Dain Rauscher
Address: 345 California St, San Francisco, CA 94104 Phone: (415) 445-8422: : : Category: Hours: : : Place name: Website: : Website: http://www.rbcwm-usa.com/ Category: Stock broker Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo.Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of RBC Wealth Management Posting publicly on the Web Write a review Reviews Be the first to review
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Dain Rauscher Employees
Red Dirt Studios 1998 - Present
Dain Rauscher August 1997 - November 1998
Whirlpool Financial Corp. January 1995 - July 1997
Self Employed October 1993 - January 1995
Redmond Products May 1994 - September 1994
Gilchrist & Moore July 1992 - March 1993
McHugh & Associates May 1992 - July 1992
Skills
Advertising, Brochures, Layout, Direct Mail, Annual Reports, Graphic Design, InDesign, Photoshop, Illustrator, Photography, Creative Development, Graphics, Illustration, Art Direction
Education
Union College (NE) 1986 — 1990
BS, Graphic Design
RBC Capital Markets November 2013 - Present
RBC Wealth Management US January 2009 - November 2012
RBC Dain Rauscher June 2001 - December 2008
Dain Rauscher June 1996 - June 2001
SunGard January 1993 - May 1996
Skills
Visio, Mutual Funds, Fixed Income, Securities, Asset Allocation, Wealth Management, Strategic Financial..., Business Analysis, Financial Modeling, Portfolio Management, Equities, Retirement Planning, Investments, Risk Management, Investment Advisory, Financial Services
Education
Cambridge University 1974 — 1977
M.A., Geography
King's Cathedral Grammar School, Peterborough, UK 1966 — 1973
RBC Wealth Management 2006 - Present
RBC Dain Rauscher 2000 - 2006
Dain Rauscher 1996 - 2000
Methodist Hospital 1988 - 1996
Skills
Financial Markets, Training, Leadership, Economics, Options
Education
University of Minnesota-Twin Cities 1987 — 1991
Bachelor's degree, Economics
RBC Wealth Management June 1994 - Present
Dain Rauscher October 1998 - August 2001
Rauscher Pierce Refsnes 1994 - 1998
Dean Witter Reynolds February 1989 - June 1994
Merrill Lynch February 1986 - February 1989
Education
The University of Texas at Austin 1980 — 1982
BBA, Marketing
Grayson County College 1978 — 1980
Associates, General Business
Deloitte Services LP September 2015 - Present
Deloitte Services LP December 2010 - Present
RBC Capital Markets January 2006 - April 2009
RBC Capital Markets 2002 - 2005
RBC Dain Rauscher 1999 - 2001
Dain Rauscher January 1998 - June 1999
Dain Bosworth 1995 - 1997
Skills
Marketing Strategy, Marketing, Market Research, Marketing Communications, Advertising, Media Relations, Business Development, Product Marketing, Strategic Planning, Competitive Analysis, Strategic Communications, Sponsorship, Project Management, Management, Strategy, Leadership
Education
University of Minnesota Duluth 1991 — 1995
Honors B.A. - Business Admin., Marketing
University of Minnesota-Duluth 1991 — 1995
Bachelor of Business Administration (B.B.A.), Marketing
Prosperity Planning Inc 2005 - Present
Robert W. Baird & Co. 2000 - 2004
Dain Rauscher 1998 - 2000
Skills
Organization, Client Relations Skills, Client Development, Office Operations, Compliance Oversight, Staff Training
Education
Kansas State University
Bachelor of Science, Business Administration and Education
US Bank February 2011 - Present
Independent Contractor January 2010 - February 2011
d.trio marketing group June 2006 - January 2010
HSBC Card Services (formerly Metris Companies) March 2000 - April 2006
Metris Companies March 2000 - October 2003
Dain Rauscher October 1998 - March 2000
Prudential Insurance Company June 1997 - October 1998
Skills
Direct Mail, Project Coordination, Marketing, Market Planning, Positioning, Budgets, Direct Marketing, Product Marketing, Strategy, Integrated Marketing, Cross-functional Team..., Marketing Management, Leadership, Management, Project Management, Segmentation
Education
Augsburg College
Bachelor of Arts, Communications
Odawa Partners October 2011 - Present
CCM securities a Bluefin Company August 2010 - September 2011
MF Global February 2007 - July 2010
FIMAT USA September 2001 - February 2007
Dain Rauscher February 1998 - August 2001
Langdon P Cook Governement Securities June 1996 - December 1997
NLI Asset Management Corp., Nippon Life Group July 1990 - May 1996
Kleinwort Benson November 1986 - December 1988
Merrill Lynch January 1983 - November 1986
Skills
Investments, Asset Managment, Alternative Investments, Portfolio Management, Securities, Financial Modeling, Derivatives, Structured Products, Asset Management, Fixed Income, Trading, Capital Markets, Financial Markets, Bonds
Education
University of Chicago 1988 — 1990
Master of Business Administration (MBA), Finance
Hobart College 1977 — 1981
Bachelor of Arts (B.A.), Economics
Loomis Chaffee School 1974 — 1977
Integral Business Development, LLC April 2014 - Present
Chasson Guitars April 2015 - Present
Nadir Saxwinds June 2014 - Present
Fiberreed 2013 - Present
Whatcom Rangers FC June 2008 - May 2015
Excellence Northwest February 2012 - September 2013
Theo Wanne Instruments 2004 - 2013
Piper Jaffray & Company 2001 - 2004
Dain Rauscher 1994 - 2001
Informetrix 1990 - 1994
Skills
Entrepreneurship, Social Media Marketing, Strategic Planning, Music Industry, Social Networking, Management, Customer Service, Marketing, Small Business, Non-profits, Music Production, Public Speaking, Musicians, Concerts, Music Licensing, Record Labels, Music, Nonprofits, Composition, Social Media, Music Publishing, Research, Festivals, Music Theory, Bands, Business Development, Music Education, Business Planning
Education
Seattle Pacific University 1991 — 1994
MBA, Entrepreneurship
Harvey Mudd College 1986 — 1990
BS in Physics with Applied Computer Science, Minor in Philosophy
Law Office of Victor D, Walker, P.C. August 2011 - Present
Ameriprise Financial Services, Inc. February 2009 - March 2012
Merrill Lynch August 1998 - February 2009
SunAmerica Corporate Finance 1995 - 1998
Dain Rauscher 1994 - 1995
Citi 1990 - 1992
Deloitte & Touche 1986 - 1986
Skills
Corporate Finance, Securities, Private Placements, IPO, Equities, Corporate Governance, Contract Negotiation, Debt, M&A due diligence, Entity Formation
Education
University of Virginia School of Law 1986 — 1990
JD, Corporate Law
University of Virginia Darden School of Business 1987 — 1990
MBA, Business Administration
University of Houston, C.T. Bauer College of Business 1981 — 1985
BBA, Accounting
Reinking Financial Consulting 2003 - Present
Dain Rauscher 1999 - 2003
Hewitt Associates 1992 - 1999
Washington Square Capital 1984 - 1989
Washington Square Capital 1984 - 1989
Skills
Investments, Asset Management, Asset Allocation, Portfolio Management, Risk Management, Asset Managment, Wealth Management, Investment Consulting, Alternative Investments, Investment Management, Finance, Financial Advisory, Fixed Income, Retirement Planning, Investment Advisory..., Hedge Funds, Mutual Funds, Investment Advisory, Investment Strategies, ETFs, Equities, Securities, Equity Research, Series 7, Series 63, Wealth Management...
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance & Management Science
St. Cloud State University 1978 — 1982
Bachelor of Science (B.S.), Mathematics & Finance
Instituto Cumbres 1971 — 1977
High-school diploma, Físico-Matemáticas
Lutonix (a subsidiary of CR Bard) July 2012 - Present
Independent HR Consulting May 2011 - July 2012
Coloplast Corp April 2010 - April 2011
Coloplast Corp January 2007 - March 2010
Boston Scientific June 1999 - January 2007
Dain Rauscher June 1996 - June 1999
Dashe & Thomson January 1994 - June 1996
Education
University of Minnesota-Morris
University of Minnesota-Twin Cities
BS, Industrial Relations and Mathematics
UBS June 1999 - Present
Dain Rauscher April 1979 - June 1999
Skills
Wealth Management, Series 7, Securities, Investments, Retirement Planning
Education
Drake University Law School 1971 — 1974
Doctor of Law (J.D.), Law
University of Northern Iowa 1967 — 1971
Bachelor's degree, Business/Commerce, General
UnitedHealth Group May 2015 - Present
Verisk Retail, Aspect Loss Prevention, a division of Verisk Crime Analytics June 2013 - May 2015
Big Dog Ventures LLC July 2006 - December 2014
Richfield CERT November 2009 - August 2012
Wells Fargo (on Contract) March 2005 - December 2005
Adaptive Team Collaboration, Inc. September 2003 - September 2004
Best Buy Co., Inc. July 1998 - September 2003
Renaissance Worldwide March 1995 - July 1998
Dain Rauscher March 1989 - March 1995
Honeywell January 1985 - February 1989
Skills
OOAD, Process Development, Retail, SDLC, Software Implementation, Planning, Integration, Requirements Analysis, Business Analysis, Change Management, Vendor Relations, Process Improvement, Coaching, Team Building, Program Management, Team Leadership, Strategic Planning, Vendor Management, Leadership Development, Problem Solving, Operations Management, Customer Relations, Mentoring, Business Process..., IT Strategy, Negotiation, Business Management, Budget Management, Contract Negotiations, Software Project..., MS Project, E-commerce, Budgeting, Cross-functional Team..., Customer Service, Business Intelligence, Project Planning, SharePoint Administrator, Management, Agile Methodologies, Software Development, Enterprise Architecture, Training, PMO
Education
University of Phoenix 2008 — 2010
BS, Management
FEMA Emergency Management Institute (EMI)
Emergency Management
ScrumMaster
ValueScope, Inc. January 2007 - Present
VMG Health March 2005 - January 2007
Dain Rauscher 1999 - 2003
Skills
Valuation, Financial Reporting, Financial Analysis, Financial Modeling, Corporate Finance, Securities, Due Diligence, Analysis, Business Valuation, Financial Services, Mergers, Excel, PowerPoint, Intangible Assets, Healthcare Consulting, Option Pricing Models, Purchase Price...
Education
University of Oklahoma 1995 — 1999
BBA, Finance
Tygh Capital Management February 2006 - Present
Columbia Management 2001 - 2006
Key Bank Capital Markets 1995 - 2001
Dain Rauscher 1986 - 1995
Skills
Fixed Income, Investment Management, Financial Services, Business Development, Management, Sales, Alternative Investments, Asset Allocation, Hedge Funds, Asset Management, Mutual Funds, Investments, Portfolio Management, Series 7, Equities
Education
University of Portland 1988 — 1990
MBA, Finance
Oregon State University 1978 — 1982
BS, Marketing
Oregon State University
TSI, Inc. November 2014 - Present
Star August 2005 - October 2014
GE Osmonics March 2003 - August 2005
Osmonics, Inc. October 1997 - February 2003
Dain Rauscher December 1993 - September 1997
Ernst & Young September 1991 - December 1993
Skills
Financial Reporting, Strategic Planning, Controllership Functions, Human Resources, Information Technology, Cash Management, Account Management, Project Management, Trade Shows, Marketing, Management, Budgets, Team Leadership, Retail, Accounting, Leadership, Marketing Management
Education
University of Minnesota-Duluth 1987 — 1991
Bachelor's degree, Accounting
Dr Pepper Snapple Group December 2011 - January 2015
Dean Foods May 2009 - August 2011
Dean Foods May 2007 - May 2009
Lennox International May 2005 - May 2007
Harvard University (Kennedy School of Government) November 2002 - May 2005
CTX Mortgage 1999 - 2002
Marcus Cable Company April 1998 - December 1998
Dain Rauscher April 1996 - January 1998
Lomas Mortgage USA September 1994 - January 1996
Lomas Mortgage USA April 1994 - September 1994
Skills
Essbase, Hyperion SmartView, Excel, PowerPoint, SAP, Lawson, JD Edwards, HFM, Hyperion Enterprise, Microsoft Excel, Financial Analysis
Education
The University of Texas at Austin 1988 — 1992
BBA, Accounting
U.S. Bancorp Investments, Inc. September 2014 - Present
Morgan Stanley August 2006 - July 2014
Country Financial 2009 - 2010
Morgan Stanley Smith Barney August 2000 - August 2006
Morgan Stanley Smith Barney January 1999 - August 2000
Dain Rauscher October 1994 - January 1999
Kemper Securities June 1992 - October 1994
Skills
Series 7, Customer Service, Problem Solving, Efficiency Improvement, Sales, Leadership, Series 63, FINRA, Divorcees, Strategic Planning, Insurance, Entrepreneurship, Investments, Series 65, Coaching, Risk Management, Series 24, Nonprofits, Team Building, Sales Operations, Mutual Funds, Microsoft Excel, Retirement Planning, Banking, Process Improvement, Humor, Sales Support, Negotiation, Non-profits, Microsoft Office, Project Management, 401k Rollovers, Children Of Divorce, Management
Education
Joliet Junior College 2014 — 2015
Applied Horticulture and Horticultural Business Services
Southern Illinois University, Carbondale
Dropbox June 2015 - Present
Advent Software January 2014 - May 2015
Advent Software 2008 - January 2014
Advent Software January 2006 - March 2008
Advent Software January 2004 - December 2005
Advent Software 1999 - 2004
Wilke Thompson Capital Management 1998 - 1999
Dain Rauscher 1996 - 1998
Skills
Relationship Management, Account Management, Strategic Planning, Enterprise Software, Customer Success, Customer Retention, Portfolio Management, Trading, Order Management, CRM, Strategic Partnerships, Project Management, Financial Services, Salesforce.com, Consulting, Asset Management, Customer Service, Business Analysis, SaaS, Customer Satisfaction, CSM, Vendor Management, Cross-functional Team..., Management
Education
University of Wisconsin-Madison 1990 — 2004
BS, International Business / International Relations
West Bend West High School 1986 — 1990
Stanford University
Stanford Certified Project Manager
Harley-Davidson Motorcycle Sales July 2009 - Present
Tri-Star Financial August 2003 - May 2009
Oxford Financial Group, Ltd. March 2002 - August 2003
Prospera Financial February 2001 - March 2002
Dain Rauscher January 1999 - February 2001
Tri-Star Financial/MJ Whitman August 1992 - January 1999
Mirex Corporation January 1989 - July 1990
Skills
Customer Service, Microsoft Office, Word, PowerPoint, Retail, Customer Relations, Outlook, Social Media, Teamwork, Event Planning, Advertising, Facebook, Data Entry, Public Relations, Negotiation, Selling, Telephone Skills, Public Speaking, Sales Management, Social Media Marketing, Writing, Cold Calling, Social Networking, Automotive Sales, Press Releases
Education
University of Houston 1986 — 1988
N/A, Marketing
USMC/USN Aviation, Aviation Ordnance, TPL Library Control, Aircraft Paint and Corrosion Control 1980 — 1984
Technical Certifications, Aviation Ordnance and Aircraft Maintenance
Alief Independent School District, Alief, TX 1970 — 1980
UnitedHealth Group June 2008 - Present
Ceridian December 2007 - June 2008
Fox-1 Resources September 2007 - November 2007
Sprint Nextel February 2000 - August 2007
GE Capital IT Solutions November 1998 - February 2000
Dain Rauscher December 1996 - June 1998
Principal Financial Securities October 1995 - December 1996
Murphy Warehouse in Southeast Minneapolis August 1994 - October 1995
Skills
PeopleSoft, General Ledger, Account Reconciliation, Access, SOX, Essbase, BlackLine, Visio, Oracle, Excel, Government, Payroll, Benefits, Options, Risk Management, Telecommunications, Insurance, Legal Issues, Mergers & Acquisitions, Auditing, Financial Analysis, Process Improvement, Budgets, Accounts Receivable, SAP, Analysis, Journal Entries, Variance Analysis, Accounts Payable, Sarbanes-Oxley Act, Accounting, Fixed Assets, Forecasting, Management, Employee Benefits, Managerial Finance, Internal Audit, Microsoft Excel, Bank Reconciliation, Invoicing, Accruals, Financial Reporting, Internal Controls, Cost Accounting
Education
University of Minnesota - Carlson School of Management 1990 — 1994
BS in Business, Accounting Emphasis
US Bank July 1998 - Present
Dain Rauscher 1996 - 1998
Skills
Human Resources, Management, Employee Relations, Deferred Compensation, Leadership Development, Talent Management, Benefits Administration, Leadership, Performance Management, Succession Planning, Strategic Planning, Professional Mentoring, Onboarding, Coaching, Risk Management, HRIS, Talent Acquisition, HR Policies, Team Building, Recruiting, Employee Engagement, Process Improvement, Organizational..., Banking, Employee Benefits, Customer Service, Vendor Management
Education
Metropolitan State University 1983 — 1985
yes, Business Management
Wells Fargo Global Fund Services February 2011 - Present
US Bancorp Investments July 2010 - September 2010
RBC Capital Markets 2002 - 2009
RBC Wealth Managment 1999 - 2002
Dain Rauscher 1997 - 1999
Skills
Geneva, Smartstream, Cognos, QuickBooks, IRIS, PeopleSoft, Hedge Funds, Fund Accounting, Financial Accounting, Microsoft Excel, Hedge Fund Accounting, Bloomberg Terminal, General Ledger, Accounting, Finance, Financial Services
Education
Metropolitan State University
B.A,, Accounting
Inver Hills Community College
A.A., Accounting/Finance
Plexus Worldwide July 2015 - Present
McCarty Family October 1990 - Present
Home Education 1998 - 2011
Dain Rauscher August 1993 - September 1995
Carlson Marketing Group 1991 - 1993
NWNL Property Management 1989 - 1991
IBM 1988 - 1989
Skills
Public Speaking, Microsoft Word, Parenting, Homeschooling, Retail, PowerPoint, Supervisory Skills, Microsoft Office, Public Relations, Management, Microsoft Excel, Organizational..., Editing, Leadership, Coaching, Tutoring, Strategic Planning, Event Planning, Project Planning, Nonprofits, Team Building
Education
North Hennepin Community College 1987 — 1988
General
Fidessa 2008 - Present
RBC Capital Markets August 2006 - October 2008
RBC Capital Markets March 2004 - August 2006
RBC Capital Markets December 2003 - February 2004
Unisys 2003 - 2004
Dain Rauscher 1999 - 2003
Skills
Requirements Analysis, Quality Assurance, Equity Trading, Fidessa, Trading, Business Requirements, Release Management, Sybase, Trading Systems, Equities, Back Office, Financial Services, Integration, SQL, Testing, Software Documentation, Market Data, Electronic Trading, Business Analysis
Education
University of Minnesota - Carlson School of Management 2005 — 2008
MBA
Carleton College 1994 — 1998
Bachelor of Arts (BA)
Nationwide Financial December 2007 - Present
Ameriprise Financial Services, Inc. April 2004 - December 2007
Lincoln Financial Distributors 2000 - 2004
Dain Rauscher 1996 - 2000
Merrill Lynch 1985 - 1989
Skills
Mutual Funds, Series 7, Series 63, Retirement, 401k, Fixed Annuities, Asset Allocation, Investments, Wealth Management, Investment Advisory, Separately Managed..., Series 24, Securities, Financial Services, Sales, Variable Annuities, IRAs, Finance, Financial Advisory, Defined Benefit, Investment Strategies, Pensions
Education
St. Cloud State University 1978 — 1983
BA, Economics
Donald T. Regan School of Advanced Financial Management, Merrill Lynch
Kaiser Permanente December 2011 - Present
Carlson School of Management June 2013 - Present
HFMA Northern California Chapter June 2014 - Present
HFMA Northern California Chapter September 2011 - January 2014
Kurt Salmon Associates June 2003 - December 2011
Dain Rauscher 1998 - 2001
Wessels, Arnold & Henderson 1996 - 1998
Skills
Management Consulting, Healthcare, Process Improvement, Healthcare Consulting, Strategy, Strategic Planning, Change Management, Business Strategy, Program Management, Leadership, Healthcare Information..., Project Management, Performance Improvement, Cross-functional Team..., Staff Development, Management
Education
University of Minnesota - Carlson School of Management 2001 — 2003
MBA, Strategy, Marketing, Finance
Minnesota State University, Moorhead 1994 — 1996
B.S., Business Administration
PLBecker Analytics January 2015 - Present
Municipal Capital Management, Inc. September 2000 - December 2014
Dain Rauscher September 1990 - September 2000
Davd Taussig & Associates August 1986 - September 1990
Skills
Securities, Securitization, Financial Modeling, Financial Analysis, Finance, Capital Markets, Fixed Income, Strategic Planning, Due Diligence, Analysis, Investment Banking, Project Management, Bonds
Education
University of California, Irvine - The Paul Merage School of Business 1987 — 1989
MBA
University of Denver 1981 — 1985
BA, Economics
Raymond James November 2007 - Present
UBS November 2000 - November 2007
Dain Rauscher 1998 - 2001
Piper Jaffray 1995 - 1998
Skills
Securities, Financial Advisory, Estate Planning, Wealth, Finance, Investments, Retirement Planning, Mutual Funds, Wealth Management, Series 7, Retirement, Portfolio Management, Alternative Investments, Investment Strategies, Team Building, Financial Planning, Asset Allocation, Investment Advisory, Investment Management, Asset Management, Series 63, Financial Services, Marketing, Financial Analysis, High Net Worth..., Equities, Risk Management, 401k
Education
University of Northern Colorado 1985 — 1989
B.S. Finance and General Business, Finance, Business, Economics, and a minor in History
Colorado Mesa University 1984 — 1985
Business Administration and Management, General
Penny Mustard Furnishings December 2014 - Present
Wisconsin Advocates for Unemployment Benefits October 2012 - Present
Danny Veghs Home Entertainment January 2014 - October 2014
Penny Mustard Furnishings June 2013 - January 2014
Potawatomi Bingo Casino January 2012 - August 2012
WFA Staffing April 2007 - June 2007
CDO Group, Emerald Ventures May 2006 - December 2006
Generon Construction, L.L January 2002 - April 2006
St. Francis Bank/ Vision Investments March 2001 - January 2002
Dain Rauscher May 1999 - March 2001
Education
Marquette University 1989 — 1991
BBA; Business Administration Specializations, Finance, Economics
The Oak Ridge Financial Group, Inc. July 2007 - Present
North American Capital Markets January 2000 - June 2007
Dain Rauscher 1991 - 1999
American National Bank & Trust 1981 - 1993
Martin/Smith Ambulance 1974 - 1983
Skills
Portfolio Management, Investments, Bonds, Investment Banking, Investment Strategies, Trading, Capital Markets
Education
Creighton University 1974 — 1978
BSBA, Finance
Landmark Education
St Thomas Academy
Sparrow Capital Management, Inc. September 2014 - Present
Crabtree Asset Management September 2008 - Present
Lazard Asset Management April 2007 - September 2008
MTB Investment Advisors January 2006 - March 2007
U. S. Bancorp Asset Management February 2002 - May 2005
U. S. Bancorp Asset Management May 2000 - February 2002
Advantus Capital Management April 1998 - May 2000
Dain Rauscher June 1995 - April 1998
Skills
Portfolio Management, Equity Research, Technology Research, Asset Management, Equities, Fundamental Research, SaaS, Software Industry, Research
Education
The University of Texas at Austin - Red McCombs School of Business 1991 — 1993
MBA, Finance
University of Massachusetts, Amherst 1980 — 1986
BS, Mathematics and Computer Science
Brooklyn Economic Development Corporation December 2010 - March 2011
Moody's Investors Service 2006 - 2008
Northern Trust 2003 - 2003
Dain Rauscher 1998 - 2001
John S. Herold 1997 - 1997
ABN AMRO 1996 - 1997
Growth Capital Partners 1992 - 1996
Skills
Corporate Finance, Valuation, Credit, Finance, Private Equity, Fixed Income, Risk Management, Leveraged Finance, Loans, Bonds, Financial Advisory, Mergers & Acquisitions, Advisory, Writing, Oil & Gas, Investment Banking, Financial Analysis, Credit Risk, Financial Modeling, Credit Analysis, Equities, Portfolio Management
Education
The University of Chicago - Booth School of Business
Master of Business Administration (MBA), Accounting, Analytic Finance, Finance
New York University
Master of Science (MS), Global Affairs
DePaul University - Charles H. Kellstadt Graduate School of Business
Master of Science (MS), Accountancy
Stephen F. Austin State University
Bachelor of Science (BS), Political Economy
Emerson Equity October 2013 - Present
Williams Financial Group 2002 - October 2013
WFG Equity Partners, inc 2002 - October 2013
InterFirst Capital, Inc April 1999 - February 2002
Dain Rauscher 1994 - 1999
Merrill Lynch 1987 - 1994
Skills
Microsoft Office, Excel, Customer Service, Word, Customer Relations, Microsoft Word, Microsoft Excel, Risk Management, Financial Analysis, Investments, Securities, Strategic Financial..., Retirement Planning, Alternative Investments, Private Equity, Management, Investment Advisory, Series 7
Education
University of Oklahoma 1975 — 1979
Bachelor of Science (BS), Accounting
LendPro LLC April 2014 - Present
Concordia Healthcare March 2013 - January 2015
Van Der Linde Recycling July 2013 - November 2013
ScentAir June 2011 - June 2012
Vmeals January 2008 - June 2011
Idearc Media 2007 - 2008
Dain Rauscher 1993 - 1997
Skills
Sales, Management, Marketing Strategy, Training, Microsoft Word, Marketing, CRM, Teamwork, Research, New Business Development, Budgets, Account Management, Leadership, Event Planning, Team Building, Customer Service, Social Media Marketing, Strategic Planning, Social Media
Education
Seattle University
BA - Business, Accounting
Wintrust Wealth Management December 2009 - Present
Northern Trust Securities January 1999 - December 2009
Northern Trust 1999 - 2009
Dain Rauscher 1996 - 2000
Merrill Lynch 1987 - 1992
US Army 1982 - 1987
Skills
Wealth Management, Asset Allocation, Asset Managment, Portfolio Management, Strategic Financial..., Estate Planning, Investments, Asset Management, Commercial Lending, Wealth Management..., Finance, Relationship Management, Banking, Equities, Retirement Planning
Education
Chaminade University of Honolulu 1985 — 1987
MBA, Business Management
University of Wisconsin-Whitewater 1976 — 1982
BBA, Finance
Whitewater High School 1972 — 1976
Van Houten & Associates, Inc. March 2005 - Present
First Financial Equity Corporation November 2001 - March 2005
West America Investment Group March 1998 - November 2001
Dain Rauscher November 1995 - March 1998
Joseph Charles & Associates August 1994 - November 1995
Skills
Registered Investment..., Strategic Financial..., Investments, Training, Retirement, Finance, Retirement Planning
Education
Arizona State University
Bachelor's degree, Business/Finance
Brophy College Preparatory; Phoenix, AZ
St. Mary's Catholic High School; Phoenix, AZ
Rice Financial Products Company September 2015 - Present
Ehlers December 2013 - April 2015
Blaylock Robert Van, LLC November 2012 - November 2013
Rice Financial Products Company April 2007 - February 2012
First Albany Capital 2004 - 2007
Siebert Brandford Shank & Co., LLC 1999 - 2004
Dain Rauscher 1997 - 1999
Reinsoso & Company 1996 - 1997
Chicago Housing Authority February 1995 - September 1996
City of Chicago 1990 - 1995
Skills
Fixed Income, Investment Banking, Investments, Financial Modeling, Capital Markets, Valuation, Bonds, Public Finance, Due Diligence, Financial Analysis, Series 7, Series 63, Private Equity, Finance, Credit Analysis, Structured Finance, Venture Capital, Banking, Credit, Derivatives, Equities, Financial Risk, Financial Services, Financial Structuring, Risk Management, Securities, Trading
Education
Spelman College 1980 — 1984
B.A., Economics
Berthel Fisher & Company Financial Services April 2000 - Present
Dain Rauscher July 1999 - February 2000
Morgan Stanley Dean Witter August 1998 - June 1999
Various June 1973 - August 1998
Skills
Income Tax, Tax Preparation, Tax Accounting, Auto Racing, Strategic Financial..., 401k, Finance, Financial Planners, Due Diligence, Financial Advisory, Investments, Estate Planning, Mutual Funds, Wealth Management, Inheritance Tax Planning, Financial Analysis, Retirement, Superannuation, Alternative Investments, Retirement Planning, Investment Strategies, Private Equity, Investment Advisory
Education
City University of New York-Baruch College 1971 — 1973
Bachelor of Business Administration (BBA), Accounting and Business Law
Queensborough Community College 1968 — 1971
Associate's degree, Accounting and Finance
Meritide April 2014 - Present
Cognizant Technology Solutions July 2011 - April 2014
Donaldson Company November 2006 - July 2011
Digital River October 2004 - December 2007
Dain Rauscher October 2005 - September 2006
Carlson Companies August 2004 - October 2005
Skills
SharePoint, SharePoint Designer, SSRS, SQL Server 2000-2008, Visual Studio, InfoPath, XML, XSLT, ASP.NET, C#, Solution Architecture, Project Server, Microsoft SQL Server, Visual Basic, Java, HTML, Microsoft CRM
Education
Cornerstone University 2000 — 2004
BA, Managment Information Systems & Business Management
Maugel & Purcell Financial Solutions May 2012 - Present
In the Zone Sports Cards 2010 - Present
1st Global May 2008 - October 2011
NFP Securities, Inc September 2000 - May 2008
Dain Rauscher 1998 - 2000
H D Vest 1995 - 1998
Skills
Series 7, Series 24, Series 65, Insurance Licensed- TX, Money Guide Pro, Morningstar, Insurance
Education
Texas Tech University 1991 — 1995
BBA, Finance
Fidelity Investments November 2013 - Present
Harvard Business School October 2013 - Present
Greenwood Research / Alphamatician June 2005 - Present
JP Morgan Chase January 1999 - November 2000
JPMorgan Chase April 1995 - December 1998
Kidder Peabody August 1993 - December 1994
Ziegler Securities June 1992 - August 1992
Dain Rauscher April 1989 - August 1991
Skills
Loan Syndication, Investment Banking, Credit Analysis, Structured Finance, Start-ups, Analysis, Business Development, Credit, Finance, Financial Structuring, Investments, Management, Strategy, Syndications, Valuation
Education
The University of Chicago Booth School of Business 1991 — 1993
MBA, Finance, Statistics
University of California, Berkeley 1983 — 1987
BS, Business Administration
Medica 2008 - 2009
Dain Rauscher 2005 - 2008
IBM 2003 - 2005
Travelers Express 2002 - 2003
Best Buy 1999 - 2002
US Bank 1996 - 1999
United Healthcare 1995 - 1996
Federal Reserve System 1993 - 1995
Aetna 1985 - 1993
Education
Minnesota School of Business
Computer Programming
Normandale Community College
Associates Degree
CFO Business Solution August 2010 - Present
Seahurst Electric Inc. 2008 - 2010
HomePro Construction LLC 2003 - 2008
Ragen MacKenzie 2000 - 2003
Dain Rauscher 1995 - 2000
Genwest Systems 1987 - 1995
Thousand Trails 1985 - 1986
Ackerley Communications 1983 - 1984
Deloitte & Touche 1979 - 1982
McDonald Industries Inc. 1977 - 1979
Skills
Budgeting, Analysis, Forecasting, Cash Flow, Financial Analysis, Financial Management, Financial Reporting, Accounting, Strategic Planning, Business Planning, Financial Accounting, Investments, Quickbooks, Financial Planning, Business Strategy, Management Consulting, Managerial Finance, Strategic Financial..., Budgets, QuickBooks
Education
Missouri State University
BS, Accounting
361 Capital LLC 2001 - December 2014
Innovest Portfolio Solutions July 1996 - September 2007
Dain Rauscher 1990 - June 1996
Skills
Alternative Investments, Hedge Funds, Portfolio Management, Investments, Asset Management
Education
Colorado State University 1980 — 1984
BS, Business Administration
MC Ware Mechanical Ltd June 2012 - June 2014
Three Part Advisors November 2011 - March 2013
Duncan Williams, Inc. November 2010 - November 2011
C.K. Cooper November 2009 - November 2010
Jesup Lamont May 2008 - November 2009
Aperion Group, LLC October 2002 - October 2007
Frost Securities May 1999 - July 2002
Dain Rauscher February 1997 - April 1999
Dual Drilling Company September 1981 - July 1996
Skills
Financial Modeling, Valuation, Equities, Excel, Research, Strategic Planning, Financial Planning, Equity Research, Financial Analysis, Business Strategy, Sales Management, New Business Development, International Business, Marketing Management, Energy, Alternative Investments, Strategic Financial..., Business Development, Hedge Funds, Contract Negotiation, Contract Management, Negotiation, International Sales, Investments, Private Equity
Education
Southern Methodist University - Cox School of Business 1980 — 1981
MBA, Finance
University of Arkansas at Fayetteville 1976 — 1980
Bachelor of Science, Civil Engineering
ACA International, the Association of Credit and Collection Professionals August 2014 - Present
ACA International, the Association of Credit and Collection Professionals May 2000 - August 2014
ethos magazine August 1998 - June 1999
Mpls.St.Paul Magazine May 1998 - August 1998
Dain Rauscher May 1997 - August 1997
Skills
Journalism, News Writing, Copy Editing, Editorial, Feature Articles, Newspapers, Proofreading, Storytelling, Copywriting, Web Content, Publications, Freelance Writing
Education
Iowa State University 1994 — 1999
Bachelor of Arts (B.A.), Journalism
RBC Wealth Management September 2012 - Present
Merrill Lynch September 2008 - September 2012
Wachovia Securities, LLC. 2000 - 2008
Dain Rauscher 1990 - 2000
Hanifen Imhoff 1985 - 1990
Dain Bosworth 1982 - 1985
Boettcher & Company 1979 - 1982
Paine Webber Jackson & Curtis 1976 - 1979
Bosworth Sullivan & Co 1976 - 1976
Education
University of Colorado at Boulder 1970 — 1974
Bachelor's Degree, Microbiology
Cardiovascular Systems, Inc. August 2014 - Present
Independent Consultant April 2013 - July 2014
St. Jude Medical April 2004 - March 2013
The Mercanti Group May 2001 - April 2004
Crescendo Ventures May 2000 - May 2001
Donaldson, Lufkin & Jenrette April 1998 - August 1999
Dain Rauscher September 1996 - March 1998
Skills
Medical Devices, Mergers & Acquisitions, Competitive Analysis, Strategic Partnerships, Strategy, Cross-functional Team..., Business Development, Cardiology, Venture Capital, Global Marketing, Mergers, Project Planning, Leadership, Business Strategy, Market Development, Private Equity, Strategic Planning, Healthcare, Entrepreneurship, Due Diligence, Health Economics, Reimbursement, Strategic Negotiations, Licensing, Valuation, Market Research, Clinical Trials, Portfolio Management, Acquisition Integration, Management, International Business, P&L Management, Investments, Commercialization, Product Development, Executive Management, Program Management, Analysis, FDA, Orthopedic
Education
University of Pennsylvania - The Wharton School 1999 — 2001
MBA, Finance
St. John's University 1989 — 1993
BA, Economics and Management (double major)
Ameriprise Financial April 2009 - May 2010
RBC Dain Rauscher August 2005 - April 2008
RBC Dain Rauscher November 2002 - January 2007
RBC Dain Rauscher January 2002 - November 2002
RBC Dain Rauscher January 2000 - December 2001
Dain Rauscher November 1997 - December 1999
dain bosworth November 1992 - October 1997
Skills
Performance Management, Change Management, Strategic Planning, Team Leadership, Risk Management, Training, Process Improvement, Business Process..., Business Development, Financial Services, Leadership, Management, Program Management, Project Management, Project Planning, Sales, Strategy, Wealth Management
Education
Colby College
BA
St. George's School
University of Minnesota - Carlson School of Management
MBA
University of St. Thomas
Certificate
NYU Langone Medical Center May 2014 - Present
Bessemer Trust May 2003 - April 2014
Prudential Securities April 2001 - April 2003
Dreyfus Corporation November 1999 - March 2001
Dain Rauscher 1996 - 1999
Skills
Investor Relations, Investments, Asset Allocation, Portfolio Management, Management, Wealth Management, Alternative Investments, Cross-functional Team..., Marketing, Asset Management, Wealth Management..., Business Development, Training, Strategic Planning, Investment Management, Internal Communications, Hedge Funds, Financial Advisory, Advertising, Strategy
Education
Columbia University in the City of New York 2004 — 2006
MS
The University of North Dakota 1991 — 1995
BSPA
Dell November 2014 - Present
AT&T November 2000 - September 2014
Dain Rauscher January 1998 - November 2000
Siemens September 1994 - November 1995
Skills
Citrix Technologies, VMWARE Technologies, Cloud Computing, Windows Servers..., Server/ Desktop..., Application Streaming/..., Microsoft Technologies, Technical Project..., IT Security, Disaster Recovery, New & Emerging..., Problem..., User Training & Support..., Application..., Systems..., vSphere, VDI, Edgesight, Netscaler, Citrix XenApp..., VMware ESXi 5.0/5.1/5.2, vCenter, Vmotion, DRS, Web Interface, Agile Methodologies, Active Directory, DNS/ DHCP
Education
Southern Illinois University, Edwardsville 1996 — 1998
Master's Degree, Electrical Eng. / Computer Science, 3.5
NED University of Engineering and Technology 1989 — 1994
Bachelor's Degree, Electrical Engineering
Precision Document Solutions, Inc. January 2006 - Present
First Albany Capital January 1999 - December 2005
Dain Rauscher 1994 - 1998
Bankone 1989 - 1994
Skills
New Business Development, Process Improvement, Financial Analysis, Account Management, Accounting, Analysis, Budgets, Business Analysis, Business Development, Business Strategy, Cloud Computing, Competitive Analysis, Contract Negotiation, Cross-functional Team..., Customer Service, Direct Sales, Forecasting, Integration, Inventory Management, Leadership, Management, Marketing, Marketing Strategy, Microsoft Excel, Microsoft Office, Microsoft Word, Operations Management, Outlook, Product Management, Professional Services, Program Management, Project Management, SaaS, Sales, Sales Management, Sales Process, Salesforce.com, Solution Selling, Strategic Planning, Strategy, Supply Chain Management, Team Building, Team Leadership, Vendor Management
Education
Oklahoma State University 1985 — 1989
Southwest Securities May 2000 - August 2013
Dain Rauscher April 1996 - April 2000
Skills
IT Management, Windows Server, Software Development, Knowledge Management, Project Management, Server Administration, IIS, Software Quality..., Software Development..., Business Process Mapping, Servers, Active Directory, Requirements Analysis, Microsoft Office, ITIL, Vendor Management, Business Analysis, Integration, Process Improvement, SDLC, SharePoint, Security, Strategic Planning, Enterprise Software, Microsoft Exchange
Education
ITT Technical Institute-Arlington 1993 — 1995
Associate's Degree, Electrical and Electronics Engineering, 3.67
Polytechnic High School 1985 — 1989
1
Bremer Bank October 2010 - Present
Bremer Bank May 2008 - October 2010
Bremer Financial Corporation 2002 - May 2008
Dain Rauscher 2000 - 2002
Minnesota Life 1996 - 2000
Minnesota Life 1996 - 2000
American Harvest 1993 - 1996
Skills
Strategic Planning, Vendor Management, Financial Analysis, Marketing Strategy, Marketing Communications, Advertising, Project Planning, Problem Solving, Business, Management, Project Management, Sales, Product Development, Risk Management, Business Development, Leadership, Sales Management, Strategy, Negotiation, Cross-functional Team...
Education
University of Minnesota - Carlson School of Management 2001 — 2007
Master of Business Administration (MBA)
Hamline University 1994 — 2000
Master of Arts (MA)
US Bank January 2010 - Present
Boston Scientific March 2008 - December 2009
Dale Carnegie Training February 2006 - May 2008
Liberty Builders October 2007 - March 2008
Cretex Companies January 2005 - October 2006
Wilder Fence Co May 2001 - December 2004
Dain Rauscher February 1998 - March 2001
Skills
Workshop Facilitation, Leadership, Vendor Management, Project Management, Public Speaking
Education
University of Minnesota-Twin Cities 2009 — 2014
Bachelor's Degree, Communications Studies & Applied Business
North Hennepin Community College 2003 — 2007
Associate of Arts (A.A.)
Robbinsdale Cooper High School 1989 — 1993
Silveron Capital Partners 2006 - Present
Panda Energy 1998 - 2006
Dain Rauscher 1997 - 1998
NationsBanc Capital Markets 1994 - 1997
Skills
Energy, Mergers, Power Generation, Financial Modeling, Corporate Finance, Valuation, Fundraising, Project Finance, Mergers & Acquisitions, Renewable Energy, Due Diligence, Financial Structuring, Venture Capital, Private Equity, Corporate Development, Joint Ventures, M&A experience, Divestitures, Private Placements, Structured Finance, LBO, Cleantech, IPO, Business Valuation, Restructuring
Education
Southern Methodist University - Cox School of Business 2000 — 2002
MBA, Finance, Accounting
Millsaps College 1990 — 1994
BBA, Business
ESD
RBC Wealth Management December 2009 - Present
RBC Wealth Management 2008 - 2009
RBC Capital Markets 2006 - 2008
RBC Dain Rauscher 2001 - 2006
Dain Rauscher 1999 - 2001
Dain Bosworth 1995 - 1998
Education
University of Jamestown 1989 — 1993
BA Accounting & BA Business Administration, Accouting & Business Administration
Good To Be Framed May 2010 - Present
RBC Capital Markets March 1996 - December 2007
RBC dain rauscher 1996 - 2007
dain rauscher 1996 - 2007
RBC capital Markets 1996 - 2007
Skills
Customer Service, Digital Photography, Sales, Social Media, Social Networking, Photoshop, Public Speaking, Social Media Marketing, Photography
Education
Pace University 1987 — 1990
API Outsourcing May 2001 - Present
Dain Rauscher May 2000 - May 2001
Northwest Airlines 1997 - 2000
Skills
Sales Process, Data Entry, SaaS, Salesforce.com, Lead Generation, Customer Retention, Team Building
Education
The University of North Dakota 1986 — 1991
Bachelor of Business and Public Administration, Aviation Administration
US Bank August 2010 - Present
U.S. Census Bureau -- Census Coverage Management April 2010 - June 2010
Enterprise Community Partners June 2004 - December 2008
LNR Property Corporation November 2001 - April 2004
US Bank September 2000 - November 2001
Dain Rauscher November 1993 - September 2000
Standard & Poor's January 1985 - October 1993
Skills
Credit Analysis, Portfolio Management, Credit, Financial Analysis, Mutual Funds, Investment Banking, Affordable Housing, Loans, Bonds, Banking, Debt Management, Underwriting
Education
Portland State University 1981 — 1984
Business Administration, Finance
Kahl Home for the Aged and Infirm July 2007 - April 2011
New Horizons 2004 - 2007
modern Woodmen of America 2002 - 2003
Dain Rauscher 2001 - 2002
Education
Western Illinois University 2003 — 2004
MAT, Spanish
Cornell College 1997 — 2000
BA, International Business, Spanish
Davenport North High School 1993 — 1997
Diploma, College Prep
Diversified Trust October 2014 - Present
Windsor Health Group July 2008 - October 2014
Independent Systems Consultant September 1999 - June 2013
Lummi Nation Schools February 2005 - July 2008
Dealer Information Systems Corporation March 2003 - February 2005
AMARID, Inc. December 2000 - September 2001
Dain Rauscher October 1999 - December 2000
United States Navy September 1993 - September 1999
Skills
Active Directory, Microsoft Exchange, VMware Infrastructure, Infrastructure..., NetApp, Network Administration, Systems Administration, Microsoft Technologies, Operating Systems, VMware, DNS, Technical Architecture, Network Architecture, System Administration, Servers, Disaster Recovery, SAN, Virtualization, Blackberry Enterprise..., Troubleshooting, Networking, Windows Server, Infrastructure, Windows 7, Technical Support, Citrix, VMware ESX, VPN, Group Policy, Microsoft SQL Server, vSphere, Storage Area Networks, High Availability, Backup Exec, Cisco Technologies, DHCP, Data Center, ITIL, Firewalls, Security, Server Administration, Hardware, SharePoint, Network Security, TCP/IP
Education
American InterContinental University 2003 — 2005
Bachelor of Science, Information Technology
The JBL Group Incorporated January 1999 - Present
Dain Rauscher January 1997 - December 1998
Robert W. Baird 1990 - 1997
Miller and Schroeder Financial June 1983 - December 1989
Education
Hamline University 1979 — 1983
BA
ABRA Auto Body & Glass Regional Real Estate ManagerTargetAugust 2002 - March 2013
Dain Rauscher August 1998 - December 2001
Skills
Location Intelligence, Leases, Real Estate Development, Real Estate, Retail, Real Estate Transactions, Property Management, Commercial Real Estate, Investment Properties, Shopping Centers, Lease Negotiations, Retail Site Selection, Contract Negotiation, Negotiation, Market Analysis, Facilities Management, Asset Managment, Disposition, Corporate Real Estate, Tenant, Residential Homes, Lease Administration, Selling, Sellers, Entitlements, Property, Zoning, Asset Management, Landlords, Brokerage, Real Estate Economics, Due Diligence, Land Acquisition, Relocation, Foreclosures, Commercial Leasing, REO, Buyer Representation
Education
University of Minnesota-Twin Cities
JBS Tool and Fastener General ManagerJBS Tool and Fastener2005 - 2008
Southwest Securities 2001 - 2005
Stephens Inc. 1991 - 2005
Dain Rauscher 1997 - 1999
Spyglass Trading LP 1992 - 1998
Regal Asset Management 1991 - 1998
Education
The University of Texas Southwestern Medical School 2004 — 2005
Nutrition
Dallas County Community College 2003 — 2004
Chemistry/Biology/Physiology
Texas State University 1989 — 1990
BBA, Finance
Texas A&M University 1976 — 1978
Accounting
Dain Rauscher 1989 - 2003
Skills
Series 7, Investments, Mutual Funds, Retirement Planning, Wealth Management
Education
College of Saint Benedict
BA, Spanish and Business
Ameriprise Financial November 2009 - Present
RBC Capital Markets March 2008 - June 2008
RBC Dain Rauscher November 2001 - February 2008
Dain Rauscher November 1995 - June 1999
Skills
Data Analysis, Fixed Income, FINRA, Equities, Structured Products, Brokerage Operations, Finra Compliance, TRACE, TRAQS, MSRB, Financial Analysis, Prime Brokerage, Delivery vs Payment..., Retail Trading
Education
University of St. Thomas - Opus College of Business 2005 — 2008
MBA, Finance
University of Northern Iowa 1991 — 1993
BA, Economics
North Iowa Area Community College
Project manager 2015 - Present
Shaw Lundquist Associates, Inc. October 2007 - August 2015
McDonald Construction 2003 - 2007
Dain Rauscher 1997 - 2001
Video Update 1997 - 1997
United Properties 1992 - 1997
Skills
Value Engineering, Change Orders, Construction Management, Pre-construction
Education
Minnesota State University, Mankato 1983 — 2000
BS, Construction Management
Speece Thorson Capital Group 2003 - Present
John G Kinnard 1997 - 1999
Dain Rauscher 1995 - 1997
Skills
Equities, Hedge Funds, Asset Management, Asset Allocation, Investments, Portfolio Management, Equity Research, Investment Strategies, Fixed Income, Investment Management, Mutual Funds
Education
University of Minnesota - Carlson School of Management
MBA, Finance
Thread Logic January 2002 - Present
Great Northern Union August 2012 - September 2014
Brassworks February 1993 - October 2004
Sagebrush Corporation September 2000 - January 2001
Dain Rauscher 1998 - 1999
First Community Bank 1993 - 1998
Skills
Brand Development, Marketing, Online Marketing, Marketing Strategy, PPC, Strategic Communications, Start-ups, Social Media Marketing, Advertising, Corporate Communications, Strategy, Online Advertising, Small Business, Email Marketing, Management, Sales, Web Marketing, Marketing Communications, New Business Development
Education
University of Minnesota-Twin Cities 1990 — 1992
MEd, Marketing
University of Wisconsin-La Crosse 1982 — 1986
BS, Marketing
Merrill Lynch March 2015 - Present
RBC Wealth Management September 2011 - March 2015
Raymond James & Associates, Inc January 2008 - August 2011
RBC Dain Rauscher September 2006 - December 2007
Dain Rauscher 2000 - 2002
Michael J. Chaney, M.D 1997 - 1999
Micro-Flo Industries 1992 - 1997
Education
Texas A&M University
Bachelor of Science, Psychology
RBC Global Asset Management May 2011 - Present
RBC Global Asset Management (U.S.) Inc. April 2010 - July 2011
Riversource Distributors/Ameriprise Financial 2006 - April 2010
North American Capital Markets 2001 - 2006
Korn/Ferry International 2000 - 2001
GMAC-Residential Funding Corporation 1998 - 2000
Dain Rauscher 1994 - 1998
Skills
Fixed Income, Portfolio Management, Investments, Mutual Funds, Asset Management, Asset Allocation, Management, Negotiation, Manage Client..., Series 7, Sales, Financial Services, Securities, Retirement, Series 24
Education
St. Lawrence University 1985 — 1988
B.A., Government
Breck School 1981 — 1984
College Prep
Chapman Chrysler Jeep November 2010 - Present
El Dorado Resorts June 2008 - Present
Grandview June 2008 - Present
Innergy Lending March 2002 - December 2007
World Financial Group (WFG) March 2001 - December 2007
World Financial Group March 2002 - August 2006
Partners Financial February 2001 - August 2001
Dain Rauscher February 1999 - February 2001
Wachovia Securities, LLC March 1993 - February 1999
Education
University of Nevada Las Vegas Lee Business School 1990 — 1992
BS, Marketing
University Nevada at
Bachelor of Science, Business Marketing
Park Cities Trader October 2013 - Present
Williams Financial Group September 2013 - Present
Jhilburn Men's Custom Clothier February 2013 - Present
Cowboy Cool June 2011 - July 2012
Amegy Bank of Texas May 2007 - March 2010
Dain Rauscher May 2006 - May 2007
Pfizer Pharmaceuticals March 2001 - October 2003
Pfizer Pharmaceuticals January 1998 - February 2001
Skills
Sales Operations, Sales, Healthcare, Loans, Training
Education
University of Mississippi 1988 — 1992
Public Relations/English
Amegy Bank of Texas 2002 - Present
Provident Bank April 1998 - April 2001
Dain Rauscher 1996 - 1998
American Capital/Van Kampen 1985 - 1996
Skills
Risk Management
Education
University of Arkansas 1981 — 1985
BSBA, Finance & Banking
Russell Investments 1998 - Present
Dain Rauscher 1994 - 1998
Skills
Investment Management, Equity Research, Asset Management, Equities, Investments, Fund Of Funds, Portfolio Management, Mutual Funds, Asset Allocation, Investment Strategies, Research, Risk Management, Interviews, Consulting
Education
University of Washington 1992 — 1994
Master's degree, Economics
University of Wisconsin-Madison 1990 — 1992
Master's degree, Economics
Occidental College 1985 — 1989
Bachelor's degree, Economics
Tornier September 2013 - Present
Tornier 2008 - September 2013
Medtronic 2000 - 2008
Dain Rauscher 1995 - 2000
Skills
Auditing, Accounting, Corporate Tax, Sarbanes-Oxley Act, Tax Research, Financial Reporting, International Tax, General Ledger, Internal Controls, Tax, Management, Process Improvement, Tax Accounting, Income Tax, Mergers
Education
University of Minnesota 1988 — 1993
Masters of Business Taxation
The University of North Dakota 1979 — 1983
BS, Accounting
Wells Fargo December 1998 - Present
Dain Rauscher 1994 - 1998
Skills
Credit, Series 7, Banking, Loans, Relationship Management, Corporate Trust, Structured Finance, Fixed Income, Municipal Bonds, Portfolio Management, Financial Services, Investments, Securities, Finance, Risk Management
Education
University of St. Thomas 1989 — 1991
Master of Business Administration (M.B.A.), Finance, General Business
South Dakota State University
Bachelor of Arts (BA), Economics/Spanish
Augustana Emerald Crest November 2013 - Present
One Hour Cleaners, Inc. and Burdick Properties, Inc. March 2012 - Present
Thies and Talle Management, Inc May 2005 - June 2011
Alpha USA May 2004 - February 2005
Piper Jaffray November 2000 - April 2003
Piper Jaffray August 1998 - November 2000
Dain Rauscher September 1995 - July 1998
Skills
Financial Reporting, Accounting, Reconciliation, Accruals, Financial Analysis, Cash Flow, Software Implementation, Business Process..., Budgets, Management, Account Reconciliation, QuickBooks, Payroll, Accounts Payable, Team Building, Training, Journal Entries, Strategic Planning, Invoicing, Customer Service
Education
Crown College
MA, Organizational Leadership
Minnesota School of Business
AAS, Accounting/Business Administration
University of Minnesota
BA, Child Psychology
Thrivent Financial for Lutherans January 2012 - Present
Thrivent Financial 2004 - 2011
Redsky Partners 2002 - 2004
Lutheran Brotherhood 1999 - 2002
Dain Rauscher 1996 - 1999
Education
Trinity University 1987 — 1991
B.A., Business/Economics
City of Minnetonka May 2008 - Present
Self-employed June 2004 - May 2008
RBC Dain Rauscher September 1999 - April 2003
Dain Rauscher September 1997 - September 1999
Education
University of St. Thomas 1987 — 1989
BA, Psychology/Business Admin
St. Olaf College 1985 — 1987
Pre-med:Biology/Psychology
IRWA
Kaplan/Pro Source Professional Schools
Appraisal
Lorman Education Services
Minnesota State Bar Association Continuing Legal Education (CLE)
BLX Group March 1999 - Present
Dain Rauscher February 1992 - March 1999
Skills
Financial Analysis, Portfolio Management, Risk Management, Contract Negotiation, Financial Modeling
Education
University of North Texas
Mathematics