BNP Paribas Securities Corp.
Industry: Company
DescriptionParent organization: BNP Paribas US Wholesale Holdings Corp. Subsidiary: BNP Paribas Securities Corp, Asset Management Arm
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BNP Paribas Securities Corp. Employees
Employee
Years
Job
Industry
Lana Keenan Lana Keenan's BNP Paribas Securities Corp. Experience September 2014 - Present
Job Vice President, Sales and Marketing/Client Development, Derivatives Clearing Services Americas at BNP Paribas
Industry Financial Services
Experience
BNP Paribas Securities Corp September 2014 - Present
ABN AMRO Clearing Chicago LLC May 2012 - August 2014
R.J. O'Brien March 2012 - May 2012
Coleman Research Group January 2010 - March 2012
Fortis January 2008 - June 2008
Newedge (FIMAT) June 2007 - January 2008
CNHD Enterprises November 2004 - June 2007
Traveler's Tavern, Inc. August 2003 - August 2004
KVIA-TV June 2002 - June 2003
Skills
Options, Hedge Funds, Financial Markets, Derivatives, Fixed Income, Electronic Trading, Equities, Capital Markets, Trading, Fund Of Funds, Bloomberg, Economics, Alternative Investments, Strategy, Business Development, Customer Service, Future Leaders, Clearing, CTA, Asset Management, Trading Systems, FX Options, Securities, Commodity, Equity Derivatives, Bonds
Education
Northwestern University 2002 — 2003
Master of Science (M.S.), Journalism, emphasis in Economics
Columbia College Chicago 1999 — 2001
Bachelor of Arts, Journalism
University of Wisconsin-Oshkosh 1997 — 1999
Business
BNP Paribas Securities Corp September 2014 - Present
ABN AMRO Clearing Chicago LLC May 2012 - August 2014
R.J. O'Brien March 2012 - May 2012
Coleman Research Group January 2010 - March 2012
Fortis January 2008 - June 2008
Newedge (FIMAT) June 2007 - January 2008
CNHD Enterprises November 2004 - June 2007
Traveler's Tavern, Inc. August 2003 - August 2004
KVIA-TV June 2002 - June 2003
Skills
Options, Hedge Funds, Financial Markets, Derivatives, Fixed Income, Electronic Trading, Equities, Capital Markets, Trading, Fund Of Funds, Bloomberg, Economics, Alternative Investments, Strategy, Business Development, Customer Service, Future Leaders, Clearing, CTA, Asset Management, Trading Systems, FX Options, Securities, Commodity, Equity Derivatives, Bonds
Education
Northwestern University 2002 — 2003
Master of Science (M.S.), Journalism, emphasis in Economics
Columbia College Chicago 1999 — 2001
Bachelor of Arts, Journalism
University of Wisconsin-Oshkosh 1997 — 1999
Business
Peter C Impellizeri Peter C Impellizeri's BNP Paribas Securities Corp. Experience April 2011 - September 2011
Job Futures Operations at Bridgewater Associates
Industry Investment Banking
Experience
Bridgewater Associates December 2013 - Present
BNP Paribas Securities Corp April 2011 - September 2011
Citi Group November 2010 - April 2011
BMO Capital Markets November 2009 - January 2011
Private Client Resources, LLC August 2009 - September 2009
UBS Investment Bank 1998 - 2006
Deutsche Bank February 1993 - November 1998
Drexel Burnham Lambert 1979 - 1981
Drexel Burnham Lambert 1979 - 1981
Education
Oklahoma State University 1976 — 1978
BS, Veterinary Medicine
Bridgewater Associates December 2013 - Present
BNP Paribas Securities Corp April 2011 - September 2011
Citi Group November 2010 - April 2011
BMO Capital Markets November 2009 - January 2011
Private Client Resources, LLC August 2009 - September 2009
UBS Investment Bank 1998 - 2006
Deutsche Bank February 1993 - November 1998
Drexel Burnham Lambert 1979 - 1981
Drexel Burnham Lambert 1979 - 1981
Education
Oklahoma State University 1976 — 1978
BS, Veterinary Medicine
Christelle Yates Christelle Yates's BNP Paribas Securities Corp. Experience January 2004 - Present
Job Executive Administrative Assistant at BNP Paribas
Industry Banking
Experience
BNP Paribas Securities Corp January 2004 - Present
Blaylock LLP September 2003 - October 2004
Windfall Bar & Grill August 2000 - June 2003
Skills
Executive Level..., Organizational..., Business Travel, Expense Management, Calendar Planning, Meeting Scheduling, Coordinating Events, Anticipation
Education
Cabrini College
Educational Studies, Elementary Education and Teaching
BNP Paribas Securities Corp January 2004 - Present
Blaylock LLP September 2003 - October 2004
Windfall Bar & Grill August 2000 - June 2003
Skills
Executive Level..., Organizational..., Business Travel, Expense Management, Calendar Planning, Meeting Scheduling, Coordinating Events, Anticipation
Education
Cabrini College
Educational Studies, Elementary Education and Teaching
Alan Booth Alan Booth's BNP Paribas Securities Corp. Experience 2004 - August 2014
Job EXECUTIVE LEADERSHIP ADVISOR
Industry Management Consulting
Experience
Executive Leadership Advisory January 2004 - Present
NHMA June 2009 - Present
NYU School of Leadership March 2008 - March 2015
BNP Paribas Securities Corp. 2004 - August 2014
The Riverside Company 2011 - 2012
Gilman Performance Systems, Inc. 1999 - January 2010
i2 Technologies August 1996 - August 1997
Pfizer 1986 - 1989
Ayerst Labs Div. American Home Products [Pfizer] 1974 - 1986
Warner Lambert, Scientific Instrument Div September 1969 - April 1974
Skills
Succession Planning, Partnerships, Strategy Execution, Leadership Development, Executive Coaching, Management Consulting, Organizational..., Organizational..., Change Management, Performance Management, Mergers, Talent Management, Business Strategy, Organizational Design, Start-ups, 360 Feedback, Consulting, Management, Entrepreneurship, Strategy, Executive Management, Coaching, Marketing, Project Planning, Staff Development, Career Counseling, Sales, Training, Budgets, Human Resources, Finance, Business Planning, Team Building, Sales Management, Performance Improvement, Recruiting, Business Process..., Personnel Management, Team Management, Employee Engagement, Small Business, Workshop Facilitation, Culture Change, Career Development, Program Management, Process Improvement, Business Development, Mergers & Acquisitions
Education
Hartwick College
Niagara University
Masters
State University of New York at Buffalo
BS Education
Executive Leadership Advisory January 2004 - Present
NHMA June 2009 - Present
NYU School of Leadership March 2008 - March 2015
BNP Paribas Securities Corp. 2004 - August 2014
The Riverside Company 2011 - 2012
Gilman Performance Systems, Inc. 1999 - January 2010
i2 Technologies August 1996 - August 1997
Pfizer 1986 - 1989
Ayerst Labs Div. American Home Products [Pfizer] 1974 - 1986
Warner Lambert, Scientific Instrument Div September 1969 - April 1974
Skills
Succession Planning, Partnerships, Strategy Execution, Leadership Development, Executive Coaching, Management Consulting, Organizational..., Organizational..., Change Management, Performance Management, Mergers, Talent Management, Business Strategy, Organizational Design, Start-ups, 360 Feedback, Consulting, Management, Entrepreneurship, Strategy, Executive Management, Coaching, Marketing, Project Planning, Staff Development, Career Counseling, Sales, Training, Budgets, Human Resources, Finance, Business Planning, Team Building, Sales Management, Performance Improvement, Recruiting, Business Process..., Personnel Management, Team Management, Employee Engagement, Small Business, Workshop Facilitation, Culture Change, Career Development, Program Management, Process Improvement, Business Development, Mergers & Acquisitions
Education
Hartwick College
Niagara University
Masters
State University of New York at Buffalo
BS Education
Inga Casapu Inga Casapu's BNP Paribas Securities Corp. Experience March 2011 - September 2011
Job Asset & Fund Services at BNP Paribas
Industry Financial Services
Experience
BNP Paribas March 2015 - Present
J.P. Morgan July 2012 - March 2015
BNP Paribas Securities Corp. March 2011 - September 2011
Exelon Generation March 2010 - September 2010
Valley Forge Asset Management March 2009 - September 2009
Skills
Excel, SmartStation, Bloomberg, Axys, ZaiNet, nMarket, PoweGads, Gen Manager, SWIFT, Geode, Revolution, FX eTRADER, SWIFT payments, Microsoft Excel, Bloomberg Terminal, Securities, Analysis, Banking, Investments, Risk Management, Financial Analysis
Education
Drexel University - LeBow College of Business 2008 — 2012
Bachelor of Science (BS), Finance
BNP Paribas March 2015 - Present
J.P. Morgan July 2012 - March 2015
BNP Paribas Securities Corp. March 2011 - September 2011
Exelon Generation March 2010 - September 2010
Valley Forge Asset Management March 2009 - September 2009
Skills
Excel, SmartStation, Bloomberg, Axys, ZaiNet, nMarket, PoweGads, Gen Manager, SWIFT, Geode, Revolution, FX eTRADER, SWIFT payments, Microsoft Excel, Bloomberg Terminal, Securities, Analysis, Banking, Investments, Risk Management, Financial Analysis
Education
Drexel University - LeBow College of Business 2008 — 2012
Bachelor of Science (BS), Finance
Michael K. Waters Michael K. Waters's BNP Paribas Securities Corp. Experience January 2001 - March 2004
Job Senior Financial Executive/Global Capital Markets/ Corporate Finance/ Liability Management/StartUp Financing
Industry Financial Services
Experience
Papillon Resorts,LLC January 2009 - Present
HSBC Securities Corp. April 2004 - December 2007
BNP Paribas Securities Corp. January 2001 - March 2004
Donaldson, Lufkin&Jenrette Securities Corp. March 1993 - December 2000
Citibank January 1990 - February 1993
Skills
Investments, Management, Capital Markets, Portfolio Management, Entrepreneurship, Start-ups, Venture Capital, Strategic Planning, New Business Development, Marketing Strategy, Equities, Executive Management, Business Strategy, Strategy, Financial Modeling, Corporate Finance, Marketing, Management Consulting, Sustainability, Business Planning, Cross Functional Team..., Liability Management, Leadership Development, Valuation, Private Equity, Mergers, Sales Management, Corporate Development, Business Development, Asset Management, Contract Negotiation, Negotiation, Strategic Partnerships, Due Diligence, Budgets, Mergers & Acquisitions, Money Market Instruments
Education
Columbia University - Columbia Business School 1990 — 1993
Finance
University of Vermont 1982 — 1986
Bachelor's Degree, Double Major-Political Science and English
Papillon Resorts,LLC January 2009 - Present
HSBC Securities Corp. April 2004 - December 2007
BNP Paribas Securities Corp. January 2001 - March 2004
Donaldson, Lufkin&Jenrette Securities Corp. March 1993 - December 2000
Citibank January 1990 - February 1993
Skills
Investments, Management, Capital Markets, Portfolio Management, Entrepreneurship, Start-ups, Venture Capital, Strategic Planning, New Business Development, Marketing Strategy, Equities, Executive Management, Business Strategy, Strategy, Financial Modeling, Corporate Finance, Marketing, Management Consulting, Sustainability, Business Planning, Cross Functional Team..., Liability Management, Leadership Development, Valuation, Private Equity, Mergers, Sales Management, Corporate Development, Business Development, Asset Management, Contract Negotiation, Negotiation, Strategic Partnerships, Due Diligence, Budgets, Mergers & Acquisitions, Money Market Instruments
Education
Columbia University - Columbia Business School 1990 — 1993
Finance
University of Vermont 1982 — 1986
Bachelor's Degree, Double Major-Political Science and English
Yves Doucet's BNP Paribas Securities Corp. Experience December 2008 - May 2010
Job
Industry Financial Services
Experience
BNP Paribas Securities Services May 2010 - Present
BNP Paribas Securities Corp December 2008 - May 2010
BNP Paribas Securities Services January 2008 - December 2008
BNP Paribas Securities Services January 1996 - March 2000
PARIBAS January 1994 - December 1995
PARIBAS September 1987 - December 1994
Elf Aquitaine September 1982 - August 1987
Skills
Strategy, Derivatives, International Project..., Investment Banking, Capital Markets, Fixed Income, Purchasing, Financial Services, Back Office, Projects, Risk Management, Financial Markets, Equities, Market Risk, Options, Management, Securities, Global Custody, Emerging Markets, Bonds, FX Options, Equity Derivatives, Commodity, Asset Managment, Interest Rate..., Hedge Funds, Trading, Credit Risk, Middle Office, Trading Systems, Corporate Finance, Corporate Actions, Operational Risk, Settlement, Credit Derivatives, Business Analysis, Finance, Portfolio Management, Private Banking, Financial Risk, Banking, Structured Products, Bloomberg, Swaps, Operational Risk..., Prime Brokerage, Asset Management, Private Equity, Market Data, Structured Finance
Education
Caltech 1980 — 1981
Master of Science, Engineering
Ecole Centrale Paris 1977 — 1980
Ingenieur, Engineering
Ecole Sainte Genevieve
BNP Paribas Securities Services May 2010 - Present
BNP Paribas Securities Corp December 2008 - May 2010
BNP Paribas Securities Services January 2008 - December 2008
BNP Paribas Securities Services January 1996 - March 2000
PARIBAS January 1994 - December 1995
PARIBAS September 1987 - December 1994
Elf Aquitaine September 1982 - August 1987
Skills
Strategy, Derivatives, International Project..., Investment Banking, Capital Markets, Fixed Income, Purchasing, Financial Services, Back Office, Projects, Risk Management, Financial Markets, Equities, Market Risk, Options, Management, Securities, Global Custody, Emerging Markets, Bonds, FX Options, Equity Derivatives, Commodity, Asset Managment, Interest Rate..., Hedge Funds, Trading, Credit Risk, Middle Office, Trading Systems, Corporate Finance, Corporate Actions, Operational Risk, Settlement, Credit Derivatives, Business Analysis, Finance, Portfolio Management, Private Banking, Financial Risk, Banking, Structured Products, Bloomberg, Swaps, Operational Risk..., Prime Brokerage, Asset Management, Private Equity, Market Data, Structured Finance
Education
Caltech 1980 — 1981
Master of Science, Engineering
Ecole Centrale Paris 1977 — 1980
Ingenieur, Engineering
Ecole Sainte Genevieve
Michelle Casamassina's BNP Paribas Securities Corp. Experience October 2004 - May 2011
Job Director at Virtusa
Industry Financial Services
Experience
BNP Paribas April 2014 - Present
JPMorgan Chase December 2013 - Present
Virtusa July 2011 - Present
Brooke Consulting, Inc. August 2004 - Present
Citi April 2010 - November 2013
ALaS Consulting LLC. August 2004 - July 2011
BNP Paribas Securities Services October 2004 - May 2011
BNP Paribas Securities Corp. October 2004 - May 2011
Alas 2004 - 2011
BNP Paribas 2004 - 2010
Skills
Trading, FX Options, MBS, Financial Reporting, Account Reconciliation, Accounting, Straight Through..., Equity Derivatives, Product Control, Derivatives, Credit Derivatives, Investment Banking
Education
Rutgers, The State University of New Jersey-Newark 1994 — 1997
Masters, Finance & Accounting
University of Missouri-Columbia, College of Business 1985 — 1990
Bachelor of Science (BS), Accounting and Finance
BNP Paribas April 2014 - Present
JPMorgan Chase December 2013 - Present
Virtusa July 2011 - Present
Brooke Consulting, Inc. August 2004 - Present
Citi April 2010 - November 2013
ALaS Consulting LLC. August 2004 - July 2011
BNP Paribas Securities Services October 2004 - May 2011
BNP Paribas Securities Corp. October 2004 - May 2011
Alas 2004 - 2011
BNP Paribas 2004 - 2010
Skills
Trading, FX Options, MBS, Financial Reporting, Account Reconciliation, Accounting, Straight Through..., Equity Derivatives, Product Control, Derivatives, Credit Derivatives, Investment Banking
Education
Rutgers, The State University of New Jersey-Newark 1994 — 1997
Masters, Finance & Accounting
University of Missouri-Columbia, College of Business 1985 — 1990
Bachelor of Science (BS), Accounting and Finance
Lawrence Lachman's BNP Paribas Securities Corp. Experience March 2012 - Present
Job Independent Management Consultant – Project Management and Senior Business Analysis at BNP Paribas Securities Corp
Industry Financial Services
Experience
BNP Paribas Securities Corp March 2012 - Present
Barclays Capital October 2011 - March 2012
BNP Paribas Securities Corp October 2004 - October 2011
CREDIT SUISSE FIRST BOSTON July 2003 - October 2004
BANC OF AMERICA SECURITIES September 2002 - April 2003
Lehman Brothers March 1987 - August 2002
Skills
Fixed Income, Derivatives, Capital Markets, Equities, Back Office, Securities, Middle Office, MBS, Prime Brokerage, Business Analysis, Change Management, Trading Systems, FX, Hedge Funds, Credit Derivatives, Trading, FX Options
Education
Franklin and Marshall College
BA, Economics
Hofstra University
MBA, Finance
BNP Paribas Securities Corp March 2012 - Present
Barclays Capital October 2011 - March 2012
BNP Paribas Securities Corp October 2004 - October 2011
CREDIT SUISSE FIRST BOSTON July 2003 - October 2004
BANC OF AMERICA SECURITIES September 2002 - April 2003
Lehman Brothers March 1987 - August 2002
Skills
Fixed Income, Derivatives, Capital Markets, Equities, Back Office, Securities, Middle Office, MBS, Prime Brokerage, Business Analysis, Change Management, Trading Systems, FX, Hedge Funds, Credit Derivatives, Trading, FX Options
Education
Franklin and Marshall College
BA, Economics
Hofstra University
MBA, Finance
Paul Colon's BNP Paribas Securities Corp. Experience July 2006 - May 2012
Job Managing Director, Global Loan Syndications at Scotiabank
Industry Banking
Experience
Scotiabank June 2012 - Present
BNP Paribas Securities Corp July 2006 - May 2012
Credit Suisse March 2001 - June 2006
Bank of America April 1995 - February 2001
Skills
Capital Markets, Loans, Syndications, Structured Finance, Leveraged Finance
Education
Indiana University Bloomington 1991 — 1993
MBA, Finance
Scotiabank June 2012 - Present
BNP Paribas Securities Corp July 2006 - May 2012
Credit Suisse March 2001 - June 2006
Bank of America April 1995 - February 2001
Skills
Capital Markets, Loans, Syndications, Structured Finance, Leveraged Finance
Education
Indiana University Bloomington 1991 — 1993
MBA, Finance
Madeline Pacific's BNP Paribas Securities Corp. Experience September 2006 - November 2012
Job Vice President, Regulatory Reporting Controls at BNP Paribas
Industry Financial Services
Experience
BNP Paribas March 2015 - Present
BNP Paribas October 2012 - Present
BNP Paribas Securities Corp. September 2006 - November 2012
NYSE April 2004 - September 2006
Chicago Board of Trade June 2000 - April 2004
Skills
Securities, Equities, Derivatives, Regulatory Reporting, Regulatory Analysis, Trade surveillance, Market abuse analysis, Interview traders, Microsoft Office, AML, New account opening..., Corresponding..., Securities Clearing..., Compliance, Compliance Officer, Broker Dealer, Futures, Broker-Dealer, Options, Prime Brokerage, Securities Regulation, Surveillance, Capital Markets, Risk Management
Education
University of Illinois at Urbana-Champaign - College of Business 2000 — 2005
BA, Economics, French
Amundsen High School 1991 — 1995
High school diploma, general
BNP Paribas March 2015 - Present
BNP Paribas October 2012 - Present
BNP Paribas Securities Corp. September 2006 - November 2012
NYSE April 2004 - September 2006
Chicago Board of Trade June 2000 - April 2004
Skills
Securities, Equities, Derivatives, Regulatory Reporting, Regulatory Analysis, Trade surveillance, Market abuse analysis, Interview traders, Microsoft Office, AML, New account opening..., Corresponding..., Securities Clearing..., Compliance, Compliance Officer, Broker Dealer, Futures, Broker-Dealer, Options, Prime Brokerage, Securities Regulation, Surveillance, Capital Markets, Risk Management
Education
University of Illinois at Urbana-Champaign - College of Business 2000 — 2005
BA, Economics, French
Amundsen High School 1991 — 1995
High school diploma, general
Steven Molnar's BNP Paribas Securities Corp. Experience July 2005 - January 2006
Job Vice President Regulatory Reporting
Industry Financial Services
Experience
AxiomSL September 2009 - Present
Royal Bank of Canada - RBC Capital Markets January 2006 - December 2008
BNP PARIBAS SECURITIES CORP July 2005 - January 2006
Academic Sabbatical August 2004 - May 2005
Cantor Fitzgerald May 2004 - August 2004
ORIX May 2001 - April 2004
Skills
Project Management, Business Analysis
Education
Fordham Gabelli School of Business 2002 — 2005
MBA, Dual: Finance and Information and Communication Systems
AxiomSL September 2009 - Present
Royal Bank of Canada - RBC Capital Markets January 2006 - December 2008
BNP PARIBAS SECURITIES CORP July 2005 - January 2006
Academic Sabbatical August 2004 - May 2005
Cantor Fitzgerald May 2004 - August 2004
ORIX May 2001 - April 2004
Skills
Project Management, Business Analysis
Education
Fordham Gabelli School of Business 2002 — 2005
MBA, Dual: Finance and Information and Communication Systems
Mang Chiu's BNP Paribas Securities Corp. Experience October 2005 - July 2010
Job Taxable Sales Associate at RBC Capital Markets
Industry Investment Banking
Experience
RBC Capital Markets, LLC October 2010 - Present
BNP Paribas Securities Corp October 2005 - July 2010
JP Morgan Securities, Inc July 2003 - October 2005
Natexis Bleichroeder, Inc May 2001 - July 2003
Skills
Bloomberg, DTC, Fixed Income, Settlements, Electronic Trading, Bonds, Equities, Derivatives, Securities, Reconciliations
Education
Pace University
MBA, Finance
SUNY at Stony Brook 1995 — 1999
BS, Business Management
RBC Capital Markets, LLC October 2010 - Present
BNP Paribas Securities Corp October 2005 - July 2010
JP Morgan Securities, Inc July 2003 - October 2005
Natexis Bleichroeder, Inc May 2001 - July 2003
Skills
Bloomberg, DTC, Fixed Income, Settlements, Electronic Trading, Bonds, Equities, Derivatives, Securities, Reconciliations
Education
Pace University
MBA, Finance
SUNY at Stony Brook 1995 — 1999
BS, Business Management
William Terry's BNP Paribas Securities Corp. Experience August 2009 - June 2011
Job Treasury Cash Mgmt Analyst
Industry Electrical/Electronic Manufacturing
Experience
Vizant Technologies December 2014 - Present
TE Connectivity February 2014 - September 2014
TE Connectivity July 2012 - September 2013
Comcast Capital Corporation June 2011 - January 2012
BNP Paribas Securities Corp. August 2009 - June 2011
BNP Paribas Securities Corp. September 2007 - August 2009
Education
Philadelphia University 2005 — 2007
Bachelor of Science (B.S.), Business Administration, 3.4
Vizant Technologies December 2014 - Present
TE Connectivity February 2014 - September 2014
TE Connectivity July 2012 - September 2013
Comcast Capital Corporation June 2011 - January 2012
BNP Paribas Securities Corp. August 2009 - June 2011
BNP Paribas Securities Corp. September 2007 - August 2009
Education
Philadelphia University 2005 — 2007
Bachelor of Science (B.S.), Business Administration, 3.4
Tom DiSpaldo's BNP Paribas Securities Corp. Experience May 2001 - October 2013
Job Director, Regulatory Manager/Supervisor at BNP Paribas Securities Corp
Industry Financial Services
Experience
BNP Paribas Securities Corp BNP Paribas Prime Brokerage, Inc. October 2013 - Present
BNP Paribas Securities Corp May 2001 - October 2013
Carr Futures, Inc. June 1998 - September 2001
BNP Securities (U.S.A), Inc. September 1995 - June 1998
Chase Futures & Options, Inc. May 1985 - June 1995
National Association of Securities Dealers (NASD) June 1984 - May 1985
Philadelphia Stock Exchange March 1980 - June 1984
Skills
Securities, Derivatives, Equities, Options, Commodities, Brokerage, Series 7, Series 63, Compliance, Capital Markets, FINRA, Regulatory Risk, Series 24, Corporate Governance, Regulatory Reporting, Operational Risk, Risk Management, Series 3, AML, Securities Regulation, Risk, Prime Brokerage, Compliance Audits, Internal Audit, Financial Markets, Investments, ETFs, Trading, Financial Risk, Commodity, Finance, Back Office, Fixed Income, Securities Lending, Financial Services, Broker-Dealer, Hedge Funds, KYC, Anti Money Laundering
Education
Penn State University 1974 — 1978
Bachelors of Science, Finance
BNP Paribas Securities Corp BNP Paribas Prime Brokerage, Inc. October 2013 - Present
BNP Paribas Securities Corp May 2001 - October 2013
Carr Futures, Inc. June 1998 - September 2001
BNP Securities (U.S.A), Inc. September 1995 - June 1998
Chase Futures & Options, Inc. May 1985 - June 1995
National Association of Securities Dealers (NASD) June 1984 - May 1985
Philadelphia Stock Exchange March 1980 - June 1984
Skills
Securities, Derivatives, Equities, Options, Commodities, Brokerage, Series 7, Series 63, Compliance, Capital Markets, FINRA, Regulatory Risk, Series 24, Corporate Governance, Regulatory Reporting, Operational Risk, Risk Management, Series 3, AML, Securities Regulation, Risk, Prime Brokerage, Compliance Audits, Internal Audit, Financial Markets, Investments, ETFs, Trading, Financial Risk, Commodity, Finance, Back Office, Fixed Income, Securities Lending, Financial Services, Broker-Dealer, Hedge Funds, KYC, Anti Money Laundering
Education
Penn State University 1974 — 1978
Bachelors of Science, Finance
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY