Banc One Securities Corporation
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Banc One Securities Corporation Employees
Employee
Years
Job
Industry
Lisa Marcelli, CFP® Lisa Marcelli, CFP®'s Banc One Securities Corporation Experience 1993 - 2003
Job Senior Vice President, Financial Advisor at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities Financial AdvisorSanders Morris Harris2003 - 2012
Banc One Securities Corporation 1993 - 2003
Education
The University of Texas at Austin
Bachelor of Business Administration (B.B.A.), Economics
Wunderlich Securities Financial AdvisorSanders Morris Harris2003 - 2012
Banc One Securities Corporation 1993 - 2003
Education
The University of Texas at Austin
Bachelor of Business Administration (B.B.A.), Economics
Kim (Wilson) Byers Kim (Wilson) Byers's Banc One Securities Corporation Experience April 1999 - January 2001
Job Owner & Creative Director, The Celebration Shoppe
Industry Retail
Experience
The Celebration Shoppe September 2008 - Present
Kellogg Company March 2011 - Present
Project: Marketing April 2007 - August 2008
JPMorgan Chase & Co. 2001 - 2007
Banc One Securities Corporation April 1999 - January 2001
Skills
Social Media Marketing, Social Media, Marketing Communications, Strategy, Marketing, Product Development, Digital Marketing, Marketing Strategy, Social Networking, Email Marketing, Direct Marketing, Facebook, Integrated Marketing, Online Advertising, Advertising, Brand Management, Online Marketing, Public Relations, Marketing Research, Event Planning, Blogging, Event Management, SEO, Creative Direction, Brand Development, Copywriting
Education
Otterbein University 2002 — 2004
MBA, Marketing
Mississippi State University - College of Business and Industry 1996 — 1998
BA, Marketing
The Celebration Shoppe September 2008 - Present
Kellogg Company March 2011 - Present
Project: Marketing April 2007 - August 2008
JPMorgan Chase & Co. 2001 - 2007
Banc One Securities Corporation April 1999 - January 2001
Skills
Social Media Marketing, Social Media, Marketing Communications, Strategy, Marketing, Product Development, Digital Marketing, Marketing Strategy, Social Networking, Email Marketing, Direct Marketing, Facebook, Integrated Marketing, Online Advertising, Advertising, Brand Management, Online Marketing, Public Relations, Marketing Research, Event Planning, Blogging, Event Management, SEO, Creative Direction, Brand Development, Copywriting
Education
Otterbein University 2002 — 2004
MBA, Marketing
Mississippi State University - College of Business and Industry 1996 — 1998
BA, Marketing
Scott Walton's Banc One Securities Corporation Experience 1992 - 2001
Job Market Manager at PNC Mortgage
Industry Financial Services
Experience
PNC 2013 - 2015
Sente Mortgage 2012 - 2013
JPMorgan Chase 2009 - 2012
JPMorgan Chase 2004 - 2009
Charles Schwab 2001 - 2004
Banc One Securities Corporation 1992 - 2001
Skills
Mortgage Banking, Residential Mortgages, High Performance Teams, Organizational..., Exceed Sales Goals, Sales Management, Talent Management, Coaching, Financial Advisory, Highly versatile, Financial Services, Talent Developer, Sales Process, Articulate Communicator, Loans, Investments, Mortgage Lending, FHA, Credit Analysis, Underwriting, Credit, Leadership, Real Estate, Team Leadership, Loan Origination, Management, FHA financing, Refinance, VA loans, Sales, Construction Loans, Mortgage Underwriting, Home Equity Loans, Reverse Mortgages, Consumer Lending, Insurance, Government Loans, Relationship Management, Real Estate Financing, USDA, Retail Banking, Strategy, Banking, Investment Properties, Certified Mortgage..., First Time Home Buyers, Loan Servicing, Mortgage Marketing, Commercial Mortgages, VA Loans
Education
The University of Texas at Austin 1977 — 1981
Business Administration and Management, General
University of Virginia - Darden Graduate School of Business Administration
Leading Strategic Change
St. Mark's School of Texas 1972 — 1977
PNC 2013 - 2015
Sente Mortgage 2012 - 2013
JPMorgan Chase 2009 - 2012
JPMorgan Chase 2004 - 2009
Charles Schwab 2001 - 2004
Banc One Securities Corporation 1992 - 2001
Skills
Mortgage Banking, Residential Mortgages, High Performance Teams, Organizational..., Exceed Sales Goals, Sales Management, Talent Management, Coaching, Financial Advisory, Highly versatile, Financial Services, Talent Developer, Sales Process, Articulate Communicator, Loans, Investments, Mortgage Lending, FHA, Credit Analysis, Underwriting, Credit, Leadership, Real Estate, Team Leadership, Loan Origination, Management, FHA financing, Refinance, VA loans, Sales, Construction Loans, Mortgage Underwriting, Home Equity Loans, Reverse Mortgages, Consumer Lending, Insurance, Government Loans, Relationship Management, Real Estate Financing, USDA, Retail Banking, Strategy, Banking, Investment Properties, Certified Mortgage..., First Time Home Buyers, Loan Servicing, Mortgage Marketing, Commercial Mortgages, VA Loans
Education
The University of Texas at Austin 1977 — 1981
Business Administration and Management, General
University of Virginia - Darden Graduate School of Business Administration
Leading Strategic Change
St. Mark's School of Texas 1972 — 1977
Mike Zick's Banc One Securities Corporation Experience July 1997 - June 2004
Job Sr. Relationship Manager at PNC Wealth Management
Industry Financial Services
Experience
PNC Wealth Management May 2012 - Present
JPMorgan June 2004 - May 2012
Banc One Securities Corporation July 1997 - June 2004
NBD Bank July 1995 - July 1997
Education
Purdue University 1989 — 1993
B.S., Financial Planning
Trinity High School, Louisville, KY 1985 — 1989
PNC Wealth Management May 2012 - Present
JPMorgan June 2004 - May 2012
Banc One Securities Corporation July 1997 - June 2004
NBD Bank July 1995 - July 1997
Education
Purdue University 1989 — 1993
B.S., Financial Planning
Trinity High School, Louisville, KY 1985 — 1989
Terry R. Cox's Banc One Securities Corporation Experience April 1998 - June 2001
Job LPL Financial Advisor, Vice President at Elements Wealth Management
Industry Financial Services
Experience
Elements Financial Federal Credit Union October 2005 - Present
Natcity Investments Inc March 2003 - October 2005
Fisher Investments June 2001 - March 2003
Banc One Securities Corporation April 1998 - June 2001
Smith Barney, Inc. December 1993 - April 1998
Skills
Investments, Strategic Financial..., Wealth Management, Insurance, Securities, Portfolio Management, Investment Management
Education
Indiana State University - Scott College of Business 1973 — 1977
B.S., Marketing
Elements Financial Federal Credit Union October 2005 - Present
Natcity Investments Inc March 2003 - October 2005
Fisher Investments June 2001 - March 2003
Banc One Securities Corporation April 1998 - June 2001
Smith Barney, Inc. December 1993 - April 1998
Skills
Investments, Strategic Financial..., Wealth Management, Insurance, Securities, Portfolio Management, Investment Management
Education
Indiana State University - Scott College of Business 1973 — 1977
B.S., Marketing
Alexandria Caravetta Alexandria Caravetta's Banc One Securities Corporation Experience February 1996 - September 1998
Job Vice President at Citi Private Equity Services
Industry Financial Services
Experience
Citi February 2015 - Present
Huntington Asset Services March 2012 - February 2015
JP Morgan Chase July 2008 - January 2012
Huntington National Bank January 2005 - July 2008
Ohio Police and Fire Pension Fund April 2002 - January 2005
BISYS Fund Services March 1998 - April 2002
Banc One Securities Corporation February 1996 - September 1998
Skills
Global Custody, Risk Management, Compliance, Mutual Funds, Process Improvement, Coaching, Investment Management, Business Analysis, Portfolio Management, Financial Services, Capital Markets, Relationship Management, Alternative Investments, Fund Accounting, Banking, Trading, Financial Risk
Education
The Ohio State University 1990 — 1995
The College Arts and Science, Psychology
Citi February 2015 - Present
Huntington Asset Services March 2012 - February 2015
JP Morgan Chase July 2008 - January 2012
Huntington National Bank January 2005 - July 2008
Ohio Police and Fire Pension Fund April 2002 - January 2005
BISYS Fund Services March 1998 - April 2002
Banc One Securities Corporation February 1996 - September 1998
Skills
Global Custody, Risk Management, Compliance, Mutual Funds, Process Improvement, Coaching, Investment Management, Business Analysis, Portfolio Management, Financial Services, Capital Markets, Relationship Management, Alternative Investments, Fund Accounting, Banking, Trading, Financial Risk
Education
The Ohio State University 1990 — 1995
The College Arts and Science, Psychology
James Work James Work's Banc One Securities Corporation Experience September 1998 - April 2004
Job Personal Financial Representative at Allstate Financial Services
Industry Insurance
Experience
Allstate Financial Services July 2005 - Present
A.G. Edwards April 2004 - July 2005
Banc One Securities Corporation September 1998 - April 2004
Morgan Stanley Dean Witter February 1995 - September 1998
American General Life and Accident August 1994 - February 1995
Mutual of Omaha May 1993 - August 1994
Skills
Life & Health Insurance..., Series 7, Series 63, Series 65, Fixed Annuities, Variable Annuities, Mutual Funds, 529 Plans, IRAs, 401k Rollovers, Long Term Care Insurance, Retirement Planning, Insurance, Life Insurance, Investment Strategies, Underwriting, Consumer Lending, College Savings Plans, Saving for Education, Whole Life, Finance, Long-term Care, Small Business, Retirement, Qualified Retirement..., Financial Planners, Asset Allocation, Universal Life, Strategic Financial..., 401k, Financial Services, Loans, Property & Casualty..., General Insurance, Term Life Insurance, Critical Illness, Employee Benefits, Health Insurance, Investments, Disability Insurance, Wealth Management..., Roth IRA, Small Business Lending, Securities, Uniform Combined State..., Wealth, Wealth Accumulation, Series 24, Estate Planning, Commercial Insurance
Education
Marshall University 1987 — 1992
Bachelor of Business Administration (BBA), Economics
Allstate Financial Services July 2005 - Present
A.G. Edwards April 2004 - July 2005
Banc One Securities Corporation September 1998 - April 2004
Morgan Stanley Dean Witter February 1995 - September 1998
American General Life and Accident August 1994 - February 1995
Mutual of Omaha May 1993 - August 1994
Skills
Life & Health Insurance..., Series 7, Series 63, Series 65, Fixed Annuities, Variable Annuities, Mutual Funds, 529 Plans, IRAs, 401k Rollovers, Long Term Care Insurance, Retirement Planning, Insurance, Life Insurance, Investment Strategies, Underwriting, Consumer Lending, College Savings Plans, Saving for Education, Whole Life, Finance, Long-term Care, Small Business, Retirement, Qualified Retirement..., Financial Planners, Asset Allocation, Universal Life, Strategic Financial..., 401k, Financial Services, Loans, Property & Casualty..., General Insurance, Term Life Insurance, Critical Illness, Employee Benefits, Health Insurance, Investments, Disability Insurance, Wealth Management..., Roth IRA, Small Business Lending, Securities, Uniform Combined State..., Wealth, Wealth Accumulation, Series 24, Estate Planning, Commercial Insurance
Education
Marshall University 1987 — 1992
Bachelor of Business Administration (BBA), Economics
Jeff Slattery Jeff Slattery's Banc One Securities Corporation Experience August 1999 - January 2003
Job Executive Director Market Director J.P. Morgan Securities, LLC
Industry Financial Services
Experience
J.P. Morgan Chase Bank, NA January 2003 - Present
Banc One Securities Corporation August 1999 - January 2003
Citigroup March 1998 - July 1999
Harrahs Casino Joliet May 1993 - March 1998
Education
Illinois State University
Finance
J.P. Morgan Chase Bank, NA January 2003 - Present
Banc One Securities Corporation August 1999 - January 2003
Citigroup March 1998 - July 1999
Harrahs Casino Joliet May 1993 - March 1998
Education
Illinois State University
Finance
Almerine 'Al' Stout III's Banc One Securities Corporation Experience January 1995 - January 2002
Job Registered Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. January 2002 - Present
Banc One Securities Corporation January 1995 - January 2002
Education
University of Kentucky 1986 — 1990
Bachelor of Science in Accounting, Accounting, Economics
UBS Financial Services Inc. January 2002 - Present
Banc One Securities Corporation January 1995 - January 2002
Education
University of Kentucky 1986 — 1990
Bachelor of Science in Accounting, Accounting, Economics
Thomas Jalics, CFA Thomas Jalics, CFA's Banc One Securities Corporation Experience February 1997 - April 1999
Job Head of Equity Research at Key Private Bank
Industry Investment Management
Experience
Key Private Bank May 2015 - Present
Key Private Bank August 2010 - April 2015
National City Bank July 2004 - June 2009
National City Bank November 2003 - July 2004
Fitch Ratings April 1999 - November 2003
Banc One Securities Corporation February 1997 - April 1999
Skills
Equity Research, Portfolio Management, Asset Management, Financial Analysis, Valuation, Investments, Due Diligence, Mergers, Equities, Management, Asset Managment, Financial Services, Strategy, Finance, Wealth Management, Credit, Alternative Investments, Financial Modeling, Mergers & Acquisitions, Competitive Analysis
Education
The University of Chicago Booth School of Business 2001 — 2003
MBA, Finance
Miami University 1992 — 1996
Bachelor of Arts, Economics and Chemistry
Rocky River High School 1988 — 1992
Key Private Bank May 2015 - Present
Key Private Bank August 2010 - April 2015
National City Bank July 2004 - June 2009
National City Bank November 2003 - July 2004
Fitch Ratings April 1999 - November 2003
Banc One Securities Corporation February 1997 - April 1999
Skills
Equity Research, Portfolio Management, Asset Management, Financial Analysis, Valuation, Investments, Due Diligence, Mergers, Equities, Management, Asset Managment, Financial Services, Strategy, Finance, Wealth Management, Credit, Alternative Investments, Financial Modeling, Mergers & Acquisitions, Competitive Analysis
Education
The University of Chicago Booth School of Business 2001 — 2003
MBA, Finance
Miami University 1992 — 1996
Bachelor of Arts, Economics and Chemistry
Rocky River High School 1988 — 1992
Paula Dooley Strouse's Banc One Securities Corporation Experience February 1999 - May 2002
Job Financial Advisor, StrouseKeller Income Advisors at City Securities Corporation
Industry Financial Services
Experience
City Securities Corporation September 2002 - Present
Banc One Securities Corporation February 1999 - May 2002
First Chicago NBD Investment Services, Inc. March 1996 - February 1999
Essec National Securities, Inc. April 1993 - March 1996
Skills
Finance, Risk Management, Wealth Management, Retirement Planning, Portfolio Management, Investment Advisory, Financial Analysis, Income
Education
Indiana University Bloomington
Bachelor of Arts (B.A.), Journalism and Religion
Institute of Business and Finance
City Securities Corporation September 2002 - Present
Banc One Securities Corporation February 1999 - May 2002
First Chicago NBD Investment Services, Inc. March 1996 - February 1999
Essec National Securities, Inc. April 1993 - March 1996
Skills
Finance, Risk Management, Wealth Management, Retirement Planning, Portfolio Management, Investment Advisory, Financial Analysis, Income
Education
Indiana University Bloomington
Bachelor of Arts (B.A.), Journalism and Religion
Institute of Business and Finance
Phil Denney, CFP® Phil Denney, CFP®'s Banc One Securities Corporation Experience January 1999 - September 1999
Job Vice President Halbert Wealth Management
Industry Financial Services
Experience
Austin Military Officer Association of America December 2014 - Present
Halbert Wealth Management October 1999 - Present
ProFutures Inc. October 1999 - Present
Austin Military Officers Association of America June 2012 - May 2013
Austin Military Officer Association of America June 2010 - May 2012
Banc One Securities Corporation January 1999 - September 1999
NationsBanc Investments, Inc July 1994 - December 1998
US Army November 1975 - June 1994
Skills
Investment Advisory, Retirement Planning, Wealth Management, Investment Management, Alternative Investments, Asset Managment, Managing Accounts, Certified Financial..., Managed Futures, Fund Of Funds, 401k, Mutual Funds, Risk Management, Portfolio Management, Investment Strategies, Wealth, IRAs, Leadership, Equities, Finance, Securities, Hedge Funds, Financial Planners, Bonds, Retirement, Financial Advisory, Convertible Bonds, Managed Accounts, Operations Management, Series 65, Microsoft Office 2010
Education
St. Edward's University 2000 — 2002
MBA, General Business
College for Financial Planning 1996 — 1998
CFP, Financial Planning and Services
The University of Akron 1971 — 1975
BA, Political Science
Austin Military Officer Association of America December 2014 - Present
Halbert Wealth Management October 1999 - Present
ProFutures Inc. October 1999 - Present
Austin Military Officers Association of America June 2012 - May 2013
Austin Military Officer Association of America June 2010 - May 2012
Banc One Securities Corporation January 1999 - September 1999
NationsBanc Investments, Inc July 1994 - December 1998
US Army November 1975 - June 1994
Skills
Investment Advisory, Retirement Planning, Wealth Management, Investment Management, Alternative Investments, Asset Managment, Managing Accounts, Certified Financial..., Managed Futures, Fund Of Funds, 401k, Mutual Funds, Risk Management, Portfolio Management, Investment Strategies, Wealth, IRAs, Leadership, Equities, Finance, Securities, Hedge Funds, Financial Planners, Bonds, Retirement, Financial Advisory, Convertible Bonds, Managed Accounts, Operations Management, Series 65, Microsoft Office 2010
Education
St. Edward's University 2000 — 2002
MBA, General Business
College for Financial Planning 1996 — 1998
CFP, Financial Planning and Services
The University of Akron 1971 — 1975
BA, Political Science
Patrick Dennis Patrick Dennis's Banc One Securities Corporation Experience December 1996 - December 1998
Job Founding Principal & Managing Director, Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC August 2008 - Present
Wachovia Securities, LLC 1998 - 2008
Banc One Securities Corporation December 1996 - December 1998
U.S. Securities and Exchange Commission June 1991 - December 1996
Cadwalader, Wickersham & Taft LLP January 1989 - June 1991
US Securities and Exchange Commission January 1986 - January 1989
Skills
FINRA, Securities, Securities Regulation, Investment Advisory, AML, Series 7, Capital Markets, SEC, Mutual Funds, Risk Management, Hedge Funds, Corporate Governance, Private Equity, Asset Managment, Investments, Equities, Licensing, Series 63, Due Diligence, Fixed Income, Golf Resorts, Asset Management, Golf Courses, Mergers & Acquisitions, Series 24, Investment Management, Financial Services, Alternative Investments, Corporate Finance, Wealth Management, Arbitration, Financial Markets, Options, Derivatives, ETFs
Education
University of Wisconsin-Madison 1984 — 1985
JD, Law
Rochester Institute of Technology 1973 — 1975
BS, Management
Oyster Consulting, LLC August 2008 - Present
Wachovia Securities, LLC 1998 - 2008
Banc One Securities Corporation December 1996 - December 1998
U.S. Securities and Exchange Commission June 1991 - December 1996
Cadwalader, Wickersham & Taft LLP January 1989 - June 1991
US Securities and Exchange Commission January 1986 - January 1989
Skills
FINRA, Securities, Securities Regulation, Investment Advisory, AML, Series 7, Capital Markets, SEC, Mutual Funds, Risk Management, Hedge Funds, Corporate Governance, Private Equity, Asset Managment, Investments, Equities, Licensing, Series 63, Due Diligence, Fixed Income, Golf Resorts, Asset Management, Golf Courses, Mergers & Acquisitions, Series 24, Investment Management, Financial Services, Alternative Investments, Corporate Finance, Wealth Management, Arbitration, Financial Markets, Options, Derivatives, ETFs
Education
University of Wisconsin-Madison 1984 — 1985
JD, Law
Rochester Institute of Technology 1973 — 1975
BS, Management
Greg Holst, CFA's Banc One Securities Corporation Experience 1998 - 2001
Job VP, Client Portfolio Manager at J.P.Morgan Asset Management
Industry Financial Services
Experience
JPMorgan Asset Management September 2011 - Present
JPMorgan Asset Management 2004 - August 2011
One Group Mutual Funds 2001 - 2004
Banc One Securities Corporation 1998 - 2001
Banc One Securities Corporation 1997 - 1998
Bank One 1996 - 1997
Skills
Investments, Fixed Income
Education
Capital University 2001 — 2003
MBA
Bryan College 1988 — 1992
BA, Bible, Music
JPMorgan Asset Management September 2011 - Present
JPMorgan Asset Management 2004 - August 2011
One Group Mutual Funds 2001 - 2004
Banc One Securities Corporation 1998 - 2001
Banc One Securities Corporation 1997 - 1998
Bank One 1996 - 1997
Skills
Investments, Fixed Income
Education
Capital University 2001 — 2003
MBA
Bryan College 1988 — 1992
BA, Bible, Music
Sandy Trees Sandy Trees's Banc One Securities Corporation Experience 1999 - 2002
Job VP, Marketing at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase April 2011 - Present
J.P. Morgan May 2006 - Present
BE Creative 2002 - 2006
Banc One Securities Corporation 1999 - 2002
Skills
Marketing Strategy, Marketing Communications, Series 63, Marketing, Financial Services, Series 7, Mutual Funds, Wealth Management, Investments, Asset Management, Risk Management, Program Management, Banking, Securities, Management, Relationship Management, Project Management, Strategic Planning
Education
Otterbein University
Bachelor of Arts, Business Administration
JPMorgan Chase April 2011 - Present
J.P. Morgan May 2006 - Present
BE Creative 2002 - 2006
Banc One Securities Corporation 1999 - 2002
Skills
Marketing Strategy, Marketing Communications, Series 63, Marketing, Financial Services, Series 7, Mutual Funds, Wealth Management, Investments, Asset Management, Risk Management, Program Management, Banking, Securities, Management, Relationship Management, Project Management, Strategic Planning
Education
Otterbein University
Bachelor of Arts, Business Administration
Brian Jackman Brian Jackman's Banc One Securities Corporation Experience 1998 - April 2002
Job Director, Chase Wealth Management
Industry Financial Services
Experience
JPMorgan Chase June 2009 - Present
JPMorgan Chase January 2006 - June 2009
Bright Trading March 2005 - February 2006
JPMorgan Chase November 2003 - March 2005
Banc One Investment Advisors April 2002 - November 2003
Banc One Securities Corporation 1998 - April 2002
Bank One 1994 - 1998
Prudential Financial 1990 - 1994
Skills
Equities, Trading, Options
Education
University of Virginia - Darden Graduate School of Business Administration
Executive Education, Leading Strategic Change
Capital University 1996 — 1998
MBA, Business Administration
Bowling Green State University 1986 — 1990
Bachelor of Science, Finance
JPMorgan Chase June 2009 - Present
JPMorgan Chase January 2006 - June 2009
Bright Trading March 2005 - February 2006
JPMorgan Chase November 2003 - March 2005
Banc One Investment Advisors April 2002 - November 2003
Banc One Securities Corporation 1998 - April 2002
Bank One 1994 - 1998
Prudential Financial 1990 - 1994
Skills
Equities, Trading, Options
Education
University of Virginia - Darden Graduate School of Business Administration
Executive Education, Leading Strategic Change
Capital University 1996 — 1998
MBA, Business Administration
Bowling Green State University 1986 — 1990
Bachelor of Science, Finance
Harry Smith, CFP Harry Smith, CFP's Banc One Securities Corporation Experience 1997 - 1999
Job Regional Sales Manager at Capital One
Industry Financial Services
Experience
Capital One November 2008 - Present
James E. Bashaw & Co. 2005 - 2007
WM Financial Services 2001 - 2005
Wells Fargo Securities 1999 - 2001
Banc One Securities Corporation 1997 - 1999
Banc One Securities Corporation 1988 - 1997
Banc One Securities Corporation 1986 - 1988
Banc One Securities Corporation 1982 - 1986
Skills
Series 24, Series 7, Series 65, Series 63, Series 53, Group 1 Life Insurance, Microsoft Office
Education
The University of Texas at Austin
BBA, Finance
University of Houston
University of St. Thomas (TX)
Capital One November 2008 - Present
James E. Bashaw & Co. 2005 - 2007
WM Financial Services 2001 - 2005
Wells Fargo Securities 1999 - 2001
Banc One Securities Corporation 1997 - 1999
Banc One Securities Corporation 1988 - 1997
Banc One Securities Corporation 1986 - 1988
Banc One Securities Corporation 1982 - 1986
Skills
Series 24, Series 7, Series 65, Series 63, Series 53, Group 1 Life Insurance, Microsoft Office
Education
The University of Texas at Austin
BBA, Finance
University of Houston
University of St. Thomas (TX)
Bernadette (Bernie) Smith Bernadette (Bernie) Smith's Banc One Securities Corporation Experience June 1998 - August 2003
Job Senior Vice President at Hazlett, Burt & Watson, Inc.
Industry Financial Services
Experience
Security Capital Management September 2006 - Present
Hazlett, Burt & Watson, Inc September 2003 - Present
Banc One Securities Corporation June 1998 - August 2003
Skills
Series 7, Series 63, Series 65, Life /Health insurance..., Portfolio Management, Retirement, Investments, Retirement Planning, Wealth Management, Mutual Funds, Bonds, Financial Services, Wealth, Fixed Annuities, Strategic Financial..., IRAs, Customer Service, Financial Planning, Public Speaking, Insurance, Strategic Planning
Education
Duquesne University 2003 — 2004
Certificate of Financial Planning, Financial Planning
Sweet Briar College 1984 — 1988
BS, Economics, Business Administration
Security Capital Management September 2006 - Present
Hazlett, Burt & Watson, Inc September 2003 - Present
Banc One Securities Corporation June 1998 - August 2003
Skills
Series 7, Series 63, Series 65, Life /Health insurance..., Portfolio Management, Retirement, Investments, Retirement Planning, Wealth Management, Mutual Funds, Bonds, Financial Services, Wealth, Fixed Annuities, Strategic Financial..., IRAs, Customer Service, Financial Planning, Public Speaking, Insurance, Strategic Planning
Education
Duquesne University 2003 — 2004
Certificate of Financial Planning, Financial Planning
Sweet Briar College 1984 — 1988
BS, Economics, Business Administration
Jeremy Friedberg Jeremy Friedberg's Banc One Securities Corporation Experience 2003 - 2004
Job VP, Custodian Relationship Manager at Envestnet Asset Management
Industry Investment Management
Experience
Envestnet Asset Management June 2011 - Present
Envestnet Asset Management March 2007 - June 2011
Envestnet Asset Management March 2006 - 2007
Oppenheimer & Co. 2004 - 2006
Banc One Securities Corporation 2003 - 2004
American Express Financial Advisors 2001 - 2003
Skills
Investment Advisory, Management, Investments, Leadership, Analytical Skills, Analytic Thinking, Finance, CRM, Series 7, Asset Allocation, Project Management, Custodial Services, Investment Management, Securities, Mutual Funds, Asset Management
Education
Bradley University 1994 — 1998
Bachelor of Arts, Political Science and Government
Envestnet Asset Management June 2011 - Present
Envestnet Asset Management March 2007 - June 2011
Envestnet Asset Management March 2006 - 2007
Oppenheimer & Co. 2004 - 2006
Banc One Securities Corporation 2003 - 2004
American Express Financial Advisors 2001 - 2003
Skills
Investment Advisory, Management, Investments, Leadership, Analytical Skills, Analytic Thinking, Finance, CRM, Series 7, Asset Allocation, Project Management, Custodial Services, Investment Management, Securities, Mutual Funds, Asset Management
Education
Bradley University 1994 — 1998
Bachelor of Arts, Political Science and Government
Barbara Humphrey Barbara Humphrey's Banc One Securities Corporation Experience 1984 - 1990
Job Certified Pharmacy Technician
Industry Hospital & Health Care
Experience
The Ohio State University Wexner Medical Center January 2011 - November 2014
WineShop At Home December 2006 - October 2009
The Huntington Company 1992 - 1992
BANC ONE SECURITIES CORPORATION 1984 - 1990
Olde & Company, Discount Stockbrokers Inc. 1983 - 1984
Merrill, Lynch, Pierce, Fenner, and Smith, Inc. 1982 - 1983
Skills
Lived in suburb of..., Well traveled in Europe..., Former certifications..., Hospitals, Healthcare, Customer Service, Sales, Sales Operations, Investments, Volunteering, wine futures, Pharmacy Technicians, ex patriate living, Investment Strategies, Marketing, Product Marketing, Start-ups, Pharmacy, Leadership, Time Management, Team Building, Training, Public Speaking
Education
The Ohio State University 2011 — 2012
Continuing Education, Business Administration - Marketing
Columbus State Community College 2008 — 2008
Pharmacy Technician Certificate Course
The Ohio State University - The Max M. Fisher College of Business 1976 — 1980
B.S., Marketing
The Ohio State University Wexner Medical Center January 2011 - November 2014
WineShop At Home December 2006 - October 2009
The Huntington Company 1992 - 1992
BANC ONE SECURITIES CORPORATION 1984 - 1990
Olde & Company, Discount Stockbrokers Inc. 1983 - 1984
Merrill, Lynch, Pierce, Fenner, and Smith, Inc. 1982 - 1983
Skills
Lived in suburb of..., Well traveled in Europe..., Former certifications..., Hospitals, Healthcare, Customer Service, Sales, Sales Operations, Investments, Volunteering, wine futures, Pharmacy Technicians, ex patriate living, Investment Strategies, Marketing, Product Marketing, Start-ups, Pharmacy, Leadership, Time Management, Team Building, Training, Public Speaking
Education
The Ohio State University 2011 — 2012
Continuing Education, Business Administration - Marketing
Columbus State Community College 2008 — 2008
Pharmacy Technician Certificate Course
The Ohio State University - The Max M. Fisher College of Business 1976 — 1980
B.S., Marketing
Debra Callaway Debra Callaway's Banc One Securities Corporation Experience January 1991 - January 1995
Job Agent/Registered Representative
Industry Financial Services
Experience
New York Life Insurance Company July 2010 - Present
NYLife Securities July 2010 - Present
Morgan Stanley Smith Barney July 1998 - July 2010
MERRILL LYNCH, INC January 1998 - January 1999
THE PRINCIPAL FINANCAL GROUP January 1995 - January 1998
BANC ONE SECURITIES CORPORATION January 1991 - January 1995
Skills
Long Term Care, Retirement Planning, Estate Planning, Financial Planning, Insurance
Education
UNIVERITY OF ARIZONA 1974 — 1978
Bachelor of Science, Business Administration; Business
University of Arizona 1973 — 1978
BS, Business Administration
New York Life Insurance Company July 2010 - Present
NYLife Securities July 2010 - Present
Morgan Stanley Smith Barney July 1998 - July 2010
MERRILL LYNCH, INC January 1998 - January 1999
THE PRINCIPAL FINANCAL GROUP January 1995 - January 1998
BANC ONE SECURITIES CORPORATION January 1991 - January 1995
Skills
Long Term Care, Retirement Planning, Estate Planning, Financial Planning, Insurance
Education
UNIVERITY OF ARIZONA 1974 — 1978
Bachelor of Science, Business Administration; Business
University of Arizona 1973 — 1978
BS, Business Administration
Kurt Isaly's Banc One Securities Corporation Experience May 1995 - September 1999
Job
Industry Banking
Experience
Bond Street Group, LLC @ Morgan Stanley November 2014 - February 2015
Heitmeyer Consulting April 2014 - November 2014
Chase Home Finance November 2010 - February 2014
Huntington Investment Company February 2010 - September 2010
Meeder Financial July 2007 - October 2008
BISYS Fund Services November 2001 - July 2007
The One Group Mutual Funds October 1999 - November 2001
Banc One Securities Corporation May 1995 - September 1999
National Deferred Compensation October 1994 - May 1995
The Ohio Company June 1991 - October 1994
Skills
DTC, Envision, Executive Management, Customer Relations, Banking, Investments, Compliance, Access, Outlook, Asset Management, Problem Solving, Strategic Planning, Vendor Management, Mutual Funds, Budgeting, Business Analysis, Excel, Process Improvement, Word, Insurance, Microsoft Office, Team Building, Operations Management, Supervisory Skills, Analysis, Product Management, Mergers, Asset Managment, Customer Service, Disaster Recovery, Microsoft Excel, Microsoft Word, Mortgage Lending, Mortgage Banking, Financial Services, Securities, Risk Management, Financial Analysis, Coaching, Finance, Project Management, Consumer Lending, Loans, Strategic Financial..., Series 6, Credit Analysis, Loan Origination, Residential Mortgages, Refinance, Call Centers
Education
Franklin University 1992 — 1993
BS
The Ohio State University 1986 — 1988
Bond Street Group, LLC @ Morgan Stanley November 2014 - February 2015
Heitmeyer Consulting April 2014 - November 2014
Chase Home Finance November 2010 - February 2014
Huntington Investment Company February 2010 - September 2010
Meeder Financial July 2007 - October 2008
BISYS Fund Services November 2001 - July 2007
The One Group Mutual Funds October 1999 - November 2001
Banc One Securities Corporation May 1995 - September 1999
National Deferred Compensation October 1994 - May 1995
The Ohio Company June 1991 - October 1994
Skills
DTC, Envision, Executive Management, Customer Relations, Banking, Investments, Compliance, Access, Outlook, Asset Management, Problem Solving, Strategic Planning, Vendor Management, Mutual Funds, Budgeting, Business Analysis, Excel, Process Improvement, Word, Insurance, Microsoft Office, Team Building, Operations Management, Supervisory Skills, Analysis, Product Management, Mergers, Asset Managment, Customer Service, Disaster Recovery, Microsoft Excel, Microsoft Word, Mortgage Lending, Mortgage Banking, Financial Services, Securities, Risk Management, Financial Analysis, Coaching, Finance, Project Management, Consumer Lending, Loans, Strategic Financial..., Series 6, Credit Analysis, Loan Origination, Residential Mortgages, Refinance, Call Centers
Education
Franklin University 1992 — 1993
BS
The Ohio State University 1986 — 1988
Mary Pridgeon's Banc One Securities Corporation Experience 1992 - 2000
Job Vice President at Bank of America
Industry Banking
Experience
Bank of America 2010 - Present
Bank of America Merrill Lynch 2008 - 2010
Evergreen Investments May 2006 - May 2008
Banc of America Investment Services, Inc. 2000 - 2006
Banc One Securities Corporation 1992 - 2000
Skills
Wealth Management, Banking, Risk Management, Financial Services, Relationship Management, Vendor Management, Business Process..., Process Improvement, Six Sigma, Project Portfolio..., Business Analysis
Education
University of Dayton 1996 — 1998
Master of Business Administration (MBA)
The Ohio State University 1988 — 1992
BS, Finance, General
Bank of America 2010 - Present
Bank of America Merrill Lynch 2008 - 2010
Evergreen Investments May 2006 - May 2008
Banc of America Investment Services, Inc. 2000 - 2006
Banc One Securities Corporation 1992 - 2000
Skills
Wealth Management, Banking, Risk Management, Financial Services, Relationship Management, Vendor Management, Business Process..., Process Improvement, Six Sigma, Project Portfolio..., Business Analysis
Education
University of Dayton 1996 — 1998
Master of Business Administration (MBA)
The Ohio State University 1988 — 1992
BS, Finance, General
Jason Dinneen's Banc One Securities Corporation Experience May 2000 - January 2003
Job Vice President at JPMorgan Capital Corporation
Industry Investment Banking
Experience
JPMorgan Capital Corporation July 2004 - Present
Banc One Capital Corporation January 2003 - July 2004
Banc One Securities Corporation May 2000 - January 2003
Skills
Insurance, Valuation, Investments, Financial Analysis, Equities, Financial Modeling, Portfolio Management, Investment Banking
Education
University of Illinois at Chicago 1999 — 2001
MBA, Finance, Accounting & International Business
The University of Kansas 1994 — 1998
BS, Physical Therapy
Blue Valley Northwest 1993 — 1994
Fremd High school 1990 — 1993
JPMorgan Capital Corporation July 2004 - Present
Banc One Capital Corporation January 2003 - July 2004
Banc One Securities Corporation May 2000 - January 2003
Skills
Insurance, Valuation, Investments, Financial Analysis, Equities, Financial Modeling, Portfolio Management, Investment Banking
Education
University of Illinois at Chicago 1999 — 2001
MBA, Finance, Accounting & International Business
The University of Kansas 1994 — 1998
BS, Physical Therapy
Blue Valley Northwest 1993 — 1994
Fremd High school 1990 — 1993
Cheng Yeh's Banc One Securities Corporation Experience May 2000 - April 2004
Job Vice President, Data Conversion Management at Envestnet, Inc
Industry Financial Services
Experience
Envestnet, Inc September 2013 - Present
Envestnet, Inc April 2007 - September 2013
Envestnet, Inc April 2005 - April 2007
Bear, Stearns & Co. Inc. May 2004 - October 2004
Banc One Securities Corporation May 2000 - April 2004
Lind-Waldock & Company LLC June 1997 - April 2004
Skills
Risk Management, Series 63, Performance Management, Series 7, Team Building, Portfolio Management, Options, Equities, Bonds, Derivatives, Investments, Management, Financial Services, Banking, Mutual Funds, Bloomberg, Business Analysis, Trading, Investment Advisory, Analysis, Asset Allocation, Fixed Income, Securities, Wealth Management
Education
Quinlan School of Business, Loyola University Chicago 2001 — 2004
MBA, Finance
University of California, Los Angeles 1992 — 1996
B.A., Economics
Envestnet, Inc September 2013 - Present
Envestnet, Inc April 2007 - September 2013
Envestnet, Inc April 2005 - April 2007
Bear, Stearns & Co. Inc. May 2004 - October 2004
Banc One Securities Corporation May 2000 - April 2004
Lind-Waldock & Company LLC June 1997 - April 2004
Skills
Risk Management, Series 63, Performance Management, Series 7, Team Building, Portfolio Management, Options, Equities, Bonds, Derivatives, Investments, Management, Financial Services, Banking, Mutual Funds, Bloomberg, Business Analysis, Trading, Investment Advisory, Analysis, Asset Allocation, Fixed Income, Securities, Wealth Management
Education
Quinlan School of Business, Loyola University Chicago 2001 — 2004
MBA, Finance
University of California, Los Angeles 1992 — 1996
B.A., Economics
Jason Jodway's Banc One Securities Corporation Experience February 2002 - August 2003
Job Financial Advisor at VALIC
Industry Financial Services
Experience
VALIC August 2003 - Present
Banc One Securities Corporation February 2002 - August 2003
Maximum Financial February 2000 - February 2002
Skills
Retirement Planning, IRAs, Series 7, Mutual Funds, Wealth Management, Investments, Insurance, 401k, Retirement, New Business Development, Series 63, Team Building, Strategic Financial..., Fixed Annuities, Uniform Combined State..., Risk Management, 529 Plans, Investment Advisory, Asset Allocation, Valuation, 401k Rollovers, Investment Strategies, Financial Advisory, Saving for Education, Securities, Series 6, Estate Planning, Wealth, Financial Planners, Variable Annuities, Financial Planning, Portfolio Management, Financial Services, Finance, Life Insurance, Asset Management, Strategic Planning, Financial Analysis, Management, Customer Service, Employee Benefits, Equities, Pensions, Investment Management, Relationship Management, Fixed Income, Leadership, FINRA, Banking
Education
Northwood University 1993 — 1998
Bachelor's Degree, Banking and Financial Support Services
Grosse Pointe South
VALIC August 2003 - Present
Banc One Securities Corporation February 2002 - August 2003
Maximum Financial February 2000 - February 2002
Skills
Retirement Planning, IRAs, Series 7, Mutual Funds, Wealth Management, Investments, Insurance, 401k, Retirement, New Business Development, Series 63, Team Building, Strategic Financial..., Fixed Annuities, Uniform Combined State..., Risk Management, 529 Plans, Investment Advisory, Asset Allocation, Valuation, 401k Rollovers, Investment Strategies, Financial Advisory, Saving for Education, Securities, Series 6, Estate Planning, Wealth, Financial Planners, Variable Annuities, Financial Planning, Portfolio Management, Financial Services, Finance, Life Insurance, Asset Management, Strategic Planning, Financial Analysis, Management, Customer Service, Employee Benefits, Equities, Pensions, Investment Management, Relationship Management, Fixed Income, Leadership, FINRA, Banking
Education
Northwood University 1993 — 1998
Bachelor's Degree, Banking and Financial Support Services
Grosse Pointe South
Shawn DeFoe's Banc One Securities Corporation Experience July 2000 - May 2002
Job Investment Advisor Represenitive(IAR)
Industry Financial Services
Experience
Integrity RIA LLC April 2004 - Present
Banc One Securities Corporation July 2000 - May 2002
Janus Capital Group September 1998 - June 2000
Skills
Investments, Mutual Funds, Series 7, Retirement, Estate Planning, Series 6, Banking, Customer Service, Strategic Planning, Team Building, Sales Management, Microsoft Office, Microsoft Excel, Public Speaking, Social Media, Financial Analysis, Marketing Strategy, Marketing, Small Business, Insurance, Leadership, Retirement Planning, Risk Management, Finance, Management, Investment Advisory, Portfolio Management, Series 63, Wealth Management, Asset Allocation, Investment Strategies, Securities, Fixed Annuities, IRAs, Strategic Financial..., Bonds, Financial Advisory, 401k
Education
Southwest Texas State University 1996 — 1998
Bachelor of Business Administration (BBA), Finance and Financial Management Services
University of Louisiana at Lafayette 1993 — 1997
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Integrity RIA LLC April 2004 - Present
Banc One Securities Corporation July 2000 - May 2002
Janus Capital Group September 1998 - June 2000
Skills
Investments, Mutual Funds, Series 7, Retirement, Estate Planning, Series 6, Banking, Customer Service, Strategic Planning, Team Building, Sales Management, Microsoft Office, Microsoft Excel, Public Speaking, Social Media, Financial Analysis, Marketing Strategy, Marketing, Small Business, Insurance, Leadership, Retirement Planning, Risk Management, Finance, Management, Investment Advisory, Portfolio Management, Series 63, Wealth Management, Asset Allocation, Investment Strategies, Securities, Fixed Annuities, IRAs, Strategic Financial..., Bonds, Financial Advisory, 401k
Education
Southwest Texas State University 1996 — 1998
Bachelor of Business Administration (BBA), Finance and Financial Management Services
University of Louisiana at Lafayette 1993 — 1997
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Kyle Dodson's Banc One Securities Corporation Experience May 2001 - January 2004
Job Operations Manager at Bankers Life Securities Inc.
Industry Financial Services
Experience
Bankers Life Securities Inc. May 2015 - Present
Wolf Financial Management LLC January 2012 - February 2015
Wolf Financial Management LLC July 2005 - December 2011
PMG Securities Corporation January 2004 - June 2005
Banc One Securities Corporation May 2001 - January 2004
Banc One Securities Corporation December 1998 - May 2001
First Chicago NBD Investment Services Corporation March 1996 - December 1998
Skills
Series 24, Series 7, Accounting, Retirement Planning, Financial Analysis, Auditing, Financial Reporting, Financial Services, Mergers & Acquisitions, Leadership, Strategic Planning
Education
Northern Illinois University
Bachelor’s Degree
Bankers Life Securities Inc. May 2015 - Present
Wolf Financial Management LLC January 2012 - February 2015
Wolf Financial Management LLC July 2005 - December 2011
PMG Securities Corporation January 2004 - June 2005
Banc One Securities Corporation May 2001 - January 2004
Banc One Securities Corporation December 1998 - May 2001
First Chicago NBD Investment Services Corporation March 1996 - December 1998
Skills
Series 24, Series 7, Accounting, Retirement Planning, Financial Analysis, Auditing, Financial Reporting, Financial Services, Mergers & Acquisitions, Leadership, Strategic Planning
Education
Northern Illinois University
Bachelor’s Degree
William Mauck's Banc One Securities Corporation Experience July 1996 - March 1997
Job Product Strategist at JPMorgan Asset Management
Industry Financial Services
Experience
JPMorgan Asset Management September 2004 - Present
JPMorgan Asset Management December 2002 - September 2004
JPMorgan Asset Management August 2001 - December 2002
JPMorgan Asset Management June 2000 - August 2001
JPMorgan Asset Management October 1997 - June 2000
JPMorgan Asset Management March 1997 - October 1997
Banc One Securities Corporation July 1996 - March 1997
Banc One Securities Corporation March 1995 - July 1996
Central Benefits Mutual Insurance December 1994 - March 1995
Total Asset Planning Provident Mutual May 1994 - October 1994
Skills
Product Management, Pricing, Competitive Analysis, Analytics, Business Analysis
Education
Kent State University 1989 — 1993
Bachelor of Business Administration, Business Management (Finance Concentration)
JPMorgan Asset Management September 2004 - Present
JPMorgan Asset Management December 2002 - September 2004
JPMorgan Asset Management August 2001 - December 2002
JPMorgan Asset Management June 2000 - August 2001
JPMorgan Asset Management October 1997 - June 2000
JPMorgan Asset Management March 1997 - October 1997
Banc One Securities Corporation July 1996 - March 1997
Banc One Securities Corporation March 1995 - July 1996
Central Benefits Mutual Insurance December 1994 - March 1995
Total Asset Planning Provident Mutual May 1994 - October 1994
Skills
Product Management, Pricing, Competitive Analysis, Analytics, Business Analysis
Education
Kent State University 1989 — 1993
Bachelor of Business Administration, Business Management (Finance Concentration)
Mary Carducci's Banc One Securities Corporation Experience June 1995 - September 1996
Job Member
Industry Law Practice
Experience
Mann & Carducci Co., L.P.A. April 2012 - Present
Ohio Developmental Disabilities Council April 2012 - Present
Liberty Township Trustee, Delaware County, Ohio January 2010 - Present
Carducci & Associates, LLC November 2009 - April 2011
Ohio Attorney General's Office May 2003 - October 2006
Stonehenge Services, Inc. August 1999 - March 2003
Banc One Capital Holdings, Inc, and affiliates September 1996 - August 1999
Ohio Department of Taxation 1985 - May 1998
Banc One Securities Corporation June 1995 - September 1996
Securites Enforcement Section, Ohio Department of Commerce April 1988 - May 1995
Skills
Litigation, Civil Litigation, Legal Research, Legal Writing, Commercial Litigation, Courts, Trial Practice, Criminal Law, Appeals, Administrative Law, Employment Law, Product Liability, Mediation, Arbitration, Family Law, Public Policy, Government
Education
Capital University Law School
Juris Doctor
The Ohio State University
Bachelor's degree, Pre-law, International Business
Mann & Carducci Co., L.P.A. April 2012 - Present
Ohio Developmental Disabilities Council April 2012 - Present
Liberty Township Trustee, Delaware County, Ohio January 2010 - Present
Carducci & Associates, LLC November 2009 - April 2011
Ohio Attorney General's Office May 2003 - October 2006
Stonehenge Services, Inc. August 1999 - March 2003
Banc One Capital Holdings, Inc, and affiliates September 1996 - August 1999
Ohio Department of Taxation 1985 - May 1998
Banc One Securities Corporation June 1995 - September 1996
Securites Enforcement Section, Ohio Department of Commerce April 1988 - May 1995
Skills
Litigation, Civil Litigation, Legal Research, Legal Writing, Commercial Litigation, Courts, Trial Practice, Criminal Law, Appeals, Administrative Law, Employment Law, Product Liability, Mediation, Arbitration, Family Law, Public Policy, Government
Education
Capital University Law School
Juris Doctor
The Ohio State University
Bachelor's degree, Pre-law, International Business
Carl Binns's Banc One Securities Corporation Experience 1994 - 1997
Job Associate, Enterprise AntiFraud Team
Industry Financial Services
Experience
Fannie Mae 2011 - Present
Financial Industry Regulatory Authority 2001 - 2011
Banc One Securities Corporation 1994 - 1997
Skills
Securities, FINRA, Securities Regulation, Fraud, Derivatives, Insurance, Fixed Income, AML
Education
Georgetown University Law Center
LL.M., Securities and Financial Regulation
Western Michigan University - Cooley Law School
J.D., Business Transactions
The Ohio State University
B.S., Major: Finance / Minor: Economics
Fannie Mae 2011 - Present
Financial Industry Regulatory Authority 2001 - 2011
Banc One Securities Corporation 1994 - 1997
Skills
Securities, FINRA, Securities Regulation, Fraud, Derivatives, Insurance, Fixed Income, AML
Education
Georgetown University Law Center
LL.M., Securities and Financial Regulation
Western Michigan University - Cooley Law School
J.D., Business Transactions
The Ohio State University
B.S., Major: Finance / Minor: Economics
Kathleen Severance's Banc One Securities Corporation Experience August 1998 - December 1999
Job Portfolio Manager, V.P., at J.P. Morgan Asset Management
Industry Investment Management
Experience
J.P. Morgan Private Bank January 2000 - Present
Banc One Securities Corporation August 1998 - December 1999
Bank One June 1997 - July 1998
Bank One Indiana, NA April 1993 - May 1997
Education
Ohio Dominican University 2006 — 2008
Bachelor of Business, Business Administration and Management, General
J.P. Morgan Private Bank January 2000 - Present
Banc One Securities Corporation August 1998 - December 1999
Bank One June 1997 - July 1998
Bank One Indiana, NA April 1993 - May 1997
Education
Ohio Dominican University 2006 — 2008
Bachelor of Business, Business Administration and Management, General
Tim Dimock, CFP®'s Banc One Securities Corporation Experience July 2002 - June 2005
Job Private Client Advisor at JPMorgan Chase Bank, N.A.
Industry Financial Services
Experience
JPMorgan Chase Bank, N.A. February 2012 - Present
Chase Investment Services Corporation September 2010 - January 2012
Chase Investment Services Corporation July 2005 - August 2010
Banc One Securities Corporation July 2002 - June 2005
Education
University of Michigan 1989 — 1994
Bachelor of Arts (B.A.), Economics
JPMorgan Chase Bank, N.A. February 2012 - Present
Chase Investment Services Corporation September 2010 - January 2012
Chase Investment Services Corporation July 2005 - August 2010
Banc One Securities Corporation July 2002 - June 2005
Education
University of Michigan 1989 — 1994
Bachelor of Arts (B.A.), Economics
Christine R Heilmann's Banc One Securities Corporation Experience October 1998 - March 2000
Job
Industry Investment Management
Experience
J.P Morgan Securities, LLC January 2015 - Present
J.P. Morgan Securities, LLC April 2012 - January 2015
CHASE INVESTMENT SERVICES CORP. February 2010 - April 2012
CHASE INVESTMENT SERVICES CORP. May 2009 - January 2010
CHASE INVESTMENT SERVICES CORP. April 2006 - April 2009
Chase Insurance Group January 2004 - April 2006
One Group Dealer Services March 2000 - January 2004
Banc One Securities Corporation October 1998 - March 2000
Lincoln Financial Advisors November 1997 - October 1998
Education
The Ohio State University 1992 — 1997
Bachelor of Science (BS), Psychology/Business
Otterbein University
Master of Business Administration (MBA), Business Administration and Management, General
J.P Morgan Securities, LLC January 2015 - Present
J.P. Morgan Securities, LLC April 2012 - January 2015
CHASE INVESTMENT SERVICES CORP. February 2010 - April 2012
CHASE INVESTMENT SERVICES CORP. May 2009 - January 2010
CHASE INVESTMENT SERVICES CORP. April 2006 - April 2009
Chase Insurance Group January 2004 - April 2006
One Group Dealer Services March 2000 - January 2004
Banc One Securities Corporation October 1998 - March 2000
Lincoln Financial Advisors November 1997 - October 1998
Education
The Ohio State University 1992 — 1997
Bachelor of Science (BS), Psychology/Business
Otterbein University
Master of Business Administration (MBA), Business Administration and Management, General