Broadridge Financial Solutions, Inc.
Industry: Company
DescriptionBroadridge Financial Solutions is a public United States-based corporate services company founded in 2007 as a spin-off from Automatic Data Processing. Headquarters: Lake Success, NY Revenue: 4.1 billion USD (2017') Subsidiaries: FundAssist Limited, ActivePath, Forefield, Inc., Executives: Jim Young (Corporate vice president, CFO),
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Broadridge Financial Solutions, Inc. Employees
Broadridge Financial Solutions August 2014 - Present
Broadridge Financial Solutions November 2011 - July 2014
WRAP and Recovery Books July 2010 - November 2011
Oregon State University (INTO) September 2010 - December 2010
School for International Training September 2009 - September 2010
International Institute of Boston January 2010 - March 2010
Broadridge Financial Solutions, Inc. July 2006 - June 2009
Education
School for International Training 2009 — 2010
Master of Arts (M.A.)
Dowling College 2003 — 2005
Master of Business Administration (M.B.A.)
New York Institute of Technology-Old Westbury 1996 — 1999
Bachelor of Arts (B.A.)
State University of New York at New Paltz 1990 — 1993
West Islip High School 1987 — 1990
High School Diploma
Broadridge Financial Solutions, Inc. December 2005 - Present
ADP/Brokerage Services Division September 2003 - November 2005
ADP/OMR December 2000 - August 2003
Data Broadcasting Corp September 1998 - November 2000
ADP/Financial Information Services October 1994 - August 1998
CoreStates NJ National Bank 1988 - 1994
Skills
Financial Reporting, Accounting, Sarbanes-Oxley Act, Financial Analysis, Financial Accounting, Financial Statements, Internal Controls, Strategic Financial..., Budgets, Forecasting, PeopleSoft, Corporate FP&A, Pricing, Project Management, Acquisition Integration, Planning Budgeting &..., Series 27
Education
The College of New Jersey 1986 — 1988
MS
The College of New Jersey 1982 — 1986
BA
Broadridge Financial Solutions, Inc. June 2000 - Present
RSM McGladrey, Inc. 1995 - 2001
Polansky, Sage, Newman and Kulberg 1985 - 1995
Skills
Account Management, Sales, Management Consulting, CPA, Financial Services, Process Improvement, Management, Vendor Management, Business Analysis, Finance, Strategic Planning, Project Management, CRM, Mutual Funds
Education
University of Massachusetts, Amherst 1980 — 1985
BBA, Accounting, Computer Science
Corvid Design a subdivision of Eagleson Design July 2015 - Present
Solsticesun Design March 1996 - Present
Broadridge Financial Solutions, Inc. August 2010 - June 2015
New River January 2006 - August 2010
Bunkerhill Community College January 2005 - January 2006
Messagefire LLC March 2003 - January 2005
D&B formerly zapdata September 2000 - September 2004
Liberty Mutual Loss Prevention March 1999 - December 1999
US Web Utopia September 1995 - April 1998
Skills
Web Design, User Interface Design, User Interface, Responsive Web Design, Web Applications, User Experience, Bootstrap, HTML 5, Dreamweaver, CSS, Graphic Design, HTML, Photoshop, SEO, Wordpress, Advertising, Usability Testing, Usability, Information Architecture, Photography, Web Services, Logo Design, Adobe Creative Suite, Technical Writing, CMS, Illustrator, jQuery, Corel Draw, WordPress
Education
Emerson College 1994 — 1999
BS, MA, Theater
Massassoit Community College 1992 — 1994
AA, Liberla Arts
Hotchkis and Wiley Capital Management December 2014 - Present
Horizon Capital Realty November 2007 - Present
J.P. Morgan July 2013 - January 2014
The Roosevelt Investment Group November 2011 - June 2012
Wolters Kluwer Financial Services January 2011 - November 2011
Broadridge Financial Solutions, Inc April 2008 - January 2009
FundQuest, Inc. (BNP Paribas) November 2000 - April 2008
FundQuest, Inc (BNP Paribas) November 2000 - November 2006
FundQuest, Inc. (BNP Paribas) November 2000 - November 2003
Aeltus Investment Management (ING) June 1999 - November 2000
Skills
Series 63, Series 7, Bloomberg, Investments, Mutual Funds, Finance, Trading, Derivatives, Fixed Income, Portfolio Management, Financial Services, Relationship Management, Financial Advisory, Asset Management
Education
The University of Connecticut 1993 — 1998
Bachelor of Science, Business Administration; Finance
Citizens Financial Group 2008 - Present
Broadridge Financial Solutions Inc April 2007 - April 2008
ADP June 2004 - March 2007
Sierra Atlantic January 2004 - May 2004
Skills
SOA, Web Services, SDLC, Java Enterprise Edition, DB2, WebSphere MQ, Oracle, XML, Spring, Java, Agile Methodologies, Ant, WebSphere Application..., Unix, SQL, Enterprise Architecture, Software Development, Microsoft SQL Server, Websphere, WebSphere, Spring Framework
Education
Osmania University 2000 — 2004
Bachelor of Engineering, Computer Science
Aetna September 2015 - Present
Aetna February 2014 - Present
Ayava Staffing Professionals March 2013 - October 2013
Unum August 2011 - August 2012
Broadridge Financial Solutions, Inc. April 2010 - August 2011
Kelly Services October 2009 - April 2010
Kelly Services April 2009 - February 2010
Kelly Services January 2006 - April 2009
PFSweb June 2003 - August 2005
PFSweb June 2000 - June 2003
Skills
Employee Benefits, Staff Development, Applicant Tracking..., Onboarding, Talent Acquisition, Recruiting, Sourcing, Temporary Staffing, Staffing Services, Employee Relations, Cold Calling, Human Resources, Temporary Placement, Account Management, PeopleSoft, Resume Writing, Call Center, Screening, Executive Search, Full-life Cycle..., P&L Financial Management, Job Description Creation, Retention Management, Data Analysis, Financial Analysis, Employee Surveys, Contract Negotiation, Strategic Consulting, Client/Hiring Manager..., Manage Client..., Customer Service, Performance Reporting, Independent Business..., Call Centers, Management, New Hire Orientations, Contract Recruitment, Leadership, Training, Interviews, Team Building, Vendor Management, Strategy, Performance Management, Cross-functional Team..., Process Improvement
Education
Stephen F. Austin State University 1995 — 2000
B.A., Marketing
Capgemini June 2014 - Present
Broadridge Financial Solutions, Inc. 2005 - August 2013
MarketAxxess 2000 - 2005
Reuters 1995 - 2000
Skills
SDLC, Quality Assurance, Business Analysis, Requirements Gathering, Quality Center, Testing, Requirements Analysis, User Acceptance Testing, Software Project..., Software Quality..., Test Automation, Test Planning, Software Development, Business Requirements, QTP, Trading Systems, Software Documentation, HP Quality Center, Reference Data, Agile Methodologies, Fixed Income, Test Cases, Process Improvement, Integration, Regression Testing, Databases, Manual Testing, Management, Release Management, Defect Tracking, Agile Project Management, SharePoint, Test Management, Test Strategy, Resource Management, Scrum, Access, Analysis, Electronic Trading, Agile & Waterfall..., Microsoft SQL Server, BMC Remedy, Unix, Performance Testing, SQL, Vendor Management, Strategy, Project Management, Root Cause Analysis, Cross-functional Team...
Education
Long Island University, C.W. Post Campus 1994 — 1996
MS, Management Engineering
Long Island University, C.W. Post Campus
BS, Information Systems
Broadridge Financial Solutions, Inc. September 2010 - Present
Broadridge Financial Solutions, Inc. October 2001 - September 2010
Broadridge Financial Solutions, Inc. October 2001 - September 2010
Fiserv Correspondent Services, Inc. December 1994 - October 2001
LIK Securities, Inc. October 1993 - December 1994
Primerica Financial Services July 1993 - October 1993
Mabon Securities Corp. July 1988 - June 1993
Focus Associates, Inc. March 1988 - July 1988
Drexel Burnham Lambert, Inc. June 1985 - March 1988
Bunge Corp. February 1985 - June 1985
Skills
Business Analysis, SDLC, Financial Services, Requirements Gathering, Securities, Process Improvement, Back Office, Risk Management, Business Requirements, PMP, Product Management, Requirements Analysis, Mutual Funds, Settlement, Leadership, Corporate Actions, Strategy, Project Management, Series 7, Middle Office, Software Project..., Analysis, Prime Brokerage, Business Process, Management, Quality Assurance, Equities, Fixed Income, Finance, Testing, Vendor Management, User Acceptance Testing, Agile Methodologies, Training, Securities Lending, Team Leadership, Executive Management, Options, Operations Management, MBS, Client Relations Skills, Sales Support Tools, Certified Business..., Creative Problem Solving, Cross-functional Team..., IT Strategy, Software Development, Software Documentation, Software Design
Education
State University of New York at New Paltz 1980 — 1984
BS, Business Administration/Finance
Broadridge August 2015 - Present
Broadridge Business Process Outsourcing January 2015 - August 2015
Broadridge Business Process Outsourcing December 2013 - February 2015
Broadridge Business Process Outsourcing June 2012 - December 2013
Lake Valhalla Country Club January 2009 - November 2012
Broadridge Financial Solutions, Inc December 2009 - January 2012
Skills
Options, Bloomberg Terminal, OCC, Encore, CDCC, DTC, Clearing Houses, NEO, Omgeo Oasys, Finance, Access, Financial Accounting, Customer Service, Business Analysis, Data Analysis, Corporate Actions, Financial Services, Social Networking, Trading
Education
Monmouth University 2008 — 2012
Bachelor of Science in Business, Finance
2004 - 2008Morris Catholic High School 2004 — 2008
Ports America Chesapeake October 2012 - Present
Ports America May 2011 - October 2012
Broadridge Financial Solutions, Inc October 2007 - May 2011
Tullett Prebon Holding Corp November 2006 - October 2007
Metropolitan Life Insurance (MetLife) June 2005 - November 2006
LeBoeuf, Lamb, Greene & MacRae December 2002 - June 2005
Select *Associates October 2001 - December 2002
Parenthood of Maryland September 2000 - October 2001
Skills
Forecasting, Financial Analysis, Budgeting, Hyperion, Essbase, Excel, Data Analysis, Financial Management, Crystal Reports, Crystal Enterprise, Trend Analysis, Database Management, Financial Reporting, MIS, Accounting, Business Analysis, Analysis, Strategic Planning, Process Improvement, Team Building, Problem Solving, Operations Management, Business Intelligence, Financial Planning, Microsoft Office, PowerPoint, P&L, Word, Team Leadership, Business Planning, Strategic Financial..., Management, Budgets, Project Management, Contract Negotiation, Risk Management, Program Management, Leadership, Business Development, Managerial Finance, Finance, Microsoft Excel, Strategy, Variance Analysis, Consulting, Financial Modeling, Executive Management, Sarbanes-Oxley Act
Education
Stanford University 2009 — 2010
Stanford Certified Project Manager, Project Management
Fairleigh Dickinson University 2004 — 2006
Masters Business Administration, Finance
Fairleigh Dickinson University 2004 — 2006
Master's degree, International Business Management
College of Saint Elizabeth 2003 — 2004
Masters of Science, Organizational Behavior
Strayer University-Maryland 2000 — 2002
BS, Computer Science
Cittone Institute 1999 — 1999
Certification, Computers
Metuchen High School
Broadridge April 2015 - Present
Broadridge Financial Solutions, Inc. April 2013 - March 2015
Broadridge April 2011 - March 2013
Buck Consultants January 2005 - April 2011
Buck Consultants May 2003 - August 2004
Skills
Defined Benefit, Pension Administration, Pensions, Employee Benefits, Excel, Retirement, Benefits Administration, 401k, Healthcare, Defined Contribution, Incentive Programs, Human Resources, HRIS, Microsoft Excel
Education
Lehigh University 2001 — 2005
BS, Mathematics
Broadridge Financial Solutions April 2015 - Present
Broadridge Financial Solutions July 2013 - April 2015
Broadridge Financial Solutions, Inc. November 2007 - June 2013
Fidelity Investments April 2006 - October 2007
ADP Brokerage Services June 2005 - April 2006
ADP Brokerage Services March 2003 - June 2005
ADP Brokerage Services October 2000 - March 2003
ADP Brokerage Services January 1998 - November 2000
Skills
Sales Management, Product Management, General Management, Product Marketing, Brokerage Operations, Financial Services..., BPO, Project Management, Sales Recruitment &..., Customer Segmentation..., Marketing Management, Consultative Selling, New Business Development, Strategic Planning, Technical Writing, Customer Communication, Financial Services, Management, Brokers, Securities, Mutual Funds, Series 63, Series 24, Series 7, Relationship Management, FINRA, Business Analysis, Capital Markets, Business Strategy, Executive Management, Competitive Analysis, Change Management, Sales Compensation, Financial Analysis, Pricing Strategy, Cross-functional Team..., Investments, Finance, Outsourcing, Strategy, CRM, Banking
Education
St. John's University, The Peter J. Tobin College of Business 1996 — 2000
M.B.A., Management
State University of New York College at Fredonia 1988 — 1992
B.S./B.A., Business Administration / Economics
Wharton Business School
Executive Education Progams, Leading the Effective Salesforce; SIFMA Securities Industry Institute
Citi May 2014 - Present
Canon USA, Inc. September 2012 - May 2014
The Floor Store, Inc. June 2011 - August 2011
Broadridge Financial Solutions Inc. June 2010 - August 2010
Vector Marketing June 2009 - August 2009
Education
Emory University - Goizueta Business School 2008 — 2012
Bachelor's of Business Administration, Finance and Real Estate, 3.67/4.0 Cumulative GPA
Metro-North Railroad November 2012 - Present
Broadridge 2009 - June 2012
Broadridge Financial Solutions, Inc. August 2005 - December 2009
Broadridge Financial Solutions, Inc. December 1998 - August 2005
CITIBANK, N.A. January 1997 - August 1998
CITIBANK, N.A. January 1995 - January 1997
CITIBANK, N.A. January 1992 - January 1995
CITIBANK, N.A. January 1990 - January 1992
CITIBANK, N.A. January 1989 - January 1990
CITIBANK, N.A. June 1979 - January 1989
Skills
Pricing, Business Analytics, Value Based Selling, Customer Profitability, P&L Modeling, Unit Costing, Product Costing, Strategic Planning, CRM, Sourcing, Risk Management, Finance, Business Process..., Equities, Forecasting, Business Analysis, Strategic Sourcing, Financial Modeling, Securities, Strategy, Sales Management, Competitive Analysis, Contract Negotiation, Financial Reporting, Outsourcing, Managerial Finance, Executive Management, Budgets, Due Diligence, Sarbanes-Oxley Act, Financial Services, New Business Development, Strategic Financial..., Account Management, Internal Controls, Negotiation, Mergers & Acquisitions, Process Improvement, Contract Management
Education
Hofstra University 1977 — 1979
MBA, Finance
Edison Properties 2014 - Present
Broadridge Financial Solutions, Inc. 2013 - 2013
Medco Health Solutions, Inc. 2007 - 2012
Medco Health Solutions, Inc. 2003 - 2007
Medco Health Solutions, Inc. 2000 - 2003
Ernst & Young LLP 1993 - 1998
Skills
Financial Modeling, Financial Analysis, Mergers & Acquisitions, Corporate Finance, Accounting, Internal Controls, Strategic Financial..., Mergers, Valuation, Auditing, Corporate Development, Due Diligence, Budgets, M&A due diligence, GAAP, Acquisition Integration, Decision Modeling, Strategic Planning, Capital Budgeting, Financial Accounting, Variance Analysis, Business Strategy, Pricing, Business Valuation, Equity Valuation, Enterprise Valuation, Firm Valuation, DCF, CAPM, M&A experience, Fair Value, Sensitivity Analysis, Proformas, IRR, Capital Projects, US GAAP, Purchase Price..., Audit, Big 4, NPV, Cost Accounting, Project Appraisal, Joint Ventures, Strategic Partnerships, Scenario Planning, Value Proposition, Cost Analysis, Profit Analysis, Financial Planning
Education
University of Rochester - William E. Simon Graduate School of Business Administration 1998 — 2000
MBA, Finance, Strategy
Canisius College 1989 — 1993
BS, Accounting
Broadridge Financial Solutions, Inc. April 2012 - December 2014
Charming Shoppes, Inc. October 2001 - October 2011
Zurich Insurance Group 1995 - 2001
PNC Mortgage 1987 - 1995
Skills
P&L Responsibility, Change Management, Outsourcing, E-commerce, Strategic Planning, Vendor Management, Cloud Computing, Business Strategy, Data Center, Business Analysis, Risk Management, Management, Retail, Mergers & Acquisitions, Security, Strategy, Leadership, Business Transformation, IT Strategy, Team Building, IT Management, SDLC, Information Technology, Software Development, P&L Management, Process Improvement, Disaster Recovery, Project Management, Program Management, Operations Management, Integration, Enterprise Architecture, Business Intelligence, ITIL, CRM, Business Process..., Cross-functional Team..., Project Portfolio..., Service Delivery, Business Process, Budgets, Enterprise Software, ERP, Executive Management, Product Management, Financial Services, PMO, Networking, IT Operations, Software Project...
Education
Northwestern University - Kellogg School of Management 1997 — 1997
Executive Program - Insurance
Harvard Business School 1992 — 1992
Executive Program on Negotiation
Syracuse University
BS, Marketing
Fidelis Care June 2015 - Present
Fidelis Care August 2014 - Present
New York State Higher Education Services Corporation January 2006 - August 2014
Broadridge Financial Solutions, Inc. 2004 - 2006
Education
State University of New York at Albany 2001 — 2004
BA, Information Science and Policy
BNP Paribas October 2013 - Present
Scivantage April 2012 - September 2013
Broadridge Financial Solutions, Inc June 2008 - April 2012
Concord Wealth Management September 2006 - September 2008
Pershing September 2002 - September 2006
Investec Ernst September 2001 - November 2002
RBC Dominion Securities September 1999 - September 2001
D.E Shaw/Farsight Financial September 1996 - September 1999
National Discount Brokers September 1993 - September 1996
Skills
Solution Design, New Business Development, Direct Sales, CRM, Portfolio Management, Start-ups, Investments, Business Development, Financial Services, Securities, Equities, Outsourcing, Fixed Income, Management, Hedge Funds, Mutual Funds, Asset Management, Banking, Trading, Business Planning, Wealth Management, Integration, Analytics, Solution Architecture, SaaS, Business Analysis, Relationship Management, Prime Brokerage, Strategic Planning, Project Management, Series 7, Product Management, Customer Service
Education
Rider University 1979 — 1983
BS - Business Administration
SunGard Financial Systems August 2015 - Present
SunGard Capital Markets Consulting Services April 2014 - August 2015
DMI (Digital Management, Inc.) September 2013 - March 2014
Broadridge Financial Solutions, Inc. 1991 - 2013
Capgemini U.S. LLC 2005 - 2006
Skills
Consistent revenue goal..., Multi-level..., Manage complex..., Miller-Heiman Strategic..., Executive Presence..., Value Proposition..., Holden Sales Methodology, The Securities School..., New York Institute of..., Conflict Management,..., Brokers, Back Office, Brokerage, Consistency, Negotiation, Securities, Complex Sales, Wealth Management, Broker-Dealer, Mutual Funds, Marketing Strategy, FINRA, Series 24, Product Management, Strategy, Competitive Analysis, New Business Development, Equities, Financial Services, Fixed Income, Options, Capital Markets, Analysis, Prime Brokerage, Finance, Outsourcing, Banking, Business Intelligence, Relationship Management, Management, Financial Analysis, Portfolio Management, Financial Markets, Investments, Hedge Funds, Trading, Executive Management, Trading Systems, Asset Management, Risk Management
Education
Pace University
BBA, Marketing and Management
Farmingdale State University of New York
Associate's degree, Business Administration and Management, General
BROADRIDGE FINANCIAL SOLUTIONS, INC January 2001 - Present
ADP/IBM Global Service April 1991 - January 2001
Skills
Change Management, IT Service Management, Outsourcing, Account Management, Management, Analysis, Customer Service, Microsoft Office, Training, Interviews, Vendor Management, Business Analysis, Data Center, Process Improvement, Marketing, Program Management, Team Leadership, CRM, Leadership
Education
Dallas Baptist University
MBA
MAM, Dallas Baptist University
BA, Business Administration
Northwood University
Northwood University
Northwood University
Broadridge Financial Solutions October 2014 - Present
Broadridge Financial Solutions, Inc. April 2013 - October 2014
Broadridge Financial Solutions, Inc. June 2012 - April 2013
Broadridge Financial Solutions, Inc. February 2011 - June 2012
Broadridge Financial Solutions, Inc. February 2009 - February 2011
Broadridge Financial Solutions, Inc. July 2008 - February 2009
C.W. Post, Long Island University August 2005 - June 2007
State Bank of Long Island February 2007 - May 2007
CHIPS Computer Consulting June 2005 - September 2005
Vector Marketing Corporation January 2004 - January 2005
Skills
Business Analysis, Project Management, Operations Management, Process Improvement, Financial Services, SDLC, MS Project, Mentoring, Leadership, Quality Assurance, Management, Software Documentation, Training, Software Development, Analysis, Business Process..., Business Process, Requirements Gathering, Requirements Analysis, Software Project..., PMO, IT Management, PMP, Team Building, Information Technology, Business Requirements, Microsoft Office, Risk Management, SharePoint, Visio, Project Portfolio..., IT Strategy, Team Leadership, Quality Center
Education
New York University 2011 — 2015
Graduate Certificate, Enterprise Risk Management
State University of New York at Stony Brook 2007 — 2009
MBA, Human Resources Concentration
Long Island University 2004 — 2007
Bachelor of Science, Business Administration, Management Concentration
Libutti March 2014 - Present
Macy's April 2010 - Present
Broadridge Financial Solutions, Inc April 2007 - August 2008
Automatic Data Processing Inc. Investor Communication Division June 1999 - April 2007
Olsten Staffing May 1996 - June 1999
Chrysler Financial Corp January 1989 - January 1996
Skills
Employee Benefits, Account Reconciliation, PeopleSoft, Human Resources, Benefits Administration, Accounts Payable, QuickBooks, Management, Employee Relations, Recruiting, Microsoft Office, Enterprise eTime, General Ledger, Accounts Receivable, MS Office Suite, CSS HRizon, ADP Payroll, Kronos Timekeeping, BrassRing, Payroll, HRIS, Onboarding, Personnel Management, New Hire Orientations, Performance Management, Edge Software, Clarity Software
Education
Briarcliffe College 2010 — 2011
Bachelors Degree, Accounting
Briarcliffe College 2009 — 2010
Associate of Applied Science, Accounting
Long Island Business Institute 1990 — 1991
Kaiser Permanente December 2013 - Present
Western Union / Experis September 2012 - November 2013
Visa January 2012 - September 2012
Broadridge Financial Solutions, Inc April 2010 - February 2012
Raytheon January 2007 - February 2010
Fidelity Investments August 1998 - February 2007
Fidelity Investments January 1998 - January 2007
Skills
PMP, ITIL, MS Project, Six Sigma, Project Management, PMO, Leadership, Integration, IT Management, Enterprise Software, Disaster Recovery, Cross-functional Team..., Change Management, Business Intelligence, Active Directory, Microsoft Project, SDLC, Vendor Management
Education
Occidental College
Bachelor of Arts, Music
University of Southern California
United States Postal Service April 2015 - Present
Broadridge Financial Solutions, Inc January 2012 - December 2014
Damanz Fashions January 2009 - December 2010
HDFC Bank 2010 - 2010
Campus4u September 2007 - December 2009
Skills
Computer Repair, Microsoft Office, Photoshop, Quality Control, Quality Assurance, Process Improvement, Software Documentation, Visio, Microsoft Excel, Project Management, Outlook, Data Analysis, MS Project, Training, Leadership, Operations Management, Team Leadership, Business Process..., Sales
Education
Dr NGP College of Arts & Science 2007 — 2009
Master's degree, Hospital and Health Care Facilities Administration/Management
University of Kerala 2002 — 2006
Bachelor of Commerce, Computer Applications; Accounting, Business and Finance
Holy Angel's High school 1993 — 2000
HIGH SCHOOL, Accounting and Finance
Broadridge Financial Solutions Inc. August 2006 - Present
Skills
Salesforce.com, Financial Services, Investor Relations, New Business Development, Account Management, Securities, Customer Service, Series 7, Equities, Internal Communications, Client Relations Skills, Mutual Funds, Relationship Management, Sales
Education
The Ohio State University 1992 — 1997
Bachelor's Degree, Psychology & Sociology
Broadridge Financial Solutions Inc. July 2003 - February 2014
Computershare August 2000 - December 2002
Gilmore Reproductions August 1999 - August 2000
Skills
Employee Relations, Recruiting, Personnel Management, Human Resources, HRIS, Financial Services, Outsourcing, Team Leadership, Payroll, Management, Employee Engagement
Education
Sheridan College 1999 — 2000
HR Diploma, Human Resources Management
Dalhousie University 1995 — 1998
BA, Sociology, Economics
Int'l Financial Services Business Development and Governance Professional February 2015 - Present
Broadridge Financial Solutions, Inc. April 2013 - February 2015
Broadridge Financial Solutions, Ltd. March 2003 - March 2013
Institutional Shareholder Services 1992 - 2002
Prudential-Bache Securities, Australia January 1989 - January 1992
Prudential-Bache Securities, Japan July 1987 - December 1989
US Department of Commerce, Washington DC September 1985 - June 1986
Skills
Corporate Governance, Proxy Voting, Financial Markets, Securities, Investor Relations, Executive Pay, Governance, Equities, Mergers, Investments, Asset Managment, Financial Services, Capital Markets, Risk Management, Business Strategy, Portfolio Management, Financial Analysis, Fixed Income, Mergers & Acquisitions, Asset Management, Private Equity, Hedge Funds, Investment Banking, Derivatives, Emerging Markets, Corporate Finance, Venture Capital, Mutual Funds, Trading, Executive Management
Education
Florida State University
BA, Asian Studies/International Business
NichiBei Kaiwa Gakuin
None, Japanese Language
Private Chinese Language School
None, Mandarin Chinese
The George Washington University
Master's Degree, Asian Studies/International Business, Pass with Distinction - Perfect Record
Blessid LLC July 2012 - Present
Broadridge Financial Solutions, Inc. October 2006 - Present
Heywell Film Scripts October 2005 - January 2012
Fidelity Investments 2000 - 2006
Funds Distributor 1999 - 2000
John Hancock 1986 - 1992
Skills
Email Marketing, Flash Animation, RFP, Copywriting, Marketing Communications, Film, Web Content, Screenwriting, Writing, Digital Media, Corporate Branding, Adobe Creative Suite, Publishing, Press Releases, Short Films, Photoshop, Account Management, SEO, Product Marketing, Advertising, Graphic Design, Social Networking, Magazines, Social Media, Graphics, Animation, Salesforce.com, Event Management, Blogging, Corporate Communications, Creative Writing, Marketing Strategy, CRM, Marketing, Editing, Newsletters, Video Production, Online Marketing, Creative Direction, Social Media Marketing, Digital Marketing, Video Editing, Integrated Marketing, Direct Marketing, Content Management, Facebook, WordPress, Brand Development, Video
Education
Indiana University Bloomington 1980 — 1984
Bachelor of Arts (B.A.), Telecommunications
Sun Life Financial July 2008 - Present
Sun Life Financial July 2008 - Present
Sun Life Financial January 2008 - Present
Sun Life Financial January 2008 - Present
CANARY WHARF December 1995 - Present
Broadridge Financial Solutions, Inc November 2007 - March 2009
Broadridge Financial Solutions, Inc November 2007 - July 2008
JP Morgan Chase2007 April 2007 - November 2007
JP Morgan Chase2007 April 2007 - November 2007
State Street May 1990 - June 2002
Skills
Equities, Business Process, Change Management, Automation, Call Center, Database Administration, Accounting, Derivatives, PowerPoint, Customer Service, Microsoft Office, Microsoft Exchange
Education
Archbishop Williams 1984 — 1988
COMPUTER SKILLS
Bachelor's Degree, Business Administration
COMPUTER SKILLS
Bachelor's Degree, Business Administration
Kennedy Western University
BA
Saint Anselm College
Broadridge Financial Solutions, Inc. March 2008 - Present
ADP - Investor Communication Services (now Broadridge Financial Solutions) 2004 - 2008
John T. Mather Memorial Hospital August 2001 - June 2005
Skills
Requirements Gathering, Business Analysis, Data Analysis, Analysis, SharePoint, Business Requirements, Visio, Systems Analysis, SDLC, Software Project..., Process Improvement, Software Documentation, Vendor Management, Microsoft Excel, Microsoft SQL Server, Adobe Acrobat, XML, Microsoft Office
Education
St. Joseph's College
Bachelor of Arts in English, Business and Technical Writing Concentration
Consigli Consulting, LLC February 2014 - Present
The Alacer Group September 2013 - November 2014
Blue Hills Bank April 2012 - September 2013
ICS Risk Advisors, Inc. September 2011 - April 2012
Broadridge Financial Solutions, Inc. January 2008 - March 2010
Citi/BISYS Hedge Fund Services, Inc. July 2006 - January 2008
Boston Financial Data Services / IXIS Services Company April 2000 - July 2006
PFPC Global Fund Services December 1996 - April 2000
Skills
AML, Risk Management, OFAC, Mutual Funds, KYC, Process Improvement, Bank Secrecy Act, Risk Assessment, Operational Risk..., Project Management, Hedge Funds, Operations Management, Research, Team Leadership, New Business Development, IT Audit, Client Services, Client Relationship..., Call Center, Staff Development, Service Excellence, IT Service Management, Vendor Management, Financial Reporting, GLBA, CTR, Compliance, Relationship Development, BSA, mutual funds operations..., PEPs, SAR, EDD, CAMS, SAS, Norkom, ICMS, eVision, Lexis, CDD, Partenon, Worldcheck, Regulatory Compliance, FRCM, MSB, Banker's Toolbox (BAM...
Education
Assumption College
B.A., Business Management
Broadridge Financial Solutions, Inc. June 1991 - Present
ADP 1991 - 2007
Stroock & Stroock & Lavan LLP October 1985 - May 1991
Skills
Corporate Governance, Mergers & Acquisitions, Corporate Law, Joint Ventures, Mergers, Securities, Securities Regulation, Legal Advice, Management, IPO, Capital Markets, Privacy Law, Commercial Litigation, Strategic Planning
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1982 — 1985
JD, cum laude
University of Pennsylvania 1978 — 1982
BA
Broadridge Financial Solutions July 2014 - Present
Broadridge Financial Solutions November 2013 - June 2014
Broadridge Financial Solutions, Inc. October 2011 - October 2013
Broadridge July 2008 - September 2011
Broadridge Financial Solutions March 2006 - June 2008
Broadridge Financial Solutions February 2004 - February 2006
Deloitte September 1994 - January 2004
Skills
SEC filings, Sarbanes-Oxley Act, Financial Analysis, Accounting, Financial Reporting, Financial Modeling, Mergers & Acquisitions, Financial Services, Strategic Financial..., Executive Management, Finance, Equities, Cash Management, Process Improvement, Financial Planning, SEC Filings, Management
Education
Adelphi University
MBA
State University of New York College at Buffalo
BSBA
Management and Technology Consulting 2014 - Present
Broadridge Financial Solutions, Inc. 2009 - 2014
ADP/Broadridge Financial Solutions 2006 - 2009
ADP / Audatex 2000 - 2006
BHP 1994 - 2000
GE 1989 - 1994
Skills
Vendor Management, SDLC, Outsourcing, PMO, Business Analysis, Business Process..., Project Management, Business Process, Process Improvement, Risk Management, Strategy, CRM, Management, Program Management, Training, Project Planning, Leadership, Enterprise Software, Software Development, Strategic Planning, Start-ups, Quality Assurance, SAP, Cross-functional Team..., Integration, Project Portfolio..., Change Management, Governance, Mergers & Acquisitions, Operations Management, Executive Management, IT Strategy, Budgets, Service Delivery, Business Intelligence
Education
University of Illinois at Chicago
Bachleor of Science
Retired November 2013 - Present
E*Trade FInancial Corporation November 2004 - October 2013
CVL Consulting LLC June 1997 - October 2013
Broadridge Financial Solutions, Inc. June 1997 - November 2004
Santander Investment Securities, Inc. 1993 - 1996
Skills
Securities, Equities, Fixed Income, Financial Services, Back Office, Business Analysis, Brokerage, Risk Management, Capital Markets, Portfolio Management, Bloomberg, Prime Brokerage, Financial Markets, Settlement, Investments, Operational Risk, Financial Modeling, Middle Office, Hedge Funds, Foreign Exchange, Bloomberg Terminal, Treasury, FX Options, Banking, Commodity, Structured Products, Sybase, Credit Risk, Stocks, FINRA, Alternative Investments, Corporate Finance
Education
Pace University - Lubin School of Business 1976 — 1980
BBA, Finanace, Accounting
Furman University 1968 — 1970
History and political science
Broadridge Financial Solutions, Inc. September 2000 - Present
Gentiva Health Services (formerly Olsten Health Services) January 1999 - September 2000
Vytra Health Plans (now part of Emblem Health) February 1993 - January 1999
Skills
Corporate Communications, Public Relations, Strategic Communications, Annual Reports, Corporate Videos, Branding & Identity, Project Management, Mergers and Acquisitions, Client Communications, Media Relations, Media Monitoring, Trademarks, Corporate Name Changes, Internal Communications, Communication Training, Mergers, Marketing Strategy, Direct Marketing, Integrated Marketing, Mergers & Acquisitions, Program Management, Investor Relations, Financial Services, Marketing Communications, Thought Leadership, Budgets, Brand Management, Corporate Branding, Strategy, Messaging, Strategic Planning, B2B Marketing, mergers and acquisitions
Education
University at Buffalo 1990 — 1992
BA, Communication
State University of New York at Delhi 1989 — 1990
Liberal Arts and Sciences/Liberal Studies
Money-Media (a Financial Times company) March 2015 - Present
Broadridge Financial Solutions, Inc. February 2015 - March 2015
Toastmasters International July 2014 - March 2015
Broadridge Financial Solutions December 2011 - January 2015
Cutting Edge Speakers Toastmasters Club May 2013 - June 2014
EZ Speakers Toastmasters Club July 2010 - June 2012
Broadridge Financial Solutions December 2006 - December 2011
Pioneer Asphalt Inc June 2003 - December 2006
GE Security - Fiber Options September 1998 - March 2003
E.W. Howell Co., LLC 1995 - 1998
Skills
Integrated Marketing, Email Marketing, Marketing Communications, Direct Marketing, Marketing, Lead Generation, Marketing Strategy, Corporate Communications, Product Marketing, Project Planning, Financial Services, Management, Brand Development, Business Development, Strategic Planning, Online Advertising, Leadership, Advertising, Strategic Partnerships, Competitive Analysis, Market Planning, New Business Development, Budgets, Public Relations, Strategy, Product Management, Online Marketing, Social Media Marketing, Digital Marketing, Collateral Management, Direct Mail, Salesforce.com, Product Launch, Analytics, Budget Management, Acquisition Integration, SEO, Big Data, Mergers & Acquisitions, Marketing Management, Cross-functional Team...
Education
Rutgers University – Camden
Business, Marketing
Broadridge Financial Solutions, Inc. April 2006 - Present
Broadridge April 2006 - Present
Franklin First Financial November 2004 - April 2006
Citigroup, CitiCards Division January 2002 - November 2004
Computer Associates June 1998 - December 2001
Skills
Recruiting, Onboarding, Human Resources, Workforce Planning, Applicant Tracking..., Talent Management, Succession Planning, College Recruiting, Technical Recruiting, Executive Management, Hiring, Vendor Management, Temporary Placement, Performance Management, Leadership, Team Building, Financial Services, Employee Relations, Employee Engagement, Executive Search, HRIS, Sourcing, PeopleSoft, Organizational..., Workday, VirtualEdge, Oracle HR
Education
LIU Post 2001 — 2003
Masters, Education
Kennesaw State University 1996 — 1998
Bachelors, Industrial Organizational Communications
Broadridge Financial Solutions Inc. June 2009 - Present
Fujitsu Consulting November 2005 - July 2009
Merrill Lynch 2004 - 2005
Merrill Lynch June 2003 - August 2003
Skills
Eloqua, Business Analysis, Data Analysis, Quality Assurance, Salesforce.com, Requirements Gathering, SDLC, SaaS, Force.com, Cloud Computing, SFDC, CRM, Requirements Analysis, Business Process, Enterprise Software, SQL, Product Management, Analytics, Sales Operations, Analysis
Education
Baruch College, City University of New York (CUNY) 2007 — 2009
MBA, Finance
Polytechnic Institute of New York University 2000 — 2004
Bachelor of Science, Computer Science
Broadridge March 2015 - Present
Alberto Family June 2011 - February 2015
Broadridge September 2008 - September 2011
Broadridge Financial Solutions, Inc. March 2007 - September 2008
The Rockefeller Foundation May 2006 - March 2007
The Rockefeller Foundation December 2004 - April 2006
Memorial Sloan-Kettering Cancer Center August 2003 - September 2004
Skills
Human Resources, Analytics, HRIS, Business Intelligence, PeopleSoft, Process Improvement, Leadership, Management, Oracle, Onboarding, Employee Benefits, Software Documentation, Employee Relations, Succession Planning, Performance Management, Time Management, Integration, Change Management, Vendor Management, Oracle E-Business Suite, SOX 404, Workday, Auditing, Analysis, Talent Management, Business Process..., Talent Acquisition
Education
University of Maryland University College 2002 — 2009
Human Resources Management and Services
Deutsche Bank October 2015 - Present
Broadridge Financial Solutions, Inc September 2013 - June 2015
Morgan Stanley & Co. March 2004 - August 2013
Bear Stearns January 2002 - May 2004
Prudential Securities November 1997 - March 2002
Skills
Corporate Actions, Portfolio Management, Securities, Hedge Funds, Equities, Tax Reporting, Capital Markets, Alternative Investments, Prime Brokerage, Strategy, Securities Lending, Investments, Middle Office, Analysis, Investment Banking, Risk Management, Management, Financial Services, Mutual Funds, Financial Analysis, Banking
Education
State University of New York at Stony Brook 1978 — 1981
BA, Economics
Aon Hewitt December 2013 - Present
Aon Hewitt April 2012 - November 2013
Aon Hewitt May 2011 - March 2012
CIBC 2011 - 2011
Endeavour Volunteer Consulting for Non-Profits (Endeavour) June 2010 - June 2010
KZU Trading Ltd. October 2009 - 2010
Broadridge Financial Solutions Inc. July 2008 - September 2009
St. John's University August 2007 - May 2008
St. John's University 2007 - 2008
St. John's University 2006 - 2008
Skills
Organizational..., Leadership Development, Organizational..., Leadership, Financial Analysis, Strategic Planning, Marketing Strategy, Operations Management, Business Planning, International Relations, International Project..., Volunteering, Business Development, Entrepreneurship, Travel Planning, Financial Reporting, Business Analysis, Health Insurance, Benefits Management, Benefits Analysis, Public Speaking, Training, Management, Budgets, Research, Management Consulting, Event Planning, Data Analysis, Public Relations, Time Management
Education
St. John's University, The Peter J. Tobin College of Business 2004 — 2008
B.Sc., Business Administration - Summa Cum Laude
Broadridge Financial Solutions Inc. February 2014 - Present
The TDL Group Corp. (Tim Hortons) February 2007 - March 2013
FortisBC (formerly Terasen Gas) February 2004 - January 2007
Terasen Utility Services July 2002 - January 2004
Terasen Water & Utilities Inc. March 2001 - July 2002
Skills
Employee Relations, Human Resources, Deferred Compensation, Employee Benefits, Recruiting, Performance Management, Labor Relations, Leadership Development, Benefits Administration, Personnel Management, Succession Planning, HRIS
Education
British Columbia Institute of Technology
Completed coursework, Human Resources Management Certificate Program
The University of British Columbia 1994 — 1997
BA, Psychology Major
Fraser Valley University 1992 — 1994
Completed first year toward BA
Broadridge Financial Solutions, Inc. March 2015 - Present
MSC Industrial Direct March 2009 - March 2015
Forest City Enterprises March 2005 - March 2009
Consultant July 2004 - March 2005
PricewaterhouseCoopers October 2003 - July 2004
Skills
PCI DSS, CISA, Information Security..., Vulnerability Management, Security Awareness, ISO 27001, Security, Sarbanes-Oxley Act, Security Audits, Information Security, CISSP, Disaster Recovery, Vulnerability Assessment, IT Audit, Penetration Testing, Network Security, Enterprise Security, Windows Server, IT Strategy, Governance, DLP, SDLC, Firewalls, Network Architecture, VPN, ITIL, Websense, Cisco Technologies, Web Application Security, IT Service Management, Encryption, Virtualization, Business Continuity, Cloud Computing, Checkpoint, Application Security, VMware, IT Management, Risk Management, Information Technology, Data Center, Internet Security, Data Security, Vulnerability Scanning, Identity Management, Enterprise Architecture, Computer Security
Education
Carnegie Mellon University 1998 — 2003
B.S.
Cold Spring Harbor High School 1993 — 1998
Broadridge Financial Solutions July 2012 - Present
Broadridge Financial Solutions, Inc. June 2010 - August 2013
Ridge Clearing & Outsourcing Solutions, Inc., A Division of Broadridge Financial Solutions, Inc. July 2008 - June 2010
Broadridge Financial Solutions March 2007 - July 2008
Banc of America Investment Services, Inc. November 2004 - March 2007
The Quick & Reilly Group February 1990 - October 2004
ADP - Brokerage Services Group July 1987 - January 1990
Skills
Securities, Brokerage, Wealth Management, Strategic Planning, Team Building, Client Services, Sales Management, Vendor Management, Process Engineering, Strategy Development, Capital Markets, Operations Management, Six Sigma, Process Improvement, Business Analysis, Program Management, Outsourcing, Account Management, Customer Service, BPO, Executive Management, Business Process..., Business Strategy, Mentoring, New Business Development, Financial Services, Solution Development, Solution Architecture, Solution Focused, Solution Selling, Problem Solving, Business Process, Customer Relations, Team Management, Business Management, Management, Strategy, Relationship Management, Banking, Strategic Partnerships, FINRA, Mutual Funds, Solutions Design, Training, Business Development, Project Management, Finance, Leadership, Fixed Income
Education
Wharton School of Business 1997 — 1999
Securities Industry Institute, Business Administration, Management and Operations
New York University 1996 — 1996
CCE, Management Information Systems - SCE
Stony Brook University 1983 — 1987
BA, Economics & Business Management
PwC August 2014 - Present
Buan Consulting July 2013 - August 2014
Self-Employed March 2013 - August 2013
Google January 2012 - February 2013
Knight Capital Group July 2011 - December 2011
Broadridge Financial Solutions, Inc 2008 - 2011
Booz Allen Hamilton 2004 - 2008
JP Morgan Chase 2004 - 2004
Bedford, Freeman & Worth Publishing Group 2002 - 2004
Skills
Salesforce.com, Business Analysis, Database Administration, Sales Operations, Microsoft Excel, Case Managment, Data Analysis, Requirements Analysis, Business Process, Salesforce.com..., SFDC, Quality Assurance, Program Management, Microsoft Office, Analytics, Integration
Education
New York University 2009 — 2010
Certification
Columbia University in the City of New York 2002 — 2003
Fordham University 1997 — 2001
BS
Stony Brook University January 2014 - Present
Stony Brook University March 2012 - March 2013
Broadridge Financial Solutions, Inc June 2008 - July 2010
Deutsche Bank September 2004 - March 2007
Economic Analysis Group, Ltd February 2003 - September 2004
Skills
Financial Analysis, Bloomberg, Microsoft Excel, Capital Markets, Fixed Income, Financial Modeling, Data Analysis, Equities, Microsoft Office, Strategic Financial..., PowerPoint, Finance, Management, Program Management, Leadership, Portfolio Management, Analysis, Securities, Career Counseling
Education
Stony Brook University 2012 — 2015
Master's Degree, Higher Education/Higher Education Administration
The American Real Estate School 2009 — 2010
Gettysburg College 1998 — 2002
B.A., International Economics & Finance
Institute for American Universities 2000 — 2001
International Business; European Art History, and the French language
Hearst Digital Media May 2015 - Present
Hearst Digital Media January 2014 - May 2015
Hearst Digital Media September 2012 - January 2014
Broadridge Financial Solutions, Inc. February 2011 - September 2012
Broadridge July 2010 - February 2011
Broadridge June 2009 - August 2009
Broadridge June 2008 - August 2008
Skills
PowerPoint, Excel, Word, Access, Microsoft Office, Microsoft Excel, Leadership, Microsoft Word, Analysis, Process Improvement
Education
Hofstra University 2011 — 2014
MBA, Accounting
Marist College 2006 — 2010
Bachelor's degree, Business Administration/Finance
Scuola Lorenzo de'Medici- Florence, Italy 2008 — 2008
Business
MLB.com (MLB Advanced Media, L.P.) April 2014 - Present
WTAS November 2013 - April 2014
The Madison Square Garden Company, Inc April 2010 - November 2013
Broadridge Financial Solutions, Inc June 2006 - April 2010
Merrill Lynch June 2005 - August 2005
Skills
Financial Analysis, Financial Reporting, Financial Modeling, Account Reconciliation, Accounting, Hyperion Enterprise, Sarbanes-Oxley Act, GAAP, Financial Forecasting, Financial Accounting, US GAAP, Budget Process, SEC filings, PeopleSoft, Internal Controls, Variance Analysis, Oracle Applications, Analysis, Essbase, Strategic Financial..., Cash Management, Financial Planning
Education
Marist College 2002 — 2006
Bachelors of Science, Business Administration; Finance
Broadridge Financial Solutions, Inc. 2003 - June 2014
Cutting Edge Speakers Toastmasters Club June 2013 - Present
ADP April 2004 - July 2006
Great Neck Park District May 2002 - August 2002
Weitz & Luxenberg September 2001 - May 2002
Skills
Access, Tax, Analysis, Finance, Data Analysis, Visio, Process Improvement, Microsoft Office, Leadership, Invoicing, Microsoft Excel, Financial Analysis, Payroll, Multi-State Sales Tax, Public Speaking, MS Project, Project Management, Financial Services, Corporate Governance, Project Planning, Sales & Use Tax, Canadian Tax, Oracle E-Business Suite
Education
Eckerd College 1997 — 2001
BS, Economics, Business Management
Teufelberger Fiber Rope Corporation (formerly New England Ropes) August 2013 - Present
Broadridge May 2010 - June 2013
Broadridge Financial Solutions, Inc. April 2004 - May 2010
ADP November 1999 - May 2007
MIS May 1992 - November 1999
Skills
CRM, Business Analysis, IT Management, Management, Leadership, Strategy, Vendor Management, Project Management, Business Process, Security, Project Coordination, Project Planning, Strategic Planning, Project Portfolio..., Financial Services, Team Building, Team Leadership, Process Improvement, Quality Assurance, Business Process..., IT Strategy, Start-ups, SDLC, Outsourcing, Program Management, Information Technology, Software Project..., Risk Management, PMP, Organizational..., Cross-functional Team..., Strategic Leadership, Product Development, Sales Operations, Disaster Recovery, Product Management, Business Intelligence, Change Management, Business Continuity, Call Center, Technical Leadership, Sales Support, Infrastructure, PMO, Client Relationship...
Education
Franklin Pierce College 1988 — 1992
BS
Plymouth Carver High School 1985 — 1988
Peach Fuzzer August 2015 - Present
Garden City Group, LLC March 2011 - August 2015
Broadridge Financial Solutions, Inc. June 2010 - April 2011
Broadridge Financial Solutions, Inc. February 2009 - June 2010
Skills
Project Management, Mergers, Finance, Accounting, Bankruptcy, Incorporation, Financial Services, SDLC, Business Analysis, Process Improvement, Vendor Management, Securities, Mergers & Acquisitions, Leadership, Banking, Management
Education
Seattle University 2014 — 2016
Master of Business Administration (MBA), Leadership and Executive Masters of Business Administration
Hofstra University 2003 — 2007
Bachelor of Science, Business Administration
Broadridge Financial Solutions, Inc April 2007 - Present
Skills
Enterprise Risk..., Sarbanes-Oxley, IT Audit, Internal Audit, Banking, Finance, Change Management, Sarbanes-Oxley Act, Risk Management, Internal Controls, Financial Risk, CISA, Risk Assessment, Business Process..., Financial Services, Corporate Governance, Governance, Process Improvement, Business Continuity, ISO 27001, Financial Analysis, Information Security..., Leadership, Accounting, Business Analysis, Due Diligence, Operational Risk, Auditing, Financial Reporting, Information Security, COSO, Corporate Finance, SAS70, Business Process, Information Technology, Management, Capital Markets, Executive Management
Education
Columbia University - Columbia Business School 2002 — 2003
MBA, Finance
The University of Manchester 1982 — 1985
BSc, Computation
Implementing Training Initiatives Content Development Training Strategies & Processes 2015 - Present
Broadridge Financial Solutions, Inc. 2011 - 2015
Skills
Training, Training Delivery, Training & Development, Project Planning, Public Speaking, Project Management, Management, Microsoft Office, Marketing, Customer Service, Process Improvement, Microsoft Excel, PowerPoint, Analysis, Research, Social Media, Business Analysis, Social Networking, Sales, Strategic Planning, Strategy, Financial Analysis, Data Analysis, Microsoft Word, Vendor Management
Education
Cleveland State University 1992 — 1996
Master's, Labor Relations and Human Resources
Morgan Stanley March 2010 - Present
Broadridge Financial Solutions, Inc. 2008 - March 2010
JPMorgan Chase 1999 - 2008
Deloitte Consulting 1997 - 1999
Chase Manhattan Bank 1993 - 1997
Skills
Information Security, IT Management, Security, Risk Management, IT Risk Management, IT Strategy, Information Technology, Infrastructure, Cryptography, PCI DSS, Information Architecture, Strategy, Enterprise Architecture, Management, Business Process, CISSP, Business Continuity, Information Security..., Software Development, Key Management, SDLC, Technological Innovation, Solution Architecture, Start-ups, Vendor Management, Project Management, ITIL v3 Foundations..., Security Architecture..., Application Security, Analysis, Integration, Identity Management, Incident Management, Cloud Computing, Disaster Recovery, Encryption, Computer Security, ISO 27001, Enterprise Risk..., IT Audit, Operational Risk..., Business Continuity..., Governance, Vulnerability Assessment, Leadership, Program Management, SIEM, Data Management, Critical Infrastructure..., Big Data Analytics
Education
Pace University - Lubin School of Business 1997 — 2001
MBA
New York University - Polytechnic School of Engineering 1991 — 1995
BS
NorthPoint Solutions November 2012 - Present
Thomson Reuters May 2012 - November 2012
Bank of America Merrill Lynch March 2011 - May 2012
Broadridge Financial Solutions, Inc January 2006 - March 2011
RecoveryPlanner.com December 2002 - December 2006
Infocom Systems Services September 1997 - December 2002
East Coast Video Systems, Inc. August 1995 - February 1997
Skills
Microsoft SQL Server, Databases, Software Project..., Testing, T-SQL, C++, Management, Performance Tuning, Leadership, SDLC, SQL, Agile Methodologies, Requirements Analysis, Software Development, Integration, C, Data Warehousing, Oracle, Unix
Education
New Jersey Institute of Technology 1989 — 1995
EE, Enginerring
Broadridge Financial Solutions Inc June 2006 - Present
UBS Investment Bank May 2005 - May 2006
Merrill Lynch October 2004 - May 2005
Dun & Bradstreet April 2002 - September 2004
Citi Group May 2000 - October 2001
Skills
Quality Assurance, Testing, Fixed Income, Investment Banking, Credit, Equities, Oracle, Databases, Sybase, Microsoft SQL Server, Prime Brokerage, User Acceptance Testing, SDLC, Software Project..., Requirements Analysis, Java, Agile Methodologies, Business Requirements, System Testing
Education
Stevens Institute of Technology 2012 — 2013
Graduate Certificate in Project Management, Project Management
Rutgers, The State University of New Jersey-Newark 1992 — 1999
BS, Finance
Home Trust Company March 2014 - Present
RBC Insurance August 2011 - Present
Home Trust Company March 2013 - March 2014
Broadridge Financial Solutions Inc April 2011 - June 2011
Diligenta Ltd February 2008 - October 2009
Lloyds Banking Group January 2007 - January 2008
MAQ Software October 2003 - October 2006
Skills
Talent Acquisition, Employee Relations, Recruiting, Performance Management, Human Resources, Customer Service, Insurance, Payroll, Teamwork, Employee Benefits, Negotiation, Access, Accounting, Microsoft Office, PowerPoint, Credit, Financial Analysis, Time Management, Banking, Microsoft Excel
Education
University of Mumbai 1995 — 2000
University of Mumbai
Post Graduate Diploma; Bachelor of Commerce, Business Administration
RealPage, Inc. July 2011 - April 2012
Broadridge Financial Solutions, Inc. December 2008 - June 2011
Ness Technologies January 2003 - November 2008
Skills
Agile Methodologies, Test Automation, Software Quality..., Scrum, QTP, JIRA, Test Planning, SDLC, Java, SQL, Web Applications, JUnit, Quality Center, Version One, Strategic Leadership, People Development, SaaS, Test Automation..., WinRunner, XML, Oracle, Web Services, Project Management, ISTQB Certified, ERP, Strategic Planning, Distributed Systems, Mentoring, System Integration..., Certified Scrum Master..., Building Global Teams, People Skills, People Management, Quality Management, Quality Improvement, Project Planning, Project Estimation, Selenium
Education
The University of Texas at Dallas
Master of Science (MS), Computer Science
Visvesvaraya Technological University
Bachelor’s Degree, Engineering
TCI November 2011 - Present
Wells Fargo December 2010 - November 2011
Credit Suisse May 2010 - December 2010
Wachovia, A Wells Fargo Company August 2009 - May 2010
First Citizens Bank October 2008 - March 2009
First Citizens 2008 - 2009
Broadridge Financial Solutions, Inc. December 2006 - October 2008
Broadridge Financial Solutions, Inc. May 2003 - December 2006
Broadridge Financial Solutions, Inc. September 1999 - May 2003
Chubb Computer Services September 1998 - September 1999
Skills
PMI, CMMI, Vendor Management, Clarity, SharePoint, XML, eOriginal Electronic..., Symitar, PMP, Loan Origination, Loan Servicing, Sarbanes-Oxley Act
Education
Villanova University 2004 — 2006
Certificate of Achievement, Project Management
Hofstra University 1976 — 1995
Business Computer Information Systems
Nassau Community College 1975 — 1977
A.A.S., Business Data Processing
Broadridge Financial Solutions, Inc. September 2011 - Present
Broadridge Financial Solutions, Inc. April 2007 - September 2011
ADP February 2003 - March 2007
Aon Consulting February 1998 - February 2003
Buck Consultants July 1989 - February 1998
Skills
Benefits, Pensions, Employee Benefits, Defined Benefit, ERISA, Analysis, Mergers, HRIS, Vendor Management, Benefits Administration, Process Improvement, Strategic Planning
Education
Rutgers, The State University of New Jersey-New Brunswick 1985 — 1989
B.A., Mathematics, Sociology
Broadridge Financial Solutions, Inc. July 2007 - Present
Skills
Financial Services, Trading Systems, Equities, Process Improvement, Fixed Income, Series 7, Securities, Mutual Funds, Vendor Management, Business Analysis, SDLC, Relationship Management, Risk Management, Portfolio Management, Capital Markets
Education
Pace University - Lubin School of Business 1985 — 1988
M.B.A., Financial Management
Fairfield University 1980 — 1984
B.S., Business Management
Broadridge Financial Solutions, Inc October 2007 - Present
Broadridge 2007 - Present
Citigroup September 2000 - June 2007
Lucent Technologies / Bell Labs August 1986 - August 2000
Skills
Testing, Leadership, Project Planning, Customer Service, Process Improvement, SDLC, Quality Center, Management, Unix, Integration, Business Analysis, Team Building, Analysis, Operations Management, Product Management
Education
Cornell University 1987 — 1988
MS, Electrical Engineering
Howard University 1983 — 1986
BS, Electrical Engineering
New England Preferred Properties Real Estate May 2009 - Present
Broadridge Financial Solutions, Inc. September 2009 - January 2010
State Street Corp July 2005 - February 2009
Evergreen Investments March 1996 - June 2005
Eaton Vance September 1989 - March 1996
Skills
Financial Services, Management, Leadership, CRM, Project Management, Risk Management, Portfolio Management, Project Planning, SDLC, Asset Management, Business Analysis, PMP, Program Management, Process Improvement, Security, Vendor Management, Budgets, Coaching, Business Process..., Strategy, Analysis, Change Management, Banking, IT Strategy, PMO, Project Portfolio..., Business Process, Requirements Gathering, Outsourcing, Visio, IT Management, Business Requirements, Software Documentation, Business Intelligence, Requirements Analysis, Software Project..., Consulting, Governance, Integration, SharePoint, Disaster Recovery
Education
University of Massachusetts, Amherst 1984 — 1988
Broadridge Financial Solutions, Inc. October 2007 - Present
Barnes & Noble Distribution Center June 2005 - October 2007
Argix Direct January 2002 - May 2005
NJIT December 2001 - May 2005
Skills
System Administration, Microsoft Operating..., Powershell, Active Directory, SCCM
Education
New Jersey Institute of Technology 2000 — 2005
Bachelor's, Information Technology, Management Information Systems
Broadridge Financial Solutions, Inc January 2008 - Present
Rainbow Media 2001 - 2008
Dimension Data January 2000 - January 2001
Morgan Stanley January 1999 - January 2000
Skills
Leadership, Management, Project Management, Systems Management, IT Audit, Endpoint Security, Network Administration, Windows Server, Active Directory, DNS management, Microsoft Exchange, SCCM, Symantec Endpoint..., McAfee Antivirus, Data Center, Servers, Disaster Recovery, Networking, VMware, Troubleshooting, IT Management, Security, Vendor Management
Education
Stevens Institute of Technology 2012 — 2013
Graduate Certificate, Information Technology Project Management
Adelphi University
Bachelor of Science, Business Management
Nassau Community College
Associate in Arts, Liberal Arts and Sciences, General Studies and Humanities
St. Francis Preparatory High School
High School
Deutsche Bank September 2013 - April 2015
Barclays April 2009 - September 2013
Broadridge Financial Solutions, Inc. April 2006 - April 2009
Thomson Reuters December 2003 - October 2005
TD Ameritrade September 1999 - December 2003
Skills
Business Analysis, Equities, Derivatives, Risk Management, Fixed Income, Project Management, Capital Markets, Options, Requirements Analysis, Product Management, Trading Systems, Equity Derivatives, SDLC, Process Improvement, Securities, User Acceptance Testing, Integration, Investment Banking, Analysis, Business Process..., Trading, Equity Trading, Structured Products, Mentoring, Risk, SOX, Customer Relations, Business Process, Requirements Gathering, PL/SQL, T-SQL, Unix, Powershell, Visio, Eclipse, Tortoise SVN
Education
University of Nebraska-Lincoln 1993 — 1999
Bachelors, Exercise Science
L'istituto Michelangelo 1997 — 1998
Minor, Italian Language and Literature, 3.5
Financial Firm May 2012 - Present
Broadridge Financial Solutions Inc. May 2005 - May 2012
TD Waterhouse January 2000 - May 2005
Skills
Salesforce.com, Financial Services, Account Management, Sales, Customer Service, Banking, Call Center, Sales Process, New Business Development, Investments, Process Improvement, Call Centers, Strategy, Accounting, Accounts Payable
Education
Edison Community College 1996 — 1999
Broadridge Financial Solutions, Inc
Skills
Management, Sales, Customer Service, Project Management, Business Analysis, CRM, Strategic Planning, Marketing, Strategy, Process Improvement
Education
University of North Texas 1989 — 1993
Broadridge Financial Solutions, Inc. September 2000 - Present
ADP 2000 - 2007
CIBC World Markets 1999 - 2000
Skills
FTP, SDLC, Software Project..., Disaster Recovery, Enterprise Architecture, Virtualization, Unix, Requirements Analysis, Connect Direct, SQL, IT Management, Business Analysis, Vendor Management, Windows, NDM, Autosys, IIS, Cloud Computing, Perl, Enterprise Software, Integration, IT Strategy, Software Development, Data Center, SOA, SharePoint, Agile Methodologies, Active Directory, Solaris, Security, Visio, Windows Server, Servers, Solution Architecture, IT Operations, Oracle
Education
State University of New York College at Buffalo
BS, Computer Informational Systems
Broadridge Financial January 2011 - Present
Broadridge Financial Solutions, Inc 1999 - January 2010
Proudfoot Reports 1997 - 1999
Education
Quinnipiac University 1993 — 1997
Health Administration
Our Lady of Mercy 1989 — 1993
Broadridge October 2011 - Present
Broadridge Financial Solutions, Inc 2005 - October 2011
Broadridge Financial Solultions 2002 - 2005
Broadridge Financial Solutions 2000 - 2002
Pershing- Division of Donaldson Lufkin and Jenrette 1998 - 2000
Merrill Lynch 1993 - 1998
Skills
Prime Brokerage, Securities, Product Management, Back Office, Equities, Fixed Income, Vendor Management, Series 7, Risk Management, Portfolio Management, Process Improvement, Financial Services, Analysis, SDLC, Trading Systems, FX Options, Management, Project Management, Options, Strategy, Business Analysis, Leadership, Market Data, Settlement, Middle Office, FINRA, Corporate Actions, Mutual Funds, Collateral Management, Series 63
Education
Montclair State University 1989 — 1993
BA, Humanities Social Sciences, Business Admin
Dowling College 2003 — 2005
MBA, Management
Broadridge Financial Solutions, Inc. June 2003 - Present
Education
Montclair State University
B.S., Finance
BROADRIDGE FINANCIAL SOLUTIONS, INC January 2013 - Present
Hold Brothers Capital, LLC December 2009 - January 2013
WM. V. Frankel & Co. Inc August 1994 - August 2009
Skills
FINRA Series 27, FINRA Operations..., Equities, FINRA, Trading, Securities, Risk Management, Finance, Options, Back Office, Trading Systems, Hedge Funds, Derivatives
Education
State University of New York - System 1983 — 1987
Broadridge Financial Solutions Inc June 2015 - Present
Broadridge Financial Solutions January 2008 - Present
Weight Watchers January 2004 - January 2008
MetLife September 2000 - December 2003
Weight Watchers February 1990 - September 2000
Grumman Aerospace February 1983 - February 1990
Skills
Senior Management, Resource Management, Team Leadership, Leadership Development, Database Design, Programming Languages, Oracle E-Business Suite, Oracle PL/SQL..., Oracle HR, Oracle Pro*C, Oracle Purchasing, Workday Integration, Microsoft Active..., Budgets, Distributed Team..., Portal Development, Portal Technologies, SDLC
Education
State University of New York College at Brockport 1979 — 1981
Bachelor of Science (B.S.), Computer Science
Broadridge September 2011 - Present
Broadridge Financial Solutions Inc March 2005 - November 2011
E*TRADE Financial 2000 - 2005
ETRADE Clearing LLC 2000 - 2005
Wells Fargo September 1998 - February 2000
Skills
Financial Services, Process Improvement, Vendor Management, Business Analysis, Series 7, Relationship Management, Securities, Salesforce.com, Product Management, Back Office, Mutual Funds, Project Management, Cross-functional Team..., Business Development, Strategic Planning, Risk Management, Operations Management, Strategy, Executive Management, Leadership, FINRA, Management, Options, Sales, Customer Satisfaction, Program Management, Account Management, Investments, Trading, Series 24
Education
University of California, Santa Barbara 1992 — 1998
Bachelor's degree, Economics, focus in Monetary Policy
Bella Vista High School 1988 — 1992
ABM Industries August 2014 - Present
ABM Industries January 2010 - August 2014
ABM Industries June 2009 - January 2010
Broadridge Financial Solutions, Inc. January 2006 - February 2009
Skills
Financial Analysis, Sarbanes-Oxley Act, Financial Reporting, Accounts Receivable, Accounts Payable, Invoicing, Process Improvement, Finance, Financial Services, Business Analysis, Access, Financial Accounting, Variance Analysis, Microsoft Excel, Analysis
Education
Stony Brook University 2006 — 2008
Master of Business Administration (MBA), Finance, General
State University of New York at Buffalo 2001 — 2004
Communication, Journalism, and Related Programs
Broadridge October 2004 - Present
Broadridge Financial Solutions, Inc. 2004 - Present
Broadridge Financial Solutions 2004 - 2013
Standard Register 1993 - 2004
Skills
Financial Services, Mutual Funds, Securities, Sales, Relationship Management, Series 7, Equities, Fixed Income, Vendor Management, Series 63, Asset Management, Wealth Management, Portfolio Management, Investments, Business Analysis
Education
University of Pennsylvania - The Wharton School 2012 — 2014
William Paterson University of New Jersey 1988 — 1992
Business Management, Business
University of Pennsylvania - The Wharton School
Broadridge Financial Solutions, Inc June 2012 - Present
Bank of America July 2010 - June 2012
Ernst & Young August 2009 - July 2010
Merrill Lynch November 2008 - July 2009
PA Consulting Group October 2001 - August 2008
Skills
IT Strategy, ITIL, Microsoft SQL Server, Enterprise Architecture, IT Management, Solution Architecture, Requirements Analysis, SDLC, Vendor Management, SQL, Microsoft Technologies, Business Intelligence, Active Directory, .NET, Windows Server, Agile Methodologies, Integration
Education
Bangalore University
Broadridge Financial Solutions, Inc January 2009 - Present
aurionPro Solutions September 2008 - January 2009
Patni Computer Systems June 2005 - September 2008
e4e (formerly iCelerate Technologies Pvt Ltd.) June 2003 - May 2005
Skills
Oracle Discoverer, Oracle Applications, Oracle E-Business Suite, PL/SQL, Oracle Reports, Oracle, Requirements Analysis, Oracle HR, SDLC, Unix Shell Scripting, Solution Architecture, Requirements Gathering, Data Warehousing, Data Migration, Software Project...
Education
Prin N.G.Narlkar Institute of Career Development & Research 2000 — 2002
MCM, Computer Management
Fergusson College 1997 — 2000
BCS, Computers
FPS Trust Company, LLC May 2015 - Present
Charles Schwab January 2014 - May 2015
Charles Schwab February 2013 - January 2014
Broadridge Financial Solutions, Inc. January 2011 - February 2013
MG Trust Company, LLC March 2007 - January 2011
MG Trust Company, LLC January 2006 - March 2007
Founders Asset Management August 2003 - January 2006
Founders Asset Management August 2003 - January 2006
Founders Asset Management July 2002 - August 2003
Founders Asset Management October 2000 - July 2002
Skills
Mutual Funds, Portfolio Management, Investments, Financial Services, Securities, Management, Fund Accounting, Equities, Valuation, Leadership, Process Improvement, Risk Management, Product Management, Operations Management, Strategy, Trust, Corporate Trust, Qualified Retirement..., Outsourcing, IRAs, Relationship Management, Regulatory Affairs, Project Management, Team Leadership, Asset Management, Account Reconciliation, Retirement, Fund Administration, Corporate Actions, ETFs, Business Process..., Settlement, Business Analysis, Alternative Investments, 401k, Finance, Vendor Management, Analysis, Software Documentation, Business Process, Fund Of Funds, Business Requirements, Coaching
Education
Beloit College 1986 — 1990
BA, Literature and Creative Writing
Cannon Financial
Trust I, Trust II
Broadridge Financial Solutions, Inc. April 2012 - Present
Solo Cup Company March 2006 - August 2011
Solo Cup Company (formerly Sweetheart Cup) August 2001 - March 2006
Sweetheart Cup Company September 1999 - August 2001
Sweetheart Cup Company September 1996 - September 1999
PageNet of Maryland September 1993 - September 1996
Skills
Inventory Management, Promotions, Customer Service, Forecasting, Account Management
Education
Northern Virginia Community College
Broadridge Financial Solutions, Inc January 2007 - Present
Broadridge Financial Solutions, Inc February 2005 - Present
Broadridge Financial Solutions, Inc February 2005 - Present
Broadridge 2005 - Present
ADP, Inc. 2005 - 2008
Skills
Onboarding, Payroll, HRIS, PeopleSoft
Education
Kean University 1989 — 1994
Kean University 1989 — 1994
BS, Accounting
Broadridge Financial Solutions November 2012 - Present
Broadridge Financial Solutions, Inc. May 2007 - October 2012
Broadridge Financial Solutions, Inc. January 2007 - May 2007
AutoOne Insurance August 2003 - February 2006
Skills
Human Resources, Onboarding, Employee Relations
Education
California State University-Bakersfield 1998 — 2002
B.S, Business Administration/ Management
Toastmasters
Broadridge Financial Solutions, Inc. 1986 - Present
ADP Brokerage 1985 - 2009
ADP 1985 - 2007
productivity solutions 1998 - 1999
hartford insurance 1981 - 1985
USMC June 1978 - June 1981
Skills
Account Management, Fixed Income, Contract Negotiation, Product Management, Sales, Equities, Management, Back Office, Vendor Management, Securities, Business Analysis, Financial Services, Executive Management, Capital Markets, SDLC, Relationship Management, Prime Brokerage, Program Management, Risk Management, Mutual Funds, Investment Banking, Process Improvement, Project Management, Middle Office, Hedge Funds, Series 7, Leadership
Education
Rowan University 1974 — 1978
BA, Law/Justice
Leonia schools
Citibank 2012 - 2012
Broadridge Financial Solutions - Ascendis 2010 - 2011
Deutsche Bank 2009 - 2010
KPMG Advisory November 2008 - August 2009
BROADRIDGE FINANCIAL SOLUTIONS, INC July 2003 - June 2008
DEUTSCHE BANK SECURITIES, INC. 2005 - 2006
CANTOR FITZGERALD 2002 - 2003
JP MORGAN CHASE 2001 - 2002
INSTINET CORPORATION 1999 - 2001
SALOMON BROTHERS 1989 - 1998
Skills
Risk Management, Capital Markets, Fixed Income, Financial Services, Financial Analysis, Hedge Funds, Financial Modeling, Business Analysis, Valuation, Equities, User Acceptance Testing, Banking, Derivatives
Education
Fairleigh Dickinson University
Bachelor of Science (BS) Magna cum Laude, Accounting
Maxus May 2015 - Present
Merkley + Partners April 2014 - May 2015
Merkley + Partners February 2013 - March 2014
Tangible Media January 2012 - February 2013
Mindshare April 2011 - January 2012
MindShare May 2010 - April 2011
Hill Holliday February 2010 - March 2010
THE IMPROPER BOSTONIAN January 2009 - May 2009
Elevate Communications September 2008 - December 2008
Broadridge FINANCIAL SOLUTIONS INC January 2008 - August 2008
Skills
Public Relations, Marketing, Press Releases, Online Marketing, Digital Marketing, PPC, Advertising Sales, Digital Media, Advertising, New Media, Market Research, Analytics, Social Networking, Management, Integrated Marketing, Media Buying, Sales
Education
Suffolk University 2008 — 2009
Master of Arts, Communication; Advertising & Public Relations
UNIVERSITY OF MASSACHUSETTS 2002 — 2006
Bachelor of Arts, Psychology
Broadridge Financial Solutions, Inc. January 2007 - Present
Hay Group September 2002 - January 2007
Education
University of Pittsburgh
Broadridge Financial Solutions, Inc. DirectorBroadridge2007 - Present
Independent research Group 2005 - 2006
IRG 2005 - 2006
Highline Capital July 2000 - September 2004
Education
Ohio Wesleyan University 1987 — 1991
BA, Business
Enova International October 2014 - Present
Broadridge Financial Solutions, Inc May 2011 - October 2014
Thomson Reuters Inc 2009 - 2011
Pepsi Bottling Group September 2008 - January 2009
Citigroup Inc October 2004 - August 2008
Empirical Software Engineering Research Lab May 2002 - May 2004
Skills
Unix, Perl, Sybase, Unix Shell Scripting, SQL, PL/SQL, Oracle, XML, Microsoft SQL Server, Solaris, Shell Scripting, Agile Methodologies, Data Warehousing, Visual Studio, SOA, Requirements Analysis, ETL Tools, Databases, ETL, SDLC, JavaScript, Software Development, Linux, Database Design
Education
Mississippi State University 2001 — 2004
Master of Science (MS), Computer Science
Mississippi State University 2001 — 2004
Graduate Certificate in Software Engineering, Computer Science
University of Madras 1996 — 2000
BE, Computer Science
FINRA 2014 - Present
Morgan Stanley Wealth Management 2013 - 2014
Broadridge Financial Solutions, Inc 2005 - 2012
Bank of America Securities 1999 - 2005
Morgan Stanley 1992 - 1998
Paine Webber Inc. 1986 - 1993
Skills
FINRA registrations:..., Trading Systems, Equity Trading, Trade Compliance, Compliance Training, Best Execution, Block Trading, Securities Regulation, Client Coverage, Financial Policies &..., Oral & Written..., Options, Financial Markets, Relationship Management, Fixed Income execution..., FX trading, Business governance, WSP, Broker Dealer compliance, Hedge Funds, Asset Management, Investment Advisory, Investment Portfolio, Series 7, FINRA, Programme Governance, Broker-Dealer, Securities, Fixed Income, Financial Risk, AML, Equities, Financial Services, Trading, FX Options
Education
Kenyon College 1982 — 1986
Bachelor of Arts (B.A.), Political Science
Deerfield Academy 1979 — 1982
Broadridge Financial Solutions Inc October 2008 - Present
Broadridge Financial Solutions October 2007 - September 2012
Broadridge Financial Solutions February 2002 - October 2007
Skills
CPA, Sales Compensation, Financial Analysis, Personnel Management, Accounting, Acquisition Integration, Data Analysis, PeopleSoft, Mergers, Mergers & Acquisitions, Compensations, Strategic Planning, Team Leadership, Leadership, Payroll, Talent Acquisition, Financial Services, Organization &..., Continuous Process..., Compensation, Project Management
Education
Syracuse University - Martin J. Whitman School of Management 1978 — 1981
Bacholer of Science, Accounting
Broadridge Financial Solutions, Inc. 2005 - Present
FPA 2010 - 2015
FPA 2010 - 2015
Gartner May 2003 - January 2005
AT&T 2001 - 2003
AT&T 1998 - 2001
AT&T 1994 - 1998
Skills
Risk, Risk Management, Compliance, Process Improvement, Program Management, Fixed Income, Financing, Collateral Management, Global Operations, Management, Financial Services, Strategy
Education
Carnegie Mellon University
B. S., Civil Engineering
Carnegie Mellon University
M.S., Management & Policy
INSEAD
Executive Development Program, Management of Global Businesses
Broadridge Financial Solutions, Inc. March 2012 - Present
ADP/Broadridge January 2003 - March 2012
ADP Brokerage Servcies Group 1995 - 2003
Automatic Data Processing 1989 - 1995
Skills
Vendor Management, Software Development, Software Project..., Process Improvement, SOA, Product Development
Education
Goucher College 1980 — 1984
BA, Computer Science
Ralph Lauren September 2014 - Present
RMJ SQUARE October 2012 - Present
Private Tutor January 2009 - Present
AutoCad Freelancing July 2007 - Present
Creative Interiors and Design March 2013 - January 2014
INO Design Inc November 2011 - January 2012
John Bardsley INC August 2011 - November 2011
Ultimate styles of America August 2008 - August 2009
Broadridge Financial Solutions INC, October 2007 - April 2008
Skills
Microsoft Office, Adobe Creative Suite, Quickbooks, Quicken, Design Manager, Studio Managers, AutoCAD, Revit, 3D Architectural..., Space planning, Architectural Drawings, 3D Studio Max, Sustainable Design, Design Research, Residential Design, Concept Development, Lighting Design, Building Codes, Submittals, Photography, Window Treatments, PowerPoint, QuickBooks, Space Planning, Interior Design, Photoshop
Education
New York School of Interior Design 2009 — 2014
BFA, Interior Design
Nassau Community College 2004 — 2007
AAS, Interior Design
Western Suffolk BOCES 2002 — 2003
Photography
Western Suffolk BOCES 2001 — 2002
Computer Technology/Computer Systems Technology
Broadridge Financial Solutions Inc. May 2014 - Present
Bloomberg LP November 2011 - December 2013
Bloomberg December 2001 - October 2011
Hawk Holdings 1998 - 2000
Skills
Bloomberg, Bloomberg Terminal, Financial Markets, Financial Analysis, Treasury, Private Equity, Risk Management, Financial Reporting, Strategic Financial..., Venture Capital, Accounting, Sarbanes-Oxley Act, Fixed Income, Internal Controls, Mergers & Acquisitions, Strategy, Financial Accounting, Financial Risk
Education
Seton Hall University 1991 — 1995
Master of Business Administration (MBA), Corporate Finance
JPMorgan Chase & Co. March 2014 - Present
Broadridge Financial Solutions, Inc. November 2013 - March 2014
Con Edison March 2013 - November 2013
Verizon Wireless November 2011 - November 2012
Goldman Sachs May 1995 - September 2011
Smith Barney Shearson March 1990 - April 1995
Pan American Airways June 1988 - March 1990
Skills
DB2, Autosys, JCL, IBM Mainframe, SQL, CICS, Unix, SDLC, Business Analysis, Requirements Analysis, Equities, Sybase, Software Development, Fixed Income, Trading Systems, Databases, Disaster Recovery, Programming
Education
SUNY Albany 1984 — 1986
MBA, Management Information Systems
Long Island University, Southampton Campus 1978 — 1981
BS, Marine Science
Broadridge Financial Solutions, Inc. 2007 - Present
Education
Stony Brook University 2000 — 2002
BA, History
Nassau Community College 1998 — 2000
Associates, Business Administration
Broadridge Financial Solutions, Inc. 2003 - Present
Jefferies & Company 2001 - 2003
Bear Stearns 1996 - 2001
Alex. Brown & Sons 1994 - 1996
Skills
Strategy, Mergers & Acquisitions, Corporate Development, Securities, Investment Banking, Equities, Business Strategy, Capital Markets, Financial Services, Mergers, Valuation, Financial Modeling, Private Equity, Corporate Finance, Due Diligence, Venture Capital, Investments
Education
Cornell University - Johnson Graduate School of Management 1990 — 1992
MBA, Finance
Canisius College 1986 — 1990
BA, History
Canisius High School
Broadridge Financial Solutions, Inc. August 2015 - Present
Broadridge Financial Solutions, Inc. November 2012 - Present
Broadridge Financial Solutions, Inc. February 2011 - November 2012
Broadridge Financial Solutions, Inc. July 2010 - February 2011
Computer Associates, Inc June 2009 - May 2010
Broadridge June 2008 - August 2008
Skills
Management, Customer Satisfaction, Process Improvement, Account Management, Training, CRM, Marketing, Analysis, Business Analysis, Leadership, Finance, Financial Services, Banking, Investments, Relationship Management, Financial Analysis
Education
Indiana University - Kelley School of Business 2006 — 2010
Business Marketing
Anglo - americká vysoká škola
Broadridge Financial Solutions June 2012 - Present
Broadridge Financial Solutions, Inc. March 2007 - June 2012
ADP October 1989 - March 2007
Skills
Risk Management, Enterprise Risk..., Financial Risk, Insurance, Cash Management, Financial Analysis, Underwriting, Capital Markets, Commercial Insurance, Due Diligence, Executive Management, Finance, Financial Modeling, Financial Services, Management, Mergers, Property
Education
Beloit College 1982 — 1986
Bachelor of Arts, Political Science
Broadridge Financial Solutions, Inc. January 2010 - Present
Aspect Software July 2008 - July 2009
Progress Software February 2003 - June 2008
Progress Software September 1999 - November 2000
Progress Software December 1997 - September 1999
Skills
Software Documentation, Software Quality..., Test Automation, Testing, Agile Methodologies, Quality Assurance, Regression Testing, SDLC, Software Project..., Unix
Education
Bentley College - Elkin B. McCallum Graduate School of Business
M.S. CIS, Computer Information Systems
University of Pune
B.S., Advanced Accounting and Auditing
Broadridge Financial Solutions Inc May 2011 - Present
Tekseed Solutions LLC October 2008 - May 2011
Tata Consultancy Services July 2005 - October 2008
Skills
Java Enterprise Edition, RESTful WebServices, AngularJS, Business Objects, Open Financial Exchange..., Requirements Analysis
Education
PSG College of Technology 2002 — 2005
MCA, Computer Applications
SDH Jain Vidyalaya, Madurai
Broadridge Financial Solutions September 2012 - Present
Broadridge Financial Solutions, Inc. July 2005 - August 2012
Softland Consulting, Inc. June 1997 - June 2005
Complete Business Solutions, Inc November 1992 - May 1997
Skills
SDLC, Business Analysis, Requirements Analysis, Investments, SQL, Financial Services, Requirements Gathering, Business Requirements, Software Project..., Agile Methodologies, Process Improvement, Test Automation, Testing, Securities, User Acceptance Testing, Software Documentation, Quality Center, Back Office, Integration, Data Warehousing, Databases, Quality Assurance, Vendor Management, SharePoint, Systems Analysis, Software Development, Unix, Software Design, Analysis
Education
Kaplan University 2005 — 2008
Financial Planning Certificate
National Institute of Information Technology 1985 — 1985
Structured Programming & Logic
Madras Christian College 1982 — 1985
Royal Caribbean Cruises, Ltd. March 2015 - Present
Broadridge Financial Solutions, Inc. February 2011 - August 2013
Broadridge Financial Solutions, Inc. July 2010 - February 2011
St. John's University August 2006 - May 2010
Broadridge Financial Solutions, Inc. June 2009 - November 2009
Ryan's Deli and Catering June 2005 - September 2009
Skills
Customer Service, Team Leadership, Management, Process Improvement, Finance, Analysis, Team Building, Project Management, Auditing, Social Media, Data Entry, Coaching, Program Management, International Logistics, Six Sigma, Data Analysis, Public Speaking, Microsoft Excel, Leadership, PowerPoint
Education
St. John's University, Rome 2013 — 2014
Master of Business Administration (MBA), Finance
St. John's University 2006 — 2010
Bachelor of Science (B.S.), Business Management
Broadridge Financial Solutions, Inc. May 2015 - Present
BNY Mellon June 2012 - May 2015
BNY Mellon October 2006 - June 2012
JP Morgan July 2006 - October 2006
First Investors Corporation January 2006 - June 2006
Skills
Financial Analysis, Financial Modeling, Derivatives, Securities, Bloomberg, Valuation, Microsoft Excel, Analytics, Customer Service, Financial Reporting, Microsoft Office, Data Analysis, PowerPoint
Education
Saint John's University - Peter J. Tobin College of Business 2010 — 2013
Master of Business Administration (MBA), Risk Management & Insurance
State University of New York at New Paltz 2002 — 2006
Bachelor of Science, Finance
CASS Business Systems, Inc. October 2014 - Present
Joint Base Charleston March 2011 - August 2011
Broadridge Financial Solutions, Inc January 2005 - July 2009
New York Institute of Technology September 2002 - January 2005
MCI WorldCom Wireless June 1995 - September 2002
Skills
Project Management, MPLS, Audix, Message Queue, MDF, VoIP, Cisco Technologies, Call Center, Testing, Telecommunications, Telephony, Network Engineering, Data Center, Security, Call Centers, Software Installation, Disaster Recovery, Infrastructure, Wireless, Management, Troubleshooting, Cloud Computing, Unified Communications, Software Documentation, IP, Project Planning, Servers, Routing
Education
State University of New York College at Old Westbury
BS, Marketing
State University of New York
AS, Business Administration
Broadridge Financial Solutions, Inc. February 2012 - Present
Stoney Creek Distribution Inc November 2011 - February 2012
FedEx Express September 2009 - March 2011
First Gulf Bank January 2007 - March 2009
Asia United Bank May 2003 - June 2006
Metropolitan Bank & Trust Company August 1999 - May 2003
Solidbank Corp August 1997 - August 1999
Skills
Testing, Operation, Banking, Customer Relations, Requirements Analysis, Microsoft Office, Credit, Analysis, Cross Selling, Key Account Development, MIS, Problem Solving, Loans, Planning, Sales Management, Cash Management, Mentoring, Product Development, Pre-sales Technical..., Data Center, Customer Service, Microsoft Word, Project Planning, Team Leadership, Web Services, Visual Basic, Project Management, Technical Support
Education
AMA University 1993 — 1997
Bachelor of Science, Computer Science
Broadridge Financial Solutions, Inc. 1996 - Present
Education
Suffolk County Community College 2010 — 2013
Associate of Applied Science, Registered Nursing/Registered Nurse
Arizona State University 1987 — 1992
Bachelor of Arts (BA), Business/Corporate Communications
Broadridge Financial Solutions, Inc. June 2011 - Present
Skills
Microsoft Office, Business Analysis, Visio, Financial Services, Project Management, Vendor Management, SDLC, SharePoint, Salesforce.com
Education
Stevens Institute of Technology
Master of Science (M.S.) - Information Systems, Information Management, A
Broadridge Financial Solutions, Inc. March 2005 - Present
Shearman & Sterling LLP August 1999 - March 2005
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1996 — 1999
Doctor of Law (JD), Law
Cornell University 1990 — 1994
Bachelor of Science (BS), Pre-Med
Bronx High School of Science
Coletti Photography Expressions Inc. 2010 - 2014
JP Morgan 2010 - 2010
Bank of New York Mellon Inc 2008 - 2008
LF Rothschild Asset Management Corporation 2007 - 2007
Deutsche Bank Securities Service NJ Inc 2005 - 2007
RBC Dain LLC 2005 - 2005
Jefferies & Company Inc 2004 - 2005
GlobeOp Financial Services Inc 2003 - 2004
UBS Securities LLC 1997 - 2003
BROADRIDGE FINANCIAL SOLUTIONS INC 1995 - 1997
Skills
Financial Services, System Conversions ,..., Customer Service, NYSE Audits, Broadridge Brokerage..., People Management, Product Management, Lean Six Sigma, Trade Settlement
Education
CUNY Bronx Community College 1979 — 1981
Associate of Arts and Sciences (AAS), Business Administration, Management and Operations
City University of New York-Herbert H. Lehman College 1976 — 1978
Associate of Arts and Sciences (AAS), Business Administration, Management and Operations