Marketing, Stata, Public Speaking, Economic Research, Workshop Facilitation, Strategy, Pricing, Finance, Budgets, Risk Management, Asset Allocation, Data Analysis, Mutual Funds, Business Planning, Retirement, Analysis, Competitive Analysis, Executive Management, Leadership, Investment Advisory, Coaching, Market Research, Business Strategy, Economics, Accounting, Training, Access, Naviplan, Insurance Planning, Financial Planning, Econometrics, Portfolio Management
Education
California State University-Fullerton - College of Business and Economics
MA, Economics
California State University-Long Beach - College of Business Administration
BS, Finance / Economics
California State University-Los Angeles
MBA, International Business
Pilar Estrella's Banc of America Investment Services Experience 1998 - 2006
Job Financial Advisor at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Smith Barney May 2006 - Present
Banc of America Investment Services 1998 - 2006
Barnett Securities 1990 - 1998
American Express Bank International 1988 - 1989
McKinley Allsop 1987 - 1988
L.F. Rothschild 1986 - 1987
Education
Hofstra University 1982 — 1986
BA, Finance
Morgan Stanley Smith Barney May 2006 - Present
Banc of America Investment Services 1998 - 2006
Barnett Securities 1990 - 1998
American Express Bank International 1988 - 1989
McKinley Allsop 1987 - 1988
L.F. Rothschild 1986 - 1987
Education
Hofstra University 1982 — 1986
BA, Finance
Natalie Hammond, CLU®, ChFC®, CASL®'s Banc of America Investment Services Experience 2003 - 2004
Job Director of Network Office Supervision at Northwestern Mutual Financial Network
Industry Financial Services
Experience
Northwestern Mutual Financial Network October 2006 - Present
Northwestern Mutual Financial Network October 2009 - November 2010
Smith Barney January 2005 - October 2006
Banc of America Investment Services 2003 - 2004
Banc of American Investment Services September 1997 - 2002
Robinson Humphrey May 1995 - September 1997
Skills
Employee Benefits, Finance, Financial Analysis, Strategic Planning
Education
Presbyterian College 1990 — 1994
Bachelor of Arts (BA), English and Business Administration
Northwestern Mutual Financial Network October 2006 - Present
Northwestern Mutual Financial Network October 2009 - November 2010
Smith Barney January 2005 - October 2006
Banc of America Investment Services 2003 - 2004
Banc of American Investment Services September 1997 - 2002
Robinson Humphrey May 1995 - September 1997
Skills
Employee Benefits, Finance, Financial Analysis, Strategic Planning
Education
Presbyterian College 1990 — 1994
Bachelor of Arts (BA), English and Business Administration
Steve Bilardi's Banc of America Investment Services Experience March 1980 - March 2007
Job Financial Services Professional
Industry Financial Services
Experience
BANC of America - Investment Services March 1980 - March 2007
Banc of America Securities March 1980 - January 2007
Dean Witter April 1975 - March 1980
Skills
Compliance, Settlement, Securities, Trading
Education
Kingsborough Community College
Kingsborough Community College
BANC of America - Investment Services March 1980 - March 2007
Banc of America Securities March 1980 - January 2007
Dean Witter April 1975 - March 1980
Skills
Compliance, Settlement, Securities, Trading
Education
Kingsborough Community College
Kingsborough Community College
Janice Crawford's Banc of America Investment Services Experience 1994 - 2002
Job Director
Industry Financial Services
Experience
Merrill Lynch October 2009 - Present
Banc of America Investments April 2007 - October 2009
Bank of America June 1994 - April 2006
banc of america investment services 1994 - 2002
Biltmore Capital Group 1989 - 1992
Dean Witter 1983 - 1989
Skills
Wealth Management, Banking, Series 7, Investments, Financial Services, Mutual Funds, Investment Advisory, Portfolio Management, Equities, Alternative Investments, Fixed Income, Mortgage Lending, Retirement Planning, Series 63, Capital Markets, Securities, Commercial Banking, Credit, Hedge Funds
Education
BAC Six Sigma Program 2007 — 2007
Green Belt, Six Sigma
Wharton 2005 — 2005
Executive Managment Course
College For Financial Planning 1997 — 1998
AAMS, Accredited Asset Management Specialist
Florida International University - College of Business 1981 — 1983
MBA, Marketing/Finance
Florida International University - College of Business 1979 — 1981
BBA, Business/Marketing
Merrill Lynch October 2009 - Present
Banc of America Investments April 2007 - October 2009
Bank of America June 1994 - April 2006
banc of america investment services 1994 - 2002
Biltmore Capital Group 1989 - 1992
Dean Witter 1983 - 1989
Skills
Wealth Management, Banking, Series 7, Investments, Financial Services, Mutual Funds, Investment Advisory, Portfolio Management, Equities, Alternative Investments, Fixed Income, Mortgage Lending, Retirement Planning, Series 63, Capital Markets, Securities, Commercial Banking, Credit, Hedge Funds
Education
BAC Six Sigma Program 2007 — 2007
Green Belt, Six Sigma
Wharton 2005 — 2005
Executive Managment Course
College For Financial Planning 1997 — 1998
AAMS, Accredited Asset Management Specialist
Florida International University - College of Business 1981 — 1983
MBA, Marketing/Finance
Florida International University - College of Business 1979 — 1981
BBA, Business/Marketing
Todd Feldman, CFP®'s Banc of America Investment Services Experience March 2003 - March 2004
Job LPL Financial Advisor at Sandy Spring Wealth Management
Industry Financial Services
Experience
located at Sandy Spring Bank December 2012 - Present
Professional Partnership March 2004 - December 2012
Banc of America Investment Services March 2003 - March 2004
Morgan Stanley August 1996 - December 2002
Skills
Executive Sales, Affluent Marketing, Affluent Sales, B2B services, B2C Sales, Financial Services, Intangible Sales, Training & Development, Solutions Selling, Strategic Partnerships, New Business Development, Group Presentations, Sales, Solution Selling, Employee Training, Retail, B2B, Finance, Estate Planning
Education
Penn State University 1991 — 1995
B.S., Finance
located at Sandy Spring Bank December 2012 - Present
Professional Partnership March 2004 - December 2012
Banc of America Investment Services March 2003 - March 2004
Morgan Stanley August 1996 - December 2002
Skills
Executive Sales, Affluent Marketing, Affluent Sales, B2B services, B2C Sales, Financial Services, Intangible Sales, Training & Development, Solutions Selling, Strategic Partnerships, New Business Development, Group Presentations, Sales, Solution Selling, Employee Training, Retail, B2B, Finance, Estate Planning
Education
Penn State University 1991 — 1995
B.S., Finance
DePina Dorothy's Banc of America Investment Services Experience March 2007 - July 2008
Job Operations Anayst at Banc of America Investment Services
Industry Investment Banking
Experience
Banc of America Investments July 2008 - Present
Banc of America Investment Services March 2007 - July 2008
Education
Rhode Island College 1998 — 2004
2004, Computer Information Systems
Banc of America Investments July 2008 - Present
Banc of America Investment Services March 2007 - July 2008
Education
Rhode Island College 1998 — 2004
2004, Computer Information Systems
Matt Gellene's Banc of America Investment Services Experience October 2004 - October 2007
Job Managing Director Bank of America/Merrill Lynch
Industry Banking
Experience
Bank of America/Merrill Lynch January 2009 - Present
Bank of America October 2007 - January 2009
Banc of America Investment Services October 2004 - October 2007
Quick & Reilly 1991 - 2004
Education
University of California, Berkeley - Walter A. Haas School of Business 1996 — 1998
MBA
The George Washington University 1985 — 1989
BBA, Finance
Bank of America/Merrill Lynch January 2009 - Present
Bank of America October 2007 - January 2009
Banc of America Investment Services October 2004 - October 2007
Quick & Reilly 1991 - 2004
Education
University of California, Berkeley - Walter A. Haas School of Business 1996 — 1998
MBA
The George Washington University 1985 — 1989
BBA, Finance
Ray Beattie's Banc of America Investment Services Experience May 2008 - March 2009
Job Regional Vice President at Transamerica Retirement Services
Industry Financial Services
Experience
Transamerica Retirement Services March 2012 - Present
ADP November 2010 - April 2012
Morgan Stanley Smith Barney June 2009 - October 2010
Banc of America Investment Services May 2008 - March 2009
Romney for President, Inc. 2007 - 2008
The Commonwealth of MA -- Executive Office March 2006 - January 2007
The Commonwealth of MA -- Office of Sen. Brian Lees April 2005 - March 2006
Kerry Healey for Governor 2006 - 2006
Skills
Retirement, Investments, 401k, Series 7, Finance, Fixed Annuities, Series 6, Wealth Management, Series 63, Retirement Planning, Leadership, Mutual Funds, Securities, Management, Financial Services, Asset Allocation
Education
Boston College 1998 — 2002
BA, Communications
Northfield Mt. Hermon School 1996 — 1998
Longmeadow High School 1994 — 1996
Transamerica Retirement Services March 2012 - Present
ADP November 2010 - April 2012
Morgan Stanley Smith Barney June 2009 - October 2010
Banc of America Investment Services May 2008 - March 2009
Romney for President, Inc. 2007 - 2008
The Commonwealth of MA -- Executive Office March 2006 - January 2007
The Commonwealth of MA -- Office of Sen. Brian Lees April 2005 - March 2006
Kerry Healey for Governor 2006 - 2006
Skills
Retirement, Investments, 401k, Series 7, Finance, Fixed Annuities, Series 6, Wealth Management, Series 63, Retirement Planning, Leadership, Mutual Funds, Securities, Management, Financial Services, Asset Allocation
Education
Boston College 1998 — 2002
BA, Communications
Northfield Mt. Hermon School 1996 — 1998
Longmeadow High School 1994 — 1996
James Atwood, MBA's Banc of America Investment Services Experience October 2007 - October 2009
Job AVP, Administrative Manager, Merrill Edge, Compliance and Supervision
Industry Financial Services
Experience
Merrill Lynch November 2011 - Present
Madison Avenue Securities April 2011 - November 2011
Merrill Lynch October 2009 - December 2010
Banc of America Investment Services October 2007 - October 2009
Banc of America Investment Services April 2004 - October 2007
TD Waterhouse November 2002 - April 2004
Callaway Golf Ball Company January 2000 - March 2002
Skills
SRO Compliance, Financial Advisor..., Mergers, FBSI, Financial Services..., Financial Services, Fixed Annuities, Supervision, Compliance, Mutual Funds, Branch Banking, Advertising, Insurance, Banking, Equities, Financial Advisory, FINRA, Securities, Investments, Retirement Planning, Series 24, Risk Management, Asset Allocation, Fixed Income, Investment Strategies, Relationship Management, ETFs, Credit, Series 7, Wealth Management
Education
University of Phoenix 2004 — 2007
MBA, Business Administration
University of California, San Diego 1994 — 1998
BA, Economics & History
Merrill Lynch November 2011 - Present
Madison Avenue Securities April 2011 - November 2011
Merrill Lynch October 2009 - December 2010
Banc of America Investment Services October 2007 - October 2009
Banc of America Investment Services April 2004 - October 2007
TD Waterhouse November 2002 - April 2004
Callaway Golf Ball Company January 2000 - March 2002
Skills
SRO Compliance, Financial Advisor..., Mergers, FBSI, Financial Services..., Financial Services, Fixed Annuities, Supervision, Compliance, Mutual Funds, Branch Banking, Advertising, Insurance, Banking, Equities, Financial Advisory, FINRA, Securities, Investments, Retirement Planning, Series 24, Risk Management, Asset Allocation, Fixed Income, Investment Strategies, Relationship Management, ETFs, Credit, Series 7, Wealth Management
Education
University of Phoenix 2004 — 2007
MBA, Business Administration
University of California, San Diego 1994 — 1998
BA, Economics & History
Harun Salaam's Banc of America Investment Services Experience February 2000 - October 2005
Job Branch Controls Manager
Industry Financial Services
Experience
AXA Advisors October 2006 - Present
Bank of America October 2005 - October 2006
Banc of America Investment Services February 2000 - October 2005
Quick and Reilly February 1998 - February 2000
Fleet Brokerage Securities March 1996 - February 1998
Household Finance February 1995 - March 1996
Americorp Securities September 1993 - January 1995
Skills
Mutual Funds, Portfolio Management, Securities, Investments, Retirement Planning, Microsoft Office, Microsoft Excel, Equities, Financial Services, Trading, FINRA, Loans, Options, Finance
Education
Montclair State University
AXA Advisors October 2006 - Present
Bank of America October 2005 - October 2006
Banc of America Investment Services February 2000 - October 2005
Quick and Reilly February 1998 - February 2000
Fleet Brokerage Securities March 1996 - February 1998
Household Finance February 1995 - March 1996
Americorp Securities September 1993 - January 1995
Skills
Mutual Funds, Portfolio Management, Securities, Investments, Retirement Planning, Microsoft Office, Microsoft Excel, Equities, Financial Services, Trading, FINRA, Loans, Options, Finance
Education
Montclair State University
Derek Williams's Banc of America Investment Services Experience October 1991 - June 2006
Job FLIGHT CAPITAL MANAGEMENT, CHAIR & PRINCIPAL EXECUTIVE OFFICER
Industry Capital Markets
Experience
Flight Capital Management October 1987 - Present
Banc of America Investment Services October 1991 - June 2006
Skills
Gold, Banking, Commodities, Trading, Investments, Venture Capital, Private Equity, Equities, Asset Management, Investment Banking, International Business, Corporate Finance, Alternative Investments, Real Estate, International Trade, Portfolio Management, Funding, Project Finance, Mergers, Joint Ventures, Financial Markets, Due Diligence, Hedge Funds, Management Consulting, Financial Analysis, Loans, Debt, Private Placements, Financial Planning, New Business Development, Contract Negotiation, Investors, Sales Management, Negotiation, Business Planning, Start-ups, Entrepreneur, Strategic Planning, Risk Management, Entrepreneurship, Securities, Customer Relations, Bonds, Team Building, Team Leadership, Valuation, Business Strategy, Asset Managment, Commodity, Customer Service
Education
Woodlands High School
Pace University
Management And Information systems, Management Information Systems and Services
Flight Capital Management October 1987 - Present
Banc of America Investment Services October 1991 - June 2006
Skills
Gold, Banking, Commodities, Trading, Investments, Venture Capital, Private Equity, Equities, Asset Management, Investment Banking, International Business, Corporate Finance, Alternative Investments, Real Estate, International Trade, Portfolio Management, Funding, Project Finance, Mergers, Joint Ventures, Financial Markets, Due Diligence, Hedge Funds, Management Consulting, Financial Analysis, Loans, Debt, Private Placements, Financial Planning, New Business Development, Contract Negotiation, Investors, Sales Management, Negotiation, Business Planning, Start-ups, Entrepreneur, Strategic Planning, Risk Management, Entrepreneurship, Securities, Customer Relations, Bonds, Team Building, Team Leadership, Valuation, Business Strategy, Asset Managment, Commodity, Customer Service
Education
Woodlands High School
Pace University
Management And Information systems, Management Information Systems and Services
Jeff Scofield's Banc of America Investment Services Experience 2004 - 2007
Job Regional Brokerage Manager, Senior Vice President at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors July 2015 - Present
US Trust January 2011 - June 2015
Wells Fargo Advisors 2007 - 2011
Banc of America Investment Services 2004 - 2007
Morgan Stanley 1991 - 2004
Skills
Asset Allocation, Securities, Alternative Investments, Investment Management, Mutual Funds, Asset Managment, 401k
Education
University of California, Los Angeles
BA, Political Science
University of California, Los Angeles
Wells Fargo Advisors July 2015 - Present
US Trust January 2011 - June 2015
Wells Fargo Advisors 2007 - 2011
Banc of America Investment Services 2004 - 2007
Morgan Stanley 1991 - 2004
Skills
Asset Allocation, Securities, Alternative Investments, Investment Management, Mutual Funds, Asset Managment, 401k
Education
University of California, Los Angeles
BA, Political Science
University of California, Los Angeles
Ginny Holliday's Banc of America Investment Services Experience 2005 - August 2007
Job Director of the Facilities Management Department at City of Garland
Industry Government Administration
Experience
City of Garland March 2012 - Present
City of Garland October 2010 - March 2012
City of Garland, Texas February 2010 - October 2010
Raymond James Financial Services November 2007 - November 2009
Banc of America Investment Services 2005 - August 2007
RBC Dain Rauscher 2002 - February 2005
Morgan Stanley 1981 - April 2002
Skills
Risk Management, Strategic Planning, Leadership Development, Change Management, Recruiting, Policy, Insurance, Asset Management, Contract Negotiation, Leadership, Portfolio Management, Microsoft Excel, Program Management, Training, Team Building, Management, Analysis, Strategy, Team Leadership, Business Analysis, Project Management, Employee Benefits, Organizational..., Budgets, Process Improvement, Management Consulting, Coaching, Facilities Operations, Government, Banking, Strategic Financial..., Financial Analysis
Education
University of Denver 1976 — 1980
BS, Public Affairs and Mass Communications
City of Garland March 2012 - Present
City of Garland October 2010 - March 2012
City of Garland, Texas February 2010 - October 2010
Raymond James Financial Services November 2007 - November 2009
Banc of America Investment Services 2005 - August 2007
RBC Dain Rauscher 2002 - February 2005
Morgan Stanley 1981 - April 2002
Skills
Risk Management, Strategic Planning, Leadership Development, Change Management, Recruiting, Policy, Insurance, Asset Management, Contract Negotiation, Leadership, Portfolio Management, Microsoft Excel, Program Management, Training, Team Building, Management, Analysis, Strategy, Team Leadership, Business Analysis, Project Management, Employee Benefits, Organizational..., Budgets, Process Improvement, Management Consulting, Coaching, Facilities Operations, Government, Banking, Strategic Financial..., Financial Analysis
Education
University of Denver 1976 — 1980
BS, Public Affairs and Mass Communications
Sara Sermprungsuk's Banc of America Investment Services Experience April 2002 - November 2003
Job Registered SA
Industry Financial Services
Experience
Financial Service Firm 2010 - Present
RBC Wealth Management May 2005 - June 2008
Wachovia Securities November 2003 - May 2005
Banc of America Investment Services April 2002 - November 2003
Skills
Mutual Funds, Trading, Microsoft Excel, Bonds, Equities, Securities, Microsoft Word, Time Management, Series 63, Series 7, Options, Customer Service, Training, Equity Trading
Education
The University of Georgia 1996 — 1999
Bachelors of Arts and Science, Economics
Financial Service Firm 2010 - Present
RBC Wealth Management May 2005 - June 2008
Wachovia Securities November 2003 - May 2005
Banc of America Investment Services April 2002 - November 2003
Skills
Mutual Funds, Trading, Microsoft Excel, Bonds, Equities, Securities, Microsoft Word, Time Management, Series 63, Series 7, Options, Customer Service, Training, Equity Trading
Education
The University of Georgia 1996 — 1999
Bachelors of Arts and Science, Economics
Daniel Ernst's Banc of America Investment Services Experience June 2008 - June 2009
Job Data Analyst at GM Financial
Industry Financial Services
Experience
GM Financial September 2014 - Present
Nationstar Mortgage November 2012 - June 2013
Nationstar Mortgage November 2010 - November 2012
US Census Bureau April 2010 - August 2010
Rachal & Associates March 2010 - May 2010
Banc of America Investment Services June 2008 - June 2009
Hawkes Learning Systems May 2007 - August 2007
Skills
Microsoft Office, Technical Writing, Banking, Analysis, Finance, Management, Data Analysis, Risk Management, Microsoft Excel, Forecasting, Process Improvement, Stata, Analytics, Financial Analysis, Leadership, Economics
Education
The University of Texas at Austin 2013 — 2014
Master of Arts (M.A.), Economics, Current GPA: 3.85
College of Charleston 2004 — 2008
Bachelor of Science (B.S.), Economics, Spanish, Cum Laude
GM Financial September 2014 - Present
Nationstar Mortgage November 2012 - June 2013
Nationstar Mortgage November 2010 - November 2012
US Census Bureau April 2010 - August 2010
Rachal & Associates March 2010 - May 2010
Banc of America Investment Services June 2008 - June 2009
Hawkes Learning Systems May 2007 - August 2007
Skills
Microsoft Office, Technical Writing, Banking, Analysis, Finance, Management, Data Analysis, Risk Management, Microsoft Excel, Forecasting, Process Improvement, Stata, Analytics, Financial Analysis, Leadership, Economics
Education
The University of Texas at Austin 2013 — 2014
Master of Arts (M.A.), Economics, Current GPA: 3.85
College of Charleston 2004 — 2008
Bachelor of Science (B.S.), Economics, Spanish, Cum Laude
Hsuan Wang, CISP's Banc of America Investment Services Experience July 2006 - August 2007
Job VP, Senior Trust Officer at Chevy Chase Trust
Industry Financial Services
Experience
Chevy Chase Trust June 2012 - Present
Merrill Lynch July 2011 - June 2012
Citi Private Bank August 2007 - July 2011
Banc of America Investment Services July 2006 - August 2007
Bank of America August 2003 - July 2006
Bank of America January 2001 - August 2003
Skills
Training, Banking, Management, Customer Service, Sales, Sales Management, Wealth Management, Risk Management, Coaching, Credit, Microsoft Excel, Cross Selling, Financial Services, Microsoft Word, Finance, Series 63, Asset Allocation, Portfolio Management, Accounting, Asset Management, Equities, Investments, Wealth Management..., Strategic Financial...
Education
Georgetown University 2013 — 2014
Certificate, Financial Planning
University of California, San Diego 1998 — 2003
Bachelor of Science (BS), Chemistry
Chevy Chase Trust June 2012 - Present
Merrill Lynch July 2011 - June 2012
Citi Private Bank August 2007 - July 2011
Banc of America Investment Services July 2006 - August 2007
Bank of America August 2003 - July 2006
Bank of America January 2001 - August 2003
Skills
Training, Banking, Management, Customer Service, Sales, Sales Management, Wealth Management, Risk Management, Coaching, Credit, Microsoft Excel, Cross Selling, Financial Services, Microsoft Word, Finance, Series 63, Asset Allocation, Portfolio Management, Accounting, Asset Management, Equities, Investments, Wealth Management..., Strategic Financial...
Education
Georgetown University 2013 — 2014
Certificate, Financial Planning
University of California, San Diego 1998 — 2003
Bachelor of Science (BS), Chemistry
Dennis Hudachek's Banc of America Investment Services Experience September 2003 - September 2007
Job Senior Manager Product Development and Strategy, ETFs & Index Funds at Charles Schwab
Industry Financial Services
Experience
Charles Schwab March 2015 - Present
ETF.com September 2010 - March 2015
Merrill Lynch September 2007 - November 2009
Banc of America Investment Services September 2003 - September 2007
Education
University of California, Davis
Bachelor of Arts (B.A.), Economics
The American School in Japan (ASIJ)
Charles Schwab March 2015 - Present
ETF.com September 2010 - March 2015
Merrill Lynch September 2007 - November 2009
Banc of America Investment Services September 2003 - September 2007
Education
University of California, Davis
Bachelor of Arts (B.A.), Economics
The American School in Japan (ASIJ)
Katy Roche's Banc of America Investment Services Experience February 2000 - February 2005
Job Broker Associate at Conlon: A Real Estate Company
Industry Real Estate
Experience
Conlon Real Estate August 2012 - Present
PRS & Associates June 2006 - August 2012
Banc of America Investment Services February 2000 - February 2005
Dreyfus March 1998 - February 2000
Skills
Relocation, Referrals, Selling, Buyers, FHA, Home Staging, Brokerage, Real Estate Development, Property, Apartments, Negotiation, SFR, Investments
Education
Eastern Illinois University 1990 — 1994
Bachelor of Science, Botany
Mother McAuley Liberal Arts High School 1986 — 1990
High School Diploma, Liberal Arts
Conlon Real Estate August 2012 - Present
PRS & Associates June 2006 - August 2012
Banc of America Investment Services February 2000 - February 2005
Dreyfus March 1998 - February 2000
Skills
Relocation, Referrals, Selling, Buyers, FHA, Home Staging, Brokerage, Real Estate Development, Property, Apartments, Negotiation, SFR, Investments
Education
Eastern Illinois University 1990 — 1994
Bachelor of Science, Botany
Mother McAuley Liberal Arts High School 1986 — 1990
High School Diploma, Liberal Arts
Allen Bailey's Banc of America Investment Services Experience January 2005 - January 2009
Job Retired
Industry Financial Services
Experience
TIAA-CREF March 2014 - March 2015
BB&T October 2009 - April 2013
Banc of America Investment Services January 2005 - January 2009
Morgan Stanley December 1983 - December 2004
Skills
Banking, Sales, Sales Management, Relationship Management, Account Management, Retail Banking, Portfolio Management, New Business Development, Wealth Management, Business Development, Insurance, Direct Sales, Recruiting
Education
University of Alabama
Bachelor of Science (BS), Accounting
TIAA-CREF March 2014 - March 2015
BB&T October 2009 - April 2013
Banc of America Investment Services January 2005 - January 2009
Morgan Stanley December 1983 - December 2004
Skills
Banking, Sales, Sales Management, Relationship Management, Account Management, Retail Banking, Portfolio Management, New Business Development, Wealth Management, Business Development, Insurance, Direct Sales, Recruiting
Education
University of Alabama
Bachelor of Science (BS), Accounting
Jennifer Coats's Banc of America Investment Services Experience March 2004 - March 2007
Job Financial Services Professional
Industry Financial Services
Experience
U.S. Bank March 2013 - Present
Accountemps/Robert Half International February 2012 - June 2012
The Mergis Group January 2011 - June 2011
Bank of America - Merrill Lynch April 2010 - October 2010
Banc of America Investment Services – Merrill Lynch Wealth Mgmt March 2007 - April 2010
Banc of America Investment Services March 2004 - March 2007
Banc of America Investment Services April 2000 - March 2004
NationsBank - Bank of America September 1996 - April 2000
NationsBank - Bank of America December 1993 - September 1996
Skills
Trading, Credit, Brokerage, Fixed Income, Insurance, Investments, Bloomberg
Education
International School of Brussels 1973 — 1977
General High School, General High School
AIB – American Institute of Banking – Dunn & Bradstreet
Bethel University
U.S. Bank March 2013 - Present
Accountemps/Robert Half International February 2012 - June 2012
The Mergis Group January 2011 - June 2011
Bank of America - Merrill Lynch April 2010 - October 2010
Banc of America Investment Services – Merrill Lynch Wealth Mgmt March 2007 - April 2010
Banc of America Investment Services March 2004 - March 2007
Banc of America Investment Services April 2000 - March 2004
NationsBank - Bank of America September 1996 - April 2000
NationsBank - Bank of America December 1993 - September 1996
Skills
Trading, Credit, Brokerage, Fixed Income, Insurance, Investments, Bloomberg
Education
International School of Brussels 1973 — 1977
General High School, General High School
AIB – American Institute of Banking – Dunn & Bradstreet
Bethel University
Joseph Scarpinato, CFP®'s Banc of America Investment Services Experience September 2002 - September 2005
Job SVP Portfolio Manager at US Trust
Industry Financial Services
Experience
US Trust February 2009 - Present
Bank of America Private Wealth Management September 2005 - February 2009
Banc of America Investment Services September 2002 - September 2005
Bank of America January 2001 - September 2002
Bank of America 1997 - 2001
Skills
Certified Financial..., Wealth Management, Asset Allocation, Portfolio Management, Investments, Wealth Management..., Mutual Funds, Asset Managment, Alternative Investments, Private Banking, Retirement Planning, Equities, Strategic Financial..., Banking, Investment Advisory, Asset Management, Finance, Financial Planning, Investment Management
Education
Palm Beach Atlantic University 1998 — 2000
Master of Business Administration (M.B.A.)
Stetson University 1993 — 1995
Bachelor of Business Administration (B.B.A.), Marketing
Siena College 1990 — 1993
N/A, Marketing
US Trust February 2009 - Present
Bank of America Private Wealth Management September 2005 - February 2009
Banc of America Investment Services September 2002 - September 2005
Bank of America January 2001 - September 2002
Bank of America 1997 - 2001
Skills
Certified Financial..., Wealth Management, Asset Allocation, Portfolio Management, Investments, Wealth Management..., Mutual Funds, Asset Managment, Alternative Investments, Private Banking, Retirement Planning, Equities, Strategic Financial..., Banking, Investment Advisory, Asset Management, Finance, Financial Planning, Investment Management
Education
Palm Beach Atlantic University 1998 — 2000
Master of Business Administration (M.B.A.)
Stetson University 1993 — 1995
Bachelor of Business Administration (B.B.A.), Marketing
Siena College 1990 — 1993
N/A, Marketing
Alexandra Boyle's Banc of America Investment Services Experience August 2001 - July 2003
Job Corporate Governance, Regulatory Compliance and Operations
Industry Banking
Experience
Bank of America July 2003 - March 2007
Banc of America Investment Services August 2001 - July 2003
Shin Nippon Biomedical Laboratories, Ltd. May 1994 - May 1999
Shin Nippon Biomedical Laboratories, Ltd. August 1991 - May 1994
Education
The Johns Hopkins University 2000 — 2002
Master of Business Administration (MBA)
L'Institut d'Etudes Francaises de Touraine
Certificat d'Etudes Francaises, French Language and Literature
Trinity College, Washington DC
Bachelor of Arts (B.A.), French Literature and International Studies
Bank of America July 2003 - March 2007
Banc of America Investment Services August 2001 - July 2003
Shin Nippon Biomedical Laboratories, Ltd. May 1994 - May 1999
Shin Nippon Biomedical Laboratories, Ltd. August 1991 - May 1994
Education
The Johns Hopkins University 2000 — 2002
Master of Business Administration (MBA)
L'Institut d'Etudes Francaises de Touraine
Certificat d'Etudes Francaises, French Language and Literature
Trinity College, Washington DC
Bachelor of Arts (B.A.), French Literature and International Studies
Warren Streater's Banc of America Investment Services Experience September 2000 - June 2009
Job Documents Analyst Derivatives at Bank of America
Industry Banking
Experience
Bank of America June 2013 - Present
Convergys May 2013 - June 2013
Target October 2012 - June 2013
Merrill Lynch June 2009 - September 2010
Banc of America Investment Services September 2000 - June 2009
Skills
Banking, Credit, Customer Service, Merchandising, Process Improvement, Retail Banking, Risk Management, Sales
Education
King's College
Bank of America June 2013 - Present
Convergys May 2013 - June 2013
Target October 2012 - June 2013
Merrill Lynch June 2009 - September 2010
Banc of America Investment Services September 2000 - June 2009
Skills
Banking, Credit, Customer Service, Merchandising, Process Improvement, Retail Banking, Risk Management, Sales
Education
King's College
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY