Dain Bosworth Inc.
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Dain Bosworth Inc. Employees
BerganKDV July 2014 - Present
KDV Wealth Management January 2013 - June 2014
KDV Wealth Management March 2011 - January 2013
Nies Financial Group Inc December 2002 - March 2011
First Allied Securities October 2000 - December 2002
First Allied Securities October 2000 - July 2001
D.E. Frey & Company April 2000 - October 2000
D.E. Frey & Company March 1997 - April 2000
Nies Schluchter & Associates March 1997 - April 2000
Dain Bosworth, Inc July 1975 - March 1997
Skills
Wealth Management, Investments, Financial Planners, Finance, Retirement Planning, Strategic Financial..., Mutual Funds, Insurance, Estate Planning, Investment Advisory, Financial Analysis, Business, Asset Allocation, Securities, Leadership, Series 7, Retirement, Life Insurance, Asset Managment, Investment Management
Education
College for Financial Planning 1985 — 1987
Certified Financial Planner (CFP), Finance
University of Missouri-Kansas City 1971 — 1973
BA, Political Science
Witchita State University 1970 — 1971
Political Science and Government
St. Cloud State University 1967 — 1970
AA, Business
St. Boniface High School 1960 — 1964
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities LLC July 2003 - May 2009
Prudential Securities May 1991 - June 2003
Dain Bosworth Inc. May 1985 - May 1991
Skills
Investments, Asset Allocation, Investment Strategies, Retirement Planning, Mutual Funds, Financial Advisory, Portfolio Management, 401k, Fixed Annuities, Alternative Investments, Asset Management, IRAs, Equities, Fixed Income
Education
University of Nevada-Las Vegas 1976 — 1984
Financial Planning and Services
Bishop Gorman High School 1972 — 1976
College Preparatory
Glen Ellyn Park District May 2014 - Present
Glen Ellyn School District 41 August 2001 - April 2014
Encompass-sports April 2013 - September 2013
PGA of America September 2011 - October 2012
Gap Inc./Gap August 1999 - January 2001
First Tennessee Capital Markets September 1997 - July 1999
FIRST TENNESSEE CAPITAL MARKETS September 1997 - July 1999
DAIN BOSWORTH INC. March 1997 - September 1997
DAIN BOSWORTH INC September 1994 - March 1997
KEMPER SECURITIES INC November 1992 - September 1994
Skills
Customer Service, Sales, Spreadsheets, Microsoft Office, Microsoft Excel, Microsoft Word, Market Research, Retail, Account Management, Training, Purchasing, Merchandising, Marketing Strategy, Event Planning, Marketing, Event Management, Leadership, Management, Public Speaking
Education
Indiana University Bloomington 1986 — 1990
BA, Economics
Fintegra Financial Solutions March 2005 - August 2015
Wells Fargo Institutional Brokerage & Sales December 1999 - November 2004
Wells Fargo December 1999 - November 2004
Reliastar - Washington Square Securities January 1996 - December 1999
Dain Bosworth Inc December 1992 - January 1996
Skills
Mutual Funds, Portfolio Management, Wealth Management, Capital Markets, Trading, FINRA, Sales Management, Equities, Asset Management, Structured Products, Fixed Income, Investment Advisory, Investment Banking, Credit Analysis, Relationship Management, Asset Managment, Sales, Risk Management, Electronic Trading, Financial Markets, Options, Management, Securities, Bonds, Investments, Bloomberg, Series 4, Series 7, Series 24, series 53, Series 63, Customer Service, Customer Satisfaction, Customer Retention, Financial Services, Alternative Investments
Education
Minnesota State University, Mankato 1982 — 1987
BS, Finance, Real Estate & Insurance
Mankato East HS
ISED Ventures June 2011 - January 2014
Witt Associates August 2010 - June 2011
Boulevard Community Advisors, LLC March 2010 - August 2010
Iowa Department of Economic Development January 2007 - September 2009
Iowa Department of Management January 2007 - December 2008
Iowa Finance Authority June 2000 - February 2005
U.S. Dept. of Housing & Urban Development April 1997 - May 2000
Clinton Gore 1996 Iowa Caucus Campaign July 1995 - January 1996
Dain Bosworth Inc 1993 - 1995
Dougherty Dawkins 1990 - 1993
Skills
Community Development, Economic Development, Nonprofits, Leadership, Community Outreach, Government, Fundraising, Affordable Housing, Grant Writing, Public Policy, Public Speaking, Research, Local Government, Program Development
Education
Drake University 1991 — 1993
University of Iowa 1973 — 1977
BGS
Loras College 1967 — 1969
CBIZ Benefits & Insurance Services February 1994 - Present
Rodman & Renshaw March 1987 - June 1990
Dain Bosworth Inc January 1984 - August 1986
Buffalo Bills 1981 - 1983
National Football League (NFL) 1977 - 1983
Kansas City Chiefs 1977 - 1982
Oakland Raiders 1977 - 1977
Skills
Traded stocks, Bonds, Insurance, Employee Benefits, New Business Development, Contract Negotiation, Problem Solving, Business Strategy, Event Management, Marketing, Marketing Communications, Public Speaking
Education
University of Minnesota Duluth 1972 — 1977
Bachelor’s Degree, theatre, communications, Public speaking
University of Wisconsin-Superior 1976 — 1976
Bachelor of Fine Arts (BFA), Communications
RBC Capital Markets 1998 - Present
Everen Securities 1995 - 1998
Dain Bosworth Inc. 1991 - 1995
Skills
Capital Markets, Investment Management, Financial Modeling, Equities, Investments, Hedge Funds, Equity Research, Valuation, Private Equity, Investment Banking, Alternative Investments, Bloomberg, Equity Valuation, Fixed Income
Education
University of Michigan 1982 — 1986
BA, Economics
The University of Chicago
MBA, Finance
Ameriprise Financial Services, Inc. 2007 - Present
Ameriprise Financial Services, Inc. 2004 - 2007
American Express 1996 - 2004
Dain Bosworth Inc 1994 - 1996
Nortel Networks: Collins Communications 1991 - 1994
Education
Gustavus Adolphus College 1988 — 1991
Bachelor of Arts (B.A.), Economics and Speech and Communications
Vermilion College August 1994 - Present
Youth and Shelter Services, Inc. 1987 - 1994
Dain Bosworth Inc 1986 - 1987
Luther College 1982 - 1985
Big Brothers Big Sisters of America 1979 - 1980
St. Mary's Chemical Dependency Treatment Center 1979 - 1979
Augsburg College 1978 - 1979
Skills
Mental Health Counseling, Career Counseling, Family Therapy, Student Counseling, Career Assessment, Higher Education, Teaching, Public Speaking, Student Development, Residence Life, Student Housing
Education
Northern Illinois University 1980 — 1982
Master’s Degree, Counseling
Luther College 1975 — 1978
Bachelor’s Degree, Psychology
Dain Bosworth Inc Senior Vice PresidentRetiredFebruary 1998 - Present
Education
University of Minnesota-Twin Cities 1968 — 1971
BS, Economics