Daiwa Capital Markets
Industry: Investment company
DescriptionDaiwa Securities Capital Markets Co. Ltd. was a Japanese investment bank with headquarters in Tokyo. The company provides M&A advisory, sales and trading services in a variety of financial products to corporate and institutional clients. Daiwa CM has major subsidiaries in Hong Kong, London and New York City. Headquarters: Tokyo, Japan Founded: April 1999
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Daiwa Capital Markets Employees
Daiwa Capital Markets January 2011 - Present
Deutsche Bank August 2005 - December 2010
Credit Suisse August 2003 - July 2005
Skills
AML, Bloomberg, Trading, Financial Markets, Reconciliations, Account Reconciliation, Securities, FINRA, Financial Services, Financial Risk
Education
City University of New York-Baruch College 1988 — 1992
Bachelor's, Business Administration
Baruch College
B.A, Human Resources
FDM Group June 2014 - Present
Daiwa Capital Markets May 2012 - August 2012
Skills
Scrum, SDLC, SharePoint, SQL, Microsoft SQL Server, Java, Unix, JSP, Python, Spring Framework, JavaScript, CSS, HTML
Education
State University of New York College at Geneseo 2009 — 2014
Bachelor of Arts (B.A.), Mathematics
Daiwa Capital Markets March 2013 - Present
Standard Chartered Bank 2010 - 2012
CLSA 2006 - 2009
UOB Kay Hian 2005 - 2006
Lightwave Solutions, Inc 2002 - 2005
FB Gemini Capital, Limited 2000 - 2002
Skills
International Equities, Mandarin, Emerging Markets, Investments, Institutional Sales, Hedge Funds, Investment Banking, Capital Markets, Financial Analysis, Equity Valuation, Series 7, Series 63, Portfolio Management, Equities, Securities, Commodity, Equity Capital Markets, Financial Markets, Equity Research, Asset Managment, Financial Modeling, Investment Strategies, Valuation, Investment Management, Relationship Management, Business Strategy, Asset Management, Asset Allocation
Education
College of Charleston 1988 — 1992
BS, Political Science and International Relations
Daiwa Capital Markets May 2015 - August 2015
Drive My Car Rentals Pty. Ltd. June 2014 - July 2014
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Data Analysis, Social Media, Access, Leadership, Financial Analysis, Public Speaking, Microsoft Office
Education
Lehigh University 2012 — 2016
IBE Finance, Materials Science and Engineering
LIU Post 2013 — 2013
Daiwa Capital Markets October 2013 - Present
Southern Illinois University Edwardsville August 2010 - December 2012
Juggle.com June 2012 - August 2012
KPMG January 2007 - July 2010
Skills
SAS, Data Analysis, Statistics, R, Minitab, Quantitative Analytics, Teaching, Mathematica, Survey Design, Data Mining, Arena Simulation..., Microsoft Excel, Analysis, Multivariate Analysis, Research, Data Modeling, Tutoring, Predictive Modeling, Regression Analysis, SPSS, Categorical Data..., ISO 27001 Lead Auditor, R programming language, ITIL, Statistical Data..., Statistical Modeling, Report Writing, University Teaching, Integrated Audits, Internal Controls, Auditing, Teamwork, Risk Management
Education
Southern Illinois University, Edwardsville 2010 — 2012
Msc Mathematics, Operations Research and Statistics
Kwame Nkrumah' University of Science and Technology, Kumasi 2002 — 2006
Bsc Mathematics, Mathematics and Statistics
Daiwa Capital Markets April 2013 - Present
Daiwa Capital Markets October 2010 - March 2013
Daiwa Securities Group Inc. February 2003 - October 2010
Education
Thunderbird School of Global Management 2001 — 2003
Master of Business Administration (MBA), International Finance, Beta, Gamma & Sigma
Keio University 1989 — 1993
Bachelor of Laws (LLB), Political Science and Government
Sanford C. Bernstein November 2011 - Present
Daiwa Capital Markets November 2010 - November 2011
Credit Suisse February 2006 - November 2010
Bloomberg Tradebook January 2004 - January 2006
Skills
Electronic Trading, Trading Systems, Equities, Hedge Funds, Bloomberg, Trading, Series 7, Series 63, Bloomberg Terminal, Low Latency
Education
Colorado State University 1999 — 2003
Bachelor, Finance
EY September 2015 - Present
People's United Bank June 2014 - August 2014
Daiwa Capital Markets May 2013 - June 2013
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Adult CPR, Sailboat Racing, Tennis, Leadership, Teaching
Education
College of the Holy Cross 2011 — 2015
Bachelor's Degree, Economics-Accounting, 3.01
Chaminade High School 2007 — 2011
High School Diploma
Crédit Agricole CIB February 2014 - Present
CognoLink Limited July 2013 - February 2014
CFA North Carolina Society Research Competition Team September 2012 - May 2013
Daiwa Capital Markets June 2012 - July 2012
Skills
Sales, Social Media, Microsoft Excel, Teamwork, Series 7, Series 63, Customer Satisfaction, Public Speaking, Management, Facebook, Marketing, Excel Models, Leadership, Social Networking, PowerPoint, Microsoft Office
Education
High Point University 2009 — 2013
Bachelor's Degree, Business-Finance
St. Joseph's Catholic School 2005 — 2009
High School Diploma
Daiwa Capital Markets March 2015 - Present
Dante Zellers Tuxedo & Menswear February 2011 - January 2015
Long Island College Hospital January 2012 - January 2013
Metro One LPSG June 2010 - February 2011
King's Plaza Jeep & Chrysler May 2007 - October 2008
Skills
Customer Service, Technical Support, Computer Hardware, Computer Hardware..., Software, Software Troubleshooting, Help Desk Support, Organizational..., Management, Issue Resolution..., Microsoft Office, Leadership, Sales, Strategic Planning, Relationship Building, Retail, Microsoft Excel
Education
City University of New York-Brooklyn College 2013 — 2015
Bachelor's Degree, Computer Information Systems
City University of New York-Hunter College 2007 — 2011
Computer Science
Daiwa Capital Markets January 2010 - Present
Panache Resources and Systems Corp July 2007 - January 2010
Deutsche Bank May 2006 - July 2007
Zone Energy June 2005 - June 2006
Shenkman Capital Management Inc July 2004 - September 2004
Skills
Risk Management, Statistics, Data Mining, Middle Office, Commodity, Bloomberg, Fixed Income, Securities, Derivatives, Bonds, Capital Markets, Trading, Sales Management, Hedge Funds, Financial Markets, Valuation
Education
Northeastern University - Graduate School of Business Administration
Master of Business Administration (M.B.A.), Finance, Health/Health Care Administration/Management, 3.5
Muhlenberg College 2001 — 2005
BA, Business
Christian Brothers Academy H.S 1997 — 2001
High Scool Degree
Metis Communications August 2013 - Present
JPMorgan Chase May 2012 - August 2013
Daiwa Capital Markets September 2011 - February 2012
Ameriprise Platinum Financial Services, Inc. September 2010 - May 2011
MassMutual Financial Group-The Albany Agency, LLC January 2010 - May 2010
Daiwa Capital Markets December 2009 - January 2010
Skills
Bloomberg, Fixed Income, Trading, Portfolio Management, Investments, Valuation, Equities, Financial Services, Analysis, Finance, Social Media, Leadership, Customer Service
Education
Siena College 2007 — 2011
B.S., Finance
Daiwa Capital Markets August 2012 - Present
Pershing 1990 - 2011
PwC July 1985 - August 1990
Skills
FINRA Series 7, 24 & 63, Enterprise Risk..., Auditing, Internal Audit, Financial Risk, Sarbanes-Oxley Act, Operational Risk..., Internal Controls, Risk Management, Accounting, Financial Analysis, Series 24, Securities, Risk Assessment, Series 7, Financial Reporting, Process Improvement, Governance, Sarbanes-Oxley, Financial Statements, AML, Finance, Operational Risk, Financial Services, Due Diligence, IT Audit, CISA, Banking, Fraud, Corporate Governance, Capital Markets, Asset Management, Financial Accounting, Equities, Derivatives, Financial Modeling, Investment Banking, Anti Money Laundering
Education
Pace University - Lubin School of Business 1984 — 1985
Master of Business Administration (M.B.A.), Accounting and Business/Management
Pace University - Lubin School of Business 1981 — 1985
Bachelor of Business Administration (BBA), Accounting and Business/Management
Daiwa Capital Markets July 2015 - Present
HAITONG December 2012 - July 2015
Espirito Santo Investment Bank January 2008 - November 2012
Banco Safra de Investimento October 2006 - December 2007
MZ Consult 2005 - 2006
Consultoria Júnior Pública - FGV 2001 - 2003
Skills
Capital Markets, Fixed Income, Emerging Markets, Bonds, Syndication, Investment Banking, Latin America, Syndications, Derivatives, Finance, Financial Markets, Mergers & Acquisitions, Corporate Finance, Valuation, Financial Modeling, Equities, Financial Analysis, Investments
Education
Fundação Getúlio Vargas 2001 — 2006
Bachelor's degree, Business Administration
Uber April 2015 - Present
IBM August 2014 - April 2015
IBM Global Business Services October 2012 - July 2014
Daiwa Capital Markets June 2011 - August 2011
UBS Wealth Management June 2010 - August 2010
Skills
Management Consulting, Microsoft Excel, Business Analysis, Business Transformation, Microsoft Office, Business Strategy, Strategy
Education
Amherst College 2008 — 2012
Bachelor of Arts (BA), Economics
Ridgefield High School 2004 — 2008
Daiwa Capital Markets March 2015 - Present
SUNY Downstate Medical Center August 2008 - March 2015
Skills
Healthcare, Data Analysis, Healthcare Information..., Clinical Research, Active Directory, Troubleshooting, Software Installation, Hardware, Help Desk Support, System Deployment, Laptops, Management, SCCM, Printers, HP, Blackberry, Nursing, Medical Devices, Wireless, Mobile Devices, Information Technology, Clinical Trials, Cisco Technologies, EMR, Citrix, Customer Service, VMware
Education
University of Phoenix 2012 — 2014
Associate's degree, Network Technology
KPMG LLP November 2014 - Present
KPMG FAS October 2012 - October 2014
Barclays Capital June 2011 - October 2012
Daiwa Capital Markets April 2010 - May 2011
Aviat Networks January 2010 - April 2010
Skills
Financial Modeling, Financial Analysis, Valuation, Corporate Finance, Investment Banking, DCF, Financial Statement..., Mergers, Capital Markets, Due Diligence, Microsoft Excel, Management
Education
Indiana University - Kelley School of Business 2005 — 2009
BS, Finance, Accounting, Japanese (Minor)
Daiwa Capital Markets December 2014 - Present
KPMG US October 2012 - December 2014
IP-Partners May 2011 - August 2011
Amazing Sports Lab June 2010 - August 2010
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Social Media, Access, Social Media Marketing, Market Research, Public Speaking, Time Management, Facebook, Online Advertising, Outlook, Research, SPSS, Accounting, QuickBooks, Spanish, Financial Accounting, Auditing, Public Relations, Teamwork, Financial Analysis, Fundraising, Japanese, Marketing, Management, Analysis, Leadership, Team Leadership, Tax, Finance
Education
State University of New York College at Geneseo 2008 — 2012
Bachelor of Science, Business Administration
Daiwa Capital Markets January 2006 - Present
Deutsche Bank January 2000 - December 2006
EDS Group September 1996 - December 1999
Skills
Japanese, Japanese market, Project Management, Institutional Sales, Japanese Equity Research, Hedge Funds, Equity Derivatives, Equity Research, Equities, Capital Markets, Financial Markets, Trading Systems, Asset Management, Series 7, Trading
Education
Doshisha University 1995 — 1997
Master, Policy and Management
Kansai Gaidai University 1991 — 1995
BA, English
NND Investments January 2009 - Present
FXCM January 2007 - October 2007
Daiwa Capital Markets February 2004 - January 2007
Bloomberg May 2001 - February 2004
Berkeley Futures August 1998 - September 1998
Credit Suisse July 1998 - August 1998
Skills
Derivatives, Trading, Equities, Options, Fixed Income, Data Science, R, Hedge Funds, Financial Markets, Machine Learning, Financial Modeling, Portfolio Management, Bloomberg Terminal, Currency, Capital Markets, Trading Systems, Electronic Trading, Swaps, Structured Products, VBA, MapReduce, Microsoft Excel, Python, Market Risk, C++, Credit Derivatives, Valuation, Interest Rate..., Microsoft SQL Server, Pivot Tables, Semiconductor Industry, Semiconductor Device, Nanotechnology, Physics, Oil Analysis, Commodity Markets, Computer Engineering, Solid State Physics, Matlab, Econometrics, Statistical Data..., Econometric Modeling, Gretl, Microsoft Visual Studio..., C, Bloomberg, Quantitative Analytics
Education
The Johns Hopkins University 2014 — 2015
Certification, Data Science, Expect avg grade 93% (Distinction)
Baruch College, City University of New York (CUNY) 2014 — 2014
C++ for Financial Engineers Certification, C++, Avg grade so far 92%. Achieved up to level 4.
Columbia University - Fu Foundation School of Engineering and Applied Science 2013 — 2014
Private Tutorials, Electrical and Computer Engineering
Birkbeck, University of London 1999 — 2000
Master of Science (M.S.), International Finance, Summa Cum Laude
The University of Manchester 1996 — 1999
Bachelor of Science (B.S.), Physics, Class II (Hons)
Hasmonean High School 1989 — 1996
High School A- Levels, Mathematics, Physics and Economics
Shor Yoshuv
Daiwa Capital Markets April 2012 - July 2012
SkyLake Incuvest & Co. January 2012 - March 2012
Bain & Company August 2011 - October 2011
Education
Boston College - Carroll School of Management 2006 — 2013
Accounting and Finance, Bachelor of Science (BS)
Daiwa Capital Markets December 2013 - Present
Brown Brothers Harriman September 2013 - December 2013
U.S Sterling Securities May 2012 - September 2012
F.J Sciame Construction Co., Inc May 2011 - August 2011
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Research, Teamwork, Public Speaking, Windows, Bloomberg Terminal
Education
Quinnipiac University 2009 — 2013
Bachelor of Science (BS), Finance, General
Quinnipiac University - School of Business 2009 — 2013
Bachelor of Science (BS), Finance
Chaminade High School
Daiwa Capital Markets June 2011 - Present
Marcum Technology December 2010 - June 2011
CSC October 2009 - December 2010
AutoOne insurance August 2007 - October 2009
Hi-Tek Data, Corp July 2005 - August 2007
Invision August 2004 - July 2005
Skills
CCNP, CCIE Written, CCDP, CCSP, Cisco Technologies, Juniper, Cisco Certified, Routers, Cisco Nexus, Switches, Data Center, VPN, Troubleshooting, Network Administration, MPLS, VoIP, SAN, VMware ESX, Active Directory, WAN, CCNA, Routing, Checkpoint, BGP, ASA, Cisco Routers, Load Balancing, Networking, Cisco Call Manager, PIX, Hardware, Security, Cisco ASA
Education
Nassau Community College 2001 — 2003
AAS, Computer Information Systems
Cisco Networkers.
Navasink Country Club June 2013 - Present
Wilson Capital Management LLC July 2015 - August 2015
Daiwa Capital Markets June 2015 - June 2015
Skills
Interpersonal Skills, Bloomberg Software, Portfolio Management, Team Leadership, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Construction, Fitness, Golf, Travel, Outdoors
Education
Manhattan College 2012 — 2016
Bachelor of Science (B.S.), Management/Finance, Junior
Red Bank Catholic High School 2008 — 2012
Prudential Financial July 2013 - Present
Prudential Financial July 2011 - July 2013
College Avenue Fitness Center August 2008 - May 2011
Daiwa Capital Markets May 2010 - August 2010
Revlon Research Center June 2007 - August 2008
Skills
Access, Risk Management, Management, Microsoft Office, Microsoft Excel
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2013 — 2016
Master of Business Administration (MBA), Finance & Strategy
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2011
Bachelors, Marketing, Economics
Scotch Plains-Fanwood High School 2003 — 2007
Diploma
Daiwa Capital Markets June 2005 - Present
HSBC Asset Management May 2004 - August 2004
Skills
Bloomberg, Capital Markets, Fixed Income, Bloomberg Terminal, Financial Markets, Emerging Markets, Quantitative Analytics, Economics, Investments, Bonds
Education
City University of New York-Baruch College - Zicklin School of Business 2013 — 2016
M.B.A. Candidate, Accountancy
New York University - Leonard N. Stern School of Business 2001 — 2005
B.S., Finance, International Business
Chaminade High School 1997 — 2001
HS Diploma
Daiwa Capital Markets July 2010 - Present
The Baupost Group 2006 - 2010
Aileron Group, LLC 2005 - 2006
Skills
Windows Server, Application Support, LANDesk, Active Directory, SharePoint Designer, Backup Exec, Windows XP Pro, Windows 7, WAIK, MDT, Desktop Deployment, Help Desk Support, Citrix, VPN, TCP/IP, VMware, Microsoft Exchange, Desktop Administration, Blackberry Enterprise..., Bloomberg Software, Dameware, System Administration, Symantec Endpoint..., Laptops, Printers, HTML, Market Data, Production Support, Disaster Recovery, Patch Management, Database Admin, Capital IQ
Education
Quinnipiac University 2001 — 2005
Bachelor of Science (B.S.), Computer Science
Daiwa Capital Markets 2008 - 2015
Daiwa Capital Markets 2008 - 2010
Calyon (New York) January 2007 - 2008
ABN AMRO January 2004 - April 2006
Banco BBA Creditanstalt - (Itau BBA) November 1996 - November 2003
Skills
Corporate Finance, Private Equity, Investment Banking, Mergers, Emerging Markets, Alternative Investments, Securities, Equities, Mergers & Acquisitions, Fixed Income, Business Strategy, Capital Markets, Valuation
Education
Massachusetts Institute of Technology - Sloan School of Management
MBA/M.Sc.
Robert F. Wagner (New York)
SP Program
Robert L. Stevenson (New York)
Universidade Estadual de Campinas
BA, Economics
Nomura Securities November 2013 - September 2014
Daiwa Capital Markets July 2012 - July 2012
Daiwa Capital Markets June 2011 - July 2011
Daiwa Capital Markets June 2010 - July 2010
Education
New York University 2015 — 2017
Master’s Degree, Psychology
Fordham University 2009 — 2013
B.S., Finance
Tiffany & Company May 2015 - August 2015
Daiwa Capital Markets March 2014 - November 2014
Foundations Prep School January 2012 - April 2013
Jarets Stuffed Cupcakes February 2011 - September 2011
Skills
Corporate Tax, Sales Tax, Microsoft Excel, Microsoft Word, Microsoft Office, PowerPoint, Management, Research, Sales, Leadership, Training, English, Finance, Teamwork, Time Management, Accounting, Auditing, Financial Statements, Writing, Communication
Education
Montclair State University 2015 — 2017
Accounting
Pace University 2013 — 2015
Business Economics, minor in English Literature
Nutley High School 2009 — 2013
High School Diploma
Daiwa Capital Markets December 2014 - Present
New York Cares January 2014 - Present
Joseph Gunnar & Co LLC January 2014 - May 2014
Staten Island University Hospital North July 2011 - June 2012
Skills
Microsoft Excel, Microsoft Office, PowerPoint, English, Public Speaking, HTML, Teamwork, Customer Service
Education
Pace University - Lubin School of Business 2013 — 2018
BBA/MS, Accounting/Finance
St. Joseph by the Sea High School 2009 — 2013
Holland & Sherry 2014 - Present
Hood Computer Lab September 2013 - May 2014
Turkois Design May 2013 - August 2013
Connecticut College Computer Science Department January 2013 - May 2013
Daiwa Capital Markets May 2011 - August 2012
Skills
Graphic Design, Computer Science, Drawing, Painting, Photography, Data Visualization, Processing, Python, Java, Mixed Media, Adobe Creative Suite, Photoshop, Illustrator, InDesign, Adobe Audition, Gephi, Kinect, Maya, Motion Tracking, Motion Capture, Virtools, Isadora, AutoCAD, Microsoft Office, Microsoft Excel, PowerPoint, Communication, Organization, Collaboration, Blogging
Education
Connecticut College 2010 — 2014
Bachelor of Arts (B.A.), Architectural Studies
Wantagh High School 2006 — 2010
Fidelity Investments July 2014 - Present
Daiwa Capital Markets September 2006 - August 2013
Skills
SOX, Security, Data Center, Sarbanes-Oxley Act, Business Continuity, Internal Audit, Vendor Management, Financial Reporting, Risk Management, Internal Controls, Information Security, IT Audit
Education
Fordham University - Graduate School of Business Administration 2010 — 2014
MBA, Finance & Management, 3.925
Pace University - Lubin School of Business 2004 — 2008
BBA, Finance, Economics
Annaly Capital Management April 2014 - Present
Daiwa Capital Markets September 2013 - April 2014
Bloomberg LP October 2010 - September 2013
Eaton Vance March 2009 - October 2010
Skills
Bloomberg, Fixed Income, Bloomberg Terminal, Financial Markets, CMBS, Structured Products, Bonds, Credit Derivatives, Structured Finance, Residential Mortgages, Bond Math, Intex, polypaths, tradeweb, Barclays Live, CS Locus
Education
University of Massachusetts, Amherst
Daiwa Capital Markets January 2005 - Present
Skills
Capital Markets, Fixed Income, Bloomberg, Derivatives, Trading, Series 7, Portfolio Management, Financial Markets
Education
The Johns Hopkins University
Combined Computer Resources Inc. (CCR) August 2014 - Present
Yelp June 2014 - August 2014
Daiwa Capital Markets June 2013 - August 2013
Rutgers University August 2011 - May 2013
Skills
Microsoft Office, Business Analysis, Financial Reporting, Bloomberg, Sales, Data Analysis, PowerPoint, Microsoft Excel, Spanish, Access, Statistics, Public Speaking, Analysis, Financial Analysis, Risk Management, Matlab, Lotus Notes, Accounting, Research, Banking, SPSS, Microsoft Word, Social Media
Education
Rutgers, The State University of New Jersey-New Brunswick 2010 — 2015
Economics, History
Scotch Plains - Fanwood High School 2006 — 2010
Credit Agricole CIB April 2007 - Present
Citigroup Global Markets Inc September 2004 - April 2007
Daiwa Capital Markets April 2000 - August 2004
Dresdner Bank AG July 1998 - March 2000
Royal Bank of Scotland March 1997 - June 1998
CoreStates Bank, NA March 1996 - February 1997
Skills
Microsoft Office, Argus Software, Hedge Funds, Credit Risk, Credit, Investment Banking, ISDA, Fixed Income, Risk Management, Investments, Due Diligence
Education
University of Pennsylvania - The Wharton School 1992 — 1996
BS, Multinational Management
Daiwa Capital Markets November 2010 - October 2013
KBC July 2006 - November 2010
Ernst & Young 2004 - 2005
Skills
Capital Markets
Education
Cornell University 2005 — 2006
SS&C GlobeOp January 2013 - Present
Daiwa Capital Markets April 2012 - January 2013
Daiwa Capital Markets May 2011 - March 2012
KBC Financial Products April 2000 - April 2011
Bankers Trust New York Corporation 1993 - 2000
Bankers Trust 1993 - 2000
Skills
Hedge Funds, Fixed Income, Derivatives, Equities, Prime Brokerage, Valuation, Trading Systems, Equity Derivatives, FX Options, Bloomberg, Capital Markets, Options, Credit Derivatives, Securities, Investment Banking, Trading, Back Office, Middle Office, Asset Management, Alternative Investments, Portfolio Management, Structured Products, Bonds, Financial Markets, Collateral Management, Corporate Actions, Electronic Trading, Financial Risk, Financial Services, Interest Rate..., Securities Lending, Settlement, Swaps
Education
Brooklyn College 1988 — 1992
B.S, Business Management & Finance
ActPoint Capital 2012 - Present
OSK Group 2011 - 2012
Daiwa Capital Markets 2008 - 2011
SoluNet Global 2006 - 2008
Macquarie Securities 2003 - 2005
Citigroup 2002 - 2003
Merrill Lynch 1994 - 2001
The Wharton School, University of Pennsylvania 1992 - 1993
Skills
Equities, Investment Banking, Equity Research, Capital Markets, Investments, Valuation, Hedge Funds, Financial Modeling, Financial Analysis, Emerging Markets, Strategy, IPO, Private Equity, Securities, Research, Bloomberg, Strategic Planning, Asset Management, Talent Management, Teaching, Chinese history, Talent Development, Research Compliance
Education
University of Pennsylvania - The Wharton School
MBA, Finance, International Management
Johns Hopkins University - Nanjing University Center for Chinese and American Studies
N/A, Chinese Studies
Yale University
BA, East Asian Studies
Daiwa Capital Markets October 2013 - Present
BNY Mellon April 2012 - September 2013
JPMorgan Chase July 2011 - April 2012
Pershing May 2008 - July 2011
Lehman Brothers June 2006 - June 2008
Skills
IT Audit, Auditing, CISA, Capital Markets, Equities, Internal Audit, Series 7, Series 63, Operational Risk..., Sarbanes-Oxley Act
Education
Pace University 2005 — 2006
Master of Science (M.S.)
Daiwa Capital Markets August 2011 - Present
Daiwa Capital Markets Hong Kong Limited October 2007 - August 2011
Daiwa Securities SMBC Co. Ltd. June 2002 - September 2007
Skills
Equities, CRM, Salesforce.com, TOEIC, Citrix, Disaster Recovery, Business Continuity..., Swift Alliance, SWIFT messaging, SWIFT messages, Martini, Global One, Equity Trading
Education
University of Illinois at Urbana-Champaign - College of Business 2000 — 2002
BS, Management Information Systems
University of North Carolina at Charlotte - Belk College of Business 1998 — 2000
Management Information systems, Computer Science, Accounting
Trident Technical College 1997 — 1998
General Studies
University of North Carolina at Charlotte
University of North Carolina at Charlotte
Daiwa Capital Markets April 2014 - Present
Gravitas December 2013 - April 2014
Mount Sinai Medical Center and School of Medicine August 2009 - December 2013
Managed Services Division at AccessIT April 2007 - June 2009
Thomson Financial April 2005 - April 2007
Skills
TCP/IP, VPN, Switches, Troubleshooting, Cisco Nexus Switches, Cisco ASA Firewalls, CheckPoint Firewalls, VPN connections, MPLS, Nexus V1000, Managing Technical..., BGP, OSPF, EIGRP, Cisco Routers, Network Administration, Project Management, ASA
Education
City University of New York City College 1997 — 2003
Bachelor of Science, Computer Science
Daiwa Capital Markets October 2012 - Present
IFS/State Street September 2008 - October 2012
Lehman Brothers May 2008 - September 2008
JPMorgan Chase July 2005 - March 2008
Lehman Brothers -> Barclays Capital 2008 - 2008
JP Morgan Chase & Co 2005 - 2008
Prudential Financial April 1999 - August 2005
Prudential 1999 - 2005
Moodys Investor Services July 1991 - April 1999
Mitsui OSK Lines 1989 - 1991
Skills
Unix, Sybase, Microsoft SQL Server, Shell Scripting, Replication, Data Warehousing, Performance Tuning, Solaris, SQL Tuning, Disaster Recovery, Data Modeling, Unix Shell Scripting, ETL, Autosys, Database Design
Education
Brooklyn College 1973 — 1977
BS, Computer and Information Sciences, General
Daiwa Capital Markets April 2014 - Present
Citigroup March 2006 - September 2012
Citi March 2006 - September 2012
Skills
Fixed Income, Series 7, Equities, Capital Markets, Securities, Alternative Investments, Options, Financial Analysis, Bloomberg Terminal, Private Equity, Banking, Strategic Planning, Series 63, CRM, Sales
Education
Tulane University - A.B. Freeman School of Business 2000 — 2004
BS, Finance
Mitsubishi UFJ Securities (USA), Inc. September 2015 - Present
Daiwa Capital Markets August 2012 - September 2015
Morgan Stanley November 2011 - July 2012
MF Global May 2011 - November 2011
Morgan Stanley March 2010 - May 2011
Marathon National Bank of New York October 2008 - March 2010
Bear, Stearns & Co. Inc. September 2004 - August 2008
Skills
Fixed Income, Capital Markets, MBS, Middle Office, Operations Management, Series 7, Trading Systems, Bloomberg Terminal, Back Office, Settlement, ETFs, Credit Derivatives, Equities
Education
Loyola College in Maryland 1999 — 2003
Bachelor, Business Administration, International Business
Chaminade High School 1995 — 1999
High School Diploma
Rio Secco Golf Club January 2012 - Present
The Troon Golf January 2012 - January 2012
Daiwa Capital Markets 1998 - 2002
Yamaichi International America Inc 1986 - 1997
Skills
Accounting, Golf Club Repair, Hospitality, Junior Golf, Golf, Budgets, Club, Microsoft Excel, Customer Service, TEE, Event Planning, Microsoft Office
Education
University of South Carolina - Darla Moore School of Business 1984 — 1986
mibs, international business
South Carolina State University 1984 — 1985
mibs, international business
Utah State University 1980 — 1983
Bachelor of Business Administration (B.B.A.), Marketing
JP Morgan Securities LLC March 2014 - Present
Daiwa Capital Markets December 2009 - April 2014
WAMU Capital Corp. July 2005 - August 2008
JPMorgan Chase October 2002 - July 2005
Prudential Securities, Inc. June 2001 - October 2002
Goldman Sachs & Co. December 2000 - May 2001
Deutsche Bank Securities, Inc. October 1997 - December 2000
Merrill Lynch & Co. Inc. December 1991 - October 1997
National Association of Securities Dealers, Inc. (FINRA) October 1988 - December 1991
Skills
Investment Banking, FINRA, Series 7, Risk Management, AML, Series 63
Education
Saint Peter's University 1999 — 2003
MBA, International Business
City University of New York-College of Staten Island 1986 — 1988
BA, Accounting
Oracle October 2013 - Present
Oracle May 2013 - September 2013
Nimbula (acquired by Oracle) September 2012 - April 2013
Daiwa Capital Markets November 2011 - August 2012
Knight Capital Group June 2010 - November 2011
Interactive Data July 2009 - May 2010
NetEnforcers Inc June 2008 - August 2008
Samsung India Software Center January 2005 - August 2007
Skills
Java, Core Java, Java Concurrency, Socket Programming, ActiveMQ, JMS, Java RMI, Distributed Systems, Backend Development, TCP/IP, Python, C++, Unix Shell Scripting, Unix Operating Systems, Data Analysis, Databases, Oracle SQL, Algorithm Design, Low Latency, Design Patterns, Shell Scripting, Unix
Education
University of Florida 2007 — 2008
MS, Computer Engineering
Guru Gobind Singh Indraprastha University 2000 — 2004
B.Tech, Computer Science & Engineering
Axtria - Ingenious Insights April 2014 - Present
Axtria - Ingenious Insights January 2013 - March 2014
Daiwa Capital Markets April 2011 - 2012
Indian Institute of Management, Calcutta June 2009 - May 2011
HSBC April 2010 - June 2010
Marketrx June 2008 - June 2009
Eindhoven University of Technology May 2006 - July 2006
Durban Institute of Technology May 2005 - July 2005
Skills
Financial Modeling, VBA, Valuation, Statistics, Derivatives, Business Analysis, Business Analytics, Corporate Finance, Analytics, Financial Analysis, Bloomberg, Emerging Markets, Microsoft Excel, Business Strategy, Equities, Equity Research, Strategy
Education
Indian Institute of Management, Calcutta 2009 — 2011
Master of Business Administration (MBA), Finance, General
Indian Institute of Technology, Delhi 2003 — 2008
Bachelor's degree, Chemical Engineering
CFA Institute
CFA, Level 2
Smartvue Corporation February 2015 - Present
Daiwa Capital Markets September 2012 - July 2014
Mizuho Securities USA Inc. June 2009 - June 2012
Mizuho Securities USA Inc. June 2008 - August 2008
Skills
JavaScript, Node.js, AngularJS, MongoDB, Express, Socket.io, AJAX, MEAN stack, HTML, CSS, Bootstrap, jQuery, Google API, OAuth, Git, Series 3, Series 7, Series 63, Series 55, Fidessa, Financial Modeling, Equities, Prime Brokerage, Equity Finance, Repo, Loanet, Anvil Arts, Sungard Global one, VBA, SQL, REST
Education
Fullstack Academy 2014 — 2014
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2009
Bachelor of Arts (B.A.), Economics
George Mason University 2005 — 2007
Pre-Business
青山学院大学 / Aoyama Gakuin University 2004 — 2005
English literature
Keimei Gakuen High School 2001 — 2004
Daiwa Capital Markets October 2013 - Present
SUNY Downstate Medical Center September 2010 - October 2013
New York City Transit January 2010 - May 2010
The College Board September 2009 - January 2010
White Mountains Capital February 2008 - July 2009
IPC Systems, Inc. April 2006 - January 2008
Modell's Sporting Goods May 2004 - January 2006
Skills
Vendor Management, Active Directory, Troubleshooting, Windows Server, Windows, System Administration, Microsoft Office, Team Leadership, Team Building, Process Improvement, Microsoft SQL Server, Analysis, Windows 7, XP, Technical Support, VPN, Windows XP
Education
Saint Joseph's College 2005 — 2007
Bachelor of Science (B.S.), Computer Information Systems, Distinguished Graduate Award
ASA College of Advanced Technology 2002 — 2004
Associate of Science (A.S.), Computer Science, Honor's Award
Fidelity Investments September 2012 - Present
Daiwa Capital Markets June 2010 - September 2012
RBS October 2009 - June 2010
FINRA July 2007 - August 2009
UBS May 2006 - August 2006
Skills
Series 27, Securities, Risk Management, Prime Brokerage, Fixed Income, Financial Services, Financial Markets, FINRA, Capital Markets
Education
University at Albany, SUNY 2003 — 2007
Financial November 2013 - Present
Bloomberg LP February 2011 - August 2013
Daiwa Capital Markets 2011 - 2011
Skadden Arps December 2009 - August 2010
ICAP 2007 - 2009
Vonage 2004 - 2007
Apogee Networks 2000 - 2001
Planet Access Networks 1997 - 1998
Skills
TCP/IP, Cisco, Network Security, Switches, BGP, Cisco Technologies, Computer Network..., Networking, Routing, OSPF, Network Engineering, Routers, WAN, VPN, Firewalls, Data Center
Education
New Jersey Institute of Technology 1997 — 2002
Computer Science
Morgan Stanley June 2012 - August 2014
Daiwa Capital Markets December 2011 - January 2012
Skills
Derivatives, Exchange Traded..., Financial Services, Futures Trading, Currency Futures, Financial Futures, Energy Derivatives, Equity Derivatives, Options
Education
Binghamton University - School of Management 2011 — 2012
Masters of Science, Accounting; Finance Concentration
Binghamton University - School of Management 2008 — 2011
Bachelor of Science, Accounting
Daiwa Capital Markets July 2011 - July 2013
Deutsche Bank October 2009 - June 2011
Macquarie Bank 2006 - 2009
ING Financial Markets, LLC September 2005 - August 2006
Morgan Stanley Investment Management 1995 - 2005
Education
Saint Joseph's University
Daiwa Capital Markets September 2014 - Present
CRT Capital Group August 2010 - September 2014
Countrywide Securities Corporation February 2006 - July 2008
Countrywide Securities Corporation July 2002 - February 2006
Skills
Financial Institutions, Fixed Income, Capital Markets, Structured Products, Bonds, Series 7, Securities, Hedge Funds, Trading, Structured Finance, Derivatives, Equities, Bloomberg, Securitization, Series 63, Investment Banking, Alternative Investments, Options
Education
University of California, Santa Barbara
BA, Psychology
E*TRADE Financial August 2012 - Present
Daiwa Capital Markets May 2011 - August 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking
Education
Lynn University 2007 — 2012
Bachelor of Applied Science (BASc), Business Administration and Management, General
London South Bank University 2011 — 2011
Forty3North Consulting Group July 2014 - Present
NYPPEX Private Markets July 2013 - June 2015
Daiwa Capital Markets March 2011 - April 2013
GFI Group June 2010 - March 2011
Access global trading April 2009 - April 2010
JPMorgan Chase March 2008 - April 2009
Bear Stearns 1991 - 2008
Skills
Equities, Hedge Funds, Trading, Investments, Bloomberg, FINRA, Series 7, Capital Markets, Securities, Derivatives, Series 63, Series 24, series 55, Series 3, Electronic Trading, Options, Portfolio Management, Alternative Investments
Education
Boston College 1986 — 1990
bs, finance and economics
St francis xavier high school 1982 — 1986
college prep, College/University Preparatory and Advanced High School/Secondary Diploma Program
st andrew avellino 1974 — 1982
Daiwa Capital Markets December 2010 - Present
J.P. Morgan April 2001 - June 2009
Skills
Fixed Income, Bloomberg, Derivatives, Capital Markets, FX Options, Securities, Bonds, Series 7, Options, Series 63, Structured Products, Credit Analysis, Credit, Electronic Trading, Interest Rate..., Credit Derivatives, Structured Finance, Commodity, Economics
Education
Hitotsubashi University 1997 — 2001
Bachelor's degree, International Economics
Daiwa Capital Markets 2004 - Present
Skills
Bloomberg, Fixed Income, DTC, Series 7, Securities, Capital Markets, Bonds, Trading, Electronic Trading, Financial Markets, Series 63, Collateral Management
Education
New York University 2008 — 2009
Sports Business
Seton Hall University 1993 — 1996
Bachelor's degree, Finance, General
Nikkei America, Inc February 2015 - Present
Daiwa Capital Markets September 2014 - January 2015
Nikkei America, Inc July 2013 - September 2014
Bloomberg August 2011 - December 2012
Special Counsel March 2011 - April 2011
Telecom Assistance Group September 2008 - March 2011
Cochrane Pregnancy and Childbirth Group February 2009 - August 2009
Self-employed November 2006 - December 2006
Skills
Japanese, English, Microsoft Excel, Translation, Editing, Multilingual, Localization, Proofreading, Technical Translation, Foreign Languages, Japanese culture, Intercultural...
Education
Macalester College 2004 — 2008
BA, Japanese, linguistics
南山大学 / Nanzan University 2006 — 2006
Daiwa Capital Markets February 2011 - Present
Education
The University of Tokyo 2002 — 2008
master, pharmaceutical
Homeless Emergency Project, Inc. February 2015 - Present
Aurora Lighting January 2013 - February 2015
Daiwa Capital Markets January 2011 - December 2012
Omei Travel Incorporation May 2010 - April 2011
VN Express Services Incorporation January 2010 - May 2010
QT Signs Incorporation May 2009 - January 2010
EIC Education Cooperation May 2008 - August 2008
Skills
PeopleSoft, Microsoft Dynamics NAV, Sage, QuickBooks, Accounting, Tax, Accounts Payable, Invoicing, Bank Reconciliation, Account Reconciliation, General Journal, Journal Entries, Spreadsheets, Sales & Use Tax, Reporting & Analysis, Research, Microsoft Excel, Microsoft Word, Microsoft Office, Customer Relations, Customer Service, HTML, PowerPoint, Photoshop, Foreign Languages, Chinese, Mandarin, Cantonese
Education
Pace University - Lubin School of Business 2008 — 2012
Master of Business Administration, Accounting
South China Agricultural University 2004 — 2008
Bachelor of Arts (BA), English and E-Business
Hilliard Farber & Co., Inc. June 2011 - Present
Tradeweb June 2011 - Present
Tullett Prebon November 2010 - January 2011
Daiwa Capital Markets June 2010 - August 2010
Rockville Links May 2000 - August 2010
Tullett Prebon May 2007 - August 2007
Skills
Microsoft Excel, Microsoft PowerPoint, Microsoft Word, Microsoft Office, Sales, Valuation, Due Diligence, Options, Series 7, Mortgage Lending, Bonds, Marketing, Corporate Finance, Economics
Education
State University of New York College at Oneonta 2008 — 2011
B.A Business Economics, Business/Commerce, General
Wake Forest University 2006 — 2008
Business Economics
BPI Capital August 2014 - Present
Enovation Partners June 2013 - August 2013
The Tulga Fund June 2012 - July 2012
Daiwa Capital Markets July 2011 - August 2011
BDO LLP June 2011 - July 2011
Skills
PowerPoint, Microsoft Word, Microsoft Office, Microsoft Excel
Education
Cornell University 2010 — 2014
Bachelor of Arts (B.A.), Economics
Phillips Exeter Academy 2006 — 2010
Daiwa Capital Markets August 2006 - Present
Daiwa Capital Markets August 2006 - Present
Skills
Financial Modeling, Investments, Equities, Financial Analysis, Hedge Funds, Bloomberg, Portfolio Management, Derivatives, Trading Systems, Financial Markets, Fixed Income, Options, Electronic Trading, Capital Markets, Securities, Trading, Commodity
Education
New York Institute of Technology 1965 — 1969
Bachelor's Degree, Accounting, 2.8
Daiwa Capital Markets June 2012 - August 2012
Education
Bentley University 2010 — 2014
Bachelor of Science (B.S.), Finance, General
Daiwa Capital Markets 2015 - Present
Education
Rutgers University-New Brunswick
Bachelor’s Degree, Accounting