Baring Securities

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Baring Securities Employees

Employee
Years
Job
Industry
Amaury Martinez Amaury Martinez Greater New York City Area Details
Amaury Martinez's Baring Securities Experience 1993 - 1996
Job Executive Director at Daiwa Capital Markets America Inc.
Industry Financial Services
Experience
Daiwa Capital Markets America Inc.  May 2006 - Present
Daiwa Capital Markets America  2006 - Present
Valley Central Youth Football and Cheer   September 2010 - Present
Calyon Securities USA Inc   April 1996 - May 2006
Calyon  1996 - 2006
Credit Lyonnais  1996 - 2003
ING BARINGS  1995 - 1996
Baring Securities   1993 - 1996
CSFB  1986 - 1992

Skills
Series 7, Equities, Capital Markets, FX, Derivatives, Back Office, Cash Management, Securities, Electronic Trading, Customer Relations, Compliance, Operations Management, Budgeting, Business Strategy, FX Options, Budgets, Customer Service, International, Equity Derivatives, Financial Markets, Fixed Income, Settlement, Trading Systems, Prime Brokerage, Securities Lending, Middle Office, Trading

Education
American InterContinental University   2006 — 2008
BA, Business

LIU Post   1981 — 1984
Finance, Finance

Dewitt Clinton High School   1978 — 1981
HS Diploma, Academic

Sylvia Linares-Williams Sylvia Linares-Williams Maitland, Florida Details
Sylvia Linares-Williams's Baring Securities Experience July 1990 - December 1994
Job Registered Financial Consultant, Registered Investment Advisor Representative at Security Financial Management
Industry Investment Management
Experience
Security Financial Management   June 2011 - Present
MetLife  2005 - 2009
Santander Investment  January 1994 - January 1999
Baring Securities   July 1990 - December 1994

Skills
Retirement Planning, Wealth Management, Mutual Funds, Asset Allocation, Roth IRA, Retirement, Alternative Investments, 401k Rollovers, ETFs, Variable Annuities, 401k, Saving for Education, IRAs, Estate Planning, Financial Planners, Financial Markets, Income Protection

Education
Kaplan Financial
General Securities Registered Representative Series 7, Investment Advisor Representative Series 66

Universidad de Los Andes   1980 — 1986
Master of Corporate Finance

Raymond James Trust Certification

Paul Fraker Paul Fraker Washington D.C. Metro Area Details
Paul Fraker's Baring Securities Experience November 1986 - June 1993
Job Owner at Confluence Investment AdvisorsLowcost ETF portfolios for retirement
Industry Investment Management
Experience
Confluence Investment Advisors   August 2008 - Present
Omega Advisors  August 2003 - October 2003
Moore Capital Management  August 2000 - August 2002
Brown Brothers Harriman  June 1996 - August 2000
Clay Finlay  September 1993 - July 1995
Baring Securities   November 1986 - June 1993
Pettit and Martin   August 1984 - August 1985
Macmillan  October 1981 - August 1982
Sony  September 1979 - August 1980

Skills
Portfolio Management, Financial Analysis, Investments, Equities, English, Asset Management, Hedge Funds, Research, Writing, Asset Managment, Venture Capital, Private Equity, Investment Banking, Capital Markets, Management, Trading, Emerging Markets, Business Strategy, Financial Modeling, Derivatives, Bloomberg, Fixed Income, Alternative Investments

Education
Seikei University   1986 — 1987
Post Grad study in Economics on Japanese Education Ministry fellowship

The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS)   1982 — 1984
MA, International Economics, European studies, Honors

Carleton College   1975 — 1979
BA, History

Université de Pau et des Pays de l'Adour   1977 — 1977
Diplome d'Etudes Francaises

Brian P. Fisher, Sr. Brian P. Fisher, Sr. Little Falls, New Jersey Details
Brian P. Fisher, Sr.'s Baring Securities Experience 1986 - 1994
Job Firefighter
Industry Government Administration
Experience
Little Falls Fire Dept.   March 2010 - Present
Virginia Science Museum   2002 - 2011
Atherstone Investments   2003 - 2005
Troster Singer / Spear Leeds / Goldman   September 1997 - September 1999
Arnhold and S. Bleichroeder  September 1994 - September 1997
Baring Securities   1986 - 1994
Vickers da Costa Securities   July 1981 - May 1986

Skills
System Administration, Microsoft Office, Team Leadership, Business Analysis, Information Technology, Training, Leadership, Talent Acquisition, Strategic Planning, Databases, Public Speaking

Education
Montclair State University   2005 — 2008
Bachelor of Science, Information Technology

Montclair State University   2005 — 2008
BS, Commercial Recreation & Tourism

SJHA   1966 — 1972

Erik Norrgard Erik Norrgard Greater New York City Area Details
Erik Norrgard's Baring Securities Experience 1989 - 1991
Job Alternative Investment, Portfolio Management, Business Development, CFA
Industry Financial Services
Experience
NorthHouse Advisors, LLC   January 2003 - Present
Iron Peak Capital Management, LLC   June 2006 - December 2011
HVB Americas, Inc   2001 - 2004
CAL FP   2000 - 2001
Daiwa Securities  1997 - 1999
Bear Stearns  1994 - 1997
Lehman Brothers  1991 - 1994
Baring Securities   1989 - 1991
Salomon Brothers  1983 - 1989
Merrill Lynch  1981 - 1983

Skills
Trading, Deal Structuring, Multi-Strategy..., Mortgage Backed Debt..., Emerging Market..., Trading Desk..., Capital & Fund Raising, Hedge Fund Due Diligence, P&L/Budget Management, Structured Product..., Quantitative Research &..., Risk Management &..., Staff Management &..., Hedge Fund of Funds, Product Development, Investments, Due Diligence, Hedge Funds, Asset Managment, Fixed Income, Emerging Markets, Business Development, Structured Products, Mutual Funds, Private Equity, Bonds, Negotiation, Fund Of Funds, Hedging, Alternative Investments, Financial Markets, Financial Services, Risk Management, Valuation, Portfolio Management, Securities, Asset Management, Derivatives, Investment Advisory, Joint Ventures, Financial Modeling, Investment Banking, Finance, Strategy, Equities, Capital Markets, Bloomberg, Financial Structuring, Start-ups, Equity Research

Education
Saint Lawrence University   1977 — 1981
BS, Psychology/ Economics

greenwich high school

Letitia Rydjeski Letitia Rydjeski Burlington, Vermont Area Details
Letitia Rydjeski's Baring Securities Experience 1990 - 1992
Job Emerging Market & Global Finance, Eastern European Biographer
Industry Financial Services
Experience
Working Independently  2008 - Present
Independent Researcher & Historian   2008 - 2014
CIT Finance, St. Petersburg, Russia   2005 - 2007
Aton   2001 - 2003
Strategic Fixed Income   1998 - 2001
Scudder, Stevens & Clark   January 1997 - December 1997
Chase Manhattan Bank/Chemical Bank   1992 - 1996
Baring Securities   1990 - 1992

Skills
Russian, Eastern Europe, Emerging Markets, Publishing, Mergers & Acquisitions, Investments, Strategy, Research, Economics, Analysis, Financial Analysis, Portfolio Management, Valuation, International Relations

Education
McGill University
BA, Russian

The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS)
MA, International Economics and Soviet Studies

Gijsbert Groenewegen Gijsbert Groenewegen New York, New York Details
Gijsbert Groenewegen's Baring Securities Experience 1989 - 1991
Job Founder of Silver Arrow Capital Management
Industry Financial Services
Experience
Silver Arrow Capital Management   2012 - Present
Gold Arrow Capital Management   2006 - 2011
The Europe Company   1991 - 2000
Baring Securities   1989 - 1991

Skills
Private Equity, Mining, Corporate Finance, Investments, Mergers, Due Diligence, Capital Markets, Equities, Investment Banking, Financial Modeling, Valuation, Hedge Funds, Banking, Asset Managment, Venture Capital, Financial Analysis, Portfolio Management, Risk Management, Restructuring, Business Strategy, Investor Relations, Financial Structuring, Financial Markets, Alternative Investments, Mergers & Acquisitions, Entrepreneurship, Start-ups, IPO, Emerging Markets, Private Placements, Structured Finance

Education
Vrije Universiteit Amsterdam   1985 — 1988
Master's degree, Tax Law/Taxation

Leiden University   1977 — 1985
Master's degree, Corporate Law

Rod Smyth Rod Smyth Richmond, Virginia Area Details
Rod Smyth's Baring Securities Experience 1992 - 1995
Job Chief Investment Strategist at Riverfront Investment Group, llc
Industry Financial Services
Experience
Riverfront Investment Group, Llc   2008 - Present
Wachovia Securities  March 2000 - March 2008
Mentor Perpetual   1996 - 2000
Baring Securities   1992 - 1995
Ulster Bank  1988 - 1992
Vickers da Costa   1985 - 1988
Nomura Securities  August 1983 - April 1985

Skills
Investments, Mutual Funds, Series 7, Wealth Management, Portfolio Management, Asset Allocation, Asset Management, Securities, Alternative Investments, Management

Education
The University of Dundee   1979 — 1983
MA, Economics

Alan Buchwald Alan Buchwald Charlotte, North Carolina Area Details
Alan Buchwald's Baring Securities Experience 1989 - 1995
Job App. Mgr. Business Consultant at Wells Fargo
Industry Banking
Experience
Wells Fargo Bank  June 2005 - Present
International Network Solutions, Inc.   1998 - 2004
Caspian Securities Inc.   1995 - 1998
ING  1994 - 1995
Baring Securities   1989 - 1995

Education
New York University   1983 — 1986

Ashok Gangolli Ashok Gangolli Greater New York City Area Details
Ashok Gangolli's Baring Securities Experience February 1992 - December 1992
Job Founder / Principal at Gramercy Consulting Group LLC
Industry Investment Management
Experience
Gramercy Consulting Group LLC   March 2008 - Present
Calyon  October 2007 - February 2008
Citigroup  August 2003 - 2007
UBS  July 2001 - July 2002
JP Morgan  May 1995 - May 2001
Salomon Brothers  August 1993 - April 1995
Baring Securities   February 1992 - December 1992
Transamerica  1987 - 1989

Skills
Portfolio Management, FX Options, Due Diligence, Risk Management, Rates, Tactical Asset..., Hedge Funds, Alternative Investments, Fixed Income, Derivatives, Equities, Capital Markets, Asset Managment, Structured Products, Investments, Asset Management, Strategy, Bonds, Commodity, Hedging, Structured Finance, Fund Of Funds, Investment Management, Venture Capital, Financial Risk, Swaps, Banking, Currency

Education
The University of Chicago Booth School of Business   1990 — 1993
MBA, Finance and Accounting

Dartmouth College   1983 — 1987
BA, Mathematics

Paul Pricoli Paul Pricoli Red Bank, New Jersey Details
Paul Pricoli's Baring Securities Experience May 1992 - October 1995
Job Executive Director at J.P. Morgan
Industry Information Technology and Services
Experience
J.P. Morgan   August 2012 - Present
ConvergEx Group  August 2000 - August 2012
HSBC  October 1995 - August 2000
Baring Securities   May 1992 - October 1995
Security Pacific Bank  1983 - 1992

Skills
Brokerage Operations, International Brokerage..., Prime Brokerage, Global Custody, Bank Reconciliation, Budget Process, stock loan, Fixed Income, Securities Lending, Risk Management, Middle Office, Equities, Securities, Trading Systems, Brokers, Financial Services, Derivatives, Back Office, Market Data, International, Trading, Corporate Actions, Management, Vendor Management, Options, Electronic Trading, Settlement, Equity Trading, Hedge Funds, FINRA

Education
SUNY Oswego   1978 — 1982
Bachelor of Science (B.S.), Business Administration and Management, General

Amy (Giambruno) Kangleon Amy (Giambruno) Kangleon Greater San Diego Area Details
Amy (Giambruno) Kangleon's Baring Securities Experience January 1992 - January 1995
Job Internal Wholesaler Associate at Southern California REIT Sponsor
Industry Financial Services
Experience
Southern California REIT Sponsor   March 2015 - Present
Coastal Premier Properties  May 2013 - February 2015
Kangleon Chiropractic   2008 - 2013
2008 HSBC Securities Inc   2007 - 2008
Hike Bike Kayak San Diego   October 1999 - July 2007
LPL Financial Services  January 1999 - January 2000
Brandes Investment Partners  January 1998 - January 1999
UBS Investment Bank  January 1995 - January 1998
Baring Securities   January 1992 - January 1995

Skills
Equities, Trading, Hedge Funds, Investment Management, Business Development, Series 7, Equity Trading, Investment Banking, FX Options, Finance, Bloomberg, Securities, Financial Markets, Series 63, Options, Equity Research, Trading Systems, Brokerage, Electronic Trading, Emerging Markets, Sales, ETFs, Real Estate, Entrepreneurship, Alternative Investments

Education
State University of New York College at Plattsburgh
Bachelor's Degree, Accounting

MANNY LIM MANNY LIM Toronto, Canada Area Details
MANNY LIM's Baring Securities Experience January 1994 - August 1996
Job ECONOMIST / STRATEGIC PLANNING/MGT EXPERT / FINANCIAL PLANNER /ANALYST
Industry Financial Services
Experience
CANADIAN IMPERIAL BANK OF COMMERCE (CIBC)   September 2001 - Present
ING BANK GROUP   September 1996 - August 1998
Baring Securities   January 1994 - August 1996
Tupperware International   February 1991 - December 1993
The World Bank  January 1987 - February 1991
University of Asia and the Pacific  June 1978 - February 1987

Skills
ECONOMICS, STRATEGIC PLANNING AND..., Personal Financial..., Strategy, Analysis, Competitive Analysis, Leadership, Management, Finance, Project Planning, Strategic Planning, Budgets, Due Diligence, Marketing, Sales, Portfolio Management, Investments, Strategic Financial..., Mutual Funds, Mortgage Lending, Retail Banking, Retirement Planning, Macroeconomics, Banking, Credit Risk, Customer Service, Economics, Financial Analysis, Financial Planning, Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Risk Management, Teamwork

Education
Seneca College of Applied Arts and Technology   2003 — 2005
Financial Planning Certificate, with honors

University of Asia and the Pacific   1978 — 1981
Master's degree, Industrial Economics, with honors

University of the Phlippines   1973 — 1978
Bachelor of Science (BS), Mining Engineering, Cum Laude

Craig Adler Craig Adler Greater New York City Area Details
Craig Adler's Baring Securities Experience 1994 - 1995
Job Alternative Investments / Capital Introduction
Industry Financial Services
Experience
WBB Securities  2010 - Present
C3 Capital, LLC   2003 - December 2010
First Creek Capital, LLC   2000 - 2003
Credit Suisse Asset Management  1997 - 2000
Daiwa Securities America  1996 - 1997
Peregrine Brokerage   1995 - 1996
Baring Securities   1994 - 1995

Skills
Hedge Funds, Trading, Equities, Securities, Commodity, Funding, Fixed Income, Capital Markets, Alternative Investments, Equity Research, Investment Banking, Portfolio Management, Investments, Equity Trading, Emerging Markets, Valuation, Private Equity, Asset Management, Mutual Funds, Corporate Finance, Investment Advisory, Structured Products, Investment Management, Management, Fund Of Funds, Asset Managment, Series 7, Options, Equity Valuation, Bloomberg, Series 63, Trading Strategies, Financial Services, Hedging, Mergers & Acquisitions

Education
University of Rochester   1983 — 1987
Bachelor of Arts, Political Science

American School in Japan   1982 — 1983
High School, College prep

John P Stevens   1979 — 1982
high school, pre-collegiate

Simon Edwards Simon Edwards Greater New York City Area Details
Simon Edwards's Baring Securities Experience 1993 - 1995
Job Head of Business Development at BlueMatrix
Industry Financial Services
Experience
BlueMatrix  July 2013 - Present
Lusight Research  December 2004 - July 2013
ING  May 2000 - December 2004
UBS Investment Bank  April 1995 - May 2000
Baring Securities   1993 - 1995
Cobbold Roach   1986 - 1990
Laing and Cruickshank   1983 - 1986

Skills
Emerging Markets, Equities, Business Development, Research, Sales Management, Entrepreneurship, Investments, Financial Modeling, Valuation, Portfolio Management, Capital Markets, Start-ups, Equity Research, Mutual Funds, CRM, Relationship Management, Hedge Funds, Asset Management, Financial Markets, Fixed Income, Bloomberg, Equity Trading

Education
Durham Business School   1991 — 1992
MBA, Finance and Strategic Marketing

University of Durham   1979 — 1983
BA, English, Russian Studies, German

Winchester College   1974 — 1978

Abigail Huffman, CFA Abigail Huffman, CFA Greater New York City Area Details
Abigail Huffman, CFA's Baring Securities Experience 1994 - 1995
Job Director of Research at TIAACREF Trust Co., FSB
Industry Financial Services
Experience
TIAA-CREF Trust Co.   June 2006 - Present
TIAA-CREF  November 2005 - Present
Schwab Soundview Capital Markets  1997 - 2004
Prudential Securities  1996 - 1997
National Broadcasting Company  1995 - 1996
Baring Securities   1994 - 1995

Education
Indiana University - Kelley School of Business   1991 — 1993
MBA, Finance

University of Pennsylvania
M.Arch, Architecture

Yale University
BA, History

Todd Hathaway Todd Hathaway Greater New York City Area Details
Todd Hathaway's Baring Securities Experience 1991 - 1998
Job Vice President, Equity Sales Trading at Commerzbank AG
Industry Capital Markets
Experience
Commerzbank AG  June 2014 - Present
Eurolink Securities   April 2014 - June 2014
Divine Capital Markets  February 2013 - March 2014
Mizuho Securities USA Inc.  September 2010 - December 2011
Auerbach Grayson  May 2005 - August 2010
ING  October 2002 - December 2004
CLSA  March 1999 - September 2002
Dresdner Kleinwort  March 1998 - November 1998
Baring Securities   1991 - 1998

Skills
Series 7, 63, 55, & 24, Equity Trading, Bloomberg, Series 7, Capital Markets, Electronic Trading, Trading Systems, Options, Hedge Funds, Series 63, Investments, Equity Derivatives, Arbitrage, Proprietary Trading, FINRA, Series 24, Market Making, ETFs, Equities, Trading, Financial Markets

Education
Miami University   1987 — 1991
Bachelor of Arts in both Int'l Studies and Spanish, Minor in Western European Area Studies

Chuck Hawk Chuck Hawk Greater New York City Area Details
Chuck Hawk's Baring Securities Experience 1985 - 1993
Job Independent Capital Markets Professional
Industry Capital Markets
Experience
m.a.partners   1999 - 2006
Caspian Securities  January 1995 - September 1999
Baring Securities   1985 - 1993

Skills
Business Transformation, Investment Banking, Capital Markets, Derivatives, Risk Management, Trading Systems, Fixed Income, Equities, Electronic Trading, Financial Markets, Hedge Funds, Management Consulting, Equity Derivatives, Back Office, Financial Services, Structured Products, FX Options, Financial Risk, Business Analysis, Trading, Asset Managment, Portfolio Management, Securities

Education
Lehigh University - College of Business and Economics   1973 — 1977

Central Bucks West   1970 — 1973

Scott Fauver Scott Fauver Greater New York City Area Details
Scott Fauver's Baring Securities Experience June 1990 - July 1993
Job Partner at RoundTable Financial Group
Industry Financial Services
Experience
RoundTable Financial Group   May 2014 - Present
Enclave Capital, LLC   June 2011 - October 2013
Mitsubishi UFJ Securities  January 2009 - March 2011
UBS Investment Bank  August 1996 - April 2008
Robert Fleming  July 1993 - July 1996
Baring Securities   June 1990 - July 1993
Kidder Peabody  July 1983 - July 1987

Skills
Equities, Capital Markets, Hedge Funds, Investment Banking, Emerging Markets, Equity Research, Trading, Securities, Investments, Financial Markets, Valuation, Electronic Trading, Series 7

Education
Duke University - The Fuqua School of Business   1988 — 1990
Master of Business Administration (MBA), Finance, General

University of Vermont   1979 — 1983
BA, Economics & Political Science

Sunny Chung Sunny Chung Greater New York City Area Details
Sunny Chung's Baring Securities Experience 1993 - 1995
Job Managing Director at ITG
Industry Investment Banking
Experience
ITG  November 2010 - Present
Nomura Securities  September 2008 - November 2010
Lehman Brothers  September 2006 - September 2008
Banc of America Securities  2004 - August 2006
Bloomberg  1998 - 1998
CSFB  1995 - 1997
Baring Securities   1993 - 1995
Bankers Trust  1987 - 1992

Skills
Equities, Electronic Trading, Trading, Equity Derivatives, Options

Education
Massachusetts Institute of Technology   1983 — 1987
SB, Management Science

commack high school north   1980 — 1983

Andrew Jaffray Andrew Jaffray Greater Seattle Area Details
Andrew Jaffray's Baring Securities Experience April 1993 - December 1996
Job Microsoft Cloud Infrastructure and Operations
Industry Computer Software
Experience
Microsoft  June 2015 - Present
Microsoft  June 2001 - June 2015
Weave Innovations   March 2000 - March 2001
SunGard  June 1997 - 2000
Lehman Brothers  January 1997 - January 1997
Baring Securities   April 1993 - December 1996
Cedar Design Systems   1990 - 1994

Skills
Software Development, Software Engineering

Education
University of Cape Town   1984 — 1988
BSc, Computer Science & Mathematics

Carter High School

Carter High School

Michelle Fishman Michelle Fishman Greater New York City Area Details
Michelle Fishman's Baring Securities Experience 1989 - 1994
Job Financial Services Professional
Industry Financial Services
Experience
FishPro, Inc.   1999 - Present
Nomura Securities Inc  2004 - September 2014
M.A. Partners   2003 - 2005
JPMorgan Chase  2000 - 2002
Caspian Securities, Inc   1995 - 1998
Baring Securities   1989 - 1994
Coopers & Lybrand  1985 - 1988

Skills
Capital Markets, Fixed Income, Equities, Business Analysis, Data Analysis, Broker-Dealer, Financial Services, Derivatives, Investment Banking, Risk Management, SDLC, Trading Systems, Hedge Funds, Finance, Bloomberg, Securities, Management, Back Office, Middle Office, Prime Brokerage, Electronic Trading, Business Requirements, Options, Management Consulting

Education
University at Albany, SUNY   1981 — 1985
BS, Accounting

Michael Longthorne Michael Longthorne New York, New York Details
Michael Longthorne's Baring Securities Experience 1991 - 1997
Job Managing Director at Mizuho Securities USA
Industry Investment Banking
Experience
Mizuho Securities USA  November 2000 - Present
Daiwa Securities  1997 - 2000
Baring Securities   1991 - 1997
Salomon Brothers  1989 - 1991
Eberstadt Fleming   1987 - 1989
Merrill Lynch  1985 - 1987
Grieveson Grant   1983 - 1985

Skills
Series 7, Equities, Investments, Securities, Investment Banking, Hedge Funds, Prime Brokerage, Alternative Investments, Equity Research, Trading, Fixed Income, Capital Markets, Equity Derivatives, Japanese, Bloomberg, Emerging Markets, Electronic Trading, Derivatives

Education
The London School of Economics and Political Science (LSE)   1981 — 1983
M.Sc., International Economics

The London School of Economics and Political Science (LSE)   1977 — 1980
B.Sc(Econ), International Political Economy

Neal Doying, CFA Neal Doying, CFA Greater New York City Area Details
Neal Doying, CFA's Baring Securities Experience 1989 - 1993
Job Portfolio Manager/Analyst at Lazard Asset Management
Industry Investment Management
Experience
Lazard Asset Management  2006 - Present
ING Investment Management  2005 - 2006
Fiduciary Trust Company  2002 - 2005
Forsyth Capital Management   2000 - 2001
Morgan Stanley  1993 - 2000
Baring Securities   1989 - 1993
New United Motors Manufacturing Inc  1984 - 1986

Skills
Equity Research, Equities, Investment Management, Asset Managment, Valuation, Portfolio Management, Investments, Asset Allocation, Bloomberg, Financial Modeling

Education
Harvard University
MA, East Asian Studies

University of California, Berkeley
BA, Japanese

Dan Sterling Dan Sterling Greater Pittsburgh Area Details
Dan Sterling's Baring Securities Experience January 1994 - February 1995
Job Managing Director at BNYMellon
Industry Banking
Experience
BNYMellon  Managing directorBNY Mellon2001 - 2011
ING Barings  March 1995 - June 2000
Baring Securities   January 1994 - February 1995
Mellon Bank NA  1992 - 1994

Education
Indiana University of PA   1989 — 1992
Bachelors, Business Administration

Dan Gutrich Dan Gutrich Greater Denver Area Details
Dan Gutrich's Baring Securities Experience May 1994 - August 1994
Job Accredited Investor Diligence Expert
Industry Financial Services
Experience
Certified506   June 2014 - Present
Vintage Partners Securities   January 2012 - May 2014
ePlan Services, Inc.   August 1999 - December 2012
Gallagher Industries   August 1998 - August 1999
Salomon Brothers  1996 - 1998
Unitied International Holdings   1995 - 1996
Baring Securities   May 1994 - August 1994
W.I. Carr Banque Indosuez   May 1993 - August 1993

Skills
Investments, Mutual Funds, Wealth Management, Retirement, Retirement Planning, Financial Analysis, Venture Capital, New Business Development, Alternative Investments

Education
University of Notre Dame   1991 — 1995
Bachelors, Economics

La Universidad de la Catolica, Santiago, Chile
International Study Program

Fergus Fleming Fergus Fleming New York, New York Details
Fergus Fleming's Baring Securities Experience 1992 - 1995
Job Head of Business Development (North America) at Edelweiss Financial Services
Industry Fund-Raising
Experience
Edelweiss Financial Services   2011 - Present
HBI Inc   2009 - 2011
Lotus Asset Management   2007 - 2009
ABN AMRO Securities  2002 - 2006
HSBC Securities India   1997 - 1999
HSBC Securities NY   1995 - 1999
Baring Securities   1992 - 1995

Education
University of Oxford   1986 — 1990
BA, Political and Economic Geography

Radley College

Steve Keddell Steve Keddell Venice, Florida Details
Steve Keddell's Baring Securities Experience April 1992 - April 1993
Job former Managing Director at SG Americas Securities
Industry Financial Services
Experience
SG Americas Securities   May 1995 - October 2013
CDC Securities   April 1993 - April 1995
Baring Securities   April 1992 - April 1993
Deutsche Bank Capital   1983 - 1992

Skills
Financial Markets, Sales&Marketing, German-English, European Markets, Equities, Investments, Hedge Funds, Institutional..., Investment Banking, Capital Markets, Alternative Investments, Emerging Markets, Fixed Income, Portfolio Management, Equity Valuation, Asset Management, Investment Management, Equity Derivatives, Private Equity, Trading, Series 7, Derivatives, Equity Research, Equity Trading, Structured Products, Options, Electronic Trading, ETFs, Asset Allocation, Series 63, Investment Strategies, Mutual Funds, Bonds, FINRA, Securities, Bloomberg, Valuation

Education
University of South Carolina-Columbia   1980 — 1982
MIBS, Masters in International Business Studies

State University of NY at Oswego   1975 — 1979
Bachelor of Arts (B.A.), History