Chase Investment Services
Address: New York, NY 10018 Phone: (212) 984-6798Category: : : Hours: Place name: : Website: : : : Website: http://www.briarwoodcap.com/ Category: Investment service Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo.Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Briarwood Chase Management LLC Posting publicly on the Web Write a review Reviews Be the first to review
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Chase Investment Services Employees
Infinity Asset Ventures LLC November 2014 - Present
Glass Door Homes LLC May 2014 - Present
PNC Investments May 2012 - May 2013
Chase Investment Services June 2010 - April 2012
Wells Fargo February 2007 - January 2010
Skills
Series 7, Portfolio Management, Mutual Funds, Investments, Fixed Annuities, Asset Management, Finance, Credit, Retirement Planning, Strategic Financial..., Financial Advisory, Asset Allocation, Real Estate, Real Estate Transactions, Real Estate Economics, Real Estate Investor, Real Estate Financing, Wholesale Real Estate, Rehabbing, Landlord/Tenant Matters, Investment Properties, Property Management, Income Properties, Asset Based Lending, SEO, Financial Planning, Mortgage Lending, Management, Leadership, Loans
Education
Colorado State University 2001 — 2005
Finance, Finance & Real Estate
Arbitech, LLC December 2012 - June 2013
Chase Investment Services 2010 - 2011
Wells Fargo Investments, LLC 2009 - 2010
Banc of America Investment Services January 2004 - May 2009
Skills
Financial Advisory, Sales Process, Professional Mentoring, Law Enforcement..., Legal Compliance, Writing, Compliance, Voice Over, Life Coaching, Communication Training, Problem Solving, Wealth Management, Business Continuity..., Key Person Insurance, Charitable Gift Planning, Charitable Trusts, Trust Services, Consultative Sales..., Oral & Written..., Cross-functional Team..., Public Speaking, Estate Planning, Sales, Management
Education
Pepperdine University School of Law 1990 — 1993
Juris Doctor (J.D.), Law
UCLA 1985 — 1989
Bachelor of Arts (B.A.), Political Science
JP Morgan Chase Bank , N.A. October 2013 - Present
Chase Investment Services September 2008 - September 2013
JPMorgan Chase September 2006 - September 2008
Education
Tiffin University 2006 — 2008
Master's Degree, Business Administration
Bluffton University 1997 — 2001
Bachelor Degree, Business Administration
State Farm November 2014 - Present
State Farm May 2013 - October 2014
Fifth Third Bank October 2007 - May 2013
Chase Investment Services October 2006 - October 2007
Rite Way Vending September 2002 - October 2006
Hilliard Lyons Investments November 1997 - September 2002
First of Michigan Investments January 1997 - November 1997
Olde Discount Stockbrokers January 1996 - January 1997
Skills
Finance, Retirement Planning, Life Insurance, Fixed Annuities, Banking, Investments, Insurance, Loans, Mutual Funds, Mortgage Lending, Financial Services, Strategic Financial..., Securities, Financial Advisory, Relationship Management, Retirement, Consumer Lending, Residential Mortgages, Investment Advisory, IRAs, 401k, Term Life Insurance, Long-term Care, Disability Insurance, Long Term Care Insurance, Health Insurance, Asset Allocation, Fixed Income, Cross Selling, Investment Strategies, Series 6, Series 63
Education
Eastern Michigan University 1991 — 1995
Bachelor of Business Administration (B.B.A.), Finance / Economics
Eastern Michigan University 1991 — 1995
Bachelor of Business Administration (B.B.A.), Finance and Economics
Grosse Ile High School 1987 — 1991
High School Diploma
FirstRain May 2014 - November 2014
Bank of America May 2013 - March 2014
Wells Fargo Home Mortgage September 2011 - April 2013
JPMorgan Chase December 2009 - September 2011
Chase Investment Services December 2009 - September 2011
Konica Minolta Business Solutions March 2007 - June 2008
Skills
Business Development, Solution Selling, Cold Calling, Small Business Lending, B2B, Qualifying Opportunities, Account Management, Leadership, Technology, B2C, Mortgage Lending, Banking, Finance, Credit, Investments, Lines Of Credit, Loans, Credit Analysis, Channel Partners, Salesforce.com, Sales Enablement, Demand Generation, Business Intelligence, Sales Intelligence, Inside Sales, Sales Operations, SaaS, CRM, Competitive Intelligence, Cloud Applications
Education
University of California, Davis 2001 — 2005
Bachelor of Science (B.S.), Neurobiology, Phisiology, and Behavior
SLR Financial, Inc. April 2012 - Present
Chase Investment Services May 2009 - April 2012
WaMu Investments, Inc. February 2003 - May 2009
WM Financial Services August 2003 - August 2004
WM Financial Services August 2002 - August 2003
Skills
Investments, Portfolio Management, Risk Management, Asset Management, Fixed Income, Business Strategy, Equities, Capital Markets, Strategic Planning, Change Management, New Business Development, Management
Education
San Diego State University-California State University 1998 — 2001
Wells Fargo Advisors October 2011 - Present
Chase Investment Services June 2011 - October 2011
Chase Investment Services May 2006 - June 2011
Skills
Investments, Risk Management, IRA Investment Options..., Workplace Retirement..., Debt Analysis, Retirement Planning, Investment Strategies, Stock Market Analysis, College Savings Plans
Education
University of Kentucky 2000 — 2004
Bachelor of Business Administration (BBA), Finance
MassMutual Metro New York January 2015 - Present
MetLife April 2011 - January 2015
Chase Investment Services August 2006 - April 2011
Bankers Trust, Deutsche Bank, State Street Bank April 1998 - June 2004
BankAmerica National Trust Company/Security Pacific National Trust Company 1980 - 1996
Skills
Securities, Investments, Mutual Funds, Series 63, Wealth Management, Finance, Series 7, Fixed Income, Equities, Risk Management, Asset Management, Bloomberg, Insurance, Options, Investment Advisory, Portfolio Management, Alternative Investments, Fixed Annuities, Financial Advisory, Asset Allocation, Hedge Funds, Investment Management, IRAs, Capital Markets, Series 65, Life Insurance, Retirement, ETFs, Financial Services, Bonds, Wealth Management..., Investment Strategies, Uniform Combined State..., Derivatives, Asset Managment, Disability Insurance, Long Term Care Insurance
Education
Metropolitan College of New York - School of Business 1990 — 1992
BPS, Business
Wells Fargo Advisors, LLC October 2014 - Present
J.P. Morgan Private Bank January 2014 - October 2014
J.P. Morgan Private Bank June 2010 - December 2013
Chase Investment Services June 2008 - May 2010
Education
Gardner-Webb University 1999 — 2003
Bachelor's degree, Business Administration and Management, General
J.P.Morgan Securities LLC June 2015 - Present
JPMorgan Chase September 2012 - May 2015
Chase Investment Services December 2011 - August 2012
Chase Bank September 2011 - November 2011
University of Phoenix September 2010 - August 2011
Prudential Financial July 2009 - January 2010
ALPFA Phoenix 2007 - 2010
UBS March 2007 - August 2009
Intel 1996 - 2006
Education
Arizona State University, W. P. Carey School of Business 2004 — 2006
MBA, Finance
University of Phoenix 2001 — 2004
Management
Mililani High School
SANTANDER INVESTMENT SERVICES June 2015 - Present
Merrill Edge October 2014 - June 2015
Santander Bank, N.A. February 2013 - February 2014
Citi September 2011 - February 2013
HSBC Securities USA, Inc. January 2010 - September 2011
Chase Investment Services December 2005 - January 2010
Morgan Stanley - Individual Investor Group November 2004 - December 2005
David Lerner Associates, inc. September 2003 - November 2004
Hofstra University - Computer Center January 2000 - September 2003
Education
Hofstra University 1998 — 2002
Bachelor of Science, Business Computer Information Systems
Citizens Financial Group Investments April 2015 - Present
Capital One Investing January 2014 - April 2015
Citizens Financal Services September 2012 - January 2014
Chase Investment Services June 2008 - August 2012
TD Ameritrade October 2005 - June 2008
Chase June 2002 - October 2005
Fidelity Investments 2000 - 2002
Penson Financial Services 1997 - 2000
Skills
Investments, Strategic Financial..., Retirement, Portfolio Management, Investment Strategies, Finance, Fixed Income, Plannning, Financial Services, Financial Advisory, Financial Risk, Financial Planning, Financial Planners, Wealth Management, Income Protection, Financial Goals, Retirement Planning, Mutual Funds, Asset Management, Personal Financial..., Series 65, Banking, FINRA, Income Planning, Referral Development, Medicare, Series 63, Series 7, Uniform Combined State..., Asset Allocation, Investment Advisory, ETFs, Alternative Investments, Investment Management, Legacy Planning, Insurance Planning
Education
Louisiana Tech University 1991 — 1995
Bachelor of Science (BS), Finance, General
Citizens National Bank (Henderson, TX) May 2012 - Present
Community Healthcore July 2009 - May 2012
Chase Investment Services September 2005 - July 2009
Navigation Financial Group March 2005 - September 2005
Waddell & Reed Financial Services January 2004 - March 2005
Skills
Strategic Financial..., Finance, Budget, Insurance, Strategic Planning, Estate Planning, Microsoft Excel, Investments, Business Planning, Customer Service, Microsoft Word, PowerPoint, Sales, Microsoft Office
Education
Baylor University 1999 — 2003
BBA, Financial Services and Planning
Baylor University - Hankamer School of Business 1999 — 2003
Financial Services and Planning, Financial Planning
BARBER Financial Management June 2014 - Present
HighPoint Advisors, LLC November 2011 - June 2014
Future Fund of CNY 2007 - 2012
Chase investment services September 2010 - November 2011
M&T Securities June 2007 - September 2010
MetLife Resources August 2005 - May 2007
Skills
Retirement Planning, Strategic Financial..., Estate Planning, Wealth Management, Insurance, 401k, Investments, Investment Advisory, Asset Allocation, Small Business, Marketing Strategy, Disability Insurance, Financial Analysis, Financial Planners, Team Building, Management, Series 65, Retirement, Marketing, Market Planning, Mutual Funds, Budgets, Finance, Forecasting, Financial Goals, Health Insurance, Wealth Accumulation, Term Life Insurance, Long-term Care, Series 63, Strategic Planning, Financial Services, Non-profits, Life Insurance, Pensions, Long Term Care Insurance, Nonprofits, Financial Planning
Education
State University of New York College at Fredonia 1997 — 2002
BA, Business Administration and Management Information Systems
Northern Trust May 2012 - Present
J.P. Morgan September 2009 - May 2012
Chase Investment Services 2007 - 2009
Chase Bank June 2005 - September 2007
Skills
Investments, Bloomberg, Asset Allocation, Wealth Management, Equity Derivatives, Hedge Funds, Portfolio Management, Alternative Investments, Project Management, Series 7, Series 6, Series 63, Private Equity, Fixed Income Analysis, Trading, Banking, Mutual Funds, Investment Advisory, Relationship Management
Education
Northern Illinois University
MBA
University of Illinois at Urbana-Champaign
BA, Economics
Fenwick High School
Merrill Lynch June 2015 - Present
Merrill Lynch August 2012 - June 2015
Chase Investment Services February 2012 - July 2012
Merrill Lynch August 2011 - December 2011
Skills
CFA Level I, CFA Level II, Series 7, Series 66, Microsoft Office, Wealth Management, Investments, Bloomberg, Spanish, Microsoft Excel, Portfolio Management
Education
Florida Atlantic University 2007 — 2011
Bachelor of Business Administration (BBA), Finance and Economics
Waterway Wealth Management January 2013 - Present
Heritage Wealth Management November 2009 - January 2013
Chase Investment Services June 2005 - November 2009
Wells Fargo 2003 - 2005
Skills
Financial Planning, Wealth Management, Retirement Planning, Asset Allocation, Investments, Estate Planning, Asset Management, 401k, Employee Benefits, Portfolio Management, Long Term Care, Financial Analysis, Retirement, Strategic Financial..., Certified Financial..., Investment Advisory, Wealth Management..., Investment Management
Education
Texas A&M University - Mays Business School 1992 — 1995
1995, Finance and Accounting
University of Houston, C.T. Bauer College of Business 2003 — 2004
Certified Financial Planner Program, Financial Planning
allstate March 2010 - Present
chase investment services August 2006 - October 2009
HSBC Securities October 2004 - September 2006
Astoria bank October 2001 - September 2004
Prudential Securities April 1999 - September 2001
Atlantic Marketing Forces January 1994 - January 1999
nichirei foods americq January 1987 - June 1995
Skills
Investments, Fixed Annuities, IRAs, Insurance, Retirement, Retirement Planning, 401k, Series 63, Mutual Funds, Financial Planners, Life Insurance, Commercial Insurance, Wealth Management, Disability Insurance, Health Insurance, Universal Life, Series 7, Strategic Financial..., Long-term Care, Financial Advisory, Series 6, Portfolio Management, Term Life Insurance, Property & Casualty..., Wealth, Homeowners, Underwriting, General Insurance, Umbrella Insurance, Whole Life, Variable Annuities, Investment Strategies, FINRA, Estate Planning, Wealth Management..., Securities, Liability, Wealth Accumulation, Finance, Investment Advisory, Motorcycle, Mortgage Lending, Financial Services, Banking, Legal Liability
Education
University of Denver - Daniels College of Business 1978 — 1982
bsba, mgt
Middlesex County College 1978 — 1980
A.A., Liberal Arts
Bencomo Wealth Management March 2010 - Present
Anytime Fitness December 2008 - Present
Chase Investment Services February 2006 - March 2010
Morgan Stanley December 2004 - February 2006
Skills
Retirement Planning, Wealth Management, Retirement, Series 7, Estate Planning, Investments, Finance, Wealth, Wealth Management..., Wealth Accumulation, Mutual Funds, Portfolio Management, Asset Allocation, Series 63, FINRA, Financial Advisory, Investment Strategies, Investment Advisory, IRAs, Investment Management, Small Business, Life Insurance, Securities, Insurance, Uniform Combined State..., Financial Planning, Wealth Preservation..., Fixed Annuities, Leadership, Alternative Investments, Asset Management, Bonds, 401k, Strategic Financial..., Personal Finance, Financial Services, Series 66, Retirement Income..., IRA's, Wealth Accumulation..., Variable Annuities, High Net Worth..., 401k Rollovers, Stocks
Education
The University of Texas at El Paso 2000 — 2004
BBA, Finance
First Financial Brokerage Services May 2011 - Present
Chase Investment Services 2006 - 2011
Smith Barney 2000 - 2005
Paine Webber 1998 - 2000
Skills
Financial Advisory, Series 7, Series 63, Texas Life and Health..., Long Term Care Insurance, Investment Strategies, Investment Management, Estate Planning, Wealth Management, Portfolio Management, Retirement Planning, Asset Management, Alternative Investments, Investment Advisory, Investments, Fixed Income, Securities, Strategic Financial..., Life Insurance, Investment Education, Investment Advisory..., Asset Allocation, Mutual Funds, Equities, Budget Setting, Written & Oral..., Multi Tasking, Troubleshooting
Education
Abilene Christian University 1987 — 1989
Bachelor of Science, Social Work
J.P. Morgan Chase, N.A. January 2012 - Present
chase investment services June 2011 - December 2011
Skills
Managing a small...
Education
Shepherd University 1994 — 1998
Biology and Chemistry, Bachelor Science
PNC Investments December 2012 - Present
Chase Investment Services September 2009 - November 2012
JP Morgan Chase May 2005 - January 2008
JP Morgan Chase June 2004 - May 2005
Shelter Insurance Companies January 1998 - June 2004
Shelter Insurance Companies August 1990 - January 1998
Education
University of Missouri-Columbia 1981 — 1982
Masters, Economics
University of Missouri-Columbia 1977 — 1981
Bachelor of Journalism, Journalism
Terraphase Engineering Inc. October 2012 - Present
. December 2011 - October 2012
Chase Investment Services December 2010 - December 2011
Edward Jones March 2008 - December 2010
Enterprise Fleet Management February 2004 - December 2007
Skills
Retirement Planning, Salesforce.com, Cold Calling, Customer Service, Sales Management, Training, Management, Competitive Analysis, Leadership, Strategic Planning, PowerPoint, Financial Analysis, Investments, Finance, Project Management, Outlook, Marketing, Team Building, Microsoft Excel, Sales, Direct Sales, Strategic Financial..., Budgets, Microsoft Office
Education
San Jose State University 1998 — 2000
BS, Marketing, Advertising
The Cleveland Total Rewards Association May 2014 - Present
Cleveland Professionals group July 2013 - Present
International Society of Certified Employee Benefit Specialists January 2013 - Present
Hylant November 2013 - January 2015
USI Insurance Services August 2012 - October 2013
BNI October 2009 - August 2012
Love Insurance Agency June 2008 - August 2012
Chase Investment Services June 2004 - June 2008
Skills
Insurance, Retirement Planning, Employee Benefits, Fixed Annuities, Whole Life, Term Life Insurance, Mortgage Marketing, Disability Insurance, General Insurance, Life Insurance, Long-term Care, Professional Liability, Health Insurance
Education
University of Pennsylvania - The Wharton School 2012 — 2014
Certified Employee Benefits Specialist-CEBS, Compensation Management Specialist-CMS, Group Employee Benefits, Passed my CEBS, CMS and GBA
Kent State University 2000 — 2004
Bachelors, Design and Visual Communications, General
Chardon High School 1992 — 1994
HS Diploma/ AutoBody Technology, Autobody/Collision and Repair Technology/Technician, A
Wells Fargo Advisors, LLC October 2006 - Present
Chase Investment Services June 2004 - July 2006
H&R Block Financial Advisors June 1999 - May 2004
Skills
Investments, Financial Services, Risk Management, Financial Advisory, Retirement Planning, Insurance, Investment Planning, 401(k) Rollovers
Education
Northern Illinois University 1997 — 1999
Bachelor of Science, Finance
Rock Valley College 1995 — 1997
Associate of Arts, Business
Harlem High School
JP Morgan Chase Bank NA February 2009 - Present
JPMorgan Securities, LLC February 2009 - Present
Chase Investment Services March 2008 - February 2009
Smith Barney February 2005 - February 2008
Education
Baruch College 1992 — 2007
Capital One February 2014 - Present
electric eMedia July 2010 - Present
Self employed 1980 - Present
Chase Investment Services February 2011 - February 2014
Sag Harbor Community Advisory Committee January 2012 - May 2013
BeYourArt.com May 2008 - September 2011
Cloud 9 Publishing/Mississippi Crow Magazine 2009 - 2010
Mahay's Riverboat Service May 1995 - September 2003
Skills
Digital Media, Marketing, Social Media Marketing, Art, Graphic Design, Creative Writing, Political Consulting, Web Design, Cultural Awareness, Publishing, Writing, Storytelling, Books, Blogging, Magazines, Editing, Web Content, Proofreading, Novels, Publications, Copywriting, Freelance Writing, Short Stories, Fundraising, Poetry, Newsletters, Press Releases, Feature Articles, Copy Editing, Published Author, Editorial, Creative Writer
Education
Stony Brook Southampton 2013 — 2016
Master's Degree, Literature and Creative Writing
Calvin College 2001 — 2005
BA, Business, Japanese
Curry College 1999 — 2001
BA, Busienss
NYLife May 2014 - Present
MetLife Solutions Group September 2012 - April 2014
Chase Investment Services April 2010 - September 2012
E1 Asset Management March 2006 - April 2010
Skills
Retirement Planning, Estate Planning, Investments, Life Insurance, Variable Annuities, Long Term Care Insurance, Disability Insurance, Key Person Insurance, Buy-sell Agreements, Employee Benefits, Group Life, Executive Benefit..., 401k, 403b, 457,..., real estate investment..., Asset Management
Education
Caldwell College 2002 — 2006
Bachelor of Science (BS), Financial Economics
Piccoli Financial Group September 2014 - Present
Ameriprise Financial Services, Inc. November 2011 - September 2014
Chase Investment Services June 2010 - November 2011
PNC Investments June 2006 - October 2010
Skills
Retirement, Project Planning, Retirement Planning, Finance, Series 7, Investments, Fixed Annuities, Financial Planning, Series 63, Mutual Funds, Financial Advisory, Estate Planning, Asset Allocation, Loans, Portfolio Management
Education
College for Financial Planning 2013 — 2013
CRPC
University of Arkansas at Fayetteville 1979 — 1984
Finance
Sweaty Betty February 2012 - 2014
Chase Investment Services December 2010 - November 2011
J P Morgan Chase July 2009 - November 2011
Nordstrom September 2006 - July 2009
Let's Go Clothing & Footwear June 2002 - August 2005
Skills
Customer Relations, Word, Excel, Microsoft Office, Customer Service, Microsoft Excel, CRM, New Business Development, Management, Retail, Retail Sales, Social Media, Leadership, Sales, Time Management
Education
Texas A&M University-Corpus Christi 2001 — 2004
BA, English
WB Ray High School 1997 — 2000
JPMorgan Chase Bank, N.A. June 2014 - Present
TIAA-CREF April 2014 - May 2014
Charles Schwab October 2010 - March 2014
Fidelity Investments May 2009 - October 2010
Fidelity Investments August 2005 - May 2009
Chase Investment Services May 2004 - August 2006
MetLife October 2002 - May 2004
Focus Capital October 2000 - October 2002
Fortis Insurance Ltd 2000 - 2001
Education
St. Norbert College 1996 — 2000
Bachelor of Arts, Business Administration
Citi April 2012 - Present
CHASE INVESTMENT SERVICES September 2010 - July 2012
JP Morgan September 2007 - August 2010
JP Morgan August 2000 - December 2004
JPMorgan Chase March 1999 - July 2000
Skills
Series 7, Banking, Portfolio Management, Series 63, Credit, Mutual Funds, Investments, Securities, Loans, Wealth Management, Asset Managment, Commercial Lending, Risk Management, Financial Analysis, Cash Management, Fixed Income, Mortgage Lending, Financial Services, Equities, Credit Analysis, Series 65, Relationship Management, Private Banking
Education
University of Phoenix 2005 — 2007
MBA, Global Business Management
Concordia College 2003 — 2004
Bachelors, Business Administration
Rockland Community College 1997 — 2000
Associates, Business Administration
CH2M April 2015 - Present
CH2M HILL June 2014 - April 2015
State of Alaska March 2012 - June 2014
Your Home Improvement Comapny July 2011 - December 2011
ray chevrolet/suzuki September 2010 - July 2011
Alaska USA Federal Credit Union August 2009 - September 2010
McKinley Polaris and Car Quest May 2009 - August 2009
Vio August 2007 - May 2009
Chase Investment Services May 2007 - August 2008
Bald Eagle Harley Davidson March 2006 - August 2006
Skills
Customer Service, Logistics, Microsoft Office, Sales, Information Technology, Purchasing, Inventory Control, Process Improvement, Project Management, Operations Management, Access, Project Planning, Vendor Management, Software Documentation, Team Leadership, Budgets, Troubleshooting, Leadership, Project Control, Materials, Material Handling, Hazardous Materials, Hazmat Trained, Analysis, Management, Data Analysis, SharePoint, Program Management, Customer Satisfaction, Outlook, Procurement, Team Building, Inventory Management, Time Management, Process Scheduler, Training, Microsoft Word, Microsoft Excel, Risk Management, Strategic Planning, PowerPoint, Research, Data Entry, Coaching, Teamwork, Construction, Negotiation, Technical Writing, Policy, Account Management
Education
University of Alaska Anchorage 2012 — 2015
Master of Science (MS), Project Management
Northern Michigan University 2005 — 2009
Bachelors of Science, Finance
TD Ameritrade January 2011 - Present
Chase Investment Services March 2010 - December 2010
Fidelity Investments July 1999 - October 2008
A.G. Edwards & Sons, Inc. April 1997 - August 1999
Skills
Series 63, Fixed Annuities, FINRA, Fixed Income, Wealth, Management, Sales, Life Insurance, Finance, Sales Management, High Net Worth..., Certified Financial..., Equities, Alternative Investments, Uniform Combined State..., 401k, Risk Management, Insurance, Series 6, Financial Analysis
Education
California Coast University
B.S., Management
Chase Investment Services
Skills
Investments, Series 7, Wealth Management, Asset Allocation, Mutual Funds, Portfolio Management, Equities, Asset Management, Alternative Investments, Investment Strategies, Fixed Income, Retirement Planning, Hedge Funds, Bloomberg, Strategic Financial...
Education
University of Kentucky 2001 — 2006
Bachelor of Arts (B.A.), Foreign Language and International Economics
Chase Investment Services 2007 - 2011
Skills
Investments, Equities, Mutual Funds, Retirement Planning, Securities, Series 7, Wealth Management, Portfolio Management, Fixed Annuities, Retirement, Financial Services, Investment Advisory, Financial Advisory, Credit, Hedge Funds, Long-term Care, Bloomberg, Mortgage Lending, Financial Analysis, Life Insurance, Strategic Financial..., Disability Insurance, Customer Service, Financial Planning, Compliance, Securities Trading, Regulatory Compliance, Accounting, Management, Tax, Securities Litigation, Securities Market, Market Analysis, Municipal Bonds, Budgeting, Financial Audits, Internal Audit, Problem Solving, Project Management, Project Planning, Process Improvement, Policy Analysis, Business Process..., Policies & Procedures..., Payroll, Accounts Payable, Account Management, Account Reconciliation, Financial Reporting, Financial Accounting
Education
Florida International University 2014 — 2016
Interdisplinary Studies
Broward College
Associate of Arts (A.A.), Liberal Arts and Sciences/Liberal Studies
Chase Investment Services 2003 - 2012
Washington Mutual 2003 - 2005
Skills
Credit, Customer Service, Investments, Mutual Funds, Public Speaking, Retirement Planning, Series 7, Strategic Financial..., Strategic Planning, Team Building, Wealth Management
Education
California State University-Sacramento
Umpqua Investments, Inc. April 2013 - Present
Chase Investment Services March 2009 - January 2012
Skills
Microsoft Office, Microsoft Excel, Customer Service, PowerPoint, Strategic Planning, Microsoft Word, English, Windows, Research, Outlook, Photoshop, Public Speaking, Budgets, Editing, Java
Education
University of Oregon 2004 — 2008
Bachelor of Science (B.S.)
University of Oregon 2004 — 2008
Minor - Business Administration
Flagstar Insurance & Investment Services September 2013 - Present
Charter One Investment Services February 2012 - September 2013
Chase Investment Services January 2002 - February 2012
Skills
Insurance, Team Building, Sales, Public Speaking, Recruiting, Microsoft Excel, Outlook, PowerPoint, Investments, Microsoft Word, Strategic Planning, Finance, Leadership, New Business Development, Banking, Event Planning, Management, Customer Service, Microsoft Office
Education
Michigan State University
University of Phoenix
Bachelor of Science (BS), Accounting and Business/Management
Citi Personal Wealth Management November 1998 - Present
Citi Personal Wealth Management November 1998 - Present
Chase Investment Services June 1993 - October 1998
Chase Manhattan Investment Services January 1993 - January 1998
Skills
Series 7, Financial Advisory, Investment Strategies, Estate Planning, Retirement
Education
Long Island University, Brooklyn Campus 2003 — 2006
MBA, Finance
2003-2005MBA Long Island University 2003 — 2005
Bachelor of Science, Finance; Business Administration & Finance
KeyBank August 2014 - Present
Key Investment Services August 2011 - July 2014
KeyBank August 2011 - July 2014
Woodforest National Bank November 2010 - July 2011
Chase Investment Services February 2009 - November 2010
JPMorgan Chase October 2008 - November 2010
Labor Ready September 2007 - February 2009
Skills
Sales, Banking, Retirement Planning, Small Business Lending, Mortgage Lending, Lines Of Credit, Microsoft Office, Cross Selling, Merchant Services, Outside Sales, Series 6, Series 63, Life Insurance, Fixed Annuities, Variable Annuities, Consumer Lending, NYS Notary Public, Financial Analysis, Credit Cards, Home Equity Loans, Business Acumen, Mutual Funds, Retail Banking, Computer Hardware, Sales Operations, Marketing, Loans, Credit, Finance
Education
Montclair State University
Morris County Vocational School District
Impact Investors April 2015 - Present
Protected Investors of America August 2014 - Present
GBS Financial October 2012 - April 2014
JPMorgan Chase September 2003 - September 2012
Chase Investment Services May 2007 - November 2009
Skills
Portfolio Management, Series 63, Credit, Banking, Loans, Series 7, Investments, Mortgage Lending, Mutual Funds, Credit Analysis, Financial Analysis, Retail Banking, Fixed Income, Securities, Series 6, Wealth Management, Small Business Lending, Investment Banking, Finance, Loan Origination, Consumer Lending, Refinance, FHA, Financial Services
Education
Sonoma State University 2015 — 2018
Single Subject Teaching Credential, Social Science, Math
Creighton University 2012 — 2014
Master’s Degree, Investment Management and Financial Analysis
University of Oregon 2001 — 2003
Bachelor's degree, Economics
Santa Rosa Junior College 1998 — 2001
Associate’s Degree
BancWest Investment Services August 2013 - Present
J.P. Morgan Securities LLC May 2012 - August 2013
JPMorgan Chase & Co. 2006 - 2013
Chase Investment Services October 2010 - May 2012
Skills
Investments, Finance, Wealth Management, Portfolio Management, Retirement Planning, Financial Services, Equities, Banking, Financial Analysis, Financial Planning
Education
California State University-Sacramento 2001 — 2006
Bachelor of Science (BS), Economics
J.P. Morgan Chase Bank NA July 2012 - Present
Chase Investment Services. February 2010 - July 2012
Securities America, Inc. Member FINRA/SIPC January 2009 - January 2010
Ameriprise Financial Services, Inc. January 2005 - December 2008
Education
Quinnipiac University 1995 — 1999
Bachelors of Science, Finance
Willis Consulting, Inc. October 2010 - Present
Chase Investment Services March 1997 - June 2008
Skills
Asset Allocation, Series 7, Investment Strategies, Portfolio Management, Financial Services, Recruiting, Equity Research, Finance, Banking, Securities
Education
The University of Akron 1989 — 1994
B.S., Finance
Ameriprise Financial Services, Inc. August 2012 - Present
Chase Investment Services September 2009 - August 2012
Education
Florida International University
Bachelor of Arts, Political Science
BlackRock November 2013 - Present
BlackRock July 2010 - November 2013
Chase Investment Services August 2008 - June 2010
Skills
Asset Allocation, Investments, Management, Finance, Portfolio Management, Bloomberg, Trading
Education
University of California, San Diego 2003 — 2007
Bachelor of Science, Management Science
Chase Investment Services January 2012 - Present
TEKsystems November 2010 - January 2012
JPMorgan Chase January 1997 - September 2009
Chase January 1997 - September 2009
JPMorgan Chase January 1997 - September 2009
National City Bank August 1982 - January 2009
JPMorgan Chase 2009 - 2009
National City Bank August 1982 - January 1997
National City Bank 1982 - 1997
Education
The Ohio State University
Bachelor of Science, Agribusiness and Applied Economics
University of Colorado Denver
JP Morgan Chase Bank, NA March 2014 - Present
Chase Investment Services June 2011 - September 2012
First Command Financial Planning November 2009 - June 2011
BizCarta/DPI February 2001 - March 2006
Convergent Communications 1998 - 2000
Education
Southern Methodist University - Cox School of Business 2004 — 2005
MBA
Texas Christian University 1991 — 1995
BBA
Texas Christian University - M.J. Neeley School of Business 1991 — 1995
diploma
Dell November 2014 - Present
Veritex Communtiy Bank May 2014 - November 2014
Chase Investment Services November 2011 - May 2014
National Wholesale Supply May 2008 - August 2011
Brinker International July 2006 - April 2008
Intuit November 2004 - July 2006
Fidelity Investments April 2000 - October 2004
A. O. Smith September 1995 - April 2000
Elliott Electric Supply May 1994 - September 1995
American Light June 1991 - May 1994
Skills
Customer Service, Inside Sales, Call Center, Facilities Management, Inventory Management, Training, Call Centers, Team Building, Microsoft Excel, Sales, Employee Relations, Employee Training, Banking, Loans, Relationship Management, Series 63, Financial Services, Series 6, Mutual Funds, Small Business, Securities
Education
Texas A&M University 1984 — 1989
B.S, Industrial Distribution
JL McCullough 1980 — 1984
NYLIFE Securities January 2014 - Present
New York Life Insurance Company July 1998 - January 2013
Chase Investment Services 1995 - 1998
GE Capital 1993 - 1995
Skills
Life Insurance..., Annuity Sales, Variable Annuities, Fixed Annuities, Lifetime Income..., Investments, Mutual Funds, Retirement Planning, IRA Rollovers, 401(k) Rollovers, Estate Planning, Charitable Giving, Public Speaking
Education
The College of New Jersey 1979 — 1983
Bachelor of Science (B.S.)
J.P.Morgan Securities LLC October 2012 - Present
Chase Investment Services January 2012 - October 2012
Chase Investment Services August 2008 - January 2012
Chase Investment Services May 2006 - August 2008
Merrill Lynch July 2005 - May 2006
MorganStanley May 2004 - July 2005
Education
Temple University 2002 — 2004
Finance, Finance
CHASE INVESTMENT SERVICES October 2007 - Present
Skills
Strategic Planning, Account Management, Business Development, Leadership, Microsoft Excel, New Business Development, Strategy, Management, Marketing, Social Media Marketing, Microsoft Office
Education
State University of New York College at Fredonia 2000 — 2005
BS, Computer Information Systems
Manufacturers Bank May 2012 - Present
Chase Investment Services March 2011 - May 2012
City National Bank October 2008 - September 2010
Morgan Stanley Dean Witter 2006 - October 2008
Union Bank of California 1994 - 2006
Education
University of California, Berkeley 1980 — 1984
BA, Political Science
Chase Investment Services March 2010 - Present
Ameriprise Financial November 2007 - March 2010
Windsor Hotel January 2005 - October 2006
Bank of the West August 2001 - August 2003
Education
University of California, Los Angeles 1997 — 2001
International Economics
San Marino High School 1994 — 1997
JP Morgan Chase Bank NA September 2012 - Present
Chase Investment Services September 2006 - September 2012
Charles Schwab 1986 - 2000
Education
University of Maryland University College 1978 — 1982
FirstMerit Bank June 2014 - Present
J.P. Morgan August 2008 - June 2014
Chase Investment Services 2006 - 2008
Chase March 2005 - August 2006
American Express Financial Advisors October 2004 - March 2005
Skills
Investments, Portfolio Management, Finance, Banking
Education
The Ohio State University Fisher College of Business 2009 — 2011
MBA, Finance
The Ohio State University Fisher College of Business 1999 — 2002
Finance
The Ohio State University
Master of Business Administration, Finance
Santander Investment Services September 2013 - Present
J.P. Morgan Securities, LLC. May 2011 - June 2013
Chase Investment Services July 2009 - June 2011
Langdon Ford Financial 2006 - 2009
Education
Rowan University 2002 — 2006
BA, Finance
Chase Investment Services June 2010 - December 2013
Primary Funding LTD January 1999 - June 2010
Skills
Mortgage Lending, Residential Mortgages, Investments, Fixed Annuities, Financial Services, Life Insurance
Education
hicksville high school 1965 — 1969
byu
Fidelity Investments February 2014 - Present
Fidelity Investments May 2012 - February 2014
Fifth Third June 2011 - May 2012
Chase Investment Services December 2010 - May 2011
JPMorgan Chase September 2009 - February 2011
District 202 Schools January 2007 - September 2009
2006Arbonne International December 2003 - June 2005
Charles Schwab September 1999 - August 2001
Charles Schwab January 1997 - September 1999
Skills
Marketing, Sales, Project Management, Investments, Customer Service, Portfolio Management, Finance, Direct Sales, Direct Marketing, Networking, Financial Advisory, Management, Entrepreneurship
Education
Marquette University 1991 — 1995
Bachelor of Science
Heartland Wealth Management March 2011 - Present
Ad-Tech Medical Instrument Corp February 2011 - August 2011
Chase Investment Services July 2009 - January 2011
Smith Barney 2006 - 2009
BC Ziegler June 2000 - November 2006
Firstar Trust March 1997 - June 2000
Strong Funds 1993 - 1997
Skills
Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Asset Allocation, 401k, ETFs, Investment Strategies, Financial Services, Finance, Portfolio Management
Education
Carthage College 1987 — 1991
Racine Park
Morgan Stanley May 2013 - Present
UBS Wealth Management January 2004 - May 2013
AIG Advisor Group January 2003 - December 2004
CSFB Pershing 2000 - 2001
Chase Investment Services 1999 - 2000
Citi Investment Services CIS 1991 - 1993
Skills
Program Management, Learning Management
Education
St. Thomas Aquinas College 2005 — 2009
MBA, Management
Rotary International 2013 - 2013
Chase Investment Services December 2007 - February 2012
RSI Enterprises 1997 - 1999
Skills
Strategic Planning, Retirement Planning, Customer Service, Asset Management, Portfolio Management, Asset Managment, Financial Analysis, Management, Investments, Strategic Financial..., Series 7, Budgets, Fixed Income, Asset Allocation, Retirement, Mutual Funds, Estate Planning, Wealth Management, Derivatives, Public Speaking, Investment Strategies, Leadership, Hedge Funds, Marketing, Equities, Investment Advisory, Risk Management, Wealth Accumulation, Mergers & Acquisitions, Wealth
Education
Western International University 2005 — 2006
Not completed, MBA International Business
Arizona State University 1969 — 1974
Bachelor of Science (BS), Business Administration Marketing
Chase Investment Services October 1999 - Present
Education
The Ohio State University
Bachelor of Science (BS), Finance, General
The Ohio State University
Master of Business Administration (MBA)
Regional Financial Institution May 2008 - Present
Mutual Inc. 2014 - 2014
Mutual Inc. 2014 - 2014
Chase Investment Services October 2007 - May 2008
BNY Investment Center 1999 - 2007
Informix Software 1997 - 1998
Chancellor Broadcasting 1996 - 1997
Essex Investment Management 1993 - 1996
Essex Investment Management 1993 - 1996
Skills
Mutual Funds, Retirement Planning, Strategic Financial..., Series 63, Asset Allocation, Portfolio Management, Series 7, Securities, Investment Strategies, Hedge Funds, Financial Services, Banking, Retirement, ETFs, Wealth Management, Investments, Investment Advisory, Separately Managed..., Loans, Estate Planning, Asset Management, Alternative Investments, Investment Management, Credit, Finance, Uniform Combined State..., Series 65, Commercial Banking, IRAs, Equities, Fixed Income, 401k, Risk Management, Wealth Management..., Financial Advisory, Fixed Annuities, Financial Analysis, Capital Markets
Education
LIU Post 1976 — 1978
SBI Campus
JPMorgan Chase Bank, N.A. October 2012 - Present
Chase Investment Services December 2010 - October 2012
Allstate Financial August 2004 - December 2010
Merrill Lynch 1999 - 2000
Education
Stockton University 1992 — 1994
Bachelor of Arts, Business
West Virginia University 1990 — 1992
Third Baptist Church of Chicago September 2012 - Present
JP Morgan June 2005 - Present
Chase Investment Services July 2007 - June 2010
Skills
Series 63, Series 65, Series 7, Series 6, Wealth Management..., Insurance, Banking, Risk Management, Retail Banking, Financial Analysis, Customer Service, Process Improvement, Management, Project Management, Training, Microsoft Office, Microsoft Excel, Outlook, Team Building, Account Management, Finance, Financial Services, Investments, Portfolio Management, Credit
Education
Chicago State University 1999 — 2004
Bachelor of Arts (B.A.), Speech English
Northern Baptist Theological Seminary
Intellitec Solutions November 2013 - Present
Hornor Townsend & Kent April 2005 - July 2013
BNP Paribas 1998 - 2005
Corestates/First Union September 1997 - September 1998
Chase Investment Services 1994 - 1997
Citicorp Investment Services 1991 - 1994
BHC Securities 1989 - 1991
CareersUSA 1987 - 1989
Skills
Financial Statements, Treasury, SEC, Capital Markets, Great Plains Software, Broker-Dealer, Account Reconciliation, Accounts Receivable, US GAAP, Accounts Payable, Fixed Assets, Financial Analysis, Financial Reporting, Internal Controls, FINRA, Analytics, Budget Process, Forecasting, Auditing, Accounting, Managerial Finance, Finance
Education
La Salle University - School of Business Administration 1985 — 1994
Bachelor of Science, Accounting
Nazareth Academy High School
Arizona College August 2013 - Present
EDMC June 2012 - October 2013
Independant Consultant August 2008 - June 2012
Wells Fargo Investments 2007 - 2008
Chase Investment Services 2004 - 2007
ING 2000 - 2004
American Express 1989 - 1992
GMAC 1989 - 1990
Skills
Strategic Planning, Leadership, E-Learning, Higher Education, Staff Development, Leadership Development, Program Management
Education
University of Phoenix
Master of Arts (MA), Higher Education/Higher Education Administration
Arizona State University 1987 — 1988
George Mason University 1980 — 1984
United States Naval Academy 1984 — 1984
United States Naval Academy 1980 — 1983
Carlisle & Gallagher Consulting Group January 2014 - Present
Smart Tuition July 2007 - November 2013
JPMorgan Chase February 2006 - August 2007
PNC March 2005 - February 2006
Merrill Lynch June 2003 - March 2005
Chase Investment Services June 2000 - June 2003
Skills
Team Building, Investments, Strategic Planning, New Business Development, Sales, Project Management, Product Development, Leadership, Start-ups, Business Analysis, Management, Salesforce.com, Business Development, Strategic Partnerships, Agile Methodologies, Team Leadership, SQL, Microsoft Excel, Requirements Gathering, Agile Project Management, Data Analysis, SDLC, Scrum, QuickBooks, Product Requirements, Problem Solving, Creative Problem Solving, Analytical Skills, Data Mapping, Financial Services, Consulting, Analysis, Banking, Integration, Strategy, Oracle, Finance
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (BA), Economics
Rutgers University-New Brunswick
Bachelor's degree, Economics
Cosmodyne, LLC July 2014 - April 2015
U.S. Department of Labor May 2014 - July 2014
Alona Cortese Elder Law Center January 2014 - May 2014
Orange County District Attorney May 2013 - August 2013
SchoolsFirst Federal Credit Union January 2012 - July 2012
Chase Investment Services 2008 - December 2011
City of Huntington Beach 2007 - 2007
City of Santa Ana 2006 - 2007
Skills
Public Speaking, Legal Research, Legal Writing, Securities, Strategic Planning, Westlaw, Finance, Microsoft Excel, Insurance, Mutual Funds, Investments, Analysis, Client Counseling, Lexis, Client Recruitment, Consultative Sales, Fixed Annuities, Variable Annuities, Asset Allocation, Retirement Planning, Business Process..., Human Resources, Economic Development, Series 63, Series 7, Asset Management, Risk Management, Financial Services, Banking, Wealth Management, Credit, Portfolio Management, FINRA, Strategic Financial..., Contractual Agreements, Negotiation, Retirement, Conflict Minerals, Securities Filings, ERISA, LexisNexis
Education
Chapman University, School of Law 2012 — 2015
Doctor of Law (J.D.), Law
University of Southern California 2006 — 2008
MPA, Public Administration
University of California, Irvine 2004 — 2006
B.A., Criminology, Law and Society; Political Science
BOHS
Albridge, an Affiliate of Pershing November 2011 - Present
Chase Investment Services April 2010 - November 2011
Raymond James Financial November 2006 - June 2009
Wells Real Estate Funds March 2004 - March 2006
Schwab Institutional October 1998 - March 2004
Charles Schwab 1995 - 1998
Skills
Business Development, Sales, Investments, Management, Financial Services, Finance, Portfolio Management, Sales Operations, Mutual Funds, Wealth Management, Series 63, Series 7, Securities, Investment Advisory, Relationship Management, Alternative Investments, Asset Management, Asset Allocation, FINRA, Financial Advisory, Fixed Income, Equities, Series 24, Retirement Planning, Investment Management
Education
Syracuse University - Martin J. Whitman School of Management 1983 — 1987
BS, Finance
JP Morgan Chase Bank NA October 2012 - Present
Chase Investment Services February 2010 - October 2012
Chase Investment Services July 2005 - February 2010
Chase Investment Services November 2002 - July 2005
UBS PaineWebber January 2002 - November 2002
Charles Schwab & Co., Inc January 1999 - January 2001
Skills
Financial Planning, Investments, Finance, Management, Portfolio Management, Wealth Management, Financial Services, Mutual Funds, Banking, Financial Analysis, Asset Allocation
Education
College for Financial Planning 2014 — 2015
Financial Planning Certificate
Thunderbird School of Global Management 2006 — 2008
Global MBA
St. Lawrence University 1994 — 1998
BA, Cum Laude, Sociology
International School of Brussels 1986 — 1993
NMS Wealth Management January 2011 - Present
Chase Investment Services May 2009 - January 2011
Ameriprise Financial January 2008 - May 2009
Ameriprise Financial March 2006 - May 2009
Skills
Wealth Management, Financial Planning, Retirement Planning, Investments, Asset Management, Strategic Financial..., Asset Allocation, Investment Advisory, Financial Advisory, Uniform Combined State..., Mutual Funds, Series 7, Certified Financial..., Estate Planning, Finance, Series 63, Investment Strategies, Alternative Investments, Securities, Investment Management, Retirement, 401k, FINRA
Education
Case Western Reserve University
BS, Finance, Economics
JPMorgan Chase January 2011 - Present
Chase Investment Services 2001 - January 2011
Skills
Internal Controls, Variance Analysis, Financial Accounting, Auditing, Essbase, US GAAP, Hyperion Enterprise, Cash Flow, Accounts Payable, Financial Statement..., Bank Reconciliation, Consolidation, Tax Preparation
Education
The Ohio State University 1991 — 1993
BSBA, Accounting
Citi May 2011 - Present
Chase Investment Services November 2007 - May 2011
Education
Baruch College
Bachelor of Business Administration (B.B.A.), Accounting
Citi May 2011 - Present
Sovereign Bank/Santander November 2009 - June 2010
Bank of America March 2005 - January 2009
Chase Investment Services September 2002 - March 2005
Lebenthal November 1998 - September 2000
Republic Financial Services February 1997 - November 1998
Essex Bank of New York March 1996 - February 1997
Chase Investment Services February 1994 - March 1996
Skills
Banking, Mutual Funds, Leadership, Finance, Asset Management, Credit, Retail Banking, Sales, Mortgage Lending, Investment Advisory, Insurance, Solution Selling, Program Management, Team Building, Financial Services, Investments, Wealth Management, Management, Portfolio Management, Relationship Management, Loans, Risk Management, Commercial Banking, CRM
Education
Chauncey Chapel Hill 1962 — 1968
College Prep
Katherine Gibbs
Business
Université Sorbonne Nouvelle - Paris 3
Language
Chase Investment services July 2009 - Present
Banc of America Investments April 2008 - January 2009
Education
University of Mumbai 1967 — 1974
BS, Maths physics
Series 7 and 66
Texas department of Insurance
Life and Health Insurance
Essex National Securities May 2001 - Present
Dreyfus April 2000 - May 2001
Chase Investment Services October 1997 - March 2000
Citicorp Investment Services July 1994 - October 1997
Prudential Insurance March 1992 - July 1994
Prudential Financial Services Inc August 1991 - March 1992
Skills
Mutual Funds, Strategic Financial..., Wealth Management, Investments, Retirement Planning, Mergers & Acquisitions, Finance, Securities, Banking, Insurance, Series 63
Education
University of Vermont 1983 — 1987
MS, Biology
St. Lawrence University 1979 — 1983
B.S, Biology and Environmental Studies
Prime Controls February 2009 - Present
Chase Investment Services June 2008 - December 2008
H&R Block Financial Advisors 2005 - 2008
Edward Jones January 1998 - May 2005
Hamilton-Hico Title and Abstract Company April 1995 - December 1997
Hercules May 1981 - March 1995
Skills
Strategic Financial..., Project Management, Technical Analysis
Education
Rice University 1977 — 1981
BSME
Financial Engines April 2010 - Present
Chase Investment Services November 2009 - April 2010
USAA January 2005 - June 2009
Merrill Lynch June 2000 - November 2004
Simmons & Bishop October 1994 - June 2000
Olde Discount February 1992 - September 1994
Skills
Financial Planning, Portfolio Management, Derivatives, Team Leadership, Time Management, Retirement Planning, Risk Management, Securities, Wealth Management, Annuities, Retirement Income..., Equities, Fixed Income, Mutual Funds, Estate Planning, Asset Allocation, Investment Strategies, Insurance, Options, Series 65, IRAs, Investment Management, Financial Services, Strategic Financial..., Fixed Annuities, Wealth, Financial Advisory, Call Centers, 401k, Sales Management, Bonds, Business Development
Education
Michigan State University
BS, Financial Administration
Chase Investment Services June 2010 - Present
Endeavor Clinical Trials, PA August 2008 - February 2010
Education
The University of Texas at San Antonio 2004 — 2010
Bachelor, Finance
TD Ameritrade December 2012 - Present
Private Wealth Management Firm May 2012 - January 2013
Chase Investment Services March 2009 - May 2012
Wells Fargo April 2005 - September 2008
Skills
Retirement Planning, Financial Planning, Series 7, Wealth Management, Investments, Portfolio Management, Financial Analysis, Strategic Financial..., Financial Modeling, Managerial Finance, MBA, Business Strategy, Marketing Strategy, Finance, Financial Planners, Investment Advisory, IRAs, Investment Strategies, Wealth, Financial Services, Investment Management, High Net Worth..., Financial Advisory, Asset Allocation, Wealth Management...
Education
National University 2005 — 2009
MBA, Business Administration
San Diego State University-California State University 1999 — 2001
Bachelor of Science, Finance
Cortburg Retirement Planning January 2014 - Present
Aronov Wealth Management Independence powered by LPL Financial November 2011 - December 2013
Chase Investment Services April 2007 - November 2011
AllianceBernstein January 2000 - April 2007
Skills
Series 7, Series 63, Mutual Funds, Retirement Planning, Asset Allocation, Fixed Annuities, Alternative Investments, 401k, Asset Managment, Wealth Management, Fixed Income, Portfolio Management, Life Insurance, Investment Advisory, Retirement, Long-term Care, Term Life Insurance, Healthcare, Estate Planning, Wealth, Asset Management, Financial Services, FINRA, Finance, IRAs, Investment Strategies, Strategic Financial..., Series 6, Investment Management, Investments, Financial Planning
Education
State University of New York at Stony Brook 1989 — 1993
Philosophy
Dov Revel
MetLife Premier Client Group 2013 - Present
Chase Investment Services 2010 - August 2013
Citigroup 2005 - 2010
Skills
Investments, Retirement Planning, Wealth Management, Series 7, Investment Advisory, Mutual Funds, Portfolio Management, Strategic Financial..., Securities, Financial Services, Financial Analysis, Equities, Banking, Fixed Income, Series 63, Asset Management, Asset Allocation
Education
Southern Adventist University
JPMorgan Chase Bank, N.A. August 2013 - Present
Curri-Ezee Gourmet Foods 2006 - July 2014
JPMorgan Securities LLC August 2011 - July 2013
Chase Investment Services May 2010 - July 2011
Zones 2004 - 2006
Summit Computers 2003 - 2004
The Home Depot 2002 - 2004
Voodoo PC 1997 - 2002
Education
Green River Community College 2002 — 2004
Computer/Electrical Engineering
Financial Industry Regulatory Authority May 2014 - Present
Financial Industry Regulatory Authority January 2014 - May 2014
Allstate Financial Services, LLC 2010 - 2012
Chase Investment Services November 2008 - February 2010
Merrill Lynch February 2007 - November 2008
Morgan Stanley Dean Witter 2004 - 2007
Skills
Investments, Finance, Strategic Financial...
Education
Binghamton University 1998 — 2002
BA, Philosophy
Benjamin N. Cardozo School of Law, Yeshiva University
GEICO July 2015 - Present
Screenpointe Inc. 2011 - Present
Progressive Insurance September 2007 - March 2011
Apex Systems November 2010 - 2011
Chase Investment Services 2010 - 2010
Hertz 2003 - 2007
Skills
Technical Recruiting, Applicant Tracking..., Cold Calling, Talent Acquisition, Recruiting, Internet Recruiting, Leadership, Sourcing, Contract Recruitment, Onboarding, Staffing Services, Interviews, Benefits Negotiation, Temporary Placement, Screening Resumes, Staff Augmentation, Temporary Staffing, College Recruiting, Hiring, Building Relationships, Job Fairs, Taleo, Resume Writing, Screening, Executive Search, PeopleSoft, Human Resources
Education
University of Arizona 1998 — 2003
BA, Political Science
Regions Financial Corporation January 2013 - Present
Chase Investment Services January 2005 - January 2013
Education
Indiana State University
Bachelor of Applied Science (B.A.Sc.)
Fidelity Investments April 2015 - Present
E*TRADE Financial December 2011 - April 2015
Chase Investment Services June 2010 - November 2011
JPMorgan Chase September 2007 - May 2010
Skills
Management, Investments, Finance, Banking, Financial Analysis, Credit, Portfolio Management, Financial Services, Mutual Funds, Loans
Education
Tennessee Technological University - College of Business Administration 1994 — 1998
Bachelor of Business Administration (BBA), Economics
Citi December 2013 - Present
HSBC Securities Inc. August 2012 - December 2013
chase investment services October 2007 - April 2012
Skills
Banking, Strategic Planning, Retail Banking, Credit, Finance, Relationship Management, Marketing, Portfolio Management, Microsoft Office, Financial Risk, Loans
Education
Baruch College, City University of New York (CUNY) 2002 — 2006
Bachelor of Business Administration (B.B.A.), FINANCE AND INVESTMENTS
Hassell Wealth Management March 2006 - Present
Chase Investment Services June 2004 - March 2006
American Express Financial Advisors March 2003 - June 2004
Education
Nicholls State University
JP Morgan Securities LLC October 2012 - Present
Chase Investment Services May 2008 - September 2011
Fidelity Investments May 2005 - May 2008
Raymond James & Associates, Inc February 2003 - May 2005
Prudential Financial 2002 - 2002
Key Ba 1999 - 2002
Education
Indiana Wesleyan University 2000 — 2002
MBA, Business Administration
Ball State University 1990 — 1995
BS, Elementary Education
Klein High School
Nomura Securities 2007 - 2011
Chase Investment Services 1990 - 2005
Drexel Burnham Lambert October 1983 - April 1990
Skills
Middle Office, Financial Modeling, Financial Analysis, Portfolio Management, Banking, Cash Management, Trading, Financial Risk
Education
Baruch Zicklin School of Business
MBA, Finance, General
Fordham University
Bachelor of Science (BS), Business Administration and Management, General
Iona
Master of Science (M.S.), Finance, General
JPMorgan Chase February 2008 - February 2012
Chase Investment Services 2008 - 2012
Skills
Retirement Planning, Strategic Financial..., Investments
Education
Long Island University, C.W. Post Campus
U.S. Bank April 2013 - Present
Chase Investment Services September 2012 - March 2013
Merrill Lynch 2009 - 2012
Bank of America January 2008 - April 2009
Bank of America December 2001 - October 2006
Skills
Long-term Customer..., Sales and Portfolio..., Financial Analysis, Investment Strategies, Mortgage Lending, Business Products and..., Building Business..., Portfolio Management, Banking, Commercial Banking, Finance, Corporate Finance, Private Banking, Credit, Credit Analysis, Wealth Management, Small Business Lending, Financial Advisory, Series 7, Investments, Loans, Management, Relationship Management
Education
California State University-Stanislaus
Bachelor's degree, Business Administration and Management, General, Magna cum Laude
PNC Investments May 2014 - Present
Fifth Third Securities March 2007 - March 2014
Chase Investment Services October 2003 - March 2007
Chase Investment Services November 1997 - October 2003
Skills
Asset Allocation, Portfolio Management, Investment Advisory, Investments, Wealth Management
Education
Indiana University Bloomington 1992 — 1995
Bachelor of Science, Finance
University of Notre Dame 1991 — 1992
TD Ameritrade July 2012 - Present
Chase Investment Services August 2009 - July 2012
Ameriprise Financial Services, Inc. January 2006 - August 2009
Skills
Series 7, Investments, Asset Management, Series 4, Series 24, Series 53, Series 66, Sales Management, Investment Advisory, Series 63, Equities, Financial Advisory, Uniform Combined State..., Portfolio Management, Series 65, Asset Allocation, Mutual Funds, Retirement Planning, FINRA, Wealth Management
Education
Kansas State University 1998 — 2000
Master's degree, Cultural Studies/Critical Theory and Analysis
Kansas State University 1995 — 1998
Bachelor's degree, English Language and Literature, General
KeyBank June 2015 - Present
Chase Investment Services June 2007 - October 2013
Mountain America Credit Union January 2000 - June 2007
Skills
Customer Service, Asset Allocation, Fixed Assets, Consulting, Mutual Funds, Client Development, Client Counseling, Client Relations Skills, Client Education, Client Presentation, Customer Retention, Customer Insight, Customer Oriented, Customer Acquisition, Asset Management, inestment adviser..., Compliance, Lecturing, Organization, Presenter at the..., Internal Communications, Typing, Negotiation, New Business Development, Research, Risk Assessment, Disaster Recovery, Many letters of..., Investment Guest on the..., Equities, life insurance..., Health Insurance..., Property & Casualty..., Disabilty outsourced
Education
Brigham Young University 1980 — 1982
Brigham Young University 1978 — 1979