Caris & Company
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Caris & Company Employees
Employee
Years
Job
Industry
Darren Caris Darren Caris's Caris & Company Experience June 2002 - December 2013
Job CEO at Caris Global Advisors
Industry Financial Services
Experience
Caris Global Advisors January 2014 - Present
Great Eagle Lighting October 2014 - Present
Caris & Company June 2002 - December 2013
Granite Financial Group June 1999 - March 2002
Torrey Pines Securities August 1996 - May 1999
Gruntal & Company June 1993 - June 1996
Skills
Board of Directors, Capital Markets, Investment Banking, Mergers & Acquisitions, Hedge Funds, Securities, Finance, Equity Trading, Trading, Venture Capital, Investments, Capital, Private Equity, Due Diligence, Economics, Wall Street, Financial Modeling, Equity Research, Series 7, Broker-Dealer, Restructuring, Corporate Finance, Private Placements, Alternative Investments, Equities, IPO, Board Development, Board Governance, Corporate Development
Education
University of California, San Diego 1989 — 1993
BA, Economics
Caris Global Advisors January 2014 - Present
Great Eagle Lighting October 2014 - Present
Caris & Company June 2002 - December 2013
Granite Financial Group June 1999 - March 2002
Torrey Pines Securities August 1996 - May 1999
Gruntal & Company June 1993 - June 1996
Skills
Board of Directors, Capital Markets, Investment Banking, Mergers & Acquisitions, Hedge Funds, Securities, Finance, Equity Trading, Trading, Venture Capital, Investments, Capital, Private Equity, Due Diligence, Economics, Wall Street, Financial Modeling, Equity Research, Series 7, Broker-Dealer, Restructuring, Corporate Finance, Private Placements, Alternative Investments, Equities, IPO, Board Development, Board Governance, Corporate Development
Education
University of California, San Diego 1989 — 1993
BA, Economics
Robert Cihra Robert Cihra's Caris & Company Experience January 2009 - July 2011
Job Managing Director, Technology Analyst
Industry Financial Services
Experience
Sterne Agee CRT August 2015 - Present
Evercore ISI August 2011 - May 2015
Caris & Company January 2009 - July 2011
Brompton Cross Capital January 2006 - December 2008
Fulcrum Global Partners January 2002 - December 2005
ABN Amro/ING Barings/Furman Selz 1997 - 2001
Skills
Equity Valuation, Equities, Investment Banking, Equity Research, Valuation, Hedge Funds, Asset Management, Financial Modeling, Capital Markets, Venture Capital, Fixed Income, Alternative Investments
Education
Ivey Business School at Western University 1991 — 1993
MBA, Economics
Sterne Agee CRT August 2015 - Present
Evercore ISI August 2011 - May 2015
Caris & Company January 2009 - July 2011
Brompton Cross Capital January 2006 - December 2008
Fulcrum Global Partners January 2002 - December 2005
ABN Amro/ING Barings/Furman Selz 1997 - 2001
Skills
Equity Valuation, Equities, Investment Banking, Equity Research, Valuation, Hedge Funds, Asset Management, Financial Modeling, Capital Markets, Venture Capital, Fixed Income, Alternative Investments
Education
Ivey Business School at Western University 1991 — 1993
MBA, Economics
Justin Gans Justin Gans's Caris & Company Experience July 2007 - October 2008
Job
Industry Defense & Space
Experience
Northrop Grumman Corporation January 2013 - Present
Northrop Grumman Corporation November 2008 - Present
Caris & Company July 2007 - October 2008
FBR January 2005 - May 2007
US Navy May 1994 - December 2005
Skills
Business Development, Financial Analysis, Project Management, Consulting, Strategic Planning, Program Management, Risk Management, Mergers, Business Strategy, Financial Modeling, Valuation, Team Building, Management Consulting, Team Leadership, Cross-functional Team..., Leadership, Change Management, DoD, Operational Planning, Operations Management
Education
IMD 2004 — 2004
MBA
US Naval Academy 1990 — 1994
BS
Northrop Grumman Corporation January 2013 - Present
Northrop Grumman Corporation November 2008 - Present
Caris & Company July 2007 - October 2008
FBR January 2005 - May 2007
US Navy May 1994 - December 2005
Skills
Business Development, Financial Analysis, Project Management, Consulting, Strategic Planning, Program Management, Risk Management, Mergers, Business Strategy, Financial Modeling, Valuation, Team Building, Management Consulting, Team Leadership, Cross-functional Team..., Leadership, Change Management, DoD, Operational Planning, Operations Management
Education
IMD 2004 — 2004
MBA
US Naval Academy 1990 — 1994
BS
John Slack John Slack's Caris & Company Experience February 2012 - December 2012
Job Tech Finance Professional, Advisor, Investor
Industry Information Technology and Services
Experience
Quickswood Capital Partners January 2014 - Present
various start-ups July 2013 - Present
Emulex January 2013 - April 2013
Caris & Company February 2012 - December 2012
Citi April 2010 - December 2011
Citi August 2007 - April 2010
Morningstar, Inc May 2004 - August 2007
Skills
Equity Research, Valuation, Equities, Financial Modeling, Private Equity, Investment Banking, Mergers & Acquisitions, Morningstar Direct, Emerging Markets, Venture Capital, Strategy, Forecasting, Equity Valuation, Portfolio Management, Investments, Capital Markets, Hedge Funds, Bloomberg, Asset Managment, Financial Analysis, Fixed Income, DCF, Series 7, Investment Management, Corporate Finance, Alternative Investments, Mutual Funds, Chartered Financial..., Cloud Computing, SaaS, IaaS, Business Strategy, Mergers
Education
University of Michigan - Stephen M. Ross School of Business
Master of Business Administration (MBA), Finance & Strategy
Hamilton College
Bachelor of Arts (BA), Economics
The London School of Economics and Political Science (LSE)
General Course Diploma (Year Abroad), Economics
Quickswood Capital Partners January 2014 - Present
various start-ups July 2013 - Present
Emulex January 2013 - April 2013
Caris & Company February 2012 - December 2012
Citi April 2010 - December 2011
Citi August 2007 - April 2010
Morningstar, Inc May 2004 - August 2007
Skills
Equity Research, Valuation, Equities, Financial Modeling, Private Equity, Investment Banking, Mergers & Acquisitions, Morningstar Direct, Emerging Markets, Venture Capital, Strategy, Forecasting, Equity Valuation, Portfolio Management, Investments, Capital Markets, Hedge Funds, Bloomberg, Asset Managment, Financial Analysis, Fixed Income, DCF, Series 7, Investment Management, Corporate Finance, Alternative Investments, Mutual Funds, Chartered Financial..., Cloud Computing, SaaS, IaaS, Business Strategy, Mergers
Education
University of Michigan - Stephen M. Ross School of Business
Master of Business Administration (MBA), Finance & Strategy
Hamilton College
Bachelor of Arts (BA), Economics
The London School of Economics and Political Science (LSE)
General Course Diploma (Year Abroad), Economics
Julia Jeub Julia Jeub's Caris & Company Experience February 2003 - December 2012
Job Vice President Administration and Operations at Western Financial Corporation
Industry Financial Services
Experience
Western Financial Corporation January 2013 - Present
Caris & Company February 2003 - December 2012
Skills
Compliance, Operations, Administration, Broker Dealer, Commissions Specialist, System Administration, Investments, Financial Analysis, Series 7, Series 63, Alternative Investments, Asset Management, Broker-Dealer, Capital Markets, Due Diligence, Equities, Equity Research, Equity Trading, FINRA, Finance, Financial Modeling, Financial Reporting, Financial Services, Hedge Funds, Investment Banking, Investor Relations, Management, Mergers, Mutual Funds, Risk Management, Securities, Series 24, Trading
Education
Aquinas College 1983 — 1984
Tennessee State University
Western Financial Corporation January 2013 - Present
Caris & Company February 2003 - December 2012
Skills
Compliance, Operations, Administration, Broker Dealer, Commissions Specialist, System Administration, Investments, Financial Analysis, Series 7, Series 63, Alternative Investments, Asset Management, Broker-Dealer, Capital Markets, Due Diligence, Equities, Equity Research, Equity Trading, FINRA, Finance, Financial Modeling, Financial Reporting, Financial Services, Hedge Funds, Investment Banking, Investor Relations, Management, Mergers, Mutual Funds, Risk Management, Securities, Series 24, Trading
Education
Aquinas College 1983 — 1984
Tennessee State University
Ajay Chohan Ajay Chohan's Caris & Company Experience July 2008 - June 2009
Job Swagbucks.com, AjayChohan.com
Industry Internet
Experience
PRODÉGÉ, LLC January 2014 - Present
AjayChohan.com December 2013 - Present
oDesk June 2013 - December 2013
RBC Capital Markets May 2011 - July 2012
KeyBanc Capital Markets July 2010 - April 2011
Caris & Company July 2008 - June 2009
Skills
Strategic Partnerships, Mergers & Acquisitions, Investment Banking, Business Development, Valuation, Financial Modeling, Mobile Game Development, Equity Trading, Customer Acquisition, Online Advertising, Quantitative Analytics, Performance Based..., Go-to-market Strategy
Education
University of California, San Diego 2006 — 2010
Bachelors of Arts, Economics and Political Science - International Relations
PRODÉGÉ, LLC January 2014 - Present
AjayChohan.com December 2013 - Present
oDesk June 2013 - December 2013
RBC Capital Markets May 2011 - July 2012
KeyBanc Capital Markets July 2010 - April 2011
Caris & Company July 2008 - June 2009
Skills
Strategic Partnerships, Mergers & Acquisitions, Investment Banking, Business Development, Valuation, Financial Modeling, Mobile Game Development, Equity Trading, Customer Acquisition, Online Advertising, Quantitative Analytics, Performance Based..., Go-to-market Strategy
Education
University of California, San Diego 2006 — 2010
Bachelors of Arts, Economics and Political Science - International Relations
Anthony Matarazzo Anthony Matarazzo's Caris & Company Experience 2007 - 2010
Job Independent Information Technology and Services Professional
Industry Information Technology and Services
Experience
Needly, Inc. March 2012 - July 2015
Help Worldwide, Inc 2011 - 2012
Checkpoints LLC 2010 - 2011
Photographers' Gallery 2006 - 2011
SOURCE Inc. 2007 - 2010
Caris & Company 2007 - 2010
eSolutions 2006 - 2010
Platypus Studios 2001 - 2007
Elemental Software 2005 - 2006
MCY Multimedia 2001 - 2003
Skills
HTML 5, JavaScript, jQuery, PHP, Subversion, MySQL, Web Development, AJAX, Apache, Zend Framework, CSS, XHTML, Linux, HTML, Mobile Applications, Symfony, MVC, XML, Node.js, Git, SEO, Software Development, ASP, OOP, CMS, REST, Programming, WordPress, Microsoft SQL Server, Oracle, Memcached, Smarty, ImageMagick, Photoshop, Redis, Doctrine, PostgreSQL, PhoneGap, MongoDB, Twig, Sencha Touch
Education
College of the Canyons
Computer Science
DeVry University-California
Internet Information Science
Needly, Inc. March 2012 - July 2015
Help Worldwide, Inc 2011 - 2012
Checkpoints LLC 2010 - 2011
Photographers' Gallery 2006 - 2011
SOURCE Inc. 2007 - 2010
Caris & Company 2007 - 2010
eSolutions 2006 - 2010
Platypus Studios 2001 - 2007
Elemental Software 2005 - 2006
MCY Multimedia 2001 - 2003
Skills
HTML 5, JavaScript, jQuery, PHP, Subversion, MySQL, Web Development, AJAX, Apache, Zend Framework, CSS, XHTML, Linux, HTML, Mobile Applications, Symfony, MVC, XML, Node.js, Git, SEO, Software Development, ASP, OOP, CMS, REST, Programming, WordPress, Microsoft SQL Server, Oracle, Memcached, Smarty, ImageMagick, Photoshop, Redis, Doctrine, PostgreSQL, PhoneGap, MongoDB, Twig, Sencha Touch
Education
College of the Canyons
Computer Science
DeVry University-California
Internet Information Science
Mon-Han (Hans) Chung, CFA Mon-Han (Hans) Chung, CFA's Caris & Company Experience July 2010 - April 2012
Job Equity Research
Industry Investment Banking
Experience
Pacific Crest Securities July 2013 - Present
IYoYo September 2012 - April 2013
Caris & Company July 2010 - April 2012
Chinatrust Commercial Bank July 2009 - August 2009
PIDA July 2007 - June 2008
AU Optronics March 2004 - November 2006
Cipherium Systems May 2003 - August 2003
Skills
NAND Flash, LCD, Valuation, Financial Analysis, Due Diligence, Semiconductors, Venture Capital, Equity Research, Corporate Finance, Private Equity, Mandarin, Mergers, Matlab, Renewable Energy, Equity Valuation, IC, Investments, Strategy, Product Development, Investment Banking, Capital Markets, Cross-functional Team..., Competitive Analysis, IPO, Emerging Markets, Bloomberg, Equities, Asset Managment, Corporate Development, Forecasting, VBA, Start-ups, Hedge Funds, Derivatives
Education
University of Michigan - Stephen M. Ross School of Business 2008 — 2010
MBA, Finance, Corporate Strategy
University of Michigan 2002 — 2004
MS, Electrical Engineering
National Taiwan University 1998 — 2002
BS, Electrical Engineering
Pacific Crest Securities July 2013 - Present
IYoYo September 2012 - April 2013
Caris & Company July 2010 - April 2012
Chinatrust Commercial Bank July 2009 - August 2009
PIDA July 2007 - June 2008
AU Optronics March 2004 - November 2006
Cipherium Systems May 2003 - August 2003
Skills
NAND Flash, LCD, Valuation, Financial Analysis, Due Diligence, Semiconductors, Venture Capital, Equity Research, Corporate Finance, Private Equity, Mandarin, Mergers, Matlab, Renewable Energy, Equity Valuation, IC, Investments, Strategy, Product Development, Investment Banking, Capital Markets, Cross-functional Team..., Competitive Analysis, IPO, Emerging Markets, Bloomberg, Equities, Asset Managment, Corporate Development, Forecasting, VBA, Start-ups, Hedge Funds, Derivatives
Education
University of Michigan - Stephen M. Ross School of Business 2008 — 2010
MBA, Finance, Corporate Strategy
University of Michigan 2002 — 2004
MS, Electrical Engineering
National Taiwan University 1998 — 2002
BS, Electrical Engineering
James Molloy James Molloy's Caris & Company Experience November 2008 - June 2011
Job Managing Director, Specialty Pharmaceuticals & Biotechnology at Laidlaw & Company UK Ltd.
Industry Investment Management
Experience
Laidlaw & Company UK Ltd. April 2015 - Present
Summer Street Research Partners March 2014 - March 2015
Janney Montgomery Scott December 2012 - March 2014
ThinkEquity LLC June 2011 - December 2012
Caris & Company November 2008 - June 2011
Oppenheimer & Co. March 2004 - January 2008
Skills
Pharmaceutical Industry, Biotechnology, Due Diligence, Series 7, Financial Analysis, Corporate Finance, Alternative Investments, Mergers, Venture Capital, Series 63, Investment Strategies
Education
Babson College - Franklin W. Olin Graduate School of Business 1996 — 1998
Master of Business Administration (MBA), Finance, General
University of Colorado at Boulder 1987 — 1992
BA, Environmental Science
Roxbury Latin School 1982 — 1987
Laidlaw & Company UK Ltd. April 2015 - Present
Summer Street Research Partners March 2014 - March 2015
Janney Montgomery Scott December 2012 - March 2014
ThinkEquity LLC June 2011 - December 2012
Caris & Company November 2008 - June 2011
Oppenheimer & Co. March 2004 - January 2008
Skills
Pharmaceutical Industry, Biotechnology, Due Diligence, Series 7, Financial Analysis, Corporate Finance, Alternative Investments, Mergers, Venture Capital, Series 63, Investment Strategies
Education
Babson College - Franklin W. Olin Graduate School of Business 1996 — 1998
Master of Business Administration (MBA), Finance, General
University of Colorado at Boulder 1987 — 1992
BA, Environmental Science
Roxbury Latin School 1982 — 1987
Travis Lander Travis Lander's Caris & Company Experience June 2011 - September 2011
Job Account Manager at Somo
Industry Marketing and Advertising
Experience
Somo Ltd August 2014 - Present
Somo Ltd November 2013 - July 2014
Somo Ltd February 2013 - December 2013
Caris & Company June 2011 - September 2011
CRT Capital Group June 2010 - August 2010
Gerald Metals September 2006 - January 2007
Skills
Valuation, Investment Banking, Mergers & Acquisitions, Investments, Microsoft Excel, Financial Modeling, Finance, Financial Analysis, Research, PowerPoint, Strategic Financial..., Accounting, Mergers, Business Development, Analysis, Online Advertising, Social Media, Digital Strategy
Education
Santa Clara University - Leavey School of Business 2008 — 2012
Bachelors in Commerce, Finance
Somo Ltd August 2014 - Present
Somo Ltd November 2013 - July 2014
Somo Ltd February 2013 - December 2013
Caris & Company June 2011 - September 2011
CRT Capital Group June 2010 - August 2010
Gerald Metals September 2006 - January 2007
Skills
Valuation, Investment Banking, Mergers & Acquisitions, Investments, Microsoft Excel, Financial Modeling, Finance, Financial Analysis, Research, PowerPoint, Strategic Financial..., Accounting, Mergers, Business Development, Analysis, Online Advertising, Social Media, Digital Strategy
Education
Santa Clara University - Leavey School of Business 2008 — 2012
Bachelors in Commerce, Finance
John Sourbeer's Caris & Company Experience February 2010 - June 2011
Job Senior Associate at Marker LLC
Industry Venture Capital & Private Equity
Experience
Marker LLC July 2012 - September 2014
Mizuho Securities USA Inc. June 2011 - June 2012
Caris & Company February 2010 - June 2011
FTN Equity Capital Markets April 2008 - February 2010
Liberty Mutual Group April 2005 - August 2008
Skills
Equity Research, Equities, Series 7, Microsoft Excel, Investments, Bloomberg, Financial Modeling, Valuation, Hedge Funds, Factset, Thomson One, C++, Flash, Excel, Portfolio Management, Private Equity, Venture Capital, Mergers & Acquisitions, Due Diligence, Capital IQ
Education
Boston College - Wallace E. Carroll Graduate School of Management 2006 — 2009
MBA, Concentration in Asset Management
Boston College 2000 — 2004
B.S., Finance / Marketing
Marker LLC July 2012 - September 2014
Mizuho Securities USA Inc. June 2011 - June 2012
Caris & Company February 2010 - June 2011
FTN Equity Capital Markets April 2008 - February 2010
Liberty Mutual Group April 2005 - August 2008
Skills
Equity Research, Equities, Series 7, Microsoft Excel, Investments, Bloomberg, Financial Modeling, Valuation, Hedge Funds, Factset, Thomson One, C++, Flash, Excel, Portfolio Management, Private Equity, Venture Capital, Mergers & Acquisitions, Due Diligence, Capital IQ
Education
Boston College - Wallace E. Carroll Graduate School of Management 2006 — 2009
MBA, Concentration in Asset Management
Boston College 2000 — 2004
B.S., Finance / Marketing
Bonnie Kwan's Caris & Company Experience June 2011 - August 2011
Job Consultant at Deloitte Consulting LLP
Industry Financial Services
Experience
Deloitte June 2012 - Present
Archaeological Institute of America September 2011 - May 2012
Caris & Company June 2011 - August 2011
Boston Medical Center September 2009 - December 2010
Skills
Microsoft Office, Event Management, Microsoft Excel, PowerPoint, Data Entry, Sales, Finance, Auditing, Data Analysis, Microsoft Word, Access, Research, Social Media, Spanish, Event Planning, Project Management, Outlook, Facebook, Market Research, Public Speaking, Financial Analysis, Teamwork, Analysis, Social Media Marketing
Education
Boston University Questrom School of Business 2008 — 2012
Bachelor’s Degree, Finance; Minor, Art History
Brooklyn Technical High School 2004 — 2008
High School Diploma, Social Science Research
Deloitte June 2012 - Present
Archaeological Institute of America September 2011 - May 2012
Caris & Company June 2011 - August 2011
Boston Medical Center September 2009 - December 2010
Skills
Microsoft Office, Event Management, Microsoft Excel, PowerPoint, Data Entry, Sales, Finance, Auditing, Data Analysis, Microsoft Word, Access, Research, Social Media, Spanish, Event Planning, Project Management, Outlook, Facebook, Market Research, Public Speaking, Financial Analysis, Teamwork, Analysis, Social Media Marketing
Education
Boston University Questrom School of Business 2008 — 2012
Bachelor’s Degree, Finance; Minor, Art History
Brooklyn Technical High School 2004 — 2008
High School Diploma, Social Science Research
Tim Kallas Tim Kallas's Caris & Company Experience 2008 - November 2011
Job Institutional Equity Sales
Industry Investment Banking
Experience
None Director, Institutional Equity SalesMizuho Securities USA Inc.November 2011 - May 2013
Caris & Company 2008 - November 2011
Oppenheimer & Co. November 2005 - June 2008
Wells Fargo Securities, LLC October 2002 - September 2005
Robertson Stephens January 2001 - July 2002
JP Morgan April 1999 - January 2001
Bear Stearns September 1993 - April 1999
US Army 1987 - 1992
Skills
Equities, Hedge Funds, Equity Research, Capital Markets, Series 7, Series 63, Equity Trading, Alternative Investments, Bloomberg, Securities, Financial Modeling, Investments, Valuation, Investment Banking, Mutual Funds, Portfolio Management, Fixed Income, IPO, Options, Asset Management, FINRA, Trading, Electronic Trading
Education
California State Polytechnic University-Pomona 1984 — 1987
BS, Business
New Mexico Military Institute 1982 — 1984
Associate's degree, Business, Management, Marketing, and Related Support Services
None Director, Institutional Equity SalesMizuho Securities USA Inc.November 2011 - May 2013
Caris & Company 2008 - November 2011
Oppenheimer & Co. November 2005 - June 2008
Wells Fargo Securities, LLC October 2002 - September 2005
Robertson Stephens January 2001 - July 2002
JP Morgan April 1999 - January 2001
Bear Stearns September 1993 - April 1999
US Army 1987 - 1992
Skills
Equities, Hedge Funds, Equity Research, Capital Markets, Series 7, Series 63, Equity Trading, Alternative Investments, Bloomberg, Securities, Financial Modeling, Investments, Valuation, Investment Banking, Mutual Funds, Portfolio Management, Fixed Income, IPO, Options, Asset Management, FINRA, Trading, Electronic Trading
Education
California State Polytechnic University-Pomona 1984 — 1987
BS, Business
New Mexico Military Institute 1982 — 1984
Associate's degree, Business, Management, Marketing, and Related Support Services
Mandy Lindly Mandy Lindly's Caris & Company Experience September 2007 - December 2012
Job Institution Sales at Compass Point Research & Trading, LLC
Industry Financial Services
Experience
Caris & Company September 2007 - December 2012
FBR 1999 - 2006
Skills
Series 7, Equities, Series 63, Investments, Securities, Marketing, Roadshows, Alternative Investments, FINRA, Equity Trading, Equity Valuation, CRM, Portfolio Management, Investment Strategies, Private Equity, Fixed Income, Financial Modeling
Education
Eastern Washington University 1997 — 1999
Bachelor's degree, Finance & Economics
Caris & Company September 2007 - December 2012
FBR 1999 - 2006
Skills
Series 7, Equities, Series 63, Investments, Securities, Marketing, Roadshows, Alternative Investments, FINRA, Equity Trading, Equity Valuation, CRM, Portfolio Management, Investment Strategies, Private Equity, Fixed Income, Financial Modeling
Education
Eastern Washington University 1997 — 1999
Bachelor's degree, Finance & Economics
Dorothy Lakner's Caris & Company Experience March 2009 - December 2012
Job Managing Director at Topeka Capital Markets, Inc
Industry Capital Markets
Experience
Caris & Company March 2009 - December 2012
CIBC World Markets November 1997 - October 2007
Oppenheimer & Co. March 1991 - November 1997
Deutsche Bank Capital Corp. February 1988 - March 1991
E.F. Hutton & Co. January 1987 - November 1987
L.F.Rothschild Unterberg Towbin June 1984 - December 1986
Skills
Equity Research, Retail, Equities, Corporate Finance, Valuation, Financial Modeling, Investments, Series 7, Equity Valuation, Alternative Investments, Capital Markets, Securities, Chartered Financial..., Investment Management, Due Diligence, Institutional..., Mergers & Acquisitions, M&A experience, Series 63, Mutual Funds
Education
The University of Chicago
Ph.D.
Middlebury College
M.A.
Mount Holyoke College 1969 — 1973
A.B.
Sweet briar Junior Year in France
Caris & Company March 2009 - December 2012
CIBC World Markets November 1997 - October 2007
Oppenheimer & Co. March 1991 - November 1997
Deutsche Bank Capital Corp. February 1988 - March 1991
E.F. Hutton & Co. January 1987 - November 1987
L.F.Rothschild Unterberg Towbin June 1984 - December 1986
Skills
Equity Research, Retail, Equities, Corporate Finance, Valuation, Financial Modeling, Investments, Series 7, Equity Valuation, Alternative Investments, Capital Markets, Securities, Chartered Financial..., Investment Management, Due Diligence, Institutional..., Mergers & Acquisitions, M&A experience, Series 63, Mutual Funds
Education
The University of Chicago
Ph.D.
Middlebury College
M.A.
Mount Holyoke College 1969 — 1973
A.B.
Sweet briar Junior Year in France
Saagar Kurani's Caris & Company Experience June 2010 - August 2010
Job Product Manager at Charles Schwab
Industry Financial Services
Experience
Charles Schwab May 2014 - Present
Wells Fargo Bank August 2011 - August 2014
Caris & Company June 2010 - August 2010
NASA Ames Research Center June 2006 - May 2007
Skills
Music Education, Music Production, Guitar, Music, Economics, Financial Analysis, Investments, Data Analysis, Business Analysis, Leadership, Analysis, Banking, Microsoft Excel, Product Management, Project Management, Strategy, Product Development, Risk Management, Competitive Analysis, Portfolio Management, Business Development, Entrepreneurship, Operations Management
Education
University of California, San Diego 2007 — 2010
Economics, Economics
De Anza College
Charles Schwab May 2014 - Present
Wells Fargo Bank August 2011 - August 2014
Caris & Company June 2010 - August 2010
NASA Ames Research Center June 2006 - May 2007
Skills
Music Education, Music Production, Guitar, Music, Economics, Financial Analysis, Investments, Data Analysis, Business Analysis, Leadership, Analysis, Banking, Microsoft Excel, Product Management, Project Management, Strategy, Product Development, Risk Management, Competitive Analysis, Portfolio Management, Business Development, Entrepreneurship, Operations Management
Education
University of California, San Diego 2007 — 2010
Economics, Economics
De Anza College
Brian Galdorisi's Caris & Company Experience June 2003 - December 2004
Job Regional Sales Manager at Salesforce.com
Industry Internet
Experience
Salesforce.com February 2015 - Present
Salesforce February 2014 - January 2015
Salesforce November 2010 - January 2014
Salesforce September 2008 - October 2010
Salesforce September 2007 - August 2008
Salesforce November 2006 - August 2007
Salesforce January 2006 - October 2006
Merriman Capital, Inc. December 2004 - December 2005
Caris & Company June 2003 - December 2004
Goldman Sachs October 1999 - October 2002
Skills
Sales Process, CRM, Equities, Salesforce.com, Financial Services, Trading, SaaS, Investments, Investment Banking, Financial Modeling, Account Management, Financial Advisory, Integrated Marketing, Metadata, Building Relationships, Underwriting, Entrepreneurship, Strategic Partnerships, Cloud Computing, Analytics, Business Development, Start-ups, Strategy, Go-to-market Strategy, Enterprise Software, Dance Instruction
Education
Boston College 1994 — 1998
Bachelor of Science, Carroll School of Managamanet: Marketing
Salesforce.com February 2015 - Present
Salesforce February 2014 - January 2015
Salesforce November 2010 - January 2014
Salesforce September 2008 - October 2010
Salesforce September 2007 - August 2008
Salesforce November 2006 - August 2007
Salesforce January 2006 - October 2006
Merriman Capital, Inc. December 2004 - December 2005
Caris & Company June 2003 - December 2004
Goldman Sachs October 1999 - October 2002
Skills
Sales Process, CRM, Equities, Salesforce.com, Financial Services, Trading, SaaS, Investments, Investment Banking, Financial Modeling, Account Management, Financial Advisory, Integrated Marketing, Metadata, Building Relationships, Underwriting, Entrepreneurship, Strategic Partnerships, Cloud Computing, Analytics, Business Development, Start-ups, Strategy, Go-to-market Strategy, Enterprise Software, Dance Instruction
Education
Boston College 1994 — 1998
Bachelor of Science, Carroll School of Managamanet: Marketing
Chelsea Camarata's Caris & Company Experience June 2009 - September 2009
Job Marketing Campaign Coordinator at Dealer.com
Industry Automotive
Experience
Dealer.com May 2013 - Present
Dealer.com July 2011 - May 2013
Fletcher Allen Health Care June 2010 - August 2010
Southern New Hampshire University September 2009 - August 2010
Caris & Company June 2009 - September 2009
Skills
Microsoft Excel, Competitive Analysis, Marketing Communications, Analysis, Business Planning, Management, Social Media Marketing, Training
Education
Southern New Hampshire University 2009 — 2010
MBA, Business
Champlain College 2005 — 2009
Business, Business
Dealer.com May 2013 - Present
Dealer.com July 2011 - May 2013
Fletcher Allen Health Care June 2010 - August 2010
Southern New Hampshire University September 2009 - August 2010
Caris & Company June 2009 - September 2009
Skills
Microsoft Excel, Competitive Analysis, Marketing Communications, Analysis, Business Planning, Management, Social Media Marketing, Training
Education
Southern New Hampshire University 2009 — 2010
MBA, Business
Champlain College 2005 — 2009
Business, Business
Baron Bruno, MBA, SRES's Caris & Company Experience 2003 - 2004
Job
Industry Real Estate
Experience
The Judge Group January 2013 - October 2013
Better Communications January 2012 - November 2012
Decker Communications September 2010 - January 2012
EcoAid May 2009 - October 2009
Scottsdale Active 20/30 Club February 2004 - May 2009
Thunderbird School of Global Management August 2007 - December 2008
BEZTAK COMPANIES November 2007 - October 2008
Cystic Fibrosis Foundation February 2008 - August 2008
Hendricks & Partners March 2004 - November 2007
Caris & Company 2003 - 2004
Skills
Leadership Development, Coaching, Sales, New Business Development, Solution Selling, Marketing Strategy, Consulting, Lead Generation, Change Management, Building Relationships, Organizational..., Contract Negotiation, Project Management, Social Networking, Team Management, Business Networking, Business Communications, Strategy, International Business, Philanthropy, Customer Satisfaction, Start-up Environment, Emerging Technologies, Consultative Selling..., Sustainability..., Collaborative Problem..., Commercial Real Estate, Real Estate Transactions, Executive Level..., Managerial Skills, Partnership Development, Social Media Marketing, Training & Development, Institutional Clients, Analytical Abilities, Innovative Problem..., Customer Loyalty, Professional Phone..., Organizational..., Short Sales, HUD Foreclosures, Commercial Leasing, Seller Representation, Buyer Representation, Purchase Contracts, Investment Properties, Assisting First Time..., Listings, Brokerage, Apartments
Education
Thunderbird School of Global Management 2007 — 2010
Executive MBA
University of Arizona 1988 — 1992
BSBA
Danish Institute for Study Abroad (DIS) 1991 — 1992
Maximo Nivel - Costa Rica 2010 — 2010
TEFL
American Conservatory Theater 1997 — 2000
Various acting classes
Lee Strasberg Theatre & Film Institute 1997 — 1997
Actor
The Judge Group January 2013 - October 2013
Better Communications January 2012 - November 2012
Decker Communications September 2010 - January 2012
EcoAid May 2009 - October 2009
Scottsdale Active 20/30 Club February 2004 - May 2009
Thunderbird School of Global Management August 2007 - December 2008
BEZTAK COMPANIES November 2007 - October 2008
Cystic Fibrosis Foundation February 2008 - August 2008
Hendricks & Partners March 2004 - November 2007
Caris & Company 2003 - 2004
Skills
Leadership Development, Coaching, Sales, New Business Development, Solution Selling, Marketing Strategy, Consulting, Lead Generation, Change Management, Building Relationships, Organizational..., Contract Negotiation, Project Management, Social Networking, Team Management, Business Networking, Business Communications, Strategy, International Business, Philanthropy, Customer Satisfaction, Start-up Environment, Emerging Technologies, Consultative Selling..., Sustainability..., Collaborative Problem..., Commercial Real Estate, Real Estate Transactions, Executive Level..., Managerial Skills, Partnership Development, Social Media Marketing, Training & Development, Institutional Clients, Analytical Abilities, Innovative Problem..., Customer Loyalty, Professional Phone..., Organizational..., Short Sales, HUD Foreclosures, Commercial Leasing, Seller Representation, Buyer Representation, Purchase Contracts, Investment Properties, Assisting First Time..., Listings, Brokerage, Apartments
Education
Thunderbird School of Global Management 2007 — 2010
Executive MBA
University of Arizona 1988 — 1992
BSBA
Danish Institute for Study Abroad (DIS) 1991 — 1992
Maximo Nivel - Costa Rica 2010 — 2010
TEFL
American Conservatory Theater 1997 — 2000
Various acting classes
Lee Strasberg Theatre & Film Institute 1997 — 1997
Actor
Chris Shackleton's Caris & Company Experience March 2008 - November 2009
Job Associate Investment Advisor Wealth Management
Industry Financial Services
Experience
PNC April 2013 - Present
Shackleton Associates LTD. November 2009 - April 2013
Advocate Commercial Real Estate Advisors February 2010 - April 2010
Caris & Company March 2008 - November 2009
Caris & Company March 2007 - March 2008
Tsunami Capital LLC May 2005 - December 2006
Open Text May 2004 - August 2004
Lacrosse America October 2001 - August 2003
Skills
Mergers, Private Placements, Due Diligence, IPO, Investment Banking, Financial Modeling, Mergers & Acquisitions, Asset Management, Investments, Wealth Management, Equities, Valuation, Capital Markets, Hedge Funds, Alternative Investments, Financial Analysis
Education
University of Richmond - Robins School of Business 2002 — 2006
BSBA, Marketing and Finance
Hinsdale Central
PNC April 2013 - Present
Shackleton Associates LTD. November 2009 - April 2013
Advocate Commercial Real Estate Advisors February 2010 - April 2010
Caris & Company March 2008 - November 2009
Caris & Company March 2007 - March 2008
Tsunami Capital LLC May 2005 - December 2006
Open Text May 2004 - August 2004
Lacrosse America October 2001 - August 2003
Skills
Mergers, Private Placements, Due Diligence, IPO, Investment Banking, Financial Modeling, Mergers & Acquisitions, Asset Management, Investments, Wealth Management, Equities, Valuation, Capital Markets, Hedge Funds, Alternative Investments, Financial Analysis
Education
University of Richmond - Robins School of Business 2002 — 2006
BSBA, Marketing and Finance
Hinsdale Central
John Mann, CPA John Mann, CPA's Caris & Company Experience January 2006 - January 2008
Job Vice President, Client Consultant at Manning & Napier Advisors
Industry Investment Management
Experience
Manning & Napier Advisors 2011 - Present
Integrated Benefit Solutions 2008 - December 2012
Caris & Company January 2006 - January 2008
Ernst & Young August 2004 - January 2006
The Blackstone Group January 2002 - May 2004
Education
Fordham University
BS, Finance/Accounting
San Diego State University-California State University
MBA, Finance/Entrepreneurship
Canisius High School
Manning & Napier Advisors 2011 - Present
Integrated Benefit Solutions 2008 - December 2012
Caris & Company January 2006 - January 2008
Ernst & Young August 2004 - January 2006
The Blackstone Group January 2002 - May 2004
Education
Fordham University
BS, Finance/Accounting
San Diego State University-California State University
MBA, Finance/Entrepreneurship
Canisius High School
Bryan Katz, CLU Bryan Katz, CLU's Caris & Company Experience November 2003 - July 2011
Job Financial Advisor at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual December 2012 - Present
First Analysis July 2011 - November 2012
Caris & Company November 2003 - July 2011
SG Cowen 1998 - 2003
Education
University of Delaware 1993 — 1997
BS, Business Administration/Finance
Northwestern Mutual December 2012 - Present
First Analysis July 2011 - November 2012
Caris & Company November 2003 - July 2011
SG Cowen 1998 - 2003
Education
University of Delaware 1993 — 1997
BS, Business Administration/Finance
David Gearhart, CFA David Gearhart, CFA's Caris & Company Experience 2002 - 2004
Job Research Analyst at First Analysis
Industry Financial Services
Experience
First Analysis July 2011 - Present
Northern Trust January 2005 - July 2011
American Option Services November 2002 - April 2004
Caris & Company 2002 - 2004
Skills
Valuation, Financial Modeling, Trading, Derivatives, Research, Bloomberg, Equities, Investments, Hedge Funds, Asset Managment, Financial Analysis, Portfolio Management, Securities, Alternative Investments, Corporate Finance, Capital Markets, Fixed Income, Equity Research, Due Diligence
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2011 — 2015
Finance
CFA Institute 2008 — 2010
Charterholder, Investment Analysis & Portfolio Management
Purdue University 1996 — 2000
BS, Economics
Merrillville High School 1992 — 1996
First Analysis July 2011 - Present
Northern Trust January 2005 - July 2011
American Option Services November 2002 - April 2004
Caris & Company 2002 - 2004
Skills
Valuation, Financial Modeling, Trading, Derivatives, Research, Bloomberg, Equities, Investments, Hedge Funds, Asset Managment, Financial Analysis, Portfolio Management, Securities, Alternative Investments, Corporate Finance, Capital Markets, Fixed Income, Equity Research, Due Diligence
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2011 — 2015
Finance
CFA Institute 2008 — 2010
Charterholder, Investment Analysis & Portfolio Management
Purdue University 1996 — 2000
BS, Economics
Merrillville High School 1992 — 1996
Loraine Wiser, CPA Loraine Wiser, CPA's Caris & Company Experience May 2010 - December 2012
Job Director of Finance at AlliedPRA
Industry Accounting
Experience
AlliedPRA September 2013 - Present
La Jolla Pacific Development Group November 2011 - April 2013
Profinance Associates, Inc. March 2012 - September 2013
Caris & Company May 2010 - December 2012
Gentry Assoc dba Park Manor Suites October 2008 - December 2012
CUSO Financial Services October 2002 - October 2008
LPL Financial Services April 1999 - October 2002
BancAmerica Robertson Stephens February 1993 - March 1999
Bechtel Investment Realty, Inc October 1990 - February 1993
Deloitte September 1986 - March 1990
Skills
FINRA, Financial Reporting, Accounting, Budgeting, SEC reporting, TOT and Sales Tax Audit..., Hotel and Restaurant..., SEC filings, Budgets, Auditing, Due Diligence, Banking, Financial Services, Securities, Financial Analysis, Finance, General Ledger, Forecasting, CPA, Process Improvement, QuickBooks, Investments, Risk Management, Cash Management, Financial Statements, Account Reconciliation, Financial Accounting, Corporate Finance, Management, US GAAP, IFRS, Payroll, PeopleSoft, Variance Analysis, Financial Audits, Executive Management, Strategic Financial..., Portfolio Management, Strategy, GAAP, Mergers & Acquisitions, Internal Controls, Financial Modeling, Managerial Finance, Asset Management, Sarbanes-Oxley Act, Internal Audit
Education
San Diego State University-California State University 1984 — 1986
B.S., Accounting
San Diego Mesa College 1982 — 1984
Associate's degree, Business Administration
AlliedPRA September 2013 - Present
La Jolla Pacific Development Group November 2011 - April 2013
Profinance Associates, Inc. March 2012 - September 2013
Caris & Company May 2010 - December 2012
Gentry Assoc dba Park Manor Suites October 2008 - December 2012
CUSO Financial Services October 2002 - October 2008
LPL Financial Services April 1999 - October 2002
BancAmerica Robertson Stephens February 1993 - March 1999
Bechtel Investment Realty, Inc October 1990 - February 1993
Deloitte September 1986 - March 1990
Skills
FINRA, Financial Reporting, Accounting, Budgeting, SEC reporting, TOT and Sales Tax Audit..., Hotel and Restaurant..., SEC filings, Budgets, Auditing, Due Diligence, Banking, Financial Services, Securities, Financial Analysis, Finance, General Ledger, Forecasting, CPA, Process Improvement, QuickBooks, Investments, Risk Management, Cash Management, Financial Statements, Account Reconciliation, Financial Accounting, Corporate Finance, Management, US GAAP, IFRS, Payroll, PeopleSoft, Variance Analysis, Financial Audits, Executive Management, Strategic Financial..., Portfolio Management, Strategy, GAAP, Mergers & Acquisitions, Internal Controls, Financial Modeling, Managerial Finance, Asset Management, Sarbanes-Oxley Act, Internal Audit
Education
San Diego State University-California State University 1984 — 1986
B.S., Accounting
San Diego Mesa College 1982 — 1984
Associate's degree, Business Administration
Gabriele Sorbara Gabriele Sorbara's Caris & Company Experience September 2011 - June 2012
Job Vice President of E&P/Energy Research at Topeka Capital Markets
Industry Capital Markets
Experience
Topeka Capital Markets March 2013 - Present
Imperial Capital, LLC July 2012 - November 2012
Caris & Company September 2011 - June 2012
KeyBanc Capital Markets August 2005 - August 2011
Morgan Stanley August 2004 - July 2005
Skills
E&P, Energy, Financial Modeling, Financial Analysis, Equity Research, Oil/Gas, Mergers & Acquisitions, Trading, Due Diligence, Valuation, Equities, Hedge Funds, Asset Management, Alternative Investments, Series 7, Fixed Income, Bloomberg, Capital Markets, Analysis, Investments, Investment Banking, Portfolio Management
Education
Hofstra University 2001 — 2005
Bachelor of Business Administration, Finance, Business Information Systems
Topeka Capital Markets March 2013 - Present
Imperial Capital, LLC July 2012 - November 2012
Caris & Company September 2011 - June 2012
KeyBanc Capital Markets August 2005 - August 2011
Morgan Stanley August 2004 - July 2005
Skills
E&P, Energy, Financial Modeling, Financial Analysis, Equity Research, Oil/Gas, Mergers & Acquisitions, Trading, Due Diligence, Valuation, Equities, Hedge Funds, Asset Management, Alternative Investments, Series 7, Fixed Income, Bloomberg, Capital Markets, Analysis, Investments, Investment Banking, Portfolio Management
Education
Hofstra University 2001 — 2005
Bachelor of Business Administration, Finance, Business Information Systems
Jonathan Meyers's Caris & Company Experience August 2007 - December 2012
Job
Industry Semiconductors
Experience
Planar Semiconductor AG April 2014 - Present
Semiconductor Associates December 2012 - Present
Caris & Company August 2007 - December 2012
WR Hambrecht + Co January 2004 - August 2007
Soundview Technology Group 1994 - 2004
Needham & Company 1991 - 1994
PaineWebber (now UBS Financial Services) 1989 - 1991
Shearson Lehman Brothers 1974 - 1989
Skills
Mergers, IPO, Equities, Corporate Development, Venture Capital, Valuation, Private Placements, Equity Research, Capital Raising, Investment Banking, Mergers & Acquisitions, Start-ups, Private Equity, Business Strategy, Hedge Funds, Investments, Emerging Markets, Alternative Investments
Education
Harvard Business School 1972 — 1974
MBA
University of Pittsburgh 1964 — 1968
Bachelor of Arts (BA), Political Science / History
Planar Semiconductor AG April 2014 - Present
Semiconductor Associates December 2012 - Present
Caris & Company August 2007 - December 2012
WR Hambrecht + Co January 2004 - August 2007
Soundview Technology Group 1994 - 2004
Needham & Company 1991 - 1994
PaineWebber (now UBS Financial Services) 1989 - 1991
Shearson Lehman Brothers 1974 - 1989
Skills
Mergers, IPO, Equities, Corporate Development, Venture Capital, Valuation, Private Placements, Equity Research, Capital Raising, Investment Banking, Mergers & Acquisitions, Start-ups, Private Equity, Business Strategy, Hedge Funds, Investments, Emerging Markets, Alternative Investments
Education
Harvard Business School 1972 — 1974
MBA
University of Pittsburgh 1964 — 1968
Bachelor of Arts (BA), Political Science / History
Cynthia Stiles's Caris & Company Experience July 2007 - February 2012
Job VP, Finance at LPL Financial
Industry Financial Services
Experience
Caris & Company July 2007 - February 2012
The Aequitas Group June 2004 - June 2007
Caris & Company May 2003 - May 2004
Credit Suisse First Boston June 2000 - January 2002
Skills
Investment Banking, Valuation, Equity Research, Financial Modeling, Financial Projections, Financial Analysis, Mergers & Acquisitions, Corporate Finance, Project Management, Team Management, Client Relationship..., Drug, Device and...
Education
Institute of Management Accountants 2012 — 2013
Certified Management Accountant
CFA Institute
Chartered Financial Analyst (CFA) Charterholder
Huron University College 1995 — 1999
Bachelor of Arts (Honors), Economics
Caris & Company July 2007 - February 2012
The Aequitas Group June 2004 - June 2007
Caris & Company May 2003 - May 2004
Credit Suisse First Boston June 2000 - January 2002
Skills
Investment Banking, Valuation, Equity Research, Financial Modeling, Financial Projections, Financial Analysis, Mergers & Acquisitions, Corporate Finance, Project Management, Team Management, Client Relationship..., Drug, Device and...
Education
Institute of Management Accountants 2012 — 2013
Certified Management Accountant
CFA Institute
Chartered Financial Analyst (CFA) Charterholder
Huron University College 1995 — 1999
Bachelor of Arts (Honors), Economics
Shirley Chang's Caris & Company Experience January 2004 - February 2005
Job
Industry Financial Services
Experience
Morgan Stanley August 2014 - Present
Morgan Stanley July 2011 - July 2014
Morgan Stanley June 2008 - July 2009
Lehman Brothers March 2005 - May 2008
Caris & Company January 2004 - February 2005
Bank of America Private Bank November 1997 - January 2004
Robinson Lerer & Montgomery 1994 - 1995
Skills
Wealth Management..., Series 7, Alternative Investments, Wealth Management, Equities, Investments, Portfolio Management, Fixed Income, Hedge Funds, Asset Management, Capital Markets, Securities
Education
New York University - Leonard N. Stern School of Business 2003 — 2007
M.B.A.
Stanford University 1993 — 1997
B.S.
Morgan Stanley August 2014 - Present
Morgan Stanley July 2011 - July 2014
Morgan Stanley June 2008 - July 2009
Lehman Brothers March 2005 - May 2008
Caris & Company January 2004 - February 2005
Bank of America Private Bank November 1997 - January 2004
Robinson Lerer & Montgomery 1994 - 1995
Skills
Wealth Management..., Series 7, Alternative Investments, Wealth Management, Equities, Investments, Portfolio Management, Fixed Income, Hedge Funds, Asset Management, Capital Markets, Securities
Education
New York University - Leonard N. Stern School of Business 2003 — 2007
M.B.A.
Stanford University 1993 — 1997
B.S.
Gene Mannheimer's Caris & Company Experience March 2005 - July 2008
Job
Industry Investment Banking
Experience
Topeka Capital Markets, Inc May 2014 - Present
B. Riley & Co. February 2013 - May 2014
Auriga USA September 2008 - June 2012
Caris & Company March 2005 - July 2008
Roth Capital Partners April 2002 - March 2005
CDIB Ventures June 1999 - May 2001
CareFusion January 1998 - June 1999
QuadraMed Corp. February 1994 - January 1998
MedAssets/Avega 1992 - 1994
Broadview Associates 1989 - 1990
Skills
Accomplished healthcare..., Equity Research, Venture Capital, Investment Banking, Investments, Research, Healthcare Information..., Hedge Funds, Equities, Capital Markets, Valuation, Angel Investing, merger and acquisitions, Strategic Planning, Mergers & Acquisitions, Due Diligence, Finance, Analysis, Bloomberg, Financial Modeling, Equity Valuation, Trading, Portfolio Management, Alternative Investments, Series 7, Fixed Income, Securities, Asset Management, Investment Management, Corporate Finance, Investment Strategies, DCF, Series 63, Equity Trading, Private Equity, Private Placements, Strategy, FINRA, Corporate Development, Management, Business Development
Education
University of Southern California - Marshall School of Business 1990 — 1992
MBA, Finance
University of Pennsylvania 1983 — 1987
B.S. Economics - Wharton, Bach. Applied Science - Engineering, Finance, Systems Engineering
La Jolla High 1980 — 1983
Terrill Junior High
Topeka Capital Markets, Inc May 2014 - Present
B. Riley & Co. February 2013 - May 2014
Auriga USA September 2008 - June 2012
Caris & Company March 2005 - July 2008
Roth Capital Partners April 2002 - March 2005
CDIB Ventures June 1999 - May 2001
CareFusion January 1998 - June 1999
QuadraMed Corp. February 1994 - January 1998
MedAssets/Avega 1992 - 1994
Broadview Associates 1989 - 1990
Skills
Accomplished healthcare..., Equity Research, Venture Capital, Investment Banking, Investments, Research, Healthcare Information..., Hedge Funds, Equities, Capital Markets, Valuation, Angel Investing, merger and acquisitions, Strategic Planning, Mergers & Acquisitions, Due Diligence, Finance, Analysis, Bloomberg, Financial Modeling, Equity Valuation, Trading, Portfolio Management, Alternative Investments, Series 7, Fixed Income, Securities, Asset Management, Investment Management, Corporate Finance, Investment Strategies, DCF, Series 63, Equity Trading, Private Equity, Private Placements, Strategy, FINRA, Corporate Development, Management, Business Development
Education
University of Southern California - Marshall School of Business 1990 — 1992
MBA, Finance
University of Pennsylvania 1983 — 1987
B.S. Economics - Wharton, Bach. Applied Science - Engineering, Finance, Systems Engineering
La Jolla High 1980 — 1983
Terrill Junior High
Leo Carpio's Caris & Company Experience August 2007 - December 2012
Job Senior Vice President Research at Cain Brothers
Industry Financial Services
Experience
Cain Brothers September 2014 - Present
HM Global LLC June 2013 - August 2014
Caris & Company August 2007 - December 2012
Prudential Equity Group, LLC August 2006 - June 2007
Prudential Equity Group August 2000 - August 2006
Metropolitan Life Insurance Company January 1999 - July 2000
Merrill Lynch June 1997 - November 1998
Financial Guaranty Insurance Company (FGIC) August 1991 - August 1995
Skills
Equity Research, Equities, Healthcare Information..., Valuation, Mergers, Investments, Financial Modeling, Portfolio Management, Investment Banking, Private Equity, Financial Analysis, Corporate Finance, Capital Markets, Mergers & Acquisitions, Due Diligence, Asset Management, Fixed Income
Education
University of Michigan - Stephen M. Ross School of Business 1995 — 1997
Masters in Business Administration, May 1997, Concentrations: Corporate Strategy and Finance, Graduated with Distinction
University of Pennsylvania - The Wharton School 1987 — 1991
Bachelor of Science in Economics, May 1991, Concentration in Management
Cain Brothers September 2014 - Present
HM Global LLC June 2013 - August 2014
Caris & Company August 2007 - December 2012
Prudential Equity Group, LLC August 2006 - June 2007
Prudential Equity Group August 2000 - August 2006
Metropolitan Life Insurance Company January 1999 - July 2000
Merrill Lynch June 1997 - November 1998
Financial Guaranty Insurance Company (FGIC) August 1991 - August 1995
Skills
Equity Research, Equities, Healthcare Information..., Valuation, Mergers, Investments, Financial Modeling, Portfolio Management, Investment Banking, Private Equity, Financial Analysis, Corporate Finance, Capital Markets, Mergers & Acquisitions, Due Diligence, Asset Management, Fixed Income
Education
University of Michigan - Stephen M. Ross School of Business 1995 — 1997
Masters in Business Administration, May 1997, Concentrations: Corporate Strategy and Finance, Graduated with Distinction
University of Pennsylvania - The Wharton School 1987 — 1991
Bachelor of Science in Economics, May 1991, Concentration in Management
Julia Rominger's Caris & Company Experience January 2009 - September 2009
Job
Industry Food & Beverages
Experience
California Olive Ranch May 2015 - Present
The Brinery June 2014 - September 2014
Smith Dairy Products Co. March 2014 - May 2014
RBC Capital Markets October 2009 - February 2013
Caris & Company January 2009 - September 2009
Wachovia Capital Markets October 2006 - December 2008
Skills
Business Strategy, Food, Product Innovation, Consumer Package Goods, Marketing Strategy, Business Innovation, Food & Beverage, Capital Markets, Equities, Series 7, Series 63, Hedge Funds, Bloomberg, Financial Modeling, Strategy, Valuation, Leadership, Start-ups, Management, Analysis, Financial Analysis
Education
University of Michigan - Stephen M. Ross School of Business 2013 — 2015
MBA, MBA expected May 2015 with an emphasis on Entrepreneurship and Strategy
Williams College 2002 — 2006
B.A., History
California Olive Ranch May 2015 - Present
The Brinery June 2014 - September 2014
Smith Dairy Products Co. March 2014 - May 2014
RBC Capital Markets October 2009 - February 2013
Caris & Company January 2009 - September 2009
Wachovia Capital Markets October 2006 - December 2008
Skills
Business Strategy, Food, Product Innovation, Consumer Package Goods, Marketing Strategy, Business Innovation, Food & Beverage, Capital Markets, Equities, Series 7, Series 63, Hedge Funds, Bloomberg, Financial Modeling, Strategy, Valuation, Leadership, Start-ups, Management, Analysis, Financial Analysis
Education
University of Michigan - Stephen M. Ross School of Business 2013 — 2015
MBA, MBA expected May 2015 with an emphasis on Entrepreneurship and Strategy
Williams College 2002 — 2006
B.A., History
Peter A. Sullivan, CFA's Caris & Company Experience 2006 - 2007
Job Senior Consultant
Industry Investment Management
Experience
Segal Rogerscasey 2008 - Present
Caris & Company 2006 - 2007
Stanford Group Company 2004 - 2006
Skills
Capital Markets, Hedge Funds, Fixed Income, Alternative Investments, Asset Management, Equities, Portfolio Management
Education
Bucknell University 1993 — 1997
Pingree School
Segal Rogerscasey 2008 - Present
Caris & Company 2006 - 2007
Stanford Group Company 2004 - 2006
Skills
Capital Markets, Hedge Funds, Fixed Income, Alternative Investments, Asset Management, Equities, Portfolio Management
Education
Bucknell University 1993 — 1997
Pingree School
Jennie Stephenson's Caris & Company Experience 2003 - 2005
Job Financial Services Professional
Industry Financial Services
Experience
Pequot Capital Management 1997 - Present
Caris & Company 2003 - 2005
Lehman Brothers 1986 - 1994
Education
Baruch College, City University of New York (CUNY) 1983 — 1987
Pequot Capital Management 1997 - Present
Caris & Company 2003 - 2005
Lehman Brothers 1986 - 1994
Education
Baruch College, City University of New York (CUNY) 1983 — 1987
Matt McCain's Caris & Company Experience May 2004 - January 2006
Job VP Capital Markets / Municipal Bond Trader at Investment Professionals, Inc.
Industry Financial Services
Experience
Investment Professionals, Inc. June 2012 - Present
Charles Schwab July 2011 - June 2012
Janco Partners October 2010 - March 2011
Wall Street Associates February 2006 - June 2010
Caris & Company May 2004 - January 2006
Wall Street Associates May 2003 - October 2003
Skills
Equities, Trading, Hedge Funds, Derivatives, Series 7, Bloomberg, Fixed Income, Municipal Bonds, Options, Compliance, Financial Analysis, Portfolio Management, Valuation, Financial Modeling, Excel, Customer Relations, Research, Risk Management, Microsoft Office, Series 63, Investments, Analysis, Asset Management, Customer Service, Hedging, Securities, Bonds, Alternative Investments
Education
San Diego State University-California State University 2007 — 2009
MBA, Finance
University of Colorado Boulder 1999 — 2003
BS, Finance
Investment Professionals, Inc. June 2012 - Present
Charles Schwab July 2011 - June 2012
Janco Partners October 2010 - March 2011
Wall Street Associates February 2006 - June 2010
Caris & Company May 2004 - January 2006
Wall Street Associates May 2003 - October 2003
Skills
Equities, Trading, Hedge Funds, Derivatives, Series 7, Bloomberg, Fixed Income, Municipal Bonds, Options, Compliance, Financial Analysis, Portfolio Management, Valuation, Financial Modeling, Excel, Customer Relations, Research, Risk Management, Microsoft Office, Series 63, Investments, Analysis, Asset Management, Customer Service, Hedging, Securities, Bonds, Alternative Investments
Education
San Diego State University-California State University 2007 — 2009
MBA, Finance
University of Colorado Boulder 1999 — 2003
BS, Finance
Brett Piira's Caris & Company Experience August 2005 - December 2012
Job Senior Analyst, Wireless Components at GfK Boutique Research
Industry Investment Management
Experience
GfK Boutique Research March 2015 - Present
B. Riley & Co. December 2012 - March 2015
Caris & Company August 2005 - December 2012
CoStar Group February 2005 - August 2005
Education
University of Colorado Boulder - Leeds School of Business 2000 — 2004
GfK Boutique Research March 2015 - Present
B. Riley & Co. December 2012 - March 2015
Caris & Company August 2005 - December 2012
CoStar Group February 2005 - August 2005
Education
University of Colorado Boulder - Leeds School of Business 2000 — 2004
thomas Zerega's Caris & Company Experience January 2009 - Present
Job SVP Institutional Research Equity Sales Trader. at Caris & Company
Industry Financial Services
Experience
Caris & Company January 2009 - Present
Caris & Company July 2006 - Present
Education
City University of New York-John Jay College of Criminal Justice 2003 — 2006
MAsters, Criminal Justice
St. John's University, The Peter J. Tobin College of Business 1982 — 1986
City University of New York-Brooklyn College 1977 — 1978
BA, Economics
City University of New York-John Jay College of Criminal Justice 1974 — 1977
Criminal Justice
Caris & Company January 2009 - Present
Caris & Company July 2006 - Present
Education
City University of New York-John Jay College of Criminal Justice 2003 — 2006
MAsters, Criminal Justice
St. John's University, The Peter J. Tobin College of Business 1982 — 1986
City University of New York-Brooklyn College 1977 — 1978
BA, Economics
City University of New York-John Jay College of Criminal Justice 1974 — 1977
Criminal Justice
Demetri Diavatis's Caris & Company Experience December 2006 - December 2008
Job Senior Vice President at FBR Capital Markets
Industry Financial Services
Experience
FBR Capital Markets February 2010 - Present
Auriga USA LLC December 2008 - January 2010
Caris & Company December 2006 - December 2008
FBR August 1997 - November 2006
Xerox September 1993 - August 1995
Education
Georgetown University - The McDonough School of Business 1995 — 1997
MBA, Finance
University of Maryland - Robert H. Smith School of Business 1989 — 1993
BS, Finance
FBR Capital Markets February 2010 - Present
Auriga USA LLC December 2008 - January 2010
Caris & Company December 2006 - December 2008
FBR August 1997 - November 2006
Xerox September 1993 - August 1995
Education
Georgetown University - The McDonough School of Business 1995 — 1997
MBA, Finance
University of Maryland - Robert H. Smith School of Business 1989 — 1993
BS, Finance
Sherri Spear's Caris & Company Experience February 2009 - November 2010
Job Managing Director at Wells Fargo
Industry Capital Markets
Experience
Wells Fargo November 2010 - Present
Caris & Company February 2009 - November 2010
Wachovia Securities March 2004 - February 2009
Lehman Brothers 1990 - 2003
Education
Northwestern University 1986 — 1990
BA, Economics and Political Science
Highland Park High School 1982 — 1986
Wells Fargo November 2010 - Present
Caris & Company February 2009 - November 2010
Wachovia Securities March 2004 - February 2009
Lehman Brothers 1990 - 2003
Education
Northwestern University 1986 — 1990
BA, Economics and Political Science
Highland Park High School 1982 — 1986
Danny Kenny's Caris & Company Experience 2007 - 2008
Job Vice President
Industry Investment Management
Experience
Goldman Sachs December 2010 - Present
TransMarket Group, L.L.C. June 2009 - August 2010
Caris & Company 2007 - 2008
Education
University of Chicago 2011 — 2014
MBA, Analytic Finance, Economics, Statistics
Georgetown University 2003 — 2007
BA, Political Philosophy/Economics
Goldman Sachs December 2010 - Present
TransMarket Group, L.L.C. June 2009 - August 2010
Caris & Company 2007 - 2008
Education
University of Chicago 2011 — 2014
MBA, Analytic Finance, Economics, Statistics
Georgetown University 2003 — 2007
BA, Political Philosophy/Economics
Ann Hynes's Caris & Company Experience February 2010 - May 2011
Job Senior Healthcare Services Equity Analyst, Executive Director at Mizuho Securities Co., Ltd.
Industry Financial Services
Experience
Mizuho Securities Co., Ltd. June 2011 - Present
Caris & Company February 2010 - May 2011
FTN Equity Capital Markets February 2009 - January 2010
Leerink Swann September 2003 - June 2008
Cowen and Company October 1997 - September 2003
Skills
Valuation, Healthcare, Equities, Equity Research
Education
Boston College - Wallace E. Carroll Graduate School of Management 1999 — 2003
MBA, Finance
Fairfield University 1989 — 1993
BA, Marketing
Mizuho Securities Co., Ltd. June 2011 - Present
Caris & Company February 2010 - May 2011
FTN Equity Capital Markets February 2009 - January 2010
Leerink Swann September 2003 - June 2008
Cowen and Company October 1997 - September 2003
Skills
Valuation, Healthcare, Equities, Equity Research
Education
Boston College - Wallace E. Carroll Graduate School of Management 1999 — 2003
MBA, Finance
Fairfield University 1989 — 1993
BA, Marketing
Craig A. Ellis's Caris & Company Experience March 2009 - June 2010
Job CoDirector Of Research, Senior Semiconductor Analyst
Industry Financial Services
Experience
Caris and Company July 2010 - December 2012
Caris & Company March 2009 - June 2010
Citi May 2004 - November 2008
Citigroup January 2003 - December 2004
Citigroup/Salomon Smith Barney March 2000 - December 2001
Schroders June 1997 - March 2000
Chevron Corporation 1987 - 1997
Skills
Strategic Planning, Stock Picking, Equity Research, Equities, Financial Modeling, Valuation, Portfolio Management, Capital Markets, Hedge Funds, Investments, Financial Analysis, Mergers, Due Diligence, Venture Capital, Equity Valuation, Mergers, Strategy
Education
Montana State University-Bozeman 1982 — 1987
BS Business Finance, Finance
Caris and Company July 2010 - December 2012
Caris & Company March 2009 - June 2010
Citi May 2004 - November 2008
Citigroup January 2003 - December 2004
Citigroup/Salomon Smith Barney March 2000 - December 2001
Schroders June 1997 - March 2000
Chevron Corporation 1987 - 1997
Skills
Strategic Planning, Stock Picking, Equity Research, Equities, Financial Modeling, Valuation, Portfolio Management, Capital Markets, Hedge Funds, Investments, Financial Analysis, Mergers, Due Diligence, Venture Capital, Equity Valuation, Mergers, Strategy
Education
Montana State University-Bozeman 1982 — 1987
BS Business Finance, Finance
Linda Bolton Weiser's Caris & Company Experience March 2008 - Present
Job Managing Director at Caris & Company
Industry Financial Services
Experience
Caris & Company March 2008 - Present
Oppenheimer & Co. October 2000 - January 2008
Oppenheimer & Co. October 2000 - January 2008
Skills
Equity Research, Hedge Funds, Capital Markets, Valuation, Series 7, Investments, Financial Modeling, Asset Managment, Equity Valuation, Portfolio Management, Institutional...
Education
The University of Chicago 1990 — 1992
MBA, Finance and Marketing
The University of Chicago Booth School of Business 1990 — 1992
MBA, Finance and Marketing
University of Chicago 1990 — 1992
Master of Business Administration (MBA), Finance, General
Wellesley College 1983 — 1987
BA, Biochemistry
Caris & Company March 2008 - Present
Oppenheimer & Co. October 2000 - January 2008
Oppenheimer & Co. October 2000 - January 2008
Skills
Equity Research, Hedge Funds, Capital Markets, Valuation, Series 7, Investments, Financial Modeling, Asset Managment, Equity Valuation, Portfolio Management, Institutional...
Education
The University of Chicago 1990 — 1992
MBA, Finance and Marketing
The University of Chicago Booth School of Business 1990 — 1992
MBA, Finance and Marketing
University of Chicago 1990 — 1992
Master of Business Administration (MBA), Finance, General
Wellesley College 1983 — 1987
BA, Biochemistry
Gloria L. Katona's Caris & Company Experience January 2009 - February 2010
Job Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 2015 - Present
Maxim Group July 2014 - November 2014
Brean Murray, Carret & Co. March 2011 - June 2012
Caris & Company January 2009 - February 2010
Lehman Brothers September 2005 - November 2008
Wachovia Securities, LLC April 1990 - January 2005
Wheat First Butcher Singer 1990 - 2005
First Boston July 1984 - December 1989
Skills
Asset Managment, Securities, Equities, Series 7, Investments, Mentoring, Series 63, Client Development, Cold Calling, Oral & Written..., Asset Management, Strategy, Investment Management, Portfolio Management, Investment Banking, Trading
Education
Harvard Business School 1983 — 1985
Master of Business Administration (M.B.A.)
The College of New Jersey 1975 — 1979
B.S., summa cum laude, Special Education
Merrill Lynch July 2015 - Present
Maxim Group July 2014 - November 2014
Brean Murray, Carret & Co. March 2011 - June 2012
Caris & Company January 2009 - February 2010
Lehman Brothers September 2005 - November 2008
Wachovia Securities, LLC April 1990 - January 2005
Wheat First Butcher Singer 1990 - 2005
First Boston July 1984 - December 1989
Skills
Asset Managment, Securities, Equities, Series 7, Investments, Mentoring, Series 63, Client Development, Cold Calling, Oral & Written..., Asset Management, Strategy, Investment Management, Portfolio Management, Investment Banking, Trading
Education
Harvard Business School 1983 — 1985
Master of Business Administration (M.B.A.)
The College of New Jersey 1975 — 1979
B.S., summa cum laude, Special Education
Jason Wittes's Caris & Company Experience May 2011 - August 2012
Job Managing Director at Brean Murray, Carret & Co.
Industry Investment Management
Experience
Brean Murray, Carret & Co. August 2012 - Present
Caris & Company May 2011 - August 2012
Aristos LLC May 2008 - March 2011
Leerink Swann 2004 - 2008
Morgan Stanley 1999 - 2004
Skills
Equities, Equity Research, Hedge Funds, Bloomberg, Valuation, Investment Banking, Equity Valuation, Financial Modeling, Capital Markets, Private Equity, Investments, Alternative Investments, Venture Capital, Trading, Securities
Education
Carnegie Mellon University
Bachelor's degree, Chemistry
NYU Stern School of Business
Master of Business Administration (MBA)
Brean Murray, Carret & Co. August 2012 - Present
Caris & Company May 2011 - August 2012
Aristos LLC May 2008 - March 2011
Leerink Swann 2004 - 2008
Morgan Stanley 1999 - 2004
Skills
Equities, Equity Research, Hedge Funds, Bloomberg, Valuation, Investment Banking, Equity Valuation, Financial Modeling, Capital Markets, Private Equity, Investments, Alternative Investments, Venture Capital, Trading, Securities
Education
Carnegie Mellon University
Bachelor's degree, Chemistry
NYU Stern School of Business
Master of Business Administration (MBA)
Jonathan Ung, CFA's Caris & Company Experience March 2009 - July 2009
Job Associate | Private Equity BuySide Advisory / Investment Research / M&As / Business Development
Industry Financial Services
Experience
Harvey & Company, LLC November 2011 - Present
Trinity Equity Partners Inc. March 2010 - August 2011
Caris & Company March 2009 - July 2009
Allbright Law Offices September 2008 - December 2008
Skills
Due Diligence, Private Equity, Microsoft Excel, Mergers, Financial Modeling, Equity Research, Mergers & Acquisitions, Capital IQ, Analysis, Finance, Equities, Business Development, Investment..., Project Management, Client Relations Skills, Process Improvement, Problem Solving, Consulting, Competitive Analysis, International Business, Market Research, Commercial Banking, Regulatory Affairs, Team Building, Training, Multi Tasking, Managing Database, Negotiation, Microsoft Office, Hoovers
Education
University of California, San Diego 2005 — 2009
BS in Management Science (Quantitative Economics), BS in Psychology, 3.5/4.0
Covina High School 2001 — 2005
High School Diploma, General Studies
Harvey & Company, LLC November 2011 - Present
Trinity Equity Partners Inc. March 2010 - August 2011
Caris & Company March 2009 - July 2009
Allbright Law Offices September 2008 - December 2008
Skills
Due Diligence, Private Equity, Microsoft Excel, Mergers, Financial Modeling, Equity Research, Mergers & Acquisitions, Capital IQ, Analysis, Finance, Equities, Business Development, Investment..., Project Management, Client Relations Skills, Process Improvement, Problem Solving, Consulting, Competitive Analysis, International Business, Market Research, Commercial Banking, Regulatory Affairs, Team Building, Training, Multi Tasking, Managing Database, Negotiation, Microsoft Office, Hoovers
Education
University of California, San Diego 2005 — 2009
BS in Management Science (Quantitative Economics), BS in Psychology, 3.5/4.0
Covina High School 2001 — 2005
High School Diploma, General Studies
Brendan Browne's Caris & Company Experience January 2005 - March 2006
Job Director Financial Institutions Ratings Group at Standard & Poor's
Industry Financial Services
Experience
Standard & Poor's January 2010 - Present
Endurance Capital April 2006 - December 2009
Caris & Company January 2005 - March 2006
Skills
Capital Markets, Valuation, Equities, Financial Modeling, Fixed Income, Investment Banking, Bloomberg, Hedge Funds, Private Equity, Alternative Investments, Investments, Equity Research, Portfolio Management, Financial Analysis, Due Diligence, Corporate Finance, Asset Management, Financial Markets
Education
University of Notre Dame 1996 — 2000
Miami University 2002 — 2004
MA, Economics
Chaminade High School 1992 — 1996
Standard & Poor's January 2010 - Present
Endurance Capital April 2006 - December 2009
Caris & Company January 2005 - March 2006
Skills
Capital Markets, Valuation, Equities, Financial Modeling, Fixed Income, Investment Banking, Bloomberg, Hedge Funds, Private Equity, Alternative Investments, Investments, Equity Research, Portfolio Management, Financial Analysis, Due Diligence, Corporate Finance, Asset Management, Financial Markets
Education
University of Notre Dame 1996 — 2000
Miami University 2002 — 2004
MA, Economics
Chaminade High School 1992 — 1996
Timothy J. Lee's Caris & Company Experience 2007 - 2008
Job Consultant at Independent Consultant
Industry Medical Devices
Experience
Independent Consultant October 2013 - Present
QiG Group, a subsidiary of Greatbatch September 2012 - July 2013
Independent Consultant 2011 - September 2012
Piper Jaffray 2008 - 2011
Caris & Company 2007 - 2008
Kaufman Bros. 2006 - 2007
Merrill Lynch 2003 - 2005
Merrill Lynch 1999 - 2003
Cowen and Company 1998 - 1999
Cowen and Company 1996 - 1998
Skills
Research, Equities, Economics, Equity Research, Equity Valuation, Mergers & Acquisitions, Financial Modeling, Valuation, Investment Banking, Investments, Portfolio Management, Due Diligence, Mergers, Corporate Development, Investor Relations, Start-ups
Education
Indiana University - Kelley School of Business
MBA, Finance
University of the Pacific
BS, Computer Engineering
Independent Consultant October 2013 - Present
QiG Group, a subsidiary of Greatbatch September 2012 - July 2013
Independent Consultant 2011 - September 2012
Piper Jaffray 2008 - 2011
Caris & Company 2007 - 2008
Kaufman Bros. 2006 - 2007
Merrill Lynch 2003 - 2005
Merrill Lynch 1999 - 2003
Cowen and Company 1998 - 1999
Cowen and Company 1996 - 1998
Skills
Research, Equities, Economics, Equity Research, Equity Valuation, Mergers & Acquisitions, Financial Modeling, Valuation, Investment Banking, Investments, Portfolio Management, Due Diligence, Mergers, Corporate Development, Investor Relations, Start-ups
Education
Indiana University - Kelley School of Business
MBA, Finance
University of the Pacific
BS, Computer Engineering
Andrew Levi's Caris & Company Experience January 2011 - April 2012
Job Financial Analyst/Assistant Portfolio Manager at Avon Capital/Millennium
Industry Investment Management
Experience
Avon Capital/Millennium Partners April 2012 - Present
Caris & Company January 2011 - April 2012
First New York Securities December 2009 - March 2010
RBC Trading February 2009 - November 2009
Bencourt January 2007 - October 2008
Bear Wagner Specialists March 2001 - January 2007
Credit Suisse March 1998 - February 2001
Furman Selz August 1994 - March 1998
Gruntal March 1994 - August 1994
Smith Barney April 1993 - April 1994
Education
Fairleigh Dickinson University 1985 — 1988
BS finance, Finance
Fieldston
Avon Capital/Millennium Partners April 2012 - Present
Caris & Company January 2011 - April 2012
First New York Securities December 2009 - March 2010
RBC Trading February 2009 - November 2009
Bencourt January 2007 - October 2008
Bear Wagner Specialists March 2001 - January 2007
Credit Suisse March 1998 - February 2001
Furman Selz August 1994 - March 1998
Gruntal March 1994 - August 1994
Smith Barney April 1993 - April 1994
Education
Fairleigh Dickinson University 1985 — 1988
BS finance, Finance
Fieldston
Tim Boyd's Caris & Company Experience January 2006 - April 2007
Job Managing Director at Sage Capital Advisors
Industry Financial Services
Experience
Sage Capital Advisors LLC January 2015 - Present
Skepticus, Inc. October 2014 - Present
Gotham Nights Entertainment July 2014 - Present
MKM Partners December 2009 - December 2010
American Technology Research, Inc. April 2007 - March 2009
Caris & Company January 2006 - April 2007
American Technology Research, Inc. January 2004 - September 2005
Bridgewater Associates July 2001 - December 2003
Wilkinson Boyd July 1996 - July 2000
Skills
Equities, Portfolio Management, Hedge Funds, Equity Research, Investments, Fixed Income, Financial Modeling, Competitive Analysis, Derivatives, Financial Analysis, Finance, Equity Trading, Equity Valuation, Valuation, Trading, Asset Management, Capital Markets, Mutual Funds, Foreign Exchange..., Data Analysis, Business Analysis, Market Analysis, Revenue Analysis, Market Research, Qualitative Research, Marketing Research, Quantitative Research, Proprietary Trading, FX trading, Futures Trading, Trading Strategies, Business Valuation, DCF Valuation, Enterprise Valuation, Investment Valuation, Company Valuation
Education
Connecticut College 1997 — 2001
Bachelor of Arts (B.A.), Classical and Ancient Studies
Sage Capital Advisors LLC January 2015 - Present
Skepticus, Inc. October 2014 - Present
Gotham Nights Entertainment July 2014 - Present
MKM Partners December 2009 - December 2010
American Technology Research, Inc. April 2007 - March 2009
Caris & Company January 2006 - April 2007
American Technology Research, Inc. January 2004 - September 2005
Bridgewater Associates July 2001 - December 2003
Wilkinson Boyd July 1996 - July 2000
Skills
Equities, Portfolio Management, Hedge Funds, Equity Research, Investments, Fixed Income, Financial Modeling, Competitive Analysis, Derivatives, Financial Analysis, Finance, Equity Trading, Equity Valuation, Valuation, Trading, Asset Management, Capital Markets, Mutual Funds, Foreign Exchange..., Data Analysis, Business Analysis, Market Analysis, Revenue Analysis, Market Research, Qualitative Research, Marketing Research, Quantitative Research, Proprietary Trading, FX trading, Futures Trading, Trading Strategies, Business Valuation, DCF Valuation, Enterprise Valuation, Investment Valuation, Company Valuation
Education
Connecticut College 1997 — 2001
Bachelor of Arts (B.A.), Classical and Ancient Studies
Stephen Colalillo's Caris & Company Experience December 2011 - August 2012
Job Senior Research Associate at Morgan Stanley, Oil and Gas E&P Sector
Industry Financial Services
Experience
Morgan Stanley June 2014 - Present
Robert W. Baird & Co. July 2013 - June 2014
Oppenheimer & Co. March 2013 - August 2013
StepStone Group September 2012 - March 2013
Caris & Company December 2011 - August 2012
Skills
Natural Gas, Financial Modeling, Financial Analysis, Investments, Equities, Equity Research, Due Diligence, Bloomberg, Microsoft Excel, Oil/Gas, Equity Valuation, Strategic Planning, Accounting
Education
Franklin & Marshall College 2007 — 2011
Bachelor of Arts (BA), Business
Morgan Stanley June 2014 - Present
Robert W. Baird & Co. July 2013 - June 2014
Oppenheimer & Co. March 2013 - August 2013
StepStone Group September 2012 - March 2013
Caris & Company December 2011 - August 2012
Skills
Natural Gas, Financial Modeling, Financial Analysis, Investments, Equities, Equity Research, Due Diligence, Bloomberg, Microsoft Excel, Oil/Gas, Equity Valuation, Strategic Planning, Accounting
Education
Franklin & Marshall College 2007 — 2011
Bachelor of Arts (BA), Business
Christina Sutherland-Yoest's Caris & Company Experience August 2008 - May 2010
Job CoFounder, My Stewards Inc. A Lifestyle Management company that simplifies your life!
Industry Financial Services
Experience
My Stewards August 2012 - Present
Rotman School of Management September 2010 - May 2012
RCI ENVIRONNEMENT INC June 2011 - August 2011
Caris & Company August 2008 - May 2010
WILLIAM J. CLINTON FOUNDATION 2007 - 2008
Skills
Valuation, Business Strategy, Investments, Competitive Analysis, Strategy, Entrepreneurship, Market Analysis, Start-ups, Business Process..., Business Planning, Leadership, Corporate Development, International Business, Due Diligence
Education
Rotman School of Management, University of Toronto 2010 — 2012
M.B.A, 2012
Queen's University 2003 — 2007
BAH, Political Science
Neuchatel Junior College 2002 — 2003
Ontario Secondary School Diploma
My Stewards August 2012 - Present
Rotman School of Management September 2010 - May 2012
RCI ENVIRONNEMENT INC June 2011 - August 2011
Caris & Company August 2008 - May 2010
WILLIAM J. CLINTON FOUNDATION 2007 - 2008
Skills
Valuation, Business Strategy, Investments, Competitive Analysis, Strategy, Entrepreneurship, Market Analysis, Start-ups, Business Process..., Business Planning, Leadership, Corporate Development, International Business, Due Diligence
Education
Rotman School of Management, University of Toronto 2010 — 2012
M.B.A, 2012
Queen's University 2003 — 2007
BAH, Political Science
Neuchatel Junior College 2002 — 2003
Ontario Secondary School Diploma
Charles Murias's Caris & Company Experience January 2004 - November 2008
Job Portfolio Manager : Technology
Industry Financial Services
Experience
HM Global Capital LLC August 2011 - Present
Auriga Securities 2009 - 2012
Caris & Company January 2004 - November 2008
Frost Securities 2003 - 2004
Necaxa 1994 - 1996
Skills
Hedge Funds, Asset Management, Trading, Equities, Series 7, Equity Research, Alternative Investments
Education
Manhattan College
Bachelor’s Degree, Science, Dean's list
HM Global Capital LLC August 2011 - Present
Auriga Securities 2009 - 2012
Caris & Company January 2004 - November 2008
Frost Securities 2003 - 2004
Necaxa 1994 - 1996
Skills
Hedge Funds, Asset Management, Trading, Equities, Series 7, Equity Research, Alternative Investments
Education
Manhattan College
Bachelor’s Degree, Science, Dean's list