CapStone Investments
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CapStone Investments Employees
Employee
Years
Job
Industry
Dan Whalen Dan Whalen's CapStone Investments Experience September 2009 - September 2011
Job Senior Vice President at ICR
Industry Financial Services
Experience
ICR January 2015 - Present
Topeka Capital Markets, Inc September 2012 - January 2015
Auriga USA, LLC September 2011 - June 2012
CapStone Investments September 2009 - September 2011
Dahlman Rose & Co. February 2008 - February 2009
Bear Stearns May 2004 - February 2008
Harold C. Brown & Co. June 2003 - September 2004
Merrill Lynch Investment Managers July 1996 - June 2003
Skills
Metals, Specialty Materials, Proven track record as..., Leveraging all..., Buy-side, Sell Side
Education
Bucknell University 1992 — 1996
BA, Major: Economics; Minor: Biology
Delbarton 1989 — 1992
High School Diploma
ICR January 2015 - Present
Topeka Capital Markets, Inc September 2012 - January 2015
Auriga USA, LLC September 2011 - June 2012
CapStone Investments September 2009 - September 2011
Dahlman Rose & Co. February 2008 - February 2009
Bear Stearns May 2004 - February 2008
Harold C. Brown & Co. June 2003 - September 2004
Merrill Lynch Investment Managers July 1996 - June 2003
Skills
Metals, Specialty Materials, Proven track record as..., Leveraging all..., Buy-side, Sell Side
Education
Bucknell University 1992 — 1996
BA, Major: Economics; Minor: Biology
Delbarton 1989 — 1992
High School Diploma
Jeff Pomeranz Jeff Pomeranz's CapStone Investments Experience January 2003 - May 2004
Job Managing Director at Right Side Capital Management
Industry Venture Capital & Private Equity
Experience
Right Side Capital Management May 2009 - Present
Legend Merchant Group June 2004 - April 2012
CapStone Investments January 2003 - May 2004
Hotovec, Pomeranz & Co., LLC September 1996 - December 2002
Skills
Venture Capital, Private Equity, Alternative Investments, Hedge Funds, Start-ups, Fund Of Funds, Corporate Development, Due Diligence, Asset Managment, Valuation, Angel Investing, Deal Sourcing
Education
University of Colorado Boulder 1986 — 1990
BA
Université Bordeaux I 1989 — 1990
Right Side Capital Management May 2009 - Present
Legend Merchant Group June 2004 - April 2012
CapStone Investments January 2003 - May 2004
Hotovec, Pomeranz & Co., LLC September 1996 - December 2002
Skills
Venture Capital, Private Equity, Alternative Investments, Hedge Funds, Start-ups, Fund Of Funds, Corporate Development, Due Diligence, Asset Managment, Valuation, Angel Investing, Deal Sourcing
Education
University of Colorado Boulder 1986 — 1990
BA
Université Bordeaux I 1989 — 1990
Ashley Deitrich Ashley Deitrich's CapStone Investments Experience June 2012 - August 2012
Job Senior Project Manager at American Solar Partners
Industry International Affairs
Experience
American Solar Partners January 2015 - Present
American Solar Partners January 2014 - December 2014
Green Generation Solutions, LLC October 2012 - December 2012
CapStone Investments June 2012 - August 2012
The Center for Free Cuba February 2011 - April 2011
Environmental Working Group February 2010 - May 2010
Education
The George Washington University 2009 — 2013
Bachelor of Arts (B.A.) in International Affairs
The George Washington University - School of Business 2009 — 2013
Minor in Business Administration
The University of Navarra 2012 — 2012
Study Abroad Spring 2012
The Pingry School 2005 — 2009
American Solar Partners January 2015 - Present
American Solar Partners January 2014 - December 2014
Green Generation Solutions, LLC October 2012 - December 2012
CapStone Investments June 2012 - August 2012
The Center for Free Cuba February 2011 - April 2011
Environmental Working Group February 2010 - May 2010
Education
The George Washington University 2009 — 2013
Bachelor of Arts (B.A.) in International Affairs
The George Washington University - School of Business 2009 — 2013
Minor in Business Administration
The University of Navarra 2012 — 2012
Study Abroad Spring 2012
The Pingry School 2005 — 2009
Greg Feldman Greg Feldman's CapStone Investments Experience August 2010 - January 2013
Job Senior Vice President Institutional Equity Sales at FBN Securities
Industry Financial Services
Experience
FBN Securities March 2013 - Present
CapStone Investments August 2010 - January 2013
Caris & Co. June 2007 - August 2010
Avondale Partners May 2003 - February 2007
Salomon Smith Barney 1998 - 2002
Skills
Volatility, Commodity, Asset Allocation, Equities, Financial Modeling, Financial Services, Hedge Funds, Investment Banking, Investments, Mergers & Acquisitions, Options, Securities, Series 63
Education
Emory University
BA, Economics
Goizueta Business School, Emory University
MBA, Finance
Newark Academy
FBN Securities March 2013 - Present
CapStone Investments August 2010 - January 2013
Caris & Co. June 2007 - August 2010
Avondale Partners May 2003 - February 2007
Salomon Smith Barney 1998 - 2002
Skills
Volatility, Commodity, Asset Allocation, Equities, Financial Modeling, Financial Services, Hedge Funds, Investment Banking, Investments, Mergers & Acquisitions, Options, Securities, Series 63
Education
Emory University
BA, Economics
Goizueta Business School, Emory University
MBA, Finance
Newark Academy
Jeffrey Schreiner Jeffrey Schreiner's CapStone Investments Experience April 2008 - August 2012
Job Director, Investor Relations at EZchip Semiconductor
Industry Computer Networking
Experience
EZchip Semiconductor January 2015 - Present
Feltl and Company August 2012 - January 2015
CapStone Investments April 2008 - August 2012
American Technology Research, Inc. November 2005 - January 2008
MS Capital Management, LLC February 2003 - October 2005
First Financial Equity Corporation August 2002 - January 2003
Morgan Stanley September 2000 - July 2002
Peter Piper, Inc. January 1998 - August 2000
Skills
Equities, Portfolio Management, Investments, Equity Research, Financial Modeling, Bloomberg, Financial Analysis, Capital Markets, Microsoft Office, Equity Valuation, Microsoft Excel, Mutual Funds, Valuation, Excel, Analysis, Research, Series 7, Word, Forecasting, Business Analysis, PowerPoint, Industry Analysis, Teamwork, Problem Solving, Hedge Funds, Asset Allocation, Financial Markets, Data Analysis, DCF, Budgeting, Corporate FP&A, Financial Forecasting, IPO, Secondary Offerings, Variance Analysis, Market Analysis, Financial Projection, Growth Strategies, C-Level Communications, Financial Reporting, Analytics, Big Data, Semiconductors, Budgets, Operating Budgets, Series 24, Strategic Planning, Mobile Technology
Education
Ottawa University 2000 — 2005
B.A., Business Administration, 3.15
EZchip Semiconductor January 2015 - Present
Feltl and Company August 2012 - January 2015
CapStone Investments April 2008 - August 2012
American Technology Research, Inc. November 2005 - January 2008
MS Capital Management, LLC February 2003 - October 2005
First Financial Equity Corporation August 2002 - January 2003
Morgan Stanley September 2000 - July 2002
Peter Piper, Inc. January 1998 - August 2000
Skills
Equities, Portfolio Management, Investments, Equity Research, Financial Modeling, Bloomberg, Financial Analysis, Capital Markets, Microsoft Office, Equity Valuation, Microsoft Excel, Mutual Funds, Valuation, Excel, Analysis, Research, Series 7, Word, Forecasting, Business Analysis, PowerPoint, Industry Analysis, Teamwork, Problem Solving, Hedge Funds, Asset Allocation, Financial Markets, Data Analysis, DCF, Budgeting, Corporate FP&A, Financial Forecasting, IPO, Secondary Offerings, Variance Analysis, Market Analysis, Financial Projection, Growth Strategies, C-Level Communications, Financial Reporting, Analytics, Big Data, Semiconductors, Budgets, Operating Budgets, Series 24, Strategic Planning, Mobile Technology
Education
Ottawa University 2000 — 2005
B.A., Business Administration, 3.15
Gary Albanese, CFA, CMT Gary Albanese, CFA, CMT's CapStone Investments Experience February 2011 - August 2011
Job Senior Equity & Fixed Income Investment Analyst
Industry Financial Services
Experience
S&P Capital IQ March 2013 - Present
Auriga USA, LLC September 2011 - June 2012
CapStone Investments February 2011 - August 2011
Standard & Poor's January 2009 - March 2011
DellaCamera Capital Management April 2007 - January 2008
Raymond James Financial April 2003 - January 2007
Scotia Capital February 2001 - August 2002
Barclays Capital April 1998 - February 2001
Barclays Capital June 1993 - April 1998
Moody's June 1988 - June 1993
Skills
Fixed Income, Equities, Portfolio Management, Bonds, Investments, Trading, Investment Strategies, Equity Research, High Yield, Technical Analysis, Equity Trading, Equity Valuation, Valuation, Credit Risk, Investment Management, Asset Allocation, Fundamental Analysis, Trading Strategies, Analysis, Chartered Financial..., Relative Value, Consumer Products, Asset Managment, Fixed Income Analysis, Retail, Modeling, Food & Beverage, Restaurants, Financial Markets, Asset Management, Securities, Mutual Funds, Capital Markets
Education
Pace University - Lubin School of Business 1993 — 1995
Master of Business Administration (M.B.A.), Finance
University of Delaware - Lerner College of Business and Economics 1984 — 1988
BS, Business Administration - Finance
S&P Capital IQ March 2013 - Present
Auriga USA, LLC September 2011 - June 2012
CapStone Investments February 2011 - August 2011
Standard & Poor's January 2009 - March 2011
DellaCamera Capital Management April 2007 - January 2008
Raymond James Financial April 2003 - January 2007
Scotia Capital February 2001 - August 2002
Barclays Capital April 1998 - February 2001
Barclays Capital June 1993 - April 1998
Moody's June 1988 - June 1993
Skills
Fixed Income, Equities, Portfolio Management, Bonds, Investments, Trading, Investment Strategies, Equity Research, High Yield, Technical Analysis, Equity Trading, Equity Valuation, Valuation, Credit Risk, Investment Management, Asset Allocation, Fundamental Analysis, Trading Strategies, Analysis, Chartered Financial..., Relative Value, Consumer Products, Asset Managment, Fixed Income Analysis, Retail, Modeling, Food & Beverage, Restaurants, Financial Markets, Asset Management, Securities, Mutual Funds, Capital Markets
Education
Pace University - Lubin School of Business 1993 — 1995
Master of Business Administration (M.B.A.), Finance
University of Delaware - Lerner College of Business and Economics 1984 — 1988
BS, Business Administration - Finance
Michael E. Olen's CapStone Investments Experience May 2008 - August 2008
Job Commercial Building Inspector and Fire Inspector at City of Milwaukee
Industry Construction
Experience
City of Milwaukee March 2015 - Present
City of Milwaukee July 2013 - March 2015
City of Milwaukee June 2010 - July 2013
Whistling Straits April 2009 - May 2012
Capstone Investments May 2008 - August 2008
Vintage Design August 2005 - November 2007
Pekel Construction March 2005 - August 2005
Erdmann Construction June 1997 - March 2005
Skills
Disaster Response..., Accessability..., Commercial Building..., UDC Construction..., UDC HVAC Inspector,..., Fire Inspector I,..., Fire Inspector II,..., Property Maintenance...
Education
Cardinal Stritch University 2006 — 2009
Bachelors, Business Administration
City of Milwaukee March 2015 - Present
City of Milwaukee July 2013 - March 2015
City of Milwaukee June 2010 - July 2013
Whistling Straits April 2009 - May 2012
Capstone Investments May 2008 - August 2008
Vintage Design August 2005 - November 2007
Pekel Construction March 2005 - August 2005
Erdmann Construction June 1997 - March 2005
Skills
Disaster Response..., Accessability..., Commercial Building..., UDC Construction..., UDC HVAC Inspector,..., Fire Inspector I,..., Fire Inspector II,..., Property Maintenance...
Education
Cardinal Stritch University 2006 — 2009
Bachelors, Business Administration
Patrick McHugh's CapStone Investments Experience January 2008 - May 2008
Job at AlphaBit Trading
Industry Capital Markets
Experience
AlphaBit Trading June 2009 - Present
Elyssa's Mission September 2010 - September 2013
Stark Investments May 2008 - August 2008
CapStone Investments January 2008 - May 2008
Jim Beam Brands December 2007 - January 2008
Education
Marquette University 2005 — 2009
Bachelor of Business Administration (B.B.A.), Finance, Entrepreneurship, minor in Criminology and Law Studies
AlphaBit Trading June 2009 - Present
Elyssa's Mission September 2010 - September 2013
Stark Investments May 2008 - August 2008
CapStone Investments January 2008 - May 2008
Jim Beam Brands December 2007 - January 2008
Education
Marquette University 2005 — 2009
Bachelor of Business Administration (B.B.A.), Finance, Entrepreneurship, minor in Criminology and Law Studies
Matthew Chou's CapStone Investments Experience June 2012 - September 2012
Job Analyst at Fitch Ratings
Industry Financial Services
Experience
Fitch Ratings January 2014 - Present
Hillside Partners November 2013 - December 2013
CapStone Investments June 2012 - September 2012
Fubon Bank June 2011 - August 2011
KPMG July 2010 - August 2010
North American Expatriate Youth English Teaching Volunteer Service July 2008 - August 2008
Education
University of California, San Diego 2009 — 2013
B.S., Management Science, Finance
The University of Hong Kong 2011 — 2011
Exchange Student, Economics and Finance
Fitch Ratings January 2014 - Present
Hillside Partners November 2013 - December 2013
CapStone Investments June 2012 - September 2012
Fubon Bank June 2011 - August 2011
KPMG July 2010 - August 2010
North American Expatriate Youth English Teaching Volunteer Service July 2008 - August 2008
Education
University of California, San Diego 2009 — 2013
B.S., Management Science, Finance
The University of Hong Kong 2011 — 2011
Exchange Student, Economics and Finance
Alan Ebright's CapStone Investments Experience October 2011 - May 2013
Job Financial Sales Professional
Industry Financial Services
Experience
Fisher Investments May 2013 - Present
Capstone Investments October 2011 - May 2013
Education
University of Southern California 1990 — 1994
B.S., Finance, Accounting
Fisher Investments May 2013 - Present
Capstone Investments October 2011 - May 2013
Education
University of Southern California 1990 — 1994
B.S., Finance, Accounting
Christopher Thom's CapStone Investments Experience January 2010 - February 2011
Job Vice President at Topeka Capital Markets, Inc
Industry Capital Markets
Experience
Topeka Capital Markets, Inc August 2012 - Present
Auriga USA, LLC March 2012 - August 2012
Cohen & Company Capital Markets, LLC February 2011 - February 2012
CapStone Investments January 2010 - February 2011
Blue Hill Capital, LLC May 2008 - November 2009
American Equity Mortgage January 2002 - May 2008
Morgan Stanley October 1997 - June 2001
Skills
Portfolio Management, Equities, Asset Allocation, Loans, Corporate Finance, Series 7, Trading, Investments, Capital Markets, Banking, Hedge Funds
Education
Boston College 1993 — 1997
Bachelor of Science (BS), Finance, General
Marquette University High School 1989 — 1993
Topeka Capital Markets, Inc August 2012 - Present
Auriga USA, LLC March 2012 - August 2012
Cohen & Company Capital Markets, LLC February 2011 - February 2012
CapStone Investments January 2010 - February 2011
Blue Hill Capital, LLC May 2008 - November 2009
American Equity Mortgage January 2002 - May 2008
Morgan Stanley October 1997 - June 2001
Skills
Portfolio Management, Equities, Asset Allocation, Loans, Corporate Finance, Series 7, Trading, Investments, Capital Markets, Banking, Hedge Funds
Education
Boston College 1993 — 1997
Bachelor of Science (BS), Finance, General
Marquette University High School 1989 — 1993
Chuck Simonds's CapStone Investments Experience November 2006 - September 2008
Job Regional Advisory Consultant at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. April 2015 - Present
LPL Financial August 2012 - March 2015
LPL Financial March 2012 - August 2012
LPL Financial July 2009 - March 2012
Capstone Investments November 2006 - September 2008
Providence College Men's Basketball September 2001 - May 2005
Skills
Alternative Investments, Structured Products, Annuities, Mutual Funds, ETFs, Investments, Wealth Management, Series 7, Securities, Fixed Annuities, Financial Services, Investment Advisory, Retirement Planning, Portfolio Management, Retirement
Education
Providence College
Bachelor, Marketing
Advisors Asset Management, Inc. April 2015 - Present
LPL Financial August 2012 - March 2015
LPL Financial March 2012 - August 2012
LPL Financial July 2009 - March 2012
Capstone Investments November 2006 - September 2008
Providence College Men's Basketball September 2001 - May 2005
Skills
Alternative Investments, Structured Products, Annuities, Mutual Funds, ETFs, Investments, Wealth Management, Series 7, Securities, Fixed Annuities, Financial Services, Investment Advisory, Retirement Planning, Portfolio Management, Retirement
Education
Providence College
Bachelor, Marketing
Adam Adelman, CFA Adam Adelman, CFA's CapStone Investments Experience March 2008 - February 2009
Job CEO at Mighty Cast, Inc
Industry Media Production
Experience
Mighty Cast, Inc October 2011 - Present
The Juno Company March 2009 - October 2011
Juno Baby, LLC January 2003 - March 2009
CapStone Investments March 2008 - February 2009
SFG Asset Advisors December 2005 - September 2007
Philippe Investment Management December 1999 - December 2005
Banque Paribas, Paris France January 1994 - January 1998
Skills
Monetization, Strategy, Content Development, Mobile Devices, Brand Development, Media Analysis, Mobile Applications, Creative Direction, Entrepreneurship, Transmedia, Analytics, Marketing, Television, App and Mobile Strategy, Bridging Physical and..., Guerrilla Marketing, Brand Management, Video, Mobile Marketing, Content Strategy, Digital Media, Viral Marketing, Digital Strategy, Strategic Partnerships, Online Marketing, Publishing, Online Advertising, Wearables, Internet of Things, Content and Virtual...
Education
New York University - Leonard N. Stern School of Business 1994 — 1999
MBA, Economics and Finance
Miami University 1987 — 1991
B.S., Economics and Finance
Mighty Cast, Inc October 2011 - Present
The Juno Company March 2009 - October 2011
Juno Baby, LLC January 2003 - March 2009
CapStone Investments March 2008 - February 2009
SFG Asset Advisors December 2005 - September 2007
Philippe Investment Management December 1999 - December 2005
Banque Paribas, Paris France January 1994 - January 1998
Skills
Monetization, Strategy, Content Development, Mobile Devices, Brand Development, Media Analysis, Mobile Applications, Creative Direction, Entrepreneurship, Transmedia, Analytics, Marketing, Television, App and Mobile Strategy, Bridging Physical and..., Guerrilla Marketing, Brand Management, Video, Mobile Marketing, Content Strategy, Digital Media, Viral Marketing, Digital Strategy, Strategic Partnerships, Online Marketing, Publishing, Online Advertising, Wearables, Internet of Things, Content and Virtual...
Education
New York University - Leonard N. Stern School of Business 1994 — 1999
MBA, Economics and Finance
Miami University 1987 — 1991
B.S., Economics and Finance
Mani Mohindru, PhD Mani Mohindru, PhD's CapStone Investments Experience March 2009 - June 2010
Job
Industry Biotechnology
Experience
Curis, Inc. April 2015 - Present
Curis, Inc. June 2013 - Present
Immtox LLC October 2012 - Present
ThinkEquity LLC June 2011 - September 2012
Axon Healthcare Partners, LLC April 2009 - June 2011
Capstone Investments March 2009 - June 2010
Credit Suisse June 2006 - December 2008
UBS November 2004 - May 2006
SAI Healthcare (now part of IMS Health) October 2003 - October 2004
Skills
Investment Banking, Corporate Development, Financial Modeling, Valuation, Equity Research, Biotechnology, Fixed Income, Trading, Private Equity, Business Strategy, Mergers & Acquisitions, Asset Management, Financial Analysis, M&A experience, Investor Relations, Due Diligence, Capital Markets, Series 7, Market Analysis, Business Valuation, Strategic Communications, Corporate Finance, Portfolio Management, Finance, Healthcare, Hedge Funds, IPO, Equities, Venture Capital, Start-ups, Equity Valuation, Alternative Investments, Entrepreneurship, Bloomberg, Securities, Competitive Analysis, Emerging Markets, Research, Financial Markets, Strategy, Investment Management, Investments, Market Research, DCF, Management, Life Sciences, Pharmaceutical Industry, Business Development, Strategic Planning, Consulting
Education
All India Institute of Medical Sciences
B.Sc (Hons) Human Biology
All India Institute of Medical Sciences
Masters in Biotechnology
Northwestern University
PhD, Neurosciences
Curis, Inc. April 2015 - Present
Curis, Inc. June 2013 - Present
Immtox LLC October 2012 - Present
ThinkEquity LLC June 2011 - September 2012
Axon Healthcare Partners, LLC April 2009 - June 2011
Capstone Investments March 2009 - June 2010
Credit Suisse June 2006 - December 2008
UBS November 2004 - May 2006
SAI Healthcare (now part of IMS Health) October 2003 - October 2004
Skills
Investment Banking, Corporate Development, Financial Modeling, Valuation, Equity Research, Biotechnology, Fixed Income, Trading, Private Equity, Business Strategy, Mergers & Acquisitions, Asset Management, Financial Analysis, M&A experience, Investor Relations, Due Diligence, Capital Markets, Series 7, Market Analysis, Business Valuation, Strategic Communications, Corporate Finance, Portfolio Management, Finance, Healthcare, Hedge Funds, IPO, Equities, Venture Capital, Start-ups, Equity Valuation, Alternative Investments, Entrepreneurship, Bloomberg, Securities, Competitive Analysis, Emerging Markets, Research, Financial Markets, Strategy, Investment Management, Investments, Market Research, DCF, Management, Life Sciences, Pharmaceutical Industry, Business Development, Strategic Planning, Consulting
Education
All India Institute of Medical Sciences
B.Sc (Hons) Human Biology
All India Institute of Medical Sciences
Masters in Biotechnology
Northwestern University
PhD, Neurosciences
Dow Drukker's CapStone Investments Experience Senior Vice President Institutional Equity Research SalesNorthland Capital MarketsMay 2014 - Present
Job SVP Institutional Equity Research Sales at Northland Capital Markets
Industry Capital Markets
Experience
CapStone Investments Senior Vice President Institutional Equity Research SalesNorthland Capital MarketsMay 2014 - Present
Ascendiant Capital Markets 2013 - 2014
Ferris Baker Watts 2004 - 2008
Arnhold and S. Bleichroeder 1998 - 2001
Lehman Brothers 1996 - 1998
Skills
Trading, Equity Research, Asset Managment, Portfolio Management, Valuation, Bloomberg, Equities, Series 7, Capital Markets, Investments, Financial Markets, Series 63, Equity Trading, Hedge Funds, Securities, Alternative Investments, Investment Banking, Equity Valuation
Education
Boston College
Graduate Courses
Boston University
CapStone Investments Senior Vice President Institutional Equity Research SalesNorthland Capital MarketsMay 2014 - Present
Ascendiant Capital Markets 2013 - 2014
Ferris Baker Watts 2004 - 2008
Arnhold and S. Bleichroeder 1998 - 2001
Lehman Brothers 1996 - 1998
Skills
Trading, Equity Research, Asset Managment, Portfolio Management, Valuation, Bloomberg, Equities, Series 7, Capital Markets, Investments, Financial Markets, Series 63, Equity Trading, Hedge Funds, Securities, Alternative Investments, Investment Banking, Equity Valuation
Education
Boston College
Graduate Courses
Boston University
Scott Dahle Scott Dahle's CapStone Investments Experience May 2002 - January 2013
Job General Counsel and Registered Principal at CapLink Securities, Inc.
Industry Financial Services
Experience
CapLink Securities, Inc. March 2013 - Present
CapStone Group, LLC December 2002 - Present
CapStone Investments May 2002 - January 2013
CapStone Investments November 2002 - November 2012
Wright, Robinson, Osthimer & Tatum October 1999 - May 2002
Dahle & Gosen LLP October 1998 - October 1999
Skills
Private Equity, Venture Capital, Capital Markets, Due Diligence, Hedge Funds, Corporate Finance, Equities, Alternative Investments, Investments, Risk Management, Corporate Development, Corporate Governance, Mergers, Asset Managment
Education
The University of Michigan Law School 1986 — 1989
Doctor of Law (JD)
Hamline University 1982 — 1986
Bachelor of Arts (BA), History and German
CapLink Securities, Inc. March 2013 - Present
CapStone Group, LLC December 2002 - Present
CapStone Investments May 2002 - January 2013
CapStone Investments November 2002 - November 2012
Wright, Robinson, Osthimer & Tatum October 1999 - May 2002
Dahle & Gosen LLP October 1998 - October 1999
Skills
Private Equity, Venture Capital, Capital Markets, Due Diligence, Hedge Funds, Corporate Finance, Equities, Alternative Investments, Investments, Risk Management, Corporate Development, Corporate Governance, Mergers, Asset Managment
Education
The University of Michigan Law School 1986 — 1989
Doctor of Law (JD)
Hamline University 1982 — 1986
Bachelor of Arts (BA), History and German
Christy Clifton's CapStone Investments Experience 2001 - 2003
Job Senior Director, Global Business Development at Accuity
Industry Financial Services
Experience
Accuity January 2015 - Present
Accuity August 2014 - Present
Accuity 2008 - Present
National Regulatory Services September 2004 - Present
ComplianceMAX Financial September 2004 - September 2007
Monahan & Roth, LLC June 1999 - August 2004
Capstone Investments 2001 - 2003
Skills
Project Management, Relationship Management, AML, Financial Services, Risk Management, Financial Risk, Banking, Investments, Business Analysis, Securities, Business Development, Due Diligence, Investment Advisory, Process Improvement, Series 7, Business Process..., Financial Analysis, FINRA, Payments, KYC, MBA, Strategic Financial..., Strategy, Insurance, Training, Leadership, Mutual Funds, Program Management, Enterprise Software, Auditing, Salesforce.com, Professional Services, CRM, Analytics, Product Development, Product Management, SaaS, Finance, Executive Management, Series 24, Strategic Partnerships, Management, Team Leadership, Solution Selling, Series 63, Agile Project Management, Software Project..., Team Management, Business Strategy, Contract Negotiation
Education
San Diego State University-California State University 2010 — 2012
MBA
California State University-Sacramento 2000 — 2004
BA, Organizational Communications
Accuity January 2015 - Present
Accuity August 2014 - Present
Accuity 2008 - Present
National Regulatory Services September 2004 - Present
ComplianceMAX Financial September 2004 - September 2007
Monahan & Roth, LLC June 1999 - August 2004
Capstone Investments 2001 - 2003
Skills
Project Management, Relationship Management, AML, Financial Services, Risk Management, Financial Risk, Banking, Investments, Business Analysis, Securities, Business Development, Due Diligence, Investment Advisory, Process Improvement, Series 7, Business Process..., Financial Analysis, FINRA, Payments, KYC, MBA, Strategic Financial..., Strategy, Insurance, Training, Leadership, Mutual Funds, Program Management, Enterprise Software, Auditing, Salesforce.com, Professional Services, CRM, Analytics, Product Development, Product Management, SaaS, Finance, Executive Management, Series 24, Strategic Partnerships, Management, Team Leadership, Solution Selling, Series 63, Agile Project Management, Software Project..., Team Management, Business Strategy, Contract Negotiation
Education
San Diego State University-California State University 2010 — 2012
MBA
California State University-Sacramento 2000 — 2004
BA, Organizational Communications
Ladi Adebonojo's CapStone Investments Experience August 2009 - August 2011
Job Director at Divine Capital Markets
Industry Financial Services
Experience
Divine Capital Markets June 2014 - Present
Kota Global Securities 2012 - November 2013
CapStone Investments August 2009 - August 2011
Wedbush Morgan Securities July 2007 - July 2009
Skills
Series 7, 24, 53, 55, 63
Education
St. John's University, The Peter J. Tobin College of Business 1982 — 1986
B.S., Business Administration & Marketing
Divine Capital Markets June 2014 - Present
Kota Global Securities 2012 - November 2013
CapStone Investments August 2009 - August 2011
Wedbush Morgan Securities July 2007 - July 2009
Skills
Series 7, 24, 53, 55, 63
Education
St. John's University, The Peter J. Tobin College of Business 1982 — 1986
B.S., Business Administration & Marketing
Royce Tsuji Royce Tsuji's CapStone Investments Experience May 2011 - November 2012
Job Trading
Industry Financial Services
Experience
CenterPoint Securities November 2012 - Present
CapStone Investments May 2011 - November 2012
Thomas Weisel Partners March 2008 - July 2010
LPL Financial September 2005 - December 2007
Skills
Japanese Bilingual, NASD Series 7, 55, 66
Education
University of California, San Diego 2001 — 2005
B.Sc, Management Science
CenterPoint Securities November 2012 - Present
CapStone Investments May 2011 - November 2012
Thomas Weisel Partners March 2008 - July 2010
LPL Financial September 2005 - December 2007
Skills
Japanese Bilingual, NASD Series 7, 55, 66
Education
University of California, San Diego 2001 — 2005
B.Sc, Management Science
Travis Makings's CapStone Investments Experience September 2007 - July 2011
Job CCO | Investment Banking | Services Delivery Operations | Financial Management
Industry Financial Services
Experience
CapStone Investments September 2007 - July 2011
XCU Capital Corporation May 2006 - August 2007
Linsco/Private Ledger Financial Services January 1997 - April 2006
Skills
Organizational..., Technology Planning, Business Process, Business Solutions, Technology Integration, Technology..., Operations Management, Client Services, Business Process..., Documentation, Compliance, Auditing, Problem Solving, Customer Relations, Customer Service, Financial Services, Software Documentation, Project Management, Management, Business Analysis, Series 63, Investments, Securities, Series 7, Recruiting, Business Intelligence, Investment Strategies, Risk Management, Hedge Funds, Mutual Funds
Education
National University 1997 — 1999
Bachelor Of Science, Information Technology
Texas Tech University 1994 — 1996
Computer Science
Chatfield High School
CapStone Investments September 2007 - July 2011
XCU Capital Corporation May 2006 - August 2007
Linsco/Private Ledger Financial Services January 1997 - April 2006
Skills
Organizational..., Technology Planning, Business Process, Business Solutions, Technology Integration, Technology..., Operations Management, Client Services, Business Process..., Documentation, Compliance, Auditing, Problem Solving, Customer Relations, Customer Service, Financial Services, Software Documentation, Project Management, Management, Business Analysis, Series 63, Investments, Securities, Series 7, Recruiting, Business Intelligence, Investment Strategies, Risk Management, Hedge Funds, Mutual Funds
Education
National University 1997 — 1999
Bachelor Of Science, Information Technology
Texas Tech University 1994 — 1996
Computer Science
Chatfield High School
Grant Shumway's CapStone Investments Experience June 2011 - August 2011
Job Analyst at Eastdil Secured
Industry Real Estate
Experience
Eastdil Secured July 2014 - Present
George Smith Partners January 2013 - December 2013
UBS May 2012 - August 2012
Capstone Investments June 2011 - August 2011
Skills
PowerPoint, Microsoft Word, Microsoft Excel, Microsoft Office, Financial Analysis, Data Analysis, Research, Public Speaking, Social Networking, Teamwork, Social Media Marketing, Real Estate, Marketing, Financial Modeling, Real Estate Development, Investments
Education
University of Southern California - Marshall School of Business 2012 — 2014
Bachelor's Degree, Business Administration, Finance & Business Economics, Real Estate Finance & Development
Cornell University 2011 — 2012
Applied Economics & Management, Finance, Real Estate
Eastdil Secured July 2014 - Present
George Smith Partners January 2013 - December 2013
UBS May 2012 - August 2012
Capstone Investments June 2011 - August 2011
Skills
PowerPoint, Microsoft Word, Microsoft Excel, Microsoft Office, Financial Analysis, Data Analysis, Research, Public Speaking, Social Networking, Teamwork, Social Media Marketing, Real Estate, Marketing, Financial Modeling, Real Estate Development, Investments
Education
University of Southern California - Marshall School of Business 2012 — 2014
Bachelor's Degree, Business Administration, Finance & Business Economics, Real Estate Finance & Development
Cornell University 2011 — 2012
Applied Economics & Management, Finance, Real Estate
Michael Rawlins's CapStone Investments Experience August 2011 - November 2012
Job Principal at CenterPoint Securities
Industry Financial Services
Experience
CenterPoint Securities December 2012 - Present
CapStone Investments August 2011 - November 2012
Lightspeed Professional Trading May 2008 - August 2011
Integrity Trading February 2005 - May 2008
Maximum Financial Investment Group March 1999 - December 2005
Self Employed Trader 1997 - 1999
Olde Discount 1995 - 1996
Skills
Hedge Funds, Equity Trading, Equities
Education
Michigan State University 1988 — 1992
BA, Economics
CenterPoint Securities December 2012 - Present
CapStone Investments August 2011 - November 2012
Lightspeed Professional Trading May 2008 - August 2011
Integrity Trading February 2005 - May 2008
Maximum Financial Investment Group March 1999 - December 2005
Self Employed Trader 1997 - 1999
Olde Discount 1995 - 1996
Skills
Hedge Funds, Equity Trading, Equities
Education
Michigan State University 1988 — 1992
BA, Economics
William Gregozeski, CFA's CapStone Investments Experience January 2003 - June 2008
Job President, Director of Research at Greenridge Global
Industry Financial Services
Experience
Greenridge Global June 2012 - Present
Mont Blanc Capital Management February 2012 - September 2014
Gar Wood Securities September 2009 - February 2012
Mont Blanc Capital Management October 2008 - August 2009
CapStone Investments January 2003 - June 2008
Education
Marquette University 2006 — 2008
MBA
Marquette University 1999 — 2003
Greenridge Global June 2012 - Present
Mont Blanc Capital Management February 2012 - September 2014
Gar Wood Securities September 2009 - February 2012
Mont Blanc Capital Management October 2008 - August 2009
CapStone Investments January 2003 - June 2008
Education
Marquette University 2006 — 2008
MBA
Marquette University 1999 — 2003
Nicholas Killebrew's CapStone Investments Experience August 2002 - March 2011
Job Senior Vice President at Parse Capital
Industry Investment Management
Experience
Parse Capital, LLC June 2013 - Present
Trefethen Advisors, LLC May 2013 - Present
Academy Securities August 2013 - Present
Kuhns Brothers Securities Corporation February 2012 - April 2013
Institutional Financial Markets, Inc. (formerly Cohen & Company) March 2011 - February 2012
CapStone Investments August 2002 - March 2011
Killebrew and Company January 1998 - April 2004
Skills
Private Equity, Venture Capital, Mezzanine, Real Estate, Public Companies, Retail, Hospitality, Capital Markets, Equities, Alternative Investments, Investment Banking, Hedge Funds
Education
University of Colorado Boulder
Business, Business / Spanish
Tabor Academy
Parse Capital, LLC June 2013 - Present
Trefethen Advisors, LLC May 2013 - Present
Academy Securities August 2013 - Present
Kuhns Brothers Securities Corporation February 2012 - April 2013
Institutional Financial Markets, Inc. (formerly Cohen & Company) March 2011 - February 2012
CapStone Investments August 2002 - March 2011
Killebrew and Company January 1998 - April 2004
Skills
Private Equity, Venture Capital, Mezzanine, Real Estate, Public Companies, Retail, Hospitality, Capital Markets, Equities, Alternative Investments, Investment Banking, Hedge Funds
Education
University of Colorado Boulder
Business, Business / Spanish
Tabor Academy
Steven Capozza's CapStone Investments Experience 1995 - February 2013
Job Business Developer & Strategic Leader
Industry Capital Markets
Experience
Capstone Group January 2002 - Present
Capstone Investments 1995 - February 2013
SurfAid International January 2006 - January 2009
Merrill Lynch 1991 - 1994
Skills
Investments, Equities, Investment Banking, Hedge Funds, Venture Capital, Alternative Investments, Private Equity, Start-ups, Business Development, Business Strategy, New Business Development, Corporate Development, Corporate Finance, Capital Markets, Valuation, Asset Management, Securities, Portfolio Management, Equity Research, Due Diligence, Investment Strategies, Trading, Management, Capital Raising, Sales Management, Content Distribution..., Funding, Private Placements, Mergers & Acquisitions, Finance, Financial Modeling
Education
University of North Texas 1986 — 1990
University of Pennsylvania - The Wharton School 1997 — 2000
Executive Training Program, Investments and Securities
Capstone Group January 2002 - Present
Capstone Investments 1995 - February 2013
SurfAid International January 2006 - January 2009
Merrill Lynch 1991 - 1994
Skills
Investments, Equities, Investment Banking, Hedge Funds, Venture Capital, Alternative Investments, Private Equity, Start-ups, Business Development, Business Strategy, New Business Development, Corporate Development, Corporate Finance, Capital Markets, Valuation, Asset Management, Securities, Portfolio Management, Equity Research, Due Diligence, Investment Strategies, Trading, Management, Capital Raising, Sales Management, Content Distribution..., Funding, Private Placements, Mergers & Acquisitions, Finance, Financial Modeling
Education
University of North Texas 1986 — 1990
University of Pennsylvania - The Wharton School 1997 — 2000
Executive Training Program, Investments and Securities
Brian Dunderdale's CapStone Investments Experience January 2012 - January 2013
Job .
Industry Financial Services
Experience
Ladenburg Thalmann May 2014 - Present
Topeka Capital Markets, Inc March 2013 - March 2014
CapStone Investments January 2012 - January 2013
B Riley January 2003 - January 2012
B. Riley & Co. January 2003 - January 2011
Skills
Series 7, Series 63, Equities, Electronic Trading, Trading
Education
University of Oregon
BS, Finance
Ladenburg Thalmann May 2014 - Present
Topeka Capital Markets, Inc March 2013 - March 2014
CapStone Investments January 2012 - January 2013
B Riley January 2003 - January 2012
B. Riley & Co. January 2003 - January 2011
Skills
Series 7, Series 63, Equities, Electronic Trading, Trading
Education
University of Oregon
BS, Finance
Doug Bantum's CapStone Investments Experience July 2009 - September 2011
Job Senior Managing Director at WallachBeth Capital
Industry Financial Services
Experience
WallachBeth Capital July 2012 - Present
Auriga USA, LLC September 2011 - June 2012
CapStone Investments July 2009 - September 2011
Wedbush Morgan Securities July 2007 - July 2009
Education
Fordham University
BS
WallachBeth Capital July 2012 - Present
Auriga USA, LLC September 2011 - June 2012
CapStone Investments July 2009 - September 2011
Wedbush Morgan Securities July 2007 - July 2009
Education
Fordham University
BS
Patrick O'Toole's CapStone Investments Experience September 2001 - September 2001
Job Director Credit Trading at Credit Agricole CIB
Industry Financial Services
Experience
Crédit Agricole CIB March 2015 - Present
Credit Agricole August 2013 - March 2015
Morgan Stanley September 2011 - July 2013
Morgan Stanley December 2008 - September 2011
Advisors Asset Management, Inc October 2001 - November 2008
Fixed Income Securities LP 2001 - 2008
Capstone Investments September 2001 - September 2001
TD Waterhouse November 2000 - August 2001
Skills
Fixed Income, Bonds, Equities, Series 7, Bloomberg, Series 63, Capital Markets, Trading, Securities, Financial Markets, Hedge Funds, Portfolio Management, Alternative Investments, Investments, Electronic Trading, Options, FINRA, Asset Management, Structured Products
Education
Hofstra University 2007 — 2011
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 1996 — 2000
Bachelor of Arts (B.A.), Music
Crédit Agricole CIB March 2015 - Present
Credit Agricole August 2013 - March 2015
Morgan Stanley September 2011 - July 2013
Morgan Stanley December 2008 - September 2011
Advisors Asset Management, Inc October 2001 - November 2008
Fixed Income Securities LP 2001 - 2008
Capstone Investments September 2001 - September 2001
TD Waterhouse November 2000 - August 2001
Skills
Fixed Income, Bonds, Equities, Series 7, Bloomberg, Series 63, Capital Markets, Trading, Securities, Financial Markets, Hedge Funds, Portfolio Management, Alternative Investments, Investments, Electronic Trading, Options, FINRA, Asset Management, Structured Products
Education
Hofstra University 2007 — 2011
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 1996 — 2000
Bachelor of Arts (B.A.), Music
Richard Eckert's CapStone Investments Experience March 2010 - June 2011
Job Director and Analyst, Mortgage REITs at MLV
Industry Investment Management
Experience
Self-employed August 2015 - Present
MLV May 2013 - August 2015
Self-employed December 2012 - May 2013
B. Riley and Co. June 2011 - December 2012
CapStone Investments March 2010 - June 2011
Second Derivative Research, LLC June 2009 - March 2010
Lahde Capital Managment, LLC October 2007 - January 2009
Roth Capital Partners March 2003 - October 2007
Wedbush Morgan Securities January 2002 - February 2003
Sutro & Co. August 1998 - December 2001
Skills
Equity Research, Equities, Hedge Funds, Series 7, Valuation, Investments, Investment Banking, Capital Markets, Bloomberg, Series 63, Equity Valuation, Financial Modeling, Alternative Investments, Private Equity, Portfolio Management, Due Diligence
Education
University of Illinois at Urbana-Champaign 1981 — 1983
MBA, Finance
University of Notre Dame 1973 — 1977
BA, English
Self-employed August 2015 - Present
MLV May 2013 - August 2015
Self-employed December 2012 - May 2013
B. Riley and Co. June 2011 - December 2012
CapStone Investments March 2010 - June 2011
Second Derivative Research, LLC June 2009 - March 2010
Lahde Capital Managment, LLC October 2007 - January 2009
Roth Capital Partners March 2003 - October 2007
Wedbush Morgan Securities January 2002 - February 2003
Sutro & Co. August 1998 - December 2001
Skills
Equity Research, Equities, Hedge Funds, Series 7, Valuation, Investments, Investment Banking, Capital Markets, Bloomberg, Series 63, Equity Valuation, Financial Modeling, Alternative Investments, Private Equity, Portfolio Management, Due Diligence
Education
University of Illinois at Urbana-Champaign 1981 — 1983
MBA, Finance
University of Notre Dame 1973 — 1977
BA, English
Eric Wagoner, CFA's CapStone Investments Experience January 2005 - April 2009
Job Finance Manager at Payoff
Industry Financial Services
Experience
Payoff January 2015 - Present
Union Bank May 2009 - January 2015
CapStone Investments January 2005 - April 2009
Skills
Financial Modeling, Financial Analysis, Valuation, Banking, Corporate Finance, Investments, Equities
Education
San Diego State University-California State University 2002 — 2004
B.S., Finance
Payoff January 2015 - Present
Union Bank May 2009 - January 2015
CapStone Investments January 2005 - April 2009
Skills
Financial Modeling, Financial Analysis, Valuation, Banking, Corporate Finance, Investments, Equities
Education
San Diego State University-California State University 2002 — 2004
B.S., Finance
Carter Driscoll's CapStone Investments Experience March 2009 - January 2013
Job Sr. Anlayst Clean Technologies & Emerging Energy at MLV & Co.
Industry Financial Services
Experience
MLV & Co May 2014 - Present
ASCENDIANT CAPITAL GROUP, LLC January 2013 - May 2014
CapStone Investments March 2009 - January 2013
Stanford Group Company August 2006 - May 2008
IRG Research May 2003 - July 2005
Friedman Billings Ramsey, Inc 2001 - 2003
Skills
Hedge Funds, Equities, Financial Modeling, Equity Research, Valuation, Venture Capital, Alternative Investments, Investments, Chartered Financial..., Capital Markets, Investment Banking, Bloomberg, Private Equity, Fixed Income, Portfolio Management, Equity Valuation
Education
University of Rochester - Simon Business School 1995 — 1997
MBA, Finance, Corporate Accounting
Hamilton College 1988 — 1992
Bachelor of Arts, Economics & Spanish
MLV & Co May 2014 - Present
ASCENDIANT CAPITAL GROUP, LLC January 2013 - May 2014
CapStone Investments March 2009 - January 2013
Stanford Group Company August 2006 - May 2008
IRG Research May 2003 - July 2005
Friedman Billings Ramsey, Inc 2001 - 2003
Skills
Hedge Funds, Equities, Financial Modeling, Equity Research, Valuation, Venture Capital, Alternative Investments, Investments, Chartered Financial..., Capital Markets, Investment Banking, Bloomberg, Private Equity, Fixed Income, Portfolio Management, Equity Valuation
Education
University of Rochester - Simon Business School 1995 — 1997
MBA, Finance, Corporate Accounting
Hamilton College 1988 — 1992
Bachelor of Arts, Economics & Spanish
John Putnam's CapStone Investments Experience August 2009 - January 2013
Job Director of Research at WebVest Advisors
Industry Investment Banking
Experience
WebVest Securities January 2013 - Present
CapStone Investments August 2009 - January 2013
NextWave Research, Inc. December 2008 - August 2009
NextWave Research, Inc November 2008 - August 2009
Dawson James Securities September 2006 - December 2008
Dawson James Securities September 2006 - November 2008
Stanford Group Company May 2004 - July 2006
Stanford Group Company February 2002 - May 2004
Gruntal & Co June 1998 - February 2002
Gruntal September 1997 - June 1998
Skills
Investment Banking, Equity Research, Valuation, Capital Markets, Equities, Bloomberg, Fixed Income, Hedge Funds, Financial Modeling, Private Equity, Structured Products, Bonds, Investments, Due Diligence, Trading, Corporate Finance, Alternative Investments, Portfolio Management, Asset Managment, Securities
Education
The George Washington University - School of Business 1973 — 1975
Master of Business Administration (M.B.A.), Finance and Financial Management Services
Baldwin-Wallace University 1966 — 1970
Bachelor of Arts (B.A.), Business Administration and Management, General
WebVest Securities January 2013 - Present
CapStone Investments August 2009 - January 2013
NextWave Research, Inc. December 2008 - August 2009
NextWave Research, Inc November 2008 - August 2009
Dawson James Securities September 2006 - December 2008
Dawson James Securities September 2006 - November 2008
Stanford Group Company May 2004 - July 2006
Stanford Group Company February 2002 - May 2004
Gruntal & Co June 1998 - February 2002
Gruntal September 1997 - June 1998
Skills
Investment Banking, Equity Research, Valuation, Capital Markets, Equities, Bloomberg, Fixed Income, Hedge Funds, Financial Modeling, Private Equity, Structured Products, Bonds, Investments, Due Diligence, Trading, Corporate Finance, Alternative Investments, Portfolio Management, Asset Managment, Securities
Education
The George Washington University - School of Business 1973 — 1975
Master of Business Administration (M.B.A.), Finance and Financial Management Services
Baldwin-Wallace University 1966 — 1970
Bachelor of Arts (B.A.), Business Administration and Management, General
Frank Rose's CapStone Investments Experience 2002 - 2004
Job National Account Manager at Higher Power SEO
Industry Marketing and Advertising
Experience
Higher Power SEO March 2013 - Present
Ascendiant Capital Markets LLC December 2011 - February 2012
Viewpoint Securities August 2011 - December 2011
CapStone Investments 2002 - 2004
Skills
Series 7, Proprietary Trading, Trading, Equities, Investment Banking, Equity Trading, Series 63, Business Development, Securities, Hedge Funds, Account Management, Alternative Investments, Investment Strategies, Investments, Financial Markets, Electronic Trading, Capital Markets, Mutual Funds, Asset Management, Asset Allocation, Investment Advisory, Portfolio Management, Bloomberg
Education
Coleman College 2002 — 2004
Computer Science
King Philip
Higher Power SEO March 2013 - Present
Ascendiant Capital Markets LLC December 2011 - February 2012
Viewpoint Securities August 2011 - December 2011
CapStone Investments 2002 - 2004
Skills
Series 7, Proprietary Trading, Trading, Equities, Investment Banking, Equity Trading, Series 63, Business Development, Securities, Hedge Funds, Account Management, Alternative Investments, Investment Strategies, Investments, Financial Markets, Electronic Trading, Capital Markets, Mutual Funds, Asset Management, Asset Allocation, Investment Advisory, Portfolio Management, Bloomberg
Education
Coleman College 2002 — 2004
Computer Science
King Philip
Lia Roby's CapStone Investments Experience April 2011 - December 2011
Job Institutional Sales
Industry Financial Services
Experience
OptionsHouse/Peak6 December 2011 - Present
CapStone Investments April 2011 - December 2011
Barrington Research January 2002 - April 2011
Skills
Equities, Series 7, Series 63, Sales, Institutional Sales, Investments, Bloomberg, Economics, Trading, Derivatives, Portfolio Management, Financial Analysis, Financial Risk, Capital Markets, Financial Modeling
Education
Indiana University Bloomington 1997 — 2001
Bachelor of Arts (B.A.), Communications
OptionsHouse/Peak6 December 2011 - Present
CapStone Investments April 2011 - December 2011
Barrington Research January 2002 - April 2011
Skills
Equities, Series 7, Series 63, Sales, Institutional Sales, Investments, Bloomberg, Economics, Trading, Derivatives, Portfolio Management, Financial Analysis, Financial Risk, Capital Markets, Financial Modeling
Education
Indiana University Bloomington 1997 — 2001
Bachelor of Arts (B.A.), Communications
Brian Leadbetter's CapStone Investments Experience January 2011 - September 2011
Job Business Development at Globoforce
Industry Insurance
Experience
Globoforce December 2014 - Present
OANDA May 2014 - October 2014
Fanning Personnel July 2013 - May 2014
Devaney Energy June 2012 - 2013
Auriga USA LLC September 2011 - June 2012
CapStone Investments January 2011 - September 2011
Sidoti & Company LLC February 2009 - January 2011
Northwestern Mutual January 2008 - February 2009
Skills
Series 7, Series 63, Equities, Securities, Investments, Equity Research, Bloomberg, Financial Modeling, Fixed Income, Portfolio Management, Hedge Funds, Capital Markets, Asset Managment, Mutual Funds, Financial Analysis, Sales, Energy Management
Education
Bryant University 2004 — 2008
Bachelor of Science, Business Administration; Finance
Globoforce December 2014 - Present
OANDA May 2014 - October 2014
Fanning Personnel July 2013 - May 2014
Devaney Energy June 2012 - 2013
Auriga USA LLC September 2011 - June 2012
CapStone Investments January 2011 - September 2011
Sidoti & Company LLC February 2009 - January 2011
Northwestern Mutual January 2008 - February 2009
Skills
Series 7, Series 63, Equities, Securities, Investments, Equity Research, Bloomberg, Financial Modeling, Fixed Income, Portfolio Management, Hedge Funds, Capital Markets, Asset Managment, Mutual Funds, Financial Analysis, Sales, Energy Management
Education
Bryant University 2004 — 2008
Bachelor of Science, Business Administration; Finance
Joanne Fairechio's CapStone Investments Experience 2009 - 2012
Job Director of Investor Relations at New Jersey Resources
Industry Utilities
Experience
New Jersey Resources 2013 - Present
CapStone Investments 2009 - 2012
Janney Montgomery Scott 2005 - 2008
Citigroup 1992 - 2005
Merrill Lynch 1977 - 1992
Skills
Equity Research, Financial Modeling, Valuation, Financial Analysis, Investments, Series 7, Equities, Capital Markets, Securities, Forecasting, Finance, Series 63, Natural Gas, Electricity, Asset Management
Education
Pace University
Business Administration
New Jersey Resources 2013 - Present
CapStone Investments 2009 - 2012
Janney Montgomery Scott 2005 - 2008
Citigroup 1992 - 2005
Merrill Lynch 1977 - 1992
Skills
Equity Research, Financial Modeling, Valuation, Financial Analysis, Investments, Series 7, Equities, Capital Markets, Securities, Forecasting, Finance, Series 63, Natural Gas, Electricity, Asset Management
Education
Pace University
Business Administration
Alan Weinfeld's CapStone Investments Experience 2009 - 2009
Job Principal, Director of Research and Chief Portfolio Manager at Riverfront Research and Capital Management
Industry Investment Management
Experience
Riverfront Research and Capital Management; www.rfrcm.com August 2012 - Present
Davis Securities; Davis Capital Management August 2011 - July 2012
Kern, Suslow Securities, Inc. (Kern Suslow Capital Markets Inc.) 2010 - 2011
CapStone Investments 2009 - 2009
Henley & Company 2007 - 2008
Kaufman Brothers 2004 - 2006
Fulcrum Global Partners 2001 - 2004
Tower Hill Capital Group 2000 - 2001
Goldman Sachs June 1996 - December 1999
Skills
Hedge Funds, Industry Analysis, Stocks, Equities, Equity Research, Investments, Investment Banking, Valuation, Capital Markets, Mutual Funds, Financial Modeling, Portfolio Management, Bloomberg, Asset Management, Investment Management, Finance, Alternative Investments, Private Equity, Strategy, Fixed Income, Analysis, Financial Analysis, Securities, Corporate Finance, Due Diligence, Derivatives, Mergers & Acquisitions, Trading, Series 7, Venture Capital
Education
Isenberg School of Management at the University of Massuchusetts; Honors College - Summa Cum Laude 1992 — 1996
Bachelor's in Business Administration (BBA), Finance; Concentration in Investments, 3.9 / 4.0
Riverfront Research and Capital Management; www.rfrcm.com August 2012 - Present
Davis Securities; Davis Capital Management August 2011 - July 2012
Kern, Suslow Securities, Inc. (Kern Suslow Capital Markets Inc.) 2010 - 2011
CapStone Investments 2009 - 2009
Henley & Company 2007 - 2008
Kaufman Brothers 2004 - 2006
Fulcrum Global Partners 2001 - 2004
Tower Hill Capital Group 2000 - 2001
Goldman Sachs June 1996 - December 1999
Skills
Hedge Funds, Industry Analysis, Stocks, Equities, Equity Research, Investments, Investment Banking, Valuation, Capital Markets, Mutual Funds, Financial Modeling, Portfolio Management, Bloomberg, Asset Management, Investment Management, Finance, Alternative Investments, Private Equity, Strategy, Fixed Income, Analysis, Financial Analysis, Securities, Corporate Finance, Due Diligence, Derivatives, Mergers & Acquisitions, Trading, Series 7, Venture Capital
Education
Isenberg School of Management at the University of Massuchusetts; Honors College - Summa Cum Laude 1992 — 1996
Bachelor's in Business Administration (BBA), Finance; Concentration in Investments, 3.9 / 4.0
David Rewcastle's CapStone Investments Experience April 2009 - August 2009
Job Senior Energy & Utilities Analyst at Energy Research Consulting
Industry Financial Services
Experience
Energy Research Consulting September 2013 - Present
Source Capital Group March 2011 - September 2013
NYenergyforum 2004 - 2012
Divine Capital Markets November 2009 - May 2011
CapStone Investments April 2009 - August 2009
Argus Research 2005 - 2009
Fagenson & Co February 2004 - September 2004
WesternGeco 1988 - 1995
Skills
Equity Research, Valuation, Trading, Equities, Financial Analysis, Financial Modeling, Investment Banking, Hedge Funds, Portfolio Management, Investments, Capital Markets, Bloomberg, Series 63, Alternative Investments, FINRA, Series 7, Securities, Bonds, Energy, Private Equity, Structured Products, Asset Management, Due Diligence, Fixed Income, Options, Equity Valuation, Series 24
Education
New York University - Leonard N. Stern School of Business 1997 — 2001
Masters Arts/Business Admin., Finance/Near East Studies - Energy
Damascus University 1992 — 1993
Arabic / History
The American University in Cairo 1991 — 1992
Arabic/Pol Sci Mid East
The University of Calgary 1987 — 1991
Bachelor of Arts (BA), Economics (petroleum)/Pol Sci - Mid/East
Energy Research Consulting September 2013 - Present
Source Capital Group March 2011 - September 2013
NYenergyforum 2004 - 2012
Divine Capital Markets November 2009 - May 2011
CapStone Investments April 2009 - August 2009
Argus Research 2005 - 2009
Fagenson & Co February 2004 - September 2004
WesternGeco 1988 - 1995
Skills
Equity Research, Valuation, Trading, Equities, Financial Analysis, Financial Modeling, Investment Banking, Hedge Funds, Portfolio Management, Investments, Capital Markets, Bloomberg, Series 63, Alternative Investments, FINRA, Series 7, Securities, Bonds, Energy, Private Equity, Structured Products, Asset Management, Due Diligence, Fixed Income, Options, Equity Valuation, Series 24
Education
New York University - Leonard N. Stern School of Business 1997 — 2001
Masters Arts/Business Admin., Finance/Near East Studies - Energy
Damascus University 1992 — 1993
Arabic / History
The American University in Cairo 1991 — 1992
Arabic/Pol Sci Mid East
The University of Calgary 1987 — 1991
Bachelor of Arts (BA), Economics (petroleum)/Pol Sci - Mid/East
Jenny Horan's CapStone Investments Experience September 2005 - May 2006
Job Structured Finance Analyst
Industry Financial Services
Experience
US Bank June 2014 - Present
US Bank February 2012 - June 2014
US Bank September 2006 - December 2011
CapStone Investments September 2005 - May 2006
Skills
Investments, Mutual Funds, Securities, Financial Services, Accounting, Auditing, Financial Analysis, Portfolio Management, Bloomberg, Financial Modeling, Equities, Valuation, Finance, Corporate Finance, Business Analysis, Forecasting, Analytics, Data Analysis, Microsoft Excel, Treasury
Education
Marquette University 2002 — 2006
Bachelor of Science in Business Administration, Finance and Economics
Marquette University 2002 — 2006
Business Administration, Finance and Economics
US Bank June 2014 - Present
US Bank February 2012 - June 2014
US Bank September 2006 - December 2011
CapStone Investments September 2005 - May 2006
Skills
Investments, Mutual Funds, Securities, Financial Services, Accounting, Auditing, Financial Analysis, Portfolio Management, Bloomberg, Financial Modeling, Equities, Valuation, Finance, Corporate Finance, Business Analysis, Forecasting, Analytics, Data Analysis, Microsoft Excel, Treasury
Education
Marquette University 2002 — 2006
Bachelor of Science in Business Administration, Finance and Economics
Marquette University 2002 — 2006
Business Administration, Finance and Economics
Glenn Whitaker's CapStone Investments Experience May 2009 - November 2009
Job Institutional Sales at CapStone Investments
Industry Financial Services
Experience
CapStone Investments May 2009 - November 2009
Dahlman Rose & Co. January 2008 - March 2009
RFJ Meiswinkel February 2005 - December 2007
Education
University of California, San Diego 1989 — 1993
Bachelor's Degree in Spanish Literature
CapStone Investments May 2009 - November 2009
Dahlman Rose & Co. January 2008 - March 2009
RFJ Meiswinkel February 2005 - December 2007
Education
University of California, San Diego 1989 — 1993
Bachelor's Degree in Spanish Literature
Tad Dillon's CapStone Investments Experience May 2009 - Present
Job Head of Sales and Research at Capstone Investments
Industry Financial Services
Experience
Capstone Investments May 2009 - Present
Salomon Brothers 1986 - 1997
Education
Emory University 1970 — 1971
MBa, Finance
University of North Carolina at Chapel Hill
BS in Business and Accounting, business
Capstone Investments May 2009 - Present
Salomon Brothers 1986 - 1997
Education
Emory University 1970 — 1971
MBa, Finance
University of North Carolina at Chapel Hill
BS in Business and Accounting, business
Difei Yang's CapStone Investments Experience 2010 - September 2011
Job Managing Director at Brean Capital, LLC
Industry Investment Banking
Experience
Brean Capital, LLC December 2014 - Present
R.F. Lafferty August 2013 - December 2014
WallachBeth Capital July 2012 - August 2013
Auriga Global Investors, SV. September 2011 - June 2012
CapStone Investments 2010 - September 2011
BD 2006 - 2009
Solvay Pharmaceuticals 2000 - 2006
Kimberly-Clark 1998 - 2000
Spectrx 1996 - 1998
Skills
Pharmaceutical Industry, Biotechnology, Lifesciences, Mergers & Acquisitions, Equity Research, Equity Trading, Series 63, Series 86/87, Series 7, Equities, Financial Modeling, Valuation, Capital Markets, Portfolio Management, Hedge Funds, Investment Banking, Life Sciences, Investments
Education
University of California, Los Angeles
PhD
Georgia State University - J. Mack Robinson College of Business
MBA
Peking University
Bachelor's Degree
Brean Capital, LLC December 2014 - Present
R.F. Lafferty August 2013 - December 2014
WallachBeth Capital July 2012 - August 2013
Auriga Global Investors, SV. September 2011 - June 2012
CapStone Investments 2010 - September 2011
BD 2006 - 2009
Solvay Pharmaceuticals 2000 - 2006
Kimberly-Clark 1998 - 2000
Spectrx 1996 - 1998
Skills
Pharmaceutical Industry, Biotechnology, Lifesciences, Mergers & Acquisitions, Equity Research, Equity Trading, Series 63, Series 86/87, Series 7, Equities, Financial Modeling, Valuation, Capital Markets, Portfolio Management, Hedge Funds, Investment Banking, Life Sciences, Investments
Education
University of California, Los Angeles
PhD
Georgia State University - J. Mack Robinson College of Business
MBA
Peking University
Bachelor's Degree
Clayton Terris's CapStone Investments Experience June 2010 - September 2011
Job Investment Banking Analyst at Emory & Company
Industry Investment Banking
Experience
Emory & Co., LLC October 2011 - Present
CapStone Investments June 2010 - September 2011
Northwestern Mutual June 2009 - May 2010
Zywave 2007 - 2008
Education
University of Southern California - Marshall School of Business 2005 — 2009
BS - Business Administration, Finance
University of Southern California
Emory & Co., LLC October 2011 - Present
CapStone Investments June 2010 - September 2011
Northwestern Mutual June 2009 - May 2010
Zywave 2007 - 2008
Education
University of Southern California - Marshall School of Business 2005 — 2009
BS - Business Administration, Finance
University of Southern California
Chris Bamman's CapStone Investments Experience November 2011 - January 2013
Job
Industry Financial Services
Experience
ASCENDIANT CAPITAL GROUP January 2013 - December 2013
CapStone Investments November 2011 - January 2013
RODMAN & RENSHAW January 2010 - July 2010
MORGAN JOSEPH & CO., INC December 2004 - December 2008
THE DEPOSITORY TRUST AND CLEARING CORPORATION November 2003 - June 2004
ING November 2001 - January 2003
Advest, Inc. October 1997 - June 2001
Gruntal & Co. February 1995 - October 1997
Skills
Equities, Series 7, Capital Markets, Financial Modeling, Equity Research, Investments, Investment Banking, Valuation, Hedge Funds, Bloomberg, Alternative Investments, Series 63, Equity Valuation, Portfolio Management, Securities, Credit, Risk Management
Education
Adelphi University 1991 — 1994
MBA
Susquehanna University 1986 — 1990
B.S.
ASCENDIANT CAPITAL GROUP January 2013 - December 2013
CapStone Investments November 2011 - January 2013
RODMAN & RENSHAW January 2010 - July 2010
MORGAN JOSEPH & CO., INC December 2004 - December 2008
THE DEPOSITORY TRUST AND CLEARING CORPORATION November 2003 - June 2004
ING November 2001 - January 2003
Advest, Inc. October 1997 - June 2001
Gruntal & Co. February 1995 - October 1997
Skills
Equities, Series 7, Capital Markets, Financial Modeling, Equity Research, Investments, Investment Banking, Valuation, Hedge Funds, Bloomberg, Alternative Investments, Series 63, Equity Valuation, Portfolio Management, Securities, Credit, Risk Management
Education
Adelphi University 1991 — 1994
MBA
Susquehanna University 1986 — 1990
B.S.
Jeff Bacigalupi's CapStone Investments Experience 2008 - 2010
Job Highly experienced investment banking professional focused on middle market transactions in the US
Industry Financial Services
Experience
Jack Pine Capital, LLC July 2013 - Present
Rotate Black, Inc (ROBK.PK) 2011 - July 2013
Leonard Capital Markets 2010 - 2011
CapStone Investments 2008 - 2010
Susquehanna International Group 2006 - 2007
Sanford C. Bernstein 2000 - 2006
Deloitte & Touche 1999 - 2000
Skills
Equity Research, Alternative Investments, Series 7, Hedge Funds, Financial Modeling, Portfolio Management, Asset Managment, Valuation, Capital Markets, Investments, Financial Analysis, Securities, Equity Valuation, Fixed Income, Series 63, Bloomberg, Asset Allocation, Mutual Funds, Investment Banking, Investment Strategies, Finance, Corporate Finance, Derivatives, Asset Management, Equities, Mergers & Acquisitions
Education
University of Michigan - Stephen M. Ross School of Business
MBA, Finance, Corporate Strategy
Michigan State University
BA, Political Economy
Jack Pine Capital, LLC July 2013 - Present
Rotate Black, Inc (ROBK.PK) 2011 - July 2013
Leonard Capital Markets 2010 - 2011
CapStone Investments 2008 - 2010
Susquehanna International Group 2006 - 2007
Sanford C. Bernstein 2000 - 2006
Deloitte & Touche 1999 - 2000
Skills
Equity Research, Alternative Investments, Series 7, Hedge Funds, Financial Modeling, Portfolio Management, Asset Managment, Valuation, Capital Markets, Investments, Financial Analysis, Securities, Equity Valuation, Fixed Income, Series 63, Bloomberg, Asset Allocation, Mutual Funds, Investment Banking, Investment Strategies, Finance, Corporate Finance, Derivatives, Asset Management, Equities, Mergers & Acquisitions
Education
University of Michigan - Stephen M. Ross School of Business
MBA, Finance, Corporate Strategy
Michigan State University
BA, Political Economy
Kristen Avery's CapStone Investments Experience June 2005 - June 2007
Job Consultant at First Allied Securities
Industry Financial Services
Experience
First Allied Securities September 2013 - Present
First Allied Securities March 2013 - September 2013
First Allied Securities April 2011 - March 2013
Retirement Capital Group, Inc. June 2007 - April 2011
CapStone Investments June 2005 - June 2007
Goldman Sachs September 2000 - April 2005
Education
University of Iowa 1995 — 1999
B.B.A, Business
York High School
York High School
First Allied Securities September 2013 - Present
First Allied Securities March 2013 - September 2013
First Allied Securities April 2011 - March 2013
Retirement Capital Group, Inc. June 2007 - April 2011
CapStone Investments June 2005 - June 2007
Goldman Sachs September 2000 - April 2005
Education
University of Iowa 1995 — 1999
B.B.A, Business
York High School
York High School
Benjamin Blankenship's CapStone Investments Experience June 2010 - December 2010
Job Senior Analyst, OTC Structured Products at Northern Trust Hedge Fund Services
Industry Investment Banking
Experience
Northern Trust Hedge Fund Services October 2013 - Present
Deutsche Bank January 2011 - October 2013
CapStone Investments June 2010 - December 2010
River Capital Advisors February 2009 - August 2009
Investment Management Group August 2008 - November 2008
Camarda Wealth Advisory Group June 2008 - August 2008
Ameris Bank March 2006 - June 2008
Skills
Equities, Fixed Income, Derivatives, Prime Brokerage, Equity Swaps, Investment Banking, Financial Risk, Finance, Back Office, Capital Markets, Trading, Bloomberg, Hedge Funds
Education
University of North Florida
Bachelors, Business Administration; Finance; Investments
Northern Trust Hedge Fund Services October 2013 - Present
Deutsche Bank January 2011 - October 2013
CapStone Investments June 2010 - December 2010
River Capital Advisors February 2009 - August 2009
Investment Management Group August 2008 - November 2008
Camarda Wealth Advisory Group June 2008 - August 2008
Ameris Bank March 2006 - June 2008
Skills
Equities, Fixed Income, Derivatives, Prime Brokerage, Equity Swaps, Investment Banking, Financial Risk, Finance, Back Office, Capital Markets, Trading, Bloomberg, Hedge Funds
Education
University of North Florida
Bachelors, Business Administration; Finance; Investments
Craig Warner's CapStone Investments Experience August 2003 - January 2013
Job Institutional Sales Trader at Ascendiant Capital Markets
Industry Investment Management
Experience
Make-A-Wish America August 2004 - Present
ASCENDIANT CAPITAL MARKETS January 2013 - June 2014
CapStone Investments August 2003 - January 2013
First Allied Securities December 1996 - May 2003
Skills
Series 7, Series 63, Series 55, Series 24, FINRA, Equities, Securities, Financial Analysis, Hedge Funds, Bloomberg, Trading, Capital Markets, Fixed Income, Mutual Funds, Options, Financial Markets, Asset Allocation, Alternative Investments, Equity Trading, Asset Management, Due Diligence, Equity Research, Investments, Private Equity, Portfolio Management, Investment Strategies, Valuation, Bonds
Education
San Diego State University-California State University 1989 — 1993
Bachelor of Science (B.S.), Finance, General
San Diego State University-California State University 1989 — 1993
Bachelor of Science (B.S.) Finance, Finance, General
Make-A-Wish America August 2004 - Present
ASCENDIANT CAPITAL MARKETS January 2013 - June 2014
CapStone Investments August 2003 - January 2013
First Allied Securities December 1996 - May 2003
Skills
Series 7, Series 63, Series 55, Series 24, FINRA, Equities, Securities, Financial Analysis, Hedge Funds, Bloomberg, Trading, Capital Markets, Fixed Income, Mutual Funds, Options, Financial Markets, Asset Allocation, Alternative Investments, Equity Trading, Asset Management, Due Diligence, Equity Research, Investments, Private Equity, Portfolio Management, Investment Strategies, Valuation, Bonds
Education
San Diego State University-California State University 1989 — 1993
Bachelor of Science (B.S.), Finance, General
San Diego State University-California State University 1989 — 1993
Bachelor of Science (B.S.) Finance, Finance, General