Daiwa Securities America Inc.
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Daiwa Securities America Inc. Employees
Employee
Years
Job
Industry
Richard Lembach Richard Lembach's Daiwa Securities America Inc. Experience 1987 - 1993
Job Chief Compliance Officer at SMBC Nikko Securities America
Industry Financial Services
Experience
SMBC Nikko Securities America December 2012 - Present
Mizuho Securities USA Inc. January 2006 - August 2011
VECTORMEX Incorporated 1993 - 2006
Daiwa Securities America Inc. 1987 - 1993
Prudential-Bache Securities, Inc. 1980 - 1987
National Association of Securities Dealers 1979 - 1980
Skills
AML, FINRA, Financial Regulation, Operational Risk, Trading, Series 7, Securities, Series 24, Series 63, Equities, OFAC, USA PATRIOT Act, KYC, Securities Regulation, Capital Markets, SEC, Anti Money Laundering, Hedge Funds, Fixed Income
Education
University at Albany, SUNY 1977 — 1979
Bachelor of Science, Business and Economics
SMBC Nikko Securities America December 2012 - Present
Mizuho Securities USA Inc. January 2006 - August 2011
VECTORMEX Incorporated 1993 - 2006
Daiwa Securities America Inc. 1987 - 1993
Prudential-Bache Securities, Inc. 1980 - 1987
National Association of Securities Dealers 1979 - 1980
Skills
AML, FINRA, Financial Regulation, Operational Risk, Trading, Series 7, Securities, Series 24, Series 63, Equities, OFAC, USA PATRIOT Act, KYC, Securities Regulation, Capital Markets, SEC, Anti Money Laundering, Hedge Funds, Fixed Income
Education
University at Albany, SUNY 1977 — 1979
Bachelor of Science, Business and Economics
Colleen Capuano Colleen Capuano's Daiwa Securities America Inc. Experience February 1995 - January 1997
Job
Industry Insurance
Experience
Prothonotary's Office Monroe County Court House January 2014 - Present
Self Employed February 2009 - January 2014
Blue Ridge Communications August 2007 - December 2008
Monroe County Court House, Prothonotary Office November 2006 - March 2007
Northland Investment Corporation May 1997 - January 1998
Daiwa Securities America, Inc February 1995 - January 1997
Corporation Council, NYC Law Department May 1990 - June 1994
Skills
Microsoft Word, Windows 2000, Windows 98, Windows Vista, Windows 7, Facsimile, Typing (60 Words/Min..., MS Excel, PowerPoint, Customer Service, Paralegals, Data Entry, Legal Research, Online Research, Critical Thinking, Time Management, Team Leadership, Outlook, Research, Invoicing, Insurance, Access, Microsoft Excel, Public Speaking, Microsoft Office, Leadership, Team Building
Education
Northampton Community College 2010 — 2012
Associate's degree, Criminal Justice and Corrections, 3.57 GPA
John Jay College of Criminal Justice 1994 — 1995
Liberal Arts and Sciences/Liberal Studies
Prothonotary's Office Monroe County Court House January 2014 - Present
Self Employed February 2009 - January 2014
Blue Ridge Communications August 2007 - December 2008
Monroe County Court House, Prothonotary Office November 2006 - March 2007
Northland Investment Corporation May 1997 - January 1998
Daiwa Securities America, Inc February 1995 - January 1997
Corporation Council, NYC Law Department May 1990 - June 1994
Skills
Microsoft Word, Windows 2000, Windows 98, Windows Vista, Windows 7, Facsimile, Typing (60 Words/Min..., MS Excel, PowerPoint, Customer Service, Paralegals, Data Entry, Legal Research, Online Research, Critical Thinking, Time Management, Team Leadership, Outlook, Research, Invoicing, Insurance, Access, Microsoft Excel, Public Speaking, Microsoft Office, Leadership, Team Building
Education
Northampton Community College 2010 — 2012
Associate's degree, Criminal Justice and Corrections, 3.57 GPA
John Jay College of Criminal Justice 1994 — 1995
Liberal Arts and Sciences/Liberal Studies
Coy Uy Coy Uy's Daiwa Securities America Inc. Experience 1995 - 2001
Job Senior Vice President at Healthcare Finance Group, LLC
Industry Financial Services
Experience
Healthcare Finance Group, LLC 2013 - Present
Thai Advisory and Skills Center Ltd. 2012 - 2013
Ascending Markets Financial Guarantee Corporation 2011 - 2013
Sound Haven Group 2009 - 2011
Finacity Corporation 2008 - 2009
Capital Markets Development Corp. 2005 - 2008
ING Financial Markets 2001 - 2005
Daiwa Securities America Inc. 1995 - 2001
Greyrock Capital 1994 - 1995
Prudential Securities 1992 - 1994
Skills
Structured Finance, Securitization, Due Diligence, Capital Markets, Corporate Finance, Trading, Fixed Income, Management, Business Development, Emerging Markets, Private Equity, Finance, Valuation, Credit, Investment Banking, Loans, Banking, Financial Services, Financial Structuring, Portfolio Management, Restructuring, Financial Modeling, ABS, Project Finance
Education
De La Salle University
BA, Economics
De La Salle University
BS, Accounting
Stanford University Graduate School of Business
MBA, Finance concentration
Healthcare Finance Group, LLC 2013 - Present
Thai Advisory and Skills Center Ltd. 2012 - 2013
Ascending Markets Financial Guarantee Corporation 2011 - 2013
Sound Haven Group 2009 - 2011
Finacity Corporation 2008 - 2009
Capital Markets Development Corp. 2005 - 2008
ING Financial Markets 2001 - 2005
Daiwa Securities America Inc. 1995 - 2001
Greyrock Capital 1994 - 1995
Prudential Securities 1992 - 1994
Skills
Structured Finance, Securitization, Due Diligence, Capital Markets, Corporate Finance, Trading, Fixed Income, Management, Business Development, Emerging Markets, Private Equity, Finance, Valuation, Credit, Investment Banking, Loans, Banking, Financial Services, Financial Structuring, Portfolio Management, Restructuring, Financial Modeling, ABS, Project Finance
Education
De La Salle University
BA, Economics
De La Salle University
BS, Accounting
Stanford University Graduate School of Business
MBA, Finance concentration
James J Peters James J Peters's Daiwa Securities America Inc. Experience September 2005 - May 2008
Job VP/Director Human Resources
Industry Human Resources
Experience
Portnoy, Messinger, Pearl & Associates, Inc. July 2013 - Present
HEALTH DIAGNOSTICS, LLC December 2008 - May 2013
DAIWA SECURITIES AMERICA, INC September 2005 - May 2008
PERSHING LLC November 1991 - September 2005
Metropolitan Life Insurance Company January 1990 - November 1991
PHILIP MORRIS MANAGEMENT CORPORATION June 1988 - January 1990
Drexel Burnham Lambert September 1985 - June 1988
MANUFACTURERS HANOVER TRUST COMPANY November 1982 - September 1985
Skills
Human Resources, Employee Relations, HRIS, Recruiting, Performance Management, Succession Planning, Talent Management, Organizational..., Payroll, Personnel Management, Employee Benefits, Onboarding, Talent Acquisition, Benefits Administration, Employee Engagement, Training, Leadership, Management, New Hire Orientations, Employee Training, Applicant Tracking..., Interviews, Temporary Placement, Workforce Planning, Labor Relations, FMLA, HR Policies, Job Descriptions, HR Consulting, Deferred Compensation, College Recruiting, Organizational..., Strategy, Performance Appraisal, Management Development, Leadership Development, Program Management, Conflict Resolution, Time Management, Career Development, Hiring, Compensation & Benefit, Employee Handbooks, Resume Writing, Organizational Design, Technical Recruiting, Sourcing, Consulting, Training & Development
Education
Graduate School of Management, New School for Social Research 1983 — 1987
M.S, Human Resources Administration
City University of New York-Hunter College 1976 — 1982
B.A, Psychology/Counseling
Portnoy, Messinger, Pearl & Associates, Inc. July 2013 - Present
HEALTH DIAGNOSTICS, LLC December 2008 - May 2013
DAIWA SECURITIES AMERICA, INC September 2005 - May 2008
PERSHING LLC November 1991 - September 2005
Metropolitan Life Insurance Company January 1990 - November 1991
PHILIP MORRIS MANAGEMENT CORPORATION June 1988 - January 1990
Drexel Burnham Lambert September 1985 - June 1988
MANUFACTURERS HANOVER TRUST COMPANY November 1982 - September 1985
Skills
Human Resources, Employee Relations, HRIS, Recruiting, Performance Management, Succession Planning, Talent Management, Organizational..., Payroll, Personnel Management, Employee Benefits, Onboarding, Talent Acquisition, Benefits Administration, Employee Engagement, Training, Leadership, Management, New Hire Orientations, Employee Training, Applicant Tracking..., Interviews, Temporary Placement, Workforce Planning, Labor Relations, FMLA, HR Policies, Job Descriptions, HR Consulting, Deferred Compensation, College Recruiting, Organizational..., Strategy, Performance Appraisal, Management Development, Leadership Development, Program Management, Conflict Resolution, Time Management, Career Development, Hiring, Compensation & Benefit, Employee Handbooks, Resume Writing, Organizational Design, Technical Recruiting, Sourcing, Consulting, Training & Development
Education
Graduate School of Management, New School for Social Research 1983 — 1987
M.S, Human Resources Administration
City University of New York-Hunter College 1976 — 1982
B.A, Psychology/Counseling
Isaac Soleimani Isaac Soleimani's Daiwa Securities America Inc. Experience July 1994 - May 2000
Job CEO
Industry Investment Management
Experience
Soleimani International Group, LLC June 2013 - Present
Healthcare Finance Group, LLC May 2000 - June 2013
Daiwa Securities America Inc July 1994 - May 2000
National Medical Funding Corp August 1992 - June 1994
Prudential Capital Group August 1987 - August 1992
Skills
Start-ups, Capital, Portfolio Management, Due Diligence, Financial Modeling, Financial Structuring, Private Equity, Venture Capital, Corporate Finance, Leveraged Finance, Mergers & Acquisitions, Restructuring, Investment Banking, Asset Based Lending, Financial Analysis, Capital Markets, Valuation, Structured Finance, Credit Analysis, Business Development, Finance, Risk Management, Credit
Education
Indiana University Bloomington 1985 — 1987
Master of Business Administration (MBA), Finance / Investment
The University of Connecticut 1978 — 1982
Bachelor of Science (BS), Biological Sciences
Soleimani International Group, LLC June 2013 - Present
Healthcare Finance Group, LLC May 2000 - June 2013
Daiwa Securities America Inc July 1994 - May 2000
National Medical Funding Corp August 1992 - June 1994
Prudential Capital Group August 1987 - August 1992
Skills
Start-ups, Capital, Portfolio Management, Due Diligence, Financial Modeling, Financial Structuring, Private Equity, Venture Capital, Corporate Finance, Leveraged Finance, Mergers & Acquisitions, Restructuring, Investment Banking, Asset Based Lending, Financial Analysis, Capital Markets, Valuation, Structured Finance, Credit Analysis, Business Development, Finance, Risk Management, Credit
Education
Indiana University Bloomington 1985 — 1987
Master of Business Administration (MBA), Finance / Investment
The University of Connecticut 1978 — 1982
Bachelor of Science (BS), Biological Sciences
Edward Lane Edward Lane's Daiwa Securities America Inc. Experience May 1995 - July 1998
Job VP Securities Lending at Industrial and Commercial Bank of China
Industry Financial Services
Experience
Industrial and Commercial Bank of China October 2011 - Present
Wedbush Securities March 2011 - October 2011
Quantex Clearing LLC November 2010 - March 2011
Kellner Dileo & Co August 2010 - December 2010
AXA Advisors January 2010 - August 2010
Barclays Capitial Inc July 1998 - February 2010
Barclays Capital Inc March 2003 - February 2009
Daiwa Securities America Inc May 1995 - July 1998
Daiwa Securities America March 1990 - May 1995
Daiwa Securities America January 1987 - January 1989
Education
bishop ford 1974 — 1978
St. Francis College
Finance Major
Industrial and Commercial Bank of China October 2011 - Present
Wedbush Securities March 2011 - October 2011
Quantex Clearing LLC November 2010 - March 2011
Kellner Dileo & Co August 2010 - December 2010
AXA Advisors January 2010 - August 2010
Barclays Capitial Inc July 1998 - February 2010
Barclays Capital Inc March 2003 - February 2009
Daiwa Securities America Inc May 1995 - July 1998
Daiwa Securities America March 1990 - May 1995
Daiwa Securities America January 1987 - January 1989
Education
bishop ford 1974 — 1978
St. Francis College
Finance Major
Katie Remy Katie Remy's Daiwa Securities America Inc. Experience December 2009 - January 2010
Job Compliance Associate at Apollo Global Management LLC
Industry Financial Services
Experience
Apollo Global Management LLC December 2014 - Present
Apollo Global Management LLC June 2011 - Present
Boston College Catering January 2009 - May 2011
Hempstead Golf and Country Club June 2004 - August 2010
Daiwa Securities America, Inc December 2009 - January 2010
Education
Boston College - Carroll School of Management 2007 — 2011
Bachelors of Science, Marketing
Rhodes University
Apollo Global Management LLC December 2014 - Present
Apollo Global Management LLC June 2011 - Present
Boston College Catering January 2009 - May 2011
Hempstead Golf and Country Club June 2004 - August 2010
Daiwa Securities America, Inc December 2009 - January 2010
Education
Boston College - Carroll School of Management 2007 — 2011
Bachelors of Science, Marketing
Rhodes University
James Theiner's Daiwa Securities America Inc. Experience 1987 - 1998
Job Senior Vice President at Bank of America
Industry Financial Services
Experience
Bank of America October 2012 - Present
Cupecoy Consulting January 2012 - October 2012
Merrill Lynch August 2009 - January 2012
Bank of America November 2003 - August 2009
Symphoni Interactive December 1998 - November 2003
Daiwa Securities America Inc. 1987 - 1998
Bear Stearns 1985 - 1987
Skills
Capital Markets, Program Management, Risk, Team Leadership, Business Process Design, Six Sigma, Data Warehousing, Systems Conversions, Risk Management, Business Analysis, Compliance, Fixed Income, SDLC, Business Intelligence, Change Management, PMO, Strategic Planning, IT Strategy, Business Management, Business Process..., Software Project..., Wealth Management, Integration, Financial Management, Customer Relations, Derivatives, Vendor Management, Financial Risk, Management, Portfolio Management, Cross-functional Team..., CRM, Billing Systems, Customer Service, Managerial Finance
Education
New York University, Stern School of Business 1993 — 1998
MBA, Finance, Information Systems and International Business
NYU School of Continuing Education 1987 — 1989
Certification, Bank Lending
Syracuse University - Martin J. Whitman School of Management 1981 — 1985
BS, Finance
Bank of America October 2012 - Present
Cupecoy Consulting January 2012 - October 2012
Merrill Lynch August 2009 - January 2012
Bank of America November 2003 - August 2009
Symphoni Interactive December 1998 - November 2003
Daiwa Securities America Inc. 1987 - 1998
Bear Stearns 1985 - 1987
Skills
Capital Markets, Program Management, Risk, Team Leadership, Business Process Design, Six Sigma, Data Warehousing, Systems Conversions, Risk Management, Business Analysis, Compliance, Fixed Income, SDLC, Business Intelligence, Change Management, PMO, Strategic Planning, IT Strategy, Business Management, Business Process..., Software Project..., Wealth Management, Integration, Financial Management, Customer Relations, Derivatives, Vendor Management, Financial Risk, Management, Portfolio Management, Cross-functional Team..., CRM, Billing Systems, Customer Service, Managerial Finance
Education
New York University, Stern School of Business 1993 — 1998
MBA, Finance, Information Systems and International Business
NYU School of Continuing Education 1987 — 1989
Certification, Bank Lending
Syracuse University - Martin J. Whitman School of Management 1981 — 1985
BS, Finance
Ken Nover's Daiwa Securities America Inc. Experience 1987 - 1990
Job
Industry Pharmaceuticals
Experience
New Vernon Associates 2004 - 2005
A. G. Edwards & Sons, Inc. 1992 - 2003
Credit Lyonnais Securities 1990 - 1991
Daiwa Securities America, Inc 1987 - 1990
Merck & Co., Inc. 1974 - 1987
Skills
Investments, Research, Equities, Biotechnology, Financial Analysis, Finance, Financial Statements, Financial Risk, Personal Finance, Financial Reporting, Financial Forecasting, Financial Modeling, Financial Accounting, Analytical Skills, Business Analysis, Pharmaceutical Industry, Pharmacueticals, Pharmaceutical Companies
Education
Rutgers University Graduate School of Business 1973 — 1974
MBA, Finance
Rutgers, The State University of New Jersey-Newark 1969 — 1973
BA, Finance
New Vernon Associates 2004 - 2005
A. G. Edwards & Sons, Inc. 1992 - 2003
Credit Lyonnais Securities 1990 - 1991
Daiwa Securities America, Inc 1987 - 1990
Merck & Co., Inc. 1974 - 1987
Skills
Investments, Research, Equities, Biotechnology, Financial Analysis, Finance, Financial Statements, Financial Risk, Personal Finance, Financial Reporting, Financial Forecasting, Financial Modeling, Financial Accounting, Analytical Skills, Business Analysis, Pharmaceutical Industry, Pharmacueticals, Pharmaceutical Companies
Education
Rutgers University Graduate School of Business 1973 — 1974
MBA, Finance
Rutgers, The State University of New Jersey-Newark 1969 — 1973
BA, Finance
Anthony Simone's Daiwa Securities America Inc. Experience 1999 - 2000
Job CFO at American Capital Partners, LLC
Industry Financial Services
Experience
American Capital Partners, LLC September 2005 - Present
KBC Financial Products July 2004 - September 2005
ABN AMRO June 2000 - June 2004
Daiwa Securities America Inc 1999 - 2000
Gruntal & Co. April 1986 - July 1999
Moore & Schley, Cameron & Co. June 1983 - April 1986
Skills
Due Diligence, Equities, Accounting, Credit, Private Equity, Business Analysis, Financial Analysis, Mergers & Acquisitions, Corporate Finance, Financial Modeling, Financial Accounting, Internal Controls, Investment Banking, Capital Markets, Valuation, Investments
Education
LIU Post 1979 — 1983
BA, Finance
American Capital Partners, LLC September 2005 - Present
KBC Financial Products July 2004 - September 2005
ABN AMRO June 2000 - June 2004
Daiwa Securities America Inc 1999 - 2000
Gruntal & Co. April 1986 - July 1999
Moore & Schley, Cameron & Co. June 1983 - April 1986
Skills
Due Diligence, Equities, Accounting, Credit, Private Equity, Business Analysis, Financial Analysis, Mergers & Acquisitions, Corporate Finance, Financial Modeling, Financial Accounting, Internal Controls, Investment Banking, Capital Markets, Valuation, Investments
Education
LIU Post 1979 — 1983
BA, Finance
Christy Schaffner's Daiwa Securities America Inc. Experience 1995 - 2003
Job Executive Director at Nomura Securities
Industry Financial Services
Experience
Nomura Securities May 2013 - Present
Nomura Securities November 2009 - Present
Credit Suisse October 2003 - November 2009
Daiwa Securities America Inc 1995 - 2003
Education
Loyola University Maryland 1991 — 1995
Nomura Securities May 2013 - Present
Nomura Securities November 2009 - Present
Credit Suisse October 2003 - November 2009
Daiwa Securities America Inc 1995 - 2003
Education
Loyola University Maryland 1991 — 1995
Erik Grossman's Daiwa Securities America Inc. Experience April 2008 - Present
Job Managing Director at Daiwa Capital Markets America Inc.
Industry Financial Services
Experience
Daiwa Securities America Inc. April 2008 - Present
Bear Stearns July 2003 - February 2007
Lehman Brothers June 2002 - July 2003
Deutsche Bank May 2000 - December 2001
Robert Fleming May 1999 - May 2000
Clarion Capital March 1998 - May 1999
Schroder Securities September 1991 - January 1998
Skills
Equities, Mutual Funds, Investments, Fixed Income, Capital Markets, Investment Banking, Hedge Funds, Equity Research, Portfolio Management, Bloomberg, Institutional..., Alternative Investments, Equity Derivatives, Securities, Emerging Markets
Education
City University London 1988 — 1991
Bsc (Hons), Economics & Computing
Daiwa Securities America Inc. April 2008 - Present
Bear Stearns July 2003 - February 2007
Lehman Brothers June 2002 - July 2003
Deutsche Bank May 2000 - December 2001
Robert Fleming May 1999 - May 2000
Clarion Capital March 1998 - May 1999
Schroder Securities September 1991 - January 1998
Skills
Equities, Mutual Funds, Investments, Fixed Income, Capital Markets, Investment Banking, Hedge Funds, Equity Research, Portfolio Management, Bloomberg, Institutional..., Alternative Investments, Equity Derivatives, Securities, Emerging Markets
Education
City University London 1988 — 1991
Bsc (Hons), Economics & Computing
Arfa Ahmed's Daiwa Securities America Inc. Experience June 2008 - Present
Job Senior Vice President at Daiwa Securities America Inc.
Industry Financial Services
Experience
Daiwa Securities America Inc. June 2008 - Present
Bear Stearns March 2007 - June 2008
ABN AMRO Bank N.V. 1997 - 2007
First Capital Securities Co, Ltd 1994 - 1995
Skills
Equities, Hedge Funds, Capital Markets, Fixed Income, Equity Research, Alternative Investments, Bloomberg, Investment Banking, Asset Managment, Portfolio Management, Series 7, Valuation, Derivatives, Investment Strategies, Emerging Markets, Asset Management, Equity Derivatives
Education
University of North Carolina at Chapel Hill 1995 — 1997
MBA, Int'l Investment
Cadet College Hasanabdal
High School, Science
Karachi University
MBA
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
MBA, International Finance
Daiwa Securities America Inc. June 2008 - Present
Bear Stearns March 2007 - June 2008
ABN AMRO Bank N.V. 1997 - 2007
First Capital Securities Co, Ltd 1994 - 1995
Skills
Equities, Hedge Funds, Capital Markets, Fixed Income, Equity Research, Alternative Investments, Bloomberg, Investment Banking, Asset Managment, Portfolio Management, Series 7, Valuation, Derivatives, Investment Strategies, Emerging Markets, Asset Management, Equity Derivatives
Education
University of North Carolina at Chapel Hill 1995 — 1997
MBA, Int'l Investment
Cadet College Hasanabdal
High School, Science
Karachi University
MBA
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
MBA, International Finance
William Maloney's Daiwa Securities America Inc. Experience April 1996 - July 1998
Job Capital Markets Professional
Industry Capital Markets
Experience
BANK OF NOVA SCOTIA August 2001 - January 2007
NOMURA SECURITIES INT'L, INC August 1998 - January 2001
DAIWA SECURITIES AMERICA, INC April 1996 - July 1998
PRUDENTIAL SECURITIES, INC January 1981 - March 1996
Skills
Bonds
Education
State University of New York College at Oswego 1973 — 1977
B.A, Sociology
BANK OF NOVA SCOTIA August 2001 - January 2007
NOMURA SECURITIES INT'L, INC August 1998 - January 2001
DAIWA SECURITIES AMERICA, INC April 1996 - July 1998
PRUDENTIAL SECURITIES, INC January 1981 - March 1996
Skills
Bonds
Education
State University of New York College at Oswego 1973 — 1977
B.A, Sociology
Alex Bayevskiy's Daiwa Securities America Inc. Experience 2004 - 2007
Job VP at Nomura Securities
Industry Financial Services
Experience
Nomura Securities July 2012 - Present
Deutsche Bank June 2007 - September 2012
Daiwa Securities 2004 - 2007
Daiwa Securities America Inc. 2004 - 2007
Jemmco Capital 2001 - 2004
Bridge Information Systems 1998 - 2001
Bridge Financial Group, inc 1998 - 2001
Thor Technologies 1995 - 1998
Skills
Trading Systems, Market Data, Trading, Electronic Trading, Equities, Hedge Funds, Corporate Actions, Securities, Back Office, Software Development, Software Project..., Requirements Analysis, Research, Excel, Statistical Arbitrage
Education
New York University 1992 — 1995
BS, Computer Science
Nomura Securities July 2012 - Present
Deutsche Bank June 2007 - September 2012
Daiwa Securities 2004 - 2007
Daiwa Securities America Inc. 2004 - 2007
Jemmco Capital 2001 - 2004
Bridge Information Systems 1998 - 2001
Bridge Financial Group, inc 1998 - 2001
Thor Technologies 1995 - 1998
Skills
Trading Systems, Market Data, Trading, Electronic Trading, Equities, Hedge Funds, Corporate Actions, Securities, Back Office, Software Development, Software Project..., Requirements Analysis, Research, Excel, Statistical Arbitrage
Education
New York University 1992 — 1995
BS, Computer Science
Mario De Paolis's Daiwa Securities America Inc. Experience Senior settlements analystCitibank Smith BarneyJanuary 1992 - April 1997
Job Vice President International Operations at Daiwa Securities America Inc.
Industry Financial Services
Experience
Daiwa Securities America Inc. Senior settlements analystCitibank Smith BarneyJanuary 1992 - April 1997
Education
Baruch College, City University of New York (CUNY)
aas, business
Daiwa Securities America Inc. Senior settlements analystCitibank Smith BarneyJanuary 1992 - April 1997
Education
Baruch College, City University of New York (CUNY)
aas, business
Rosalba Ragusa's Daiwa Securities America Inc. Experience November 1996 - November 1998
Job FinOP at KBC Securities
Industry Financial Services
Experience
KBC Securities USA, Inc. February 2011 - Present
FINRA October 2008 - February 2010
Electronic Securities Processing July 2005 - April 2008
Merrill Lynch Professional Clearing Corporation October 2000 - November 2003
Deutsche Bank Securities, Inc November 1998 - October 2000
Daiwa Securities America, Inc November 1996 - November 1998
Merrill Lynch Professional Clearing Corporation April 1986 - November 1996
Education
Baruch College, City University of New York (CUNY) 1981 — 1985
B.B.A, Accounting
KBC Securities USA, Inc. February 2011 - Present
FINRA October 2008 - February 2010
Electronic Securities Processing July 2005 - April 2008
Merrill Lynch Professional Clearing Corporation October 2000 - November 2003
Deutsche Bank Securities, Inc November 1998 - October 2000
Daiwa Securities America, Inc November 1996 - November 1998
Merrill Lynch Professional Clearing Corporation April 1986 - November 1996
Education
Baruch College, City University of New York (CUNY) 1981 — 1985
B.B.A, Accounting
Andre Hilton's Daiwa Securities America Inc. Experience 2001 - 2007
Job Managing Director at GCA Savvian
Industry Investment Banking
Experience
GCA Savvian November 2014 - Present
Sagent Advisors, LLC October 2007 - November 2014
Daiwa Securities America Inc. 2001 - 2007
Sumitomo Mitsui Banking Corporation 1993 - 2001
AEG Corporation 1991 - 1993
Charterhouse Group, Inc. 1987 - 1990
Skills
Corporate Finance, Financial Modeling, Investment Banking, Valuation, Mergers, Corporate Development, Due Diligence, Financial Analysis, Private Equity, Mergers & Acquisitions, Strategy, M&A experience, Business Strategy, Capital Markets, Start-ups, LBO, Financial Markets, Management, Venture Capital, Private Placements, Business Development, Divestitures, Business Valuation, Capital Raising, Restructuring
Education
New York University - Leonard N. Stern School of Business 1986 — 1988
MBA, Finance
The University of Manchester 1976 — 1979
BA, Economics
St. Paul's School 1971 — 1975
GCA Savvian November 2014 - Present
Sagent Advisors, LLC October 2007 - November 2014
Daiwa Securities America Inc. 2001 - 2007
Sumitomo Mitsui Banking Corporation 1993 - 2001
AEG Corporation 1991 - 1993
Charterhouse Group, Inc. 1987 - 1990
Skills
Corporate Finance, Financial Modeling, Investment Banking, Valuation, Mergers, Corporate Development, Due Diligence, Financial Analysis, Private Equity, Mergers & Acquisitions, Strategy, M&A experience, Business Strategy, Capital Markets, Start-ups, LBO, Financial Markets, Management, Venture Capital, Private Placements, Business Development, Divestitures, Business Valuation, Capital Raising, Restructuring
Education
New York University - Leonard N. Stern School of Business 1986 — 1988
MBA, Finance
The University of Manchester 1976 — 1979
BA, Economics
St. Paul's School 1971 — 1975
Tracy A. Young's Daiwa Securities America Inc. Experience March 1992 - June 1999
Job Compliance Professional
Industry Financial Services
Experience
HAB Equipment LLC July 2012 - Present
Credit Lyonnais Rouse (USA), LTD June 1999 - September 2000
Daiwa Securities America Inc. March 1992 - June 1999
Citibank, NA October 1990 - October 1991
Phillip Brothers Trading Inc. April 1989 - October 1990
New York Futures Exchange/NYSE June 1987 - April 1989
New York Stock Exchange April 1986 - June 1987
Skills
Microsoft Office, Fundraising, Strategic Planning, Public Speaking, Leadership, Customer Service, Team Leadership, Team Building, Management, Microsoft Word, Project Management, Human Resources, Marketing, Sales, Analysis, Event Planning
Education
University of California, San Diego
Bachelor of Arts (B.A.), Political Science
New York Institute of Finance
HAB Equipment LLC July 2012 - Present
Credit Lyonnais Rouse (USA), LTD June 1999 - September 2000
Daiwa Securities America Inc. March 1992 - June 1999
Citibank, NA October 1990 - October 1991
Phillip Brothers Trading Inc. April 1989 - October 1990
New York Futures Exchange/NYSE June 1987 - April 1989
New York Stock Exchange April 1986 - June 1987
Skills
Microsoft Office, Fundraising, Strategic Planning, Public Speaking, Leadership, Customer Service, Team Leadership, Team Building, Management, Microsoft Word, Project Management, Human Resources, Marketing, Sales, Analysis, Event Planning
Education
University of California, San Diego
Bachelor of Arts (B.A.), Political Science
New York Institute of Finance
Steven Tozzi's Daiwa Securities America Inc. Experience 1985 - 1989
Job CEO at GRoWater, Inc.
Industry Renewables & Environment
Experience
GRoWater Inc. 2014 - Present
NOW Energy Inc. 2013 - 2014
Aquaz, Inc 2006 - 2008
mt technologies 2001 - 2006
Far East Capital Inc. 1990 - 2000
Daiwa Securities America Inc. 1985 - 1989
Caltex Petroleum Corp 1978 - 1985
Skills
Renewable Energy, Business Strategy, Energy Efficiency, Cleantech, Energy, Alternative Energy, Start-ups, Business Planning, Entrepreneurship, Due Diligence, New Business Development, Product Development
Education
Columbia University - Columbia Business School
Master of Business Administration (MBA), International Finance
GRoWater Inc. 2014 - Present
NOW Energy Inc. 2013 - 2014
Aquaz, Inc 2006 - 2008
mt technologies 2001 - 2006
Far East Capital Inc. 1990 - 2000
Daiwa Securities America Inc. 1985 - 1989
Caltex Petroleum Corp 1978 - 1985
Skills
Renewable Energy, Business Strategy, Energy Efficiency, Cleantech, Energy, Alternative Energy, Start-ups, Business Planning, Entrepreneurship, Due Diligence, New Business Development, Product Development
Education
Columbia University - Columbia Business School
Master of Business Administration (MBA), International Finance
Boris Kowal's Daiwa Securities America Inc. Experience January 1996 - January 1999
Job President at Transitional Entitlements
Industry Financial Services
Experience
Transitional Entitlements January 2014 - Present
Credit Agricole Securities June 2011 - December 2013
Transitional Entitlements January 2011 - July 2011
Linkbrokers Derivatives Corp October 2005 - January 2011
Prebon Financial Products, Inc January 2001 - January 2005
New Japan Securities Intl. Inc January 1999 - January 2001
Daiwa Securities America, Inc January 1996 - January 1999
John Hancock Clearing Corp January 1987 - January 1996
Inimpex, Inc January 1986 - January 1987
The First Boston Corp., Inc January 1983 - January 1986
Skills
Equities, Options, Trading, Securities, Back Office, Prime Brokerage, Banking, Settlement, Risk Management, Capital Markets, Bonds, Derivatives, Financial Services, Management
Education
St. Francis College
English
Transitional Entitlements January 2014 - Present
Credit Agricole Securities June 2011 - December 2013
Transitional Entitlements January 2011 - July 2011
Linkbrokers Derivatives Corp October 2005 - January 2011
Prebon Financial Products, Inc January 2001 - January 2005
New Japan Securities Intl. Inc January 1999 - January 2001
Daiwa Securities America, Inc January 1996 - January 1999
John Hancock Clearing Corp January 1987 - January 1996
Inimpex, Inc January 1986 - January 1987
The First Boston Corp., Inc January 1983 - January 1986
Skills
Equities, Options, Trading, Securities, Back Office, Prime Brokerage, Banking, Settlement, Risk Management, Capital Markets, Bonds, Derivatives, Financial Services, Management
Education
St. Francis College
English
Misa Butkiewicz's Daiwa Securities America Inc. Experience June 1987 - July 1997
Job Independent translator (JE and EJ)
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc. August 2001 - March 2009
Yazaki International Corp February 2000 - May 2000
Daiwa Securities America Inc. June 1987 - July 1997
Education
Mount Holyoke College 1983 — 1987
BA, Physics
Mitsubishi UFJ Securities (USA), Inc. August 2001 - March 2009
Yazaki International Corp February 2000 - May 2000
Daiwa Securities America Inc. June 1987 - July 1997
Education
Mount Holyoke College 1983 — 1987
BA, Physics
Maki Sakamoto's Daiwa Securities America Inc. Experience March 2004 - March 2012
Job IR Coordinator
Industry Financial Services
Experience
Daiwa Securities America Inc. March 2004 - March 2012
Daiwa Capital Markets America Inc March 2004 - March 2012
JTB International May 2002 - March 2004
JTB USA, Inc March 1999 - March 2004
JTB USA, Inc March 1995 - March 1999
Regional Data Development January 1992 - January 1993
Skills
Bilingual (Japanese &..., Microsoft Excel, Microsoft Word, PowerPoint, Photoshop, Manga Studio, Corel Draw, Sabre, Ticketing, Tourism, Travel Management, Management, Leisure Travel, Customer Service, Account Management, Business Strategy, Budgets, Cisco Technologies, Event Management, Strategic Planning
Education
Temple University
BA, History
Temple University
Bachelor of Arts, History
Daiwa Securities America Inc. March 2004 - March 2012
Daiwa Capital Markets America Inc March 2004 - March 2012
JTB International May 2002 - March 2004
JTB USA, Inc March 1999 - March 2004
JTB USA, Inc March 1995 - March 1999
Regional Data Development January 1992 - January 1993
Skills
Bilingual (Japanese &..., Microsoft Excel, Microsoft Word, PowerPoint, Photoshop, Manga Studio, Corel Draw, Sabre, Ticketing, Tourism, Travel Management, Management, Leisure Travel, Customer Service, Account Management, Business Strategy, Budgets, Cisco Technologies, Event Management, Strategic Planning
Education
Temple University
BA, History
Temple University
Bachelor of Arts, History
Susan Croce's Daiwa Securities America Inc. Experience August 1998 - September 2001
Job
Industry Hospital & Health Care
Experience
HOOPER HOLMES, INC October 2007 - September 2008
J P MORGAN CHASE BANK September 2002 - September 2007
DAIWA SECURITIES AMERICA, INC August 1998 - September 2001
Punk, Ziegel & Company February 1996 - August 1998
Education
Lincoln Technical Institute 2010 — 2011
Graduated December 2011, LPN
Kingsborough Community College
Associates Degree, Education
HOOPER HOLMES, INC October 2007 - September 2008
J P MORGAN CHASE BANK September 2002 - September 2007
DAIWA SECURITIES AMERICA, INC August 1998 - September 2001
Punk, Ziegel & Company February 1996 - August 1998
Education
Lincoln Technical Institute 2010 — 2011
Graduated December 2011, LPN
Kingsborough Community College
Associates Degree, Education