Broadpoint Capital
Industry: Company
DescriptionHeadquarters: Albany, NY Parent organization: First Albany Companies, Inc.
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Broadpoint Capital Employees
Employee
Years
Job
Industry
Dave Jurgens Dave Jurgens's Broadpoint Capital Experience August 2007 - February 2008
Job Senior Technical Writer at Wells Fargo
Industry Financial Services
Experience
Wells Fargo June 2015 - Present
Charles Schwab June 2014 - April 2015
Bank of the West April 2011 - June 2014
US Bank January 2009 - January 2011
US Bank March 2008 - November 2008
Broadpoint Capital August 2007 - February 2008
American Technology Research April 2006 - August 2007
Pacific Growth Equities, LLC 2003 - 2005
Banc of America Securities 2000 - 2003
Bear Stearns March 1998 - September 2000
Skills
Analyzing Data, Analyzing Markets, Research, Gathering Data, Report Writing, Organizing, Forecasting, Financial Analysis, Attention To Detail, Marketing and Selling ..., Team Building, Training, Serving as a Change..., Technical Writing, Versatile Writer, Process Simplification, Analysis, Team Leadership, Dependable Team Player, Highly motivated..., Data Assimilation, Account Reconciliation, Banking, Data Analysis, Financial Modeling, Market Analysis, Marketing, Portfolio Management, Social Networking, Cross-functional Team..., Management, Analytics, Customer Service, Leadership, Project Management
Education
University of San Francisco 1991 — 1992
Certificate, Paralegal
University of San Francisco 1985 — 1989
Bachelor of Arts, History
UC Berkeley
Continuing Education, Finance
Wells Fargo June 2015 - Present
Charles Schwab June 2014 - April 2015
Bank of the West April 2011 - June 2014
US Bank January 2009 - January 2011
US Bank March 2008 - November 2008
Broadpoint Capital August 2007 - February 2008
American Technology Research April 2006 - August 2007
Pacific Growth Equities, LLC 2003 - 2005
Banc of America Securities 2000 - 2003
Bear Stearns March 1998 - September 2000
Skills
Analyzing Data, Analyzing Markets, Research, Gathering Data, Report Writing, Organizing, Forecasting, Financial Analysis, Attention To Detail, Marketing and Selling ..., Team Building, Training, Serving as a Change..., Technical Writing, Versatile Writer, Process Simplification, Analysis, Team Leadership, Dependable Team Player, Highly motivated..., Data Assimilation, Account Reconciliation, Banking, Data Analysis, Financial Modeling, Market Analysis, Marketing, Portfolio Management, Social Networking, Cross-functional Team..., Management, Analytics, Customer Service, Leadership, Project Management
Education
University of San Francisco 1991 — 1992
Certificate, Paralegal
University of San Francisco 1985 — 1989
Bachelor of Arts, History
UC Berkeley
Continuing Education, Finance
Nancy Pina Nancy Pina's Broadpoint Capital Experience October 2008 - December 2009
Job Executive Assistant, Enterprise Support Services
Industry Accounting
Experience
EY January 2015 - Present
KPMG US December 2014 - December 2014
Velocity Technology Solutions April 2014 - October 2014
MDA Training October 2010 - April 2014
BROADPOINT GLEACHER, INC. (Formerly First Albany Capital,LLC) November 2008 - December 2009
Broadpoint Capital October 2008 - December 2009
Broadpoint Capital December 2002 - December 2009
BROADPOINT GLEACHER, INC. (Formerly First Albany Capital,LLC) December 2002 - December 2009
Middle Office October 2002 - October 2008
Middle Office January 1996 - January 2002
Skills
Equities, Spreadsheets, Microsoft Office, Excel, Customer Relations, ADP, Microsoft Excel, Customer Service, Data Entry, Office Administration, Administrative..., Outlook, Office Management, Finance, Software Documentation, Leadership, Human Resources, Accounting, ADP Payroll, Risk Management, Management, Administrative..., Process Improvement, Analysis, Time Management
Education
Queensborough Community College 2002 — 2006
AA, Liberal Arts
Queensborough Community College
Associate of Arts (A.A.)
EY January 2015 - Present
KPMG US December 2014 - December 2014
Velocity Technology Solutions April 2014 - October 2014
MDA Training October 2010 - April 2014
BROADPOINT GLEACHER, INC. (Formerly First Albany Capital,LLC) November 2008 - December 2009
Broadpoint Capital October 2008 - December 2009
Broadpoint Capital December 2002 - December 2009
BROADPOINT GLEACHER, INC. (Formerly First Albany Capital,LLC) December 2002 - December 2009
Middle Office October 2002 - October 2008
Middle Office January 1996 - January 2002
Skills
Equities, Spreadsheets, Microsoft Office, Excel, Customer Relations, ADP, Microsoft Excel, Customer Service, Data Entry, Office Administration, Administrative..., Outlook, Office Management, Finance, Software Documentation, Leadership, Human Resources, Accounting, ADP Payroll, Risk Management, Management, Administrative..., Process Improvement, Analysis, Time Management
Education
Queensborough Community College 2002 — 2006
AA, Liberal Arts
Queensborough Community College
Associate of Arts (A.A.)
Bruce Keeling Bruce Keeling's Broadpoint Capital Experience 2002 - 2008
Job
Industry Entertainment
Experience
Section 101 2009 - Present
Broadpoint Capital 2002 - 2008
Robertson Stephens, Inc. 2000 - 2002
PaineWebber Incorporated 1998 - 2000
Ernst & Young 1990 - 1996
Education
Harvard Business School 1996 — 1998
MBA
University of Southern California 1989 — 1990
MACC
University of Southern California 1985 — 1989
B.S.
Alta Loma High School 1981 — 1985
Section 101 2009 - Present
Broadpoint Capital 2002 - 2008
Robertson Stephens, Inc. 2000 - 2002
PaineWebber Incorporated 1998 - 2000
Ernst & Young 1990 - 1996
Education
Harvard Business School 1996 — 1998
MBA
University of Southern California 1989 — 1990
MACC
University of Southern California 1985 — 1989
B.S.
Alta Loma High School 1981 — 1985
Dawn O'Toole Dawn O'Toole's Broadpoint Capital Experience October 2002 - March 2008
Job Executive Assistant at Forestdale, Inc.
Industry Executive Office
Experience
Forestdale, Inc. February 2015 - Present
American Securities Advisors, LLC March 2008 - February 2015
Broadpoint Capital October 2002 - March 2008
Robertson Stephens April 1996 - September 2002
Skills
Microsoft Office, Travel Planning, Event Planning, Contact Management, Human Resources, Office Management, Online Research, Administrative..., Microsoft Excel, Risk Management, Securities
Education
Baruch College, City University of New York (CUNY) 2001 — 2004
MBA, Management - Organizational Behavior
Saint John's University 1988 — 1992
B.S., Communications
The Mary Louis Academy 1984 — 1988
Forestdale, Inc. February 2015 - Present
American Securities Advisors, LLC March 2008 - February 2015
Broadpoint Capital October 2002 - March 2008
Robertson Stephens April 1996 - September 2002
Skills
Microsoft Office, Travel Planning, Event Planning, Contact Management, Human Resources, Office Management, Online Research, Administrative..., Microsoft Excel, Risk Management, Securities
Education
Baruch College, City University of New York (CUNY) 2001 — 2004
MBA, Management - Organizational Behavior
Saint John's University 1988 — 1992
B.S., Communications
The Mary Louis Academy 1984 — 1988
Rob Chisholm Rob Chisholm's Broadpoint Capital Experience March 2008 - March 2009
Job Director at Citigroup
Industry Investment Banking
Experience
Citi October 2015 - Present
Deutsche Bank Securities May 2010 - September 2015
Seven Hills Partners May 2009 - May 2010
Broadpoint Capital March 2008 - March 2009
America's Growth Capital July 2005 - February 2008
Conservation Law Foundation December 2004 - June 2005
Skills
Investment Banking, Valuation, Financial Modeling, Corporate Finance, Mergers, Capital Markets, Financial Analysis, M&A experience, Venture Capital, Mergers & Acquisitions, Equities, Hedge Funds, Investments, Due Diligence, Bloomberg, Corporate Development, Strategy, Private Equity, Finance
Education
Middlebury College 2001 — 2003
BA, Environmental Studies
Princeton University 1998 — 2000
BA, Psychology
Middlesex School 1994 — 1997
Citi October 2015 - Present
Deutsche Bank Securities May 2010 - September 2015
Seven Hills Partners May 2009 - May 2010
Broadpoint Capital March 2008 - March 2009
America's Growth Capital July 2005 - February 2008
Conservation Law Foundation December 2004 - June 2005
Skills
Investment Banking, Valuation, Financial Modeling, Corporate Finance, Mergers, Capital Markets, Financial Analysis, M&A experience, Venture Capital, Mergers & Acquisitions, Equities, Hedge Funds, Investments, Due Diligence, Bloomberg, Corporate Development, Strategy, Private Equity, Finance
Education
Middlebury College 2001 — 2003
BA, Environmental Studies
Princeton University 1998 — 2000
BA, Psychology
Middlesex School 1994 — 1997
Kathryn Bortel's Broadpoint Capital Experience June 2008 - September 2008
Job Investment Banking Associate Energy at Ladenburg Thalmann
Industry Financial Services
Experience
Ladenburg Thalmann April 2012 - Present
Morgan Keegan October 2008 - September 2011
Broadpoint Capital June 2008 - September 2008
One Restaurant and Lounge December 2007 - May 2008
Burkenroad Reports August 2007 - December 2007
Byblos Mediterranean Cuisine January 2005 - December 2007
Audubon Park Stables September 2006 - April 2007
Skills
Marketing, Microsoft Excel, Investment Banking, Valuation, Strategy, Financial Modeling, Analysis, Customer Service, Microsoft Word, Management, Research, Facebook, PowerPoint
Education
Tulane University - A.B. Freeman School of Business 2007 — 2008
M.S., Finance
Tulane University 2003 — 2007
B.S., Finance, Psychology
Ladenburg Thalmann April 2012 - Present
Morgan Keegan October 2008 - September 2011
Broadpoint Capital June 2008 - September 2008
One Restaurant and Lounge December 2007 - May 2008
Burkenroad Reports August 2007 - December 2007
Byblos Mediterranean Cuisine January 2005 - December 2007
Audubon Park Stables September 2006 - April 2007
Skills
Marketing, Microsoft Excel, Investment Banking, Valuation, Strategy, Financial Modeling, Analysis, Customer Service, Microsoft Word, Management, Research, Facebook, PowerPoint
Education
Tulane University - A.B. Freeman School of Business 2007 — 2008
M.S., Finance
Tulane University 2003 — 2007
B.S., Finance, Psychology
Deb Atwood's Broadpoint Capital Experience October 2007 - September 2008
Job Systems Administrator at RPI
Industry Financial Services
Experience
Rensselaer Polytechnic Institute September 2008 - Present
Broadpoint Capital October 2007 - September 2008
First Albany Capital August 1994 - October 2007
GE Energy November 1992 - August 1994
Union College August 1990 - August 1991
Education
Rensselaer Polytechnic Institute 1990 — 1992
Masters, Computer Science
Union College 1986 — 1990
natick high school
Rensselaer Polytechnic Institute September 2008 - Present
Broadpoint Capital October 2007 - September 2008
First Albany Capital August 1994 - October 2007
GE Energy November 1992 - August 1994
Union College August 1990 - August 1991
Education
Rensselaer Polytechnic Institute 1990 — 1992
Masters, Computer Science
Union College 1986 — 1990
natick high school
Read Burns's Broadpoint Capital Experience November 2008 - January 2010
Job
Industry Financial Services
Experience
UBS Investment Bank February 2010 - February 2012
Broadpoint Capital November 2008 - January 2010
Lehman Brothers July 1995 - November 2008
Skills
Capital Markets, Fixed Income, Derivatives, Bloomberg, Investments, Hedge Funds
Education
Bates College 1991 — 1995
Bachelor of Arts (B.A.), Economics
UBS Investment Bank February 2010 - February 2012
Broadpoint Capital November 2008 - January 2010
Lehman Brothers July 1995 - November 2008
Skills
Capital Markets, Fixed Income, Derivatives, Bloomberg, Investments, Hedge Funds
Education
Bates College 1991 — 1995
Bachelor of Arts (B.A.), Economics
Avinash Kant, Ph.D.'s Broadpoint Capital Experience 2007 - 2008
Job Venture Partner at Phoenix Venture Partners
Industry Venture Capital & Private Equity
Experience
Phoenix Venture Partners July 2015 - Present
D.A. Davidson & Co. August 2008 - February 2015
Broadpoint Capital 2007 - 2008
Canaccord Adams September 2003 - February 2007
SG Cowen Securities January 2001 - August 2003
Conexant Systems January 1998 - January 2001
Skills
Equities, Materials, Financial Analysis, Semiconductors, Financial Modeling, Solar Energy, Equity Research, Process Simulation, Valuation, Cleantech, Materials Science, Investments, Research, Capital Markets
Education
University of California, Berkeley 1994 — 1997
Ph.D., Materials Science & Engineering
Phoenix Venture Partners July 2015 - Present
D.A. Davidson & Co. August 2008 - February 2015
Broadpoint Capital 2007 - 2008
Canaccord Adams September 2003 - February 2007
SG Cowen Securities January 2001 - August 2003
Conexant Systems January 1998 - January 2001
Skills
Equities, Materials, Financial Analysis, Semiconductors, Financial Modeling, Solar Energy, Equity Research, Process Simulation, Valuation, Cleantech, Materials Science, Investments, Research, Capital Markets
Education
University of California, Berkeley 1994 — 1997
Ph.D., Materials Science & Engineering
Maura Kennedy's Broadpoint Capital Experience January 2008 - 2009
Job Cambridge Associates
Industry Financial Services
Experience
Cambridge Associates March 2009 - Present
Broadpoint Capital January 2008 - 2009
A.G. Edwards May 2006 - February 2007
Education
Arcadia University 2002 — 2006
BA, International Relations
Cambridge Associates March 2009 - Present
Broadpoint Capital January 2008 - 2009
A.G. Edwards May 2006 - February 2007
Education
Arcadia University 2002 — 2006
BA, International Relations
Robert Sainato, CFA, CFP, CIC, CAIA's Broadpoint Capital Experience 2007 - 2009
Job Structured Products Predictive Model & Risk Product Manager at Bloomberg LP
Industry Financial Services
Experience
Bloomberg LP January 2012 - Present
Advisors Asset Management, Inc. 2009 - 2011
Broadpoint Capital 2007 - 2009
resource america 2005 - 2008
Trust Company of the West 2002 - 2004
Fidelity Investments 1997 - 2002
Education
William E. Simon School of Business 1993 — 1995
MBA, Finance
Hofstra University 1987 — 1991
BA, Economics
Hofstra University 1987 — 1991
BBA, Finance
Bloomberg LP January 2012 - Present
Advisors Asset Management, Inc. 2009 - 2011
Broadpoint Capital 2007 - 2009
resource america 2005 - 2008
Trust Company of the West 2002 - 2004
Fidelity Investments 1997 - 2002
Education
William E. Simon School of Business 1993 — 1995
MBA, Finance
Hofstra University 1987 — 1991
BA, Economics
Hofstra University 1987 — 1991
BBA, Finance
Josh Sullivan's Broadpoint Capital Experience September 2008 - June 2010
Job Sr. Equity Research Analyst
Industry Financial Services
Experience
Sterne Agee October 2011 - Present
Gleacher and Company June 2010 - August 2011
JAT Technologies 2008 - 2011
Broadpoint Capital September 2008 - June 2010
American Technology Research June 2005 - September 2008
Skills
Equity Research, Valuation, Defense, Equities, Aerospace, Financial Modeling, Cleantech, Corporate Finance, Portfolio Management, Hedge Funds, Financial Analysis, Bloomberg, Asset Management, Private Equity, Capital Markets, Investment Banking, Investments
Education
Lehigh University - College of Business and Economics 2001 — 2005
Finance, General
Sterne Agee October 2011 - Present
Gleacher and Company June 2010 - August 2011
JAT Technologies 2008 - 2011
Broadpoint Capital September 2008 - June 2010
American Technology Research June 2005 - September 2008
Skills
Equity Research, Valuation, Defense, Equities, Aerospace, Financial Modeling, Cleantech, Corporate Finance, Portfolio Management, Hedge Funds, Financial Analysis, Bloomberg, Asset Management, Private Equity, Capital Markets, Investment Banking, Investments
Education
Lehigh University - College of Business and Economics 2001 — 2005
Finance, General
Jerry Gilligan, CPA's Broadpoint Capital Experience August 2006 - June 2008
Job Vice President, External Reporting and Technical Accounting at Realogy Holdings Corp.
Industry Real Estate
Experience
Realogy Holdings Corp. March 2015 - Present
Realogy July 2008 - Present
Broadpoint Capital August 2006 - June 2008
Marvin and Company, P.C. December 2005 - August 2006
KPMG August 2001 - December 2005
Education
Siena College 1997 — 2001
BA, Accounting
Realogy Holdings Corp. March 2015 - Present
Realogy July 2008 - Present
Broadpoint Capital August 2006 - June 2008
Marvin and Company, P.C. December 2005 - August 2006
KPMG August 2001 - December 2005
Education
Siena College 1997 — 2001
BA, Accounting
Stephen Webster's Broadpoint Capital Experience January 2007 - June 2008
Job CFO at Optimer Pharmaceuticals
Industry Biotechnology
Experience
Optimer Pharmaceuticals June 2012 - Present
Adolor Corporation 2008 - 2011
Broadpoint Capital January 2007 - June 2008
Neuronyx, Inc January 2001 - October 2006
PaineWebber Incorporated June 1987 - December 2000
Skills
Financial Modeling, Mergers & Acquisitions, Due Diligence, Investor Relations, Venture Capital, SEC filings, Sarbanes-Oxley Act, Financial Analysis, Corporate Development, Finance, Private Equity, Corporate Governance, Valuation, Corporate Finance, IPO, Private Equity Funding, Accounting, SEC Filings, Pharmaceutical Industry
Education
University of Pennsylvania - The Wharton School 1985 — 1987
MBA, Finance
Dartmouth College 1979 — 1983
AB, Economics
Optimer Pharmaceuticals June 2012 - Present
Adolor Corporation 2008 - 2011
Broadpoint Capital January 2007 - June 2008
Neuronyx, Inc January 2001 - October 2006
PaineWebber Incorporated June 1987 - December 2000
Skills
Financial Modeling, Mergers & Acquisitions, Due Diligence, Investor Relations, Venture Capital, SEC filings, Sarbanes-Oxley Act, Financial Analysis, Corporate Development, Finance, Private Equity, Corporate Governance, Valuation, Corporate Finance, IPO, Private Equity Funding, Accounting, SEC Filings, Pharmaceutical Industry
Education
University of Pennsylvania - The Wharton School 1985 — 1987
MBA, Finance
Dartmouth College 1979 — 1983
AB, Economics
Scott Juergens's Broadpoint Capital Experience May 2002 - April 2008
Job Trading Manager at LOYAL3
Industry Investment Banking
Experience
LOYAL3 June 2013 - Present
ThinkEquity LLC January 2010 - November 2012
Broadpoint Capital May 2002 - April 2008
Skills
Compliance, Equity Trading, Brokerage, Trading, Series 7, Equity Research, Capital Markets, Series 63, Securities, FINRA
Education
Miami University 1994 — 1997
Bachelor of Science (BS), Marketing
LOYAL3 June 2013 - Present
ThinkEquity LLC January 2010 - November 2012
Broadpoint Capital May 2002 - April 2008
Skills
Compliance, Equity Trading, Brokerage, Trading, Series 7, Equity Research, Capital Markets, Series 63, Securities, FINRA
Education
Miami University 1994 — 1997
Bachelor of Science (BS), Marketing
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY