CUNA Brokerage Services, Inc.
Industry: Company
DescriptionFounded: 1985 Parent organization: CMFG Life Insurance Company Subsidiary: Cuna Brokerage Services, Inc., Asset Management Arm
CUNA Brokerage Services, Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at CUNA Brokerage Services, Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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CUNA Brokerage Services, Inc. Employees
Employee
Years
Job
Industry
Yvette Leslie Yvette Leslie's CUNA Brokerage Services, Inc. Experience July 2010 - Present
Job Field Compliance Manager at CUNA Brokerage Services Inc.
Industry Financial Services
Experience
CUNA Brokerage Services Inc. July 2010 - Present
1st Global June 2006 - April 2009
Ameriprise Financial June 2002 - May 2006
Ameriprise Financial Services, Inc. June 2002 - May 2006
Skills
Leadership, Financial Services, Securities, Insurance, Investments
Education
Chicago State University
Bachelor's degree, Marketing
CUNA Brokerage Services Inc. July 2010 - Present
1st Global June 2006 - April 2009
Ameriprise Financial June 2002 - May 2006
Ameriprise Financial Services, Inc. June 2002 - May 2006
Skills
Leadership, Financial Services, Securities, Insurance, Investments
Education
Chicago State University
Bachelor's degree, Marketing
Paul E. Hill, CFP® Paul E. Hill, CFP®'s CUNA Brokerage Services, Inc. Experience May 1991 - January 2003
Job President of Peak Financial Network Solutions; Regional Director of Cetera Advisor Networks LLC, Financial Advisor
Industry Financial Services
Experience
Peak Financial Network Solutions April 2008 - Present
Cetera Advisor Networks LLC, member FINRA/SIPC April 2008 - Present
Beneficial Financial Group April 2006 - March 2008
CUNA Brokerage Services, Inc May 1991 - January 2003
Education
Brigham Young University 1982 — 1986
Peak Financial Network Solutions April 2008 - Present
Cetera Advisor Networks LLC, member FINRA/SIPC April 2008 - Present
Beneficial Financial Group April 2006 - March 2008
CUNA Brokerage Services, Inc May 1991 - January 2003
Education
Brigham Young University 1982 — 1986
David Rubin, CFP® David Rubin, CFP®'s CUNA Brokerage Services, Inc. Experience September 2006 - Present
Job Senior Field Compliance Manager at CUNA Brokerage Services, Inc.
Industry Financial Services
Experience
CUNA Brokerage Services, Inc. September 2006 - Present
CUNA Brokerage Services, Inc. February 2004 - September 2006
Merrill Lynch January 2000 - February 2004
Skills
Certified Financial..., Series 24, Series 7, Series 63, Series 65, Compliance, Investment Advisory, Retirement Planning, 401k Rollovers, Investments, Estate Planning, Managed Money, Wealth Management, Life Insurance, Underwriting, Cross Selling, Process Improvement, Strategic Planning, Coaching, Long Term Care Insurance, Team Building, Sales Management, Customer Service, Negotiation
Education
University of Central Florida 1996 — 1999
CUNA Brokerage Services, Inc. September 2006 - Present
CUNA Brokerage Services, Inc. February 2004 - September 2006
Merrill Lynch January 2000 - February 2004
Skills
Certified Financial..., Series 24, Series 7, Series 63, Series 65, Compliance, Investment Advisory, Retirement Planning, 401k Rollovers, Investments, Estate Planning, Managed Money, Wealth Management, Life Insurance, Underwriting, Cross Selling, Process Improvement, Strategic Planning, Coaching, Long Term Care Insurance, Team Building, Sales Management, Customer Service, Negotiation
Education
University of Central Florida 1996 — 1999
Ross Capelle Ross Capelle's CUNA Brokerage Services, Inc. Experience October 2012 - Present
Job Registered Representative at CUNA Brokerage Services, Inc.
Industry Financial Services
Experience
Affinity Plus Investment Center October 2012 - Present
CUNA Brokerage Services, Inc. October 2012 - Present
Affinity Plus Federal Credit Union February 2011 - Present
Skills
Life Insurance, IRAs, Fixed Annuities, Variable Annuities, Investments, Insurance, Mutual Funds, Retirement Planning, 401k Rollovers, Health Insurance, Long Term Care Insurance, College Savings Plans, Wealth Accumulation, Series 6, Series 63, Finance
Education
Winona State University 2008 — 2010
Bachelor of Business Administration (B.B.A.), Business Administration and Management
Dunwoody College of Technology 2003 — 2005
Associate of Science (A.S.), Electrical Construction and Maintenance
Affinity Plus Investment Center October 2012 - Present
CUNA Brokerage Services, Inc. October 2012 - Present
Affinity Plus Federal Credit Union February 2011 - Present
Skills
Life Insurance, IRAs, Fixed Annuities, Variable Annuities, Investments, Insurance, Mutual Funds, Retirement Planning, 401k Rollovers, Health Insurance, Long Term Care Insurance, College Savings Plans, Wealth Accumulation, Series 6, Series 63, Finance
Education
Winona State University 2008 — 2010
Bachelor of Business Administration (B.B.A.), Business Administration and Management
Dunwoody College of Technology 2003 — 2005
Associate of Science (A.S.), Electrical Construction and Maintenance
Timothy J Dierkes, CLU, ChFC, CFP® Timothy J Dierkes, CLU, ChFC, CFP®'s CUNA Brokerage Services, Inc. Experience October 1994 - June 2011
Job Registered Principal at LPL Finanical
Industry Financial Services
Experience
LPL Financial June 2011 - Present
Texans Financial January 2006 - June 2011
CUNA Brokerage Services, Inc October 1994 - June 2011
IDS/American Express Financial Advisors December 1993 - July 1994
Pronet Medical Communications February 1991 - December 1993
US Air Force October 1984 - April 1988
Skills
Certified Financial..., Life & Health Insurance..., Securities Licenses, Pre-Retirement Planning, Post-Retirement Income..., College Savings Planning, Asset Allocation..., Savings and Investment..., Spousal-Survivorship..., Long-Term Care Planning, Pre-Divorce Finnancial..., Post-Divorce Financial..., Financial Literacy..., Educational Workshops, Securities, Strategic Financial..., IRAs, College Savings Plans, Investments, Retirement Planning, Financial Advisory, Long-term Care, Estate Planning, Retirement, 401k, Insurance, Investment Strategies, Fixed Annuities, Financial Services, Financial Planners, Asset Allocation, Wealth Management, Mutual Funds, Investment Advisory, Wealth, Finance, Wealth Accumulation, Life Insurance, Pensions, Investment Management, Financial Goals, Alternative Investments, Roth IRA, Variable Annuities, Asset Management, 401k Rollovers, Financial Planning
Education
Angelo State University 1988 — 1990
Bachelor of Arts, History, Art, Grade 6-12 Teaching Certification
College of DuPage 1983 — 1984
None, General
LPL Financial June 2011 - Present
Texans Financial January 2006 - June 2011
CUNA Brokerage Services, Inc October 1994 - June 2011
IDS/American Express Financial Advisors December 1993 - July 1994
Pronet Medical Communications February 1991 - December 1993
US Air Force October 1984 - April 1988
Skills
Certified Financial..., Life & Health Insurance..., Securities Licenses, Pre-Retirement Planning, Post-Retirement Income..., College Savings Planning, Asset Allocation..., Savings and Investment..., Spousal-Survivorship..., Long-Term Care Planning, Pre-Divorce Finnancial..., Post-Divorce Financial..., Financial Literacy..., Educational Workshops, Securities, Strategic Financial..., IRAs, College Savings Plans, Investments, Retirement Planning, Financial Advisory, Long-term Care, Estate Planning, Retirement, 401k, Insurance, Investment Strategies, Fixed Annuities, Financial Services, Financial Planners, Asset Allocation, Wealth Management, Mutual Funds, Investment Advisory, Wealth, Finance, Wealth Accumulation, Life Insurance, Pensions, Investment Management, Financial Goals, Alternative Investments, Roth IRA, Variable Annuities, Asset Management, 401k Rollovers, Financial Planning
Education
Angelo State University 1988 — 1990
Bachelor of Arts, History, Art, Grade 6-12 Teaching Certification
College of DuPage 1983 — 1984
None, General
Duane Porter Duane Porter's CUNA Brokerage Services, Inc. Experience January 2011 - December 2013
Job Regional Program Manager, CUSO Financial Services / Sorrento Pacific Financial Services
Industry Investment Management
Experience
CUSO Financial Services, LP February 2014 - Present
CUNA Brokerage Services, Inc. January 2011 - December 2013
CUNA Brokerage Services, Inc January 2010 - December 2010
CUNA Brokerage Services, Inc. May 2008 - January 2010
CUNA Brokerage Services, Inc. located at: Mid Oregon Credit Union October 2002 - May 2008
Edward Jones Investments August 1999 - October 2002
Duane Porter Insurance April 1996 - August 1999
Wal-Mart Stores Inc. September 1993 - April 1996
Education
Western CUNA Management School 2008 — 2010
Diploma of Completion, Credit Union Management
Southern Oregon University 1990 — 1993
Technology, Economics, Mathematics
CUSO Financial Services, LP February 2014 - Present
CUNA Brokerage Services, Inc. January 2011 - December 2013
CUNA Brokerage Services, Inc January 2010 - December 2010
CUNA Brokerage Services, Inc. May 2008 - January 2010
CUNA Brokerage Services, Inc. located at: Mid Oregon Credit Union October 2002 - May 2008
Edward Jones Investments August 1999 - October 2002
Duane Porter Insurance April 1996 - August 1999
Wal-Mart Stores Inc. September 1993 - April 1996
Education
Western CUNA Management School 2008 — 2010
Diploma of Completion, Credit Union Management
Southern Oregon University 1990 — 1993
Technology, Economics, Mathematics
Larry Wajsman, CFP Larry Wajsman, CFP's CUNA Brokerage Services, Inc. Experience 2002 - Present
Job Financial Advisor
Industry Financial Services
Experience
CUNA Brokerage Services Inc 2002 - Present
Skills
Investments, Retirement Planning, Series 7, Wealth Management, Series 63, Retirement, Financial Advisory, Financial Services, Financial Risk, Insurance, Banking, FINRA, Securities, Investment Advisory, Fixed Annuities, Asset Allocation, Mutual Funds, Finance, Investment Strategies, Strategic Financial..., Series 65, 401k, Financial Planners, IRAs, Series 6, Alternative Investments, Estate Planning, Series 24, Portfolio Management, Wealth Management..., Investment Management, Asset Management, Life Insurance, Wealth, High Net Worth..., Retirement Plan..., Equities, Long Term Care Insurance, Long-term Care, Uniform Combined State..., Private Banking, Personal Finance, Hedge Funds, Financial Markets, Wealth Accumulation, Mortgage Lending, Loans, 401k Rollovers, ETFs, Bonds
Education
Georgia State University 1981 — 1983
MBA, Finance
The Ohio State University Fisher College of Business 1977 — 1981
BSBA, Finance
Brush
CUNA Brokerage Services Inc 2002 - Present
Skills
Investments, Retirement Planning, Series 7, Wealth Management, Series 63, Retirement, Financial Advisory, Financial Services, Financial Risk, Insurance, Banking, FINRA, Securities, Investment Advisory, Fixed Annuities, Asset Allocation, Mutual Funds, Finance, Investment Strategies, Strategic Financial..., Series 65, 401k, Financial Planners, IRAs, Series 6, Alternative Investments, Estate Planning, Series 24, Portfolio Management, Wealth Management..., Investment Management, Asset Management, Life Insurance, Wealth, High Net Worth..., Retirement Plan..., Equities, Long Term Care Insurance, Long-term Care, Uniform Combined State..., Private Banking, Personal Finance, Hedge Funds, Financial Markets, Wealth Accumulation, Mortgage Lending, Loans, 401k Rollovers, ETFs, Bonds
Education
Georgia State University 1981 — 1983
MBA, Finance
The Ohio State University Fisher College of Business 1977 — 1981
BSBA, Finance
Brush
Melissa Haberstich Melissa Haberstich's CUNA Brokerage Services, Inc. Experience February 2014 - Present
Job Compliance Manager at CUNA Brokerage Services
Industry Investment Management
Experience
CUNA Brokerage Services, Inc February 2014 - Present
CUNA Brokerage Services 2011 - February 2014
CUNA Brokerage Services September 2003 - August 2011
Education
University of Phoenix 1995 — 1997
Master's degree, Organizational Management
University of Northern Iowa 1990 — 1994
Bachelor of Arts (B.A.), Business Communications
CUNA Brokerage Services, Inc February 2014 - Present
CUNA Brokerage Services 2011 - February 2014
CUNA Brokerage Services September 2003 - August 2011
Education
University of Phoenix 1995 — 1997
Master's degree, Organizational Management
University of Northern Iowa 1990 — 1994
Bachelor of Arts (B.A.), Business Communications
Mark R. Olson Mark R. Olson's CUNA Brokerage Services, Inc. Experience July 2012 - December 2013
Job Financial Advisor located at Wings Financial Credit Union
Industry Financial Services
Experience
Wings Financial Credit Union January 2014 - Present
CUNA Brokerage Services Inc. July 2012 - December 2013
VALIC Financial Advisors December 2010 - July 2012
MetLife Resources September 2007 - December 2010
UBS Financial Services August 2006 - August 2007
Saab Financial Services July 2004 - February 2006
Saab Financial Services Corp. October 2003 - July 2004
VW Credit, Inc. March 2000 - April 2003
VW Credit, Inc. April 1999 - March 2000
Audi Financial Services June 1998 - April 1999
Skills
Financial Services, Personal Financial..., Wealth Management, Asset Allocation, Investment Brokerage, Investment Advisory, Retirement Income..., Retirement, IRAs, Simple IRA, SEP IRA, Securities, Mutual Funds, Fixed Annuities, Indexed Annuities, Variable Annuities, ETFs, Unit Trusts, REITs, Structured Products, Life Insurance, Long Term Care Insurance, Group Retirement Plans, 401k, 403 b, Retirement Plan..., Pensions, Strategic Financial..., Financial Analysis, Portfolio Management, Risk Management, Asset Management, Estate Planning, Uniform Combined State..., Employee Benefits
Education
Carleton College 1982 — 1986
BA
Wings Financial Credit Union January 2014 - Present
CUNA Brokerage Services Inc. July 2012 - December 2013
VALIC Financial Advisors December 2010 - July 2012
MetLife Resources September 2007 - December 2010
UBS Financial Services August 2006 - August 2007
Saab Financial Services July 2004 - February 2006
Saab Financial Services Corp. October 2003 - July 2004
VW Credit, Inc. March 2000 - April 2003
VW Credit, Inc. April 1999 - March 2000
Audi Financial Services June 1998 - April 1999
Skills
Financial Services, Personal Financial..., Wealth Management, Asset Allocation, Investment Brokerage, Investment Advisory, Retirement Income..., Retirement, IRAs, Simple IRA, SEP IRA, Securities, Mutual Funds, Fixed Annuities, Indexed Annuities, Variable Annuities, ETFs, Unit Trusts, REITs, Structured Products, Life Insurance, Long Term Care Insurance, Group Retirement Plans, 401k, 403 b, Retirement Plan..., Pensions, Strategic Financial..., Financial Analysis, Portfolio Management, Risk Management, Asset Management, Estate Planning, Uniform Combined State..., Employee Benefits
Education
Carleton College 1982 — 1986
BA
Frank Feng, CFP, ChFC, CRPC Frank Feng, CFP, ChFC, CRPC's CUNA Brokerage Services, Inc. Experience 1997 - Present
Job Vice President, Wealth Management at CUNA Brokerage Service, Inc
Industry Financial Services
Experience
CUNA Brokerage Services, Inc. 1997 - Present
Education
University of the Pacific - Eberhardt School of Business
MBA
University of Massachusetts Boston
MS, Physics
Shanghai Jiao Tong University
BS
CUNA Brokerage Services, Inc. 1997 - Present
Education
University of the Pacific - Eberhardt School of Business
MBA
University of Massachusetts Boston
MS, Physics
Shanghai Jiao Tong University
BS
Angelina Dietz Angelina Dietz's CUNA Brokerage Services, Inc. Experience April 2001 - May 2003
Job Investment Executive at State Bank
Industry Insurance
Experience
State Bank December 2014 - Present
Powell Financial Group November 2013 - December 2014
CUNA Mutual Group May 2006 - September 2013
CUNA Brokerages Services, Inc. May 2003 - May 2006
CUNA Brokerage Services, Inc. April 2001 - May 2003
Midwest of Cannon Falls June 1995 - January 1998
Skills
Insurance, Budgets, Series 7, Analysis, Customer Service, Leadership, Risk Management, Team Building, Coaching, Public Speaking, Vendor Management, Banking, Employee Benefits, Process Improvement, Problem Solving, Strategic Planning, Business Analysis, Change Management, Call Centers, Training, Business Process..., Performance Management, Compliance, Budgeting, Team Leadership
Education
University of Northern Iowa 1992 — 1994
BS, Business Administration, Management
State Bank December 2014 - Present
Powell Financial Group November 2013 - December 2014
CUNA Mutual Group May 2006 - September 2013
CUNA Brokerages Services, Inc. May 2003 - May 2006
CUNA Brokerage Services, Inc. April 2001 - May 2003
Midwest of Cannon Falls June 1995 - January 1998
Skills
Insurance, Budgets, Series 7, Analysis, Customer Service, Leadership, Risk Management, Team Building, Coaching, Public Speaking, Vendor Management, Banking, Employee Benefits, Process Improvement, Problem Solving, Strategic Planning, Business Analysis, Change Management, Call Centers, Training, Business Process..., Performance Management, Compliance, Budgeting, Team Leadership
Education
University of Northern Iowa 1992 — 1994
BS, Business Administration, Management
Brad Johannes Brad Johannes's CUNA Brokerage Services, Inc. Experience February 2010 - September 2010
Job VP Investment Sales Manager at First Midwest Financial Network
Industry Financial Services
Experience
First Midwest Financial Network August 2012 - Present
Fifth Third Securities March 2012 - August 2012
Associated Investment Services, Inc. January 2011 - February 2012
CUNA Brokerage Services, Inc. February 2010 - September 2010
PrimeVest Financial Services May 2006 - January 2010
PrimeVest Financial Services May 2006 - May 2009
Independent Bankers Bank of Illinois 2006 - 2009
Investment Centers of America April 2005 - October 2005
Uvest Financial Services June 2002 - January 2005
Invest Financial Corporation July 1998 - April 2002
Skills
Sales Management, Series 7, Series 24, Series 65, Wealth Management, Retirement Planning, Fixed Annuities, Mutual Funds, Investments, Securities, Retirement, Strategic Financial..., Investment Advisory, Financial Advisory, Financial Services, Insurance
Education
Rock Valley College 1981 — 1982
University of Iowa 1979 — 1980
Belvidere High School 1976 — 1979
First Midwest Financial Network August 2012 - Present
Fifth Third Securities March 2012 - August 2012
Associated Investment Services, Inc. January 2011 - February 2012
CUNA Brokerage Services, Inc. February 2010 - September 2010
PrimeVest Financial Services May 2006 - January 2010
PrimeVest Financial Services May 2006 - May 2009
Independent Bankers Bank of Illinois 2006 - 2009
Investment Centers of America April 2005 - October 2005
Uvest Financial Services June 2002 - January 2005
Invest Financial Corporation July 1998 - April 2002
Skills
Sales Management, Series 7, Series 24, Series 65, Wealth Management, Retirement Planning, Fixed Annuities, Mutual Funds, Investments, Securities, Retirement, Strategic Financial..., Investment Advisory, Financial Advisory, Financial Services, Insurance
Education
Rock Valley College 1981 — 1982
University of Iowa 1979 — 1980
Belvidere High School 1976 — 1979
Richard Corbin Richard Corbin's CUNA Brokerage Services, Inc. Experience August 1992 - December 2006
Job Registered Principal and Wealth Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2011 - Present
TEXANS Financial August 1992 - July 2011
CUNA Brokerage Services, Inc. August 1992 - December 2006
Waddell & Reed April 1989 - August 1992
Education
Southwestern University
Mathematics
LPL Financial July 2011 - Present
TEXANS Financial August 1992 - July 2011
CUNA Brokerage Services, Inc. August 1992 - December 2006
Waddell & Reed April 1989 - August 1992
Education
Southwestern University
Mathematics
Randy Bruns Randy Bruns's CUNA Brokerage Services, Inc. Experience August 2009 - December 2012
Job Trade Review Principal at Voya Financial Advisors
Industry Financial Services
Experience
Voya Financial Advisors December 2012 - Present
CUNA Brokerage Services Inc. August 2009 - December 2012
Principal Financial Group 2006 - 2009
CUNA Mutual Group 1999 - 2006
CUNA Brokerage Services Inc. 1993 - 1999
Minor League Baseball 1978 - 1986
Skills
Coaching, Life Insurance, Disability Insurance, Insurance, Long-term Care, Financial Advisory, Training, Finance, Fixed Annuities, Retirement, Retirement Planning, Financial Services, IRAs, Sales, Estate Planning, Employee Benefits
Education
The American College
CLU, Financial Services
The American College
ChFC, Financial Services
College for Financial Planning
CFP, Financial Planning
Luther College 1970 — 1974
BA, Education
Voya Financial Advisors December 2012 - Present
CUNA Brokerage Services Inc. August 2009 - December 2012
Principal Financial Group 2006 - 2009
CUNA Mutual Group 1999 - 2006
CUNA Brokerage Services Inc. 1993 - 1999
Minor League Baseball 1978 - 1986
Skills
Coaching, Life Insurance, Disability Insurance, Insurance, Long-term Care, Financial Advisory, Training, Finance, Fixed Annuities, Retirement, Retirement Planning, Financial Services, IRAs, Sales, Estate Planning, Employee Benefits
Education
The American College
CLU, Financial Services
The American College
ChFC, Financial Services
College for Financial Planning
CFP, Financial Planning
Luther College 1970 — 1974
BA, Education
Kurt Hesser's CUNA Brokerage Services, Inc. Experience March 2003 - June 2013
Job Personal Financial Representative
Industry Financial Services
Experience
Allstate Financial Services, LLC June 2015 - Present
Isla Bonita Properties, LLC April 2011 - Present
AAA Auto Club South September 2013 - May 2015
CUNA Brokerage Services, Inc. March 2003 - June 2013
CUNA Mutual Group March 2003 - June 2013
Working Solutions/Prudential Financial July 2000 - December 2002
Hesser Agency - Knights of Columbus Insurance July 1990 - June 2000
National Liberty Insurance July 1988 - June 1990
General Electric Space Division October 1979 - June 1990
J R Hollingsworth August 1976 - September 1979
Skills
Analysis, Risk Management, Customer Relations, Coaching, Process Improvement, Insurance, Operations Management, Problem Solving, Financial Analysis, Budgeting, Compliance, Research, Portfolio Management, Negotiation, Public Speaking, Sales Management, Risk, Financial Planning, Customer Service, Investments, Strategic Financial..., Budgets, Strategy, Finance, Strategic Planning, Management, Retirement Planning, Long-term Care, Financial Advisory, Asset Management, Recruiting, Health Insurance, Team Building, Training, Financial Services, Life Insurance, Wealth Management, Series 7, Securities, Sales, Mutual Funds, Fixed Annuities, Marketing, Leadership, Retirement, Business Planning, Project Management, Disability Insurance, Small Business, Term Life Insurance
Education
Sea School of St Petersburg, Florida
USCG Operator of Uninspected Vessels (OUPV) Captain's License
American College
AMTCF, Agency Management Training Council
Corporation for Long Term Care Certification
CLTC, Long Term Care Insurance
Life Underwriter Training Council
LUTCF, Insurance Marketing
Penn State University
Manufacturing Studies
Allstate Financial Services, LLC June 2015 - Present
Isla Bonita Properties, LLC April 2011 - Present
AAA Auto Club South September 2013 - May 2015
CUNA Brokerage Services, Inc. March 2003 - June 2013
CUNA Mutual Group March 2003 - June 2013
Working Solutions/Prudential Financial July 2000 - December 2002
Hesser Agency - Knights of Columbus Insurance July 1990 - June 2000
National Liberty Insurance July 1988 - June 1990
General Electric Space Division October 1979 - June 1990
J R Hollingsworth August 1976 - September 1979
Skills
Analysis, Risk Management, Customer Relations, Coaching, Process Improvement, Insurance, Operations Management, Problem Solving, Financial Analysis, Budgeting, Compliance, Research, Portfolio Management, Negotiation, Public Speaking, Sales Management, Risk, Financial Planning, Customer Service, Investments, Strategic Financial..., Budgets, Strategy, Finance, Strategic Planning, Management, Retirement Planning, Long-term Care, Financial Advisory, Asset Management, Recruiting, Health Insurance, Team Building, Training, Financial Services, Life Insurance, Wealth Management, Series 7, Securities, Sales, Mutual Funds, Fixed Annuities, Marketing, Leadership, Retirement, Business Planning, Project Management, Disability Insurance, Small Business, Term Life Insurance
Education
Sea School of St Petersburg, Florida
USCG Operator of Uninspected Vessels (OUPV) Captain's License
American College
AMTCF, Agency Management Training Council
Corporation for Long Term Care Certification
CLTC, Long Term Care Insurance
Life Underwriter Training Council
LUTCF, Insurance Marketing
Penn State University
Manufacturing Studies
Jeffrey Zimmer Jeffrey Zimmer's CUNA Brokerage Services, Inc. Experience February 2012 - February 2013
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. April 2015 - Present
AnchorBank September 2013 - April 2015
Waddell & Reed February 2013 - August 2013
CUNA Brokerage Services Inc. February 2012 - February 2013
CUNA Mutual Group January 2010 - February 2012
CUNA Mutual Group July 2007 - January 2010
Ameriprise Financial 2004 - 2007
Morgan Stanley 2000 - 2004
Education
University of Minnesota-Twin Cities 1996 — 2001
Tremper
Tremper
Ameriprise Financial Services, Inc. April 2015 - Present
AnchorBank September 2013 - April 2015
Waddell & Reed February 2013 - August 2013
CUNA Brokerage Services Inc. February 2012 - February 2013
CUNA Mutual Group January 2010 - February 2012
CUNA Mutual Group July 2007 - January 2010
Ameriprise Financial 2004 - 2007
Morgan Stanley 2000 - 2004
Education
University of Minnesota-Twin Cities 1996 — 2001
Tremper
Tremper
Anthony Chiasson Anthony Chiasson's CUNA Brokerage Services, Inc. Experience 2010 - 2011
Job Financial Services Professional
Industry Financial Services
Experience
Fidelity Investments February 2015 - Present
Quest Capital Strategies, Inc. August 2013 - February 2015
CUNA Brokerage Services, Inc. 2010 - 2011
Waddell & Reed October 2009 - November 2010
U.S. Bancorp Investments & Insurance February 2005 - April 2009
LPL Financial September 2002 - February 2005
Skills
Retirement Planning, Financial Planning, Wealth Management, Investments, Financial Advisory, FINRA Series 7, FINRA Series 24, Life Insurance, Customer Service, Coaching, Business Profitability, Compliance, Asset Managment, Retirement Income..., Banking, Loans, FINRA Series 53, FINRA Series 63, FINRA Series 65, CA Insurance License..., Series 7
Education
San Francisco State University
Bachelor of Science, Business Administration, Finance
Fidelity Investments February 2015 - Present
Quest Capital Strategies, Inc. August 2013 - February 2015
CUNA Brokerage Services, Inc. 2010 - 2011
Waddell & Reed October 2009 - November 2010
U.S. Bancorp Investments & Insurance February 2005 - April 2009
LPL Financial September 2002 - February 2005
Skills
Retirement Planning, Financial Planning, Wealth Management, Investments, Financial Advisory, FINRA Series 7, FINRA Series 24, Life Insurance, Customer Service, Coaching, Business Profitability, Compliance, Asset Managment, Retirement Income..., Banking, Loans, FINRA Series 53, FINRA Series 63, FINRA Series 65, CA Insurance License..., Series 7
Education
San Francisco State University
Bachelor of Science, Business Administration, Finance
Joseph (Joe) Shinske's CUNA Brokerage Services, Inc. Experience July 2013 - Present
Job Financial Services Representative at CUNA Brokerage Services, Inc
Industry Financial Services
Experience
CUNA Brokerage Services, Inc July 2013 - Present
First Credit Union September 2004 - Present
Cetera Advisor Networks September 2004 - July 2013
Raymond James & Associates, Inc June 1994 - August 2004
Education
Northern Arizona University 1992 — 1994
B.S.B.A., Finance
CUNA Brokerage Services, Inc July 2013 - Present
First Credit Union September 2004 - Present
Cetera Advisor Networks September 2004 - July 2013
Raymond James & Associates, Inc June 1994 - August 2004
Education
Northern Arizona University 1992 — 1994
B.S.B.A., Finance
Lyle Western Lyle Western's CUNA Brokerage Services, Inc. Experience 2009 - 2011
Job Central Regional Sales Associate at CUNA Mutual Group
Industry Insurance
Experience
CUNA Mutual Group June 2011 - Present
CUNA Brokerage Services Inc 2009 - 2011
Skills
Insurance, Customer Service, Call Center, Coaching, Series 7, Problem Solving, Retirement Planning, Investments, Life Insurance, Fixed Annuities, Call Centers, Retirement, Process Improvement, Financial Advisory, Series 63, Securities, Financial Services, IRAs, Mutual Funds, Asset Allocation, Investment Advisory
Education
St. Olaf College
BA, Music Education
CUNA Mutual Group June 2011 - Present
CUNA Brokerage Services Inc 2009 - 2011
Skills
Insurance, Customer Service, Call Center, Coaching, Series 7, Problem Solving, Retirement Planning, Investments, Life Insurance, Fixed Annuities, Call Centers, Retirement, Process Improvement, Financial Advisory, Series 63, Securities, Financial Services, IRAs, Mutual Funds, Asset Allocation, Investment Advisory
Education
St. Olaf College
BA, Music Education
Steven D. Rogers's CUNA Brokerage Services, Inc. Experience November 1991 - July 2000
Job 24 Years of building wealth for families!
Industry Financial Services
Experience
CoreCap Investments, Inc. August 2014 - Present
Various companies October 2012 - Present
Colonial Life January 2009 - January 2015
Dalton Strategic Investment Services, Inc. January 2011 - August 2014
Haas Financial Products, Inc. April 2001 - January 2011
Charter One Brokerage Services, Inc. July 2000 - April 2001
Cuna Brokerage Services, Inc. November 1991 - July 2000
Skills
Wealth Management, Fixed Annuities, Retirement Planning, Mutual Funds, Estate Planning, Financial Services, Investment Advisory, Financial Goals, Term Life Insurance, Financial Advisory, Pensions, Wealth, Health Insurance, Disability Insurance, Financial Analysis, Investments, Insurance, Strategic Financial..., IRAs, Asset Protection, Personal Finance, Retirement, Employee Benefits, Long-term Care, Small Business, Securities, Asset Allocation, Finance, Financial Planners, Critical Illness, Life Insurance, Series 7, Series 63, Whole Life, 401k, Long Term Care Insurance, Brokers, Accident, Health Savings Accounts, Series 6, 401k Rollovers, Universal Life, Financial Planning
Education
Eastern Michigan University 1980 — 1983
Bachelor of Business Administration, Marketing
Washtenaw Community College 1979 — 1980
Bachelor of Business Administration (B.B.A.), General Studies
Western High School 1978 — 1979
Diploma, Business Education
Chadsey 1977 — 1978
N/a, General Studies
CoreCap Investments, Inc. August 2014 - Present
Various companies October 2012 - Present
Colonial Life January 2009 - January 2015
Dalton Strategic Investment Services, Inc. January 2011 - August 2014
Haas Financial Products, Inc. April 2001 - January 2011
Charter One Brokerage Services, Inc. July 2000 - April 2001
Cuna Brokerage Services, Inc. November 1991 - July 2000
Skills
Wealth Management, Fixed Annuities, Retirement Planning, Mutual Funds, Estate Planning, Financial Services, Investment Advisory, Financial Goals, Term Life Insurance, Financial Advisory, Pensions, Wealth, Health Insurance, Disability Insurance, Financial Analysis, Investments, Insurance, Strategic Financial..., IRAs, Asset Protection, Personal Finance, Retirement, Employee Benefits, Long-term Care, Small Business, Securities, Asset Allocation, Finance, Financial Planners, Critical Illness, Life Insurance, Series 7, Series 63, Whole Life, 401k, Long Term Care Insurance, Brokers, Accident, Health Savings Accounts, Series 6, 401k Rollovers, Universal Life, Financial Planning
Education
Eastern Michigan University 1980 — 1983
Bachelor of Business Administration, Marketing
Washtenaw Community College 1979 — 1980
Bachelor of Business Administration (B.B.A.), General Studies
Western High School 1978 — 1979
Diploma, Business Education
Chadsey 1977 — 1978
N/a, General Studies
Brad Gade's CUNA Brokerage Services, Inc. Experience January 2011 - February 2012
Job Product Analyst at CUNA Mutual Group
Industry Insurance
Experience
CUNA Mutual Group April 2014 - Present
CUNA Mutual Group January 2012 - April 2014
CUNA Brokerage Services Inc. January 2011 - February 2012
CUNA Mutual Group November 2009 - January 2011
University Book & Supply 2002 - 2006
Skills
Insurance, Customer Service, Fixed Annuities, Employee Benefits
Education
University of Northern Iowa 2001 — 2006
Bachelor, Communications: Electronic Media
CUNA Mutual Group April 2014 - Present
CUNA Mutual Group January 2012 - April 2014
CUNA Brokerage Services Inc. January 2011 - February 2012
CUNA Mutual Group November 2009 - January 2011
University Book & Supply 2002 - 2006
Skills
Insurance, Customer Service, Fixed Annuities, Employee Benefits
Education
University of Northern Iowa 2001 — 2006
Bachelor, Communications: Electronic Media
Joe Melcher, CPA's CUNA Brokerage Services, Inc. Experience January 2000 - January 2003
Job Chief Compliance Officer at Hartford Funds
Industry Investment Management
Experience
Hartford Funds September 2012 - Present
Touchstone Investments February 2010 - September 2012
Touchstone Investments and IFS Financial Services, Inc. January 2003 - February 2010
CUNA Brokerage Services, Inc. January 2000 - January 2003
Prudential Financial June 1997 - December 1999
Skills
Mutual Funds, FINRA, Securities Regulation, Policy, Internal Audit
Education
Auburn University
MBA, Finance
University of Minnesota-Twin Cities
BA, Economics
Hartford Funds September 2012 - Present
Touchstone Investments February 2010 - September 2012
Touchstone Investments and IFS Financial Services, Inc. January 2003 - February 2010
CUNA Brokerage Services, Inc. January 2000 - January 2003
Prudential Financial June 1997 - December 1999
Skills
Mutual Funds, FINRA, Securities Regulation, Policy, Internal Audit
Education
Auburn University
MBA, Finance
University of Minnesota-Twin Cities
BA, Economics
Brian Schilling's CUNA Brokerage Services, Inc. Experience January 2014 - Present
Job Financial Services Professional
Industry Financial Services
Experience
CUNA Brokerage Services, Inc. January 2014 - Present
CUNA Brokerage Services, Inc. December 2012 - January 2014
Berthel Fisher & Company Financial Services, Inc. February 2008 - October 2012
Prudencial Financial December 2005 - July 2007
Edward Jones February 2004 - November 2005
CUNA Brokerage, Inc. June 1997 - January 2004
Skills
Retirement Planning, Investments, Securities, Financial Advisory, Series 63, Series 6, Series 7, Uniform Combined State..., 401k, Mutual Funds, Fixed Annuities, Retirement, Wealth Management, Strategic Financial..., Series 24
Education
Clarke University 2006 — 2007
MBA, General
Iowa State University 1989 — 1993
Bachelor of Science (BS), Agricultural Business & International Agriculture
CUNA Brokerage Services, Inc. January 2014 - Present
CUNA Brokerage Services, Inc. December 2012 - January 2014
Berthel Fisher & Company Financial Services, Inc. February 2008 - October 2012
Prudencial Financial December 2005 - July 2007
Edward Jones February 2004 - November 2005
CUNA Brokerage, Inc. June 1997 - January 2004
Skills
Retirement Planning, Investments, Securities, Financial Advisory, Series 63, Series 6, Series 7, Uniform Combined State..., 401k, Mutual Funds, Fixed Annuities, Retirement, Wealth Management, Strategic Financial..., Series 24
Education
Clarke University 2006 — 2007
MBA, General
Iowa State University 1989 — 1993
Bachelor of Science (BS), Agricultural Business & International Agriculture
Sarah Unger's CUNA Brokerage Services, Inc. Experience October 2015 - Present
Job Financial Services Representative at CUNA Brokerage Services Inc
Industry Financial Services
Experience
CUNA Brokerage Services Inc October 2015 - Present
Principal Financial Group September 2013 - September 2015
Marshfield Clinic March 2005 - August 2014
Medical Associates of Central Virginia October 2001 - August 2004
Medical Center of Central Georgia January 1995 - November 1998
Skills
Long Term Care Insurance, 401 (k), 403 b, Annuities (variable and..., Asset Allocation, Business Continuation..., IRAs (traditional and..., Mutual Funds, Series 66 and 7..., Tax deferred savings, Wealth Accumulation, Whole Life Insurance, Universal life insurance, Term life insurance, estate planning, financial needs analysis, income protection
Education
Emory University School of Medicine 1992 — 1994
M.M.Sc, Physician Assistant
Syracuse University 1985 — 1988
B.S. Summa Cum Laude, Child and Family Studies
Marymount College 1984 — 1985
Bronxville High School 1980 — 1984
High school diploma
CUNA Brokerage Services Inc October 2015 - Present
Principal Financial Group September 2013 - September 2015
Marshfield Clinic March 2005 - August 2014
Medical Associates of Central Virginia October 2001 - August 2004
Medical Center of Central Georgia January 1995 - November 1998
Skills
Long Term Care Insurance, 401 (k), 403 b, Annuities (variable and..., Asset Allocation, Business Continuation..., IRAs (traditional and..., Mutual Funds, Series 66 and 7..., Tax deferred savings, Wealth Accumulation, Whole Life Insurance, Universal life insurance, Term life insurance, estate planning, financial needs analysis, income protection
Education
Emory University School of Medicine 1992 — 1994
M.M.Sc, Physician Assistant
Syracuse University 1985 — 1988
B.S. Summa Cum Laude, Child and Family Studies
Marymount College 1984 — 1985
Bronxville High School 1980 — 1984
High school diploma
Cathryn Cole, MBA's CUNA Brokerage Services, Inc. Experience February 2010 - March 2013
Job Director Business Development, Asset Management at CUNA Mutual Group
Industry Financial Services
Experience
CUNA Mutual Group April 2013 - Present
CUNA Brokerage Services, Inc February 2010 - March 2013
Ameriprise Financial March 2008 - January 2010
Omega Performance 1999 - 2005
Skills
Consultative Selling, Credit, Sales Management, Portfolio Management, Banking, Selling, Investments, Series 7, Insurance, Relationship Management, Wealth Management, Retirement Planning, Fixed Annuities, Series 63, Retirement, Mutual Funds, Financial Advisory, CRM, Variable Annuities, New Business Development, Leadership, 401k, Business Strategy, 403 b, Sales
Education
University of Phoenix 2002 — 2004
MBA, Business
University of Wisconsin-Madison 1986 — 1988
BS, Business & Political Science
CUNA Mutual Group April 2013 - Present
CUNA Brokerage Services, Inc February 2010 - March 2013
Ameriprise Financial March 2008 - January 2010
Omega Performance 1999 - 2005
Skills
Consultative Selling, Credit, Sales Management, Portfolio Management, Banking, Selling, Investments, Series 7, Insurance, Relationship Management, Wealth Management, Retirement Planning, Fixed Annuities, Series 63, Retirement, Mutual Funds, Financial Advisory, CRM, Variable Annuities, New Business Development, Leadership, 401k, Business Strategy, 403 b, Sales
Education
University of Phoenix 2002 — 2004
MBA, Business
University of Wisconsin-Madison 1986 — 1988
BS, Business & Political Science
James Ottinger CRPC's CUNA Brokerage Services, Inc. Experience December 2009 - Present
Job Financial Advisor at CUNA Mutual Group
Industry Financial Services
Experience
CUNA Brokerage Services, Inc. December 2009 - Present
Russell Investments 2000 - 2009
Education
University of Puget Sound
BS, Economics
University of Puget Sound
BS, Computer Science/Business
Virginia Polytechnic Institute and State University
MS, Information Systems, Finance
CUNA Brokerage Services, Inc. December 2009 - Present
Russell Investments 2000 - 2009
Education
University of Puget Sound
BS, Economics
University of Puget Sound
BS, Computer Science/Business
Virginia Polytechnic Institute and State University
MS, Information Systems, Finance
Jim Metz's CUNA Brokerage Services, Inc. Experience 2009 - August 2014
Job President & CEO, CUNA Brokerage Services Inc
Industry Insurance
Experience
CUNA Brokerage Services, Inc. 2009 - August 2014
CUNA Mutual Group December 2006 - October 2009
Travelers 1987 - 2006
Skills
Business Process..., Disability Insurance, Insurance, Investments, Mutual Funds, Retirement Planning, Underwriting, Asset Allocation, Portfolio Management, Risk Management, Wealth Management, Strategic Planning, Series 7, Series 24, Business Analysis, Strategy, Securities, Process Improvement, Actuarial Science, Change Management, Executive Management, Investment Advisory, Alternative Investments, 401k, Retirement, Financial Analysis, Reinsurance, Fixed Annuities, Health Insurance, General Insurance, Asset Management, Long-term Care, Leadership, Financial Services, Series 63, Fixed Income, Loans, Asset Managment, Financial Modeling, Financial Risk, Strategic Financial..., IT Strategy, Property & Casualty..., Vendor Management, Financial Advisory, Life Insurance, Credit Unions, FINRA, Financial Planning
Education
Rensselaer Polytechnic Institute
Master of Science (MS), Finance, General
Rochester Institute of Technology
BS, Accounting
CUNA Brokerage Services, Inc. 2009 - August 2014
CUNA Mutual Group December 2006 - October 2009
Travelers 1987 - 2006
Skills
Business Process..., Disability Insurance, Insurance, Investments, Mutual Funds, Retirement Planning, Underwriting, Asset Allocation, Portfolio Management, Risk Management, Wealth Management, Strategic Planning, Series 7, Series 24, Business Analysis, Strategy, Securities, Process Improvement, Actuarial Science, Change Management, Executive Management, Investment Advisory, Alternative Investments, 401k, Retirement, Financial Analysis, Reinsurance, Fixed Annuities, Health Insurance, General Insurance, Asset Management, Long-term Care, Leadership, Financial Services, Series 63, Fixed Income, Loans, Asset Managment, Financial Modeling, Financial Risk, Strategic Financial..., IT Strategy, Property & Casualty..., Vendor Management, Financial Advisory, Life Insurance, Credit Unions, FINRA, Financial Planning
Education
Rensselaer Polytechnic Institute
Master of Science (MS), Finance, General
Rochester Institute of Technology
BS, Accounting
Tim Halevan's CUNA Brokerage Services, Inc. Experience 2001 - Present
Job President/Chief Compliance Officer at CUNA Brokerage Services, Inc.
Industry Financial Services
Experience
CUNA Brokerage Services, Inc 2001 - Present
CUNA Brokerage Services and MEMBERS Capital Advisors 2001 - Present
CUNA Brokerage Services, Inc. 2001 - Present
Skills
Series 7, Series 24, Securities, FINRA, Series 63, Mutual Funds, Investment Advisory, Investments, Wealth Management, Asset Managment, Alternative Investments, Equities
Education
University of Michigan
Bachelor of Arts (B.A.)
University of Michigan
Bachelor of Arts (B.A.), Economics/Communications
CUNA Brokerage Services, Inc 2001 - Present
CUNA Brokerage Services and MEMBERS Capital Advisors 2001 - Present
CUNA Brokerage Services, Inc. 2001 - Present
Skills
Series 7, Series 24, Securities, FINRA, Series 63, Mutual Funds, Investment Advisory, Investments, Wealth Management, Asset Managment, Alternative Investments, Equities
Education
University of Michigan
Bachelor of Arts (B.A.)
University of Michigan
Bachelor of Arts (B.A.), Economics/Communications
Ric Pearson's CUNA Brokerage Services, Inc. Experience July 2013 - Present
Job Senior Consultant, The Center for Advisor Excellence
Industry Insurance
Experience
CUNA Brokerage Services, Inc July 2013 - Present
CUNA Mutual Group August 2010 - July 2013
CUNA Mutual Group May 2006 - August 2010
CUNA Mutual Group August 2004 - May 2006
Skills
Fixed Annuities, Insurance, Series 7, Life Insurance, Long-term Care, Wealth Management, Series 63, Retirement, Mutual Funds, 401k, Investments, Retail Banking, Banking, Disability Insurance, Term Life Insurance, General Insurance, Health Insurance, Financial Advisory, Retirement Planning, Risk Management, Employee Benefits, Financial Services, Bonds, Estate Planning, Investment Advisory, Portfolio Management, Strategic Financial..., Underwriting, Asset Allocation, Investment Strategies, Securities, Alternative Investments, Asset Management, Financial Risk, Financial Planning
Education
Cornell College 1984 — 1988
BA, Business Finance
CUNA Brokerage Services, Inc July 2013 - Present
CUNA Mutual Group August 2010 - July 2013
CUNA Mutual Group May 2006 - August 2010
CUNA Mutual Group August 2004 - May 2006
Skills
Fixed Annuities, Insurance, Series 7, Life Insurance, Long-term Care, Wealth Management, Series 63, Retirement, Mutual Funds, 401k, Investments, Retail Banking, Banking, Disability Insurance, Term Life Insurance, General Insurance, Health Insurance, Financial Advisory, Retirement Planning, Risk Management, Employee Benefits, Financial Services, Bonds, Estate Planning, Investment Advisory, Portfolio Management, Strategic Financial..., Underwriting, Asset Allocation, Investment Strategies, Securities, Alternative Investments, Asset Management, Financial Risk, Financial Planning
Education
Cornell College 1984 — 1988
BA, Business Finance
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY