Banc of America Securities, LLC
Industry: Investment banking company
DescriptionBanc of America Securities LLC, was the investment banking subsidiary of Bank of America until it was merged with Merrill Lynch after that firm's acquisition in 2008 to become Bank of America Merrill Lynch. Headquarters: New York City, NY Founded: 1998 Successor: Bank of America Merrill Lynch Ceased operations: 2008 Parent organization: Bank of America
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Banc of America Securities, LLC Employees
GBS-CIDP Foundation International October 2011 - Present
Asian Art Museum September 2010 - Present
Robert Half Finance & Accounting May 2015 - July 2015
Vacation Rental Property Manager 2003 - 2014
Charles Schwab & Co., Inc. November 2011 - June 2013
Russell M. Walter dba Russell M. Walter Independent Compliance Consultant May 2009 - November 2011
Banc of America Securities LLC January 2001 - May 2009
Banc of America Securities LLC January 2000 - January 2001
Bank of America January 1996 - January 2000
BANK OF AMERICA June 1992 - September 1996
Skills
Capital Markets, Financial Risk, Strategy, Fixed Income, Banking, Risk Management, Investments, AML, Financial Services, Compliance, Change Management, Securities, Series 7, Mutual Funds, CRM, Management, Due Diligence, Internal Controls, Access, Policy, Venture Capital, Governance, Equities
Education
Thunderbird School of Global Management 1980 — 1981
M.B.A
GBS/CIDP Foundation training
The Ohio State University
M.A
University of Missouri-Columbia
B.A
United Northern Mortgage Bankers, Ltd. October 2011 - Present
BNP Paribas Prime Brokerage Inc. October 2006 - May 2011
BNP Paribas 2006 - May 2011
Banc of America Securities LLC October 2006 - January 2010
Paloma Securities LLC November 2004 - October 2006
Skills
Prime Brokerage, Corporate Actions, Loans, Settlement, Securities Lending, Loan Origination, Bloomberg, Mortgage Banking, Mortgage Lending, VA loans, FHA financing, Credit, Reverse Mortgages, Residential Mortgages, International..., Dividends, Securities, Refinance, Real Estate Financing, FHA, Credit Analysis, Government Loans, Construction Loans, Commercial Lending, 203K, Real Estate, First Time Home Buyers, Real Estate Economics, Certified Mortgage..., USDA, Commercial Mortgages, Financial Structuring, Mortgage Underwriting, Consumer Lending, Banking, Loss Mitigation
Education
Iona College 2000 — 2004
BBA, Business Adm
Wells Fargo Securities LLC December 2006 - Present
Banc of America Securities LLC 1994 - 2000
Bankers Trust 1992 - 1994
Chase Manhattan Bank 1991 - 1992
Skills
Capital Markets, Investment Banking, Fixed Income, Equities, Valuation, Hedge Funds, Derivatives, Series 7, Financial Modeling, Investments, Private Equity, Bloomberg, Financial Services, Asset Management, Bonds, Finance, Commodity, Financial Advisory, Alternative Investments, Investment Management, Asset Allocation, Mutual Funds, Wealth Management, Structured Products, Emerging Markets, Equity Derivatives, Equity Research
Education
Georgetown University 1987 — 1991
Bachelor of Science in Business Administration, Finance and International Management; French Minor
Oxford University 1990 — 1990
Summer Program, Comparative Business Policy
University Liggett School 1974 — 1987
Banc of America Securities, LLC June 2005 - February 2008
Bank of America January 1996 - December 2004
Bank South June 1975 - December 1995
Skills
Loans, Credit, Portfolio Management, Treasury Management, Private Banking, Middle Market, Corporate Finance, Credit Analysis, Commercial Banking, Banking, Underwriting, Financial Analysis, Financial Risk, Financial Services, Finance, Risk Management, Capital Markets, Cash Management, Commercial Lending, Management, Credit Risk
Education
Georgia State University - J. Mack Robinson College of Business 1971 — 1973
MBA, Finance
Georgia Institute of Technology 1967 — 1971
BS, Industrial Management
Architect Partners LLC 2010 - Present
Rutberg & Company LLC 2006 - 2009
GKM / Osprey Ventures 2006 - 2006
Banc of America Securities LLC 2000 - 2005
CIBC World Markets 1998 - 2000
Oppenheimer & Co., Inc. 1987 - 1998
Skills
Mergers, Business Strategy, Digital Media, Finance, Negotiation, Mobile Devices, Positioning, Capital Structure, Software, Venture Capital, Corporate Development, Private Equity, Start-ups, Mergers & Acquisitions, Investment Banking, Entrepreneurship
Education
San Diego State University-California State University
Bachelor of Science (B.S.), Business Administration, Finance
Ontario Graphite Limited November 2012 - Present
Ontario Graphite Limited February 2012 - November 2013
SphereInvest Group January 2010 - January 2012
Panterra Partners, LLC January 2005 - December 2009
Banc of America Securities, LLC January 2000 - November 2004
CIBC World Markets June 1995 - December 1999
Morgan Stanley & Company August 1993 - April 1995
Bank of Boston June 1989 - July 1991
Shawmut Bank November 1986 - June 1989
Skills
Mergers, Corporate Finance, Restructuring, Private Equity, Financial Analysis, Loans, Strategy, Investments, Real Estate, Investment Banking, Due Diligence, Entrepreneurship, Corporate Law, Financial Structuring, Real Estate Economics, Business Strategy, Mergers & Acquisitions, Capital, Management, Start-ups, Management Consulting, Risk Management, Mutual Funds, Latin America, Financial Modeling, Commercial Lending, Portfolio Management
Education
Harvard Business School 1991 — 1993
MBA
Franklin Pierce University 1982 — 1986
AB
Pacific College of Oriental Medicine April 2014 - Present
Lorena Lee Acupuncture January 2013 - Present
Old Town Acupuncture and Wellness October 2012 - Present
University of California, San Diego January 2013 - December 2013
Pacific College of Oriental Medicine September 2009 - December 2013
Acusport Health Center April 2012 - December 2012
Lazard Capital Markets LLC December 2007 - September 2009
Banc of America Securities LLC November 2005 - December 2007
American International Group June 1998 - November 2005
American International Group June 1998 - November 2005
Skills
Acupuncture, Sports Medicine, Pain Management, Chinese Herbal Medicine, Chinese Medicine, Healthcare, Research, Therapeutic Massage, Massage Cupping, Nutrition, Microsoft Office, Treatment, Public Speaking, Microsoft Word, Wellness, Microsoft Excel, PowerPoint
Education
Pacific College of Oriental Medicine 2009 — 2013
Masters of Science in East Asian Medicine
City University of New York
Bachelor’s Degree, Economics/Finance
BRACKETT & CO. 2013 - Present
Small Business Administration June 2011 - Present
Stag Enterprise, Inc December 2007 - June 2011
Banc of America Securities LLC July 2001 - November 2005
Skills
Government, Sales, Policy, Microsoft Office, Government Contracting, Outlook, Public Speaking, Community Outreach, Customer Service, Data Entry, Microsoft Excel, Program Management, Access, Microsoft Word, Administrative...
Education
American Military University
Mulholland Vista Capital Advisors, LLC June 2013 - Present
Vanadium Capital Management, LLC June 2008 - May 2013
Banc of America Securities LLC June 2006 - June 2008
Skills
Valuation, Hedge Funds, Financial Analysis, Financial Modeling, Equities, Debt, Value Investing, Special Situations..., Portfolio Management, Investment Management, Equity Research, Investment Banking, Economics, Alternative Investments, Capital Markets, Due Diligence
Education
Indiana University Bloomington 2002 — 2006
B.S. in Business
BNP Paribas October 2008 - Present
Banc of America Securities, LLC August 2005 - December 2008
Banc of America Securities 2005 - October 2008
VP June 2003 - August 2005
Neuberger Berman (a Lehman Brothers Company) March 2000 - August 2005
Lehman-Neuberger Berman 1997 - 2005
Neuberger Berman 1997 - 2005
Prime Brokerage & Correspondent Clearing Group March 2000 - June 2003
Oppenheimer Capital March 1997 - March 2000
Cantor Fitzgerald June 1996 - March 1997
Skills
Prime Brokerage, Series 7, Collateral Management, Series 63, Series 24, Corporate Actions, Settlement, Equity Trading, Capital Markets, Swaps, Electronic Trading, Fixed Income, Equities, Hedge Funds, Options, Trading, Investments, Derivatives, Equity Derivatives, Bloomberg, Financial Markets, Currency, Bonds, Operational Risk, Portfolio Management, FINRA, Fund Administration, Relationship Management, Securities, Investment Advisory, Back Office, Trading Systems, Securities Lending, Client Services, Operational Risk..., Alternative Investments, Finance, CDS, FX Options, Middle Office, Structured Products, Mutual Funds, Financial Services
Education
Hofstra University 1986 — 1989
BBS, Marketing
Hofstra University
Bachelors of Business Administration, Marketing
Finra exams
BNP Paribas Prime Brokerage Inc. October 2008 - Present
Banc of America Securities, LLC August 2005 - October 2008
RBC Capital Markets January 2003 - August 2005
Morgan Stanley Private Wealth Management 1999 - 2002
Morgan Stanley 1983 - 1999
Skills
Prime Brokerage, Equities, Hedge Funds, Capital Markets, Derivatives, Securities, Series 7, Options, Series 63, FX Options, Alternative Investments, Equity Derivatives, Collateral Management, Financial Services, Mutual Funds
Education
Fordham University - Graduate School of Business Administration 1984 — 1987
Master of Business Administration (MBA), Finance, General
Fordham University 1979 — 1983
BS, Business
Grandbridge Real Estate Capital, LLC April 2005 - Present
Banc of America Securities, LLC July 1998 - March 2004
State Savings Bank March 1995 - June 1998
Reebok February 1994 - March 1995
Skills
Valuation, Finance, Due Diligence, Equities, Asset Management, Real Estate, Commercial Real Estate, Investments, Real Estate Economics, Real Estate Financing, Brokerage, CMBS, Real Estate Development, Location Intelligence, Real Estate Transactions, Financial Analysis
Education
Miami University 1989 — 1993
Bachelor's Degree, Public Administration
Training The Street May 2013 - October 2013
JPMorgan Chase & Co. September 2006 - May 2008
Banc of America Securities LLC June 2005 - July 2006
Banc of America Securities LLC 2004 - 2004
Deloitte & Touche LLP 2003 - 2003
Education
City University of New York-Baruch College - Zicklin School of Business
Honors MBA, Finance, Corporate Strategy
University of Michigan - Stephen M. Ross School of Business 2003 — 2005
BBA, Finance, Accounting
University of Michigan 2001 — 2003
Pre-Business
Aetna June 2013 - October 2014
CVS Caremark Corporation June 2012 - August 2012
Partners Healthcare / Newton-Wellesley Hospital (NWH) April 2008 - June 2011
Silicon Valley Bank January 2007 - April 2008
Banc of America Securities LLC June 2005 - June 2006
Skills
Financial Modeling, Financial Analysis, Healthcare, Operations Improvement, Project Management, Strategic Planning, Market Research, Data Analysis
Education
Harvard Business School 2011 — 2013
Master of Business Administration (MBA)
University of Cincinnati College of Business 2000 — 2005
Bachelors of Business Administration, Finance, magna cum laude
Wells Fargo Bank, N.A. 2012 - Present
Wells Fargo Bank, N.A. 2003 - December 2011
Wells Fargo Bank 2001 - 2003
Bank of America 1995 - 2001
Banc of America Securities LLC 1994 - 1995
Skills
Credit, Portfolio Management, Credit Analysis, Finance, Commercial Banking, Loans, Financial Analysis, Financial Services, Mergers & Acquisitions, Due Diligence, Commercial Lending, Insurance Company..., Underwriting, Financial Structuring, Corporate Trust
Education
Loyola University of Chicago - Graduate School of Business 1990 — 1994
MBA, Finance
Illinois State University 1983 — 1987
BS, Finance, General
PEARL Financial Advisors LLC April 2013 - Present
HCMC Legal, Inc. November 2011 - Present
Medical Action Industries Inc. May 2013 - September 2014
White Oak Merchant Partners, LLC November 2010 - March 2013
PEARL Financial Advisors LLC February 2010 - November 2010
Bank of America Merrill Lynch February 1993 - February 2010
Banc of America Securities LLC 1993 - February 2010
Bank of America/NationsBank February 1993 - 2008
The Chase Manhattan Bank August 1984 - February 1993
Skills
Corporate Finance, Portfolio Management, Valuation, Financial Analysis, Asset Managment, Banking, Leveraged Finance, Credit Analysis, Capital Markets, Healthcare Industry, Sarbanes-Oxley, Accounting, Loans, Private Equity, Finance, Debt Restructuring, Syndications, Asset Based Lending, Private Placements, Asset Management, Restructuring, Structured Finance, Financial Structuring, Financial Modeling, Due Diligence, Venture Capital
Education
Columbia University - School of International and Public Affairs 1982 — 1984
Masters, International Finance
University of California, Berkeley 1978 — 1981
BA, Middle Eastern Studies
Colgate University 1976 — 1978
History/Political Science
Glen Cove High School
Glen Cove High School
Bank of America Merrill Lynch April 2011 - Present
PNC Bank January 2009 - March 2011
National City Bank July 2004 - December 2008
The Provident Bank December 2001 - April 2004
Bank of America (f/k/a NationsBank) March 1992 - October 2001
Banc of America Securities LLC 1997 - 2001
NationsBank 1992 - 2001
Bank of America 1992 - 2001
Fifth Third Bank February 1987 - December 1989
Skills
Commercial Banking, Loans, Capital Markets, Financial Analysis, Management, Banking, Credit, Portfolio Management, Commercial Lending, Credit Analysis, Syndications, Middle Market, Treasury, Finance, Risk Management
Education
Indiana University - Kelley School of Business 1990 — 1992
MBA, Finance
Northern Kentucky University 1982 — 1986
BA, Economics
JPMorgan Chase February 2013 - Present
JPMorgan Chase May 2010 - February 2013
"I Have A Dream" Foundation August 2007 - March 2010
The University of Virginia Darden School of Business August 2005 - May 2007
Education Pioneers June 2006 - August 2006
Banc of America Securities LLC 2004 - 2005
Banc of America Securities LLC 2002 - 2004
Banc of America Securities LLC 2001 - 2002
Banc of America Securities LLC 2000 - 2001
Banc of America Securities LLC 1998 - 2000
Skills
Nonprofits, Capital Markets, Philanthropy, Product Development, Strategic Planning, Program Management, Strategy, Corporate Social..., Business Strategy, Financial Modeling, Program Development, Grant Administration, Finance, Organization, Community Outreach, Leadership, Cross-functional Team..., Management Consulting, Mergers & Acquisitions, Fundraising, Entrepreneurship, Business Development
Education
University of Virginia - Darden Graduate School of Business Administration 2005 — 2007
MBA
Davidson College 1994 — 1998
BA
The Nightingale-Bamford School 1981 — 1994
High School Diploma
Global Capital Advisors, LLC November 2007 - Present
Board of Advisors, The Fletcher School of Law and Diplomacy 1993 - Present
Banc of America Securities LLC October 1994 - November 2007
Bank of America/BancAmerica Securities, Inc., New York October 1987 - September 1994
Bank of America October 1983 - September 1986
Bank of America October 1982 - September 1983
Bank of America October 1980 - September 1981
Bank of America January 1977 - September 1980
Bank of America September 1974 - December 1976
Skills
Structuring, Pricing, Corporate Finance, Structured Finance, Bonds, Debt, Ratings Advisory, Transfer Pricing..., Financial Structuring, Securitization, Project Finance, Capital Markets, Investment Banking, Securities, Due Diligence, Asset Management, Portfolio Management, Credit, Valuation, Restructuring, Investments, Private Placements, Financial Modeling, Debt Restructuring, Investor Relations, Leveraged Finance, Finance, Banking, Strategy, Financial Advisory, Loans, Syndications, Executive Management, Fixed Income, LBO
Education
Tufts University - The Fletcher School of Law and Diplomacy 1970 — 1973
MA, MALD, International Security Studies, International Law, International Finance
Dickinson College 1966 — 1970
BA, History
Professional Dive School of Florida 1990 — 1990
DiveMaster, Scuba Diving
Hurricane Island Outward Bound School 1972 — 1972
Certificate, Survival
North Haven High School 1962 — 1966
Medical University of South Carolina June 2015 - Present
Forager Securities LLC January 2014 - November 2014
Boyd Management October 2012 - July 2013
Custom Glass Products March 2009 - May 2012
Banc of America Securities LLC May 2007 - February 2009
Banc of America Securities LLC May 2006 - August 2006
Skills
Financial Modeling, Financial Structuring, Financial Accounting, Valuation Modeling, Leveraged Finance, Company Valuation, Investment Banking, Property Management, Leadership, Management, Financial Analysis, Real Estate Financing, R&D, Yardi Voyager, Corporate Finance, Microsoft Office, AutoCAD, Sales, DCF Valuation
Education
The Citadel 2004 — 2008
BASB, Business, 3.57
The Citadel 2004 — 2008
Bachelor of Science (B.S.), Accounting and Finance
New Valley Realty 2014 - Present
Zeckendorf Development 2013 - 2014
Street-Works 2011 - 2013
Street Works June 2009 - August 2009
Scott-Lawrence Realty and Development June 2005 - June 2008
NEW YORK STATE ASSEMBLY - ADAM BRADLEY January 2004 - June 2005
BANC OF AMERICA SECURITIES, LLC June 2001 - January 2004
Skills
Valuation, Due Diligence, Financial Analysis, Real Estate, Acquisitions, Credit, Financial Modeling, Corporate Development, Strategy, Venture Capital, Mergers & Acquisitions, Management, Real Estate Economics, Finance, Asset Management, Portfolio Management, Structured Finance, Equities, Competitive Analysis, Investment Properties, Private Equity, Real Estate Development, Market Analysis, Corporate Finance
Education
Columbia University - Columbia Business School 2008 — 2010
MBA, Real Estate
Union College 1997 — 2001
BA, Political Science
Scarsdale High School 1993 — 1997
High School Diploma
Strategy & Corporate Development Consulting 2008 - Present
Banc of America Securities LLC 2006 - 2008
Citigroup 1993 - 2005
Salomon Smith Barney 1998 - 2000
Smith Barney Inc. 1994 - 1997
Smith Barney, Harris, Upham & Co. 1993 - 1993
Midland Bank PLC 1991 - 1992
Bankers Trust Company 1989 - 1991
Skills
Mergers, Corporate Development, Financial Analysis, Divestitures, LBO, Business Strategy, Finance, Strategic Planning, Financial Structuring, Negotiation, Project Management, Capital Raising, Resource Management, Investment Banking, Corporate Finance, Valuation, Financial Modeling, Due Diligence, Venture Capital, Restructuring, M&A experience, Strategy, Business Planning, Strategic Partnerships, Acquisitions, Business Development, Strategic Financial..., Competitive Analysis, Business Valuation, Mergers & Acquisitions, Portfolio Management, Private Equity, Financial Services, Structured Finance, Leveraged Finance, Equities, Investments, Capital Markets, Banking, CRM, Emerging Markets, Leadership, Management, Executive Management, Joint Ventures, Analysis, Capital
Education
New York University - Leonard N. Stern School of Business 1992 — 1994
M.B.A., Double Major - Finance & Marketing, Concentration - International Business
Syracuse University 1985 — 1989
B.S., Double Major - Accounting & Finance
Weston High School 1981 — 1985
Phillips Exeter Academy 1984 — 1984
BNP Paribas October 2008 - December 2014
Banc of America Securities LLC August 2001 - September 2008
Skills
Investment Banking, Equities, Capital Markets, Securities, Hedge Funds, Financial Services, Credit, Portfolio Management, Middle Office, Banking, Change Management, Loans, Wealth Management, Derivatives, Back Office, Prime Brokerage, Fixed Income, Risk Management, Asset Managment, Private Equity, Asset Management
Education
Rutgers, The State University of New Jersey-New Brunswick 1980 — 1985
BA, Labor Studies
Mission Markets Inc. September 2012 - April 2015
Jackson Securities April 2010 - August 2012
Banc of America Securities LLC November 2001 - May 2009
Prudential Securities December 1998 - November 2000
KPMG Peat Marwick LLP April 1997 - December 1998
First Albany Corp. February 1996 - March 1997
Merrill Lynch August 1988 - January 1996
The Penn Central Corporation January 1980 - December 1986
Skills
Market Risk, Public Finance, Credit Risk, Municipal Bonds, Private Placements, Legal Compliance, Financial Risk, Risk Assessment, Standards Compliance, Credit Analysis, Securities Regulation, Enterprise Risk..., Interest Rate..., Contract Negotiation, Securities Offerings, Regulation D, Corporate Finance, Investment Banking, Investments, Securities, Capital Markets, Due Diligence, Finance, Equities, Asset Management, Structured Finance, Fixed Income, Strategy, Management, Financial Modeling
Education
Columbia University in the City of New York 1987 — 1988
Master of Business Administration (MBA), Accounting and Finance
Duke University 1975 — 1978
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law, 3.39
Union College 1971 — 1975
Bachelor of Arts (B.A.), Political Science and Government, 3.54
Pacific Coast Bankers' Bank April 2014 - Present
Resources for Community Development August 2002 - March 2014
Bank of America Leasing & Capital Group 2000 - 2001
Banc of America Securities, LLC 1993 - 2000
Bank of America Community Development Bank 1992 - 1993
Bank of America NT&SA, US Division 1991 - 1992
Bank of America NT&SA, World Banking Group 1989 - 1991
Skills
Community Banks, Shared National Credits, Syndicated Loans, Financial Services, Banking, Management, Public Speaking, Leadership, Program Management, Strategic Planning, Landscape Design, Landscape Architecture, Sustainability, Nonprofits, Program Development, Fundraising, Budgets, Affordable Housing, Grant Writing, Portfolio Management, Public Policy, Community Development, Community Outreach, Organizational...
Education
Occidental College
Bachelor of Arts (BA), German
Cowen and Company April 2013 - Present
BNP Paribas October 2008 - April 2013
Banc of America Securities LLC June 2005 - October 2008
Skills
Securities Lending, Prime Brokerage, Finance, DTC, Dividends, Equities, Middle Office, Securities, Corporate Actions, Investment Banking, Loanet, Trading, Bloomberg, Bonds, CDS, Collateral Management, Credit Derivatives, ETFs, Settlement, Swaps, Derivatives, Equity Derivatives, FX Options, Options, Money Market, Fixed Income
Education
Johnson & Wales University
Bachelor's degree
GRDLOC Partners LLC April 2015 - Present
GRDLOC Partners LLC 2014 - 2015
Watermark Companies LLC 2008 - 2013
Banc of America Securities LLC 1998 - 2007
Skills
LBO, Fixed Income, Equities, Strategy, Hedge Funds, Alternative Investments, Competitive Analysis, Bloomberg, Financial Services, Commercial Lending, Emerging Markets, Real Estate, Underwriting, Bonds, Real Estate Economics, Series 7, Business Analysis, Customer Service, Derivatives, Market Research
Education
Oklahoma State University 1993 — 1997
Economics
Fundación Universidad de las Américas, Puebla, A.C.
Jefferies December 2006 - Present
Jefferies & Company December 2006 - May 2012
BANC OF AMERICA SECURITIES LLC June 1998 - December 2006
V-BAND October 1997 - June 1998
Curtis Instruments October 1996 - October 1997
Skills
Realtick, Prime Brokerage, Electronic Trading, Hedge Funds, Equities, Trading, Options, Back Office, Order Management, Trading Systems, Equity Trading, Market Data, Series 7, Securities, Investment Banking, Series 63, ETFs, Technical Analysis, Relationship Management, Equity Derivatives, Fixed Income, Derivatives
Education
Manhattan College 1992 — 1996
BS, Electrical Engineering; Electrical Engineering
The Human Impacts Institute September 2012 - December 2012
Urban Garden, Green Industries, Cass Community Social Services September 2011 - May 2012
Waste Ventures June 2011 - August 2011
Ross Net Impact March 2010 - February 2011
Graham Environmental Sustainability Institute September 2010 - January 2011
TerraCycle May 2010 - August 2010
Citi April 2007 - July 2009
Bank of America September 2005 - April 2007
Banc of America Securities LLC 2005 - 2007
Deloitte July 2002 - September 2005
Skills
Business Analysis, Systems Thinking, Systems Analysis, Sustainability, Design Thinking, Complex Systems, New Venture Creation, New Business Development, Relationship Development, Foreign Languages, Waste Management, Waste Reduction, Behavior Change, Project Management, Inter-personal, Financial Modeling, Renewable Energy, Venture Capital, Due Diligence, Strategy, Management, Corporate Social..., Strategic Partnerships
Education
University of Michigan - Stephen M. Ross School of Business 2010 — 2012
MBA
University of Michigan 2009 — 2011
MS
New York University 1997 — 2001
B.S.
New York University - Leonard N. Stern School of Business 1997 — 2001
B.S.
Morgan Stanley Smith Barney February 2010 - Present
Banc of America Securities LLC 1999 - 2009
Donaldson, Lufkin & Jenrette January 1988 - February 1999
Skills
Capital Markets, Accounting, Portfolio Management, Series 7, Human Resources, Financial Risk, Banking, Sales, Trading, Investments, Financial Analysis, Securities, CRM, Teamwork, Fixed Income, Equities, Finance
Education
Pasadena City College
Not yet, General Courses
Pine Street Software March 2014 - Present
Intuit August 2014 - Present
Intuit March 2010 - July 2014
Yahoo! March 2006 - April 2010
Banc of America Securities LLC October 2004 - March 2006
Banc of America Securities April 1999 - October 2004
Anheuser-Busch October 1996 - July 1998
Skills
Series 7, Chartered Financial..., Investor Relations, Equity Research, Investments, Economics, Securities, Entrepreneurship, Corporate Development, Financial Modeling, Valuation, Corporate Finance, Equities, Curling, Business Strategy, Finance, Financial Analysis, Leadership, Mergers, Portfolio Management, Strategic Planning
Education
University of California, Berkeley, Haas School of Business 2005 — 2008
MBA
Northwestern University 1992 — 1996
B.S.
AH AG May 2012 - Present
Gild International May 2012 - July 2013
The XV Group October 2008 - June 2012
Banc of America Securities LLC April 2007 - June 2008
Deutsche Bank May 2005 - April 2007
JPMorgan August 2001 - March 2005
Skills
Derivatives, Equities, Investment Banking, Start-ups, Bloomberg, Trading, Hedge Funds, Fixed Income, Investments, Management Consulting, Strategy, Private Equity, Executive Management, Financial Modeling, Capital Markets, Valuation, Mergers & Acquisitions, Finance, Portfolio Management, Due Diligence, Asset Management, Financial Analysis, Alternative Investments, Emerging Markets, Corporate Finance, International Business, Structured Finance, Commodity, Project Finance, Financial Markets, Equity Research, Venture Capital, Business Strategy
Education
ESADE Business School 2008 — 2010
MBA
Baruch College, City University of New York (CUNY) 2005 — 2006
Masters
University of Maryland College Park 1996 — 2001
Dual Bachelors
Stuyvesant High School 1993 — 1996
Marsh July 2015 - Present
MicroStrategy January 2014 - June 2015
MicroStrategy April 2013 - December 2013
BNY Mellon February 2011 - August 2012
Scholastic January 2010 - February 2011
Hess Corporation October 2008 - December 2009
Avanade December 2007 - August 2008
BNY Mellon December 2004 - December 2007
Banc of America Securities, LLC September 2003 - December 2004
Citi July 2002 - September 2003
Skills
PeopleSoft HR, PeopleSoft Financial, PeopleSoft EPM, Business Intelligence, Microsoft SQL Server, SSAS, SSRS, SSIS, OBIEE, Oracle SQL, Cognos, Financial Reporting, Datastage, Informatica, T-SQL Stored Procedures, PL/SQL, Microstrategy, Analysis Services, Business Objects, Data Modeling, Data Warehouse..., ETL, Oracle, PeopleSoft, SDLC, Data Warehousing, Databases, Business Analysis, SQL, Business Process, Integration, Requirements Gathering, MicroStrategy
Education
Rutgers University - New Brunswick 1992 — 1995
Bachelor of Applied Science (B.A.Sc.), Finance
Middlesex County College 1990 — 1992
Associate of Arts and Sciences (A.A.S.), Accounting
Presence Health May 2014 - Present
Columbia Wanger Asset Management October 2008 - April 2014
Banc of America Securities LLC November 2006 - October 2008
Skills
Equities, Marketing, Investments, Financial Analysis, Customer Service, Asset Management, Leadership, Portfolio Management, Bloomberg, Nonprofits
Education
Illinois State University 1997 — 2000
Bachelor's Degree, English
Prelude Capital 2010 - Present
Springbok Capital Management, LLC 2004 - 2009
Banc of America Securities LLC 1999 - 2004
SG Cowen 1998 - 1999
Education
Harvard Business School 2000 — 2002
MBA
Yale University 1993 — 1997
BA, Economics, International Studies
LinkedIn July 2010 - Present
Yahoo! Inc. August 2006 - July 2010
Banc of America Securities LLC July 2002 - August 2006
Lucent Technologies (now Alcatel) July 1999 - April 2001
JPMorgan July 1997 - July 1999
Arthur Andersen, LLP (San Francisco, CA) June 1996 - August 1996
Skills
Financial Planning, Strategic Financial..., Mergers, Company Acquisitions, Capital Raises, IPO, Capital Structure, Investor Relations, Business Planning, Business Operations..., Financial Modeling, Business Analysis, Business Strategy, Strategic Planning, Procurement, Vendor Management, Financial Reporting, Forecasting, Valuation, Corporate Development, Financial Analysis, Budgeting, Corporate Finance, Budgets, Mergers & Acquisitions, Finance, Due Diligence, Strategy, Investment Banking, Private Equity, Executive Management, Operations Management, Capital
Education
Northwestern University - Kellogg School of Management 2001 — 2002
MBA, Business Administration
University of California, Berkeley - Walter A. Haas School of Business 1993 — 1997
BS, Business Administration
U.S. Bancorp July 2009 - Present
Banc of America Securities LLC March 2004 - February 2009
FleetBoston Financial January 1991 - February 2004
Skills
Financial Risk, Portfolio Management, Loans, Banking, Risk Management, Credit, Capital Markets, Treasury Management, Investment Banking, Underwriting, Financial Services, Series 7, Insurance, Commercial Lending, Structured Finance
Education
University of Hartford 1989 — 1991
MBA, Marketing
Babson College 1981 — 1985
BS, Finance and Investments
William Blair & Company November 2013 - Present
Keefe, Bruyette & Woods, Inc. February 2010 - June 2013
Veolia Environnement September 2009 - January 2010
Banc of America Securities LLC June 2008 - August 2008
Skills
Financial Statement..., Financial Modeling, Investment Banking, Financial Institutions, FIG, Debt & Equity Capital..., M&A analysis, Capital Structure, Pitch Books, Valuation, Comps, DCF Valuation, Bloomberg, Capital IQ, Mergers & Acquisitions, Investments, Equities, Asset Management
Education
Indiana University - Kelley School of Business 2005 — 2009
Bachelor of Science in Business, Major in Finance; Minors in History and Economics
Benet Academy
Pathlight Capital December 2012 - December 2014
Pathlight Capital June 2012 - December 2012
GA Capital June 2010 - June 2012
Banc of America Securities LLC June 2008 - June 2010
Education
Hobart and William Smith Colleges 2003 — 2007
Economics
Complete Building Services May 2007 - Present
Green Room Training January 2011 - Present
1 Percent Club January 2006 - Present
Bay Area Hoosiers AAU May 2006 - July 2012
University of San Francisco April 2002 - May 2007
Banc of America Securities LLC August 1999 - April 2002
Skills
Treasury, Facilities Management, Budgets, Construction Management, Property Management, Contract Management, Construction, Customer Service, Real Estate, Contract Negotiation, Energy Management, LEED
Education
University of California, Davis 1997 — 1999
BA, Economics and French
Santa Clara University 1995 — 1997
Economics and French
Sacred Heart Cathedral High School 1991 — 1995
High School Diploma
NextGen Capital June 2014 - Present
D.A. Davidson & Co. February 2012 - November 2013
McGladrey Capital Markets LLC July 2005 - January 2012
GFP Advisors LLC May 2002 - June 2005
Banc of America Securities LLC 1993 - 2001
Bank of America January 1982 - August 1993
Bank of Montreal September 1969 - January 1982
Skills
Investment Banking, Private Equity, Project Finance, Corporate Finance, Mergers & Acquisitions, Mergers, Renewable Energy, Commercial Banking, Investments, Capital Raising, LBO, Management, Due Diligence, Corporate Development, Business Valuation, Capital Markets, Asset Management, Private Placements, CRM, Structured Finance, Loan Origination, Valuation, Venture Capital, Leveraged Finance, Divestitures, Financial Structuring, M
Education
University of Toronto - Rotman School of Management 1981 — 1983
MBA, Finance
Queen's University
BA, Physics, Math
Adveq Management AG April 2010 - Present
Vertis Communications 2009 - 2010
Linley Capital 2008 - 2009
Versa Capital Management May 2007 - August 2007
Viacom March 2004 - May 2006
Banc of America Securities LLC July 2001 - July 2003
Skills
Private Equity, Corporate Finance, Due Diligence, Financial Analysis, Investments, Investment Management, Fund Of Funds, Portfolio Management, Co-investments
Education
University of Pennsylvania - The Wharton School 2006 — 2008
MBA, Finance
Emory University 1997 — 2001
BA, Economics
Bank of America Merrill Lynch 2007 - Present
Bank of America 2005 - 2007
Banc of America Securities, LLC 2002 - 2005
Banc of America Securities 1997 - 2002
Banc of America Securities, LLC 1994 - 1997
Education
The University of Texas at Arlington 1988 — 1992
BA, POLITICAL SCIENCE
CheapCaribbean.com March 2013 - Present
Financial Advisory October 2011 - March 2013
Dimensional Fund Advisors September 2006 - July 2011
Beverly Capital March 2003 - September 2006
SMU Dedman School of Law September 2004 - May 2006
Refocus Group, Inc. 2004 - 2006
Wydown Capital 2001 - March 2003
Southwest Securities 2000 - 2001
Banc of America Securities LLC 1994 - 2000
Citibanc Securities 1989 - 1994
Skills
Private Equity, Corporate Governance, Securities, Portfolio Management, Investments, Due Diligence, Securitization, Structured Finance, Investment Banking, Hedge Funds, Equities, Capital Markets, Venture Capital, Alternative Investments, Mergers, Asset Managment, Project Finance, Emerging Markets, Corporate Finance, Finance, Investor Relations, Mutual Funds, Trading, Corporate Law, Valuation, Investment Management, Fixed Income, Banking, Loans, Private Placements, Financial Modeling, Financial Markets, Strategy, Bonds, Executive Management, Financial Services, Acquisitions, Asset Allocation, Derivatives, Equity Research, Financial Advisory, Financial Structuring, Investment Advisory, Investment Strategies, Mergers, Series 7, Mergers & Acquisitions, Asset Management
Education
The University of Texas School of Law 1981 — 1984
JD, Corporate Law
The University of Texas at Austin 1979 — 1980
M.A., Economics
The University of Texas at Austin 1972 — 1977
BA, Political Science
Southern Methodist University
Southern Methodist University
Spring Woods High School
Spring Woods High School
US Bancorp Investments, Inc. May 2011 - Present
The Crozier Group LLC December 2006 - April 2011
SunGard/Phase3 June 2005 - November 2006
WaMu Capital Corp. (Washington Mutual) October 2001 - April 2004
Banc of America Securities LLC October 1990 - November 2000
Education
Boston College High School
Regis University
Sun Microsystems May 2006 - February 2010
Sun Microsystems January 2005 - September 2006
Sun Microsystems February 2001 - December 2004
StockPower Inc. 1999 - 2001
Banc of America Securities LLC September 1997 - September 1999
Skills
Product Management, Product Lifecycle..., Cross-functional Team..., Pricing, Data Center, Strategy, Solutions Marketing, Marketing, Return on Investment, Business Planning, Selling Skills, Integration
Education
University of California, Berkeley, Haas School of Business 2003 — 2006
MBA
Macalester College 1993 — 1997
BA
Sciencenter April 2013 - Present
Fagan & Associates August 2005 - April 2013
Primet Precision Materials June 2011 - June 2012
Silicon Valley Bank May 2006 - July 2008
Banc of America Securities LLC May 2004 - September 2005
Travelers Insurance February 2002 - May 2004
SG Cowen & Co. (now Cowen & Company) August 1999 - February 2002
Fleet Bank July 1992 - July 1997
Skills
Venture Capital, Bank Financing, Clean Technology, Private Equity, Public Speaking, Strategic Planning, Operations, Corporate Finance, Debt, Mergers, Equities, Banking, Financial Modeling, Due Diligence, Valuation, Business Valuation, Investor Relations, Corporate Development, Investment Banking, IPO, Private Placements, Financial Analysis, Start-ups, Restructuring, Corporate Governance, Entrepreneurship, Strategy Development, Capital Markets, Leveraged Finance, Business Planning, Deal Structuring, Business Strategy, Funding, Structuring, P&L Management, Risk Management, Real Estate, Entrepreneur, Strategic Partnerships, Forecasting, Sarbanes-Oxley Act, New Business Development, Government Contracting, Business Development, Financial Services, Strategic Financial..., Relationship Management, Credit Analysis, Analytics, Insurance Risk
Education
The Tuck School of Business at Dartmouth 1997 — 1999
MBA, General Management
Seton Hall University 1988 — 1992
BS, Economics & Finance
Barclays Capital July 2011 - Present
JP Morgan June 2007 - July 2011
Optimization Fund LP January 2005 - February 2006
Banc of America Securities LLC 1999 - 2005
Skills
Equity Derivatives, Hedge Funds, Prime Brokerage, Equities, Financial Markets, Alternative Investments, ISDA, Swaps, Investment Management, Marketing Strategy, Credit Derivatives
Education
Duke University 1994 — 1998
BA, Economics, Philosophy, Markets & Management
Byram Hills High School 1990 — 1994
Consumer Edge Research LLC 2009 - Present
AllianceBernstein 2007 - 2008
Morgan Stanley 2005 - 2007
Ramius Capital Group May 2004 - October 2004
Lojas Americanas S.A. 2001 - 2003
Banc of America Securities LLC 1999 - 2001
Skills
Equities, Investments, Financial Analysis, Equity Research Analysis, Equity Valuation, Investment Management, Asset Management, Hedge Funds, Private Equity, Food & Beverage, Consumer Goods, Online Retail, Multi-channel Retail, Equity Research, Finance, Business Strategy
Education
Columbia University - Columbia Business School 2003 — 2005
Master of Business Administration (M.B.A.), Finance and Accounting, Value Investing
University of Virginia 1994 — 1998
Bachelor of Arts (B.A.), Economics
Collegiate School 1991 — 1994
Chegg Inc. June 2015 - Present
Silver Lake March 2010 - July 2012
Fenway Partners, LLC August 2008 - February 2010
Banc of America Securities LLC September 2006 - June 2008
CreditSights July 2005 - September 2006
Skills
Private Equity, M&A due diligence, Restructuring, Growth Capital, Buyouts, High Yield, LBO, Due Diligence, Valuation, Investment Banking, Mergers, Mergers & Acquisitions, Venture Capital, Strategy, Financial Analysis, Start-ups, Equities, Portfolio Management, Investments, Finance, Corporate Development, Corporate Finance, Emerging Markets, Financial Modeling, Hedge Funds, Leveraged Finance, Acquisitions, Alternative Investments, Capital Markets, IPO, Investor Relations, M&A experience, Bloomberg, Business Valuation, Fixed Income, Equity Research, Financial Structuring, Equity Valuation, Private Placements, Investment Management, DCF, Analysis, Business Strategy
Education
MIT Sloan School of Management 2012 — 2014
MBA Candidate
Massachusetts Institute of Technology 2001 — 2005
BS
Accenture 2012 - Present
Accenture May 2010 - September 2012
Droege & Comp. September 2007 - April 2010
Seniors Management North, Inc. 2006 - 2007
Accenture June 2005 - August 2005
The Clorox Company February 2003 - July 2004
Banc of America Securities LLC June 1999 - December 2002
Skills
Strategy, Marketing Strategy, Financial Modeling, Analysis, Management Consulting, Valuation, Competitive Analysis, Business Strategy, Cross-functional Team..., Mergers & Acquisitions, Management, Financial Analysis, Corporate Finance, Strategic Planning, Market Research, Business Planning, Business Development, Mergers, Due Diligence, Corporate Development, Private Equity, User Experience
Education
Northwestern University - Kellogg School of Management 2005 — 2006
MBA
Tulane University 1995 — 1999
BSM
Menlo Real Estate Advisors LLC December 2007 - Present
AF Evans Company, Inc. March 2005 - December 2007
Mid Peninsula Housing January 2004 - March 2005
Banc of America Securities LLC February 1997 - December 2003
International Monetary Fund 1993 - 1995
US Treasury 1990 - 1993
Office of Management and Budget 1989 - 1990
Education
University of California, Berkeley - Walter A. Haas School of Business
Master of Business Administration (MBA)
Columbia University - School of International and Public Affairs
MPA
University of California, Berkeley
Bachelor of Arts (BA)
US Bank December 2009 - Present
Banc of America Securities LLC August 2000 - January 2009
Education
Carnegie Mellon University - Tepper School of Business 1998 — 2000
MBA with Honors
University of Richmond - Robins School of Business 1988 — 1992
BS in Business Administration
Episcopal High School 1980 — 1988
CLASECUADOR CAPITAL INVESTMENTS 2014 - Present
AmeriGen Kingston Corp. 2009 - 2013
Time Equities, Inc. 2006 - 2009
Millennium Capital, LLC 2003 - 2006
J.P. Morgan Chase & Co. 2000 - 2001
Banc of America Securities, LLC 1999 - 1999
National Cooperative Bank 1996 - 1998
Skills
Commercial Real Estate..., Due Diligence, Asset Management, Valuation, Strategy, Joint Ventures, Investments, Private Equity, Acquisitions, Disposition, Real Estate Development, Real Estate Financing, Real Estate Private..., Financial Structuring, Finance, Commercial Real Estate, Structured Finance, Leases, Loans, Mergers & Acquisitions, Real Estate Economics, Real Estate Transactions, Contract Negotiation, Investment Properties, Property Management, Financial Modeling, Portfolio Management, Brokerage, Real Estate, Corporate Real Estate, Investors, Underwriting, Equities, Leveraged Finance, Capital Markets, Tenant, CMBS, Debt Restructuring, Financial Analysis, Credit Analysis, Alternative Investments, Mezzanine, Credit, Lease Negotiations, Deal Sourcing, Dispositions, Business Development, Corporate Finance
Education
George Mason University
B.S., Finance
Indiana University - Kelley School of Business
MBA, Finance and International Business
eVestment 2011 - Present
Channel Capital Group Inc. (HFN & Private Equity Central) 2004 - 2011
Channel Capital Group LLC 2004 - 2011
AXA Advisors LLC 2002 - 2004
Banc of America Securities LLC 2000 - 2002
Hartfield, Titus & Donnelly LLC September 1996 - December 1996
Skills
Alternative Investment..., Alternative Investments, Hedge Funds, Fund Of Funds, Private Equity, Institutional..., Investor Relations, Due Diligence, Data Analysis, Statistical Modeling, Statistical Data..., CAIA, Venture Capital, Investments, Asset Management, Fixed Income, Securities, Equities, Risk Management, Investment Strategies, Investment Management, Wealth Management, Asset Allocation, Mergers & Acquisitions, Options, Series 7, Series 63, Series 65, Bloomberg
Education
Ohio Wesleyan University
Bachelor of Arts (BA), Humanities-Classics
Morristown-Beard School
Banc of America Securities LLC January 2007 - Present
Banc of America Securities LLC August 2003 - December 2006
Education
University of California, Berkeley, Haas School of Business 2001 — 2003
MBA
Southern Methodist University 1994 — 1997
B.B.A., Finance/English
B.I.G. Capital LLC March 2010 - Present
McGladrey Capital Markets October 2006 - February 2010
Banc of America Securities LLC January 1999 - June 2002
Motorola, Inc. November 1989 - August 1995
Skills
Investment Banking, Capital Markets, Equities, Private Placements, Mergers, Corporate Development, Private Equity, Corporate Finance, Mergers & Acquisitions, Business Strategy, Due Diligence, Financial Modeling, Leveraged Finance, M, Start-ups, Strategic Planning, Strategy, Structured Finance, Valuation, Venture Capital
Education
Massachusetts Institute of Technology - Sloan School of Management 1995 — 1997
Master of Business Administration (MBA)
Florida Atlantic University 1984 — 1989
Bachelor of Science (BS), Electrical Engineering
Principis Capital November 2013 - Present
Time Warner Cable April 2009 - August 2013
Banc of America Securities LLC June 2007 - November 2007
JPMorgan Chase August 1994 - April 2007
Skills
Cross-functional Team..., Program Management, Project Management, Product Management, Strategic Planning, Leadership, Communication, Staff Development, Performance Management, Customer Service, Team Building, Customer Satisfaction, Change Management, Outsourcing, Process Improvement, Training, Management, Customer Retention, Customer Experience, Telecommunications, Vendor Management, Call Centers, Negotiation, Finance, Strategy, CRM, Access, New Business Development, Team Leadership, Forecasting, Analysis, Operations Management, Business Analysis, Business Process..., Risk Management, Banking, Account Management, Sales, Business Development, Analytics, Coaching, Competitive Analysis, Salesforce.com, Recruiting, Strategic Partnerships, Workforce Management, Direct Sales, Sales Operations, Sales Management, Sales Process
Education
Queens College
Master of Library & Information Science (MLIS)
State University of New York at Buffalo
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
BlackRock January 2010 - Present
Helix Financial Group LLC August 2005 - January 2010
Banc of America Securities LLC August 1996 - February 2005
Skills
Asset Managment, CMBS, Valuation, Portfolio Management, Structured Finance, Capital Markets, Asset Management, Real Estate Economics, Financial Analysis, Investments, Alternative Investments, Private Equity, Due Diligence, Investment Banking, Fixed Income, Financial Modeling, Loans, Commercial Lending, Underwriting, Equities
Education
Queens University of Charlotte 1998 — 2000
MBA
Washington and Lee University 1988 — 1992
Bachelor of Arts (B.A.), English Language and Literature/Letters
Jacksonville Episcopal High School
ClipperData LLC October 2014 - Present
Axelrod Energy Projects June 2014 - September 2014
Columbia University August 2012 - May 2013
REConnect Energy Solutions June 2012 - July 2012
Swadhaar FinServe Pvt. Ltd. May 2010 - March 2011
Banc of America Securities, LLC June 2008 - October 2009
McKee Nelson LLP June 2007 - June 2008
Skills
Energy, Emerging Markets, Policy Analysis, Stata, Management, Economics, International..., Data Analysis, Analysis
Education
Columbia University School of International and Public Affairs (SIPA) 2011 — 2013
MIA, International Energy Management & Policy
Bryn Mawr College 2003 — 2006
BA, Economics
Bank of Montreal March 2011 - Present
Piper Jaffray April 2009 - March 2011
Banc of America Securities, LLC June 2006 - February 2009
Morgan Stanley April 1999 - June 2006
Skills
Capital Markets, Equities, Equity Trading, Fixed Income, Hedge Funds, Portfolio Management, Sales, Bloomberg, Trading
Education
Bucknell University 1990 — 1994
BS, Computer Science and Engineering
Columbia Wanger Asset Managment October 2008 - Present
Banc of America Securities, LLC November 2006 - October 2008
Education
Illinois State University 1997 — 2000
First Avenue Partners LLP July 2015 - Present
MLV & Co November 2014 - April 2015
First Avenue Partners LLP April 2012 - October 2014
Madison Williams and Company April 2011 - January 2012
Cowen and Company, LLC December 2007 - 2010
Cantor Fitzgerald May 2005 - March 2007
Banc of America Securities, LLC 2001 - 2005
UBS Investment Bank 1987 - 2001
Skills
Capital Markets, Hedge Funds, Securities, Investment Banking, Mergers, Private Equity, Private Placements, Securities Lending, Equities, Venture Capital, FINRA, Structured Products, Alternative Investments, IPO, Fixed Income, Asset Management, Due Diligence, Securities Regulation, Series 24, Derivatives, Equity Capital Markets, Investor Relations, Series 7, Financial Structuring, Emerging Markets, AML, Mergers & Acquisitions, Anti Money Laundering
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1986 — 1989
State University of New York College at Brockport 1979 — 1984
Noodle Markets September 2015 - Present
Noodle Markets March 2015 - August 2015
Noodle Markets February 2015 - March 2015
Florida A&M University May 2014 - October 2014
Girls Preparatory Charter School of New York June 2011 - April 2014
Harlem Village Academies June 2010 - August 2010
International Center of Refuge & Development March 2009 - July 2009
Banc of America Securities LLC May 2006 - September 2008
Banc of America Securities LLC July 2005 - May 2006
Banc of America Securities LLC June 2004 - July 2005
Education
Cornell University - S.C. Johnson Graduate School of Management 2009 — 2011
MBA, Leadership/Management; Strategy
University of Pennsylvania 1994 — 1998
BA, Sociology, Spanish (Minor)
Holton-Arms School
High School
MUFG in the Americas July 2011 - Present
Ally Financial Inc. May 2009 - June 2011
Banc of America Securities LLC July 1987 - May 2009
Education
Fordham University School of Law
JD
University of California, Berkeley - Walter A. Haas School of Business
MBA
Bank of America April 2008 - Present
Countrywide Financial April 2006 - March 2008
Countrywide Financial Corporation November 2004 - March 2006
Countrywide Financial Corporation March 2003 - October 2004
Countrywide Financial Corporation August 2001 - February 2003
Banc of America Securities, LLC July 1999 - July 2001
Systems & Software November 1995 - February 1999
Skills
Enterprise Architecture, SDLC, Strategy, Software Development, Enterprise Software, VSS, Management, IT Strategy, Clarity, B2B, Turnover, Middleware, Risk Management, IT Management, ERP, Leadership, Project Planning, Vendor Management, Project Portfolio..., Business Intelligence, PMP, Software Project..., .NET, Change Management, Maximo, Project Management, Business Process..., Computer Network..., Content Management, Integration, PMO, Business Analysis, Visio, Requirements Analysis, Business Process, Disaster Recovery, Outsourcing, Agile Methodologies, ITIL, SOA, SharePoint, Solution Architecture, Program Management, Process Improvement, Consulting, SQL, CRM, Requirements Gathering
Education
Project Management Institue 2006 — 2007
PMP, Project Management
EMC University 2006 — 2006
Certificate, Certified in Documentum Fundamentals
Siebel University 2003 — 2003
Certificate, Certified in Siebel Essentials
IBM University 2001 — 2001
Certificate, IBM MQ Series System Administration
Nagpur University 1991 — 1995
Bachelor of Engineering, Civil Engineering
HSBC February 2012 - Present
HSBC October 2007 - January 2012
HSBC May 2005 - September 2007
Banc of America Securities LLC December 2003 - May 2005
Datek Online February 1999 - December 2003
Skills
Electronic Trading, Trading Systems, Equities, Fidessa, Business Analysis, Series 7, Cash, Order Management, Connectivity, Front Office, Product Management, Program Management, Software Project..., Relationship Management, PMO, IT Management, Series 63, Requirements Gathering, Project Delivery, Business Requirements, Vendor Management, User Acceptance Testing, Requirements Analysis, Technical Analysis, IT Project, Investment Banking, Management, Financial Services, Financial Markets, SDLC, Project Portfolio..., Banking
Education
Cornell University
Bachelor of Science, Communications
Integrity Square January 2013 - Present
Sagent Advisors Inc. July 2006 - May 2012
Banc of America Securities LLC May 2005 - August 2005
Skills
LBO, Investment Banking, Valuation, Financial Modeling, Bloomberg, Private Equity, Capital Markets, Corporate Finance, Corporate Development, Equities, Divestitures, Venture Capital, Due Diligence, Mergers, Financial Analysis
Education
University of Pennsylvania - The Wharton School 2003 — 2006
Bachelor of Science, Economics - Finance, Management
The London School of Economics and Political Science (LSE) 2003 — 2003
400 Capital Management LLC May 2010 - Present
Banc of America Securities, LLC 2005 - September 2011
Skills
Trading, Investments, Fixed Income, Portfolio Management, Hedge Funds
Education
Massachusetts Institute of Technology 2001 — 2005
Bachelor of Science (B.S.), Mathematics, Physics
Cygnus Group, LLC September 2010 - Present
Perpetua Capital November 2008 - December 2012
Dogwood Capital Group May 2008 - November 2008
Banc of America Securities, LLC June 2004 - April 2008
Deloitte & Touche October 1998 - June 2002
Education
Wake Forest University School of Business 2002 — 2004
MBA, Finance
Appalachian State University 1997 — 1998
MA, Accounting
Appalachian State University 1993 — 1997
BS/BA, Accounting
Charlotte Country Day
Allianz Global Investors July 2004 - Present
Genworth Financial (Assetmark Investment Services) December 2002 - July 2004
Banc of America Securities, LLC July 2000 - November 2002
Skills
Bloomberg, APL, Factset, Microsoft Office, ADP, Trading, Portfolio Management, Equities
Education
San Francisco State University 2000 — 2004
M.B.A
UC Berkeley 1996 — 2000
B.A.
Madison Isotope, LLC January 2014 - Present
ProCure Treatment Centers, Inc April 2005 - May 2013
Banc of America Securities, LLC August 2001 - March 2005
Clearway Technologies, LLC January 2000 - January 2001
Goldman Sachs September 1993 - December 1999
Skills
Start-ups, Hospitals, Healthcare Information..., EMR, Mergers & Acquisitions, Radiology, Healthcare, Medical Imaging, Healthcare Management, Executive Management, Oncology, Physician Relations, Clinical Research, Budgets, Mergers, Financial Modeling, Strategic Planning, EHR, Managed Care, Cancer, Public Speaking, Medical Devices, Venture Capital, HIPAA
Education
Stanford University Graduate School of Business 1989 — 1991
Master of Business Administration (MBA)
Boston University 1982 — 1987
Bachelor of Science (BS), Business Administration and Management, General
Bank of America June 2014 - Present
Bank of America March 2010 - May 2014
Bank of America 2008 - 2010
Bank of America 2007 - 2008
Bank of America 2002 - 2007
Banc of America Securities LLC 1998 - 2002
Skills
Financial Analysis, Financial Modeling, Corporate Finance, Due Diligence, Relationship Management, Forecasting, Loans, Credit Analysis, Credit, Commercial Lending, Finance, Portfolio Management, Banking
Education
Indiana University - Kelley School of Business 1996 — 1998
MBA, Finance, General
George Mason University 1989 — 1993
BS, Finance, General
Scotia Capital September 2013 - Present
Macquarie Capital (USA) Inc. March 2008 - August 2013
Banc of America Securities LLC June 2006 - February 2008
Thomas Weisel Partners April 2000 - May 2006
Furman Selz August 1998 - April 2000
Skills
LBO, Investment Banking, Capital Markets, Equity Capital Markets, Private Placements, Private Equity, Valuation, Equities
Education
Yale University - Yale School of Management 1996 — 1998
MBA, Finance
Lehigh University 1990 — 1994
Bachelor of Science, Mechanical Engineering
Manheim Township High School 1986 — 1990
SunTrust Robinson Humphrey January 2014 - Present
Rita's Italian Ice August 2013 - Present
RLJ Entertainment October 2012 - Present
Falconhead Capital April 2010 - Present
Graidan Ventures LLC November 2007 - Present
Lazard Capital Markets May 2010 - December 2013
Escort Radar July 2012 - October 2013
Banc of America Securities, LLC July 2005 - November 2007
EagleRock Capital Management, LLC April 2004 - July 2005
Lehman Brothers, Inc. August 1997 - April 2004
Skills
Private Equity, Venture Capital, Investment Banking, Corporate Development, Mergers, Corporate Finance, Financial Modeling, Hedge Funds, Investments, Capital Markets, Valuation, Equities, Due Diligence, Alternative Investments, Private Placements, Marketing Strategy, Securities Regulation, Product Development, Equity Capital Markets, Project Management
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA, Finance, Multinational Management
University of Notre Dame Law School 1988 — 1991
JD
Duke University 1984 — 1988
BS
REDI Global Technologies May 2014 - Present
Premium Poppers Popcorn March 1997 - Present
Banc of America Securities, LLC July 2002 - May 2014
Coastal Securities March 2000 - December 2001
Education
Tarrant County College 1997 — 2000
L.D. Bell 1994 — 1997
The University of Texas at Dallas
Lab49 January 2015 - Present
Federal Reserve Bank of New York March 2012 - January 2015
BNP Paribas June 2010 - March 2012
Banc of America Securities November 2008 - May 2010
Time Inc. May 2008 - October 2008
Princeton Information September 2003 - October 2008
Banc of America Securities, LLC June 2006 - March 2008
Credit Suisse January 2005 - May 2006
Federal Reserve Bank of New York November 2003 - December 2004
Deutsche Bank March 2003 - November 2003
Skills
J2EE, Java, GWT, Spring, Hibernate, Oracle, Maven, UML, EJB, SOA, Tomcat, Websphere, Web Development, Web Services, Web 2.0, Weblogic, Web Applications, EAI, Enterprise Architecture, Enterprise Architect, Core Java, JAXB, JAX-WS, JAXP, JAX-RPC, JMS, ActiveMQ, Ehcache, Eclipse, IntelliJ IDEA, iBatis, ORM, JPA, JProfiler, Ant, Sun Certified Java..., Fixed Income, Equities, Prime Brokerage, MBS, Investment Banking, Trading Systems, Java Enterprise Edition, jQuery, JSON, Scrum
Education
Maulana Azad National Institute of Technology
BS (Engineering), Computer Science
University of Phoenix
MBA, Technology Management
RBC Capital Markets January 2015 - Present
Bank of America Merrill Lynch April 2013 - January 2015
Credit Suisse September 2008 - April 2013
Banc of America Securities, LLC July 2004 - June 2008
Bank Of America 2004 - June 2008
BNY ConvergEx August 2002 - July 2004
ICOS, Inc. April 1999 - June 2004
Stevens Institute of Technology January 2002 - August 2002
Salomon Smith Barney October 2000 - August 2001
DLJ 2000 - 2000
Skills
Architecture, Architectures, Electronic Trading, Business Analysis, Business Continuity, CRM, Capital Markets, Derivatives, Disaster Recovery, Enterprise Software, Equities, Equity Derivatives, Program Management, SDLC, SQL, Software Project..., Trading Systems, Sybase, Unix, Unix Shell Scripting
Education
Voronezh State Technical University 1985 — 1992
Master of Engineering (MEng), Electrical and Electronics Engineering
Strathspey Crown LLC 2013 - December 2013
Sagent Advisors 2010 - 2011
AMN Healthcare 2009 - 2010
Banc of America Securities LLC 2004 - 2009
Credit Suisse First Boston 2000 - 2004
Donaldson, Lufkin & Jenrette 1998 - 2000
Salomon Smith Barney 1997 - 1998
Skills
Financial Modeling, Mergers, Mergers & Acquisitions, Venture Capital, Start-ups, Corporate Finance, Due Diligence, Investment Banking, Investments, Restructuring, Strategy
Education
Barnard College 1993 — 1997
Columbia University in the City of New York 1993 — 1997
TIAA-CREF January 2015 - Present
Wells Fargo Securities, LLC April 2010 - August 2014
Banc of America Securities, LLC May 2006 - April 2010
Skills
Portfolio Management, Valuation, Financial Modeling, Capital Markets, Fixed Income, Bloomberg, Investment Banking, Risk Management, Investments, Asset Management, Due Diligence, Derivatives, Securitization, Banking, Trading, Structured Finance, Financial Analysis, Credit Risk, Financial Services, Mergers & Acquisitions
Education
University of Michigan - Stephen M. Ross School of Business 2003 — 2005
MBA / MEng in Manufacturing, Finance / Operations
Cornell University 1997 — 2001
BS, Materials Science & Engineering
State Street May 2014 - Present
GE Energy Financial Services, Inc. February 2008 - February 2013
Merrill Lynch Capital November 2006 - February 2008
Banc of America Securities LLC June 2005 - November 2006
Skills
Capital Markets, Financial Structuring, Commercial Lending, Portfolio Management, Leveraged Finance, Loans, Loan Origination, Syndications, Series 7, Financial Modeling, Valuation, Structured Finance, Corporate Finance, Investment Banking, Credit Analysis
Education
College of the Holy Cross 2001 — 2005
BA, Economics
Gartner February 2013 - Present
Mizuho Securities USA July 2008 - December 2011
Banc of America Securities LLC May 2006 - November 2007
Lehman Brothers Inc April 2003 - May 2006
Lehman Brothers Inc December 2001 - April 2003
Program Trading Trade Support Group December 1998 - December 2001
Skills
Series 3, Series 7, Series 63, series 55, Trading, Electronic Trading, Program Trading, Equities, Hedge Funds, Equity Trading, Trading Systems, ETFs, Middle Office, Swaps, Market Making, Trading System, Bloomberg Terminal, Prime Brokerage, Options, Equity Research, Bloomberg, Securities, Capital Markets
Education
Lafayette College 1994 — 1998
BA, Economics/Business
Boston University
Economics/Business
Bank of America May 2014 - Present
Wells Fargo June 2013 - March 2014
Bank of America July 2012 - December 2012
Wells Fargo Capital Finance October 2011 - April 2012
Bank of America January 2010 - October 2011
Patriarch Partners LLC February 2008 - 2009
Wachovia Securities, LLC May 2005 - December 2007
Janney Montgomery Scott June 2004 - April 2005
BANC OF AMERICA SECURITIES, LLC January 2002 - June 2002
BANC OF AMERICA SECURITIES, LLC May 2001 - December 2001
Skills
Portfolio Management, Financial Modeling, Credit, Risk Management, Finance, Investments, Mergers & Acquisitions, Financial Analysis, Credit Risk, Loans, Investment Banking, Equities, Derivatives, Structured Finance, Financial Structuring, Bonds, Leveraged Finance
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2002 — 2004
MBA, Investment Management Concentration
Brown University 1994 — 1998
BA, Business Economics & Organizational Behavior and Management
JP Morgan Securities March 2009 - Present
Smith Barney June 2006 - February 2009
Banc of America Securities, LLC 1998 - 2007
Bank of America 1998 - 2007
Skills
Series 7, Portfolio Management, Financial Modeling, Equities, Financial Analysis, Credit Analysis, Valuation, Investments, Corporate Finance, Asset Managment, Due Diligence, Mergers, Series 63, Strategic Financial..., Financial Reporting, Insurance, Leveraged Finance, Capital Markets, Investment Banking, Accounting, Alternative Investments, Asset Allocation, Asset Management, Finance
Education
Oklahoma State University 1994 — 1998
Bachelor of Science (BS), Finance, International Business & Commercial Bank Management
Cyndx May 2015 - Present
RedVision Systems, Inc. January 2012 - April 2015
Security Search & Abstract Company, Inc. 2004 - 2012
Greenbridge Partners 2001 - 2002
Banc of America Securities LLC 1998 - 2001
Salomon Brothers Inc - Investment Banking and Capital Markets 1986 - 1997
Skills
New Business Development, Sales, Business Development, Strategic Planning, Investment Properties, Management, Real Estate, Real Estate Transactions, Start-ups, Title Insurance, Executive Management, Investments
Education
Harvard Business School
Master in Business Administration
Mount Holyoke Colege
Bachelor of Arts Cum Laude, Economics
Bayview Loan Servicing, LLC & Lakeview Loan Servicing LLC June 2013 - Present
Fannie Mae January 2012 - June 2013
GMAC August 2009 - February 2012
GMAC March 2009 - August 2009
Bank of America May 2008 - March 2009
Banc of America Securities LLC 1999 - 2008
Carillon Advisors, Inc June 1996 - April 1999
Skills
Capital Markets, Fixed Income, Structured Finance, Mortgage Lending, Portfolio Management, Loans, Mortgage Banking, Credit, Financial Modeling, Credit Analysis, Valuation, Credit Risk, Banking, Loan Origination, Series 7, Risk Management, Underwriting, Investment Banking, Asset Managment, Financial Analysis, Asset Management, Finance, Investments, CMBS, Securities, Residential Mortgages, Trading, Hedge Funds, Financial Risk, Bonds, Derivatives
Education
Miami University 1992 — 1996
Finance
Standard & Poor's August 2012 - Present
Pacific Public Finance Group LLC April 2009 - August 2012
Banc of America Securities LLC February 2002 - April 2009
First Union - Wachovia Securities January 2000 - February 2002
Skills
Public Finance, Capital Markets, Bonds, Financial Structuring, Credit Analysis, Government, Credit, Municipalities, Finance, Training, Management, Nonprofits, Investment Banking, Structured Finance, Project Finance, Fixed Income
Education
Babson College 1994 — 1997
B.S., Finance and Entrepreneurship
Northeastern University 1993 — 1994
Business
SunTrust Robinson Humphrey March 2009 - Present
Banc of America Securities LLC August 1998 - February 2009
Smith Barney Inc. September 1992 - June 1996
Skills
Capital Markets, Investment Banking, Corporate Finance, Leveraged Finance, Mergers & Acquisitions, Finance, Financial Modeling
Education
Cornell University
Bachelor's Degree, Mechanical & Aerospace Engineering
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1996 — 1998
Master of Business Administration (M.B.A.)
Park Water Company (A Carlyle Group portfolio company) June 2009 - Present
Bank of America Merrill Lynch April 2003 - June 2009
Banc of America Securities, LLC 1990 - June 2001
Skills
Corporate Development, Mergers & Acquisitions, Structured Finance, Corporate Finance, Financial Structuring, Private Equity, Fixed Income, Investment Banking, Capital Markets, Venture Capital, M&A experience, Financial Modeling, Valuation, Private Placements
Education
Columbia University - Columbia Business School 1983 — 1985
MBA, Finance, Marketing
Sanford C. Bernstein & Co., LLC July 2008 - Present
Bear Stearns & Co March 2006 - July 2008
Banc of America Securities LLC June 2005 - March 2006
BASS Trading (Currently BTIG) June 2003 - June 2005
Goldman Sachs / Spear Leeds & Kellogg June 1996 - April 2003
Spear, Leeds & Kellogg June 1996 - December 2000
NASD June 1989 - June 1996
NASD 1989 - 1996
Skills
Securities, Equities, Risk Management, Capital Markets, Fixed Income, Options, Trading, Derivatives, Portfolio Management, Trading Systems, Equity Trading, Financial Risk
Education
The Johns Hopkins University - Carey Business School 1994 — 1997
MS, Business Administration and Management, General
University of Maryland University College 1989 — 1991
BS, Business
ACRE Capital March 2015 - Present
Federal Housing Administration June 2010 - March 2015
DW Marketing Solutions July 2006 - March 2015
Quoin Partners, LLC November 2009 - June 2010
Mass Housing Finance Agency June 2009 - June 2010
The Druker Company, LTD July 2008 - March 2009
Davidson Kempner Capital Management May 2007 - August 2007
JPMorgan 2003 - 2006
Edison Schools 2002 - 2003
Banc of America Securities LLC 2000 - 2002
Skills
Investments, Private Equity, Financial Modeling, Management, Venture Capital, Finance, Start-ups, Valuation, Asset Management, Due Diligence, Hedge Funds, Accounting, Financial Analysis, Real Estate Development, Mergers & Acquisitions, Financial Services, Loans, Risk Management, Asset Managment, Direct Marketing, Consulting, Strategic Planning
Education
Harvard University 1996 — 2000
AB, Economics
Columbia University - Columbia Business School 2006 — 2008
Master of Business Administration (MBA), Capital Markets; Real Estate; Investing
Monrovia High School, Monrovia CA 1992 — 1996
Cranbury Township School Dist July 2015 - Present
Hainesport Township School District August 2013 - June 2015
Nomura Securities International, Inc. April 2013 - August 2013
Nomura Securities International, Inc. April 2011 - March 2013
Bank of America Merrill Lynch January 2010 - April 2011
Banc of America Securities LLC July 2008 - December 2009
Rider University May 2007 - July 2008
New Jersey State Police June 2003 - May 2006
Education
Rider University 2007 — 2009
Master of Business Administration, Management
Rider University 2003 — 2007
Bachelor of Science in Business Administration, Computer Information Systems, Management & Leadership
Banc of America Securities LLC June 1999 - July 2008
Education
Clemson University 1995 — 1999
BS, Accounting
Banc of America Securities LLC August 1999 - Present
Education
Rutgers University-New Brunswick 1996 — 1999
Citizens Financial Group September 2013 - Present
RBS Citizens, N.A. January 2011 - August 2013
RBS Citizens N.A. September 2009 - December 2010
Wells Fargo Foothill August 2006 - April 2009
Banc of America Securities LLC March 2004 - August 2006
FleetBoston Financial September 1999 - March 2004
Fleet Bank March 1996 - September 1999
Bank of Boston March 1993 - March 1996
US Army November 1975 - August 1979
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1980 — 1982
MBA, Accounting/Finance
University of New Hampshire 1979 — 1980
MPA, City Administration
Randolph-Macon College 1971 — 1975
BA, Fun
Moses Brown School 1963 — 1970
Sanford C. Bernstein July 2008 - Present
Bear Stearns March 2006 - July 2008
Banc of America Securities LLC June 2005 - March 2006
BASS Trading (Currently BTIG) June 2003 - June 2005
Goldman Sach / Spear, Leeds & Kellogg June 1996 - May 2003
Spear, Leeds & Kellogg June 1996 - December 2000
NASD (Currently FINRA) June 1989 - June 1996
Education
The Johns Hopkins University - Carey Business School 1995 — 1997
University of Maryland University College 1989 — 1991
BS, Business
SunTrust Robinson Humphrey November 2014 - Present
Deutsche Bank Securities June 2010 - April 2012
Banc of America Securities LLC July 2006 - February 2009
Banc of America Securities LLC August 1997 - June 2006
Education
University of Rochester - Simon Business School 1995 — 1997
MBA, Finance & Accounting
SUNY Buffalo Law School 1992 — 1995
JD
University of Rochester 1988 — 1992
BA, Economics & Political Science
EY August 2014 - Present
EY June 2013 - August 2013
KM Systems Group July 2009 - September 2012
Banc of America Securities LLC June 2008 - March 2009
Banc of America Securities May 2007 - August 2007
Eaton Corporation June 2006 - August 2006
Skills
Financial Modeling, Financial Analysis, Derivatives, Securities, Process Engineering, Earned Value Management, Business Systems..., Bonds, Project Management, Integration, Analysis, Strategy
Education
The University of Chicago - Booth School of Business 2012 — 2014
Master of Business Administration (MBA), Finance, Entrepreneurship, Marketing
Duke University 2004 — 2008
BSE, Mechanical Engineering and Economics
University School 1991 — 2004
High School
XL Catlin August 2014 - Present
ACE August 2008 - August 2014
Banc of America Securities LLC June 2005 - June 2008
Skills
Financial Modeling, Valuation, Investment Banking, Financial Analysis
Education
Columbia University - Columbia Business School 2014 — 2016
Master of Business Administration (MBA)
University of North Carolina at Chapel Hill 2001 — 2005
BS, Mathematical Decision Sciences
J.P. Morgan Securities LLC July 2010 - Present
Goldman Sachs August 2004 - July 2010
Donaldson, Lufkin & Jenrette February 2000 - May 2001
Banc of America Securities, LLC February 2000 - May 2001
The MWW Group November 1999 - January 2000
Foot Locker, Inc January 1996 - January 1998
Primedia, Inc January 1995 - January 1996
MetLife January 1989 - December 1994
Skills
Equity Research, Investments, Credit, Retail, Investor Relations, Series 7, Research, Risk Management, Compliance, Writing, Editing, Equity Valuation, Series 63, Investment Research, Equities, Finance, Options, Bloomberg, Hedge Funds, Fixed Income, Portfolio Management, Investment Banking, Capital Markets
Education
Rutgers, The State University of New Jersey - Rutgers Business School 1987 — 1989
MBA
Northeastern University 1982 — 1987
Bachelors of Science, Finance and International Business
Holy Cross High School 1978 — 1982
High School Diploma
Bank of America April 1968 - December 1995
Banc of America Securities, LLC 1968 - 1995
Skills
Fundraising, Leadership, Strategic Planning, Portfolio Management, Nonprofits, Time Management
Education
Florida State University - College of Business 1966 — 1968
BS, Business
Indian River State College 1965 — 1965
Stetson University 1963 — 1965
CM Finance Inc. (Ticker: CMFN) February 2014 - Present
Stifel Financial Corp. October 2012 - Present
Cantor Fitzgerald March 2009 - January 2013
Banc of America Securities LLC February 2005 - March 2009
Deutsche Bank 2004 - 2005
Education
College of the Holy Cross 1999 — 2003
BS, Economics
RBC Capital Markets 2011 - Present
Harris Williams & Co. 2010 - 2011
Banc of America Securities LLC 2003 - 2009
Merrill Lynch & Co 2000 - 2003
Skadden Arps Slate Meagher & Flom LLP 1996 - 2000
Education
New York University School of Law 1993 — 1996
JD
University of Pennsylvania 1988 — 1992
BA
Societe Generale 2010 - Present
Banc of America Securities-Merrill Lynch October 1998 - September 2009
Banc of America Securities LLC October 1998 - January 2009
JP Morgan Securities LLC 1995 - 1998
Morgan Stanley Dean Witter 1988 - 1994
Dean Witter 1988 - 1994
Dean Witter Reynolds 1985 - 1994
Skills
Equities, Analysis, Capital Markets, Equity Research, Investment Banking, Strategy, Series 7, Valuation, Securities
Education
Baruch College, City University of New York (CUNY)
MBA, International Finance
New Water Capital, L.P. May 2015 - Present
Boca Harbour Capital, LLC May 2014 - May 2015
Sun Capital Partners July 2007 - May 2014
Chanin Capital Partners 2005 - 2007
Banc of America Securities LLC 2000 - 2005
Skills
Private Equity, LBO, Valuation, Due Diligence, Venture Capital, Financial Modeling, Mergers & Acquisitions, Investment Banking, Leveraged Finance, Corporate Development, M&A experience, Corporate Finance, Buyouts, Investments, Capital Markets
Education
Davidson College 1995 — 1999
Bachelor of Arts (BA), Economics and Political Science
Sherman Financial March 2008 - Present
Cambridge Place Investment Management 2005 - 2008
Banc of America Securities LLC 2000 - 2005
Willis Re 1995 - 1998
US Senator Judd Gregg 1992 - 1994
Education
Boston College - Wallace E. Carroll Graduate School of Management 1998 — 2000
MBA
University of New Hampshire 1988 — 1991
BA
Camp agawam
Camp agawam
Kimball Union
Private, NA November 2013 - Present
Arch Insurance Group (part of Arch Capital Group, Ltd.) 2011 - November 2013
American Capital, Ltd. 2005 - 2009
Banc of America Securities, LLC 2003 - 2005
Bank of America predecessors (FleetBoston Robertson Stephens Inc./Fleet National Bank) 2000 - 2002
Fleet National Bank and BankBoston, N.A. (predecessor banks to Bank of America) 1998 - 2000
M&T Bank 1992 - 1998
M & T Bank 1990 - 1992
Skills
Portfolio Management, Valuation, Credit Risk, Credit, Structured Finance, Financial Modeling, Corporate Finance, Due Diligence, Capital Markets, Fixed Income, Bloomberg Terminal, Structured Products, Asset Managment, Loans, Econometric Modeling, Credit Default Models, Middle Market, Credit Analysis, Investments, Leveraged Finance, Equities
Education
Cornell University - Johnson Graduate School of Management
MBA
Northeastern University
BS
Banc of America Securities LLC Institutional SalesCitigroupAugust 2002 - July 2004
Credit Suisse First Boston 2000 - 2002
Salomon Smith Barney June 1999 - July 2000
prudential 1997 - 1999
Education
Montclair State University 1996 — 1998
ABA Certification, Paralegal Studies
William Paterson University of New Jersey
BA, Political Science
The Asia Group April 2014 - Present
VSDox April 2012 - December 2013
Cyrano Management May 2010 - March 2012
OPIC 2009 - 2009
China Foundation for Poverty Alleviation (CFPA) September 2007 - June 2008
Banc of America Securities LLC March 2002 - May 2006
Skills
Financial Modeling, Valuation, Corporate Finance, Private Equity, Business Strategy, Due Diligence, Financial Analysis, Investments, Strategy, Venture Capital
Education
University of Pennsylvania - The Wharton School 2008 — 2010
Master of Business Administration (M.B.A.), Finance and Business & Public Policy
Stanford University 1997 — 2001
Bachelor of Arts (B.A.), Economics
U.S. Bancorp October 2009 - Present
Citi February 2007 - January 2009
Glenville Partners 2009 - 2009
Wachovia, A Wells Fargo Company July 2003 - July 2006
Banc of America Securities, LLC 1998 - 2003
Education
New York University - Leonard N. Stern School of Business 1991 — 1994
M.B.A., Finance and Marketing
Hobart and William Smith Colleges 1984 — 1988
B.A., Economics
Syracuse University August 2009 - Present
Morgan Stanley 2010 - 2010
Banc of America Securities LLC November 2006 - August 2009
Merrill Lynch & Co June 2004 - November 2006
Skills
Financial Analysis, Data Analysis, Customer Service, Management, Research, Microsoft Excel, Microsoft Word, SPSS, Microsoft Office, Leadership, PowerPoint, Access
Education
Syracuse University - Martin J. Whitman School of Management 2009 — 2011
MBA, Finance
University at Buffalo
BA, Sociology
Napier Park Global Capital June 2011 - Present
Diamond Notch Asset Management March 2008 - June 2011
Banc of America Securities LLC 2005 - 2008
Bank of America 2005 - 2008
Natixis 2001 - 2005
Education
Pace University - Lubin School of Business
BBA/MBA, Public Accounting-Financial Management
Bungalow Insurance June 2014 - Present
The New York Times June 2014 - August 2014
The Parthenon Group January 2012 - June 2013
RBC Capital Markets October 2010 - December 2011
Bank of America Merrill Lynch June 2008 - September 2010
Banc of America Securities, LLC June 2007 - August 2007
Arca Capital September 2006 - December 2006
Skills
Financial Modeling, Financial Analysis, Business Valuation, Market Research, Due Diligence, Business Strategy, Management Consulting, Market Analysis, Data Analysis, Equities, Equity Research, Capital Markets
Education
University of Pennsylvania - The Wharton School 2013 — 2015
Master of Business Administration (MBA)
Duke University 2004 — 2008
B.S., Economics, Political Science
New York University 2006 — 2006
Study Abroad Program - Prague
University of Pennsylvania - The Wharton School
Wells Fargo Securities December 2014 - Present
Wells Fargo Securities February 2012 - December 2014
Banc of America Securities LLC October 2004 - December 2010
Quick & Reilly June 1997 - September 2004
Fleet Securities, Inc. August 1993 - June 1997
Skills
Sales, Capital Markets, Securities, Fixed Income, Portfolio Management, Trading, Series 63, Series 7, Bonds, Bloomberg, Alternative Investments
Education
Baruch College, City University of New York (CUNY)
AXA Investment Managers January 2011 - Present
Bank of America Merrill Lynch June 2008 - December 2010
Banc of America Securities, LLC June 2007 - August 2007
Berman Capital Management June 2006 - August 2006
Education
Northwestern University 2004 — 2008
BA, Political Science, Economics
Merx Aviation Finance, LLC February 2014 - July 2014
Apollo Global Management LLC April 2011 - February 2014
Bank of America Merrill Lynch July 2009 - April 2011
Banc of America Securities LLC June 2008 - August 2008
Skills
High Yield, Financial Modeling, Due Diligence, Bonds, Debt, Deal Execution, LBO, Investment Banking, Valuation, Private Equity
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2014 — 2016
Master of Business Administration (M.B.A.)
Brown University 2005 — 2009
Bachelor of Science, Applied Mathematics
University School of Nashville 1999 — 2005
Prudential Financial Vice President, Financial Planning & AnalysisPrudential FinancialJanuary 2011 - August 2014
BMO Capital Markets May 2007 - January 2009
WACHOVIA SECURITIES March 2005 - April 2007
BANC OF AMERICA SECURITIES LLC 2001 - 2005
Salomon Smith Barney January 2001 - January 2003
Salomon Smith Barney August 1995 - December 1998
COOPERS & LYBRAND, LLP January 1992 - January 1993
Skills
Mergers & Acquisitions, Capital Markets, Finance, Financial Analysis, Equities, Financial Services, Strategy, Management, Acquisitions, Auditing, IPO, Private Placements, CRM, Mortgage Lending, Sales, Financial Advisory, Divestitures, Investment Properties, Financial Institutions, Securitization
Education
University of Michigan - Stephen M. Ross School of Business 1993 — 1995
Master, Business Administration
Fairfield University 1986 — 1990
Bachelor of Science, Accounting & Finance
Tennessee Department of Education 2015 - Present
Metropolitan Nashville Public Schools April 2014 - July 2015
Metropolitan Nashville Public Schools July 2011 - April 2014
Metropolitan Nashville Public Schools September 2010 - July 2011
Metro Nashville Public Schools April 2009 - July 2010
Bank Street College of Education August 2002 - June 2005
Park Ave Equity Partners, L.P. November 1999 - June 2002
Banc of America Securities LLC March 1996 - October 1999
Skills
Curriculum Design, Teaching, Strategy, Education Policy, Policy, Public Speaking, Community Outreach, Curriculum Development, Educational Leadership, Fundraising, Grant Writing, Grants, Leadership Development, Program Management, Program Development, Strategic Planning, Staff Development, Nonprofits
Education
Bank Street College of Education 2002 — 2005
M.S, Education
University of Florida 1990 — 1994
B.S, Psychology and business
Smashing.ly Events, LLC August 2015 - Present
KeyBanc Capital Markets, Inc. July 2010 - May 2014
Chapdelaine & Co., Chapdelaine Credit Partners April 2009 - May 2010
Lehman Brothers July 2007 - July 2008
Banc of America Securities LLC May 1994 - July 2007
Skills
Marketing Strategy, Financial Analysis, Leadership, Research, Sales, Microsoft Office, Management, Training, Microsoft Word, PowerPoint, English, Photoshop, Windows, Microsoft Excel, Teaching, Strategy, Financial Modeling, Investments, Asset Management, Fixed Income, Capital Markets, Finance, Equities, Valuation
Education
DePaul University 1987 — 1989
Master of Business Administration (M.B.A.), MBA, Graduated with Distinction, 3.8/4
Marquette University
Bachelor’s Degree, Bachelor of Science, Business Administration - concentration in Finance and Marketing, Cum Laude, 3.6/4
SunTrust Robinson Humphrey August 2014 - Present
Boutique Asset Management and Consulting Firm July 2012 - July 2014
Bank of America January 2009 - June 2012
Banc of America Securities, LLC August 2000 - December 2008
Corning Incorporated - Corning Fiber Optics (Telecommunications Division) July 1997 - July 1998
82nd Airborne Division (United States Army) May 1993 - June 1997
Skills
Due Diligence, Mergers, Capital Markets, Portfolio Management, Financial Analysis, Fixed Income, Banking, Finance
Education
Wake Forest University - Babcock Graduate School of Management 1998 — 2000
Master of Business Administration (M.B.A.)
Morehouse College 1989 — 1993
B.A., Accounting
LeFrak Organization March 2009 - Present
Banc of America Securities LLC January 2007 - January 2009
Discovery Communications April 2005 - December 2006
Education
La Salle University 1999 — 2003
Bachelor of Science in Business Administration, Finance and Marketing
TM Seger Claim Service Inc. VP Sales OfficerFTN FinancialNovember 2010 - June 2011
Banc of America Securities LLC July 2006 - July 2010
Morgan Stanley February 2005 - April 2006
Skills
Licensed Private...
Education
College of the Holy Cross 2000 — 2004
Bachelor of Sciences, Sociology
Phillips Exeter Academy 1999 — 2000
Duxbury High School 1996 — 1999
LeaseRunner 2011 - Present
Bank of America February 2001 - July 2002
Banc of America Securities LLC April 1998 - July 2000
NationsBanc Montgomery Securities LLC December 1995 - March 1998
NationsBank Corporation August 1992 - November 1995
Skills
Banking, Credit, Credit Analysis, Portfolio Management, Sales, Strategy, Finance, Management, Investments, Leadership, Corporate Finance
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1990 — 1992
MBA, Finance
Fordham University 1984 — 1987
BS, Business Administration
BroadArch Capital July 2004 - Present
BroadArch Capital LLC (formerly New Castle Funds LLC) July 2004 - Present
Banc of America Securities LLC June 2002 - June 2004
Education
Indiana University - Kelley School of Business
Bachelor of Science, Finance
Banc of America Securities LLC 1999 - 2001
Education
Dartmouth College 1985 — 1989
BA, English Literature
FINRA June 2010 - Present
Natixis Bleichroeder LLC. September 2005 - June 2010
Banc of America Securities LLC. January 2004 - September 2005
IBM January 2002 - June 2002
Skills
Internal Controls, Auditing, Derivatives, Financial Analysis, Securities, Equities, Accounting, Regulatory Filings, Market Regulation, Direct Market Access, Trading, FINRA
Education
State University of New York at Buffalo - School of Management 1999 — 2003
Bachelor of Science, Accounting & Finance
Daniel Gale Sotheby's International Realty 2007 - Present
Fulcrum Global Partners 2002 - 2005
Banc of America Securities, LLC 1997 - 2002
Skills
Investments, Equities, Real Estate, Series 7, Marketing Strategy, Negotiation, Sales, Condos, First Time Home Buyers, Single Family Homes, Relocation, Luxury, Sellers, Investment Properties, Trading, Buyer Representation, Referrals, Selling
Education
Lynchburg College 1987 — 1991
BA, Communications
St. Mary's High School, Manhasset, NY 1983 — 1987
Aon Benfield July 2015 - Present
First Analysis Securities Corporation October 2014 - June 2015
KPMG Corporate Finance LLC July 2012 - October 2014
Scott-Macon, Ltd. June 2008 - May 2012
Banc of America Securities LLC June 2007 - June 2008
Jefferies & Company May 2006 - August 2006
Merrill Lynch & Co. June 2001 - July 2005
Skills
Investment Banking, Mergers & Acquisitions, Financial Analysis, Mergers, Investments, Valuation, Financial Modeling, Asset Management, Analysis, Finance, Strategy, Private Equity, Venture Capital, Private Placements, Corporate Finance, Equities, Debt
Education
Georgetown University - The McDonough School of Business 2005 — 2007
M.B.A
University of Michigan 1997 — 2001
B.A
SunTrust Robinson Humphrey September 2005 - Present
SunTrust Robinson Humphrey March 2003 - September 2005
Banc of America Securities LLC March 1997 - February 2003
Financial Industry Regulatory Authority (FINRA) February 1993 - March 1997
Masterson Moreland Sauer Whisman, Inc. August 1991 - January 1993
Michigan Department of Commerce January 1989 - June 1991
Skills
Capital Markets, Corporate Finance, Due Diligence, Equities, Finance, Financial Modeling, Financial Structuring, Fixed Income, Investment Banking, Mergers, Portfolio Management, Private Equity, Private Placements, Structured Finance, Valuation, Securitization, Mergers & Acquisitions
Education
Southern Methodist University - Cox School of Business
M.B.A., Finance
Michigan State University
B.A., Political Economics
Jefferies & Company March 2011 - Present
The PrinceRidge Group August 2009 - February 2011
Banc of America Securities, LLC April 1998 - October 2008
Skills
Direct Sales, Sales Management, Product Marketing
Education
Columbia Business School 1993 — 1995
MBA
Boston University 1986 — 1990
Bachelor of Science, Electrical Engineering
True Value Company September 2014 - September 2014
Office Team June 2013 - October 2013
Property Casualty Insurers Association of America September 2012 - September 2012
Kraft Foods Group June 2012 - July 2012
BP October 2011 - December 2011
Banc of America Securities LLC May 2007 - September 2009
Banc of America Securities LLC June 2001 - July 2005
Skills
Data Entry, Administrative..., Proficient in MSOffice..., Microsoft Office, Management, Outlook, Office Management, Customer Service, Microsoft Word, Time Management, Invoicing, Administration, Accounts Payable, Teamwork, Office Administration
Education
DePaul University
B.S.C., Management
Trebuchet Financial Group; LLC August 2009 - Present
Banc of America Securities; LLC May 2007 - August 2009
Prime International Trading; LTD February 2006 - December 2006
Lanigan & Stack September 2004 - February 2006
Skills
Options, Portfolio Management, Bonds, Financial Risk, Series 7, Investments, Trading, Foreign Exchange, Capital Markets, Fixed Income, CRM, Volatility, Equity Trading, Equities, Commodity, Risk Management, Asset Allocation, Trading Systems, Trading Strategies, Financial Markets, Hedging, Electronic Trading, Proprietary Trading, Bloomberg, Series 63, Settlement, Management, Derivatives, Hedge Funds, Securities, Currency, Back Office
Education
Saint Mary's University 1999 — 2002
Bachelor of Science, Business Management
Jefferies LLC March 2006 - Present
Banc of America Securities LLC June 1998 - February 2006
Education
James Madison University 1994 — 1998
Bachelor of Business Administration (B.B.A.), Finance, General
Bank of America Merrill Lynch April 2014 - Present
Morgan Stanley May 2013 - April 2014
Bank of America / Merrill Lynch February 2009 - May 2013
BANC OF AMERICA SECURITIES, LLC September 2007 - February 2009
BANC OF AMERICA SECURITIES, LLC July 2005 - September 2007
BEAR STEARNS & CO, INC January 2000 - July 2005
Skills
Equities, Capital Markets, Derivatives, Fixed Income, Equity Derivatives, Middle Office, Series 7, Securities, Trading
Education
Stony Brook University 1996 — 1999
Bachelor's degree, Economics
Macquarie Capital (USA) Inc. 2007 - Present
Giuliani Capital Advisors 2004 - 2007
Ernst & Young Corporate Finance 2000 - 2004
Banc of America Securities LLC 1998 - 2000
Bank of America (formerly Continental Bank) 1981 - 1998
Education
The University of Chicago - Booth School of Business 1984 — 1987
Master of Business Administration (M.B.A.), Finance
Western Illinois University 1977 — 1981
Bachelor of Science (BS), Finance
TD Securities January 2012 - Present
Bank of America Merrill Lynch January 1998 - December 2011
Banc of America Securities LLC April 1992 - January 1998
Bear Stearns& Co. January 1991 - April 1992
Chase Securities, Inc. January 1989 - January 1991
Smith Barney, Harris Upham & Co. August 1981 - January 1989
Skills
Public Finance, Capital Markets, Local Government Finance, Higher Education Finance, Student Housing Finance, Nonprofit Finance, Utility Finance, Management, Series 7, Series 53, Series 63
Education
Princeton University
Bachelor of Arts, Cum Laude, Architecture and Urban Planning
University of Pennsylvania
Master of City Planning
The University of Texas at Austin
LBJ School of Public Affairs, Master of Public Affairs