Dain Rauscher Wessels
Industry: Brokerage company
DescriptionDain Rauscher Wessels was a brokerage and investment banking firm based in Minneapolis, Minnesota. The firm traced its origins to a number of smaller regional securities firms founded in the 1920s and 1930s. Headquarters: Minneapolis, MN Founded: 1929 Parent organization: Royal Bank of Canada Successors: Dain Rauscher Wessels (2000–2008), Royal Bank of Canada (2008–)
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Dain Rauscher Wessels Employees
Kelley Animal Hospital January 2009 - Present
LS3P ASSOCIATES LTD. June 2004 - February 2008
Jack L. Gordon Architects 2003 - 2004
USA Luge 2002 - 2003
Perkins+Will May 2000 - June 2002
Dain Rauscher Wessels 1999 - 2000
Skills
Graphic Design, Marketing, Adobe Creative Suite, Microsoft Office, Proposal Production, Organization, Writing, Bookkeeping, Logical Thinker, Positive Personality, Exceptional Listener, Deltek, Avimark, Project Management, Presentation Design, Client Education, Veterinary
Education
University of Minnesota-Twin Cities 1996 — 1999
Bachelor of Science, Design Communications (Graphic Design)
Saint Mary's College 1995 — 1995
Visual Arts
University of San Francisco August 2015 - Present
University of California, Berkeley, Haas School of Business November 2014 - Present
University of San Francisco January 2013 - Present
University of San Francisco June 2013 - August 2015
Haas School of Business, UC Berkeley January 2012 - December 2012
Haas School of Business, UC Berkeley August 2011 - December 2012
Haas School of Business, U.C. Berkeley August 2009 - August 2011
Myriad Investments 2000 - 2011
Boston University 2003 - 2009
Dain Rauscher Wessels 1999 - 2000
Skills
Venture Capital, Social Entrepreneurship, Entrepreneurship, Entrepreneurship..., Social Finance, Non-profits, Management, Strategy, Research, Marketing, Fundraising, Higher Education, Nonprofits, Corporate Social..., Start-ups, Investments, Social Impact, Career Development, Leadership, Business Strategy, Public Speaking, Strategic Planning
Education
Boston University Questrom School of Business 2004 — 2009
DBA, Strategy & Entrepreneurship
Santa Clara University - Leavey School of Business
MBA, Marketing Emphasis
University of California, Santa Barbara
BA, Communication Studies
Tuttle Tactical Management June 2014 - Present
ETF Portfolio Construction and Trading March 2012 - Present
American Independence Financial Services May 2013 - May 2014
AVATAR ASSOCIATES, LLP January 2006 - March 2012
OPUS TRADING 2003 - 2005
KAUFMAN BROTHERS January 2001 - January 2002
ABN AMRO January 1998 - January 2001
DAIN RAUSCHER WESSELS January 1996 - January 1998
Montgomery Securities January 1992 - January 1996
Guzman & Company January 1989 - January 1992
Skills
Equity Trading, Trading Systems, Investment Banking, Trading Strategies, Equity Derivatives, Mutual Funds, Investments, Alternative Investments, Traders, Asset Allocation, Technical Analysis, Electronic Trading, Investment Management, Asset Management, Hedging, Bloomberg, Portfolio Management, Proprietary Trading, Hedge Funds, Series 7, Equities, ETFs, Trading
Education
Denison University
B.A, Economics
Denison University 1978 — 1985
BA, Economics
Middlesex School 1975 — 1978
State Farm Insurance January 2005 - Present
State Farm Insurance December 2003 - December 2004
UBS March 2000 - November 2003
Dain Rauscher Wessels January 1998 - February 2000
Skills
Risk Management, Property & Casualty..., Commercial Insurance, Health Insurance, Disability Insurance, Umbrella Insurance, Life Insurance, Insurance, Long Term Care Insurance, Retirement Planning, Debt Management, College Savings Plans, Business Insurance..., General Insurance, Life Insurance Planning, Fixed Annuities, Team Leadership, Organizational..., Team Management, Community Organizing, Finance, Financial Services, Small Business
Education
The University of Texas at Austin 1993 — 1997
BBA, Finance
Kenneth E. Schlieter P.C. April 1990 - Present
Dain Rauscher Wessels June 1986 - March 1990
Hall Financial Group March 1984 - April 1986
Neiman Marcus March 1980 - March 1984
Federal Reserve Bank of Dallas August 1978 - March 1980
Skills
Tax, Accounting, Business Aircraft Tax...
Education
Baylor University - Hankamer School of Business 1977 — 1978
M.B.A., Finance & Economics
Baylor University 1975 — 1977
B.B.A., Finance & Economics
Schriener College 1973 — 1975
Associate of Arts (AA), Physics and Mathematics
Cobec Consulting, Inc. October 2014 - Present
Federal Aviation Administration January 2013 - October 2014
Federal Aviation Administration May 2009 - January 2013
Manti Resources May 2008 - May 2009
BP August 2006 - May 2008
FPL January 2006 - July 2006
The Walt Disney Company December 2003 - December 2005
ConocoPhillips May 2001 - November 2003
The University of Texas at Austin 1999 - 2001
Dain Rauscher Wessels June 2000 - November 2000
Skills
Analysis, Financial Modeling, Program Management, Strategy, Forecasting, Financial Analysis, Process Improvement, Finance, Business Strategy, Strategic Planning, Management, Corporate Finance, Managerial Finance, Project Planning, Project Management, Valuation, Risk Management, Business Development, Cash Flow, Analytical Skills, Budgets, Cross-functional Team..., Team Building, Statistics, Aviation, Business Case, DCF, Economic Modeling, Marketing Strategy, Data Mining, Vendor Management, Acquisitions, Training, Proposal Writing, Financial Risk, Projects, Acquisition Integration, Market Research, Project Finance, Inventory Management, Supply Chain Management, Restructuring, Cost Benefit, Power Generation, Variance Analysis, Business Analysis, Business Planning, Supply Chain, Supply Chain..., PMO
Education
The University of Texas at Austin - Red McCombs School of Business 1999 — 2001
Master of Business Administration (MBA), Corporate Finance, Energy Finance
University of Florida - Warrington College Of Business 1991 — 1996
BSBA, Finance major, English minor
Georgia Institute of Technology 1990 — 1991
Engineering
Duke University 1988 — 1988
Talent Identification Program (TIP), Advanced PreCalculus
Palm Beach Day Academy 1980 — 1986
Grade school
Cardinal Newman
Leader Capital Corp November 2014 - May 2015
FEI Company July 2009 - August 2014
FEI Company September 2006 - July 2009
FEI Company December 2003 - September 2006
Integrated Device Technology, Inc. April 2000 - April 2003
Dain Rauscher Wessels 1999 - 2000
Samsung Securities Co., Ltd February 1997 - February 1998
Skills
Nanotechnology, Semiconductor Industry, Semiconductors, Management, R&D, Product Management, Sales, Optics, Materials Science, Product Marketing, Electronics, Microscopy, Cross-functional Team..., Product Development, SEM, International Sales, Field Service, Metrology, Account Management, Project Management, New Business Development
Education
University of Oregon - Charles H. Lundquist College of Business 1991 — 1996
BA, Finance, International Studies
Yonsei University 1993 — 1995
BA, Business
Lincoln High School
Novello GTL November 2013 - Present
EmberClear January 2009 - July 2015
American Technology Research September 2002 - December 2007
Meerkat Management January 2000 - August 2002
The Abernathy Group June 1998 - January 2000
SoundView Technology Group May 1997 - May 1998
SG COWEN INTERNATIONAL L.P. September 1995 - February 1997
Dain Rauscher Wessels January 1995 - August 1995
Verizon (formerly known as GTE) May 1989 - January 1995
Skills
Equity Research, Investment Banking, Equities, Portfolio Management, Valuation, Investments, Mergers, Financial Modeling, Venture Capital, Mergers & Acquisitions, Management, Analysis, Hedge Funds, Strategy, Capital Markets, Entrepreneurship, Due Diligence, Business Development, Corporate Development, Finance, Energy, Start-ups
Education
The University of Texas at Austin 1985 — 1989
Honors Masters & Bachelor of Science, Finance, International Business
Moeller Ventures, LLC March 2002 - Present
Devpeak Technologies, LLC September 2009 - Present
City of Eagan Technology Working Group August 2005 - Present
RBC Capital Markets May 2000 - February 2002
Dain Rauscher Wessels March 1998 - May 2000
Wessels, Arnold & Henderson, LLC February 1997 - March 1998
ADC Telecommunications February 1994 - January 1997
Datapro, Inc. March 1996 - December 1996
Uniplex Corporation August 1989 - January 1994
ETA Systems, Inc. March 1988 - July 1989
Skills
Business Development, Market Research, Technology Assessment, Financial Analysis, Intellectual Property &..., Customer Research &..., Website Strategy &..., Intellectual Property, Venture Capital, Market Analysis, Due Diligence, Start-ups, Entrepreneurship, Product Development, Competitive Analysis, Business Strategy, New Business Development, Strategic Planning, Strategic Partnerships, Marketing Strategy, Business Planning, Patents
Education
University of St. Thomas - Opus College of Business 1995 — 2000
MBA, New Venture Management
University of Illinois at Urbana-Champaign 1985 — 1987
MSEE, Electrical Engineering
University of Illinois at Urbana-Champaign 1983 — 1985
BSEE, Electrical Engineering
Parkland College 1981 — 1983
AS Engineering, Engineering
Mahomet-Seymour H.S. 1978 — 1981
H.S. Diploma, General
Redwood Credit Union October 2010 - Present
Coldwell Banker October 2002 - Present
Pisenti & Brinker LLP January 2008 - October 2010
G Text, Inc. August 2007 - September 2008
OnHealth Network Company July 1998 - September 2000
Dain Rauscher Wessels September 1996 - June 1998
Deloitte & Touche LLP September 1991 - September 1996
Datacon Management, Inc. 1984 - 1990
Skills
Due Diligence, Financial Modeling, Investments, Valuation, Real Estate, Corporate Finance, Auditing, Management Consulting, Finance, Analysis, Management, Financial Analysis, Strategic Planning, Budgets, Accounting, QuickBooks, Negotiation, Securities, Financial Reporting, Real Estate Transactions, Loans, Banking, Microsoft Office, Microsoft Excel, Mortgage Lending, Business Valuation, Business Planning, GAAP, Asset Managment, PowerPoint, Foreclosures, Sales, Investment Properties, Selling, Sellers, Governmental Affairs, Property & Casualty..., Automobile Sales, First Time Home Buyers, Investors, Real Estate Development, Short Sales
Education
University of California, Santa Barbara 1987 — 1991
BA, Business Economics/Accounting, Sociology
Santa Rosa High School 1983 — 1987
AGC Partners July 2012 - Present
ThinkEquity LLC May 2007 - July 2012
Needham & Company February 2001 - May 2007
Versata, Inc. 2000 - 2001
Dain Rauscher Wessels 1999 - 2000
CIBC Oppenheimer 1995 - 1999
Punk, Ziegel & Knoell 1994 - 1995
Cirrus Logic 1992 - 1994
Needham & Company 1988 - 1991
Skills
Mergers, IPO, Investment Banking, Cleantech, Semiconductors, Acquisitions, Energy Efficiency, Renewable Energy, LED lighting systems, Entrepreneurship, Venture Capital, Mergers & Acquisitions, Start-ups, Private Placements, Business Development, Business Strategy, Strategy, Private Equity, Finance, Corporate Development
Education
Cornell University 1984 — 1988
BS
Keio University 1991 — 1991
Christian Brothers Academy 1980 — 1984
RBC Capital Markets September 2005 - April 2015
RBC Capital Markets September 2001 - September 2005
Dain Rauscher Wessels March 1998 - September 2001
Wessels, Arnold & Henderson June 1992 - March 1998
Skills
Financial Analysis, Revenue Analysis, Strategic Planning, P&L Budget Management, Process Improvement, Project Management, Business Analysis, Equities, Financial Modeling, Business Planning, Trading, Investments, Analysis, Leadership, Management, Risk Management, Capital Markets, Budgets
Education
University of Saint Thomas 2002 — 2006
MBA, Management
University of Iowa 1988 — 1992
BBA, Finance
Eagle Brook Church June 2013 - August 2014
Eagle Brook Church December 2010 - June 2013
Eagle Brook Church June 2010 - December 2010
Eagle Brook Church October 2007 - May 2010
Eagle Brook Church September 2006 - October 2007
Eagle Brook Church August 2004 - August 2006
Eagle Brook Church August 2003 - July 2004
RBC Dain Rauscher July 2001 - December 2002
Dain Rauscher Wessels November 1998 - July 2001
Joint Commission on Allied Health Personnel in Ophthalmology July 1994 - November 1998
Skills
Adobe Creative Suite, Volunteer Management, Nonprofits, Leadership, Budgets, Email Marketing, OS X, Leadership Development, Microsoft Office, Basecamp, Project Management, Desktop Publishing, Graphic Design, Magazine Layout Design, Blogging, Editing, Public Relations, Marketing Communications, Advertising, Event Planning
Education
Minneapolis Community and Technical College 2012 — 2014
Web Design Certificate
Northwestern College 2005 — 2006
Century College
Piper Jaffray July 2013 - Present
Edgeview Partners January 2004 - July 2013
RBC Capital Markets January 2001 - January 2004
Dain Rauscher Wessels June 2000 - January 2001
MAGMA Foundry Technologies, Inc. August 1992 - December 1999
Skills
Investment Banking, LBO, Leveraged Finance, Private Equity, Valuation, Corporate Development, Capital Markets, Mergers, M&A experience, Financial Modeling, Due Diligence, Corporate Finance
Education
The University of Chicago - Booth School of Business 1996 — 2000
Master of Business Administration (M.B.A.), Finance, Strategic Management
The Ohio State University 1990 — 1992
Master's Degree, Mechanical Engineering
Cornell University 1986 — 1990
Bachelor's Degree, Applied and Engineering Physics
U.S. Bank May 2014 - May 2015
U.S. Bank September 2012 - May 2014
U.S. Bank September 2011 - August 2012
RBC Capital Markets 2007 - 2011
RBC Capital Markets 2003 - 2007
RBC Capital Markets 1999 - 2003
Dain Rauscher Wessels 1998 - 1999
Skills
Regulatory Compliance, Regulatory Risk, Regulatory Reporting, Legal Compliance, Political Law, Analytical Skills, Policy Writing, Policy Analysis, Capital Markets, Financial Institutions, Financial Services, Surveillance, Trading, Institutional Sales, Trading System, Fixed Income, Financial Risk, FINRA, Series 7, Series 24, Series 53, Series 55, Series 63, Banking, Bloomberg
Education
William Mitchell College of Law 2009 — 2012
Juris Doctor
University of Minnesota - Carlson School of Management 2004 — 2006
MBA
University of St. Thomas 1994 — 1998
B.A., Finance, Economics
Hill Murray High School
Anulex Technologies April 2011 - Present
Foundation Medical Partners 2010 - 2011
Black River Asset Management 2007 - 2009
ev3 2001 - 2007
Dain Rauscher Wessels 1997 - 2001
Boston Scientific 1991 - 1997
Skills
FDA, Entrepreneurship, R&D, Market Development, Medical Devices, Biomedical Engineering, Commercialization, ISO 13485, Quality System, Product Launch, Capital Equipment, Start-ups, Product Development, Manufacturing, Strategic Planning, Strategy, Cross-functional Team..., Biotechnology, Validation
Education
University of Minnesota - Carlson School of Management 1994 — 1997
MBA
University of Minnesota-Twin Cities 1987 — 1991
BSME
n/a - currently unemployed April 2012 - October 2014
Hospice of the East Bay September 2013 - December 2013
United Health Group March 2005 - April 2011
Private Residential Property October 1993 - September 2006
UnitedHealth Group October 2000 - May 2005
Dain Rauscher Wessels March 2000 - September 2000
Axxis 3t/ Hyatt Regency March 1997 - June 1998
Skills
Leadership, Microsoft Word, Healthcare, Customer Service, Event Planning, Management, Team Building, Public Speaking, Training, Process Improvement, Strategic Planning, Outlook, Policy, Microsoft Excel
Education
Keller Graduate School of Management of DeVry University 2012 — 2014
Master of Public Administration (MPA), Healthcare Management, 3.56
University of the Pacific
BA, Liberal Studies, Economics
Regalix (USA and India) 2006 - Present
Alcatel USA 1999 - 2005
Dain Rauscher Wessels September 1996 - December 1998
Skills
Mergers, Financial Modeling, Negotiation, Financial Planning, Public Relations, Public Speaking, Online Marketing, Outsourcing, Analyst Relations, Analysis, Corporate Finance, Private Equity, Modeling, Financial Analysis, Social Media, Social Media Marketing, Due Diligence, Strategic Planning, Forecasting, Media Relations, Valuation, SEO, Contract Negotiation, Budgeting, Mediation, Fraud Investigations, Writing, Marketing Communications, Planning, Business Planning, SEM, Marketing Strategy, Research, Email Marketing, Financial Reporting, Copywriting, Social Networking, PPC, Press Releases, Leadership, Mergers & Acquisitions, Online Advertising, Project Planning, Business Strategy, Start-ups, Competitive Analysis, Analytics, Strategic Partnerships, Product Management, Market Research
Education
University of Pennsylvania - The Wharton School 1994 — 1996
MBA, Finance, Strategy
University of Michigan 1989 — 1991
MS, Engineering
Indian Institute of Technology, Delhi 1985 — 1989
B.Tech., Engineering
Delhi Public School - R. K. Puram 1975 — 1984
Class XII, Science (Engineering Stream)
University of California, Berkeley
The Summit Conference and Event Center October 2005 - Present
Dain Rauscher Wessels 1998 - 2005
RBC Capital Markets 1998 - 2005
Skills
Equities, Customer Service, Employee Management, Series 7, Investments, Capital Markets, Financial Modeling, Financial Analysis, Portfolio Management, Investor Relations, Valuation, Strategic Planning, Investment Banking, Venture Capital, Hedge Funds
Education
The London School of Economics and Political Science (LSE) 1992 — 1993
MSc, Accounting and Finance
Villanova University 1985 — 1989
BS, Finance
Topeka Capital Markets, Inc June 2014 - Present
UBS December 2005 - January 2014
JMP Securities June 2003 - December 2005
JMP Securities October 2001 - June 2003
Thomas Weisel Partners June 2000 - August 2001
Dain Rauscher Wessels June 1995 - June 2000
Skills
Equities, Equity Capital Markets, Series 7, Equity Research, Investment Strategies, Financial Markets, Series 63, Capital Markets, Financial Services, Investments, Securities, Asset Allocation, Alternative Investments
Education
University of Minnesota-Twin Cities
BA
RBC Capital Markets 1995 - Present
RBC Wealth Management March 2005 - August 2010
Dain Rauscher Wessels 1998 - 2001
Skills
Equities, Equity Trading, Options, Wealth Management, Series 7, Series 63, Trading, Securities, Investments
Education
University of Minnesota - Carlson School of Management 1991 — 1994
B.S., Finance
Biola University 1989 — 1991
Silverpath Capital Management March 2014 - Present
Coghill Capital Management LLC April 2002 - December 2013
Dain Rauscher Wessels June 1995 - June 1999
Education
Northwestern University - Kellogg School of Management 1999 — 2001
MBA
University of Pennsylvania 1991 — 1995
BSE, BS, Materials Science & Finance
BP Capital TwinLine March 2014 - Present
Westwood Holdings Group August 2011 - March 2014
RBC Capital Markets December 2001 - December 2010
Dain Rauscher Wessels December 1999 - December 2001
Rauscher Pierce Refsnes June 1996 - November 1999
Dillon Read June 1990 - March 1996
Skills
Capital Markets, Equities, Investments, Mergers & Acquisitions, Mergers, MLP, Financial Modeling, Equity Research, Valuation, Portfolio Management, Hedge Funds, Asset Management
Education
Emory University 1984 — 1988
BA, Economics & History
Choate Rosemary Hall 1983 — 1984
Darien High School 1979 — 1983
Ziegler March 2012 - Present
Lazard 2008 - March 2012
Ovations 2003 - 2008
UnitedHealth Group 2003 - 2008
RBC Capital Markets 1999 - 2002
Dain Rauscher Wessels 1999 - 2002
RBC Capital Markets, San Francisco 1999 - 2001
Education
University of Michigan 1997 — 1999
MBA
University of Michigan - Stephen M. Ross School of Business 1997 — 1999
MBA, Finance
University of St. Thomas 1986 — 1999
BA, Accounting
Strategic Wealth Partners June 2014 - Present
Candlewood Partners, LLC September 2009 - June 2014
SP&A Partners July 2009 - September 2009
P&M Corporate Finance August 2007 - February 2009
KPMG Corporate Finance 2002 - 2007
RBC Capital Markets July 1998 - October 2001
Dain Rauscher Wessels 1998 - 2001
Hoak Breedlove Wesneski 1997 - 1998
American Airlines Cargo Finance 1995 - 1997
Rauscher Pierce Refsnes 1990 - 1993
Skills
Corporate Finance, Financial Analysis, Business Valuation, Financial Modeling, Investment Banking, Business Strategy, Strategic Planning, Equities, Due Diligence, Healthcare, Capital Markets, Debt, Capital Formation, Mergers & Acquisitions, Due Dili, Private Equity, Restructuring, LBO, Finance, Valuation
Education
The University of Texas at Austin - Red McCombs School of Business 1993 — 1995
MBA, Finance
Southern Methodist University 1986 — 1990
BBA, Finance
Caelus Energy October 2011 - Present
WhiteHorse Capital Partners August 2004 - October 2011
Teacher Retirement System of Texas 2000 - 2002
Dain Rauscher Wessels 1998 - 2000
Skills
Investments, Private Equity, Portfolio Management, Equities, Investment Banking, Restructuring, Valuation, Financial Modeling, Alternative Investments, Hedge Funds, Fixed Income, Due Diligence, Asset Management, Capital Markets, Corporate Finance, Financial Analysis, Investment Management, LBO, Leveraged Finance, Structured Finance
Education
The University of Texas at Austin - The Red McCombs School of Business 2002 — 2004
MBA
Southern Methodist University - Cox School of Business 1994 — 1998
BBA, Finance
Craig-Hallum Capital Group September 2008 - Present
Talaria Partners February 2002 - January 2008
Dain Rauscher Wessels 1999 - 2000
Skills
Investments, Valuation, Equity Valuation, Venture Capital, Equity Research, Equities, Financial Modeling, Hedge Funds, Investment Banking
Education
Indiana University Bloomington 1979 — 1981
M.B.A, Finance/Investments
University of California, Santa Barbara 1976 — 1979
Economics
University of Houston, Bauer College of Business 2011 - Present
Goldman Sachs 2008 - 2008
Altos Entertainment, LLC 2001 - 2008
William Blair and Company 1998 - 2001
Dain Rauscher Wessels 1997 - 1998
Applied Materials 1992 - 1995
Skills
Business Strategy, Finance, Financial Modeling, Valuation, Strategic Planning, Venture Capital, Entrepreneurship, Equity Research, Management Consulting, Mergers, Data Analysis, Market Research, Research, Mergers & Acquisitions, Strategy, Biotechnology, Investments, Equities, Management, Asset Management, Investment Banking, Analysis, Economics, Forecasting, Financial Analysis
Education
University of Houston, C.T. Bauer College of Business 2011 — 2015
Doctor of Philosophy (Ph.D.), Strategic Management - life cycle perspectives, industry evolution, innovation, & turnarounds
University of Michigan - Stephen M. Ross School of Business 1995 — 1997
MBA, Finance & Corporate Strategy
Michigan State University - The Eli Broad College of Business 1988 — 1992
Bachelor’s Degree, Materials & Logistics Management
Lake Street Capital Markets, LLC June 2012 - Present
Craig Hallum Capital Group April 2007 - May 2012
First Albany Capital February 2003 - April 2007
RBC Capital Markets 2000 - 2003
Dain Rauscher Wessels April 1998 - January 2000
wessels arnold and henderson 1992 - 1998
Skills
Investments, Capital Markets, Equities, Business Strategy, Series 7, Customer Relations, Institutional, Executive Management, Process Improvement, Series 24, Series 63, Series 55, Equity Trading, Trading, Venture Capital, Private Equity, Customer Service, FINRA, Hedge Funds, Mutual Funds, Equity Research, Investment Banking, Valuation, Alternative Investments, Institutional Sales
Education
Fairfield University 1982 — 1986
B.A., economics
Fordham University 1991 — 1992
Graduate studies in Economics
American Helios Constructors, LLC August 2012 - Present
Tennessee Valley Infrastructure Group August 2009 - Present
RBC Capital Markets 2001 - 2009
Dain Rauscher Wessels April 2000 - January 2001
Stephens Inc. October 1997 - January 2000
Alex. Brown & Sons April 1988 - October 1997
Morgan Stanley & Co. August 1981 - March 1988
United States Navy---Nuclear Submarine Officer March 1973 - July 1979
Skills
Financial Modeling, Due Diligence, Valuation, Investment Banking, Mergers & Acquisitions, Corporate Finance, Investments, Capital Markets, Venture Capital, Management, Strategic Planning, Financial Analysis, Private Equity, Corporate Development, Equities, Renewable Energy, Asset Management, Energy, Business Strategy
Education
Stanford Graduate School of Business 1979 — 1981
MBA
United States Naval Academy 1967 — 1971
BS, Mechanical Engineering
RBC Capital Markets January 2000 - Present
Dain Rauscher Wessels January 1998 - January 2000
Rauscher Pierce Refsnes, Inc. December 1990 - January 1998
Skills
Equity Capital Markets, Debt Capital Markets, Mergers & Acquisitions
Education
Harvard Business School 1979 — 1981
MBA, with distinction, Finance
Georgetown University 1970 — 1974
AB, Government
RBC Capital Markets April 1988 - December 2011
RBC 1988 - 2011
RBC Capital Markets 2002 - 2003
RBC Capital Markets 2000 - 2002
Dain Rauscher Wessels 1997 - 2000
Dain Bosworth 1995 - 1997
Skills
Leadership, Operations, Relationship Management, Project Management, Account Management, Strategic Planning, Program Management, Team Development, Business Analysis, Risk Management, Equities, Capital Markets, Integration, Trading, Financial Modeling, Sales Management, Financial Analysis, Bloomberg, Fixed Income, Investments, Finance
Education
North Hennepin Community College
LGS Acquisition Advisors June 2011 - February 2015
UBS 2006 - 2008
Glocap 2003 - 2006
Management Recruiters International 2001 - 2003
TD Securities USA Inc 1998 - 2000
Dain Rauscher Wessels 1997 - 1998
Skills
M&A execution, Cross-border M&A, Private Equity, Marcellus Shale, Utica Shale, Burket Shale, LNG, Oil & Gas Industry, Oil & Gas Exploration, Private Investment in..., Investment Banking, Alternative Investments, Hydraulic Fracturing, Valuation, Corporate Finance
Education
The University of Texas at Austin 1992 — 1997
Bachelor of Arts (B.A.), Economics
Puretein Bioscience August 2008 - Present
Lakepointe Capital 2003 - Present
Arasor Corporation 2001 - 2003
Avanex 2000 - 2001
Morgan Stanley 1999 - 2000
Dain Rauscher Wessels 1996 - 1999
Skills
Investment Banking, Biotechnology, Lifesciences, Venture Capital, Start-ups, Commercialization, Pharmaceutical Industry, Business Strategy, Mergers & Acquisitions, Technology Transfer, Entrepreneurship, Strategic Planning, Business Development, Business Planning, Strategy, Life Sciences, Marketing Strategy, Management, New Business Development
Education
Drake University 1991 — 1995
Bachelor's Degree, Finance