Cipperman Compliance Services, LLC

Description

Address: 480 Swedesford Rd, Wayne, PA 19087 Hours: Closed ⋅ Opens 9AM Mon SaturdayClosedSundayClosedMonday9AM–5PMTuesday9AM–5PMWednesday9AM–5PMThursday9AM–5PMFriday9AM–5PMSuggest an edit Unable to add this file. Please check that it is a valid photo. Phone: (484) 588-5514: : : Category: Place name: Website: : : : Website: http://www.cippermancs.com/ Category: Financial consultant Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Cipperman Compliance Services, LLC Posting publicly on the Web Write a review Reviews Be the first to review

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Cipperman Compliance Services, LLC Employees

Employee
Years
Job
Industry
Bridghet Donato Bridghet Donato Greater Philadelphia Area Details
Bridghet Donato's Cipperman Compliance Services, LLC Experience April 2012 - July 2013
Job Technical Director
Industry Financial Services
Experience
Nationwide Insurance  June 2015 - Present
Hartford Funds  August 2013 - June 2015
Cipperman Compliance Services, LLC   April 2012 - July 2013
Ethos Health Communications  May 2011 - April 2012
Ashfield Healthcare  March 2010 - October 2010
Old Mutual Asset Management  September 2008 - December 2008
SEI  January 2006 - September 2008
SEI  September 2003 - January 2006
SEI  April 2001 - September 2003

Skills
Financial Analysis, Mutual Funds, Investments, Forecasting, Management, Budgets, Analysis, Accounting, Business Planning, Portfolio Management, Contract Negotiation, New Business Development

Education
Saint Joseph's University   2003 — 2007
MBA

Arcadia University
MS in BA

Arcadia University
Bachelor's Degree

Neshaminy High School

Robert Spengler Robert Spengler Greater Philadelphia Area Details
Robert Spengler's Cipperman Compliance Services, LLC Experience September 2014 - Present
Job Manager at Cipperman Compliance Services, LLC
Industry Investment Management
Experience
Cipperman Compliance Services, LLC   September 2014 - Present
BNY Mellon  September 2012 - September 2014
BNY Mellon  October 2007 - August 2012
BNY Mellon  April 2005 - October 2007
Gold's Gym  January 2004 - April 2005
Abercrombie & Fitch  February 2002 - January 2004
Philadelphia 76ers - Comcast Spectacor   May 2001 - August 2001

Skills
Customer Relations, Microsoft Office, Lotus Notes, Problem Solving, Administration, Investments, Teamwork, Accounting, Excel, Customer Service, Team Building, Analysis, Business Development, Project Planning, Microsoft Excel, Management, Finance, Manage Client..., System Administration, Time Management, Leadership

Education
Eastern University - MBA   2009 — 2011
MBA, Business Management

Eastern University   1998 — 2002
Major: Business Management, Minors: Marketing and Administration

Ryan DelGiudice Ryan DelGiudice Greater Philadelphia Area Details
Ryan DelGiudice's Cipperman Compliance Services, LLC Experience September 2015 - Present
Job Senior Investment Compliance Professional
Industry Financial Services
Experience
Cipperman Compliance Services, LLC   September 2015 - Present
Cipperman Compliance Services, LLC   April 2013 - Present
BNY Mellon  June 2012 - April 2013

Skills
Financial Analysis, Data Analysis, Finance, Analysis, Teamwork, Economics, Leadership, Financial Modeling, Valuation, Research, Appreciation, Management, Investment Advisers Act, Mutual Funds, Due Diligence, Investment Company Act, Access

Education
Saint Joseph's University - Erivan K. Haub School of Business
Bachelor of Science (B.S.) in Business Administration, Finance

Investment Banking Institute
Philadelphia, PA

Umar Ehtisham Umar Ehtisham Philadelphia, Pennsylvania Details
Umar Ehtisham's Cipperman Compliance Services, LLC Experience September 2014 - Present
Job Director at Cipperman Compliance Services, LLC
Industry Financial Services
Experience
Cipperman Compliance Services, LLC   September 2014 - Present
E*TRADE Financial  January 2013 - September 2014
Merrill Lynch  December 2010 - October 2012
Merrill Lynch  April 2007 - December 2010
Merrill Lynch  January 2004 - April 2007
Solution Capital LLC   June 2003 - January 2004

Skills
SEC Regulations, SEC Filings, Securities Regulation, Investment Company Act, Investment Advisers Act, Risk Management, Investment Advisor..., Compliance Testing, Risk Assessment, Private Equity, FINRA, Risk Based Testing, Financial Services, Auditing, Mutual Funds, Management, SharePoint, User Acceptance Testing, Cognos, Test Planning, Form ADV, Form PF, Due Diligence Review, Soft Dollars

Education
University of Rochester   1999 — 2003
BA, Economics

Marissa Ciancio Marissa Ciancio Greater Philadelphia Area Details
Marissa Ciancio's Cipperman Compliance Services, LLC Experience March 2014 - Present
Job Cipperman Compliance Services, LLC
Industry Financial Services
Experience
Cipperman Compliance Services, LLC   March 2014 - Present
MassMutual Financial Group  2012 - December 2013
CBRE Clarion Securities  September 2009 - May 2012
ING Clarion Real Estate Securities  March 2006 - September 2009

Skills
Financial Services, Finance

Education
James Madison University   2002 — 2006
Bachelor of Business Administration (BBA), Finance

Sarah LeDonne Sarah LeDonne Pittsburgh, Pennsylvania Details
Sarah LeDonne's Cipperman Compliance Services, LLC Experience August 2014 - Present
Job Director at Cipperman Compliance Services, LLC
Industry Financial Services
Experience
Cipperman Compliance Services, LLC   August 2014 - Present
Cipperman Compliance Services, LLC   April 2013 - August 2014
The Hartford  July 2012 - April 2013
Bank of America Merrill Lynch  2010 - 2012

Skills
Series 7, series 63, Compliance, Securities Regulation, Mutual Funds, Microsoft Excel, Securities, Investments, Equities, Portfolio Management, Finance, Sales, Microsoft Office, Asset Allocation, Customer Service, Series 63, Management, Financial Services, Financial Analysis

Education
University of Pittsburgh
BSBA, Accounting

Nick Filippo Nick Filippo Greater Philadelphia Area Details
Nick Filippo's Cipperman Compliance Services, LLC Experience March 2009 - March 2012
Job VP Sales and Marketing at Tower Bridge Advisors
Industry Financial Services
Experience
Tower Bridge Advisors   March 2012 - Present
Cipperman Compliance Services, LLC   March 2009 - March 2012
Verdis Investment Management  2006 - 2008
Preferred Client Group   January 2003 - May 2006
SEI Investments  1993 - 2002
PaineWebber  June 1990 - December 1992
IBM  1981 - 1989

Skills
Mutual Funds, Investments, Investment Advisory, Financial Services, Asset Managment

Education
Northwestern University - Kellogg School of Management   1988 — 1990
MBA, Finance

The University of Chicago   1977 — 1981
B.A., Mathematics

Jason M. Ewasko Jason M. Ewasko Greater Philadelphia Area Details
Jason M. Ewasko's Cipperman Compliance Services, LLC Experience September 2013 - Present
Job Managing Director at Cipperman Compliance Services, LLC
Industry Financial Services
Experience
Cipperman Compliance Services, LLC   September 2013 - Present
TD Ameritrade  June 2011 - September 2013
Penn Mutual Life Insurance Co./Hornor, Townsend & Kent, Inc.   2005 - 2010

Skills
Series 7, Series 24, FINRA, Securities, Series 63, Mutual Funds, Alternative Investments, Uniform Combined State..., Investment Advisory, Hedge Funds, Financial Services, Wealth Management, Investments, Equities, Asset Allocation, Retirement Planning, Fixed Annuities

Education
Villanova University School of Law   1992 — 1995
JD, Law

Colgate University   1988 — 1992
BA, History

Downey, Daneen Downey, Daneen Greater Philadelphia Area Details
Downey, Daneen's Cipperman Compliance Services, LLC Experience January 2010 - July 2011
Job Deputy Counsel Asset Management and Corporate Affairs at Janney Montgomery Scott LLC
Industry Law Practice
Experience
Janney Montgomery Scott LLC  February 2014 - Present
Radcliffe Capital Management, L.P.   September 2011 - February 2014
Cipperman Compliance Services, LLC   January 2010 - July 2011
Cipperman & Company LLC   November 2007 - July 2011
Morgan, Lewis & Bockius LLP   January 2006 - October 2007
Fiserv Securities, Inc.   January 2004 - December 2005
Klehr Harrison Harvey Branzburg LLP  January 2000 - January 2004

Skills
Compliance, Investment Advisory, Securities, SEC, Corporate Law, Broker-Dealer, Securities Regulation, Investments, Financial Services, Corporate Governance, Due Diligence, FINRA, Hedge Funds, Litigation, Private Equity, Asset Management

Education
Widener University School of Law   1996 — 2000
J.D.

King's College   1989 — 1993
B.A., History

Emily Silva, CSCP Emily Silva, CSCP Greater Philadelphia Area Details
Emily Silva, CSCP's Cipperman Compliance Services, LLC Experience February 2014 - Present
Job Managing Director at Cipperman Compliance Services, LLC
Industry Financial Services
Experience
Cipperman Compliance Services, LLC   February 2014 - Present
The Vanguard Group  July 2013 - January 2014
The Vanguard Group  November 2010 - June 2013
The Vanguard Group  December 2006 - October 2010
The Vanguard Group  July 2004 - November 2006
The Vanguard Group  April 1999 - June 2004

Skills
FINRA, Series 24, Series 7, Securities Regulation, SEC, Mutual Funds, Alternative Investments, Compliance, FINRA Advertising..., Ski Instructor, Level 1..., Building Relationships, Finance, Investments, Securities, Series 63, Investment Advisory, Financial Services

Education
Syracuse University, S.I. Newhouse School of Public Communications   1988 — 1990
Master of Professional Studies, Communications/Business

Syracuse University College of Law   1987 — 1990
J.D.

University of Rochester   1982 — 1986
BA, History

Commonwealth School   1978 — 1982

Amit Dogra Amit Dogra Greater Philadelphia Area Details
Amit Dogra's Cipperman Compliance Services, LLC Experience September 2011 - March 2012
Job National Director Relationship Management, Practice Management & Field Marketing
Industry Financial Services
Experience
HighTower  May 2015 - Present
HighTower  February 2014 - April 2015
Philadelphia Freedom Valley YMCA  June 2009 - February 2015
The North Highland Company  March 2012 - February 2014
Cipperman Compliance Services, LLC   September 2011 - March 2012
Graystone Wealth Management & Private Bank   February 2010 - August 2011
BNY Mellon Wealth Management  January 2007 - February 2010
Brinker Capital  May 2003 - January 2007
SEI Investments  August 1997 - May 2003

Skills
Wealth Management, Business Strategy, New Business Development, Investment Advisory, Strategic Planning, Strategy, Sales Management, Investments, Competitive Analysis, Executive Management, Alternative Investments, Business Development, Asset Management, Leadership, Strategy Development, Practice Management, Financial Advisory, Sales Leadership, Marketing Strategy, Sales Process..., Market Penetration, Cross Selling, Product Development, Team Building, Relationship Cultivation, Product Marketing, Management Consulting, Consulting, Business Planning, Social Marketing, Social Media, Social Media Marketing, Performance Improvement, Unified Managed Accounts, Separately Managed..., Mutual Funds, Strategic Financial..., Financial Services, Relationship Management, Retirement, Wealth Management..., Management, High Net Worth..., Financial Planning

Education
Boston College   1993 — 1997
BA, Economics

Iris (Libohova) Kelly Iris (Libohova) Kelly Greater Philadelphia Area Details
Iris (Libohova) Kelly's Cipperman Compliance Services, LLC Experience February 2015 - Present
Job Manager
Industry Financial Services
Experience
Cipperman Compliance Services, LLC   February 2015 - Present
Brandywine Global Investment Management  January 2014 - February 2015
Delaware Investments, a member of the Macquarie Group  April 2013 - December 2013
Delaware Investments, a member of the Macquarie Group  May 2008 - April 2013

Skills
Accounting, Financial Analysis, Mutual Funds, Portfolio Management, Financial Reporting, Financial Modeling, Finance, Bloomberg, Cash Flow, Account Reconciliation, Securities, Strategic Financial..., Pivot Tables, Corporate Finance, Investments, Mergers & Acquisitions, Internal Controls, Equities, Fixed Income, Auditing, Valuation, Financial Services, Asset Allocation, Asset Management, Data Analysis, Risk Management, VBA, Due Diligence, Derivatives, Managerial Finance, Alternative Investments, Business Analysis, Variance Analysis, Budgets, SAP, Business Process..., Capital Budgeting, Financial Statements, Hedge Funds, Trading, Private Equity, Cash Management, Financial Risk, Investment Management, SEC filings, Analysis, Microsoft Excel, Internal Audit, Series 7, Access

Education
Drexel University   2008 — 2011
Master of Business Administration (MBA), Financial Management

Drexel University   2004 — 2007
BSBA, International Business

Drexel University   2004 — 2007
BA of Science, Economics

Douglas Tyre Douglas Tyre Greater Philadelphia Area Details
Douglas Tyre's Cipperman Compliance Services, LLC Experience April 2014 - Present
Job Director at Cipperman Compliance Services, LLC
Industry Financial Services
Experience
Cipperman Compliance Services, LLC   April 2014 - Present
Echo Point Investment Management, LLC   October 2010 - January 2014
Invesco Ltd.  June 2010 - September 2010
Morgan Stanley Investment Management  March 2004 - May 2010

Skills
Asset Managment, Asset Allocation, Mutual Funds, Alternative Investments, Fixed Income, Investment Strategies, Series 63, Bloomberg, Securities, Investment Management, Capital Markets, Financial Services, Asset Management

Education
Villanova University
Master of Business Administration (MBA)

Cornell University   1998 — 2002
Bachelor of Science (BS), Hotel/Motel Administration/Management

The Haverford School   1994 — 1998

Jay Haas Jay Haas Greater Philadelphia Area Details
Jay Haas's Cipperman Compliance Services, LLC Experience October 2014 - Present
Job Director at Cipperman Compliance Services, LLC
Industry Financial Services
Experience
Cipperman Compliance Services, LLC   October 2014 - Present
Vanguard  2011 - October 2014
Vanguard  June 2006 - February 2011
Ferris, Baker, Watts   2004 - 2006
Janney Montgomery Scott  1999 - 2004

Skills
FINRA, Series 7, Securities, Mutual Funds, AML, Series 63, Equities, Uniform Combined State..., Series 24, Risk Management, Investment Advisory, Financial Risk, Series 14, Series 9, Series 10, Series 55, Fixed Income, ETFs, Alternative Investments

Education
Bentley College   1988 — 1992
BS, Economics/Finance