Dain Bosworth Inc.

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Dain Bosworth Inc. Employees

Employee
Years
Job
Industry
Royce N. Nies, CFP Royce N. Nies, CFP St. Cloud, Minnesota Area Details
Royce N. Nies, CFP's Dain Bosworth Inc. Experience July 1975 - March 1997
Job BusinessDevelopment Officer at KDV Wealth Management
Industry Financial Services
Experience
BerganKDV  July 2014 - Present
KDV Wealth Management   January 2013 - June 2014
KDV Wealth Management   March 2011 - January 2013
Nies Financial Group Inc   December 2002 - March 2011
First Allied Securities  October 2000 - December 2002
First Allied Securities  October 2000 - July 2001
D.E. Frey & Company   April 2000 - October 2000
D.E. Frey & Company   March 1997 - April 2000
Nies Schluchter & Associates   March 1997 - April 2000
Dain Bosworth, Inc  July 1975 - March 1997

Skills
Wealth Management, Investments, Financial Planners, Finance, Retirement Planning, Strategic Financial..., Mutual Funds, Insurance, Estate Planning, Investment Advisory, Financial Analysis, Business, Asset Allocation, Securities, Leadership, Series 7, Retirement, Life Insurance, Asset Managment, Investment Management

Education
College for Financial Planning   1985 — 1987
Certified Financial Planner (CFP), Finance

University of Missouri-Kansas City   1971 — 1973
BA, Political Science

Witchita State University   1970 — 1971
Political Science and Government

St. Cloud State University   1967 — 1970
AA, Business

St. Boniface High School   1960 — 1964

Roger W. Tabor, PRP Roger W. Tabor, PRP Las Vegas, Nevada Details
Roger W. Tabor, PRP's Dain Bosworth Inc. Experience May 1985 - May 1991
Job Managing DirectorInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  May 2009 - Present
Wachovia Securities LLC  July 2003 - May 2009
Prudential Securities  May 1991 - June 2003
Dain Bosworth Inc.   May 1985 - May 1991

Skills
Investments, Asset Allocation, Investment Strategies, Retirement Planning, Mutual Funds, Financial Advisory, Portfolio Management, 401k, Fixed Annuities, Alternative Investments, Asset Management, IRAs, Equities, Fixed Income

Education
University of Nevada-Las Vegas   1976 — 1984
Financial Planning and Services

Bishop Gorman High School   1972 — 1976
College Preparatory

Kimberly Dikker Kimberly Dikker Greater Chicago Area Details
Kimberly Dikker's Dain Bosworth Inc. Experience March 1997 - September 1997
Job Executive Assistant at Glen Ellyn Park District
Industry Recreational Facilities and Services
Experience
Glen Ellyn Park District  May 2014 - Present
Glen Ellyn School District 41  August 2001 - April 2014
Encompass-sports   April 2013 - September 2013
PGA of America  September 2011 - October 2012
Gap Inc./Gap   August 1999 - January 2001
First Tennessee Capital Markets   September 1997 - July 1999
FIRST TENNESSEE CAPITAL MARKETS   September 1997 - July 1999
DAIN BOSWORTH INC.   March 1997 - September 1997
DAIN BOSWORTH INC  September 1994 - March 1997
KEMPER SECURITIES INC  November 1992 - September 1994

Skills
Customer Service, Sales, Spreadsheets, Microsoft Office, Microsoft Excel, Microsoft Word, Market Research, Retail, Account Management, Training, Purchasing, Merchandising, Marketing Strategy, Event Planning, Marketing, Event Management, Leadership, Management, Public Speaking

Education
Indiana University Bloomington   1986 — 1990
BA, Economics

Ric Meyer Ric Meyer Greater Minneapolis-St. Paul Area Details
Ric Meyer's Dain Bosworth Inc. Experience December 1992 - January 1996
Job VP Manager / Trader Fixed Income Investments at Fintegra Financial Solutions LLC
Industry Financial Services
Experience
Fintegra Financial Solutions   March 2005 - August 2015
Wells Fargo Institutional Brokerage & Sales   December 1999 - November 2004
Wells Fargo  December 1999 - November 2004
Reliastar - Washington Square Securities   January 1996 - December 1999
Dain Bosworth Inc  December 1992 - January 1996

Skills
Mutual Funds, Portfolio Management, Wealth Management, Capital Markets, Trading, FINRA, Sales Management, Equities, Asset Management, Structured Products, Fixed Income, Investment Advisory, Investment Banking, Credit Analysis, Relationship Management, Asset Managment, Sales, Risk Management, Electronic Trading, Financial Markets, Options, Management, Securities, Bonds, Investments, Bloomberg, Series 4, Series 7, Series 24, series 53, Series 63, Customer Service, Customer Satisfaction, Customer Retention, Financial Services, Alternative Investments

Education
Minnesota State University, Mankato   1982 — 1987
BS, Finance, Real Estate & Insurance

Mankato East HS

Mike Tramontina Mike Tramontina Des Moines, Iowa Area Details
Mike Tramontina's Dain Bosworth Inc. Experience 1993 - 1995
Job Grant Writer associated with the Charitable Giving Resource Center
Industry Nonprofit Organization Management
Experience
ISED Ventures  June 2011 - January 2014
Witt Associates  August 2010 - June 2011
Boulevard Community Advisors, LLC   March 2010 - August 2010
Iowa Department of Economic Development  January 2007 - September 2009
Iowa Department of Management  January 2007 - December 2008
Iowa Finance Authority  June 2000 - February 2005
U.S. Dept. of Housing & Urban Development   April 1997 - May 2000
Clinton Gore 1996 Iowa Caucus Campaign   July 1995 - January 1996
Dain Bosworth Inc  1993 - 1995
Dougherty Dawkins   1990 - 1993

Skills
Community Development, Economic Development, Nonprofits, Leadership, Community Outreach, Government, Fundraising, Affordable Housing, Grant Writing, Public Policy, Public Speaking, Research, Local Government, Program Development

Education
Drake University   1991 — 1993

University of Iowa   1973 — 1977
BGS

Loras College   1967 — 1969

Ted R. McKnight Ted R. McKnight Kansas City, Missouri Area Details
Ted R. McKnight's Dain Bosworth Inc. Experience January 1984 - August 1986
Job Producer/Consultant, Former Kansas City Chiefs football player, Public Speaker
Industry Health, Wellness and Fitness
Experience
CBIZ Benefits & Insurance Services  February 1994 - Present
Rodman & Renshaw  March 1987 - June 1990
Dain Bosworth Inc  January 1984 - August 1986
Buffalo Bills  1981 - 1983
National Football League (NFL)   1977 - 1983
Kansas City Chiefs  1977 - 1982
Oakland Raiders  1977 - 1977

Skills
Traded stocks, Bonds, Insurance, Employee Benefits, New Business Development, Contract Negotiation, Problem Solving, Business Strategy, Event Management, Marketing, Marketing Communications, Public Speaking

Education
University of Minnesota Duluth   1972 — 1977
Bachelor’s Degree, theatre, communications, Public speaking

University of Wisconsin-Superior   1976 — 1976
Bachelor of Fine Arts (BFA), Communications

David Steurer David Steurer Dallas/Fort Worth Area Details
David Steurer's Dain Bosworth Inc. Experience 1991 - 1995
Job Managing Director at RBC Capital Markets
Industry Financial Services
Experience
RBC Capital Markets  1998 - Present
Everen Securities  1995 - 1998
Dain Bosworth Inc.   1991 - 1995

Skills
Capital Markets, Investment Management, Financial Modeling, Equities, Investments, Hedge Funds, Equity Research, Valuation, Private Equity, Investment Banking, Alternative Investments, Bloomberg, Equity Valuation, Fixed Income

Education
University of Michigan   1982 — 1986
BA, Economics

The University of Chicago
MBA, Finance

Lorrie Schmitz Lorrie Schmitz Greater Minneapolis-St. Paul Area Details
Lorrie Schmitz's Dain Bosworth Inc. Experience 1994 - 1996
Job Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   2007 - Present
Ameriprise Financial Services, Inc.   2004 - 2007
American Express  1996 - 2004
Dain Bosworth Inc  1994 - 1996
Nortel Networks: Collins Communications   1991 - 1994

Education
Gustavus Adolphus College   1988 — 1991
Bachelor of Arts (B.A.), Economics and Speech and Communications

Cindy Anderson Bina Cindy Anderson Bina Ely, Minnesota Details
Cindy Anderson Bina's Dain Bosworth Inc. Experience 1986 - 1987
Job Counselor at Vermilion College
Industry Higher Education
Experience
Vermilion College   August 1994 - Present
Youth and Shelter Services, Inc.   1987 - 1994
Dain Bosworth Inc  1986 - 1987
Luther College  1982 - 1985
Big Brothers Big Sisters of America  1979 - 1980
St. Mary's Chemical Dependency Treatment Center   1979 - 1979
Augsburg College  1978 - 1979

Skills
Mental Health Counseling, Career Counseling, Family Therapy, Student Counseling, Career Assessment, Higher Education, Teaching, Public Speaking, Student Development, Residence Life, Student Housing

Education
Northern Illinois University   1980 — 1982
Master’s Degree, Counseling

Luther College   1975 — 1978
Bachelor’s Degree, Psychology

Robb Webb Robb Webb Cushing, Minnesota Details
Robb Webb's Dain Bosworth Inc. Experience Senior Vice PresidentRetiredFebruary 1998 - Present
Job
Industry Investment Banking
Experience
Dain Bosworth Inc  Senior Vice PresidentRetiredFebruary 1998 - Present

Education
University of Minnesota-Twin Cities   1968 — 1971
BS, Economics