Dain Rauscher Wessels

Industry: Brokerage company

Description

Dain Rauscher Wessels was a brokerage and investment banking firm based in Minneapolis, Minnesota. The firm traced its origins to a number of smaller regional securities firms founded in the 1920s and 1930s. Headquarters: Minneapolis, MN Founded: 1929 Parent organization: Royal Bank of Canada Successors: Dain Rauscher Wessels (2000–2008), Royal Bank of Canada (2008–)

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Dain Rauscher Wessels Employees

Employee
Years
Job
Industry
Denby Roe Denby Roe Minneapolis, Minnesota Details
Denby Roe's Dain Rauscher Wessels Experience 1999 - 2000
Job Owner at Kelley Animal Hospital
Industry Veterinary
Experience
Kelley Animal Hospital   January 2009 - Present
LS3P ASSOCIATES LTD.  June 2004 - February 2008
Jack L. Gordon Architects  2003 - 2004
USA Luge   2002 - 2003
Perkins+Will  May 2000 - June 2002
Dain Rauscher Wessels   1999 - 2000

Skills
Graphic Design, Marketing, Adobe Creative Suite, Microsoft Office, Proposal Production, Organization, Writing, Bookkeeping, Logical Thinker, Positive Personality, Exceptional Listener, Deltek, Avimark, Project Management, Presentation Design, Client Education, Veterinary

Education
University of Minnesota-Twin Cities   1996 — 1999
Bachelor of Science, Design Communications (Graphic Design)

Saint Mary's College   1995 — 1995
Visual Arts

Jennifer Walske Jennifer Walske San Francisco Bay Area Details
Jennifer Walske's Dain Rauscher Wessels Experience 1999 - 2000
Job Program Director for the Harari Leadership and Social Enterprise at USF
Industry Higher Education
Experience
University of San Francisco  August 2015 - Present
University of California, Berkeley, Haas School of Business   November 2014 - Present
University of San Francisco  January 2013 - Present
University of San Francisco  June 2013 - August 2015
Haas School of Business, UC Berkeley  January 2012 - December 2012
Haas School of Business, UC Berkeley  August 2011 - December 2012
Haas School of Business, U.C. Berkeley   August 2009 - August 2011
Myriad Investments   2000 - 2011
Boston University  2003 - 2009
Dain Rauscher Wessels   1999 - 2000

Skills
Venture Capital, Social Entrepreneurship, Entrepreneurship, Entrepreneurship..., Social Finance, Non-profits, Management, Strategy, Research, Marketing, Fundraising, Higher Education, Nonprofits, Corporate Social..., Start-ups, Investments, Social Impact, Career Development, Leadership, Business Strategy, Public Speaking, Strategic Planning

Education
Boston University Questrom School of Business   2004 — 2009
DBA, Strategy & Entrepreneurship

Santa Clara University - Leavey School of Business
MBA, Marketing Emphasis

University of California, Santa Barbara
BA, Communication Studies

John A. Burke John A. Burke Greenwich, Connecticut Details
John A. Burke's Dain Rauscher Wessels Experience January 1996 - January 1998
Job Consultant, ETF Research and Trading
Industry Financial Services
Experience
Tuttle Tactical Management   June 2014 - Present
ETF Portfolio Construction and Trading   March 2012 - Present
American Independence Financial Services  May 2013 - May 2014
AVATAR ASSOCIATES, LLP   January 2006 - March 2012
OPUS TRADING   2003 - 2005
KAUFMAN BROTHERS   January 2001 - January 2002
ABN AMRO  January 1998 - January 2001
DAIN RAUSCHER WESSELS   January 1996 - January 1998
Montgomery Securities  January 1992 - January 1996
Guzman & Company  January 1989 - January 1992

Skills
Equity Trading, Trading Systems, Investment Banking, Trading Strategies, Equity Derivatives, Mutual Funds, Investments, Alternative Investments, Traders, Asset Allocation, Technical Analysis, Electronic Trading, Investment Management, Asset Management, Hedging, Bloomberg, Portfolio Management, Proprietary Trading, Hedge Funds, Series 7, Equities, ETFs, Trading

Education
Denison University
B.A, Economics

Denison University   1978 — 1985
BA, Economics

Middlesex School   1975 — 1978

Alex Hartman Alex Hartman Schertz, Texas Details
Alex Hartman's Dain Rauscher Wessels Experience January 1998 - February 2000
Job Agent at State Farm Insurance
Industry Insurance
Experience
State Farm Insurance  January 2005 - Present
State Farm Insurance  December 2003 - December 2004
UBS  March 2000 - November 2003
Dain Rauscher Wessels   January 1998 - February 2000

Skills
Risk Management, Property & Casualty..., Commercial Insurance, Health Insurance, Disability Insurance, Umbrella Insurance, Life Insurance, Insurance, Long Term Care Insurance, Retirement Planning, Debt Management, College Savings Plans, Business Insurance..., General Insurance, Life Insurance Planning, Fixed Annuities, Team Leadership, Organizational..., Team Management, Community Organizing, Finance, Financial Services, Small Business

Education
The University of Texas at Austin   1993 — 1997
BBA, Finance

Kenneth Schlieter Kenneth Schlieter Dallas, Texas Details
Kenneth Schlieter's Dain Rauscher Wessels Experience June 1986 - March 1990
Job C.P.A. at Kenneth E. Schlieter P.C.
Industry Accounting
Experience
Kenneth E. Schlieter P.C.   April 1990 - Present
Dain Rauscher Wessels   June 1986 - March 1990
Hall Financial Group  March 1984 - April 1986
Neiman Marcus  March 1980 - March 1984
Federal Reserve Bank of Dallas  August 1978 - March 1980

Skills
Tax, Accounting, Business Aircraft Tax...

Education
Baylor University - Hankamer School of Business   1977 — 1978
M.B.A., Finance & Economics

Baylor University   1975 — 1977
B.B.A., Finance & Economics

Schriener College   1973 — 1975
Associate of Arts (AA), Physics and Mathematics

George Bayer, PMP George Bayer, PMP Washington D.C. Metro Area Details
George Bayer, PMP's Dain Rauscher Wessels Experience June 2000 - November 2000
Job Manager Investment Analysis at Cobec Consulting, Inc.
Industry Airlines/Aviation
Experience
Cobec Consulting, Inc.   October 2014 - Present
Federal Aviation Administration  January 2013 - October 2014
Federal Aviation Administration  May 2009 - January 2013
Manti Resources  May 2008 - May 2009
BP  August 2006 - May 2008
FPL  January 2006 - July 2006
The Walt Disney Company  December 2003 - December 2005
ConocoPhillips  May 2001 - November 2003
The University of Texas at Austin  1999 - 2001
Dain Rauscher Wessels   June 2000 - November 2000

Skills
Analysis, Financial Modeling, Program Management, Strategy, Forecasting, Financial Analysis, Process Improvement, Finance, Business Strategy, Strategic Planning, Management, Corporate Finance, Managerial Finance, Project Planning, Project Management, Valuation, Risk Management, Business Development, Cash Flow, Analytical Skills, Budgets, Cross-functional Team..., Team Building, Statistics, Aviation, Business Case, DCF, Economic Modeling, Marketing Strategy, Data Mining, Vendor Management, Acquisitions, Training, Proposal Writing, Financial Risk, Projects, Acquisition Integration, Market Research, Project Finance, Inventory Management, Supply Chain Management, Restructuring, Cost Benefit, Power Generation, Variance Analysis, Business Analysis, Business Planning, Supply Chain, Supply Chain..., PMO

Education
The University of Texas at Austin - Red McCombs School of Business   1999 — 2001
Master of Business Administration (MBA), Corporate Finance, Energy Finance

University of Florida - Warrington College Of Business   1991 — 1996
BSBA, Finance major, English minor

Georgia Institute of Technology   1990 — 1991
Engineering

Duke University   1988 — 1988
Talent Identification Program (TIP), Advanced PreCalculus

Palm Beach Day Academy   1980 — 1986
Grade school

Cardinal Newman

Jane Kim Jane Kim Greater Denver Area Details
Jane Kim's Dain Rauscher Wessels Experience 1999 - 2000
Job Global Sales Account Management
Industry Nanotechnology
Experience
Leader Capital Corp  November 2014 - May 2015
FEI Company  July 2009 - August 2014
FEI Company  September 2006 - July 2009
FEI Company  December 2003 - September 2006
Integrated Device Technology, Inc.   April 2000 - April 2003
Dain Rauscher Wessels   1999 - 2000
Samsung Securities Co., Ltd   February 1997 - February 1998

Skills
Nanotechnology, Semiconductor Industry, Semiconductors, Management, R&D, Product Management, Sales, Optics, Materials Science, Product Marketing, Electronics, Microscopy, Cross-functional Team..., Product Development, SEM, International Sales, Field Service, Metrology, Account Management, Project Management, New Business Development

Education
University of Oregon - Charles H. Lundquist College of Business   1991 — 1996
BA, Finance, International Studies

Yonsei University   1993 — 1995
BA, Business

Lincoln High School

Albert Lin Albert Lin San Francisco Bay Area Details
Albert Lin's Dain Rauscher Wessels Experience January 1995 - August 1995
Job Business development, finance, and governance for growing companies
Industry Oil & Energy
Experience
Novello GTL   November 2013 - Present
EmberClear   January 2009 - July 2015
American Technology Research  September 2002 - December 2007
Meerkat Management   January 2000 - August 2002
The Abernathy Group  June 1998 - January 2000
SoundView Technology Group  May 1997 - May 1998
SG COWEN INTERNATIONAL L.P.   September 1995 - February 1997
Dain Rauscher Wessels   January 1995 - August 1995
Verizon (formerly known as GTE)   May 1989 - January 1995

Skills
Equity Research, Investment Banking, Equities, Portfolio Management, Valuation, Investments, Mergers, Financial Modeling, Venture Capital, Mergers & Acquisitions, Management, Analysis, Hedge Funds, Strategy, Capital Markets, Entrepreneurship, Due Diligence, Business Development, Corporate Development, Finance, Energy, Start-ups

Education
The University of Texas at Austin   1985 — 1989
Honors Masters & Bachelor of Science, Finance, International Business

Jim Moeller Jim Moeller Greater Minneapolis-St. Paul Area Details
Jim Moeller's Dain Rauscher Wessels Experience March 1998 - May 2000
Job Moeller Ventures Intellectual Property Research, Technology Due Diligence and Financial Analysis.
Industry Market Research
Experience
Moeller Ventures, LLC   March 2002 - Present
Devpeak Technologies, LLC   September 2009 - Present
City of Eagan Technology Working Group   August 2005 - Present
RBC Capital Markets  May 2000 - February 2002
Dain Rauscher Wessels   March 1998 - May 2000
Wessels, Arnold & Henderson, LLC   February 1997 - March 1998
ADC Telecommunications  February 1994 - January 1997
Datapro, Inc.   March 1996 - December 1996
Uniplex Corporation   August 1989 - January 1994
ETA Systems, Inc.   March 1988 - July 1989

Skills
Business Development, Market Research, Technology Assessment, Financial Analysis, Intellectual Property &..., Customer Research &..., Website Strategy &..., Intellectual Property, Venture Capital, Market Analysis, Due Diligence, Start-ups, Entrepreneurship, Product Development, Competitive Analysis, Business Strategy, New Business Development, Strategic Planning, Strategic Partnerships, Marketing Strategy, Business Planning, Patents

Education
University of St. Thomas - Opus College of Business   1995 — 2000
MBA, New Venture Management

University of Illinois at Urbana-Champaign   1985 — 1987
MSEE, Electrical Engineering

University of Illinois at Urbana-Champaign   1983 — 1985
BSEE, Electrical Engineering

Parkland College   1981 — 1983
AS Engineering, Engineering

Mahomet-Seymour H.S.   1978 — 1981
H.S. Diploma, General

Bobbi Beehler Bobbi Beehler San Francisco Bay Area Details
Bobbi Beehler's Dain Rauscher Wessels Experience September 1996 - June 1998
Job Executive Director, RCU Services Group at Redwood Credit Union
Industry Real Estate
Experience
Redwood Credit Union  October 2010 - Present
Coldwell Banker  October 2002 - Present
Pisenti & Brinker LLP  January 2008 - October 2010
G Text, Inc.   August 2007 - September 2008
OnHealth Network Company   July 1998 - September 2000
Dain Rauscher Wessels   September 1996 - June 1998
Deloitte & Touche LLP  September 1991 - September 1996
Datacon Management, Inc.   1984 - 1990

Skills
Due Diligence, Financial Modeling, Investments, Valuation, Real Estate, Corporate Finance, Auditing, Management Consulting, Finance, Analysis, Management, Financial Analysis, Strategic Planning, Budgets, Accounting, QuickBooks, Negotiation, Securities, Financial Reporting, Real Estate Transactions, Loans, Banking, Microsoft Office, Microsoft Excel, Mortgage Lending, Business Valuation, Business Planning, GAAP, Asset Managment, PowerPoint, Foreclosures, Sales, Investment Properties, Selling, Sellers, Governmental Affairs, Property & Casualty..., Automobile Sales, First Time Home Buyers, Investors, Real Estate Development, Short Sales

Education
University of California, Santa Barbara   1987 — 1991
BA, Business Economics/Accounting, Sociology

Santa Rosa High School   1983 — 1987

Joseph Dews Joseph Dews San Francisco Bay Area Details
Joseph Dews's Dain Rauscher Wessels Experience 1999 - 2000
Job Partner at AGC Partners
Industry Investment Banking
Experience
AGC Partners  July 2012 - Present
ThinkEquity LLC  May 2007 - July 2012
Needham & Company  February 2001 - May 2007
Versata, Inc.   2000 - 2001
Dain Rauscher Wessels   1999 - 2000
CIBC Oppenheimer  1995 - 1999
Punk, Ziegel & Knoell   1994 - 1995
Cirrus Logic  1992 - 1994
Needham & Company  1988 - 1991

Skills
Mergers, IPO, Investment Banking, Cleantech, Semiconductors, Acquisitions, Energy Efficiency, Renewable Energy, LED lighting systems, Entrepreneurship, Venture Capital, Mergers & Acquisitions, Start-ups, Private Placements, Business Development, Business Strategy, Strategy, Private Equity, Finance, Corporate Development

Education
Cornell University   1984 — 1988
BS

Keio University   1991 — 1991

Christian Brothers Academy   1980 — 1984

Jackie LaRue Nemecek Jackie LaRue Nemecek Greater Minneapolis-St. Paul Area Details
Jackie LaRue Nemecek's Dain Rauscher Wessels Experience March 1998 - September 2001
Job Senior Revenue Analyst / Financial Manager
Industry Investment Banking
Experience
RBC Capital Markets  September 2005 - April 2015
RBC Capital Markets  September 2001 - September 2005
Dain Rauscher Wessels   March 1998 - September 2001
Wessels, Arnold & Henderson   June 1992 - March 1998

Skills
Financial Analysis, Revenue Analysis, Strategic Planning, P&L Budget Management, Process Improvement, Project Management, Business Analysis, Equities, Financial Modeling, Business Planning, Trading, Investments, Analysis, Leadership, Management, Risk Management, Capital Markets, Budgets

Education
University of Saint Thomas   2002 — 2006
MBA, Management

University of Iowa   1988 — 1992
BBA, Finance

Lisa Sherman Lisa Sherman Greater Minneapolis-St. Paul Area Details
Lisa Sherman's Dain Rauscher Wessels Experience November 1998 - July 2001
Job Publication and Marketing Coordinator at Association Development Services
Industry Management Consulting
Experience
Eagle Brook Church  June 2013 - August 2014
Eagle Brook Church  December 2010 - June 2013
Eagle Brook Church  June 2010 - December 2010
Eagle Brook Church  October 2007 - May 2010
Eagle Brook Church  September 2006 - October 2007
Eagle Brook Church  August 2004 - August 2006
Eagle Brook Church  August 2003 - July 2004
RBC Dain Rauscher  July 2001 - December 2002
Dain Rauscher Wessels   November 1998 - July 2001
Joint Commission on Allied Health Personnel in Ophthalmology   July 1994 - November 1998

Skills
Adobe Creative Suite, Volunteer Management, Nonprofits, Leadership, Budgets, Email Marketing, OS X, Leadership Development, Microsoft Office, Basecamp, Project Management, Desktop Publishing, Graphic Design, Magazine Layout Design, Blogging, Editing, Public Relations, Marketing Communications, Advertising, Event Planning

Education
Minneapolis Community and Technical College   2012 — 2014
Web Design Certificate

Northwestern College   2005 — 2006

Century College

Chris Rosbrook Chris Rosbrook Charlotte, North Carolina Details
Chris Rosbrook's Dain Rauscher Wessels Experience June 2000 - January 2001
Job Managing Director at Piper Jaffray
Industry Investment Banking
Experience
Piper Jaffray  July 2013 - Present
Edgeview Partners  January 2004 - July 2013
RBC Capital Markets  January 2001 - January 2004
Dain Rauscher Wessels   June 2000 - January 2001
MAGMA Foundry Technologies, Inc.   August 1992 - December 1999

Skills
Investment Banking, LBO, Leveraged Finance, Private Equity, Valuation, Corporate Development, Capital Markets, Mergers, M&A experience, Financial Modeling, Due Diligence, Corporate Finance

Education
The University of Chicago - Booth School of Business   1996 — 2000
Master of Business Administration (M.B.A.), Finance, Strategic Management

The Ohio State University   1990 — 1992
Master's Degree, Mechanical Engineering

Cornell University   1986 — 1990
Bachelor's Degree, Applied and Engineering Physics

Joe Tabolich Joe Tabolich Washington, District Of Columbia Details
Joe Tabolich's Dain Rauscher Wessels Experience 1998 - 1999
Job Financial Markets | Regulatory Risk/Compliance
Industry Financial Services
Experience
U.S. Bank   May 2014 - May 2015
U.S. Bank   September 2012 - May 2014
U.S. Bank   September 2011 - August 2012
RBC Capital Markets  2007 - 2011
RBC Capital Markets  2003 - 2007
RBC Capital Markets  1999 - 2003
Dain Rauscher Wessels   1998 - 1999

Skills
Regulatory Compliance, Regulatory Risk, Regulatory Reporting, Legal Compliance, Political Law, Analytical Skills, Policy Writing, Policy Analysis, Capital Markets, Financial Institutions, Financial Services, Surveillance, Trading, Institutional Sales, Trading System, Fixed Income, Financial Risk, FINRA, Series 7, Series 24, Series 53, Series 55, Series 63, Banking, Bloomberg

Education
William Mitchell College of Law   2009 — 2012
Juris Doctor

University of Minnesota - Carlson School of Management   2004 — 2006
MBA

University of St. Thomas   1994 — 1998
B.A., Finance, Economics

Hill Murray High School

Jeff Peters Jeff Peters Greater Minneapolis-St. Paul Area Details
Jeff Peters's Dain Rauscher Wessels Experience 1997 - 2001
Job Medical Devices
Industry Medical Devices
Experience
Anulex Technologies  April 2011 - Present
Foundation Medical Partners  2010 - 2011
Black River Asset Management  2007 - 2009
ev3  2001 - 2007
Dain Rauscher Wessels   1997 - 2001
Boston Scientific  1991 - 1997

Skills
FDA, Entrepreneurship, R&D, Market Development, Medical Devices, Biomedical Engineering, Commercialization, ISO 13485, Quality System, Product Launch, Capital Equipment, Start-ups, Product Development, Manufacturing, Strategic Planning, Strategy, Cross-functional Team..., Biotechnology, Validation

Education
University of Minnesota - Carlson School of Management   1994 — 1997
MBA

University of Minnesota-Twin Cities   1987 — 1991
BSME

Yolanda Burton Yolanda Burton San Francisco Bay Area Details
Yolanda Burton's Dain Rauscher Wessels Experience March 2000 - September 2000
Job Industry: Healthcare
Industry Hospital & Health Care
Experience
n/a - currently unemployed  April 2012 - October 2014
Hospice of the East Bay  September 2013 - December 2013
United Health Group  March 2005 - April 2011
Private Residential Property   October 1993 - September 2006
UnitedHealth Group  October 2000 - May 2005
Dain Rauscher Wessels   March 2000 - September 2000
Axxis 3t/ Hyatt Regency   March 1997 - June 1998

Skills
Leadership, Microsoft Word, Healthcare, Customer Service, Event Planning, Management, Team Building, Public Speaking, Training, Process Improvement, Strategic Planning, Outlook, Policy, Microsoft Excel

Education
Keller Graduate School of Management of DeVry University   2012 — 2014
Master of Public Administration (MPA), Healthcare Management, 3.56

University of the Pacific
BA, Liberal Studies, Economics

Adarsh Kulshrestha Adarsh Kulshrestha San Francisco Bay Area Details
Adarsh Kulshrestha's Dain Rauscher Wessels Experience September 1996 - December 1998
Job Chief Financial Officer & Head of Strategic Business Development, Regalix (USA and India)
Industry Marketing and Advertising
Experience
Regalix (USA and India)   2006 - Present
Alcatel USA  1999 - 2005
Dain Rauscher Wessels   September 1996 - December 1998

Skills
Mergers, Financial Modeling, Negotiation, Financial Planning, Public Relations, Public Speaking, Online Marketing, Outsourcing, Analyst Relations, Analysis, Corporate Finance, Private Equity, Modeling, Financial Analysis, Social Media, Social Media Marketing, Due Diligence, Strategic Planning, Forecasting, Media Relations, Valuation, SEO, Contract Negotiation, Budgeting, Mediation, Fraud Investigations, Writing, Marketing Communications, Planning, Business Planning, SEM, Marketing Strategy, Research, Email Marketing, Financial Reporting, Copywriting, Social Networking, PPC, Press Releases, Leadership, Mergers & Acquisitions, Online Advertising, Project Planning, Business Strategy, Start-ups, Competitive Analysis, Analytics, Strategic Partnerships, Product Management, Market Research

Education
University of Pennsylvania - The Wharton School   1994 — 1996
MBA, Finance, Strategy

University of Michigan   1989 — 1991
MS, Engineering

Indian Institute of Technology, Delhi   1985 — 1989
B.Tech., Engineering

Delhi Public School - R. K. Puram   1975 — 1984
Class XII, Science (Engineering Stream)

University of California, Berkeley

Ann Margaret Williams Ann Margaret Williams Greater Denver Area Details
Ann Margaret Williams's Dain Rauscher Wessels Experience 1998 - 2005
Job Owner, The Summit Conference and Event Center
Industry Events Services
Experience
The Summit Conference and Event Center   October 2005 - Present
Dain Rauscher Wessels   1998 - 2005
RBC Capital Markets  1998 - 2005

Skills
Equities, Customer Service, Employee Management, Series 7, Investments, Capital Markets, Financial Modeling, Financial Analysis, Portfolio Management, Investor Relations, Valuation, Strategic Planning, Investment Banking, Venture Capital, Hedge Funds

Education
The London School of Economics and Political Science (LSE)   1992 — 1993
MSc, Accounting and Finance

Villanova University   1985 — 1989
BS, Finance

Sara Pralle Sara Pralle Greater Chicago Area Details
Sara Pralle's Dain Rauscher Wessels Experience June 1995 - June 2000
Job Institutional Sales at Topeka Capital Markets
Industry Capital Markets
Experience
Topeka Capital Markets, Inc  June 2014 - Present
UBS  December 2005 - January 2014
JMP Securities  June 2003 - December 2005
JMP Securities  October 2001 - June 2003
Thomas Weisel Partners  June 2000 - August 2001
Dain Rauscher Wessels   June 1995 - June 2000

Skills
Equities, Equity Capital Markets, Series 7, Equity Research, Investment Strategies, Financial Markets, Series 63, Capital Markets, Financial Services, Investments, Securities, Asset Allocation, Alternative Investments

Education
University of Minnesota-Twin Cities
BA

Suzi McLane Suzi McLane Greater Minneapolis-St. Paul Area Details
Suzi McLane's Dain Rauscher Wessels Experience 1998 - 2001
Job Equity Trader at RBC Wealth Management
Industry Financial Services
Experience
RBC Capital Markets  1995 - Present
RBC Wealth Management  March 2005 - August 2010
Dain Rauscher Wessels   1998 - 2001

Skills
Equities, Equity Trading, Options, Wealth Management, Series 7, Series 63, Trading, Securities, Investments

Education
University of Minnesota - Carlson School of Management   1991 — 1994
B.S., Finance

Biola University   1989 — 1991

Loong Chen Loong Chen Greater Chicago Area Details
Loong Chen's Dain Rauscher Wessels Experience June 1995 - June 1999
Job Director at Silverpath Capital Management
Industry Investment Management
Experience
Silverpath Capital Management   March 2014 - Present
Coghill Capital Management LLC   April 2002 - December 2013
Dain Rauscher Wessels   June 1995 - June 1999

Education
Northwestern University - Kellogg School of Management   1999 — 2001
MBA

University of Pennsylvania   1991 — 1995
BSE, BS, Materials Science & Finance

Easterbrook, Mark Easterbrook, Mark Dallas/Fort Worth Area Details
Easterbrook, Mark's Dain Rauscher Wessels Experience December 1999 - December 2001
Job Portfolio Manager at BP Capital TwinLine
Industry Capital Markets
Experience
BP Capital TwinLine   March 2014 - Present
Westwood Holdings Group  August 2011 - March 2014
RBC Capital Markets  December 2001 - December 2010
Dain Rauscher Wessels   December 1999 - December 2001
Rauscher Pierce Refsnes  June 1996 - November 1999
Dillon Read  June 1990 - March 1996

Skills
Capital Markets, Equities, Investments, Mergers & Acquisitions, Mergers, MLP, Financial Modeling, Equity Research, Valuation, Portfolio Management, Hedge Funds, Asset Management

Education
Emory University   1984 — 1988
BA, Economics & History

Choate Rosemary Hall   1983 — 1984

Darien High School   1979 — 1983

Chris Hendrickson Chris Hendrickson Greater Minneapolis-St. Paul Area Details
Chris Hendrickson's Dain Rauscher Wessels Experience 1999 - 2002
Job at
Industry Investment Banking
Experience
Ziegler  March 2012 - Present
Lazard  2008 - March 2012
Ovations  2003 - 2008
UnitedHealth Group  2003 - 2008
RBC Capital Markets  1999 - 2002
Dain Rauscher Wessels   1999 - 2002
RBC Capital Markets, San Francisco   1999 - 2001

Education
University of Michigan   1997 — 1999
MBA

University of Michigan - Stephen M. Ross School of Business   1997 — 1999
MBA, Finance

University of St. Thomas   1986 — 1999
BA, Accounting

Christopher Wagner Christopher Wagner Cleveland/Akron, Ohio Area Details
Christopher Wagner's Dain Rauscher Wessels Experience 1998 - 2001
Job Director of Transaction Planning & Advisory at Strategic Wealth Partners
Industry Investment Banking
Experience
Strategic Wealth Partners  June 2014 - Present
Candlewood Partners, LLC  September 2009 - June 2014
SP&A Partners   July 2009 - September 2009
P&M Corporate Finance  August 2007 - February 2009
KPMG Corporate Finance  2002 - 2007
RBC Capital Markets  July 1998 - October 2001
Dain Rauscher Wessels   1998 - 2001
Hoak Breedlove Wesneski   1997 - 1998
American Airlines Cargo Finance   1995 - 1997
Rauscher Pierce Refsnes  1990 - 1993

Skills
Corporate Finance, Financial Analysis, Business Valuation, Financial Modeling, Investment Banking, Business Strategy, Strategic Planning, Equities, Due Diligence, Healthcare, Capital Markets, Debt, Capital Formation, Mergers & Acquisitions, Due Dili, Private Equity, Restructuring, LBO, Finance, Valuation

Education
The University of Texas at Austin - Red McCombs School of Business   1993 — 1995
MBA, Finance

Southern Methodist University   1986 — 1990
BBA, Finance

Stephen Raggio Stephen Raggio Dallas/Fort Worth Area Details
Stephen Raggio's Dain Rauscher Wessels Experience 1998 - 2000
Job Private Equity at Caelus Energy
Industry Oil & Energy
Experience
Caelus Energy  October 2011 - Present
WhiteHorse Capital Partners   August 2004 - October 2011
Teacher Retirement System of Texas  2000 - 2002
Dain Rauscher Wessels   1998 - 2000

Skills
Investments, Private Equity, Portfolio Management, Equities, Investment Banking, Restructuring, Valuation, Financial Modeling, Alternative Investments, Hedge Funds, Fixed Income, Due Diligence, Asset Management, Capital Markets, Corporate Finance, Financial Analysis, Investment Management, LBO, Leveraged Finance, Structured Finance

Education
The University of Texas at Austin - The Red McCombs School of Business   2002 — 2004
MBA

Southern Methodist University - Cox School of Business   1994 — 1998
BBA, Finance

Mitch Bartlett Mitch Bartlett Greater Minneapolis-St. Paul Area Details
Mitch Bartlett's Dain Rauscher Wessels Experience 1999 - 2000
Job Analyst at CraigHallum Capital Group
Industry Banking
Experience
Craig-Hallum Capital Group  September 2008 - Present
Talaria Partners   February 2002 - January 2008
Dain Rauscher Wessels   1999 - 2000

Skills
Investments, Valuation, Equity Valuation, Venture Capital, Equity Research, Equities, Financial Modeling, Hedge Funds, Investment Banking

Education
Indiana University Bloomington   1979 — 1981
M.B.A, Finance/Investments

University of California, Santa Barbara   1976 — 1979
Economics

Candace TenBrink Candace TenBrink Houston, Texas Details
Candace TenBrink's Dain Rauscher Wessels Experience 1997 - 1998
Job Ph.D. Candidate in Strategic Management & Adjunct Professor
Industry Research
Experience
University of Houston, Bauer College of Business  2011 - Present
Goldman Sachs  2008 - 2008
Altos Entertainment, LLC   2001 - 2008
William Blair and Company  1998 - 2001
Dain Rauscher Wessels   1997 - 1998
Applied Materials  1992 - 1995

Skills
Business Strategy, Finance, Financial Modeling, Valuation, Strategic Planning, Venture Capital, Entrepreneurship, Equity Research, Management Consulting, Mergers, Data Analysis, Market Research, Research, Mergers & Acquisitions, Strategy, Biotechnology, Investments, Equities, Management, Asset Management, Investment Banking, Analysis, Economics, Forecasting, Financial Analysis

Education
University of Houston, C.T. Bauer College of Business   2011 — 2015
Doctor of Philosophy (Ph.D.), Strategic Management - life cycle perspectives, industry evolution, innovation, & turnarounds

University of Michigan - Stephen M. Ross School of Business   1995 — 1997
MBA, Finance & Corporate Strategy

Michigan State University - The Eli Broad College of Business   1988 — 1992
Bachelor’s Degree, Materials & Logistics Management

Tom Cullum Tom Cullum Minneapolis, Minnesota Details
Tom Cullum's Dain Rauscher Wessels Experience April 1998 - January 2000
Job CEO Director of Sales and Trading at Lake Street Capital Markets, LLC
Industry Investment Banking
Experience
Lake Street Capital Markets, LLC  June 2012 - Present
Craig Hallum Capital Group  April 2007 - May 2012
First Albany Capital  February 2003 - April 2007
RBC Capital Markets  2000 - 2003
Dain Rauscher Wessels   April 1998 - January 2000
wessels arnold and henderson   1992 - 1998

Skills
Investments, Capital Markets, Equities, Business Strategy, Series 7, Customer Relations, Institutional, Executive Management, Process Improvement, Series 24, Series 63, Series 55, Equity Trading, Trading, Venture Capital, Private Equity, Customer Service, FINRA, Hedge Funds, Mutual Funds, Equity Research, Investment Banking, Valuation, Alternative Investments, Institutional Sales

Education
Fairfield University   1982 — 1986
B.A., economics

Fordham University   1991 — 1992
Graduate studies in Economics

Peter deVos Peter deVos Baltimore, Maryland Area Details
Peter deVos's Dain Rauscher Wessels Experience April 2000 - January 2001
Job Chairman & CEO of Tennessee Valley Infrastructure Group and of American Helios Constructors, LLC
Industry Construction
Experience
American Helios Constructors, LLC   August 2012 - Present
Tennessee Valley Infrastructure Group   August 2009 - Present
RBC Capital Markets  2001 - 2009
Dain Rauscher Wessels   April 2000 - January 2001
Stephens Inc.  October 1997 - January 2000
Alex. Brown & Sons   April 1988 - October 1997
Morgan Stanley & Co.   August 1981 - March 1988
United States Navy---Nuclear Submarine Officer   March 1973 - July 1979

Skills
Financial Modeling, Due Diligence, Valuation, Investment Banking, Mergers & Acquisitions, Corporate Finance, Investments, Capital Markets, Venture Capital, Management, Strategic Planning, Financial Analysis, Private Equity, Corporate Development, Equities, Renewable Energy, Asset Management, Energy, Business Strategy

Education
Stanford Graduate School of Business   1979 — 1981
MBA

United States Naval Academy   1967 — 1971
BS, Mechanical Engineering

Joseph P. Cunningham Joseph P. Cunningham Houston, Texas Details
Joseph P. Cunningham's Dain Rauscher Wessels Experience January 1998 - January 2000
Job Managing Director at RBC Capital Markets
Industry Investment Banking
Experience
RBC Capital Markets  January 2000 - Present
Dain Rauscher Wessels   January 1998 - January 2000
Rauscher Pierce Refsnes, Inc.   December 1990 - January 1998

Skills
Equity Capital Markets, Debt Capital Markets, Mergers & Acquisitions

Education
Harvard Business School   1979 — 1981
MBA, with distinction, Finance

Georgetown University   1970 — 1974
AB, Government

Christie Mosher Christie Mosher Greater Minneapolis-St. Paul Area Details
Christie Mosher's Dain Rauscher Wessels Experience 1997 - 2000
Job Experienced Financial Services Professional
Industry Capital Markets
Experience
RBC Capital Markets  April 1988 - December 2011
RBC  1988 - 2011
RBC Capital Markets  2002 - 2003
RBC Capital Markets  2000 - 2002
Dain Rauscher Wessels   1997 - 2000
Dain Bosworth  1995 - 1997

Skills
Leadership, Operations, Relationship Management, Project Management, Account Management, Strategic Planning, Program Management, Team Development, Business Analysis, Risk Management, Equities, Capital Markets, Integration, Trading, Financial Modeling, Sales Management, Financial Analysis, Bloomberg, Fixed Income, Investments, Finance

Education
North Hennepin Community College

Awais Ahmad Awais Ahmad Philadelphia, Pennsylvania Details
Awais Ahmad's Dain Rauscher Wessels Experience 1997 - 1998
Job Investment Banker
Industry Investment Banking
Experience
LGS Acquisition Advisors   June 2011 - February 2015
UBS  2006 - 2008
Glocap  2003 - 2006
Management Recruiters International  2001 - 2003
TD Securities USA Inc  1998 - 2000
Dain Rauscher Wessels   1997 - 1998

Skills
M&A execution, Cross-border M&A, Private Equity, Marcellus Shale, Utica Shale, Burket Shale, LNG, Oil & Gas Industry, Oil & Gas Exploration, Private Investment in..., Investment Banking, Alternative Investments, Hydraulic Fracturing, Valuation, Corporate Finance

Education
The University of Texas at Austin   1992 — 1997
Bachelor of Arts (B.A.), Economics

Brett Casebolt Brett Casebolt Greater Minneapolis-St. Paul Area Details
Brett Casebolt's Dain Rauscher Wessels Experience 1996 - 1999
Job CEO at Puretein Bioscience
Industry Biotechnology
Experience
Puretein Bioscience   August 2008 - Present
Lakepointe Capital   2003 - Present
Arasor Corporation  2001 - 2003
Avanex  2000 - 2001
Morgan Stanley  1999 - 2000
Dain Rauscher Wessels   1996 - 1999

Skills
Investment Banking, Biotechnology, Lifesciences, Venture Capital, Start-ups, Commercialization, Pharmaceutical Industry, Business Strategy, Mergers & Acquisitions, Technology Transfer, Entrepreneurship, Strategic Planning, Business Development, Business Planning, Strategy, Life Sciences, Marketing Strategy, Management, New Business Development

Education
Drake University   1991 — 1995
Bachelor's Degree, Finance