Deutsche Bank Securities, Inc
Industry: Company
DescriptionHeadquarters: United States of America Founded: 1973 Parent organization: DB U.S. Financial Markets Holding Corporation Subsidiaries: NDB Capital Markets Corporation,
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Deutsche Bank Securities, Inc Employees
Employee
Years
Job
Industry
Julia Georgiana Vasiliu Julia Georgiana Vasiliu's Deutsche Bank Securities, Inc Experience February 2000 - May 2003
Job Executive Assistant to CEO
Industry Venture Capital & Private Equity
Experience
Fan TV acquired by ROVI May 2013 - Present
Tealeaf Technology November 2011 - December 2012
Vector Capital October 2008 - October 2011
Piper Jaffray Investment Bank September 2004 - September 2008
UBS Investment Bank May 2003 - August 2004
Deutsche Bank Securities, Inc February 2000 - May 2003
Skills
Event Planning, Conferences, College Recruiting, Marketing, Customer Service, Outlook, Public Relations, Negotiation, Email Marketing, Strategic Planning, Account Management, Training, Time Management, Management, Human Resources, Recruiting
Education
California State University-Hayward 1997 — 2000
BA, Psychology
Dunarea De Jos University , Romania
BA, Romanian literature
Fan TV acquired by ROVI May 2013 - Present
Tealeaf Technology November 2011 - December 2012
Vector Capital October 2008 - October 2011
Piper Jaffray Investment Bank September 2004 - September 2008
UBS Investment Bank May 2003 - August 2004
Deutsche Bank Securities, Inc February 2000 - May 2003
Skills
Event Planning, Conferences, College Recruiting, Marketing, Customer Service, Outlook, Public Relations, Negotiation, Email Marketing, Strategic Planning, Account Management, Training, Time Management, Management, Human Resources, Recruiting
Education
California State University-Hayward 1997 — 2000
BA, Psychology
Dunarea De Jos University , Romania
BA, Romanian literature
Andrew Jun Andrew Jun's Deutsche Bank Securities, Inc Experience January 2011 - December 2012
Job Program & Project Manager
Industry Financial Services
Experience
Deutsche Bank Securities January 2013 - Present
Deutsche Bank Securities Inc. January 2011 - December 2012
Deutsche Bank Securities Inc. June 2006 - December 2010
Envision Initiatives Inc. August 2004 - March 2006
Skills
Fixed Income, Securities, Middle Office, Business Analysis, Change Management, Loans, Project Management, Financial Modeling, Financial Analysis, Management, Financial Services, Analysis, Risk Management, Strategy, Banking
Education
Columbia Engineering 2000 — 2004
B.S., Industrial Engineering & Operations Research
Deutsche Bank Securities January 2013 - Present
Deutsche Bank Securities Inc. January 2011 - December 2012
Deutsche Bank Securities Inc. June 2006 - December 2010
Envision Initiatives Inc. August 2004 - March 2006
Skills
Fixed Income, Securities, Middle Office, Business Analysis, Change Management, Loans, Project Management, Financial Modeling, Financial Analysis, Management, Financial Services, Analysis, Risk Management, Strategy, Banking
Education
Columbia Engineering 2000 — 2004
B.S., Industrial Engineering & Operations Research
Tim Foxe Tim Foxe's Deutsche Bank Securities, Inc Experience 2009 - 2011
Job Managing Direction / President / CEO driving Financial Services Business Success
Industry Investment Management
Experience
Independent Investor 2011 - Present
Deutsche Bank Securities, Inc. 2009 - 2011
Deutsche Bank Securities, Inc. 2007 - 2008
Deutsche Bank Securities, Inc. 2005 - 2007
Deutsche Bank Securities, Inc. 2004 - 2005
Norfolk Markets, LLC 2001 - 2004
Merrill Lynch (Asia Pacific) Limited 1997 - 1998
General Re Securities Corporation 1993 - 1996
General Re Financial Products Corp. & General Re Corporate Finance, Inc. 1990 - 1996
JP Morgan Chase Bank (formerly Manufacturers Hanover Bank) 1988 - 1990
Skills
Capital Markets, New Business Development, Derivatives, Structured Products, Team Building, Fixed Income, Investment Management, Product Development, Alternative Investments, Equities, Hedge Funds, Swaps, Equity Derivatives, Structured Finance, Options, Trading, Asset Management, Investments, Portfolio Management, Private Equity, Wealth Management, Financial Services, Securities
Education
Columbia University in the City of New York
Master of Business Administration (MBA), Finance & International Business
Cornell University Graduate School
Master of Engineering (MEng), Engineering Physics
Cornell University
Bachelor of Science (B.S.), Engineering (Engineering Physics / Bioengineering Program)
Independent Investor 2011 - Present
Deutsche Bank Securities, Inc. 2009 - 2011
Deutsche Bank Securities, Inc. 2007 - 2008
Deutsche Bank Securities, Inc. 2005 - 2007
Deutsche Bank Securities, Inc. 2004 - 2005
Norfolk Markets, LLC 2001 - 2004
Merrill Lynch (Asia Pacific) Limited 1997 - 1998
General Re Securities Corporation 1993 - 1996
General Re Financial Products Corp. & General Re Corporate Finance, Inc. 1990 - 1996
JP Morgan Chase Bank (formerly Manufacturers Hanover Bank) 1988 - 1990
Skills
Capital Markets, New Business Development, Derivatives, Structured Products, Team Building, Fixed Income, Investment Management, Product Development, Alternative Investments, Equities, Hedge Funds, Swaps, Equity Derivatives, Structured Finance, Options, Trading, Asset Management, Investments, Portfolio Management, Private Equity, Wealth Management, Financial Services, Securities
Education
Columbia University in the City of New York
Master of Business Administration (MBA), Finance & International Business
Cornell University Graduate School
Master of Engineering (MEng), Engineering Physics
Cornell University
Bachelor of Science (B.S.), Engineering (Engineering Physics / Bioengineering Program)
Heather Moylan Heather Moylan's Deutsche Bank Securities, Inc Experience July 2005 - July 2008
Job Director, Acquisitions and Head of Investor Relations at DivcoWest
Industry Real Estate
Experience
ProLogis May 2010 - August 2010
Deutsche Bank Securities Inc. July 2005 - July 2008
Skills
Real Estate Economics, Valuation, Due Diligence, Financial Modeling, Asset Management, Financial Analysis, Real Estate Development, Investments, Private Equity, Corporate Real Estate, Corporate Finance, Market Analysis, Portfolio Management, Financial Structuring, Marketing, Asset Managment
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2009 — 2011
Master, Business Administration
Columbia University in the City of New York 2002 — 2006
Bachelor of Arts, English Literature
ProLogis May 2010 - August 2010
Deutsche Bank Securities Inc. July 2005 - July 2008
Skills
Real Estate Economics, Valuation, Due Diligence, Financial Modeling, Asset Management, Financial Analysis, Real Estate Development, Investments, Private Equity, Corporate Real Estate, Corporate Finance, Market Analysis, Portfolio Management, Financial Structuring, Marketing, Asset Managment
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2009 — 2011
Master, Business Administration
Columbia University in the City of New York 2002 — 2006
Bachelor of Arts, English Literature
Matthew Datre Matthew Datre's Deutsche Bank Securities, Inc Experience February 2006 - January 2009
Job Compliance Director at Knight Capital Americas LLC
Industry Financial Services
Experience
Knight Capital Americas LLC January 2009 - Present
Deutsche Bank Securities Inc. February 2006 - January 2009
Knight Capital Americas LLC February 2004 - February 2006
CIBC World Markets March 1989 - February 2004
New York Stock Exchange February 1980 - March 1989
Skills
Securities, FINRA, Capital Markets, Options, Trading, Equity Trading, Electronic Trading, Market Making, SEC, ETFs, Financial Services, AML, Series 24, Series 63, Hedge Funds, Investment Advisory, Prime Brokerage, Trading Systems, Risk Management, Fixed Income, Alternative Investments, Financial Markets
Education
Borough of Manhattan Community College 1994 — 1996
Associate's degree, Accounting
Knight Capital Americas LLC January 2009 - Present
Deutsche Bank Securities Inc. February 2006 - January 2009
Knight Capital Americas LLC February 2004 - February 2006
CIBC World Markets March 1989 - February 2004
New York Stock Exchange February 1980 - March 1989
Skills
Securities, FINRA, Capital Markets, Options, Trading, Equity Trading, Electronic Trading, Market Making, SEC, ETFs, Financial Services, AML, Series 24, Series 63, Hedge Funds, Investment Advisory, Prime Brokerage, Trading Systems, Risk Management, Fixed Income, Alternative Investments, Financial Markets
Education
Borough of Manhattan Community College 1994 — 1996
Associate's degree, Accounting
Jeff Sundram Jeff Sundram's Deutsche Bank Securities, Inc Experience September 2011 - July 2014
Job Vice President at TD Securities
Industry Investment Banking
Experience
TD Securities July 2014 - Present
Deutsche Bank Securities Inc. September 2011 - July 2014
United States District Court for the Eastern District of Louisiana August 2010 - May 2011
Tulane University August 2010 - May 2011
Quality Matters LLC July 2009 - December 2010
New Orleans Hornets August 2009 - August 2009
The Kullman Firm May 2009 - June 2009
Arnold & Porter September 2006 - August 2008
Skills
Legal Research, Legal Writing, Broker-Dealer Compliance, Sports Law, Securities Regulation, FINRA, Securities
Education
Tulane University Law School 2008 — 2011
Doctor of Law (JD), Certificate in Sports Law, summa cum laude
University of Maryland College Park 2002 — 2006
Bachelor of Science (B.S.), General Business, Dean's List
University of Maryland College Park 2002 — 2006
Bachelor of Arts (B.A.), Broadcast Journalism, Dean's List
TD Securities July 2014 - Present
Deutsche Bank Securities Inc. September 2011 - July 2014
United States District Court for the Eastern District of Louisiana August 2010 - May 2011
Tulane University August 2010 - May 2011
Quality Matters LLC July 2009 - December 2010
New Orleans Hornets August 2009 - August 2009
The Kullman Firm May 2009 - June 2009
Arnold & Porter September 2006 - August 2008
Skills
Legal Research, Legal Writing, Broker-Dealer Compliance, Sports Law, Securities Regulation, FINRA, Securities
Education
Tulane University Law School 2008 — 2011
Doctor of Law (JD), Certificate in Sports Law, summa cum laude
University of Maryland College Park 2002 — 2006
Bachelor of Science (B.S.), General Business, Dean's List
University of Maryland College Park 2002 — 2006
Bachelor of Arts (B.A.), Broadcast Journalism, Dean's List
Winston Guo Winston Guo's Deutsche Bank Securities, Inc Experience June 2015 - August 2015
Job MBA Candidate, Class of 2016 at UCLA Anderson
Industry Investment Banking
Experience
Deutsche Bank Securities Inc. June 2015 - August 2015
Teachers' Private Capital June 2014 - July 2014
KPMG LLP September 2012 - July 2014
BDO Canada LLP September 2010 - August 2012
Skills
Mergers & Acquisitions, Valuation, Financial Analysis, Due Diligence, Financial Modeling, IFRS, Private Equity, Corporate Finance, Capital Markets, Carve-outs, LBO, Divestitures, IPO, Leveraged Finance, Debt & Equity Financing
Education
UCLA Anderson School of Management 2014 — 2016
Master of Business Administration (M.B.A.), Finance
The University of Western Ontario 2006 — 2010
Bachelor's Degree, Accounting, Financial Economics
London School of Economics and Political Science 2010 — 2010
Summer Program, Alternative Investments
Queen's University 2009 — 2009
Advanced Accounting Program
Deutsche Bank Securities Inc. June 2015 - August 2015
Teachers' Private Capital June 2014 - July 2014
KPMG LLP September 2012 - July 2014
BDO Canada LLP September 2010 - August 2012
Skills
Mergers & Acquisitions, Valuation, Financial Analysis, Due Diligence, Financial Modeling, IFRS, Private Equity, Corporate Finance, Capital Markets, Carve-outs, LBO, Divestitures, IPO, Leveraged Finance, Debt & Equity Financing
Education
UCLA Anderson School of Management 2014 — 2016
Master of Business Administration (M.B.A.), Finance
The University of Western Ontario 2006 — 2010
Bachelor's Degree, Accounting, Financial Economics
London School of Economics and Political Science 2010 — 2010
Summer Program, Alternative Investments
Queen's University 2009 — 2009
Advanced Accounting Program
Stephen Abernethy, CFA Stephen Abernethy, CFA's Deutsche Bank Securities, Inc Experience August 2013 - December 2014
Job Investment Research Analyst | Military Veteran | Chartered Financial Analyst (CFA)
Industry Investment Management
Experience
Independent Investment Research 2015 - Present
Deutsche Bank Securities Inc. August 2013 - December 2014
Deutsche Bank Securities Inc. June 2012 - July 2013
Deutsche Bank Securities Inc. September 2010 - July 2012
Wells Fargo Corporate Trust April 2007 - September 2010
United States Navy 1997 - 2002
Skills
Chartered Financial..., Investments, Investment Strategies, Valuation, Financial Modeling, Financial Markets, Security Analysis, Fundamental Analysis, Technical Analysis, Quantitative Finance, Equity Research, Credit Analysis, Value Investing, Event Driven, Special Situations, Growth Investing, Stocks, Fixed Income, Distressed Debt, Derivatives, Alternative Investments, Structured Products, Portfolio Management, Financial Risk..., Investment Banking, Leveraged Finance, REIT, Emerging Markets, Structured Finance, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Access, Equities, Corporate Finance, Bloomberg, Data Analysis, Financial Analysis, Research, Finance, Capital Markets, VBA, R, SQL
Education
New York University - Leonard N. Stern School of Business
CFA Institute
Florida State University
Bachelor of Science (B.S.), Finance, Accounting, Political Science
Florida State College at Jacksonville
Associate of Arts (A.A.)
University of Maryland College Park
Electrical Engineering
Independent Investment Research 2015 - Present
Deutsche Bank Securities Inc. August 2013 - December 2014
Deutsche Bank Securities Inc. June 2012 - July 2013
Deutsche Bank Securities Inc. September 2010 - July 2012
Wells Fargo Corporate Trust April 2007 - September 2010
United States Navy 1997 - 2002
Skills
Chartered Financial..., Investments, Investment Strategies, Valuation, Financial Modeling, Financial Markets, Security Analysis, Fundamental Analysis, Technical Analysis, Quantitative Finance, Equity Research, Credit Analysis, Value Investing, Event Driven, Special Situations, Growth Investing, Stocks, Fixed Income, Distressed Debt, Derivatives, Alternative Investments, Structured Products, Portfolio Management, Financial Risk..., Investment Banking, Leveraged Finance, REIT, Emerging Markets, Structured Finance, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Access, Equities, Corporate Finance, Bloomberg, Data Analysis, Financial Analysis, Research, Finance, Capital Markets, VBA, R, SQL
Education
New York University - Leonard N. Stern School of Business
CFA Institute
Florida State University
Bachelor of Science (B.S.), Finance, Accounting, Political Science
Florida State College at Jacksonville
Associate of Arts (A.A.)
University of Maryland College Park
Electrical Engineering
Courtney Paolino's Deutsche Bank Securities, Inc Experience July 2000 - March 2003
Job Office Manager at Allied Security Trust
Industry Management Consulting
Experience
Allied Security Trust March 2009 - Present
Merrill Lynch March 2006 - 2009
Mercantile Bank February 2003 - March 2006
Deutsche Bank Securities Inc July 2000 - March 2003
MBNA America January 1998 - July 2000
Skills
•Proficient in..., Office Management, Human Resources, Due Diligence, Intellectual Property, Strategy, Administrative...
Education
Loyola College in Maryland 1994 — 1998
Bachelor of Arts (BA), Political Science
Allied Security Trust March 2009 - Present
Merrill Lynch March 2006 - 2009
Mercantile Bank February 2003 - March 2006
Deutsche Bank Securities Inc July 2000 - March 2003
MBNA America January 1998 - July 2000
Skills
•Proficient in..., Office Management, Human Resources, Due Diligence, Intellectual Property, Strategy, Administrative...
Education
Loyola College in Maryland 1994 — 1998
Bachelor of Arts (BA), Political Science
Maria Shtrapenina, CFA's Deutsche Bank Securities, Inc Experience June 2002 - September 2006
Job
Industry Financial Services
Experience
TAG Associates March 2015 - Present
Asset Alliance / Hedge Harbor September 2006 - March 2015
Deutsche Bank Securities Inc June 2002 - September 2006
KPMG LLP June 2001 - June 2002
Education
Hartwick College
TAG Associates March 2015 - Present
Asset Alliance / Hedge Harbor September 2006 - March 2015
Deutsche Bank Securities Inc June 2002 - September 2006
KPMG LLP June 2001 - June 2002
Education
Hartwick College
Alexander Bossen Alexander Bossen's Deutsche Bank Securities, Inc Experience September 2011 - Present
Job VP, AntiFinancial Crime | Certified AntiMoney Laundering Specialist
Industry Banking
Experience
Deutsche Bank Securities Inc. September 2011 - Present
Deutsche Bank AG, APHO May 2009 - September 2011
Deutsche Bank AG, APHO December 2006 - April 2009
Deutsche Securities Inc. March 2006 - November 2006
Deutsche Bank (Portugal), S.A. April 2000 - February 2006
Deutsche Bank (Portugal), S.A. October 1999 - March 2000
Deutsche Bank (Portugal), S.A. June 1999 - September 1999
Skills
AML, Risk Management, KYC, Financial Risk, Due Diligence, Derivatives, Investment Banking, Operational Risk, Financial Institutions, Internal Audit, Capital Markets, Banking, OFAC, Internal Controls, Process Improvement, Strategy, Auditing, Compliance, Financial Services, Credit Risk, Cash Management, Foreign Exchange, Anti Money Laundering
Education
Certified Anti-Money Laundering Specialist 2008 — 2008
University of East Anglia 1996 — 1999
Bachelor of Science, Business Management
Instituto Superior de Gestão
Business School
International German School of Lisbon 1979 — 1993
Abitur Diplom
Deutsche Bank Securities Inc. September 2011 - Present
Deutsche Bank AG, APHO May 2009 - September 2011
Deutsche Bank AG, APHO December 2006 - April 2009
Deutsche Securities Inc. March 2006 - November 2006
Deutsche Bank (Portugal), S.A. April 2000 - February 2006
Deutsche Bank (Portugal), S.A. October 1999 - March 2000
Deutsche Bank (Portugal), S.A. June 1999 - September 1999
Skills
AML, Risk Management, KYC, Financial Risk, Due Diligence, Derivatives, Investment Banking, Operational Risk, Financial Institutions, Internal Audit, Capital Markets, Banking, OFAC, Internal Controls, Process Improvement, Strategy, Auditing, Compliance, Financial Services, Credit Risk, Cash Management, Foreign Exchange, Anti Money Laundering
Education
Certified Anti-Money Laundering Specialist 2008 — 2008
University of East Anglia 1996 — 1999
Bachelor of Science, Business Management
Instituto Superior de Gestão
Business School
International German School of Lisbon 1979 — 1993
Abitur Diplom
Rudi Hermawan, CFA Rudi Hermawan, CFA's Deutsche Bank Securities, Inc Experience December 2012 - Present
Job Regional Head of BSO Americas
Industry Investment Banking
Experience
Deutsche Bank Securities Inc. December 2012 - Present
Deutsche Securities Inc. , Tokyo, Japan April 2009 - November 2012
Lehman Brothers Inc., Tokyo, Japan November 2006 - April 2009
Bloomberg L.P. October 2005 - November 2006
Atos Origin November 2003 - October 2005
Procter & Gamble March 1999 - March 2001
Skills
Risk Management, Investment Banking, Valuation, Capital Markets, Equities, Derivatives, Management, Fixed Income, Financial Modeling, Trading, Hedge Funds, Trading Systems, Due Diligence, Financial Markets, Investments, Structured Products, Structured Finance, Credit Derivatives, Entrepreneurship, Corporate Finance, Asset Management, Portfolio Management, Private Equity, FX Options, Options, Real Estate, Bloomberg, Lead Generation, SEO, New Business Development, Start-ups, Product Development
Education
Tokyo Institute of Technology 2001 — 2003
Master, Industrial Engineering and Business Management: Finance and MIS
Institut Teknologi Bandung (ITB) 1994 — 1998
Bachelor's degree, Chemical Engineering
ST. ALOYSIUS
Deutsche Bank Securities Inc. December 2012 - Present
Deutsche Securities Inc. , Tokyo, Japan April 2009 - November 2012
Lehman Brothers Inc., Tokyo, Japan November 2006 - April 2009
Bloomberg L.P. October 2005 - November 2006
Atos Origin November 2003 - October 2005
Procter & Gamble March 1999 - March 2001
Skills
Risk Management, Investment Banking, Valuation, Capital Markets, Equities, Derivatives, Management, Fixed Income, Financial Modeling, Trading, Hedge Funds, Trading Systems, Due Diligence, Financial Markets, Investments, Structured Products, Structured Finance, Credit Derivatives, Entrepreneurship, Corporate Finance, Asset Management, Portfolio Management, Private Equity, FX Options, Options, Real Estate, Bloomberg, Lead Generation, SEO, New Business Development, Start-ups, Product Development
Education
Tokyo Institute of Technology 2001 — 2003
Master, Industrial Engineering and Business Management: Finance and MIS
Institut Teknologi Bandung (ITB) 1994 — 1998
Bachelor's degree, Chemical Engineering
ST. ALOYSIUS
Beth Ann Coleman Beth Ann Coleman's Deutsche Bank Securities, Inc Experience July 2014 - Present
Job Head of Jacksonville Employee Support at Deutsche Bank
Industry Investment Banking
Experience
Deutsche Bank Securities Inc. July 2014 - Present
Allianz Global Investors U.S. Holdings LLC July 1999 - March 2014
Ascendant Compliance Management 2013 - 2013
Ascendant Compliance Management 2013 - 2013
Ascendant Compliance Management 2013 - 2013
Ascendant Compliance Management 2013 - 2013
Nicholas Applegate January 2005 - December 2008
Nicholas Applegate November 2000 - December 2004
Nicholas Applegate July 1999 - November 2000
American Express 1995 - 1998
Skills
Compliance..., Compliance Procedures, Compliance Oversight, Regulatory Audits, Project Management, Public Speaking, Series 7, Series 63, Series 66, Portfolio Management, FINRA, Uniform Combined State..., Mutual Funds, Securities, SEC, Financial Services, Securities Regulation, Investments, Hedge Funds, Series 24, Alternative Investments
Education
Lubin Graduate School of Business at Pace University 1990 — 1995
Master of Business Administration (M.B.A.), Financial Economics
State University of New York at Binghamton 1986 — 1990
Bachelor of Arts (B.A.), Political Science
Deutsche Bank Securities Inc. July 2014 - Present
Allianz Global Investors U.S. Holdings LLC July 1999 - March 2014
Ascendant Compliance Management 2013 - 2013
Ascendant Compliance Management 2013 - 2013
Ascendant Compliance Management 2013 - 2013
Ascendant Compliance Management 2013 - 2013
Nicholas Applegate January 2005 - December 2008
Nicholas Applegate November 2000 - December 2004
Nicholas Applegate July 1999 - November 2000
American Express 1995 - 1998
Skills
Compliance..., Compliance Procedures, Compliance Oversight, Regulatory Audits, Project Management, Public Speaking, Series 7, Series 63, Series 66, Portfolio Management, FINRA, Uniform Combined State..., Mutual Funds, Securities, SEC, Financial Services, Securities Regulation, Investments, Hedge Funds, Series 24, Alternative Investments
Education
Lubin Graduate School of Business at Pace University 1990 — 1995
Master of Business Administration (M.B.A.), Financial Economics
State University of New York at Binghamton 1986 — 1990
Bachelor of Arts (B.A.), Political Science
Daniel Penza's Deutsche Bank Securities, Inc Experience July 2005 - August 2014
Job Executive Director at JPMorgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase & Co. October 2014 - Present
DEUTSCHE BANK SECURITIES, INC July 2005 - August 2014
DEUTSCHE BANK SECURITIES, INC February 2002 - July 2005
GOLDMAN SACHS & COMPANY / Global Securities Services August 1997 - February 2002
Skills
Equities, Credit, New Business Development, Contract Negotiations, Prime Brokerage, Business Relationship..., International Project..., Strategic Planning, Strategic Partnerships, Sales Presentations, Trend Analysis, Operations Management, Talent Acquisition, Hedge Funds, Structured Finance, Contract Negotiation, Alternative Investments, Settlement, Finance, Due Diligence, Customer Asset..., Business Development, Electronic Trading, Fixed Income, Relationship Management, Middle Office, Derivatives, Securities Lending, Swaps
Education
Seton Hall University School of Law 1994 — 1997
J.D.
Villanova University 1990 — 1994
BSBA, International Business Management
JPMorgan Chase & Co. October 2014 - Present
DEUTSCHE BANK SECURITIES, INC July 2005 - August 2014
DEUTSCHE BANK SECURITIES, INC February 2002 - July 2005
GOLDMAN SACHS & COMPANY / Global Securities Services August 1997 - February 2002
Skills
Equities, Credit, New Business Development, Contract Negotiations, Prime Brokerage, Business Relationship..., International Project..., Strategic Planning, Strategic Partnerships, Sales Presentations, Trend Analysis, Operations Management, Talent Acquisition, Hedge Funds, Structured Finance, Contract Negotiation, Alternative Investments, Settlement, Finance, Due Diligence, Customer Asset..., Business Development, Electronic Trading, Fixed Income, Relationship Management, Middle Office, Derivatives, Securities Lending, Swaps
Education
Seton Hall University School of Law 1994 — 1997
J.D.
Villanova University 1990 — 1994
BSBA, International Business Management
Anna Farbiszewska Anna Farbiszewska's Deutsche Bank Securities, Inc Experience September 2011 - Present
Job Associate at Deutsche Bank
Industry Investment Banking
Experience
Deutsche Bank Securities Inc. September 2011 - Present
T-Rex Capital Group May 2011 - August 2011
Villanova University August 2007 - May 2011
Deutsche Bank June 2010 - August 2010
Skills
Financial Analysis, Bloomberg, Financial Modeling, Bloomberg Terminal, Microsoft Excel, Valuation, Capital Markets, Corporate Finance, Derivatives, Economics, Equities, Fixed Income, Investment Banking, Risk Management, Statistics
Education
Villanova University 2007 — 2011
Bachelor of Science in Business Administration, Finance, Economics, Accounting
University of Oxford 2009 — 2010
PP&E
Deutsche Bank Securities Inc. September 2011 - Present
T-Rex Capital Group May 2011 - August 2011
Villanova University August 2007 - May 2011
Deutsche Bank June 2010 - August 2010
Skills
Financial Analysis, Bloomberg, Financial Modeling, Bloomberg Terminal, Microsoft Excel, Valuation, Capital Markets, Corporate Finance, Derivatives, Economics, Equities, Fixed Income, Investment Banking, Risk Management, Statistics
Education
Villanova University 2007 — 2011
Bachelor of Science in Business Administration, Finance, Economics, Accounting
University of Oxford 2009 — 2010
PP&E
Chester A. McPherson Chester A. McPherson's Deutsche Bank Securities, Inc Experience December 2000 - April 2005
Job Acting Commissioner at District of Columbia Department of Insurance, Securities & Banking
Industry Government Administration
Experience
District of Columbia Department of Insurance, Securities & Banking April 2014 - June 2015
District of Columbia Department of Insurance, Securities & Banking August 2011 - November 2013
Council of the District of Columbia April 2010 - August 2011
Law Offices of Thomas A. Coughlin March 2008 - April 2010
Law Office of Chester A. McPherson September 2005 - April 2008
Deutsche Bank Securities Inc. December 2000 - April 2005
Paul, Hastings, Janofsky & Walker LLP October 1999 - October 2000
United States Securities and Exchange Commission August 1995 - September 1999
Education
Georgetown University McDonough School of Business, Office of Executive Education 2014 — 2014
Executive Certificate: Leading Change in Government
Georgetown University Law Center 2008 — 2009
LL.M., Taxation (with Distinction)
Georgetown University Law Center 2008 — 2009
Certificate, Estate Planning Law
Leadership Greater Washington 2008 2007 — 2008
Georgetown University Law Center 1992 — 1995
JD, Law
Baruch College, City University of New York (CUNY) 1989 — 1991
BBA, Finance
LGW
Utech
District of Columbia Department of Insurance, Securities & Banking April 2014 - June 2015
District of Columbia Department of Insurance, Securities & Banking August 2011 - November 2013
Council of the District of Columbia April 2010 - August 2011
Law Offices of Thomas A. Coughlin March 2008 - April 2010
Law Office of Chester A. McPherson September 2005 - April 2008
Deutsche Bank Securities Inc. December 2000 - April 2005
Paul, Hastings, Janofsky & Walker LLP October 1999 - October 2000
United States Securities and Exchange Commission August 1995 - September 1999
Education
Georgetown University McDonough School of Business, Office of Executive Education 2014 — 2014
Executive Certificate: Leading Change in Government
Georgetown University Law Center 2008 — 2009
LL.M., Taxation (with Distinction)
Georgetown University Law Center 2008 — 2009
Certificate, Estate Planning Law
Leadership Greater Washington 2008 2007 — 2008
Georgetown University Law Center 1992 — 1995
JD, Law
Baruch College, City University of New York (CUNY) 1989 — 1991
BBA, Finance
LGW
Utech
Don Conrad Don Conrad's Deutsche Bank Securities, Inc Experience May 2008 - August 2012
Job
Industry Hospital & Health Care
Experience
Aurora Health Care June 2014 - Present
Harvard Kennedy School of Government May 2013 - August 2013
Deutsche Bank Securities, Inc. May 2008 - August 2012
3d Battalion 2d Marines March 2006 - May 2008
2d Marine Division August 2005 - March 2006
Skills
Financial Modeling, Due Diligence, Mergers, Financial Analysis, Valuation, Analysis, Leadership, Mergers & Acquisitions, Start-ups, Business Development, Strategy, Investment Banking, Corporate Finance, Economics, Emerging Markets, Private Equity, Venture Capital, Public Health, Management, Public Policy, Strategic Planning
Education
Harvard Kennedy School of Government 2012 — 2014
Master of Public Policy (MPP), Health Policy Analysis
Villanova University 2003 — 2004
Masters of Science, Mechanical Engineering
Villanova University 1999 — 2003
Bachelor of Science, Mechanical Engineering
Tabor Academy 1996 — 1999
Aurora Health Care June 2014 - Present
Harvard Kennedy School of Government May 2013 - August 2013
Deutsche Bank Securities, Inc. May 2008 - August 2012
3d Battalion 2d Marines March 2006 - May 2008
2d Marine Division August 2005 - March 2006
Skills
Financial Modeling, Due Diligence, Mergers, Financial Analysis, Valuation, Analysis, Leadership, Mergers & Acquisitions, Start-ups, Business Development, Strategy, Investment Banking, Corporate Finance, Economics, Emerging Markets, Private Equity, Venture Capital, Public Health, Management, Public Policy, Strategic Planning
Education
Harvard Kennedy School of Government 2012 — 2014
Master of Public Policy (MPP), Health Policy Analysis
Villanova University 2003 — 2004
Masters of Science, Mechanical Engineering
Villanova University 1999 — 2003
Bachelor of Science, Mechanical Engineering
Tabor Academy 1996 — 1999
Jane Juan Jane Juan's Deutsche Bank Securities, Inc Experience January 2004 - June 2005
Job Executive Assistant at MUFG Union Bank, N.A.
Industry Banking
Experience
MUFG Union Bank, N.A. April 2013 - Present
Mellon Capital Management May 2010 - August 2012
Mellon Capital Management March 2006 - May 2010
Mellon Capital Management June 2005 - March 2006
Deutsche Bank Securities Inc January 2004 - June 2005
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, Windows 7, Bloomberg Data License, Charles River IMS, SharePoint, Portia, Catalyst, Multi Tasking, Problem Solving, Goal Oriented, Exceptionally well..., CMS, Active Directory, Recruiting, Process Improvement, Proactive self-starter, Software Documentation, Hedge Funds, Vendor Management, Securities, Administrative..., Databases, Access, Bloomberg, Asset Management, Mutual Funds, Lotus Notes, Fixed Income, Financial Analysis, Equities, System Administration, Account Management, Management, Human Resources, Business Analysis
Education
Heald College-San Francisco 2013 — 2013
Associate of Arts (A.A.), Business Administration, Management and Operations
Heald College-Hayward 2001 — 2003
Associates in Applied Science, Computer Business Administration
MUFG Union Bank, N.A. April 2013 - Present
Mellon Capital Management May 2010 - August 2012
Mellon Capital Management March 2006 - May 2010
Mellon Capital Management June 2005 - March 2006
Deutsche Bank Securities Inc January 2004 - June 2005
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, Windows 7, Bloomberg Data License, Charles River IMS, SharePoint, Portia, Catalyst, Multi Tasking, Problem Solving, Goal Oriented, Exceptionally well..., CMS, Active Directory, Recruiting, Process Improvement, Proactive self-starter, Software Documentation, Hedge Funds, Vendor Management, Securities, Administrative..., Databases, Access, Bloomberg, Asset Management, Mutual Funds, Lotus Notes, Fixed Income, Financial Analysis, Equities, System Administration, Account Management, Management, Human Resources, Business Analysis
Education
Heald College-San Francisco 2013 — 2013
Associate of Arts (A.A.), Business Administration, Management and Operations
Heald College-Hayward 2001 — 2003
Associates in Applied Science, Computer Business Administration
Jacqueline Garcia Jacqueline Garcia's Deutsche Bank Securities, Inc Experience August 2004 - February 2006
Job Executive Assistant at Fir Tree Partners
Industry Financial Services
Experience
Fir Tree Partners May 2012 - April 2015
Soros Fund Management September 2008 - December 2011
Barclays Capital September 2007 - June 2008
KPMG LLP February 2006 - April 2007
DEUTSCHE BANK SECURITIES, INC August 2004 - February 2006
BANC OF AMERICA SECURITIES LLC July 1999 - February 2004
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Outlook, Reuters, Bloomberg Terminal, Concur, Bloomberg, Investment Banking, Management, Equities, Hedge Funds, Private Equity, Investments, Administration, Event Planning, Access, Accounting, Alternative Investments, Asset Management, Banking, Bonds, Capital Markets, Corporate Finance, Derivatives, Due Diligence, Equity Research, Equity Trading, Executive Calendar..., Finance, Financial Services, Fixed Income, Investor Relations, Options, Portfolio Management, Research, Risk Management, Securities, Trading, Visio
Education
University of Rochester
Bachelor of Arts & Science Degree, Health and Society
NYU School of Continuing Education
Fundamentals of Corporate Finance
Fir Tree Partners May 2012 - April 2015
Soros Fund Management September 2008 - December 2011
Barclays Capital September 2007 - June 2008
KPMG LLP February 2006 - April 2007
DEUTSCHE BANK SECURITIES, INC August 2004 - February 2006
BANC OF AMERICA SECURITIES LLC July 1999 - February 2004
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Outlook, Reuters, Bloomberg Terminal, Concur, Bloomberg, Investment Banking, Management, Equities, Hedge Funds, Private Equity, Investments, Administration, Event Planning, Access, Accounting, Alternative Investments, Asset Management, Banking, Bonds, Capital Markets, Corporate Finance, Derivatives, Due Diligence, Equity Research, Equity Trading, Executive Calendar..., Finance, Financial Services, Fixed Income, Investor Relations, Options, Portfolio Management, Research, Risk Management, Securities, Trading, Visio
Education
University of Rochester
Bachelor of Arts & Science Degree, Health and Society
NYU School of Continuing Education
Fundamentals of Corporate Finance
John (JAY) Kauter John (JAY) Kauter's Deutsche Bank Securities, Inc Experience January 1988 - August 2009
Job Financial Services Professional
Industry Financial Services
Experience
Western Suffolk Boces May 2010 - Present
Deutsche Bank Securities Inc January 1988 - August 2009
Morgan Stanley & Co Inc February 1982 - January 1988
Education
Pace University 1976 — 1977
Finance
Western Suffolk Boces May 2010 - Present
Deutsche Bank Securities Inc January 1988 - August 2009
Morgan Stanley & Co Inc February 1982 - January 1988
Education
Pace University 1976 — 1977
Finance
Dawn Patterson Dawn Patterson's Deutsche Bank Securities, Inc Experience January 1997 - September 1998
Job Managing Director at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase July 2013 - Present
US Securities and Exchange Commission January 2011 - July 2013
US TREASURY, OFFICE OF FINANCIAL January 2009 - January 2011
DELOITTE & TOUCHE LLP January 1999 - December 2008
CWB SYSTEM SERVICES September 1998 - January 1999
Deutsche Bank Securities, Inc. January 1997 - September 1998
INVESTMENT TECHNOLOGIES GROUP, INC January 1996 - January 1997
SALOMON BROTHERS, INC January 1983 - December 1995
Skills
Corporate Governance, Program Management, Due Diligence, Securities Regulation, Securities, Budgets, Equities, Risk Management, Governance, Start-ups, Finance, Corporate Law, Capital Markets, Strategy, Management, Internal Controls, Financial Risk, Investments, Sarbanes-Oxley Act, Leadership, Auditing, Mergers & Acquisitions
Education
Fordham University 1979 — 1983
Bachelor of Science, Marketing & Computer Science
JPMorgan Chase July 2013 - Present
US Securities and Exchange Commission January 2011 - July 2013
US TREASURY, OFFICE OF FINANCIAL January 2009 - January 2011
DELOITTE & TOUCHE LLP January 1999 - December 2008
CWB SYSTEM SERVICES September 1998 - January 1999
Deutsche Bank Securities, Inc. January 1997 - September 1998
INVESTMENT TECHNOLOGIES GROUP, INC January 1996 - January 1997
SALOMON BROTHERS, INC January 1983 - December 1995
Skills
Corporate Governance, Program Management, Due Diligence, Securities Regulation, Securities, Budgets, Equities, Risk Management, Governance, Start-ups, Finance, Corporate Law, Capital Markets, Strategy, Management, Internal Controls, Financial Risk, Investments, Sarbanes-Oxley Act, Leadership, Auditing, Mergers & Acquisitions
Education
Fordham University 1979 — 1983
Bachelor of Science, Marketing & Computer Science
Joe Davis Joe Davis's Deutsche Bank Securities, Inc Experience May 1998 - March 2006
Job Director Commodity Sales | Futures International An OTC Global Holdings LP Company
Industry Financial Services
Experience
Futures International LLC January 2012 - Present
Newedge USA, LLC March 2011 - July 2011
Self-employed trader August 2010 - March 2011
HSBC Securities, Inc April 2006 - July 2010
Deutsche Bank Securities, Inc May 1998 - March 2006
Northern Trust Futures, Inc October 1997 - April 1998
HSBC Futures, Inc March 1994 - October 1997
Skills
Commodity Risk..., Ethanol, Grain, Corn, Soft Commodities, Wheat, Bloomberg, Series 7, Investment Banking, Market Analysis, Hedging, Trading, Options, Hedge Funds, Commodity, Risk Management, Energy, Derivatives, Technical Analysis, Brokerage, Swaps, Fixed Income, Equities, Trading Strategies, Financial Markets, Market Risk, New Business Development, Grains, Trading Systems, Gasoline, Biodiesel, Sugar, Trade Execution, Series 3, Energy Trading, Natural Gas, Corporate Finance, Agriculture, Emerging Markets, Options Strategies, Financial Risk, FINRA, Volatility, Financial Services, Front Office, Proprietary Trading, Electronic Trading, Cattle, Poultry, Livestock
Education
Illinois Institute of Technology 1994 — 1998
M.S, Financial Markets & Trading
Arizona State University 1989 — 1993
B.S, Agribusiness
Futures International LLC January 2012 - Present
Newedge USA, LLC March 2011 - July 2011
Self-employed trader August 2010 - March 2011
HSBC Securities, Inc April 2006 - July 2010
Deutsche Bank Securities, Inc May 1998 - March 2006
Northern Trust Futures, Inc October 1997 - April 1998
HSBC Futures, Inc March 1994 - October 1997
Skills
Commodity Risk..., Ethanol, Grain, Corn, Soft Commodities, Wheat, Bloomberg, Series 7, Investment Banking, Market Analysis, Hedging, Trading, Options, Hedge Funds, Commodity, Risk Management, Energy, Derivatives, Technical Analysis, Brokerage, Swaps, Fixed Income, Equities, Trading Strategies, Financial Markets, Market Risk, New Business Development, Grains, Trading Systems, Gasoline, Biodiesel, Sugar, Trade Execution, Series 3, Energy Trading, Natural Gas, Corporate Finance, Agriculture, Emerging Markets, Options Strategies, Financial Risk, FINRA, Volatility, Financial Services, Front Office, Proprietary Trading, Electronic Trading, Cattle, Poultry, Livestock
Education
Illinois Institute of Technology 1994 — 1998
M.S, Financial Markets & Trading
Arizona State University 1989 — 1993
B.S, Agribusiness
Bernard W. Chua Bernard W. Chua's Deutsche Bank Securities, Inc Experience January 2004 - May 2006
Job
Industry Investment Management
Experience
American Century Investments May 2006 - Present
Deutsche Bank Securities Inc. January 2004 - May 2006
UBS Global Asset Management July 1999 - December 2003
American Express Bank November 1987 - June 1999
Skills
Equities, Investment Management, Portfolio Management, Mutual Funds, Product Development, Investment Strategies, Asset Allocation, Asset Management, Series 7, Securities, Wealth Management, Bloomberg, Investments, Capital Markets, Investment Advisory, Fund Of Funds, Business Development, Credit, Emerging Markets, ETFs, Separately Managed..., Equity Research, Hedge Funds
Education
University of California, Santa Barbara 1986 — 1987
MA
Ateneo de Manila University 1981 — 1985
AB
Xavier School 1969 — 1981
American Century Investments May 2006 - Present
Deutsche Bank Securities Inc. January 2004 - May 2006
UBS Global Asset Management July 1999 - December 2003
American Express Bank November 1987 - June 1999
Skills
Equities, Investment Management, Portfolio Management, Mutual Funds, Product Development, Investment Strategies, Asset Allocation, Asset Management, Series 7, Securities, Wealth Management, Bloomberg, Investments, Capital Markets, Investment Advisory, Fund Of Funds, Business Development, Credit, Emerging Markets, ETFs, Separately Managed..., Equity Research, Hedge Funds
Education
University of California, Santa Barbara 1986 — 1987
MA
Ateneo de Manila University 1981 — 1985
AB
Xavier School 1969 — 1981
Carrie (347) 662 - 6050) Cota Carrie (347) 662 - 6050) Cota's Deutsche Bank Securities, Inc Experience October 1998 - February 2009
Job In Search of Exec Assistant or Equity Operations Position at Established or Up and Coming Hedge Fund or Brokerage Firm
Industry Banking
Experience
Currently in Search of Employment In Search of Exec Assistant or Equity Operations PositionEstablished or Up and Coming Hedge Fund or Brokerage FirmDecember 2014 - December 2014
Deutsche Bank Securities March 2007 - February 2009
Deutsche Bank October 1998 - February 2009
Deutsche Bank Securities, Inc October 1998 - February 2009
Deutsche Bank Securities February 2004 - June 2006
Deutsche Bank Securities July 2000 - February 2004
Universal Records, Universal Music Group February 1999 - May 2000
Deutsche Bank Securities October 1998 - February 1999
United Nations Department of Project Services January 1998 - September 1998
MCA Records March 1996 - September 1997
Skills
Time Management, Credit, Banking, Financial Analysis, Microsoft Office, Customer Service, Microsoft Excel, Microsoft Word, Sales, Financial Services, Business Analysis, Equities, Budgets, Marketing, Management
Education
University of Southern California 1990 — 1994
Bachelor of Arts, Psychology / Linguistics
University of Southern California 1990 — 1994
Bachelor of Arts, Double Major - BA Spanish / BA Psychology Linguistics
Currently in Search of Employment In Search of Exec Assistant or Equity Operations PositionEstablished or Up and Coming Hedge Fund or Brokerage FirmDecember 2014 - December 2014
Deutsche Bank Securities March 2007 - February 2009
Deutsche Bank October 1998 - February 2009
Deutsche Bank Securities, Inc October 1998 - February 2009
Deutsche Bank Securities February 2004 - June 2006
Deutsche Bank Securities July 2000 - February 2004
Universal Records, Universal Music Group February 1999 - May 2000
Deutsche Bank Securities October 1998 - February 1999
United Nations Department of Project Services January 1998 - September 1998
MCA Records March 1996 - September 1997
Skills
Time Management, Credit, Banking, Financial Analysis, Microsoft Office, Customer Service, Microsoft Excel, Microsoft Word, Sales, Financial Services, Business Analysis, Equities, Budgets, Marketing, Management
Education
University of Southern California 1990 — 1994
Bachelor of Arts, Psychology / Linguistics
University of Southern California 1990 — 1994
Bachelor of Arts, Double Major - BA Spanish / BA Psychology Linguistics
Hans Ulrich Kaeser Hans Ulrich Kaeser's Deutsche Bank Securities, Inc Experience May 2013 - Present
Job Regulatory Risk and Control Manager at Deutsche Bank Securities Inc.
Industry Investment Banking
Experience
Deutsche Bank Securities Inc. May 2013 - Present
Deutsche Bank May 2012 - May 2013
Deutsche Bank January 2010 - April 2012
Young Professionals in Foreign Policy 2010 - April 2012
Center for Strategic and International Studies January 2008 - April 2009
Eurasia Group 2009 - 2009
IDS 2007 - 2007
Swiss Armed Forces 2004 - 2007
Skills
International Relations, Foreign Policy, Policy Analysis, Intelligence Analysis, Intelligence, Political Science, Risk Management, International Security, International..., Political Risk Analysis, Government, Crisis Management, Analysis, Governance, Economics, Public Policy, Politics, Diplomacy, Defense, Risk Assessment, Program Management, Capacity Building, Policy, Counterterrorism, Foreign Affairs, Qualitative Research, Research, National Security, Africa, Strategic Communications, European Union, Emerging Markets, Latin America, Risk Analysis, Military, Data Analysis, French, Proposal Writing, FINRA Series 7
Education
Georgetown University 2007 — 2008
MA, International Security
Graduate Institute of International Studies 2002 — 2004
M.A., International Relations
University of Geneva 2000 — 2002
Tronc Commun, Economics
Deutsche Bank Securities Inc. May 2013 - Present
Deutsche Bank May 2012 - May 2013
Deutsche Bank January 2010 - April 2012
Young Professionals in Foreign Policy 2010 - April 2012
Center for Strategic and International Studies January 2008 - April 2009
Eurasia Group 2009 - 2009
IDS 2007 - 2007
Swiss Armed Forces 2004 - 2007
Skills
International Relations, Foreign Policy, Policy Analysis, Intelligence Analysis, Intelligence, Political Science, Risk Management, International Security, International..., Political Risk Analysis, Government, Crisis Management, Analysis, Governance, Economics, Public Policy, Politics, Diplomacy, Defense, Risk Assessment, Program Management, Capacity Building, Policy, Counterterrorism, Foreign Affairs, Qualitative Research, Research, National Security, Africa, Strategic Communications, European Union, Emerging Markets, Latin America, Risk Analysis, Military, Data Analysis, French, Proposal Writing, FINRA Series 7
Education
Georgetown University 2007 — 2008
MA, International Security
Graduate Institute of International Studies 2002 — 2004
M.A., International Relations
University of Geneva 2000 — 2002
Tronc Commun, Economics
Tara Minucci, CPA, MBA Tara Minucci, CPA, MBA's Deutsche Bank Securities, Inc Experience November 2006 - June 2009
Job at
Industry Accounting
Experience
Tower Research Capital May 2013 - Present
Ernst & Young August 2011 - May 2013
DEUTSCHE BANK SECURITIES INC November 2006 - June 2009
ADP BROKERAGE, ICI August 2004 - November 2006
Skills
Equities, Fixed Income, Bloomberg, Microsoft Office, Software Documentation, Customer Service, Euroclear, Financial Analysis, Analysis, Financial Services, Microsoft Excel, Valuation, Accounting, Trading
Education
City University of New York-Baruch College - Zicklin School of Business 2008 — 2011
MBA, Accounting
University of Delaware 1999 — 2003
B.S.B.A, Finance, Marketing
Tower Research Capital May 2013 - Present
Ernst & Young August 2011 - May 2013
DEUTSCHE BANK SECURITIES INC November 2006 - June 2009
ADP BROKERAGE, ICI August 2004 - November 2006
Skills
Equities, Fixed Income, Bloomberg, Microsoft Office, Software Documentation, Customer Service, Euroclear, Financial Analysis, Analysis, Financial Services, Microsoft Excel, Valuation, Accounting, Trading
Education
City University of New York-Baruch College - Zicklin School of Business 2008 — 2011
MBA, Accounting
University of Delaware 1999 — 2003
B.S.B.A, Finance, Marketing
Gosia Lewis Gosia Lewis's Deutsche Bank Securities, Inc Experience March 2000 - October 2001
Job Senior Credit Officer Goldman Sachs Private Wealth Management
Industry Banking
Experience
Goldman Sachs February 2010 - Present
HSBC Private Bank August 2008 - October 2009
UBS Wealth Management January 2007 - August 2008
Deutsche Bank Trust Company Americas October 2001 - January 2007
Deutsche Bank Securities, Inc. March 2000 - October 2001
Skills
Private Banking, Credit Risk, Credit Analysis, Loans, Private Equity, Wealth Management, Finance, Hedge Funds, Financial Analysis, Banking, Credit, Derivatives, Financial Markets, Financial Risk, Fixed Income, High Net Worth..., Portfolio Management, Risk Management, Structured Finance
Education
City University of New York-Baruch College - Zicklin School of Business 1997 — 2000
MBA, Master of Business Administration in Finance & Investments
Goldman Sachs February 2010 - Present
HSBC Private Bank August 2008 - October 2009
UBS Wealth Management January 2007 - August 2008
Deutsche Bank Trust Company Americas October 2001 - January 2007
Deutsche Bank Securities, Inc. March 2000 - October 2001
Skills
Private Banking, Credit Risk, Credit Analysis, Loans, Private Equity, Wealth Management, Finance, Hedge Funds, Financial Analysis, Banking, Credit, Derivatives, Financial Markets, Financial Risk, Fixed Income, High Net Worth..., Portfolio Management, Risk Management, Structured Finance
Education
City University of New York-Baruch College - Zicklin School of Business 1997 — 2000
MBA, Master of Business Administration in Finance & Investments
Jack Ewashko's Deutsche Bank Securities, Inc Experience August 2011 - March 2012
Job Cash Management, Treasury,Derivatives, OTC, Futures, Options, Commodities, FX, Credit,Equities Exp
Industry Investment Banking
Experience
Deutsche Bank July 2014 - September 2015
Self Employed February 2014 - July 2014
Millennium Partners April 2012 - February 2014
Deutsche Bank Securities Inc August 2011 - March 2012
Deutsche Bank July 2006 - July 2011
Bear Stearns July 2005 - July 2006
Pershing LLC March 2004 - June 2005
TD Waterhouse July 2000 - June 2004
Skills
Banking, Bonds, Commodity, Derivatives, Equities, FX Options, Fixed Income, Hedge Funds, Investments, Options, Risk Management, Trading, Financial Risk, Financial Services, Mutual Funds, Finance, Settlement, Securities, Trading Systems, Equity Derivatives, Series 7, FINRA, Series 63, Financial Markets, Electronic Trading, Cash Management, Hedging, Collateral Management, Currency, Interest Rate..., Relationship Management, Commodity Markets, Treasury, Back Office, Foreign Exchange, Middle Office, Swaps, Funding, Equity Trading, ETFs, Investment Management, Credit Derivatives, SWIFT payments
Education
Long Island University
Bachelor's degree
Kingsborough Community College
Associates degree, Business Administration
Deutsche Bank July 2014 - September 2015
Self Employed February 2014 - July 2014
Millennium Partners April 2012 - February 2014
Deutsche Bank Securities Inc August 2011 - March 2012
Deutsche Bank July 2006 - July 2011
Bear Stearns July 2005 - July 2006
Pershing LLC March 2004 - June 2005
TD Waterhouse July 2000 - June 2004
Skills
Banking, Bonds, Commodity, Derivatives, Equities, FX Options, Fixed Income, Hedge Funds, Investments, Options, Risk Management, Trading, Financial Risk, Financial Services, Mutual Funds, Finance, Settlement, Securities, Trading Systems, Equity Derivatives, Series 7, FINRA, Series 63, Financial Markets, Electronic Trading, Cash Management, Hedging, Collateral Management, Currency, Interest Rate..., Relationship Management, Commodity Markets, Treasury, Back Office, Foreign Exchange, Middle Office, Swaps, Funding, Equity Trading, ETFs, Investment Management, Credit Derivatives, SWIFT payments
Education
Long Island University
Bachelor's degree
Kingsborough Community College
Associates degree, Business Administration
Steven Shears Steven Shears's Deutsche Bank Securities, Inc Experience June 2006 - July 2007
Job Associate at Citadel LLC
Industry Investment Management
Experience
Citadel LLC June 2015 - Present
JAT Capital Management, L.P. May 2014 - August 2014
S.A.C. PRIVATE CAPITAL GROUP / SIRIS October 2011 - July 2013
HARVEST PARTNERS, LP July 2009 - July 2011
MOELIS & COMPANY LLC July 2007 - June 2009
DEUTSCHE BANK SECURITIES INC June 2006 - July 2007
Skills
Equities, Financial Modeling, Investment Banking, LBO, Mergers, Private Equity, Valuation
Education
University of Pennsylvania - The Wharton School 2013 — 2015
Master of Business Administration (MBA), Finance and Management
University of Michigan 2002 — 2006
Bachelor, Business Administration
Citadel LLC June 2015 - Present
JAT Capital Management, L.P. May 2014 - August 2014
S.A.C. PRIVATE CAPITAL GROUP / SIRIS October 2011 - July 2013
HARVEST PARTNERS, LP July 2009 - July 2011
MOELIS & COMPANY LLC July 2007 - June 2009
DEUTSCHE BANK SECURITIES INC June 2006 - July 2007
Skills
Equities, Financial Modeling, Investment Banking, LBO, Mergers, Private Equity, Valuation
Education
University of Pennsylvania - The Wharton School 2013 — 2015
Master of Business Administration (MBA), Finance and Management
University of Michigan 2002 — 2006
Bachelor, Business Administration
Roger Lengyel Roger Lengyel's Deutsche Bank Securities, Inc Experience July 1999 - July 2002
Job Executive Director at J.P. Morgan Asset Management
Industry Financial Services
Experience
J.P. Morgan Asset Management June 2008 - Present
Bear Stearns Asset Management Inc. July 2002 - June 2008
Deutsche Bank Securities, Inc. July 1999 - July 2002
Education
Columbia Business School
MBA
Colgate University 1995 — 1999
BA, English
Collegiate School
J.P. Morgan Asset Management June 2008 - Present
Bear Stearns Asset Management Inc. July 2002 - June 2008
Deutsche Bank Securities, Inc. July 1999 - July 2002
Education
Columbia Business School
MBA
Colgate University 1995 — 1999
BA, English
Collegiate School
Don Samonte Don Samonte's Deutsche Bank Securities, Inc Experience January 2008 - December 2012
Job Vice President & Head of Financial Planning & Analysis
Industry Insurance
Experience
New York Life Insurance Company August 2013 - Present
Deutsche Bank January 2013 - July 2013
Deutsche Bank Securities, Inc. January 2008 - December 2012
Deutsche Bank June 2006 - January 2008
US Navy - Strike Fighter Squadron 106 November 2002 - August 2004
US Navy - Strike Fighter Squadron 94 November 1999 - November 2002
Skills
Financial Modeling, Valuation, Investment Banking, Corporate Finance, Mergers, Due Diligence, Equities, Risk Management, Financial Analysis, Investments, Program Management, Asset Managment, Security Clearance, Military, Strategic Planning, Analysis, Private Equity, Financial Structuring, Mergers & Acquisitions, Private Placements, Strategic Financial..., Finance, Capital Markets, Leadership
Education
Georgetown University - The McDonough School of Business 2004 — 2006
MBA
United States Naval Academy 1991 — 1995
BS, Naval Architecture
Portsmouth Abbey 1986 — 1990
New York Life Insurance Company August 2013 - Present
Deutsche Bank January 2013 - July 2013
Deutsche Bank Securities, Inc. January 2008 - December 2012
Deutsche Bank June 2006 - January 2008
US Navy - Strike Fighter Squadron 106 November 2002 - August 2004
US Navy - Strike Fighter Squadron 94 November 1999 - November 2002
Skills
Financial Modeling, Valuation, Investment Banking, Corporate Finance, Mergers, Due Diligence, Equities, Risk Management, Financial Analysis, Investments, Program Management, Asset Managment, Security Clearance, Military, Strategic Planning, Analysis, Private Equity, Financial Structuring, Mergers & Acquisitions, Private Placements, Strategic Financial..., Finance, Capital Markets, Leadership
Education
Georgetown University - The McDonough School of Business 2004 — 2006
MBA
United States Naval Academy 1991 — 1995
BS, Naval Architecture
Portsmouth Abbey 1986 — 1990
Brian Barnett Brian Barnett's Deutsche Bank Securities, Inc Experience June 2008 - August 2008
Job Solutions Architect at Bright Point Consulting
Industry Financial Services
Experience
Bright Point Consulting August 2014 - Present
Sprouts Farmers Market January 2013 - August 2014
First Solar July 2011 - January 2013
First Solar March 2010 - August 2011
UBS Investment Bank June 2008 - May 2009
Deutsche Bank Securities Inc June 2008 - August 2008
Intermountain Healthcare January 2006 - August 2006
CACI International/American Management Systems September 2004 - January 2005
CACI International/American Management Systems September 2002 - September 2004
Skills
Financial Analysis, Decision Support, Currency, Databases, Revenue Forecasting, Financial Modeling, Consulting, Portfolio Management, Analysis, Forecasting, Process Improvement, Accounting, Cross-functional Team..., Management, Business Planning, Entrepreneurship, Finance, Investments, Training
Education
Brigham Young University 2006 — 2008
Master of Business Administration, Finance 2008
Brigham Young University 1999 — 2002
Bachelor of Science, Management Information Systems 2002
Bright Point Consulting August 2014 - Present
Sprouts Farmers Market January 2013 - August 2014
First Solar July 2011 - January 2013
First Solar March 2010 - August 2011
UBS Investment Bank June 2008 - May 2009
Deutsche Bank Securities Inc June 2008 - August 2008
Intermountain Healthcare January 2006 - August 2006
CACI International/American Management Systems September 2004 - January 2005
CACI International/American Management Systems September 2002 - September 2004
Skills
Financial Analysis, Decision Support, Currency, Databases, Revenue Forecasting, Financial Modeling, Consulting, Portfolio Management, Analysis, Forecasting, Process Improvement, Accounting, Cross-functional Team..., Management, Business Planning, Entrepreneurship, Finance, Investments, Training
Education
Brigham Young University 2006 — 2008
Master of Business Administration, Finance 2008
Brigham Young University 1999 — 2002
Bachelor of Science, Management Information Systems 2002
Ted O'Connor Ted O'Connor's Deutsche Bank Securities, Inc Experience 2004 - October 2012
Job Director in Prime Brokerage at Société Générale
Industry Investment Banking
Experience
Société Générale March 2015 - Present
Merrill Lynch October 2012 - November 2014
Deutsche Bank Securities Inc. 2004 - October 2012
CAP Advisors LLC 2001 - 2003
Government of Singapore Investment Corp 2000 - 2001
Sloate, Weisman, Murray & Company, Inc. 1992 - 2000
Richard A. Rosenblatt & Co. 1986 - 1992
Skills
Equities, Prime Brokerage, Derivatives, Hedge Funds, Fixed Income, Alternative Investments, Electronic Trading, Swaps, Structured Products, Bloomberg, Options, Equity Trading, Trading, Credit Derivatives, Securities, Bonds, Series 7, Capital Markets, Equity Swaps, FINRA, Finance, Middle Office, Settlement, Trading Systems, Fund Administration, Loans, Leadership, Consulting, Total Return Swaps, Financial Services, Fundraising, Futures, CLO, Clearing, Margin, 1940 Act, UCITS, Marketing Strategy, Regulatory Compliance, Series 24, Asset Allocation, Investment Banking, Asset Management, Risk Management, Financial Markets, Equity Derivatives, Mutual Funds, Investment Management
Education
The University of Connecticut 1983 — 1987
BS, Business Administration/Finance
Northwest Catholic High School 1979 — 1983
Société Générale March 2015 - Present
Merrill Lynch October 2012 - November 2014
Deutsche Bank Securities Inc. 2004 - October 2012
CAP Advisors LLC 2001 - 2003
Government of Singapore Investment Corp 2000 - 2001
Sloate, Weisman, Murray & Company, Inc. 1992 - 2000
Richard A. Rosenblatt & Co. 1986 - 1992
Skills
Equities, Prime Brokerage, Derivatives, Hedge Funds, Fixed Income, Alternative Investments, Electronic Trading, Swaps, Structured Products, Bloomberg, Options, Equity Trading, Trading, Credit Derivatives, Securities, Bonds, Series 7, Capital Markets, Equity Swaps, FINRA, Finance, Middle Office, Settlement, Trading Systems, Fund Administration, Loans, Leadership, Consulting, Total Return Swaps, Financial Services, Fundraising, Futures, CLO, Clearing, Margin, 1940 Act, UCITS, Marketing Strategy, Regulatory Compliance, Series 24, Asset Allocation, Investment Banking, Asset Management, Risk Management, Financial Markets, Equity Derivatives, Mutual Funds, Investment Management
Education
The University of Connecticut 1983 — 1987
BS, Business Administration/Finance
Northwest Catholic High School 1979 — 1983
Karan Kalahasti Karan Kalahasti's Deutsche Bank Securities, Inc Experience May 2011 - Present
Job Vice President, Global Consumer & Business Services Group Deutsche Bank Securities Inc.
Industry Investment Banking
Experience
Deutsche Bank Securities Inc. May 2011 - Present
Radikal Foods Limited 2014 - 2015
Radikal Foods Limited 2014 - 2015
Friedman Billings Ramsey March 2008 - April 2011
Deutsche Bank Securities Inc. July 2006 - January 2008
Deutsche Bank Securities Inc. June 2005 - August 2005
General Motors Corporation December 2000 - October 2004
Skills
Financial Modeling, Private Placements, Valuation, Mergers, LBO, Credit Analysis, Investment Banking, Private Equity, Capital Markets, Structured Finance, Leveraged Finance, Corporate Finance, Due Diligence, Fixed Income, Venture Capital
Education
University of Michigan - Stephen M. Ross School of Business 2004 — 2006
MBA
University of Maryland College Park 1998 — 2001
MS
University of Delaware 1998 — 1998
Indian Institute of Technology, Madras 1994 — 1998
BTech
Space Central School, Sriharikota 1986 — 1994
High School
Deutsche Bank Securities Inc. May 2011 - Present
Radikal Foods Limited 2014 - 2015
Radikal Foods Limited 2014 - 2015
Friedman Billings Ramsey March 2008 - April 2011
Deutsche Bank Securities Inc. July 2006 - January 2008
Deutsche Bank Securities Inc. June 2005 - August 2005
General Motors Corporation December 2000 - October 2004
Skills
Financial Modeling, Private Placements, Valuation, Mergers, LBO, Credit Analysis, Investment Banking, Private Equity, Capital Markets, Structured Finance, Leveraged Finance, Corporate Finance, Due Diligence, Fixed Income, Venture Capital
Education
University of Michigan - Stephen M. Ross School of Business 2004 — 2006
MBA
University of Maryland College Park 1998 — 2001
MS
University of Delaware 1998 — 1998
Indian Institute of Technology, Madras 1994 — 1998
BTech
Space Central School, Sriharikota 1986 — 1994
High School
Tom Whitam's Deutsche Bank Securities, Inc Experience October 2015 - Present
Job Assistant Vice President at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank Securities, Inc. October 2015 - Present
Merrill Lynch November 2014 - July 2015
Ameriprise Financial Services, Inc. January 2009 - July 2014
American Enterprise Investment Services, Inc. (subsidiary of Ameriprise Financial, Inc.) July 2007 - January 2009
American Enterprise Investment Services, Inc. (subsidiary of Ameriprise Financial, Inc.) April 2003 - June 2007
American Enterprise Investment Services, Inc. Subsidiary of American Express Financial Advisors 1999 - 2003
American Express Financial Advisors July 1996 - 1999
Norwest Investment Management and Trust 1994 - 1996
Skills
Series 7, Series 63, FINRA, Securities, Equities, Investments, Alternative Investments, Brokerage, Options, Series 24, Trading, Capital Markets, Financial Services, Fixed Income, Risk Management, Investment Management, Mutual Funds
Education
Capella University 2008 — 2012
Business Administration
The University of North Dakota 1988 — 1990
Aviation Administration
Deutsche Bank Securities, Inc. October 2015 - Present
Merrill Lynch November 2014 - July 2015
Ameriprise Financial Services, Inc. January 2009 - July 2014
American Enterprise Investment Services, Inc. (subsidiary of Ameriprise Financial, Inc.) July 2007 - January 2009
American Enterprise Investment Services, Inc. (subsidiary of Ameriprise Financial, Inc.) April 2003 - June 2007
American Enterprise Investment Services, Inc. Subsidiary of American Express Financial Advisors 1999 - 2003
American Express Financial Advisors July 1996 - 1999
Norwest Investment Management and Trust 1994 - 1996
Skills
Series 7, Series 63, FINRA, Securities, Equities, Investments, Alternative Investments, Brokerage, Options, Series 24, Trading, Capital Markets, Financial Services, Fixed Income, Risk Management, Investment Management, Mutual Funds
Education
Capella University 2008 — 2012
Business Administration
The University of North Dakota 1988 — 1990
Aviation Administration
Matthew Lent Matthew Lent's Deutsche Bank Securities, Inc Experience June 2009 - February 2010
Job Cofounder at Keeper
Industry Computer Software
Experience
Keeper September 2014 - Present
Aperia Technologies 2012 - 2015
Google, Inc. February 2010 - September 2012
BearPaw Tutors LLC March 2006 - June 2012
Deutsche Bank Securities, Inc. June 2009 - February 2010
Gelber Group LLC June 2007 - August 2007
Skills
Venture Capital, Financial Modeling, Investment Banking, Entrepreneurship, Valuation, Corporate Finance, Analytics, Research, Quantitative Analytics, Due Diligence, Financial Analysis, Strategic Planning, Economics, Investments, Python, C++, Java, SQL, Linux, jQuery, Django, Education, Strategy, Corporate Development, Mobile Applications, Finance, Data Analysis, Start-ups
Education
University of Cambridge 2012 — 2013
Master's degree, Computer Science
Brown University 2004 — 2008
Sc.B., Applied Mathematics, Economics
Keeper September 2014 - Present
Aperia Technologies 2012 - 2015
Google, Inc. February 2010 - September 2012
BearPaw Tutors LLC March 2006 - June 2012
Deutsche Bank Securities, Inc. June 2009 - February 2010
Gelber Group LLC June 2007 - August 2007
Skills
Venture Capital, Financial Modeling, Investment Banking, Entrepreneurship, Valuation, Corporate Finance, Analytics, Research, Quantitative Analytics, Due Diligence, Financial Analysis, Strategic Planning, Economics, Investments, Python, C++, Java, SQL, Linux, jQuery, Django, Education, Strategy, Corporate Development, Mobile Applications, Finance, Data Analysis, Start-ups
Education
University of Cambridge 2012 — 2013
Master's degree, Computer Science
Brown University 2004 — 2008
Sc.B., Applied Mathematics, Economics
Monica Murphy Monica Murphy's Deutsche Bank Securities, Inc Experience March 2010 - March 2011
Job Head of ORM Latin America
Industry Financial Services
Experience
Deutsche Bank June 2015 - Present
EY October 2013 - Present
Ernst & Young April 2011 - September 2013
Deutsche Bank Securities, Inc March 2010 - March 2011
Deutsche Bank March 2009 - March 2010
Deutsche Bank Securities, Inc. September 2008 - March 2009
Skills
Valuation, Spanish, Project Management, Operational Risk, Investment Banking, Management, Internal Controls, Internal Audit, Financial Risk, Financial Analysis, Derivatives, Analysis, Operational Risk...
Education
Dartmouth College 2003 — 2008
BA, History
Deutsche Bank June 2015 - Present
EY October 2013 - Present
Ernst & Young April 2011 - September 2013
Deutsche Bank Securities, Inc March 2010 - March 2011
Deutsche Bank March 2009 - March 2010
Deutsche Bank Securities, Inc. September 2008 - March 2009
Skills
Valuation, Spanish, Project Management, Operational Risk, Investment Banking, Management, Internal Controls, Internal Audit, Financial Risk, Financial Analysis, Derivatives, Analysis, Operational Risk...
Education
Dartmouth College 2003 — 2008
BA, History
Karen Fliegel Schwartzman's Deutsche Bank Securities, Inc Experience 1997 - 1999
Job Director of Wealth Management at AUA Capital Management
Industry Financial Services
Experience
AUA Capital Management June 2015 - Present
Lighthouse Planning Consultants/Lincoln Financial Group November 2011 - June 2015
Mark Asset Management 1999 - 2001
Deutsche Bank Securities Inc. 1997 - 1999
Goldman, Sachs & Co. 1996 - 1997
Ernst & Young 1990 - 1996
Skills
Portfolio Management, Financial Planning, Sell Side, Buy-side, Finance, Equity Research, Investments, Valuation, Equities, Analysis, Management, Financial Services, Derivatives, Asset Management
Education
University of Pennsylvania - The Wharton School 1986 — 1990
BS Economics, Accounting, Public Policy Management
AUA Capital Management June 2015 - Present
Lighthouse Planning Consultants/Lincoln Financial Group November 2011 - June 2015
Mark Asset Management 1999 - 2001
Deutsche Bank Securities Inc. 1997 - 1999
Goldman, Sachs & Co. 1996 - 1997
Ernst & Young 1990 - 1996
Skills
Portfolio Management, Financial Planning, Sell Side, Buy-side, Finance, Equity Research, Investments, Valuation, Equities, Analysis, Management, Financial Services, Derivatives, Asset Management
Education
University of Pennsylvania - The Wharton School 1986 — 1990
BS Economics, Accounting, Public Policy Management
Paul Ripsky, CPA's Deutsche Bank Securities, Inc Experience May 2014 - Present
Job Assistant Vice President at Deutsche Bank Securities Inc.
Industry Accounting
Experience
Deutsche Bank Securities Inc. May 2014 - Present
Chicago Mercantile Exchange June 2009 - May 2014
Mesirow Financial June 2008 - August 2008
First Trust Advisors June 2006 - August 2006
Skills
Financial Analysis, Accounting, Internal Controls, Financial Reporting, Auditing, Sarbanes-Oxley Act, US GAAP, Financial Accounting, GAAP, Financial Modeling, CPA, Internal Audit
Education
University of Illinois at Urbana-Champaign - College of Business 2005 — 2009
Bachelor of Science (2), Accountancy, Finance
Deutsche Bank Securities Inc. May 2014 - Present
Chicago Mercantile Exchange June 2009 - May 2014
Mesirow Financial June 2008 - August 2008
First Trust Advisors June 2006 - August 2006
Skills
Financial Analysis, Accounting, Internal Controls, Financial Reporting, Auditing, Sarbanes-Oxley Act, US GAAP, Financial Accounting, GAAP, Financial Modeling, CPA, Internal Audit
Education
University of Illinois at Urbana-Champaign - College of Business 2005 — 2009
Bachelor of Science (2), Accountancy, Finance
Marcus Stroud Marcus Stroud's Deutsche Bank Securities, Inc Experience March 2007 - January 2009
Job Attorney
Industry Law Practice
Experience
The Law Office of Marcus A. Stroud July 2015 - Present
Magna Life Settlements, Inc. June 2012 - July 2015
Clifford Chance US LLP, New York, New York March 2010 - March 2012
Deutsche Bank Securities Inc. March 2007 - January 2009
Clifford Chance US LLP 2005 - 2007
Skills
Securities Regulation, Due Diligence, Insurance, Mergers, Reinsurance, Corporate Law, Corporate Governance, Legal Research, Insurance Law, Private Equity, Securities, Cross-border..., Intellectual Property, Licensing, Claim, Series 7, Life Settlements
Education
University of Virginia School of Law 2000 — 2003
jd
University of California, Irvine
Bachelor of Arts (BA), Chinese Language and Literature
The Law Office of Marcus A. Stroud July 2015 - Present
Magna Life Settlements, Inc. June 2012 - July 2015
Clifford Chance US LLP, New York, New York March 2010 - March 2012
Deutsche Bank Securities Inc. March 2007 - January 2009
Clifford Chance US LLP 2005 - 2007
Skills
Securities Regulation, Due Diligence, Insurance, Mergers, Reinsurance, Corporate Law, Corporate Governance, Legal Research, Insurance Law, Private Equity, Securities, Cross-border..., Intellectual Property, Licensing, Claim, Series 7, Life Settlements
Education
University of Virginia School of Law 2000 — 2003
jd
University of California, Irvine
Bachelor of Arts (BA), Chinese Language and Literature
Martin McCann Martin McCann's Deutsche Bank Securities, Inc Experience February 2002 - January 2014
Job Financial Sales Executive
Industry Financial Services
Experience
Pierpont Securities, Inc May 2014 - Present
Deutsche Bank Securities, Inc. February 2002 - January 2014
Merrill Lynch, Pierce Fenner& Smith April 1996 - February 2002
Credit Suisse First Boston, Inc August 1992 - May 1995
Regent National Bank May 1989 - August 1992
Education
La Salle University
Master of Business Administration (M.B.A.), Finance/Marketing
La Salle University 1979 — 1983
Bachelor's Degree, Business Administration, Finance and Management
Pierpont Securities, Inc May 2014 - Present
Deutsche Bank Securities, Inc. February 2002 - January 2014
Merrill Lynch, Pierce Fenner& Smith April 1996 - February 2002
Credit Suisse First Boston, Inc August 1992 - May 1995
Regent National Bank May 1989 - August 1992
Education
La Salle University
Master of Business Administration (M.B.A.), Finance/Marketing
La Salle University 1979 — 1983
Bachelor's Degree, Business Administration, Finance and Management
Richard Leigh Richard Leigh's Deutsche Bank Securities, Inc Experience May 1997 - May 1999
Job Special Counsel at Saul Ewing LLP
Industry Law Practice
Experience
Saul Ewing LLP July 2008 - Present
McNees Wallace & Nurick LLC September 2002 - June 2008
Deutsche Bank Securities Inc. May 1997 - May 1999
Deutsche Bank June 1988 - May 1997
United States Army June 1982 - June 1985
Skills
Commercial Lending, Credit Risk, Finance, Mergers & Acquisitions, Leadership, Negotiation, Due Diligence, Commercial Real Estate, Legal Research
Education
Pennsylvania State University, The Dickinson School of Law
Juris Doctor
Columbia University in the City of New York
Master of International Affairs, International Business
University of Pennsylvania
Bachelor of Arts (B.A.), History
Saul Ewing LLP July 2008 - Present
McNees Wallace & Nurick LLC September 2002 - June 2008
Deutsche Bank Securities Inc. May 1997 - May 1999
Deutsche Bank June 1988 - May 1997
United States Army June 1982 - June 1985
Skills
Commercial Lending, Credit Risk, Finance, Mergers & Acquisitions, Leadership, Negotiation, Due Diligence, Commercial Real Estate, Legal Research
Education
Pennsylvania State University, The Dickinson School of Law
Juris Doctor
Columbia University in the City of New York
Master of International Affairs, International Business
University of Pennsylvania
Bachelor of Arts (B.A.), History
Steve Guberer Steve Guberer's Deutsche Bank Securities, Inc Experience 2006 - 2012
Job Director CBRE Capital Advisors at CBRE
Industry Financial Services
Experience
CBRE 2013 - Present
Deutsche Bank Securities Inc. 2006 - 2012
Deloitte & Touche LLP 2000 - 2004
Skills
Valuation, Financial Modeling, Investment Banking, Debt, Due Diligence, Financial Analysis, Financial Statement..., IPO, Equity, M&A experience, Lodging, Hospitality Industry, Real Estate, Gaming Industry, CPA, Equities, Mergers & Acquisitions, Corporate Finance, Auditing
Education
The University of Chicago - Booth School of Business 2004 — 2006
Master of Business Administration (M.B.A.), Finance
Rutgers, The State University of New Jersey-New Brunswick 1996 — 2000
BS, Business - Accounting
Brookfield High School - Brookfield, CT 1992 — 1996
High School Diploma
CBRE 2013 - Present
Deutsche Bank Securities Inc. 2006 - 2012
Deloitte & Touche LLP 2000 - 2004
Skills
Valuation, Financial Modeling, Investment Banking, Debt, Due Diligence, Financial Analysis, Financial Statement..., IPO, Equity, M&A experience, Lodging, Hospitality Industry, Real Estate, Gaming Industry, CPA, Equities, Mergers & Acquisitions, Corporate Finance, Auditing
Education
The University of Chicago - Booth School of Business 2004 — 2006
Master of Business Administration (M.B.A.), Finance
Rutgers, The State University of New Jersey-New Brunswick 1996 — 2000
BS, Business - Accounting
Brookfield High School - Brookfield, CT 1992 — 1996
High School Diploma
Jose Yordan Jose Yordan's Deutsche Bank Securities, Inc Experience May 2008 - Present
Job Equity Research Analyst at Deutsche Bank Securities, Inc.
Industry Investment Banking
Experience
Deutsche Bank Securities, Inc. May 2008 - Present
UBS Securities Inc. March 1999 - March 2008
Credit Suisse First Boston October 1992 - March 1999
Skills
Equity Research, Emerging Markets, Valuation, Financial Modeling, Bloomberg, Equity Valuation, Financial Analysis, Latin America, Strategy, DCF, Financial Markets, IPO, Equities
Education
Columbia Business School 1986 — 1988
Master of Business Administration (MBA), Finance, General
Princeton University 1980 — 1984
A.B., European History
Deutsche Bank Securities, Inc. May 2008 - Present
UBS Securities Inc. March 1999 - March 2008
Credit Suisse First Boston October 1992 - March 1999
Skills
Equity Research, Emerging Markets, Valuation, Financial Modeling, Bloomberg, Equity Valuation, Financial Analysis, Latin America, Strategy, DCF, Financial Markets, IPO, Equities
Education
Columbia Business School 1986 — 1988
Master of Business Administration (MBA), Finance, General
Princeton University 1980 — 1984
A.B., European History
Mark Connelly Mark Connelly's Deutsche Bank Securities, Inc Experience July 2015 - Present
Job VP Divisional Control Officer US GMLD at Deutsche Bank Securities Inc.
Industry Financial Services
Experience
Deutsche Bank Securities Inc. July 2015 - Present
FGMK October 2014 - July 2015
Macquarie Futures USA January 2013 - October 2014
Deutsche Bank April 2012 - December 2012
ALaS Consulting January 2011 - March 2012
SunGard January 2010 - December 2010
RSM McGladrey January 1999 - December 2009
Rolfe & Nolan January 1997 - December 1998
Rosenthal Collins Group January 1994 - December 1996
Checkers, Simon & Rosner January 1991 - December 1993
Skills
Derivatives, Back Office, Middle Office, Internal Controls, Brokerage, Accounting, Futures, Vendor Management, Operational Efficiency, New Business Development, Client Development, GMI, Business Networking, Straight Through..., Troubleshooting, Cost Management, Cost Control, Front Office, Cost Reduction, Reconciliation, Exchange and Clearing..., Client Relationship..., Commodities, Cost Containment, Generating Revenue, Operational Risk..., Risk Assessment, Financial Risk, Credit Risk, Market Risk, Risk Management, Hedge Funds, Financial Services, Equities, Securities, Financial Markets
Education
Dominican University 1990 — 1992
MBA, Finance
Loyola University of Chicago 1982 — 1985
BA, Accounting and Personnel Management
Creighton University 1980 — 1982
Lyons Township High School 1976 — 1980
Deutsche Bank Securities Inc. July 2015 - Present
FGMK October 2014 - July 2015
Macquarie Futures USA January 2013 - October 2014
Deutsche Bank April 2012 - December 2012
ALaS Consulting January 2011 - March 2012
SunGard January 2010 - December 2010
RSM McGladrey January 1999 - December 2009
Rolfe & Nolan January 1997 - December 1998
Rosenthal Collins Group January 1994 - December 1996
Checkers, Simon & Rosner January 1991 - December 1993
Skills
Derivatives, Back Office, Middle Office, Internal Controls, Brokerage, Accounting, Futures, Vendor Management, Operational Efficiency, New Business Development, Client Development, GMI, Business Networking, Straight Through..., Troubleshooting, Cost Management, Cost Control, Front Office, Cost Reduction, Reconciliation, Exchange and Clearing..., Client Relationship..., Commodities, Cost Containment, Generating Revenue, Operational Risk..., Risk Assessment, Financial Risk, Credit Risk, Market Risk, Risk Management, Hedge Funds, Financial Services, Equities, Securities, Financial Markets
Education
Dominican University 1990 — 1992
MBA, Finance
Loyola University of Chicago 1982 — 1985
BA, Accounting and Personnel Management
Creighton University 1980 — 1982
Lyons Township High School 1976 — 1980
Yasmin Desai, PMP, CHRS's Deutsche Bank Securities, Inc Experience February 1993 - January 1999
Job Project Manager at ADP
Industry Human Resources
Experience
ADP June 2015 - Present
Fidelity National Information Services April 2011 - June 2015
Technology Center, Inc June 2010 - October 2010
Credit Suisse - New York, NY June 2007 - June 2008
UBS Investment Bank - Stamford, CT June 2004 - March 2007
First New York Securities LLC April 2000 - May 2004
Barclays Capital - New York, NY February 1999 - April 2000
Barclays Capital January 1999 - January 2000
Deutsche Bank Securities Inc February 1993 - January 1999
Nomura Securities October 1992 - January 1993
Skills
Project Management, MS Project, Project Coordination, Business Analysis, Business Process..., Process Improvement, PMO, Software Project..., SDLC, Business Intelligence, Quality Assurance, Software Documentation, PMP, Management, Change Management, Vendor Management, Analysis, Risk Management, Business Process, Requirements Analysis, Integration, Program Management
Education
Cornell University 2007 — 2007
Human Resources Studies Program
University of Mumbai 1974 — 1980
Master's Degree, Economics
Keller Willams Realty
Real Estate
ADP June 2015 - Present
Fidelity National Information Services April 2011 - June 2015
Technology Center, Inc June 2010 - October 2010
Credit Suisse - New York, NY June 2007 - June 2008
UBS Investment Bank - Stamford, CT June 2004 - March 2007
First New York Securities LLC April 2000 - May 2004
Barclays Capital - New York, NY February 1999 - April 2000
Barclays Capital January 1999 - January 2000
Deutsche Bank Securities Inc February 1993 - January 1999
Nomura Securities October 1992 - January 1993
Skills
Project Management, MS Project, Project Coordination, Business Analysis, Business Process..., Process Improvement, PMO, Software Project..., SDLC, Business Intelligence, Quality Assurance, Software Documentation, PMP, Management, Change Management, Vendor Management, Analysis, Risk Management, Business Process, Requirements Analysis, Integration, Program Management
Education
Cornell University 2007 — 2007
Human Resources Studies Program
University of Mumbai 1974 — 1980
Master's Degree, Economics
Keller Willams Realty
Real Estate
Padam Chainani's Deutsche Bank Securities, Inc Experience April 2007 - Present
Job Deputy COO / Business Manager, Deutsche Asset & Wealth Management
Industry Financial Services
Experience
Deutsche Bank Securities Inc. April 2007 - Present
JPMorgan Chase January 2004 - March 2007
Grand Cut-Piece January 2001 - December 2004
Skills
Hedge Funds, Prime Brokerage, Equities, Client Onboarding, Compliance, Legal Documents, Equity Derivatives, Investment Banking, Consulting, Credit Derivatives, Swaps, Securities Lending, Settlement, Corporate Actions, Finance, Derivatives, Trading, Financial Services, Capital Markets, Management
Education
Indian Institute of Management, Calcutta 2008 — 2009
EPBM, Business Management & Finance, Rank 6th in overall batch of 338
M.M.K College of Commerce and Economics 1996 — 2000
Bachelor of Commerce (B.Com.), Accounting and Finance, Exports-Imports, Marketing and Income Tax
Deutsche Bank Securities Inc. April 2007 - Present
JPMorgan Chase January 2004 - March 2007
Grand Cut-Piece January 2001 - December 2004
Skills
Hedge Funds, Prime Brokerage, Equities, Client Onboarding, Compliance, Legal Documents, Equity Derivatives, Investment Banking, Consulting, Credit Derivatives, Swaps, Securities Lending, Settlement, Corporate Actions, Finance, Derivatives, Trading, Financial Services, Capital Markets, Management
Education
Indian Institute of Management, Calcutta 2008 — 2009
EPBM, Business Management & Finance, Rank 6th in overall batch of 338
M.M.K College of Commerce and Economics 1996 — 2000
Bachelor of Commerce (B.Com.), Accounting and Finance, Exports-Imports, Marketing and Income Tax
Eric Cheng Eric Cheng's Deutsche Bank Securities, Inc Experience 2000 - 2002
Job Senior Managing Director, Head of Healthcare Investment Banking at Maxim Group LLC
Industry Investment Banking
Experience
BMO Capital Markets Corp. 2005 - 2011
WR Hambrecht & Co., LLC 2002 - 2005
Deutsche Bank Securities Inc. 2000 - 2002
Lehman Brothers Inc. 1997 - 2000
Lehman Brothers Inc. 1996 - 1996
Prudential Realty Group 1993 - 1995
Deloitte & Touche LLP 1992 - 1993
Education
Columbia University - Columbia Business School 1995 — 1997
MBA
University of California, Los Angeles 1987 — 1992
B.A.
BMO Capital Markets Corp. 2005 - 2011
WR Hambrecht & Co., LLC 2002 - 2005
Deutsche Bank Securities Inc. 2000 - 2002
Lehman Brothers Inc. 1997 - 2000
Lehman Brothers Inc. 1996 - 1996
Prudential Realty Group 1993 - 1995
Deloitte & Touche LLP 1992 - 1993
Education
Columbia University - Columbia Business School 1995 — 1997
MBA
University of California, Los Angeles 1987 — 1992
B.A.
Eric Littlefield's Deutsche Bank Securities, Inc Experience September 1997 - March 2006
Job Director Client OnboardingPresent at BBVA
Industry Banking
Experience
BBVA May 2014 - June 2015
JPMorgan Chase & Co. January 2013 - May 2014
WestLB October 2007 - January 2013
Merrill Lynch Bank & Trust Co March 2006 - October 2007
Deutsche Bank Securities Inc September 1997 - March 2006
Skills
Microsoft Office, Management, Leadership, Microsoft Excel, Microsoft Word, Research, Training, Banking, Risk Management, Financial Risk, Securities, Due Diligence, Internal Audit, Derivatives
Education
Massapequa
Nassau Community College
Business Administration and Management, General
BBVA May 2014 - June 2015
JPMorgan Chase & Co. January 2013 - May 2014
WestLB October 2007 - January 2013
Merrill Lynch Bank & Trust Co March 2006 - October 2007
Deutsche Bank Securities Inc September 1997 - March 2006
Skills
Microsoft Office, Management, Leadership, Microsoft Excel, Microsoft Word, Research, Training, Banking, Risk Management, Financial Risk, Securities, Due Diligence, Internal Audit, Derivatives
Education
Massapequa
Nassau Community College
Business Administration and Management, General
Kartik Ramachandran Kartik Ramachandran's Deutsche Bank Securities, Inc Experience June 2002 - July 2004
Job COO/CFO Xome, LLC.
Industry Internet
Experience
Xome June 2015 - Present
Groupon October 2014 - June 2015
Groupon September 2013 - October 2014
Groupon May 2011 - September 2013
Activision Blizzard, Inc. October 2009 - April 2011
iSports, Incorporated April 2008 - November 2009
Bain & Company January 2007 - December 2008
QUALCOMM Incorporated July 2004 - December 2006
Deutsche Bank Securities, Inc. June 2002 - July 2004
Accenture, Inc. June 1998 - September 2001
Skills
Fundraising, Mobile Content, New Media, Start-ups, Finance, Leadership, E-commerce, Corporate Development, Strategy, Financial Modeling, Mergers, Entrepreneurship, Venture Capital, Strategic Partnerships, Business Strategy
Education
Princeton University
B.A.
University of California, Los Angeles - The Anderson School of Management
MBA
Xome June 2015 - Present
Groupon October 2014 - June 2015
Groupon September 2013 - October 2014
Groupon May 2011 - September 2013
Activision Blizzard, Inc. October 2009 - April 2011
iSports, Incorporated April 2008 - November 2009
Bain & Company January 2007 - December 2008
QUALCOMM Incorporated July 2004 - December 2006
Deutsche Bank Securities, Inc. June 2002 - July 2004
Accenture, Inc. June 1998 - September 2001
Skills
Fundraising, Mobile Content, New Media, Start-ups, Finance, Leadership, E-commerce, Corporate Development, Strategy, Financial Modeling, Mergers, Entrepreneurship, Venture Capital, Strategic Partnerships, Business Strategy
Education
Princeton University
B.A.
University of California, Los Angeles - The Anderson School of Management
MBA
Paolo de Alessandrini's Deutsche Bank Securities, Inc Experience May 1999 - June 2001
Job Director, Sector Head Diversified Industries & TMET at ANZ Securities, Inc.
Industry Financial Services
Experience
ANZ Securities, Inc. January 2009 - Present
Siemens Financial Services, Inc. June 2006 - January 2009
Sherbrooke Advisors, LLC June 2006 - October 2006
SMBC November 2005 - April 2006
HSBC Securities Inc. 2001 - 2006
HSBC 2001 - 2006
HSBC Group July 2001 - September 2005
Deutsche Bank Securities, Inc May 1999 - June 2001
Chase Securities, Inc February 1997 - May 1999
Citigroup January 1987 - February 1997
Education
The College of William and Mary - The Mason School of Business 1973 — 1976
ANZ Securities, Inc. January 2009 - Present
Siemens Financial Services, Inc. June 2006 - January 2009
Sherbrooke Advisors, LLC June 2006 - October 2006
SMBC November 2005 - April 2006
HSBC Securities Inc. 2001 - 2006
HSBC 2001 - 2006
HSBC Group July 2001 - September 2005
Deutsche Bank Securities, Inc May 1999 - June 2001
Chase Securities, Inc February 1997 - May 1999
Citigroup January 1987 - February 1997
Education
The College of William and Mary - The Mason School of Business 1973 — 1976
Jennifer Minogue's Deutsche Bank Securities, Inc Experience February 2007 - December 2009
Job Assistant Vice President at DZ BANK AG
Industry Banking
Experience
DZ BANK AG June 2011 - Present
The Bank of Tokyo-Mitsubishi UFJ, Ltd. February 2010 - June 2011
Deutsche Bank Securities Inc February 2007 - December 2009
Deutsche Bank Trust Company Americas October 2006 - February 2007
Hudson Castle Group Inc March 2003 - September 2006
Deutsche Bank Trust Company Americas September 1999 - March 2003
Asset Based Lending June 1997 - September 1999
Skills
Bloomberg, Securities, Funding, Fixed Income, Securitization, Finance, Credit, Loans, Financial Services, Structured Finance, Capital Markets, Derivatives, Investment Banking, Structured Products, Financial Structuring, Trading
Education
Iona College 1993 — 1997
Bachelor of Business Administration, Finance
DZ BANK AG June 2011 - Present
The Bank of Tokyo-Mitsubishi UFJ, Ltd. February 2010 - June 2011
Deutsche Bank Securities Inc February 2007 - December 2009
Deutsche Bank Trust Company Americas October 2006 - February 2007
Hudson Castle Group Inc March 2003 - September 2006
Deutsche Bank Trust Company Americas September 1999 - March 2003
Asset Based Lending June 1997 - September 1999
Skills
Bloomberg, Securities, Funding, Fixed Income, Securitization, Finance, Credit, Loans, Financial Services, Structured Finance, Capital Markets, Derivatives, Investment Banking, Structured Products, Financial Structuring, Trading
Education
Iona College 1993 — 1997
Bachelor of Business Administration, Finance
Joshua Wilder's Deutsche Bank Securities, Inc Experience 2005 - 2006
Job Associate Developer at 400 Capital Management
Industry Investment Management
Experience
400 Capital Management March 2015 - Present
AQR Capital Management April 2013 - March 2015
Corbin Capital Partners L.P. December 2009 - April 2013
Shadow Financial Systems December 2008 - December 2009
Fidelity Investments March 2007 - December 2008
Citigroup October 2006 - March 2007
Deutsche Bank Securities Inc 2005 - 2006
Skills
R, Visual Basic, Java, C#, Fixed Income, Equities, Hedge Funds, Derivatives, Electronic Trading, Trading, Portfolio Management, Bloomberg, Capital Markets, Options, Risk Management
Education
Stevens Institute of Technology 2007 — 2009
Masters, Financial Engineering
Rutgers, The State University of New Jersey-New Brunswick 2001 — 2005
Bachelor of Applied Science (BASc), Computer Science
400 Capital Management March 2015 - Present
AQR Capital Management April 2013 - March 2015
Corbin Capital Partners L.P. December 2009 - April 2013
Shadow Financial Systems December 2008 - December 2009
Fidelity Investments March 2007 - December 2008
Citigroup October 2006 - March 2007
Deutsche Bank Securities Inc 2005 - 2006
Skills
R, Visual Basic, Java, C#, Fixed Income, Equities, Hedge Funds, Derivatives, Electronic Trading, Trading, Portfolio Management, Bloomberg, Capital Markets, Options, Risk Management
Education
Stevens Institute of Technology 2007 — 2009
Masters, Financial Engineering
Rutgers, The State University of New Jersey-New Brunswick 2001 — 2005
Bachelor of Applied Science (BASc), Computer Science
Doron Kless's Deutsche Bank Securities, Inc Experience July 2008 - January 2012
Job Vice President at Deutsche Bank
Industry Banking
Experience
Deutsche Bank Securities, Inc. July 2008 - January 2012
Skills
Investment Banking, Equities, Financial Risk, Finance, Trading, Hedge Funds, Credit, Negotiation, Capital Markets, Investments, Financial Modeling, Valuation
Education
Columbia University - Columbia Business School 2006 — 2008
MBA, Finance/management
Tel Aviv University 1996 — 2003
LLB, Law
Tel Aviv University 1995 — 2002
B.A., Communication & Management
Deutsche Bank Securities, Inc. July 2008 - January 2012
Skills
Investment Banking, Equities, Financial Risk, Finance, Trading, Hedge Funds, Credit, Negotiation, Capital Markets, Investments, Financial Modeling, Valuation
Education
Columbia University - Columbia Business School 2006 — 2008
MBA, Finance/management
Tel Aviv University 1996 — 2003
LLB, Law
Tel Aviv University 1995 — 2002
B.A., Communication & Management
David Palmisano's Deutsche Bank Securities, Inc Experience 2007 - Present
Job
Industry Financial Services
Experience
Deutsche Bank Securities Inc 2007 - Present
David Palmisano, LLC May 2000 - August 2008
Uniq Design 2003 - 2008
Ego Id 2005 - 2007
Colgate Palmolive September 2003 - August 2004
Skills
Risk Management, Trading, Private Equity, Investment Banking, Fixed Income, Restructuring, Capital Markets, Securities, Financial Modeling, Bloomberg, Alternative Investments, Equities, Hedge Funds, Derivatives, Valuation, Microsoft Excel, VBA
Education
Rutgers University-New Brunswick 2004 — 2007
BS
Stevens Institute of Technology 2002 — 2003
Deutsche Bank Securities Inc 2007 - Present
David Palmisano, LLC May 2000 - August 2008
Uniq Design 2003 - 2008
Ego Id 2005 - 2007
Colgate Palmolive September 2003 - August 2004
Skills
Risk Management, Trading, Private Equity, Investment Banking, Fixed Income, Restructuring, Capital Markets, Securities, Financial Modeling, Bloomberg, Alternative Investments, Equities, Hedge Funds, Derivatives, Valuation, Microsoft Excel, VBA
Education
Rutgers University-New Brunswick 2004 — 2007
BS
Stevens Institute of Technology 2002 — 2003
Lourdes (Lou) Mondonedo's Deutsche Bank Securities, Inc Experience August 2010 - June 2012
Job Director / Regulatory Program Manager at Deutsche Bank, AG, New York Branch
Industry Financial Services
Experience
Deutsche Bank, AG, New York Branch October 2014 - Present
Deutsche Bank April 2013 - September 2014
Deutsche Bank, AG, New York Branch July 2012 - March 2013
Deutsche Bank Securities Inc. August 2010 - June 2012
Deutsche Bank Americas Holding Corp. March 2007 - July 2010
Deutsche Bank Trust Company Americas July 1997 - February 2007
Deutsche Bank AG, Singapore Branch March 1995 - June 1997
Skills
Project Management -..., Operations and IT..., Regulatory and..., Organizational..., Multitasker, Self Starter, Business Analysis, Software Quality..., Investment Banking, SDLC, Banking, IT Outsourcing, Risk Management, Derivatives, Requirements Analysis, Management, Securities, Project Management, Start-ups, AML, Equities, Fixed Income, FX Options, Trading Systems, Market Risk, Financial Services
Education
Ateneo de Manila University
Bachelor of Science, Management Engineering
Deutsche Bank, AG, New York Branch October 2014 - Present
Deutsche Bank April 2013 - September 2014
Deutsche Bank, AG, New York Branch July 2012 - March 2013
Deutsche Bank Securities Inc. August 2010 - June 2012
Deutsche Bank Americas Holding Corp. March 2007 - July 2010
Deutsche Bank Trust Company Americas July 1997 - February 2007
Deutsche Bank AG, Singapore Branch March 1995 - June 1997
Skills
Project Management -..., Operations and IT..., Regulatory and..., Organizational..., Multitasker, Self Starter, Business Analysis, Software Quality..., Investment Banking, SDLC, Banking, IT Outsourcing, Risk Management, Derivatives, Requirements Analysis, Management, Securities, Project Management, Start-ups, AML, Equities, Fixed Income, FX Options, Trading Systems, Market Risk, Financial Services
Education
Ateneo de Manila University
Bachelor of Science, Management Engineering
Robert Bernstone's Deutsche Bank Securities, Inc Experience 1997 - 2005
Job Managing Director at Credit Suisse
Industry Financial Services
Experience
Credit Suisse 2005 - Present
Deutsche Bank 1998 - 2005
Deutsche Bank Securities, Inc. 1997 - 2005
Morgan Stanley 1989 - 2003
Skills
Equities, Derivatives, Equity Derivatives, Hedge Funds, Electronic Trading, ETFs, Prime Brokerage, Trading Systems, Equity Trading, Investment Banking, Delta One
Education
Brandeis University 1985 — 1989
Bachelor of Arts (BA), economics
Credit Suisse 2005 - Present
Deutsche Bank 1998 - 2005
Deutsche Bank Securities, Inc. 1997 - 2005
Morgan Stanley 1989 - 2003
Skills
Equities, Derivatives, Equity Derivatives, Hedge Funds, Electronic Trading, ETFs, Prime Brokerage, Trading Systems, Equity Trading, Investment Banking, Delta One
Education
Brandeis University 1985 — 1989
Bachelor of Arts (BA), economics
Jeff Olinsky's Deutsche Bank Securities, Inc Experience June 2008 - Present
Job Vice President at Deutsche Bank (Distressed Products Group)
Industry Law Practice
Experience
Deutsche Bank Securities Inc. June 2008 - Present
Bingham McCutchen LLP September 2005 - June 2008
Skills
Bankruptcy, Restructuring
Education
Fordham University School of Law 2002 — 2005
JD
University of Michigan 1997 — 2001
B.A., Psychology
Deutsche Bank Securities Inc. June 2008 - Present
Bingham McCutchen LLP September 2005 - June 2008
Skills
Bankruptcy, Restructuring
Education
Fordham University School of Law 2002 — 2005
JD
University of Michigan 1997 — 2001
B.A., Psychology
Jody Meckulch's Deutsche Bank Securities, Inc Experience January 2001 - January 2002
Job Corporate Paralegal at Dolby Laboratories
Industry Legal Services
Experience
Dolby Laboratories June 2013 - Present
Pandora November 2012 - May 2013
Wilson Sonsini Goodrich and Rosati April 2011 - October 2012
BP SOLAR INTERNATIONAL INC March 2010 - February 2011
CBS INTERACTIVE INC September 2007 - March 2010
OPENWAVE SYSTEMS INC October 2005 - September 2007
Morrison & Foerster LLP March 2005 - September 2005
KING & SPALDING LLP August 2002 - March 2005
DEUTSCHE BANK SECURITIES INC January 2001 - January 2002
Ropes & Gray LLP January 2000 - January 2001
Skills
Mergers, Securities, SEC, Corporations, Subsidiaries, Corporate Governance, Securities Regulation, Due Diligence, Venture Capital
Education
Ohio University 1989 — 1993
Bachelor of Arts, English
DAVID N. MYERS COLLEGE
Certificate, Paralegal
Dolby Laboratories June 2013 - Present
Pandora November 2012 - May 2013
Wilson Sonsini Goodrich and Rosati April 2011 - October 2012
BP SOLAR INTERNATIONAL INC March 2010 - February 2011
CBS INTERACTIVE INC September 2007 - March 2010
OPENWAVE SYSTEMS INC October 2005 - September 2007
Morrison & Foerster LLP March 2005 - September 2005
KING & SPALDING LLP August 2002 - March 2005
DEUTSCHE BANK SECURITIES INC January 2001 - January 2002
Ropes & Gray LLP January 2000 - January 2001
Skills
Mergers, Securities, SEC, Corporations, Subsidiaries, Corporate Governance, Securities Regulation, Due Diligence, Venture Capital
Education
Ohio University 1989 — 1993
Bachelor of Arts, English
DAVID N. MYERS COLLEGE
Certificate, Paralegal
Jeff Schwartz's Deutsche Bank Securities, Inc Experience December 1999 - May 2003
Job Principal at Schwartz Financial Services and Regulatory Consulting
Industry Law Practice
Experience
Schwartz Financial Services and Regulatory Consulting 2014 - Present
FXCM 2012 - 2014
Royal Bank of Scotland 2012 - August 2012
Moody's Investors Service August 2009 - June 2011
Nomura Securities August 2007 - June 2009
Axiom Legal October 2006 - August 2007
CITIGROUP PRIVATE BANK September 2005 - January 2006
BANC OF AMERICA INVESTMENT SERVICES, INC December 2003 - September 2005
DEUTSCHE BANK SECURITIES INC December 1999 - May 2003
U.S. Securities and Exchange Commission April 1997 - December 1999
Skills
Financial Regulation, Internal Investigations, Compliance, SOX, Corporate Governance, Risk Management, White Collar, Governance, Compliance Management, Change Management, Change Leadership, White Collar Criminal..., Securities, Securities Regulation, Mergers & Acquisitions, Sarbanes-Oxley Act, Hedge Funds, Capital Markets
Education
Boston University School of Law 1985 — 1988
Doctor of Law (J.D.)
University of Pennsylvania 1981 — 1985
B.A., English, Wharton
Schwartz Financial Services and Regulatory Consulting 2014 - Present
FXCM 2012 - 2014
Royal Bank of Scotland 2012 - August 2012
Moody's Investors Service August 2009 - June 2011
Nomura Securities August 2007 - June 2009
Axiom Legal October 2006 - August 2007
CITIGROUP PRIVATE BANK September 2005 - January 2006
BANC OF AMERICA INVESTMENT SERVICES, INC December 2003 - September 2005
DEUTSCHE BANK SECURITIES INC December 1999 - May 2003
U.S. Securities and Exchange Commission April 1997 - December 1999
Skills
Financial Regulation, Internal Investigations, Compliance, SOX, Corporate Governance, Risk Management, White Collar, Governance, Compliance Management, Change Management, Change Leadership, White Collar Criminal..., Securities, Securities Regulation, Mergers & Acquisitions, Sarbanes-Oxley Act, Hedge Funds, Capital Markets
Education
Boston University School of Law 1985 — 1988
Doctor of Law (J.D.)
University of Pennsylvania 1981 — 1985
B.A., English, Wharton
Pooja Lal's Deutsche Bank Securities, Inc Experience 2002 - 2004
Job Vice President Corporate Development and M&A at Assurant
Industry Financial Services
Experience
Assurant 2014 - Present
NCR Corporation 2008 - 2013
Credit Suisse 2004 - 2008
Credit Suisse 2004 - 2008
Deutsche Bank Securities Inc. 2002 - 2004
IDBI Principal Asset Management August 1997 - June 2000
Skills
Corporate Development, Mergers & Acquisitions, M&A experience, Corporate Finance, Valuation, Financial Modeling, Investment Banking, Capital Markets, Venture Capital, Acquisition Integration, Equities, Due Diligence, Investor Relations, Acquisitions, Private Equity, Finance, Financial Analysis, Management, Strategy
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2000 — 2002
MBA, Finance
University of Bombay 1995 — 1997
Master's degree, Management Studies
Podar College 1990 — 1995
B.Com, Commerce
St. Anthony's Girls High School 1985 — 1990
Assurant 2014 - Present
NCR Corporation 2008 - 2013
Credit Suisse 2004 - 2008
Credit Suisse 2004 - 2008
Deutsche Bank Securities Inc. 2002 - 2004
IDBI Principal Asset Management August 1997 - June 2000
Skills
Corporate Development, Mergers & Acquisitions, M&A experience, Corporate Finance, Valuation, Financial Modeling, Investment Banking, Capital Markets, Venture Capital, Acquisition Integration, Equities, Due Diligence, Investor Relations, Acquisitions, Private Equity, Finance, Financial Analysis, Management, Strategy
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2000 — 2002
MBA, Finance
University of Bombay 1995 — 1997
Master's degree, Management Studies
Podar College 1990 — 1995
B.Com, Commerce
St. Anthony's Girls High School 1985 — 1990
Olga Kleimenok Ivanchenko's Deutsche Bank Securities, Inc Experience September 2007 - September 2010
Job Capital Markets Business Analyst at Citigroup
Industry Financial Services
Experience
Citigroup April 2015 - Present
McKinsey & Company November 2014 - April 2015
Citi December 2013 - November 2014
Citi Group September 2010 - December 2013
Deutsche Bank Securities Inc September 2007 - September 2010
Deutsche Bank November 2005 - September 2007
Skills
Derivatives, Bloomberg, Equities, Commodities, Fixed Income Products, Reuters, Structured Products, Fixed Income, Investment Banking, Equity Derivatives, Capital Markets, Financial Markets, Credit Derivatives, Project Management, Dodd-Frank, FINRA, Treasury Services, Delta One, Warrants, ETFs, Middle Office, Prime Brokerage, Options
Education
Rutgers, The State University of New Jersey-Newark 2005 — 2008
BS, Finance
Citigroup April 2015 - Present
McKinsey & Company November 2014 - April 2015
Citi December 2013 - November 2014
Citi Group September 2010 - December 2013
Deutsche Bank Securities Inc September 2007 - September 2010
Deutsche Bank November 2005 - September 2007
Skills
Derivatives, Bloomberg, Equities, Commodities, Fixed Income Products, Reuters, Structured Products, Fixed Income, Investment Banking, Equity Derivatives, Capital Markets, Financial Markets, Credit Derivatives, Project Management, Dodd-Frank, FINRA, Treasury Services, Delta One, Warrants, ETFs, Middle Office, Prime Brokerage, Options
Education
Rutgers, The State University of New Jersey-Newark 2005 — 2008
BS, Finance
Kris Madden's Deutsche Bank Securities, Inc Experience 2008 - Present
Job Supervisor at MortgageIT
Industry Financial Services
Experience
Deutsche Bank Securities Inc 2008 - Present
MortgageIT August 2006 - Present
EverBank September 1999 - August 2007
EverBank (f/k/a Alliance Mortgage Co) 1999 - 2006
Education
Florida State College at Jacksonville 2002 — 2008
Deutsche Bank Securities Inc 2008 - Present
MortgageIT August 2006 - Present
EverBank September 1999 - August 2007
EverBank (f/k/a Alliance Mortgage Co) 1999 - 2006
Education
Florida State College at Jacksonville 2002 — 2008
Phoebe Cheng's Deutsche Bank Securities, Inc Experience August 1998 - July 2001
Job Investment
Industry Investment Management
Experience
One William Street Capital 2008 - Present
Deutsche Bank 2003 - 2007
Credit Suisse June 2002 - August 2002
Deutsche Bank Securities Inc. August 1998 - July 2001
Skills
Fixed Income, MBS, CMBS, Derivatives, Hedge Funds, ABS, Structured Finance, Capital Markets, Alternative Investments, Investment Banking, Valuation, Financial Structuring, Financial Modeling, Structured Products, Accounting, Bloomberg, Connecting People, People Skills
Education
University of Pennsylvania - The Wharton School 2001 — 2003
MBA, Finance
Southwestern University of Finance and Economics
Bachelor's degree, International Economics
University of Delaware
MS, Accounting
One William Street Capital 2008 - Present
Deutsche Bank 2003 - 2007
Credit Suisse June 2002 - August 2002
Deutsche Bank Securities Inc. August 1998 - July 2001
Skills
Fixed Income, MBS, CMBS, Derivatives, Hedge Funds, ABS, Structured Finance, Capital Markets, Alternative Investments, Investment Banking, Valuation, Financial Structuring, Financial Modeling, Structured Products, Accounting, Bloomberg, Connecting People, People Skills
Education
University of Pennsylvania - The Wharton School 2001 — 2003
MBA, Finance
Southwestern University of Finance and Economics
Bachelor's degree, International Economics
University of Delaware
MS, Accounting
Joyce Perry-Krucenski's Deutsche Bank Securities, Inc Experience February 2008 - April 2009
Job Financial Systems and Project Management Professional
Industry Banking
Experience
Bank of America February 2011 - Present
Chartis Insurance Inc., consulting engagement via Michael Page Int'l March 2010 - September 2010
Deutsche Bank Securities Inc. February 2008 - April 2009
Mortgage IT, A Subsidiary of Deutsche Bank January 2007 - February 2008
Independence Community Bank (now Santander) February 1999 - October 2006
Bank of America February 1997 - October 1998
Union Bank of California International October 1989 - November 1996
Skills
Business Analysis, Risk Management, Accounting, Business Intelligence, Financial Reporting, Program Management, Business Process, Visio, Credit, Banking, Budgets, Access, Project Planning, PMO, Project Management, User Acceptance Testing, Testing
Education
State University of New York College at Oswego 1983 — 1985
B.S., Business Administration
Farmingdale State College 1981 — 1983
A.S., Business Administration
Bank of America February 2011 - Present
Chartis Insurance Inc., consulting engagement via Michael Page Int'l March 2010 - September 2010
Deutsche Bank Securities Inc. February 2008 - April 2009
Mortgage IT, A Subsidiary of Deutsche Bank January 2007 - February 2008
Independence Community Bank (now Santander) February 1999 - October 2006
Bank of America February 1997 - October 1998
Union Bank of California International October 1989 - November 1996
Skills
Business Analysis, Risk Management, Accounting, Business Intelligence, Financial Reporting, Program Management, Business Process, Visio, Credit, Banking, Budgets, Access, Project Planning, PMO, Project Management, User Acceptance Testing, Testing
Education
State University of New York College at Oswego 1983 — 1985
B.S., Business Administration
Farmingdale State College 1981 — 1983
A.S., Business Administration
C. Mitchell Byars's Deutsche Bank Securities, Inc Experience 2006 - 2008
Job Chief Compliance Officer at Mitsubishi UFJ Trust & Banking Corporation
Industry Financial Services
Experience
Mitsubishi UFJ 2012 - Present
Dexia 2009 - August 2012
Deutsche Bank Securities Inc. 2006 - 2008
PwC 2000 - 2006
Federal Reserve Bank of Boston 1999 - 2000
Mitchell A Jacobs 1998 - 1999
Skills
AML, Securities, Banking, OFAC, USA PATRIOT Act, Financial Regulation, Financial Services, Mergers, Equities, Credit, Fixed Income, Corporate Governance, Due Diligence, Legal Compliance, Securities Regulation, Capital Markets, Investments, Structured Finance, Fraud, Private Equity, Bank Secrecy Act, KYC, Legal Research, Sanction, Investment Banking, Banking Law, Trading, Financial Risk, Anti Money Laundering, Mergers
Education
Boston University School of Law 1999 — 2000
LLM, International Banking
St. Thomas University School of Law 1996 — 1998
JD, Law
Mitsubishi UFJ 2012 - Present
Dexia 2009 - August 2012
Deutsche Bank Securities Inc. 2006 - 2008
PwC 2000 - 2006
Federal Reserve Bank of Boston 1999 - 2000
Mitchell A Jacobs 1998 - 1999
Skills
AML, Securities, Banking, OFAC, USA PATRIOT Act, Financial Regulation, Financial Services, Mergers, Equities, Credit, Fixed Income, Corporate Governance, Due Diligence, Legal Compliance, Securities Regulation, Capital Markets, Investments, Structured Finance, Fraud, Private Equity, Bank Secrecy Act, KYC, Legal Research, Sanction, Investment Banking, Banking Law, Trading, Financial Risk, Anti Money Laundering, Mergers
Education
Boston University School of Law 1999 — 2000
LLM, International Banking
St. Thomas University School of Law 1996 — 1998
JD, Law
Karla Sudock's Deutsche Bank Securities, Inc Experience 2003 - 2011
Job Vice President at Deutsche Bank
Industry Banking
Experience
HSBC September 2011 - Present
Deutsche Bank 2003 - Present
Deutsche Bank Securities, Inc. 2003 - 2011
D.E.Shaw November 2001 - August 2002
JP Morgan April 1994 - November 2001
Skills
Hedge Funds, Capital Markets, Fixed Income, Derivatives, Equities, Investment Banking, Equity Derivatives
Education
Syracuse University 1982 — 1986
HSBC September 2011 - Present
Deutsche Bank 2003 - Present
Deutsche Bank Securities, Inc. 2003 - 2011
D.E.Shaw November 2001 - August 2002
JP Morgan April 1994 - November 2001
Skills
Hedge Funds, Capital Markets, Fixed Income, Derivatives, Equities, Investment Banking, Equity Derivatives
Education
Syracuse University 1982 — 1986
Joseph Mattera's Deutsche Bank Securities, Inc Experience January 2005 - April 2008
Job Real Estate Finance Professional
Industry Real Estate
Experience
Home Saver Fund Management, LLC June 2008 - Present
Deutsche Bank Securities, Inc. January 2005 - April 2008
Ernst & Young December 1998 - December 2004
Pannell Kerr Forster & Hays & Company, CPA's December 1996 - December 1998
Skills
Mortgage Lending, Mortgage Banking, Real Estate Transactions, Commercial Real Estate, Distressed Debt, Cash Flow, Credit Risk, Credit Analysis, Real Estate Due..., Valuation, Accounting, Relationship Management, Marketing Strategy, Market Research, Financial Analysis, Financial Accounting, Financial Risk, Financial Modeling, Residential Mortgages, Asset Managment, Due Diligence, Asset Management
Education
State University of New York College at Fredonia 1991 — 1995
B.S. Degree, Accounting
Home Saver Fund Management, LLC June 2008 - Present
Deutsche Bank Securities, Inc. January 2005 - April 2008
Ernst & Young December 1998 - December 2004
Pannell Kerr Forster & Hays & Company, CPA's December 1996 - December 1998
Skills
Mortgage Lending, Mortgage Banking, Real Estate Transactions, Commercial Real Estate, Distressed Debt, Cash Flow, Credit Risk, Credit Analysis, Real Estate Due..., Valuation, Accounting, Relationship Management, Marketing Strategy, Market Research, Financial Analysis, Financial Accounting, Financial Risk, Financial Modeling, Residential Mortgages, Asset Managment, Due Diligence, Asset Management
Education
State University of New York College at Fredonia 1991 — 1995
B.S. Degree, Accounting
Robert Winograd, PMP, CPA's Deutsche Bank Securities, Inc Experience 2005 - 2006
Job Project Manager/Business Analyst/Operations Management/Consulting
Industry Financial Services
Experience
Citibank 2012 - 2012
Broadridge Financial Solutions - Ascendis 2010 - 2011
Deutsche Bank 2009 - 2010
KPMG Advisory November 2008 - August 2009
BROADRIDGE FINANCIAL SOLUTIONS, INC July 2003 - June 2008
DEUTSCHE BANK SECURITIES, INC. 2005 - 2006
CANTOR FITZGERALD 2002 - 2003
JP MORGAN CHASE 2001 - 2002
INSTINET CORPORATION 1999 - 2001
SALOMON BROTHERS 1989 - 1998
Skills
Risk Management, Capital Markets, Fixed Income, Financial Services, Financial Analysis, Hedge Funds, Financial Modeling, Business Analysis, Valuation, Equities, User Acceptance Testing, Banking, Derivatives
Education
Fairleigh Dickinson University
Bachelor of Science (BS) Magna cum Laude, Accounting
Citibank 2012 - 2012
Broadridge Financial Solutions - Ascendis 2010 - 2011
Deutsche Bank 2009 - 2010
KPMG Advisory November 2008 - August 2009
BROADRIDGE FINANCIAL SOLUTIONS, INC July 2003 - June 2008
DEUTSCHE BANK SECURITIES, INC. 2005 - 2006
CANTOR FITZGERALD 2002 - 2003
JP MORGAN CHASE 2001 - 2002
INSTINET CORPORATION 1999 - 2001
SALOMON BROTHERS 1989 - 1998
Skills
Risk Management, Capital Markets, Fixed Income, Financial Services, Financial Analysis, Hedge Funds, Financial Modeling, Business Analysis, Valuation, Equities, User Acceptance Testing, Banking, Derivatives
Education
Fairleigh Dickinson University
Bachelor of Science (BS) Magna cum Laude, Accounting
Rosalba Ragusa's Deutsche Bank Securities, Inc Experience November 1998 - October 2000
Job FinOP at KBC Securities
Industry Financial Services
Experience
KBC Securities USA, Inc. February 2011 - Present
FINRA October 2008 - February 2010
Electronic Securities Processing July 2005 - April 2008
Merrill Lynch Professional Clearing Corporation October 2000 - November 2003
Deutsche Bank Securities, Inc November 1998 - October 2000
Daiwa Securities America, Inc November 1996 - November 1998
Merrill Lynch Professional Clearing Corporation April 1986 - November 1996
Education
Baruch College, City University of New York (CUNY) 1981 — 1985
B.B.A, Accounting
KBC Securities USA, Inc. February 2011 - Present
FINRA October 2008 - February 2010
Electronic Securities Processing July 2005 - April 2008
Merrill Lynch Professional Clearing Corporation October 2000 - November 2003
Deutsche Bank Securities, Inc November 1998 - October 2000
Daiwa Securities America, Inc November 1996 - November 1998
Merrill Lynch Professional Clearing Corporation April 1986 - November 1996
Education
Baruch College, City University of New York (CUNY) 1981 — 1985
B.B.A, Accounting
Alexandra Barth's Deutsche Bank Securities, Inc Experience August 1999 - Present
Job Managing Director, CoHead of High Yield Capital Markets, North America at Deutsche Bank Securities Inc.
Industry Capital Markets
Experience
Deutsche Bank Securities Inc. August 1999 - Present
Skills
Capital Markets, LBO, Investment Banking, Equities, Fixed Income, Hedge Funds, Leveraged Finance, Valuation, Financial Structuring, Structured Products
Education
Dartmouth College 1995 — 1999
Bachelor’s Degree, Government, Art History
Deerfield Academy 1991 — 1995
High School
Deutsche Bank Securities Inc. August 1999 - Present
Skills
Capital Markets, LBO, Investment Banking, Equities, Fixed Income, Hedge Funds, Leveraged Finance, Valuation, Financial Structuring, Structured Products
Education
Dartmouth College 1995 — 1999
Bachelor’s Degree, Government, Art History
Deerfield Academy 1991 — 1995
High School
Chin-Yong Choe's Deutsche Bank Securities, Inc Experience March 2002 - June 2008
Job Director at Barclays
Industry Investment Banking
Experience
Barclays Capital May 2010 - Present
Shearman and Sterling LLP November 2008 - May 2010
Deutsche Bank Securities Inc. March 2002 - June 2008
CDC Ixis North America 2001 - 2002
Skills
Securitization, Structured Finance, Structured Products, Capital Markets, Financial Structuring, ABS, Series 7, Investment Banking, Financial Modeling, Bloomberg
Education
Penn State University
Barclays Capital May 2010 - Present
Shearman and Sterling LLP November 2008 - May 2010
Deutsche Bank Securities Inc. March 2002 - June 2008
CDC Ixis North America 2001 - 2002
Skills
Securitization, Structured Finance, Structured Products, Capital Markets, Financial Structuring, ABS, Series 7, Investment Banking, Financial Modeling, Bloomberg
Education
Penn State University
Angel Caballero's Deutsche Bank Securities, Inc Experience October 1997 - December 2000
Job Broker / Dealer Compliance Officer
Industry Financial Services
Experience
JP Morgan Securities LLC March 2014 - Present
Daiwa Capital Markets December 2009 - April 2014
WAMU Capital Corp. July 2005 - August 2008
JPMorgan Chase October 2002 - July 2005
Prudential Securities, Inc. June 2001 - October 2002
Goldman Sachs & Co. December 2000 - May 2001
Deutsche Bank Securities, Inc. October 1997 - December 2000
Merrill Lynch & Co. Inc. December 1991 - October 1997
National Association of Securities Dealers, Inc. (FINRA) October 1988 - December 1991
Skills
Investment Banking, FINRA, Series 7, Risk Management, AML, Series 63
Education
Saint Peter's University 1999 — 2003
MBA, International Business
City University of New York-College of Staten Island 1986 — 1988
BA, Accounting
JP Morgan Securities LLC March 2014 - Present
Daiwa Capital Markets December 2009 - April 2014
WAMU Capital Corp. July 2005 - August 2008
JPMorgan Chase October 2002 - July 2005
Prudential Securities, Inc. June 2001 - October 2002
Goldman Sachs & Co. December 2000 - May 2001
Deutsche Bank Securities, Inc. October 1997 - December 2000
Merrill Lynch & Co. Inc. December 1991 - October 1997
National Association of Securities Dealers, Inc. (FINRA) October 1988 - December 1991
Skills
Investment Banking, FINRA, Series 7, Risk Management, AML, Series 63
Education
Saint Peter's University 1999 — 2003
MBA, International Business
City University of New York-College of Staten Island 1986 — 1988
BA, Accounting
John Tenuta's Deutsche Bank Securities, Inc Experience 2000 - 2002
Job President: Leadership / Strategic Thinking / Mission Focus / Winning Team Culture / Profitability
Industry Executive Office
Experience
The Kane Company 2013 - 2015
First Oxford Management Corporation 2007 - 2013
First Oxford Management Corporation 2002 - 2007
Deutsche Bank Securities, Inc. 2000 - 2002
Legg Mason Wood Walker, Inc. 1997 - 2000
ProServ Inc. 1994 - 1997
U.S. Government 1989 - 1992
Education
Marquette University Law School
Doctor of Law (JD)
San Diego State University
Master of Arts (MA), Political Science (National Security)
University of San Diego
Bachelor of Arts (BA), Political Science (International Relations)
The Kane Company 2013 - 2015
First Oxford Management Corporation 2007 - 2013
First Oxford Management Corporation 2002 - 2007
Deutsche Bank Securities, Inc. 2000 - 2002
Legg Mason Wood Walker, Inc. 1997 - 2000
ProServ Inc. 1994 - 1997
U.S. Government 1989 - 1992
Education
Marquette University Law School
Doctor of Law (JD)
San Diego State University
Master of Arts (MA), Political Science (National Security)
University of San Diego
Bachelor of Arts (BA), Political Science (International Relations)
Jean-Marie Fusco's Deutsche Bank Securities, Inc Experience January 2000 - January 2009
Job Operations/Compliance Associate
Industry Financial Services
Experience
Lebenthal Asset Managment January 2013 - Present
Pilot Advisors, LP May 2011 - December 2012
Prudential Douglas Elliman November 2009 - May 2011
Deutsche Bank Securities Inc January 2000 - January 2009
Man Investments January 1990 - January 2000
Skills
Equities, Hedge Funds, Bloomberg, Trading, Portfolio Management, Commodity, Back Office, Mutual Funds, Financial Services, Settlement, Corporate Actions, Prime Brokerage, Fixed Income, Securities, Alternative Investments, Options, Derivatives, Middle Office
Education
Dominican College of Blauvelt
Bachelor of Science Degree, Financial Management
Rockland Community College
Associate Degree, Banking and Finance
New York Institute of Finance
Lebenthal Asset Managment January 2013 - Present
Pilot Advisors, LP May 2011 - December 2012
Prudential Douglas Elliman November 2009 - May 2011
Deutsche Bank Securities Inc January 2000 - January 2009
Man Investments January 1990 - January 2000
Skills
Equities, Hedge Funds, Bloomberg, Trading, Portfolio Management, Commodity, Back Office, Mutual Funds, Financial Services, Settlement, Corporate Actions, Prime Brokerage, Fixed Income, Securities, Alternative Investments, Options, Derivatives, Middle Office
Education
Dominican College of Blauvelt
Bachelor of Science Degree, Financial Management
Rockland Community College
Associate Degree, Banking and Finance
New York Institute of Finance
Grace Stern's Deutsche Bank Securities, Inc Experience 2014 - 2014
Job CCAR Regulatory Reporting Consultant at Morgan Stanley
Industry Banking
Experience
Morgan Stanley 2015 - Present
Deutsche Bank Securities Inc. 2014 - 2014
CIT 2009 - 2012
Morgan Stanley 2007 - 2009
BNY Mellon 1997 - 2007
Skills
Cash Management, Liquidity Management, Financial Modeling, Liquidity Risk, Cash Flow Forecasting, Corporate Finance, Funding, Financial Analysis, Project Management, International Banking..., Money Market, Basel III, Foreign Currency..., Microsoft SQL Server, Financial Regulation, CCAR
Education
University of Iowa
Master of Arts, Finance
University of Iowa - Henry B. Tippie College of Business
MBA, General
Morgan Stanley 2015 - Present
Deutsche Bank Securities Inc. 2014 - 2014
CIT 2009 - 2012
Morgan Stanley 2007 - 2009
BNY Mellon 1997 - 2007
Skills
Cash Management, Liquidity Management, Financial Modeling, Liquidity Risk, Cash Flow Forecasting, Corporate Finance, Funding, Financial Analysis, Project Management, International Banking..., Money Market, Basel III, Foreign Currency..., Microsoft SQL Server, Financial Regulation, CCAR
Education
University of Iowa
Master of Arts, Finance
University of Iowa - Henry B. Tippie College of Business
MBA, General
Linda Yee's Deutsche Bank Securities, Inc Experience January 1999 - February 2009
Job Real Estate Finance Professional
Industry Banking
Experience
Hanover Street Capital August 2015 - Present
Citigroup Global Markets Inc. October 2013 - August 2015
Federal Reserve Bank of New York November 2009 - October 2013
Deutsche Bank Securities Inc. January 1999 - February 2009
Bankers Trust Company September 1997 - January 1999
Credit Lyonnais 1994 - 1997
First Fidelity Bank 1993 - 1994
Skills
Mezzanine, Gaming, Construction Loans, Loans, Real Estate, lodging, Bridge Financing, Finance, Credit Analysis, Credit Risk, Underwriting, Financial Structuring, Credit
Education
Bucknell University
B.A., International Relations and Music Peformance
Bucknell University
Bachelor's degree
Hanover Street Capital August 2015 - Present
Citigroup Global Markets Inc. October 2013 - August 2015
Federal Reserve Bank of New York November 2009 - October 2013
Deutsche Bank Securities Inc. January 1999 - February 2009
Bankers Trust Company September 1997 - January 1999
Credit Lyonnais 1994 - 1997
First Fidelity Bank 1993 - 1994
Skills
Mezzanine, Gaming, Construction Loans, Loans, Real Estate, lodging, Bridge Financing, Finance, Credit Analysis, Credit Risk, Underwriting, Financial Structuring, Credit
Education
Bucknell University
B.A., International Relations and Music Peformance
Bucknell University
Bachelor's degree
Darren Aponte's Deutsche Bank Securities, Inc Experience September 2004 - January 2005
Job Principal at Aponte Law, P.A.
Industry Law Practice
Experience
Aponte Law, P.A. June 2012 - Present
Bruce Jacobs & Associates, P.A. December 2010 - June 2012
Law Office of Jorge L. Gurian, P.A. July 2010 - December 2010
Florida International University College of Law October 2009 - November 2010
Rubinstein & Associates, P.A. December 2009 - May 2010
East-West Management Institute, Inc. February 2005 - July 2006
Deutsche Bank Securities, Inc. September 2004 - January 2005
Cadwalader, Wickersham & Taft, LLP October 2000 - June 2004
Skills
Litigation, Commercial Litigation, Legal Research, Legal Assistance, Legal Writing, Courts, Civil Litigation, Trials, Westlaw, Appeals
Education
Florida International University - College of Law 2006 — 2009
J.D.
Colgate University 1996 — 2000
B.A., Education
Aponte Law, P.A. June 2012 - Present
Bruce Jacobs & Associates, P.A. December 2010 - June 2012
Law Office of Jorge L. Gurian, P.A. July 2010 - December 2010
Florida International University College of Law October 2009 - November 2010
Rubinstein & Associates, P.A. December 2009 - May 2010
East-West Management Institute, Inc. February 2005 - July 2006
Deutsche Bank Securities, Inc. September 2004 - January 2005
Cadwalader, Wickersham & Taft, LLP October 2000 - June 2004
Skills
Litigation, Commercial Litigation, Legal Research, Legal Assistance, Legal Writing, Courts, Civil Litigation, Trials, Westlaw, Appeals
Education
Florida International University - College of Law 2006 — 2009
J.D.
Colgate University 1996 — 2000
B.A., Education
Mathew Negus's Deutsche Bank Securities, Inc Experience September 2013 - Present
Job COO Key Client Partners
Industry Investment Banking
Experience
Deutsche Bank Securities Inc. September 2013 - Present
Deutsche Bank Securities Inc. April 2010 - September 2013
Deutsche Bank AG March 2007 - March 2010
Deutsche Bank AG March 2005 - February 2007
AXA Framlington September 2004 - February 2005
Skills
Investment Banking, Fixed Income, Derivatives, Capital Markets, Middle Office, Emerging Markets, Trading Systems, Valuation, Credit Derivatives, Options, Financial Risk, Trading, Equity Derivatives, Financial Services, Swaps, Bonds, Interest Rate..., Wealth Management, Alternative Investments, Asset Management, Private Equity, Relationship Management, Structured Products, FX Options, Financial Markets, Mutual Funds
Education
Loughborough University 2000 — 2004
Banking, Finance & Management, Banking and Finance, 2:1
The Broxbourne School 1992 — 1999
3 A Levels (ABC) 9 GSCE's (A*A,B)
Deutsche Bank Securities Inc. September 2013 - Present
Deutsche Bank Securities Inc. April 2010 - September 2013
Deutsche Bank AG March 2007 - March 2010
Deutsche Bank AG March 2005 - February 2007
AXA Framlington September 2004 - February 2005
Skills
Investment Banking, Fixed Income, Derivatives, Capital Markets, Middle Office, Emerging Markets, Trading Systems, Valuation, Credit Derivatives, Options, Financial Risk, Trading, Equity Derivatives, Financial Services, Swaps, Bonds, Interest Rate..., Wealth Management, Alternative Investments, Asset Management, Private Equity, Relationship Management, Structured Products, FX Options, Financial Markets, Mutual Funds
Education
Loughborough University 2000 — 2004
Banking, Finance & Management, Banking and Finance, 2:1
The Broxbourne School 1992 — 1999
3 A Levels (ABC) 9 GSCE's (A*A,B)
Raj Shrestha's Deutsche Bank Securities, Inc Experience June 2009 - March 2011
Job Director, Finance and Strategy
Industry Food & Beverages
Experience
Amira Foods July 2014 - Present
Essar August 2011 - July 2014
Deutsche Bank Securities Inc June 2009 - March 2011
Deutsche Bank Securities Inc June 2006 - June 2009
Merrill Lynch April 2005 - August 2005
America's Growth Capital August 2004 - December 2004
Skills
Financial Modeling, Corporate Development, Mergers & Acquisitions, Corporate Finance, Strategy, Valuation, Finance, Joint Ventures, Portfolio Management, Analysis, Private Equity, Financial Analysis, Equities, IPO, Due Diligence, Management, DCF, Bloomberg, Project Finance, LBO, Credit, Investment Banking, Capital Markets, M&A experience, Emerging Markets, Equity Research, Financial Structuring, Leveraged Finance, Structured Finance, Investments, Business Valuation, Fixed Income, Economics
Education
Dartmouth College 2002 — 2006
B.A, Economics
James E. Taylor High School 1998 — 2002
Diploma, General, 4.6/5.0
Amira Foods July 2014 - Present
Essar August 2011 - July 2014
Deutsche Bank Securities Inc June 2009 - March 2011
Deutsche Bank Securities Inc June 2006 - June 2009
Merrill Lynch April 2005 - August 2005
America's Growth Capital August 2004 - December 2004
Skills
Financial Modeling, Corporate Development, Mergers & Acquisitions, Corporate Finance, Strategy, Valuation, Finance, Joint Ventures, Portfolio Management, Analysis, Private Equity, Financial Analysis, Equities, IPO, Due Diligence, Management, DCF, Bloomberg, Project Finance, LBO, Credit, Investment Banking, Capital Markets, M&A experience, Emerging Markets, Equity Research, Financial Structuring, Leveraged Finance, Structured Finance, Investments, Business Valuation, Fixed Income, Economics
Education
Dartmouth College 2002 — 2006
B.A, Economics
James E. Taylor High School 1998 — 2002
Diploma, General, 4.6/5.0
Dorothea Ford-Albero's Deutsche Bank Securities, Inc Experience October 1997 - February 2009
Job Accounting Professional
Industry Accounting
Experience
Deutsche Bank Securities Inc. October 1997 - February 2009
Skills
Financial Modeling, Risk Management, Customer Service, Strategic Planning, Equities, Project Management
Education
University of Rhode Island 1980 — 1984
B.A., Communications
Deutsche Bank Securities Inc. October 1997 - February 2009
Skills
Financial Modeling, Risk Management, Customer Service, Strategic Planning, Equities, Project Management
Education
University of Rhode Island 1980 — 1984
B.A., Communications
Dan Lehmann's Deutsche Bank Securities, Inc Experience April 2002 - June 2005
Job Independence Capital Asset Partners
Industry Investment Management
Experience
Independence Capital Partners January 2013 - Present
Ramius LLC September 2009 - January 2013
K2 Advisors January 2007 - September 2009
Deutsche Bank Securities, Inc. April 2002 - June 2005
Skills
Hedge Funds, Alternative Investments, Investments, Managed Futures, Fund Of Funds, Fixed Income, Asset Managment, Asset Allocation, Equities, Portfolio Management, Capital Markets, Bloomberg, Trading, Investment Banking, Derivatives
Education
Duke University 1993 — 1997
BA, Sociology / Markets & Management
Marquette High School 1989 — 1993
Independence Capital Partners January 2013 - Present
Ramius LLC September 2009 - January 2013
K2 Advisors January 2007 - September 2009
Deutsche Bank Securities, Inc. April 2002 - June 2005
Skills
Hedge Funds, Alternative Investments, Investments, Managed Futures, Fund Of Funds, Fixed Income, Asset Managment, Asset Allocation, Equities, Portfolio Management, Capital Markets, Bloomberg, Trading, Investment Banking, Derivatives
Education
Duke University 1993 — 1997
BA, Sociology / Markets & Management
Marquette High School 1989 — 1993
Thomas Devine's Deutsche Bank Securities, Inc Experience VP Risk managementFirst BostonFebruary 1992 - March 1996
Job Managing Director at Deutsche Bank Securities Inc.
Industry Financial Services
Experience
Deutsche Bank Securities Inc. VP Risk managementFirst BostonFebruary 1992 - March 1996
Education
Manhattan College 1979 — 1984
ms, Accounting
Deutsche Bank Securities Inc. VP Risk managementFirst BostonFebruary 1992 - March 1996
Education
Manhattan College 1979 — 1984
ms, Accounting
Jennifer Lin's Deutsche Bank Securities, Inc Experience October 2007 - July 2010
Job Managing Director Compliance at David Landau & Associates, LLC
Industry Investment Banking
Experience
David Landau & Associates, LLC May 2011 - Present
Deutsche Bank Securities July 2010 - May 2011
Deutsche Bank SECURITIES INC October 2007 - July 2010
Deutsche Bank September 2006 - October 2007
MACQUARIE group June 2000 - July 2006
Skills
Securities, Equities, Options, Trading, Capital Markets, Investment Banking, Financial Services, FINRA, Banking, Finance, Hedge Funds, Investments, Internal Audit, Derivatives, Commodity
Education
Stony Brook University 1997 — 2001
Bachelor of Art, Economics and Studio Art
Bronx Science
David Landau & Associates, LLC May 2011 - Present
Deutsche Bank Securities July 2010 - May 2011
Deutsche Bank SECURITIES INC October 2007 - July 2010
Deutsche Bank September 2006 - October 2007
MACQUARIE group June 2000 - July 2006
Skills
Securities, Equities, Options, Trading, Capital Markets, Investment Banking, Financial Services, FINRA, Banking, Finance, Hedge Funds, Investments, Internal Audit, Derivatives, Commodity
Education
Stony Brook University 1997 — 2001
Bachelor of Art, Economics and Studio Art
Bronx Science
Kerrian G's Deutsche Bank Securities, Inc Experience July 2012 - Present
Job AML Compliance Officer
Industry Investment Banking
Experience
Deutsche Bank Securities Inc July 2012 - Present
BroadNet Services 2007 - May 2013
Citigroup February 2007 - July 2012
Citigroup January 2004 - February 2007
Citigroup June 2002 - January 2004
Citigroup November 2000 - May 2002
Education
Pace University - Lubin School of Business 1998 — 2003
BA
Deutsche Bank Securities Inc July 2012 - Present
BroadNet Services 2007 - May 2013
Citigroup February 2007 - July 2012
Citigroup January 2004 - February 2007
Citigroup June 2002 - January 2004
Citigroup November 2000 - May 2002
Education
Pace University - Lubin School of Business 1998 — 2003
BA
Brynne Salomone's Deutsche Bank Securities, Inc Experience November 2010 - Present
Job Assistant Vice President Deutsche Bank
Industry Investment Banking
Experience
Bailey's Powerhouse Gym March 2011 - Present
Deutsche Bank Securities Inc. November 2010 - Present
Spine Wave, Inc. September 2008 - October 2010
Old Hill Partners June 2005 - August 2008
Education
Quinnipiac University School of Law 2004 — 2008
JD/MBA, Law/Business
University of Miami 2000 — 2005
Bachelor of Business Administration (B.B.A.)
Bailey's Powerhouse Gym March 2011 - Present
Deutsche Bank Securities Inc. November 2010 - Present
Spine Wave, Inc. September 2008 - October 2010
Old Hill Partners June 2005 - August 2008
Education
Quinnipiac University School of Law 2004 — 2008
JD/MBA, Law/Business
University of Miami 2000 — 2005
Bachelor of Business Administration (B.B.A.)
Naryelle Brookman's Deutsche Bank Securities, Inc Experience September 2004 - May 2006
Job Research Analyst at Independent Consultant
Industry Investment Banking
Experience
Independent Consultant January 2014 - Present
Apax Partners November 2011 - December 2013
Citigroup Global Markets Inc July 2010 - August 2011
AIG Investments Europe Ltd June 2008 - July 2008
UFJ Trust Ltd January 2007 - July 2007
Deutsche Bank Securities Inc September 2004 - May 2006
HSBC Private Bank S January 2001 - July 2001
Bradesco Seguros S December 1999 - December 2000
Skills
Emerging Markets, Valuation, Bloomberg, Equities, Hedge Funds, Investment Banking, Financial Modeling, Derivatives, Portfolio Management, Capital Markets, Fixed Income, Private Equity, Asset Managment, Bloomberg Terminal, Due Diligence, Corporate Finance, Investments, Financial Analysis, Financial Markets, Equity Research
Education
Cass Business School 2007 — 2009
MSc, International Accounting & Finance
Universidade Salgado de Oliveira 1998 — 2003
BA, Business Administration & Economics
Independent Consultant January 2014 - Present
Apax Partners November 2011 - December 2013
Citigroup Global Markets Inc July 2010 - August 2011
AIG Investments Europe Ltd June 2008 - July 2008
UFJ Trust Ltd January 2007 - July 2007
Deutsche Bank Securities Inc September 2004 - May 2006
HSBC Private Bank S January 2001 - July 2001
Bradesco Seguros S December 1999 - December 2000
Skills
Emerging Markets, Valuation, Bloomberg, Equities, Hedge Funds, Investment Banking, Financial Modeling, Derivatives, Portfolio Management, Capital Markets, Fixed Income, Private Equity, Asset Managment, Bloomberg Terminal, Due Diligence, Corporate Finance, Investments, Financial Analysis, Financial Markets, Equity Research
Education
Cass Business School 2007 — 2009
MSc, International Accounting & Finance
Universidade Salgado de Oliveira 1998 — 2003
BA, Business Administration & Economics
Adrian Coard's Deutsche Bank Securities, Inc Experience May 1997 - July 2009
Job Corporate Actions Specialist
Industry Financial Services
Experience
RtEc INTERNATIONAL LLC June 2009 - Present
RTEC International LLC June 2009 - 2012
DEUTSCHE BANK SECURITIES INC May 1997 - July 2009
Deutsche Bank Securities Inc. May 1997 - June 2009
Deutsche Bank Securities Inc May 1997 - June 2009
Deutsche Bank Securities February 1997 - June 2009
Bear Stearns October 1996 - May 1997
OPPENHEIMER April 1994 - October 1996
WATERHOUSE SECURITIES April 1992 - April 1994
DEAN WITTER REYNOLDS October 1987 - April 1992
Skills
Mergers, Corporate Actions, Equities, DTC, Settlements, Securities Lending, Prime Brokerage, Securities, Middle Office, Back Office, Client Service, Customer Relations, Excel, PowerPoint, Bonds, Problem Solving, Microsoft Office, Compliance
Education
City College of New York
Political Science
City College of New York
B.A, Political Science
Kingsborough Community College
New York Institute of Finance
RtEc INTERNATIONAL LLC June 2009 - Present
RTEC International LLC June 2009 - 2012
DEUTSCHE BANK SECURITIES INC May 1997 - July 2009
Deutsche Bank Securities Inc. May 1997 - June 2009
Deutsche Bank Securities Inc May 1997 - June 2009
Deutsche Bank Securities February 1997 - June 2009
Bear Stearns October 1996 - May 1997
OPPENHEIMER April 1994 - October 1996
WATERHOUSE SECURITIES April 1992 - April 1994
DEAN WITTER REYNOLDS October 1987 - April 1992
Skills
Mergers, Corporate Actions, Equities, DTC, Settlements, Securities Lending, Prime Brokerage, Securities, Middle Office, Back Office, Client Service, Customer Relations, Excel, PowerPoint, Bonds, Problem Solving, Microsoft Office, Compliance
Education
City College of New York
Political Science
City College of New York
B.A, Political Science
Kingsborough Community College
New York Institute of Finance
Matthew Vokes's Deutsche Bank Securities, Inc Experience May 2008 - August 2008
Job Senior Investment Analyst
Industry Capital Markets
Experience
Jeffrey Slocum & Associates June 2011 - June 2014
Trenton Devils September 2009 - May 2011
Deutsche Bank Securities, Inc May 2008 - August 2008
The Principal Financial Group May 2007 - August 2007
Skills
Investments, Equities, Financial Modeling, Financial Analysis, Valuation, Alternative Investments, Asset Management, Bloomberg, Fixed Income, Portfolio Management, Investment Management, Data Analysis, Asset Allocation, Equity Capital Markets, Investment Strategies, Mutual Funds, Corporate Finance, Capital Markets, PowerPoint, Private Equity, Due Diligence, Emerging Markets, Equity Research, Financial Markets, Derivatives, Quantitative Analytics, Venture Capital, Wealth Management, Real Assets, Investment Manager..., Investment Policy..., Hedge Funds, Liquidity Management
Education
Brown University 2005 — 2009
Economics
Jeffrey Slocum & Associates June 2011 - June 2014
Trenton Devils September 2009 - May 2011
Deutsche Bank Securities, Inc May 2008 - August 2008
The Principal Financial Group May 2007 - August 2007
Skills
Investments, Equities, Financial Modeling, Financial Analysis, Valuation, Alternative Investments, Asset Management, Bloomberg, Fixed Income, Portfolio Management, Investment Management, Data Analysis, Asset Allocation, Equity Capital Markets, Investment Strategies, Mutual Funds, Corporate Finance, Capital Markets, PowerPoint, Private Equity, Due Diligence, Emerging Markets, Equity Research, Financial Markets, Derivatives, Quantitative Analytics, Venture Capital, Wealth Management, Real Assets, Investment Manager..., Investment Policy..., Hedge Funds, Liquidity Management
Education
Brown University 2005 — 2009
Economics
Tony Wiggan's Deutsche Bank Securities, Inc Experience February 1995 - February 2005
Job Former AML Compliance Officer at Deutsche Bank Securities Inc.
Industry Financial Services
Experience
Deutsche Bank February 2005 - December 2011
Deutsche Bank Securities Inc. February 1995 - February 2005
Deutsche Bank Securities March 1992 - February 1995
Skills
Equities, Securities, Fixed Income, Hedge Funds, Capital Markets, Series 7, Investment Banking, Investments, Alternative Investments, FINRA, AML, KYC, Investment Advisory, Derivatives, Due Diligence, USA PATRIOT Act, Securities Regulation, Financial Analysis, Operational Risk, Mutual Funds, Finance, Banking, OFAC, Dodd-Frank, Electronic Trading, Asset Management, Equity Trading, Trading Systems, Mergers & Acquisitions, Wealth Management, Series 63, Asset Allocation, Bloomberg, Financial Services, Bank Secrecy Act, Portfolio Management, Private Equity, ETFs, Risk Management, Financial Risk, Market Data, Series 24, Financial Markets, Prime Brokerage
Education
Borough of Manhattan Community College
Associate of Arts (A.A.)
University of Baltimore
Bachelor of Science, Finance
Deutsche Bank February 2005 - December 2011
Deutsche Bank Securities Inc. February 1995 - February 2005
Deutsche Bank Securities March 1992 - February 1995
Skills
Equities, Securities, Fixed Income, Hedge Funds, Capital Markets, Series 7, Investment Banking, Investments, Alternative Investments, FINRA, AML, KYC, Investment Advisory, Derivatives, Due Diligence, USA PATRIOT Act, Securities Regulation, Financial Analysis, Operational Risk, Mutual Funds, Finance, Banking, OFAC, Dodd-Frank, Electronic Trading, Asset Management, Equity Trading, Trading Systems, Mergers & Acquisitions, Wealth Management, Series 63, Asset Allocation, Bloomberg, Financial Services, Bank Secrecy Act, Portfolio Management, Private Equity, ETFs, Risk Management, Financial Risk, Market Data, Series 24, Financial Markets, Prime Brokerage
Education
Borough of Manhattan Community College
Associate of Arts (A.A.)
University of Baltimore
Bachelor of Science, Finance
Christopher De Santis's Deutsche Bank Securities, Inc Experience March 2007 - March 2012
Job Wealth Management Associate at Morgan Stanley Wealth Management
Industry Investment Banking
Experience
Morgan Stanley Wealth Management May 2013 - Present
Fidelity Investments March 2012 - May 2013
Deutsche Bank March 2007 - March 2012
Deutsche Bank Securities Inc March 2007 - March 2012
FactSet Research Systems, Inc. March 2005 - March 2007
Commercial Real Estate Broker-Investment Sales December 2003 - March 2005
Reuters America Inc April 2002 - December 2003
Skills
Series 7, Series 66, Bloomberg Terminal, Fixed Income, Equities, Portfolio Management, Investments, Bonds, Trading, Finance, Hedge Funds, Asset Management, Analysis, MBS, Asset Allocation, Wealth Management
Education
The University of Connecticut 1997 — 2001
Bachelors of Science, Business Administration; Finance
St. Lukes School 1994 — 1997
Business, Finance
Morgan Stanley Wealth Management May 2013 - Present
Fidelity Investments March 2012 - May 2013
Deutsche Bank March 2007 - March 2012
Deutsche Bank Securities Inc March 2007 - March 2012
FactSet Research Systems, Inc. March 2005 - March 2007
Commercial Real Estate Broker-Investment Sales December 2003 - March 2005
Reuters America Inc April 2002 - December 2003
Skills
Series 7, Series 66, Bloomberg Terminal, Fixed Income, Equities, Portfolio Management, Investments, Bonds, Trading, Finance, Hedge Funds, Asset Management, Analysis, MBS, Asset Allocation, Wealth Management
Education
The University of Connecticut 1997 — 2001
Bachelors of Science, Business Administration; Finance
St. Lukes School 1994 — 1997
Business, Finance
Christopher E. Tognola's Deutsche Bank Securities, Inc Experience 1996 - 2011
Job Managing Director CoHead Commercial Real Estate
Industry Investment Banking
Experience
GreensLedge Capital Markets LLC February 2014 - Present
Eiger Real Estate Capital Management, LLC 2012 - 2014
Deutsche Bank Securities, Inc. 1996 - 2011
Skills
Structured Finance, Fixed Income, CMBS, Capital Markets, Securitization, MBS, Structured Products, Financial Modeling, Investment Banking, Real Estate Economics, Financial Structuring, Portfolio Management, ABS
Education
University of Southern California
Master of Business Administration (M.B.A.)
Fairleigh Dickinson University
Bachelor of Arts (B.A.), Political Science and Government
GreensLedge Capital Markets LLC February 2014 - Present
Eiger Real Estate Capital Management, LLC 2012 - 2014
Deutsche Bank Securities, Inc. 1996 - 2011
Skills
Structured Finance, Fixed Income, CMBS, Capital Markets, Securitization, MBS, Structured Products, Financial Modeling, Investment Banking, Real Estate Economics, Financial Structuring, Portfolio Management, ABS
Education
University of Southern California
Master of Business Administration (M.B.A.)
Fairleigh Dickinson University
Bachelor of Arts (B.A.), Political Science and Government
Les Sunkwa-Mills's Deutsche Bank Securities, Inc Experience April 2009 - July 2013
Job Analyst
Industry Investment Banking
Experience
DEUTSCHE BANK SECURITIES INC April 2009 - July 2013
Skills
Valuation, Financial Modeling, Investment Banking, Corporate Finance, Financial Analysis
Education
Morehouse College 2006 — 2010
Bachelor of Arts (B.A.), Economics
Morehouse College
B.A, Economics
DEUTSCHE BANK SECURITIES INC April 2009 - July 2013
Skills
Valuation, Financial Modeling, Investment Banking, Corporate Finance, Financial Analysis
Education
Morehouse College 2006 — 2010
Bachelor of Arts (B.A.), Economics
Morehouse College
B.A, Economics
Ken Carpenter's Deutsche Bank Securities, Inc Experience 2009 - 2010
Job Managing Director at Cantor Fitzgerald
Industry Investment Banking
Experience
Cantor Fitzgerald 2013 - Present
Tannery Brook Partners 2011 - 2013
Deutsche Bank Securities, Inc. 2009 - 2010
Wachovia Capital Markets 2000 - 2009
Deutsche Bank Securities, Inc. 1999 - 2000
Skills
Corporate Real Estate, Sale-Leaseback, Commercial Real Estate, Real Estate Financing, Commercial Real Estate..., CTL, Investment Banking, Financial Structuring, Capital Markets, Structured Finance, ABS, Acquisitions, 1031 Exchanges, Asset Managment, Credit Risk, Syndications, Project Finance, Tax Credit Financing, Real Estate Private..., Corporate Finance, REIT, Infrastructure, Private Equity, Mezzanine, Asset Management, Securitization, Structured Products, Leveraged Finance, Alternative Investments, Real Estate Economics, CMBS, Loan Origination, Financial Modeling, Real Estate, Loans, Valuation
Education
Rochester Institute of Technology
Bachelor of Applied Science (B.A.Sc.), Computer Science
Wake Forest University - Babcock Graduate School of Management
Master of Business Administration (M.B.A.), Finance
Cantor Fitzgerald 2013 - Present
Tannery Brook Partners 2011 - 2013
Deutsche Bank Securities, Inc. 2009 - 2010
Wachovia Capital Markets 2000 - 2009
Deutsche Bank Securities, Inc. 1999 - 2000
Skills
Corporate Real Estate, Sale-Leaseback, Commercial Real Estate, Real Estate Financing, Commercial Real Estate..., CTL, Investment Banking, Financial Structuring, Capital Markets, Structured Finance, ABS, Acquisitions, 1031 Exchanges, Asset Managment, Credit Risk, Syndications, Project Finance, Tax Credit Financing, Real Estate Private..., Corporate Finance, REIT, Infrastructure, Private Equity, Mezzanine, Asset Management, Securitization, Structured Products, Leveraged Finance, Alternative Investments, Real Estate Economics, CMBS, Loan Origination, Financial Modeling, Real Estate, Loans, Valuation
Education
Rochester Institute of Technology
Bachelor of Applied Science (B.A.Sc.), Computer Science
Wake Forest University - Babcock Graduate School of Management
Master of Business Administration (M.B.A.), Finance
Anthony Desabota's Deutsche Bank Securities, Inc Experience January 2000 - December 2004
Job Front Office Trade Support at TD Securities Inc.
Industry Financial Services
Experience
TD Securities Inc. February 2013 - Present
Nomura Securities, Inc June 2009 - May 2012
JP Morgan Securities Inc April 2005 - June 2009
Deutsche Bank Securities, Inc January 2000 - December 2004
Bear Stearns Companies, Inc June 1998 - December 1999
BlackRock January 1997 - May 1998
Donaldson, Lufkin and Jenrette-division Autranet, Inc July 1989 - August 1996
Dean, Witter Reynolds, Inc January 1988 - June 1989
Skills
Front Office Trade..., Front Office Sales..., Managed Middle Office, Back office support, Treasury Auctions,..., Series 7, Series 63, Series 3, Swaps, Back Office, Capital Markets, Securities, Fixed Income, Settlement, Equities, Middle Office, Trading, Bloomberg, FINRA, Financial Risk, Hedge Funds, MBS, Options, Rates
Education
New Jersey City University
B.S, Business Administration/Finance
TD Securities Inc. February 2013 - Present
Nomura Securities, Inc June 2009 - May 2012
JP Morgan Securities Inc April 2005 - June 2009
Deutsche Bank Securities, Inc January 2000 - December 2004
Bear Stearns Companies, Inc June 1998 - December 1999
BlackRock January 1997 - May 1998
Donaldson, Lufkin and Jenrette-division Autranet, Inc July 1989 - August 1996
Dean, Witter Reynolds, Inc January 1988 - June 1989
Skills
Front Office Trade..., Front Office Sales..., Managed Middle Office, Back office support, Treasury Auctions,..., Series 7, Series 63, Series 3, Swaps, Back Office, Capital Markets, Securities, Fixed Income, Settlement, Equities, Middle Office, Trading, Bloomberg, FINRA, Financial Risk, Hedge Funds, MBS, Options, Rates
Education
New Jersey City University
B.S, Business Administration/Finance
Eric Littlefield's Deutsche Bank Securities, Inc Experience September 1997 - March 2006
Job Associate at J.P. Morgan
Industry Investment Banking
Experience
J.P. Morgan January 2013 - Present
Portagon AG October 2007 - January 2013
Merrill Lynch March 2006 - October 2007
Merrill Lynch & Co March 2006 - October 2007
Deutsche Bank September 1997 - March 2006
Deutsche Bank Securities Inc September 1997 - March 2006
Education
Nassau Community College 1988 — 1989
Nassau Community College
J.P. Morgan January 2013 - Present
Portagon AG October 2007 - January 2013
Merrill Lynch March 2006 - October 2007
Merrill Lynch & Co March 2006 - October 2007
Deutsche Bank September 1997 - March 2006
Deutsche Bank Securities Inc September 1997 - March 2006
Education
Nassau Community College 1988 — 1989
Nassau Community College
Esperanza Ramirez's Deutsche Bank Securities, Inc Experience April 2000 - July 2002
Job IT Asset Procurement, Human Resources, Executive Support
Industry Information Services
Experience
Electric Motor Services, Inc March 2012 - August 2012
Seyfarth Shaw LLP May 2005 - May 2011
AmeriGroup 2004 - 2005
Houlihan Lokey Howard and Zukin 2002 - 2004
Deutsche Bank Securities Inc April 2000 - July 2002
Aon Enterprise Insurance Services, Inc August 1999 - April 2000
Ernst & Young LLP September 1993 - May 1999
Education
Kellogg Graduate School of Management
Master of Business Administration (MBA), ON HOLD
Purdue University Calumet 1991 — 2001
Bachelor of Arts (BA), Political Science and Government
Joliet Junior College 1998 — 1999
Certificate, Frontline Supervision Program
Electric Motor Services, Inc March 2012 - August 2012
Seyfarth Shaw LLP May 2005 - May 2011
AmeriGroup 2004 - 2005
Houlihan Lokey Howard and Zukin 2002 - 2004
Deutsche Bank Securities Inc April 2000 - July 2002
Aon Enterprise Insurance Services, Inc August 1999 - April 2000
Ernst & Young LLP September 1993 - May 1999
Education
Kellogg Graduate School of Management
Master of Business Administration (MBA), ON HOLD
Purdue University Calumet 1991 — 2001
Bachelor of Arts (BA), Political Science and Government
Joliet Junior College 1998 — 1999
Certificate, Frontline Supervision Program
Bill Brownlie's Deutsche Bank Securities, Inc Experience July 2013 - Present
Job Regulatory Relations Manager/Vice President at Deutsche Bank Securities Inc
Industry Financial Services
Experience
Deutsche Bank Securities Inc July 2013 - Present
Deutsche Bank Securities Inc August 1998 - June 2013
Smith Barney April 1996 - August 1998
American Stock Exchange September 1987 - April 1996
Dean Witter Reynolds December 1985 - September 1987
Discount Brokerage Corp of America August 1983 - December 1985
Skills
Legal Compliance, Series 24, Prime Brokerage, Securities, FINRA, Enterprise Risk..., SEC, Electronic Trading, Investment Advisory, Equity Trading, Bank Secrecy Act, OFAC, AML, Market Data, Dodd-Frank, Broker-Dealer, Structured Products, Equity Derivatives, ETFs, Bloomberg, Anti Money Laundering, Hedge Funds
Education
Rutgers, The State University of New Jersey-New Brunswick
Parsippany High School
Deutsche Bank Securities Inc July 2013 - Present
Deutsche Bank Securities Inc August 1998 - June 2013
Smith Barney April 1996 - August 1998
American Stock Exchange September 1987 - April 1996
Dean Witter Reynolds December 1985 - September 1987
Discount Brokerage Corp of America August 1983 - December 1985
Skills
Legal Compliance, Series 24, Prime Brokerage, Securities, FINRA, Enterprise Risk..., SEC, Electronic Trading, Investment Advisory, Equity Trading, Bank Secrecy Act, OFAC, AML, Market Data, Dodd-Frank, Broker-Dealer, Structured Products, Equity Derivatives, ETFs, Bloomberg, Anti Money Laundering, Hedge Funds
Education
Rutgers, The State University of New Jersey-New Brunswick
Parsippany High School
Jatin Zalawadia's Deutsche Bank Securities, Inc Experience March 2004 - August 2010
Job Financial Services Professional
Industry Financial Services
Experience
Deutsche Bank Securities Inc. March 2004 - August 2010
Credit Suisse First Boston August 2002 - February 2004
Education
The University of Chicago - Booth School of Business 2000 — 2002
Master of Business Administration (M.B.A.)
New Jersey Institute of Technology 1995 — 1997
Master of Science (MS)
Sardar Patel University 1990 — 1994
Bachelor of Engineering (B.E.)
Deutsche Bank Securities Inc. March 2004 - August 2010
Credit Suisse First Boston August 2002 - February 2004
Education
The University of Chicago - Booth School of Business 2000 — 2002
Master of Business Administration (M.B.A.)
New Jersey Institute of Technology 1995 — 1997
Master of Science (MS)
Sardar Patel University 1990 — 1994
Bachelor of Engineering (B.E.)
midna rodriguez's Deutsche Bank Securities, Inc Experience December 1982 - December 2012
Job Investment Banking Professional
Industry Investment Banking
Experience
Deutsche Bank December 1982 - December 2012
Deutsche Bank Securities Inc December 1982 - December 2012
Education
University of Illinois at Chicago 1975 — 1977
No, Health and Physical Education/Fitness, 3.0
University of Illinois
Deutsche Bank December 1982 - December 2012
Deutsche Bank Securities Inc December 1982 - December 2012
Education
University of Illinois at Chicago 1975 — 1977
No, Health and Physical Education/Fitness, 3.0
University of Illinois
Glenn Barber's Deutsche Bank Securities, Inc Experience April 2014 - Present
Job Managing Director Equities at Deutsche Bank Securities, Inc.
Industry Financial Services
Experience
Deutsche Bank Securities, Inc. April 2014 - Present
The British Memorial Garden Trust, Inc. dba The Queen Elizabeth II September 11th Garden October 2013 - Present
Barclays Investment Bank 2004 - 2013
Lehman Brothers 2004 - 2008
G-Port (a subsidiary of the Bank of New York) July 2002 - May 2004
TIR Securities February 1994 - June 2002
Skills
Global Equities, Program Trading, Building Relationships, Networking, Derivatives, Equities, Fixed Income, Electronic Trading, Hedge Funds, Options, Bloomberg, Prime Brokerage, Emerging Markets, Asset Management, Trading, Portfolio Management, Alternative Investments, Capital Markets, Investments
Education
Thunderbird School of Global Management 1992 — 1993
Master of International Management, International Finance
University of North Carolina at Chapel Hill 1985 — 1989
Bachelor of Science (B.S.), Business Administration and Management, General
Mamaroneck High School
Deutsche Bank Securities, Inc. April 2014 - Present
The British Memorial Garden Trust, Inc. dba The Queen Elizabeth II September 11th Garden October 2013 - Present
Barclays Investment Bank 2004 - 2013
Lehman Brothers 2004 - 2008
G-Port (a subsidiary of the Bank of New York) July 2002 - May 2004
TIR Securities February 1994 - June 2002
Skills
Global Equities, Program Trading, Building Relationships, Networking, Derivatives, Equities, Fixed Income, Electronic Trading, Hedge Funds, Options, Bloomberg, Prime Brokerage, Emerging Markets, Asset Management, Trading, Portfolio Management, Alternative Investments, Capital Markets, Investments
Education
Thunderbird School of Global Management 1992 — 1993
Master of International Management, International Finance
University of North Carolina at Chapel Hill 1985 — 1989
Bachelor of Science (B.S.), Business Administration and Management, General
Mamaroneck High School
katherine shim's Deutsche Bank Securities, Inc Experience June 2000 - December 2003
Job Director of Compliance at SumRidge Partners
Industry Financial Services
Experience
SumRidge Partners April 2014 - Present
Newedge July 2011 - March 2014
Braver Stern Securities LLC October 2009 - July 2011
Safdie Investment Services February 2009 - October 2009
OTA LLC (BD)/ OTR Global LLC (RIA) October 2005 - February 2009
SWISS AMERICAN SECURITIES INC. January 2004 - June 2005
DEUTSCHE BANK SECURITIES INC. June 2000 - December 2003
Skills
Series 4, 7, 24, 55,..., Securities, Fixed Income, FINRA, Anti Money Laundering, Hedge Funds, Trading, Equities, Capital Markets, Series 7, Financial Risk
Education
Fordham University 2006 — 2009
Master of Business Administration (MBA), Finance and Financial Management Services
SUNY at Buffalo 1995 — 2000
Bachelor of Arts (B.A.), Economics
SumRidge Partners April 2014 - Present
Newedge July 2011 - March 2014
Braver Stern Securities LLC October 2009 - July 2011
Safdie Investment Services February 2009 - October 2009
OTA LLC (BD)/ OTR Global LLC (RIA) October 2005 - February 2009
SWISS AMERICAN SECURITIES INC. January 2004 - June 2005
DEUTSCHE BANK SECURITIES INC. June 2000 - December 2003
Skills
Series 4, 7, 24, 55,..., Securities, Fixed Income, FINRA, Anti Money Laundering, Hedge Funds, Trading, Equities, Capital Markets, Series 7, Financial Risk
Education
Fordham University 2006 — 2009
Master of Business Administration (MBA), Finance and Financial Management Services
SUNY at Buffalo 1995 — 2000
Bachelor of Arts (B.A.), Economics
Olivia Stennett's Deutsche Bank Securities, Inc Experience 1998 - Present
Job
Industry Financial Services
Experience
Deutsche Bank Securities Inc. 1998 - Present
Long-Term Capital Management November 1996 - June 1998
Lehman Brothers May 1989 - November 1996
Education
Iona College 1985 — 1989
Bachelor's degree, Business Administration and Management, General
Deutsche Bank Securities Inc. 1998 - Present
Long-Term Capital Management November 1996 - June 1998
Lehman Brothers May 1989 - November 1996
Education
Iona College 1985 — 1989
Bachelor's degree, Business Administration and Management, General
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY