Boettcher & Company
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Boettcher & Company Employees
Happiness Happens 2001 - Present
the Incredible Wu 1995 - 2000
Fisk Investment 1989 - 1997
Boettcher & Company 1983 - 1989
21st Century Video Corporation 1979 - 1982
Education
University of Colorado at Boulder
Physiological Psychology/Psychobiology
Finance 75 1971 — 1975
BS
Saunders Financial April 2015 - Present
UMB Financial Corp September 2013 - April 2015
First Western Trust February 2006 - May 2010
Merrill Lynch May 1999 - February 2006
ROYAL ALLIANCE SECURITIES September 1995 - May 1999
BOETTCHER & COMPANY March 1983 - September 1995
Skills
Wealth Management, Portfolio Management, Investments, Banking, Strategic Financial..., Retirement Planning, Mutual Funds, Asset Allocation, Financial Analysis, Financial Advisory, Retirement, Risk Management, Financial Planners, High Net Worth..., Finance, Securities, Strategic Planning
Education
Colorado State University 1977 — 1982
BS, Political Science and Government
CFO Consulting, Inc. January 2014 - Present
Proterra Inc 2010 - December 2013
Phenom-World North America April 2010 - August 2010
FEI Company November 2002 - April 2010
CFO Consulting, Inc. June 1997 - October 2002
Racom Systems, Inc. January 1994 - May 1997
Kemper Securities May 1990 - December 1993
Boettcher & Company January 1986 - May 1990
Deloitte Consulting September 1983 - December 1985
Skills
Mergers, Start-ups, Financial Analysis, Venture Capital, Management Consulting, Forecasting, Financial Reporting, Sarbanes-Oxley Act, Accounting, Internal Controls, Due Diligence, Budgets, Strategic Planning, Executive Management, Process Improvement, Mergers & Acquisitions, Business Planning, Finance, Manufacturing, Management, Fundraising, Business Development
Education
Northwestern University - Kellogg School of Management 1981 — 1983
MBA, Finance & accounting
Oberlin College 1977 — 1981
BA, Economics & Neuroscience
University of Illinois at Urbana-Champaign - College of Business 1985 — 1985
CPA, Accounting
State of Oregon September 2015 - Present
Old North Foundation of Boston 2014 - Present
Lambert Massena, LLC March 2015 - September 2015
State Street 2001 - 2015
mPower 2000 - 2001
Arnerich Massena & Associates 1991 - 1999
Dain Bosworth 1986 - 1991
Boettcher & Company 1985 - 1986
Skills
Financial Services, Investments, Investment Advisory, Mutual Funds, Alternative Investments, Asset Management, Asset Allocation, Equities, Derivatives, Relationship Management, Securities, Fixed Income, Strategy, Investment Management, Attribution, Portfolio Management, Financial Risk, Performance Measurement, Product Management, Investment Strategies, Institutional, Retirement, Retirement Planning, Financial Advisory, Analytics, Hedge Funds, 401k, Institutional..., ETFs, Global Custody, Fund Of Funds, Defined Contribution, Defined Benefit, Institutional Investors, Investment Analytics
Education
Harvard Business School 2012 — 2012
Executive Education, Organizational Leadership
Portland State University 1985 — 1989
BA, Business Administration
Walla Walla University 1980 — 1983
Course of Study: Bachelor of Arts (BA), Business Administration and Management, General
Prosperion Financial Advisors July 2009 - Present
Morgan Stanley October 1987 - July 2009
Boettcher & Company October 1986 - October 1987
Skills
Sales, Finance, Wealth Management, Retirement Planning, Financial Markets, Series 7, Financial Advisory, Bonds, Sales Operations, Securities, Investment Advisory, Investment Strategies
Education
Colorado State University 1974 — 1977
Bachelor of Science (B.S.), Geology/Earth Science, General
Western State College 1972 — 1973
Centurion Investment Management, LLC September 2010 - October 2012
Kenmar Group January 2002 - May 2009
VE Group August 2000 - September 2001
Chespapeake Capital August 1997 - August 2000
Hoak, Breedlove, Wesneski & Co. April 1995 - April 1997
Signet Investment Banking Company March 1989 - March 1995
Continental Bank March 1985 - March 1989
Boettcher & Company July 1983 - December 1984
Skills
Hedge Funds, Alternative Investments, Structured Products, Capital Markets, Trading, Corporate Finance, Investment Banking, Private Equity, Private Placements, Investment Management, Equity Research, Equities, Finance, Securities, Mergers & Acquisitions, Commodities
Education
University of Chicago 1981 — 1983
MBA, Finance and Accounting, Booth Graduate School of Business.
Cornell University 1970 — 1974
AB, Anthropology, minor Math/Chemistry- College of Arts and Sciences.
Hobro Gymnasium, Denmark 1969 — 1970
Rotary International Exchange Student.
Scottrade March 2010 - Present
Computer Research, Inc March 1990 - April 2010
ADP/SIS August 1989 - March 1990
Securities Industry Software 1989 - 1990
Computer Research, Inc October 1983 - August 1989
Eagle Systems Corporation October 1980 - October 1983
Corporate Stock Transfer January 1980 - January 1981
Jeremiah Corporation August 1979 - October 1980
Boettcher & Company 1977 - 1979
Celebrity Sports Center 1972 - 1974
Skills
COBOL, SQL, SDA, DB2, IBM iSeries, Rational Developer for..., HTML, XML, IBM AS/400
Education
University of Phoenix 2007 — 2009
BSIT, Information Technology
University of Colorado Boulder 1974 — 1976
Win Analytics LLC January 2009 - Present
GCO Education Loan Funding Corp August 2004 - November 2008
GMAC Education Loan Funding July 2002 - August 2004
A.G. Edwards & Sons, Inc March 1990 - June 2002
Capital Markets Corporation August 1989 - March 1990
Boettcher & Company June 1981 - August 1989
Skills
Structured Finance, Financial Modeling, Expert Witness, Valuation, Derivatives, MBS, Securitization, Debt, Capital Markets, Investment Banking, Optimization, Public Finance, Renewable Energy, Mathematics, Entrepreneurship, Microsoft Excel, Matlab, Bloomberg Terminal, Finance, Public Speaking, Start-ups, Securities, Bonds, Financial Risk, Project Finance, Credit, Strategy, Banking, Analysis, Options, Loans, Equities, Hedging, Funding, Economics, Financial Structuring, Fixed Income, Asset Management, Hedge Funds, Private Equity, Due Diligence, Corporate Finance, Alternative Investments, Financial Advisory, Bloomberg, Trading, Emerging Markets, Financial Markets
Education
University of Oxford 2003 — 2007
MSc, Mathematics
University of Colorado Denver 2001 — 2002
Nonlinear Optimization
Yale University 1977 — 1981
Bachelor of Arts (BA), Mathematics
Software & Scanning Servi April 1985 - Present
UNITED TECHNOLOGIES MOSTEK 1984 - 1986
ANSCHUTZ CORPORATION 1983 - 1984
UNITED TECHNOLOGIES SMITH ENERGY SERVICES 1981 - 1983
BOETTCHER & COMPANY 1978 - 1981
Skills
GIS, Strategic Planning, Team Building, System Administration, Proposal Writing, Analysis, Unix, Programming, Project Management, Team Leadership, Project Planning, Coaching, Budgets, Program Management, Construction, Change Management, Government, Operations Management, ESRI, Public Speaking, Microsoft Office, Security, Management Consulting, Leadership, Business Strategy, Management, Business Development, Entrepreneurship, New Business Development, Contract Negotiation, Organizational..., Leadership Development, Data Analysis, Strategy
Education
University of Arkansas at Little Rock 1978 — 1978
University of Arkansas 1975 — 1977
Bachelor of Science (BS), Science
Kansas State University 1974 — 1975
Science
Colorado State University 1973 — 1974
Science
Madeleine Condit Associates 2009 - Present
Korn/Ferry International August 1985 - December 2007
Boettcher & Company June 1982 - August 1985
Skills
Board Development, Board Relations, Board Leadership, Executive Management, Executive Search, Candidate Development
Education
University of Colorado 1980 — 1982
Master of Business Administration (M.B.A.)
MIT Sloan School of Management 1975 — 1975
Urban Executives Management Program
University of California, Berkeley 1961 — 1963
Bachelor of Arts (BA), Social Sciences
Goldblum Lentz & Co. January 1990 - Present
Boettcher & Company January 1985 - January 1990
Skills
Business Strategy, Private Equity, Mergers & Acquisitions, Corporate Finance, Financial Modeling, Venture Capital, Investments, Valuation, Investment Banking, Due Diligence, Capital Markets, Portfolio Management, Financial Analysis, Asset Management, Alternative Investments, Leveraged Finance, Earned Value Management, Stock Management, EBITDA Growth, EBITDA, Growth Strategies, Management Buyouts, Recapitalizations, Mezzanine, Middle Market, Subordinated Debt
Education
University of Denver - Daniels College of Business
BA and MBA, Finance
New West Investment October 1990 - Present
Swift Creek Catering November 2011 - Present
Boettcher & Company January 1989 - August 1990
E.F. Hutton & Company, Inc. June 1984 - January 1989
Skills
Financial Planning, Portfolio Management, Security Analysis, Macroeconomics, Financial Services, Strategic Financial..., Investments, Securities, Investment Management, Wealth, Equity Research, Registered Investment..., Investment Strategies, Asset Management, Asset Allocation, Financial Advisory, Personal Finance, Equities, Social Media, Team Building, Budgets, Finance, Start-ups
Education
University of Colorado 1979 — 1983
Bachelors, Finance
Fairview High School 1974 — 1977
Diploma
Dish Network August 2009 - Present
Geneva Capital LLC November 2006 - Present
Meridian Wealth Management October 2006 - October 2007
Grand Peaks Properties January 2005 - August 2005
Wachovia Securities January 2000 - May 2005
Terremark Worldwide January 2004 - July 2004
Wells Fargo Private Client Services January 1991 - January 2000
Boettcher & Company January 1981 - January 1991
Tosco Corporation August 1979 - May 1981
Education
University of Colorado Boulder - Leeds School of Business 1979 — 1980
MBA
University of Colorado Boulder 1972 — 1979
BA
Coldwell Banker Mountain Properties Transactions & Analysis ManagerCentury LinkNovember 2005 - May 2014
Great-West Life 1991 - 1995
BOETTCHER & COMPANY January 1986 - January 1991
Skills
Financial Modeling, Cash Flow, Financial Analysis, Real Estate Economics, Real Estate, Due Diligence, Real Estate Development, Asset Managment, Investments, Disposition, Valuation, Budgets, Leases, Analysis, Dispositions, Acquisitions, Asset Management, Contract Negotiation, Real Estate Transactions
Education
University of Colorado at Denver 1995 — 1997
MS, International Business
CO Division of Real Estate
Broker's License
East High School
University of Colorado at Denver
Bachelor of Science, Finance
Men & Violence Oral History Project January 2015 - Present
Street Fraternity, Inc. August 2012 - Present
Big Brothers Big Sisters of Colorado February 2005 - August 2012
The Spot Youth Center June 1994 - September 2003
Parks & Recreation Department June 1991 - April 1993
Center For the New West 1989 - 1990
MCI Telecommunications 1988 - 1989
Stern Brothers 1987 - 1988
Boettcher & Company 1985 - 1986
Los Angeles Raiders 1983 - 1985
Skills
Training, Volunteer Management, Program Development, Fundraising, Event Planning, Strategic Planning, Public Relations
Education
University of Northern Colorado 1973 — 1978
Bachelor of Arts (B.A.), Zoology
Taft High School, Hamilton, Ohio
Wealthwise Group July 2008 - Present
Rubicon Alliance, LLC September 2005 - Present
State of Colorado, Securities Regulator for Division of Securities September 1988 - September 2005
Boettcher & Company August 1986 - August 1988
Education
University of San Diego 1982 — 1986
B.A., Psychology major, History minor
Regis High School 1977 — 1981
Diploma, College Prep
RBC Wealth Management September 2012 - Present
Merrill Lynch September 2008 - September 2012
Wachovia Securities, LLC. 2000 - 2008
Dain Rauscher 1990 - 2000
Hanifen Imhoff 1985 - 1990
Dain Bosworth 1982 - 1985
Boettcher & Company 1979 - 1982
Paine Webber Jackson & Curtis 1976 - 1979
Bosworth Sullivan & Co 1976 - 1976
Education
University of Colorado at Boulder 1970 — 1974
Bachelor's Degree, Microbiology
IRIS - Integrated Refugee & Immigrant Services October 2014 - Present
Natchaug Hospital October 2008 - Present
On Site Gas Systems, Inc 2005 - 2007
Pfizer 2001 - 2004
Volvia 1998 - 2000
Great-West Life 1988 - 1991
Boettcher & Company 1985 - 1988
University of Colorado Bookstore 1983 - 1985
University of Colorado at Boulder 1980 - 1985
Skills
Microsoft Excel, Project Management, Microsoft Office, Microsoft Word, Nonprofits, PowerPoint, Event Planning, Government, Strategic Planning, Customer Service
Education
University of Colorado at Boulder 1980 — 1992
Bachelor of Science, Finance
University of Colorado at Boulder - Leeds School of Business 1980 — 1985
Bachelor of Science (B.S.), Finance
Bank of America Merrill Lynch October 2011 - Present
Merrill Lynch October 2000 - October 2011
Princeton Retirement Group 2005 - 2008
AMVESCAP Retirement, Inc. October 2000 - July 2005
Invesco Retirement Plan Services 2000 - 2003
IFG 1997 - 2000
Thomas James Associates 1990 - 1997
Boettcher & Company 1990 - 1991
Education
Regis University
BS, Business Administration
PFM Asset Management LLC July 2010 - Present
Davidson Fixed Income Management June 2000 - May 2010
Boettcher & Company January 1986 - November 1988
Skills
Portfolio Management, Fixed Income, Due Diligence, Strategic Planning, Management, Asset Management, Financial Analysis, Finance, Analysis, Bonds, Capital Markets, Business Strategy, Bloomberg, Alternative Investments, Outsourced CIO
Education
University of Denver 1998 — 2000
Certificate in E-commerce and Technology Management, E-Commerce
Massachusetts Institute of Technology 1998 — 1998
Executive Education Certificate, Technology Management
University of Colorado at Boulder 1985 — 1988
Masters, Economics
National Renewable Energy Laboratory November 1993 - Present
Boettcher & Company January 1987 - October 1993
Skills
Project Management, Management, Cross-functional Team..., Program Management, Renewable Energy, Team Building, Strategic Planning
Education
University of Colorado at Boulder 1983 — 1987
Bachelor of Arts, International Affairs
Oregon State University September 2013 - June 2014
The Commuter/LBCC June 2012 - June 2013
Linn Benton Community College September 2011 - August 2012
Seattle/Puyallup/Salem April 1988 - March 2011
Boettcher & Company 1983 - 1984
Seattle March 1978 - April 1983
Skills
Dispatcher, Teller, Computer technician, telephone..., Outstanding Customer..., Sales Representatives, Creative Writer, journalist, published writer, story teller, Foster care, Teaching/mentoring, Sales Skills Training, Storytelling, Sales, Writers, Creative Writing, Publications, Customer Service, Books, Start-ups, Journalism, News Writing, Newspapers, Selling Skills, Photoshop, Blogging, Social Networking, Newspaper, Research, Copy Editing, Editing
Education
Oregon State University 2013 — 2014
Bachelor's Degree, English Language and Literature, General, 3.25
Linn-Benton Community College 2011 — 2012
Associate of Arts (A.A.), Journalism
MacMurray College 1967 — 1970
UBS August 2001 - Present
Piper Jaffray October 1993 - August 2001
Boettcher & Company September 1987 - September 1993
Education
Parsons Colege
Bachelor of Arts (B.A.)
University of Iowa
Bachelor of Arts (BA)
Q J Associates January 1988 - Present
Boettcher & Company April 1973 - April 1975
Goodyear International Corporation January 1968 - September 1973
United States Air Force August 1961 - June 1965
Skills
Equities, Fixed Income, Asset Management, Financial Modeling, Hedge Funds, Derivatives, Bloomberg, Valuation, Credit, Capital Markets, Mutual Funds, Asset Allocation, Banking, Alternative Investments, Risk Management, Credit Analysis
Education
University of Colorado Boulder 1965 — 1968
MBA - Finance, International Marketing
Lewis and Clark College 1957 — 1960
Bachelor of Arts (BA), Political Science and Government
Self-employed March 2010 - Present
Piper Jaffray May 2003 - June 2010
First Community Bancorp February 2000 - May 2003
U.S. Bank January 1998 - February 2000
Piper Jaffray January 1991 - March 1998
Boettcher & Company January 1985 - January 1991
E. & J. Gallo Winery November 1983 - January 1985
Skills
Investments, Capital Raising, Project Finance, Philanthropy, Non-profit Board..., Banking, Portfolio Management, Financial Modeling
Education
University of Denver 1980 — 1983
BSBA, Marketing/Finance