Dillon Read
Industry: Investment banking company
DescriptionDillon, Read & Co. was an investment bank based in New York City. In 1991, it was acquired by Barings Bank and, in 1997, it was acquired by Swiss Bank Corporation, which was in turn acquired by UBS in 1998. Founder: Clarence Dillon Founded: 1832
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Dillon Read Employees
Employee
Years
Job
Industry
Russ Mayerfeld Russ Mayerfeld's Dillon Read Experience April 1997 - February 1998
Job Senior Managing Director, Alternative Investments, Allstate
Industry Financial Services
Experience
The Allstate Corporation August 2014 - Present
Excelsus LLC, 2003 - August 2014
HealthSpring, Inc June 2004 - January 2012
Fremont General Corporation June 2004 - March 2008
UBS Investment Bank February 1998 - April 2003
Dillon Read April 1997 - February 1998
Dean Witter Reynolds February 1984 - April 1997
Skills
Corporate Finance, Mergers & Acquisitions, Business Strategy, Private Equity, Alternative Investments, Financial Audits, Financial Services, CPA, Board of Directors, Board Governance, Restructuring, Life Insurance, Property & Casualty..., Investment Management
Education
Harvard Business School 1978 — 1980
Master of Business Administration (M.B.A.)
University of Illinois at Urbana-Champaign 1971 — 1975
Bachelor's degree, Accounting
The Allstate Corporation August 2014 - Present
Excelsus LLC, 2003 - August 2014
HealthSpring, Inc June 2004 - January 2012
Fremont General Corporation June 2004 - March 2008
UBS Investment Bank February 1998 - April 2003
Dillon Read April 1997 - February 1998
Dean Witter Reynolds February 1984 - April 1997
Skills
Corporate Finance, Mergers & Acquisitions, Business Strategy, Private Equity, Alternative Investments, Financial Audits, Financial Services, CPA, Board of Directors, Board Governance, Restructuring, Life Insurance, Property & Casualty..., Investment Management
Education
Harvard Business School 1978 — 1980
Master of Business Administration (M.B.A.)
University of Illinois at Urbana-Champaign 1971 — 1975
Bachelor's degree, Accounting
Joe Benning Joe Benning's Dillon Read Experience 1982 - 1983
Job Partner at Fifth Avenue Consulting
Industry Financial Services
Experience
Fifth Avenue Consulting July 2014 - Present
New York Portfolio Clearing June 2010 - June 2014
MesoMetrics Consulting January 2010 - June 2010
Moody's Analytics March 2007 - December 2009
Chicago Board of Trade January 2002 - March 2007
New York University 1997 - 2001
Daiwa Securities 1991 - 1997
Wertheim 1987 - 1990
Dean Witter November 1983 - February 1987
Dillon Read 1982 - 1983
Skills
Risk Management, Capital Markets, Economics, Derivatives, Analysis, Market Research, Portfolio Management, Investment Banking, Financial Risk, Trading Systems, Corporate Finance, Credit Analysis, Banking, Options, Bonds, Fixed Income, Investments, Credit Risk, Trading, Financial Modeling, Financial Markets, Valuation, Financial Services, Treasury
Education
New York University 1995 — 2001
PhD, Public economics & policy
The New School 1992 — 1995
MS, Urban Policy Analysis
Seton Hall University 1969 — 1974
BA, Economics
Fifth Avenue Consulting July 2014 - Present
New York Portfolio Clearing June 2010 - June 2014
MesoMetrics Consulting January 2010 - June 2010
Moody's Analytics March 2007 - December 2009
Chicago Board of Trade January 2002 - March 2007
New York University 1997 - 2001
Daiwa Securities 1991 - 1997
Wertheim 1987 - 1990
Dean Witter November 1983 - February 1987
Dillon Read 1982 - 1983
Skills
Risk Management, Capital Markets, Economics, Derivatives, Analysis, Market Research, Portfolio Management, Investment Banking, Financial Risk, Trading Systems, Corporate Finance, Credit Analysis, Banking, Options, Bonds, Fixed Income, Investments, Credit Risk, Trading, Financial Modeling, Financial Markets, Valuation, Financial Services, Treasury
Education
New York University 1995 — 2001
PhD, Public economics & policy
The New School 1992 — 1995
MS, Urban Policy Analysis
Seton Hall University 1969 — 1974
BA, Economics
Mary Hostetter's Dillon Read Experience July 1983 - March 1993
Job Owner at Mary Hostetter
Industry Health, Wellness and Fitness
Experience
Mary Hostetter April 2014 - Present
Field Work School 2013 - Present
Boulder Integral May 2007 - October 2008
St.Peter's Episcopal Church September 1997 - May 2003
Gilead Contemplative Center September 1992 - May 1996
Dillon Read July 1983 - March 1993
Skills
Healing, Coaching, Meditation, Wellness, Nonprofits, Teaching, Public Speaking, Training, Lifestyle Coaching, Nutrition, Non-profits, Holistic Health, Personal Development, Stress Management, Energy Work, Wellbeing, Stress, Entrepreneurship, Customer Service, Alternative Medicine, Executive Coaching, Counseling Psychology, Strategic Planning, Ancient History, Energy Healing, Biofeedback
Education
The Center Place Qi Gong School 2008 — 2010
Lic., Qi Gong Healing
Anglican School of Theology 1994 — 1997
Lic., Spiritual Direction and Philosophy
Smith College 1979 — 1983
B.A., American Studies
Mary Hostetter April 2014 - Present
Field Work School 2013 - Present
Boulder Integral May 2007 - October 2008
St.Peter's Episcopal Church September 1997 - May 2003
Gilead Contemplative Center September 1992 - May 1996
Dillon Read July 1983 - March 1993
Skills
Healing, Coaching, Meditation, Wellness, Nonprofits, Teaching, Public Speaking, Training, Lifestyle Coaching, Nutrition, Non-profits, Holistic Health, Personal Development, Stress Management, Energy Work, Wellbeing, Stress, Entrepreneurship, Customer Service, Alternative Medicine, Executive Coaching, Counseling Psychology, Strategic Planning, Ancient History, Energy Healing, Biofeedback
Education
The Center Place Qi Gong School 2008 — 2010
Lic., Qi Gong Healing
Anglican School of Theology 1994 — 1997
Lic., Spiritual Direction and Philosophy
Smith College 1979 — 1983
B.A., American Studies
Evan Cohen's Dillon Read Experience 1997 - 1999
Job Principal at The Brattle Group
Industry Financial Services
Experience
The Brattle Group January 2013 - Present
The Brattle Group September 2008 - December 2012
Cambridge Finance Partners August 2002 - September 2008
NextCourier Networks, Inc. May 2001 - May 2002
UBS July 1997 - July 1999
Dillon Read 1997 - 1999
Skills
Valuation, Financial Modeling, Economics, Financial Analysis, Finance, Strategy, Structured Finance, Mergers, Analysis
Education
Massachusetts Institute of Technology - Sloan School of Management 1999 — 2001
MBA, Financial Engineering
Cornell University 1992 — 1996
BA, Economics, magna cum laude
The Brattle Group January 2013 - Present
The Brattle Group September 2008 - December 2012
Cambridge Finance Partners August 2002 - September 2008
NextCourier Networks, Inc. May 2001 - May 2002
UBS July 1997 - July 1999
Dillon Read 1997 - 1999
Skills
Valuation, Financial Modeling, Economics, Financial Analysis, Finance, Strategy, Structured Finance, Mergers, Analysis
Education
Massachusetts Institute of Technology - Sloan School of Management 1999 — 2001
MBA, Financial Engineering
Cornell University 1992 — 1996
BA, Economics, magna cum laude
Perry Borenstein's Dillon Read Experience March 1985 - September 1987
Job Technologist with a solid record of delivering major technology solutions.
Industry Financial Services
Experience
Pershing September 1987 - December 2011
Dillon Read March 1985 - September 1987
Chase 1983 - 1985
Skills
Risk Management, Root Cause Analysis, Process Improvement, IT Strategy, ITIL, Fixed Income, Integration, Program Management, Financial Services, Analytics, Project Management, Software Documentation, Securities, Business Analysis, Project Portfolio..., Requirements Gathering, Governance, Business Process..., IT Management, Executive Management, Software Development, Analysis, Requirements Analysis, Enterprise Software, Management
Education
SANS.ORG 2011 — 2013
Security Certifications GSLC and GISF, Computer and Information Systems Security/Information Assurance
The Johns Hopkins University 1977 — 1979
Master's Degree, Education, 4.0
Ferkauf School of Psychology 1980 — 1981
Master of Arts (MA), Psychology, 3.9 out of 4.0
Ner Israel Rabbinical College 1973 — 1977
Bachelor's degree, Talmudic Law
Pershing September 1987 - December 2011
Dillon Read March 1985 - September 1987
Chase 1983 - 1985
Skills
Risk Management, Root Cause Analysis, Process Improvement, IT Strategy, ITIL, Fixed Income, Integration, Program Management, Financial Services, Analytics, Project Management, Software Documentation, Securities, Business Analysis, Project Portfolio..., Requirements Gathering, Governance, Business Process..., IT Management, Executive Management, Software Development, Analysis, Requirements Analysis, Enterprise Software, Management
Education
SANS.ORG 2011 — 2013
Security Certifications GSLC and GISF, Computer and Information Systems Security/Information Assurance
The Johns Hopkins University 1977 — 1979
Master's Degree, Education, 4.0
Ferkauf School of Psychology 1980 — 1981
Master of Arts (MA), Psychology, 3.9 out of 4.0
Ner Israel Rabbinical College 1973 — 1977
Bachelor's degree, Talmudic Law
Brian H. Singer Brian H. Singer's Dillon Read Experience 1995 - 1997
Job Finance Director
Industry Financial Services
Experience
. 2008 - Present
Cain Brothers 1999 - 2008
UBS 1997 - 1999
Dillon Read 1995 - 1997
Prudential Securities 1993 - 1995
Coopers & Lybrand 1990 - 1993
Skills
Mergers & Acquisitions, Financial Modeling, Corporate Finance, Valuation, Restructuring, Business Strategy, Divestitures, Financial Analysis, Investment Banking, Business Valuation, Public Finance, Private Equity, Capital Markets
Education
Bryant University 1986 — 1990
BSBA, Accounting
. 2008 - Present
Cain Brothers 1999 - 2008
UBS 1997 - 1999
Dillon Read 1995 - 1997
Prudential Securities 1993 - 1995
Coopers & Lybrand 1990 - 1993
Skills
Mergers & Acquisitions, Financial Modeling, Corporate Finance, Valuation, Restructuring, Business Strategy, Divestitures, Financial Analysis, Investment Banking, Business Valuation, Public Finance, Private Equity, Capital Markets
Education
Bryant University 1986 — 1990
BSBA, Accounting
Andy Kalotay Andy Kalotay's Dillon Read Experience 1979 - 1981
Job President at Andrew Kalotay Associates
Industry Financial Services
Experience
Andrew Kalotay Associates 1990 - Present
Polytechnic Institute of New York University 1994 - 1997
Salomon Brothers 1981 - 1990
Dillon Read 1979 - 1981
Skills
Interest Rate..., Bonds, Fixed Income, Capital Markets, MBS, Securities, Fixed Income Analysis, Investment Banking, Derivatives, Bloomberg, Dodd-Frank, Structured Products, Structured Finance, Portfolio Management, Swaps, Options, Asset Managment, Ratchet Bonds, Estate Put Bonds, Municipal Finance, Equities, Emerging Markets, Hedge Funds, Investments, Electronic Trading, Alternative Investments, Valuation, Asset Management, Municipalities
Education
Queen's University
BS & MS, Mathematics
University of Toronto
PhD, Mathematics
Andrew Kalotay Associates 1990 - Present
Polytechnic Institute of New York University 1994 - 1997
Salomon Brothers 1981 - 1990
Dillon Read 1979 - 1981
Skills
Interest Rate..., Bonds, Fixed Income, Capital Markets, MBS, Securities, Fixed Income Analysis, Investment Banking, Derivatives, Bloomberg, Dodd-Frank, Structured Products, Structured Finance, Portfolio Management, Swaps, Options, Asset Managment, Ratchet Bonds, Estate Put Bonds, Municipal Finance, Equities, Emerging Markets, Hedge Funds, Investments, Electronic Trading, Alternative Investments, Valuation, Asset Management, Municipalities
Education
Queen's University
BS & MS, Mathematics
University of Toronto
PhD, Mathematics
Neil Kenagy CFA Neil Kenagy CFA's Dillon Read Experience 1992 - 1996
Job Principal at Colchester Investment Counsel LLC
Industry Investment Management
Experience
Colchester Investment Counsel LLC 2000 - Present
UBS Global Asset Management 1996 - 2000
Dillon Read 1992 - 1996
Education
Kenyon College 1977 — 1981
Bachelor of Arts (B.A.), History
Colchester Investment Counsel LLC 2000 - Present
UBS Global Asset Management 1996 - 2000
Dillon Read 1992 - 1996
Education
Kenyon College 1977 — 1981
Bachelor of Arts (B.A.), History
Andrew Silver's Dillon Read Experience 1989 - 1997
Job Managing Director at Allegiance Capital Corporation
Industry Investment Banking
Experience
Allegiance Capital Corporation November 2013 - Present
Star America Group October 2011 - October 2013
AJS Partners LLC November 2010 - October 2011
Kamsky Associates May 2009 - September 2010
Houlihan Lokey Howard & Zukin 2007 - 2009
Morgan Joseph October 2001 - March 2007
UBS Investment Bank April 1998 - April 2001
Dillon Read 1989 - 1997
Odyssey Partners 1988 - 1989
Donaldson, Lufkin & Jenrette 1982 - 1988
Skills
Mergers, Private Equity, Restructuring, Investments, Valuation, Forecasting, Negotiation, Mergers & Acquisitions, Hedge Funds, Strategy, Management, Investment Banking, Equity Research
Education
Harvard Business School 1980 — 1982
MBA
Harvard University 1975 — 1979
AB, Government and East Asian Studies
Allegiance Capital Corporation November 2013 - Present
Star America Group October 2011 - October 2013
AJS Partners LLC November 2010 - October 2011
Kamsky Associates May 2009 - September 2010
Houlihan Lokey Howard & Zukin 2007 - 2009
Morgan Joseph October 2001 - March 2007
UBS Investment Bank April 1998 - April 2001
Dillon Read 1989 - 1997
Odyssey Partners 1988 - 1989
Donaldson, Lufkin & Jenrette 1982 - 1988
Skills
Mergers, Private Equity, Restructuring, Investments, Valuation, Forecasting, Negotiation, Mergers & Acquisitions, Hedge Funds, Strategy, Management, Investment Banking, Equity Research
Education
Harvard Business School 1980 — 1982
MBA
Harvard University 1975 — 1979
AB, Government and East Asian Studies
Manolo Teijelo's Dillon Read Experience 1984 - 1987
Job Experienced Financial Consultant
Industry Financial Services
Experience
AXA Advisors November 2012 - Present
UCM Union Capital Advisors May 2012 - October 2012
ThinkEquity LLC November 2010 - May 2012
Wunderlich Securities March 2010 - October 2010
FTN Equity Capital Markets December 2002 - February 2010
J.P. Morgan October 1995 - November 2002
Lehman Brothers July 1988 - October 1995
Kleinwort Benson July 1987 - June 1988
Dillon Read 1984 - 1987
Morgan Stanley 1978 - 1984
Skills
Sales, Sales Management, Employee Benefits, Foreign Languages, Investment Advisory..., Fluent in Spanish, Life Insurance..., Health Insurance...
Education
Indiana University - Kelley School of Business
MBA, Finance
Purdue University
B.A., Psychological Sciences/Spanish Literature
Chaminade High School (Dayton)
AXA Advisors November 2012 - Present
UCM Union Capital Advisors May 2012 - October 2012
ThinkEquity LLC November 2010 - May 2012
Wunderlich Securities March 2010 - October 2010
FTN Equity Capital Markets December 2002 - February 2010
J.P. Morgan October 1995 - November 2002
Lehman Brothers July 1988 - October 1995
Kleinwort Benson July 1987 - June 1988
Dillon Read 1984 - 1987
Morgan Stanley 1978 - 1984
Skills
Sales, Sales Management, Employee Benefits, Foreign Languages, Investment Advisory..., Fluent in Spanish, Life Insurance..., Health Insurance...
Education
Indiana University - Kelley School of Business
MBA, Finance
Purdue University
B.A., Psychological Sciences/Spanish Literature
Chaminade High School (Dayton)
Joseph J. McAlinden, CFA Joseph J. McAlinden, CFA's Dillon Read Experience 1985 - 1995
Job Chairman at McAlinden Research Partners
Industry Financial Services
Experience
McAlinden Research Partners January 2012 - Present
Catalpa Capital Advisors LLC March 2007 - Present
Morgan Stanley Investment Management January 1995 - January 2007
Dillon Read 1985 - 1995
Skills
Asset Management, Asset Managment, Hedge Funds, Alternative Investments, Asset Allocation, Financial Services, Equities, Series 7, Fixed Income, Investments, Private Equity, Mutual Funds, Finance
Education
Rutgers University
BA, Economics
McAlinden Research Partners January 2012 - Present
Catalpa Capital Advisors LLC March 2007 - Present
Morgan Stanley Investment Management January 1995 - January 2007
Dillon Read 1985 - 1995
Skills
Asset Management, Asset Managment, Hedge Funds, Alternative Investments, Asset Allocation, Financial Services, Equities, Series 7, Fixed Income, Investments, Private Equity, Mutual Funds, Finance
Education
Rutgers University
BA, Economics
John P. Roulett John P. Roulett's Dillon Read Experience April 1996 - April 1997
Job Founder / Principal of Wheelhouse Solutions,LLC.
Industry Management Consulting
Experience
Wheelhouse Solutions,LLC. January 2004 - Present
Wheelhouse Solutions, LLC January 2004 - Present
AMERICAN CAPITAL ACCESS May 1999 - January 2004
EDUCATIONAL SECURITIES April 1999 - May 1999
DAVID LERNER & ASSOC March 1998 - April 1999
Cambridge Partners May 1997 - January 1998
DILLON, READ April 1996 - April 1997
CHAPDELAINE & CO November 1995 - April 1996
Lehman Brothers August 1985 - October 1995
Municipal September 1987 - April 1990
Skills
Recruiting, Budgets, Investments, Financial Modeling, Bonds, Management, Investment Banking, Sales, Executive Management, Product Management, Insurance, Strategic Planning, Negotiation, Customer Service, Pricing, Financial Analysis, Risk Management, Strategic Financial..., Microsoft Excel, Business Planning, Microsoft Office, Access, Finance, Banking, Leadership, Analysis, Financial Planning
Education
University of Miami 1976 — 1982
Bachelor, Business AdministrationBusiness Management
Canterbury School 1973 — 1976
High School Diploma, General Studies
The Hill School 1971 — 1973
Southeast Florida Institute of Criminal Justice
Deputy Sheriff Training, Police Academy
Wheelhouse Solutions,LLC. January 2004 - Present
Wheelhouse Solutions, LLC January 2004 - Present
AMERICAN CAPITAL ACCESS May 1999 - January 2004
EDUCATIONAL SECURITIES April 1999 - May 1999
DAVID LERNER & ASSOC March 1998 - April 1999
Cambridge Partners May 1997 - January 1998
DILLON, READ April 1996 - April 1997
CHAPDELAINE & CO November 1995 - April 1996
Lehman Brothers August 1985 - October 1995
Municipal September 1987 - April 1990
Skills
Recruiting, Budgets, Investments, Financial Modeling, Bonds, Management, Investment Banking, Sales, Executive Management, Product Management, Insurance, Strategic Planning, Negotiation, Customer Service, Pricing, Financial Analysis, Risk Management, Strategic Financial..., Microsoft Excel, Business Planning, Microsoft Office, Access, Finance, Banking, Leadership, Analysis, Financial Planning
Education
University of Miami 1976 — 1982
Bachelor, Business AdministrationBusiness Management
Canterbury School 1973 — 1976
High School Diploma, General Studies
The Hill School 1971 — 1973
Southeast Florida Institute of Criminal Justice
Deputy Sheriff Training, Police Academy
Bart Plank's Dillon Read Experience 1996 - 1997
Job Managing Director & Head of Capital Markets
Industry Investment Banking
Experience
Cain Brothers 1997 - Present
Dillon Read 1996 - 1997
Skills
Capital Markets, Investment Banking, Fixed Income, Series 7, Equities, Financial Modeling, Series 63, Private Equity, Mergers & Acquisitions, Bloomberg, Valuation, Corporate Development, Interest Rate..., Corporate Finance, Derivatives, Venture Capital, FINRA, Financial Analysis, Investments, Asset Management, Due Diligence
Education
Middlebury College 1992 — 1996
Economics
Delbarton School 1986 — 1992
The University of Queensland
Cain Brothers 1997 - Present
Dillon Read 1996 - 1997
Skills
Capital Markets, Investment Banking, Fixed Income, Series 7, Equities, Financial Modeling, Series 63, Private Equity, Mergers & Acquisitions, Bloomberg, Valuation, Corporate Development, Interest Rate..., Corporate Finance, Derivatives, Venture Capital, FINRA, Financial Analysis, Investments, Asset Management, Due Diligence
Education
Middlebury College 1992 — 1996
Economics
Delbarton School 1986 — 1992
The University of Queensland
Chris Thompson Chris Thompson's Dillon Read Experience 1991 - 1995
Job U.S. Equity Manager Research at Towers Watson
Industry Financial Services
Experience
Towers Watson September 2013 - Present
Segal Rogerscasey February 2012 - September 2013
RogersCasey November 2009 - February 2012
RogersCasey April 2006 - November 2009
Managers Investment Group 1998 - 2006
AllianceBernstein 1997 - 1998
Morgan Stanley Investment Management 1995 - 1997
Dillon Read 1991 - 1995
Skills
Alternative Investments, Hedge Funds, Equities, Asset Allocation, Asset Managment, Fixed Income, Investments, Investment Strategies, Mutual Funds, Portfolio Management, Private Equity, Wealth Management, Due Diligence, Pensions, Defined Benefit, Endowments, ETFs, Venture Capital, Bonds, Bloomberg, Investment Advisory
Education
Siena College 1987 — 1991
BA, Economics
Towers Watson September 2013 - Present
Segal Rogerscasey February 2012 - September 2013
RogersCasey November 2009 - February 2012
RogersCasey April 2006 - November 2009
Managers Investment Group 1998 - 2006
AllianceBernstein 1997 - 1998
Morgan Stanley Investment Management 1995 - 1997
Dillon Read 1991 - 1995
Skills
Alternative Investments, Hedge Funds, Equities, Asset Allocation, Asset Managment, Fixed Income, Investments, Investment Strategies, Mutual Funds, Portfolio Management, Private Equity, Wealth Management, Due Diligence, Pensions, Defined Benefit, Endowments, ETFs, Venture Capital, Bonds, Bloomberg, Investment Advisory
Education
Siena College 1987 — 1991
BA, Economics
Peter Milhaupt Peter Milhaupt's Dillon Read Experience 1979 - 1982
Job Chairman at Carolina Financial Group
Industry Financial Services
Experience
Carolina Financial Group LLC January 2011 - Present
Samoset Capital Group LLC March 2007 - December 2011
Carolina Financial Securities 2005 - 2011
Credit Suisse January 1982 - January 2005
Bear Stearns March 1996 - April 1999
Dillon Read 1979 - 1982
JP Morgan 1971 - 1979
Skills
Investment Banking, Corporate Finance, Capital Markets, Alternative Investments, Hedge Funds, Finance, Equity Research, Financial Modeling, Asset Allocation, Asset Management, Bloomberg, Mergers & Acquisitions, Valuation, Leveraged Finance, Financial Advisory, Strategy, Structured Finance, Corporate Law, ALM, Investment Strategies, Loan Origination, Derivatives, Private Equity, Financial Markets, Emerging Markets, Fixed Income, Strategic Financial..., Financial Structuring, Capital, Investment Management, Venture Capital, Risk Management, Financial Institutions
Education
Princeton University 1967 — 1971
BS, Economics
Phillips Exeter Academy 1964 — 1967
Carolina Financial Group LLC January 2011 - Present
Samoset Capital Group LLC March 2007 - December 2011
Carolina Financial Securities 2005 - 2011
Credit Suisse January 1982 - January 2005
Bear Stearns March 1996 - April 1999
Dillon Read 1979 - 1982
JP Morgan 1971 - 1979
Skills
Investment Banking, Corporate Finance, Capital Markets, Alternative Investments, Hedge Funds, Finance, Equity Research, Financial Modeling, Asset Allocation, Asset Management, Bloomberg, Mergers & Acquisitions, Valuation, Leveraged Finance, Financial Advisory, Strategy, Structured Finance, Corporate Law, ALM, Investment Strategies, Loan Origination, Derivatives, Private Equity, Financial Markets, Emerging Markets, Fixed Income, Strategic Financial..., Financial Structuring, Capital, Investment Management, Venture Capital, Risk Management, Financial Institutions
Education
Princeton University 1967 — 1971
BS, Economics
Phillips Exeter Academy 1964 — 1967
Susan Krauss Susan Krauss's Dillon Read Experience 1989 - 1994
Job
Industry Financial Services
Experience
Hellman & Friedman July 2008 - Present
Deloitte March 2001 - July 2008
marchFIRST March 2000 - January 2001
CSAA 1998 - 2000
Krauss Research 1994 - 1999
Dillon Read 1989 - 1994
Grey Advertising 1984 - 1986
Skills
Research, Competitive Intelligence, Information Management, Online Research, Business Information, Library
Education
Pratt Institute 1984 — 1986
MS, Library & Information Science
University of Michigan 1978 — 1981
AB, English, Communications
Westfield Sr High School
Hellman & Friedman July 2008 - Present
Deloitte March 2001 - July 2008
marchFIRST March 2000 - January 2001
CSAA 1998 - 2000
Krauss Research 1994 - 1999
Dillon Read 1989 - 1994
Grey Advertising 1984 - 1986
Skills
Research, Competitive Intelligence, Information Management, Online Research, Business Information, Library
Education
Pratt Institute 1984 — 1986
MS, Library & Information Science
University of Michigan 1978 — 1981
AB, English, Communications
Westfield Sr High School
Christine DiCesare's Dillon Read Experience August 1990 - 1996
Job Committee Member/Chair and Board Member at Various Foundations and Non Profits
Industry Nonprofit Organization Management
Experience
Various Non-Profits, Foundations and Community Volunteer Positions 2004 - Present
Lehman Brothers 1996 - 2000
Dillon Read August 1990 - 1996
Morgan Stanley July 1985 - July 1987
Skills
Finance, Management, Strategy, Team Building, Strategic Planning, Nonprofits
Education
Columbia Business School, Georgetown University 1988 — 1990
MBA, finance/business
Georgetown University 1981 — 1985
BSBA, Business
Various Non-Profits, Foundations and Community Volunteer Positions 2004 - Present
Lehman Brothers 1996 - 2000
Dillon Read August 1990 - 1996
Morgan Stanley July 1985 - July 1987
Skills
Finance, Management, Strategy, Team Building, Strategic Planning, Nonprofits
Education
Columbia Business School, Georgetown University 1988 — 1990
MBA, finance/business
Georgetown University 1981 — 1985
BSBA, Business
Harbourne Edmund Pennypacker Harbourne Edmund Pennypacker's Dillon Read Experience August 1987 - October 1990
Job CEO at HE Pennypacker Industries
Industry Management Consulting
Experience
HE Pennypacker Industries IndustrialistManaging Director, Global Head of Investment BankingRothschildJuly 1993 - June 1999
U.S. Treasury Department November 1990 - January 1993
Dillon Read August 1987 - October 1990
Skills
Management Consulting, Business Strategy, Strategic Planning, Business Planning, Start-ups, Entrepreneurship, Change Management, Mergers, Business Development, New Business Development, Marketing Strategy, Leadership Development, Team Building, Organizational..., Coaching, Finance, Mergers & Acquisitions
Education
Harvard Law School 1983 — 1987
JD, Business
Harvard University Kennedy School of Government 1983 — 1987
MPP, Political Science and Government
Yale University 1979 — 1983
B.S.
Phillips Exeter 1975 — 1979
High School
HE Pennypacker Industries IndustrialistManaging Director, Global Head of Investment BankingRothschildJuly 1993 - June 1999
U.S. Treasury Department November 1990 - January 1993
Dillon Read August 1987 - October 1990
Skills
Management Consulting, Business Strategy, Strategic Planning, Business Planning, Start-ups, Entrepreneurship, Change Management, Mergers, Business Development, New Business Development, Marketing Strategy, Leadership Development, Team Building, Organizational..., Coaching, Finance, Mergers & Acquisitions
Education
Harvard Law School 1983 — 1987
JD, Business
Harvard University Kennedy School of Government 1983 — 1987
MPP, Political Science and Government
Yale University 1979 — 1983
B.S.
Phillips Exeter 1975 — 1979
High School
Riina McCormack's Dillon Read Experience May 1989 - February 1990
Job Associate Broker, Real Estate
Industry Real Estate
Experience
Friedrich Real Estate, Inc May 2004 - Present
NASDAQ Stock Market September 1996 - May 2004
Titus and Donnelly January 1992 - January 1994
Morgan Stanley January 1989 - January 1992
Morgan Stanley February 1990 - November 1991
Dillon Read May 1989 - February 1990
Dillon Read May 1989 - February 1990
Alex. Brown & Sons, Inc. November 1987 - May 1989
Alex. Brown & Sons, Inc. September 1986 - November 1987
Skills
Customer Relations, Microsoft Office, Budgeting, Strategic Planning, Real Estate, Investments, Negotiation, Problem Solving, New Business Development, Customer Service, Event Planning, Trading, Event Management, Sales, Direct Marketing, Project Management, Event Producing, Coordinating Events, Fixed Income, Roadshow, Budgets, Marketing Strategy, Venue Management, Venue Search, Post Event Analysis, Event Marketing Strategy, Strategic Events, Municipal Bonds, Contract Negotiation, Contractual Agreements, Leases, VIP management, Marketing, First Time Home Buyers, Residential Homes, Asset Management, Investor Relations, Public Relations, Investors, Bonds, Real Estate Transactions, New Home Sales, Selling, Buyers, Condos, Leisure Travel, e-PRO, Event Production
Education
Stony Brook University 1982 — 1986
Bachelor of Arts, Political Science
Adelphi University 1994 — 1995
Paralegal Certificate, General
NASDAQ University 2003 — 2003
Management Training
New York Institute of Finance 1987 — 1987
Friedrich Real Estate, Inc May 2004 - Present
NASDAQ Stock Market September 1996 - May 2004
Titus and Donnelly January 1992 - January 1994
Morgan Stanley January 1989 - January 1992
Morgan Stanley February 1990 - November 1991
Dillon Read May 1989 - February 1990
Dillon Read May 1989 - February 1990
Alex. Brown & Sons, Inc. November 1987 - May 1989
Alex. Brown & Sons, Inc. September 1986 - November 1987
Skills
Customer Relations, Microsoft Office, Budgeting, Strategic Planning, Real Estate, Investments, Negotiation, Problem Solving, New Business Development, Customer Service, Event Planning, Trading, Event Management, Sales, Direct Marketing, Project Management, Event Producing, Coordinating Events, Fixed Income, Roadshow, Budgets, Marketing Strategy, Venue Management, Venue Search, Post Event Analysis, Event Marketing Strategy, Strategic Events, Municipal Bonds, Contract Negotiation, Contractual Agreements, Leases, VIP management, Marketing, First Time Home Buyers, Residential Homes, Asset Management, Investor Relations, Public Relations, Investors, Bonds, Real Estate Transactions, New Home Sales, Selling, Buyers, Condos, Leisure Travel, e-PRO, Event Production
Education
Stony Brook University 1982 — 1986
Bachelor of Arts, Political Science
Adelphi University 1994 — 1995
Paralegal Certificate, General
NASDAQ University 2003 — 2003
Management Training
New York Institute of Finance 1987 — 1987
Al Hansen's Dillon Read Experience March 1986 - January 1992
Job
Industry Venture Capital & Private Equity
Experience
BioServ November 2012 - Present
KESA July 2012 - Present
Signet Healthcare Partners, LLC November 2001 - June 2012
Darby Overseas Investments January 1994 - September 1999
U.S. Treasury January 1992 - November 1992
Dillon Read March 1986 - January 1992
E. F. Hutton August 1983 - January 1986
U.S. Army June 1976 - August 1981
Skills
Mergers, Private Equity, Corporate Finance, Investments, Growth Capital, Pharmaceutics, Venture Capital, Valuation, Due Diligence, Business Strategy, Entrepreneurship, Strategic Planning, Financial Modeling, New Business Development, Restructuring, Mergers & Acquisitions, Joint Ventures, M&A experience, Financial Analysis, Investment Banking, Change Management, LBO, Strategy, Business Planning, Finance, Venture Financing, Capital Markets, Private Placements, Capital, Business Development, Management Consulting, Business Valuation, Funding, Deal Sourcing, Acquisitions, Financial Structuring, Emerging Markets, Divestitures, Start-ups, Equities, IPO, Mezzanine, Capital Raising, Corporate Development, Executive Management, Angel Investing, Leveraged Finance, Alternative Investments, Asset Management, Portfolio Management
Education
University of Pennsylvania - The Wharton School 1981 — 1983
MBA
Princeton University 1972 — 1976
A.B.
BioServ November 2012 - Present
KESA July 2012 - Present
Signet Healthcare Partners, LLC November 2001 - June 2012
Darby Overseas Investments January 1994 - September 1999
U.S. Treasury January 1992 - November 1992
Dillon Read March 1986 - January 1992
E. F. Hutton August 1983 - January 1986
U.S. Army June 1976 - August 1981
Skills
Mergers, Private Equity, Corporate Finance, Investments, Growth Capital, Pharmaceutics, Venture Capital, Valuation, Due Diligence, Business Strategy, Entrepreneurship, Strategic Planning, Financial Modeling, New Business Development, Restructuring, Mergers & Acquisitions, Joint Ventures, M&A experience, Financial Analysis, Investment Banking, Change Management, LBO, Strategy, Business Planning, Finance, Venture Financing, Capital Markets, Private Placements, Capital, Business Development, Management Consulting, Business Valuation, Funding, Deal Sourcing, Acquisitions, Financial Structuring, Emerging Markets, Divestitures, Start-ups, Equities, IPO, Mezzanine, Capital Raising, Corporate Development, Executive Management, Angel Investing, Leveraged Finance, Alternative Investments, Asset Management, Portfolio Management
Education
University of Pennsylvania - The Wharton School 1981 — 1983
MBA
Princeton University 1972 — 1976
A.B.
Elliot Royce's Dillon Read Experience 1984 - 1992
Job Retired to Our Florida Homestead
Industry Sports
Experience
eroyceus@me.com November 2014 - Present
AlpInvest Partners July 2007 - September 2013
Allianz Private Equity September 2002 - June 2007
GE Equity 1996 - 2002
Aberdeen Inc. 1997 - 1997
McKinsey 1993 - 1996
Dillon Read 1984 - 1992
US Army Reserve 1980 - 1992
The First Boston Corporation 1987 - 1988
Skills
Private Equity, Due Diligence, Fund Of Funds, Management, Mergers & Acquisitions, Portfolio Management, Venture Capital, Investments, Equities, Corporate Finance, Marketing Strategy, Mutual Funds, Corporate Development, Financial Analysis, Financial Modeling, Valuation, Business Development, LBO, Alternative Investments, Emerging Markets, Finance
Education
INSEAD 1992 — 1993
MBA with Distinction, Dean's List all terms
Harvard College 1979 — 1983
AB magna cum laude, Government, Dean's List all terms
School Year Abroad 1978 — 1979
Senior Year Abroad, French Language and Literature
St. Luke's School 1973 — 1979
High School Diploma, High School
eroyceus@me.com November 2014 - Present
AlpInvest Partners July 2007 - September 2013
Allianz Private Equity September 2002 - June 2007
GE Equity 1996 - 2002
Aberdeen Inc. 1997 - 1997
McKinsey 1993 - 1996
Dillon Read 1984 - 1992
US Army Reserve 1980 - 1992
The First Boston Corporation 1987 - 1988
Skills
Private Equity, Due Diligence, Fund Of Funds, Management, Mergers & Acquisitions, Portfolio Management, Venture Capital, Investments, Equities, Corporate Finance, Marketing Strategy, Mutual Funds, Corporate Development, Financial Analysis, Financial Modeling, Valuation, Business Development, LBO, Alternative Investments, Emerging Markets, Finance
Education
INSEAD 1992 — 1993
MBA with Distinction, Dean's List all terms
Harvard College 1979 — 1983
AB magna cum laude, Government, Dean's List all terms
School Year Abroad 1978 — 1979
Senior Year Abroad, French Language and Literature
St. Luke's School 1973 — 1979
High School Diploma, High School
Jane Waldrop's Dillon Read Experience 1990 - 1994
Job Head Source Eye at Source Eye Staffing
Industry Information Technology and Services
Experience
Source Eye Staffing April 2015 - Present
INSYS Group, Inc. 2014 - 2014
Foresight Staffing, Inc. July 2007 - December 2013
task management 2006 - 2007
Software Guidance & Assistance 2004 - 2006
Hardware Hits and Pinkerton Computer Consultants 2002 - 2005
Computability 1998 - February 2003
Chelsea Computer 1997 - 1998
Dillon Read 1990 - 1994
Skills
Recruiting, Interviews, Financial Services, Temporary Placement, Business Analysis, Software Development, Banking, Technical Recruiting, SDLC, Vendor Management, Consulting
Education
University of Miami 1980 — 1984
BM, Music Merchandising
Source Eye Staffing April 2015 - Present
INSYS Group, Inc. 2014 - 2014
Foresight Staffing, Inc. July 2007 - December 2013
task management 2006 - 2007
Software Guidance & Assistance 2004 - 2006
Hardware Hits and Pinkerton Computer Consultants 2002 - 2005
Computability 1998 - February 2003
Chelsea Computer 1997 - 1998
Dillon Read 1990 - 1994
Skills
Recruiting, Interviews, Financial Services, Temporary Placement, Business Analysis, Software Development, Banking, Technical Recruiting, SDLC, Vendor Management, Consulting
Education
University of Miami 1980 — 1984
BM, Music Merchandising
Peter Schaeffer's Dillon Read Experience 1994 - 1998
Job Principal at GlassRatner Advisory & Capital Group LLC; CoPresident GlassRatner Securities
Industry Financial Services
Experience
GlassRatner Advisory & Capital Group LLC August 2013 - Present
Carl Marks & Company July 2006 - April 2013
Giuliani Capital Advisors June 2000 - July 2006
Donaldson, Lufkin & Jenrette 1998 - 2000
Dillon Read 1994 - 1998
Steinbach division of AMCENA Corporation July 1990 - June 1992
Bloomingdale's 1985 - 1990
Macy's 1974 - 1985
Skills
Private Equity, Mergers, Strategy, Mergers & Acquisitions, Finance, Equities, Restructuring, Corporate Finance, Due Diligence, Valuation, Financial Modeling, LBO, Leveraged Finance, Investment Banking, Venture Capital, Business Valuation, Financial Analysis, Investments, Capital Markets
Education
Drexel University 1969 — 1974
Bachelor of Science (BS), Retail Manangment and Marketing
GlassRatner Advisory & Capital Group LLC August 2013 - Present
Carl Marks & Company July 2006 - April 2013
Giuliani Capital Advisors June 2000 - July 2006
Donaldson, Lufkin & Jenrette 1998 - 2000
Dillon Read 1994 - 1998
Steinbach division of AMCENA Corporation July 1990 - June 1992
Bloomingdale's 1985 - 1990
Macy's 1974 - 1985
Skills
Private Equity, Mergers, Strategy, Mergers & Acquisitions, Finance, Equities, Restructuring, Corporate Finance, Due Diligence, Valuation, Financial Modeling, LBO, Leveraged Finance, Investment Banking, Venture Capital, Business Valuation, Financial Analysis, Investments, Capital Markets
Education
Drexel University 1969 — 1974
Bachelor of Science (BS), Retail Manangment and Marketing
Heather Tancredi's Dillon Read Experience June 1992 - June 1995
Job SVP, Business Strategy & Initiatives Manager at U.S. Trust
Industry Financial Services
Experience
U.S. Trust October 2014 - Present
MUFG Americas October 2012 - October 2014
Morgan Stanley February 2005 - April 2012
AXA Advisors October 2003 - February 2005
Dean Witter Reynolds Inc. June 1995 - February 2003
Morgan Stanley Investment Management June 1995 - February 2003
Dillon Read June 1992 - June 1995
Skills
Mutual Funds, Financial Planning, Investment Banking, Series 7, Portfolio Management, Project Management, Series 63, Relationship Management, Investment Management, Insurance, Investment Advisory, Investments, Equities, Financial Services, Asset Management, Capital Markets, Analysis, Investment Strategies, Securities, Business Development, Asset Allocation, Wealth Management, Equity Research, Corporate Finance, FINRA, Business Analysis, Equity Valuation, Financial Modeling, Valuation, Financial Analysis, Financial Markets, Banking, Leadership, Market Data, Wealth Management..., Team Management, Vendor Management, PMO, SDLC, Project Portfolio..., Portfolio Optimization, Strategy, Strategic Financial..., Management
Education
Fordham University - Graduate School of Business Administration 1997 — 2000
MBA, Finance
University of Maryland College Park 1988 — 1992
BA, Economics
U.S. Trust October 2014 - Present
MUFG Americas October 2012 - October 2014
Morgan Stanley February 2005 - April 2012
AXA Advisors October 2003 - February 2005
Dean Witter Reynolds Inc. June 1995 - February 2003
Morgan Stanley Investment Management June 1995 - February 2003
Dillon Read June 1992 - June 1995
Skills
Mutual Funds, Financial Planning, Investment Banking, Series 7, Portfolio Management, Project Management, Series 63, Relationship Management, Investment Management, Insurance, Investment Advisory, Investments, Equities, Financial Services, Asset Management, Capital Markets, Analysis, Investment Strategies, Securities, Business Development, Asset Allocation, Wealth Management, Equity Research, Corporate Finance, FINRA, Business Analysis, Equity Valuation, Financial Modeling, Valuation, Financial Analysis, Financial Markets, Banking, Leadership, Market Data, Wealth Management..., Team Management, Vendor Management, PMO, SDLC, Project Portfolio..., Portfolio Optimization, Strategy, Strategic Financial..., Management
Education
Fordham University - Graduate School of Business Administration 1997 — 2000
MBA, Finance
University of Maryland College Park 1988 — 1992
BA, Economics
Charles Ortel's Dillon Read Experience 1980 - 1991
Job Owner, Phi Ventures
Industry Venture Capital & Private Equity
Experience
Phi Ventures ContributorWashington Times2012 - 2014
Washington Times 2012 - 2014
Newport Value Partners 2007 - 2014
Newport Value Partners 2007 - 2014
The Chart Group 1994 - 2002
The Bridgeford Group 1991 - 1994
Dillon Read 1980 - 1991
Skills
Mergers & Acquisitions, Venture Capital, Start-ups, Business Strategy, Private Equity, Financial Modeling, Corporate Finance, Investment Banking, Investments, Finance, Business Development, Valuation, Corporate Development, New Business Development, Due Diligence, Asset Management
Education
Harvard Business School 1978 — 1980
MBA, Finance
Yale University 1974 — 1978
Phi Ventures ContributorWashington Times2012 - 2014
Washington Times 2012 - 2014
Newport Value Partners 2007 - 2014
Newport Value Partners 2007 - 2014
The Chart Group 1994 - 2002
The Bridgeford Group 1991 - 1994
Dillon Read 1980 - 1991
Skills
Mergers & Acquisitions, Venture Capital, Start-ups, Business Strategy, Private Equity, Financial Modeling, Corporate Finance, Investment Banking, Investments, Finance, Business Development, Valuation, Corporate Development, New Business Development, Due Diligence, Asset Management
Education
Harvard Business School 1978 — 1980
MBA, Finance
Yale University 1974 — 1978
Barbara Duncan's Dillon Read Experience August 1994 - August 1998
Job CFO at Intercept Pharmaceuticals, Inc.
Industry Biotechnology
Experience
Edgemont Pharmaceuticals, LLC September 2010 - Present
Intercept Pharmaceuticals, Inc. May 2009 - Present
DOV Pharmaceutical, Inc. May 2009 - July 2010
DOV Pharmaceutical, Inc. August 2001 - April 2009
Lehman Brothers August 1998 - August 2001
Dillon Read August 1994 - August 1998
PepsiCo 1989 - 1992
Education
University of Pennsylvania - The Wharton School 1992 — 1994
University of Pennsylvania - The Wharton School 1992 — 1994
MBA
Louisiana State University 1982 — 1986
BS, Accounting
Edgemont Pharmaceuticals, LLC September 2010 - Present
Intercept Pharmaceuticals, Inc. May 2009 - Present
DOV Pharmaceutical, Inc. May 2009 - July 2010
DOV Pharmaceutical, Inc. August 2001 - April 2009
Lehman Brothers August 1998 - August 2001
Dillon Read August 1994 - August 1998
PepsiCo 1989 - 1992
Education
University of Pennsylvania - The Wharton School 1992 — 1994
University of Pennsylvania - The Wharton School 1992 — 1994
MBA
Louisiana State University 1982 — 1986
BS, Accounting
Easterbrook, Mark's Dillon Read Experience June 1990 - March 1996
Job Portfolio Manager at BP Capital TwinLine
Industry Capital Markets
Experience
BP Capital TwinLine March 2014 - Present
Westwood Holdings Group August 2011 - March 2014
RBC Capital Markets December 2001 - December 2010
Dain Rauscher Wessels December 1999 - December 2001
Rauscher Pierce Refsnes June 1996 - November 1999
Dillon Read June 1990 - March 1996
Skills
Capital Markets, Equities, Investments, Mergers & Acquisitions, Mergers, MLP, Financial Modeling, Equity Research, Valuation, Portfolio Management, Hedge Funds, Asset Management
Education
Emory University 1984 — 1988
BA, Economics & History
Choate Rosemary Hall 1983 — 1984
Darien High School 1979 — 1983
BP Capital TwinLine March 2014 - Present
Westwood Holdings Group August 2011 - March 2014
RBC Capital Markets December 2001 - December 2010
Dain Rauscher Wessels December 1999 - December 2001
Rauscher Pierce Refsnes June 1996 - November 1999
Dillon Read June 1990 - March 1996
Skills
Capital Markets, Equities, Investments, Mergers & Acquisitions, Mergers, MLP, Financial Modeling, Equity Research, Valuation, Portfolio Management, Hedge Funds, Asset Management
Education
Emory University 1984 — 1988
BA, Economics & History
Choate Rosemary Hall 1983 — 1984
Darien High School 1979 — 1983
David H Wong's Dillon Read Experience 1985 - 1987
Job President and Founder, DHW Capital
Industry Investment Management
Experience
DHW Capital 2006 - Present
Brentwood Associates July 1989 - May 2005
Dillon Read 1985 - 1987
Skills
Private Equity, Venture Capital, Corporate Development, Mergers & Acquisitions, Entrepreneurship, Valuation, Investment Banking, Investments, Due Diligence, Financial Modeling, Corporate Finance, Capital Markets
Education
Stanford University Graduate School of Business 1987 — 1989
Harvard University 1981 — 1985
BA, Economics
DHW Capital 2006 - Present
Brentwood Associates July 1989 - May 2005
Dillon Read 1985 - 1987
Skills
Private Equity, Venture Capital, Corporate Development, Mergers & Acquisitions, Entrepreneurship, Valuation, Investment Banking, Investments, Due Diligence, Financial Modeling, Corporate Finance, Capital Markets
Education
Stanford University Graduate School of Business 1987 — 1989
Harvard University 1981 — 1985
BA, Economics
Peter Bryan's Dillon Read Experience July 1996 - April 1997
Job Vice President at Clark Construction Group
Industry Construction
Experience
Clark Construction August 1997 - Present
Dillon Read July 1996 - April 1997
Education
Duke University 1992 — 1996
Clark Construction August 1997 - Present
Dillon Read July 1996 - April 1997
Education
Duke University 1992 — 1996
Shannon Mrotchek's Dillon Read Experience 1989 - 1990
Job Learning and Development Specialist
Industry Financial Services
Experience
MetLife November 2013 - Present
MetLife March 2010 - Present
Bank of America, consultant through ViaSource October 2009 - March 2010
Morgan Stanley July 1996 - May 2009
Lehman Brothers 1993 - 1996
Salomon Brothers 1991 - 1993
Businessland 1990 - 1991
Dillon Read 1989 - 1990
Skills
Talent Management, Instructional Design, Sales Skills Training, Project Management, Needs Analysis, E-Learning, Leadership Development, Succession Planning, Organizational..., Onboarding, Learning Management..., Training, Coaching, Financial Services, Insurance, Training Delivery, Strategy, Organizational Learning, Employee Engagement, Organizational..., Blended Learning, Selling Skills, Instructor-led Training, Program Management, CRM, Vendor Management, Process Improvement, Executive Coaching, Employee Training, Performance Improvement, Management, Performance Consulting, Learning Management, Management Development, Workshop Facilitation, Career Development, Organizational Design, Consulting, Leadership, Change Management, Start-ups, Staff Development, Sales
Education
New York University 1993 — 1996
MA, Education, Leadership, Technology
Penn State University 1985 — 1989
BA, Communications
MetLife November 2013 - Present
MetLife March 2010 - Present
Bank of America, consultant through ViaSource October 2009 - March 2010
Morgan Stanley July 1996 - May 2009
Lehman Brothers 1993 - 1996
Salomon Brothers 1991 - 1993
Businessland 1990 - 1991
Dillon Read 1989 - 1990
Skills
Talent Management, Instructional Design, Sales Skills Training, Project Management, Needs Analysis, E-Learning, Leadership Development, Succession Planning, Organizational..., Onboarding, Learning Management..., Training, Coaching, Financial Services, Insurance, Training Delivery, Strategy, Organizational Learning, Employee Engagement, Organizational..., Blended Learning, Selling Skills, Instructor-led Training, Program Management, CRM, Vendor Management, Process Improvement, Executive Coaching, Employee Training, Performance Improvement, Management, Performance Consulting, Learning Management, Management Development, Workshop Facilitation, Career Development, Organizational Design, Consulting, Leadership, Change Management, Start-ups, Staff Development, Sales
Education
New York University 1993 — 1996
MA, Education, Leadership, Technology
Penn State University 1985 — 1989
BA, Communications
Doris Burke's Dillon Read Experience November 1995 - June 1998
Job News Researcher at The New York Times
Industry Publishing
Experience
The New York Times September 2015 - Present
books, film, other media, financial companies January 2015 - September 2015
Birch Run Capital July 2013 - December 2014
Fortune Magazine May 2010 - June 2013
Fortune Magazine October 2006 - May 2010
Time Inc. June 1999 - September 2006
Deutsche Bank June 1998 - July 1999
Dillon Read November 1995 - June 1998
Debevoise & Plimpton December 1992 - November 1995
Skills
Publishing, Fact-checking, Magazines, Journalism
Education
Pratt Institute
MS, Library Science
St. Bonaventure University
BA, History
The New York Times September 2015 - Present
books, film, other media, financial companies January 2015 - September 2015
Birch Run Capital July 2013 - December 2014
Fortune Magazine May 2010 - June 2013
Fortune Magazine October 2006 - May 2010
Time Inc. June 1999 - September 2006
Deutsche Bank June 1998 - July 1999
Dillon Read November 1995 - June 1998
Debevoise & Plimpton December 1992 - November 1995
Skills
Publishing, Fact-checking, Magazines, Journalism
Education
Pratt Institute
MS, Library Science
St. Bonaventure University
BA, History
Guy Mulford's Dillon Read Experience 1991 - 1998
Job Financial Services Professional
Industry Financial Services
Experience
Murphy & Durieu March 2006 - May 2007
Dillon, Read 1991 - 1998
Dillon Read Capital Management August 1990 - April 1997
Kidder Peabody March 1986 - August 1990
Skills
Capital Markets, Investments, Hedge Funds, Series 7
Education
Southern Methodist University 1966 — 1970
BBA, Finance
Murphy & Durieu March 2006 - May 2007
Dillon, Read 1991 - 1998
Dillon Read Capital Management August 1990 - April 1997
Kidder Peabody March 1986 - August 1990
Skills
Capital Markets, Investments, Hedge Funds, Series 7
Education
Southern Methodist University 1966 — 1970
BBA, Finance
Thomas Mockler's Dillon Read Experience January 1994 - January 1998
Job Mister at Retired
Industry Financial Services
Experience
Retired January 2012 - Present
GE Asset Management January 1998 - Present
Dillon Read January 1994 - January 1998
Tucker Anthony and other firms 1989 - 1994
Thompson McKinnon 1989 - 1990
Standard & Poor's March 1982 - May 1989
Skills
Financial Modeling, Asset Management, Portfolio Management, Fixed Income, Investments
Education
Fordham Gabelli School of Business 1978 — 1981
MBA, Finance
Fordham University 1969 — 1973
BA, Ancient Languages
Retired January 2012 - Present
GE Asset Management January 1998 - Present
Dillon Read January 1994 - January 1998
Tucker Anthony and other firms 1989 - 1994
Thompson McKinnon 1989 - 1990
Standard & Poor's March 1982 - May 1989
Skills
Financial Modeling, Asset Management, Portfolio Management, Fixed Income, Investments
Education
Fordham Gabelli School of Business 1978 — 1981
MBA, Finance
Fordham University 1969 — 1973
BA, Ancient Languages
Frederick W Hill's Dillon Read Experience 1983 - 1986
Job Renovus Capital Partners
Industry Financial Services
Experience
Renovus Capital Partners August 2011 - Present
Allied Capital Corp 2004 - 2009
The CIT Group 1998 - 2004
Prudential Securities Inc 1993 - 1998
Alex Brown & Sons 1990 - 1993
Dean Witter 1987 - 1990
Salomon Brothers 1983 - 1987
Dillon Read 1983 - 1986
Smith Barney 1976 - 1983
Skills
Private Equity, Venture Capital, Management, Investments, Corporate Development, Valuation, Due Diligence, Mergers & Acquisitions, Investment Banking, Corporate Finance, Financial Modeling, Private Placements, Mezzanine, Buyouts, Leveraged Finance, Business Valuation, Capital Markets, Business Strategy, Financial Structuring, Alternative Investments, Equities
Education
Columbia University - Columbia Business School 1976 — 1977
MBA, Finance
Columbia University - Graduate School of Architecture, Planning and Preservation 1975 — 1977
M, Architecture
Georgia Institute of Technology 1968 — 1973
B, Architecture
Renovus Capital Partners August 2011 - Present
Allied Capital Corp 2004 - 2009
The CIT Group 1998 - 2004
Prudential Securities Inc 1993 - 1998
Alex Brown & Sons 1990 - 1993
Dean Witter 1987 - 1990
Salomon Brothers 1983 - 1987
Dillon Read 1983 - 1986
Smith Barney 1976 - 1983
Skills
Private Equity, Venture Capital, Management, Investments, Corporate Development, Valuation, Due Diligence, Mergers & Acquisitions, Investment Banking, Corporate Finance, Financial Modeling, Private Placements, Mezzanine, Buyouts, Leveraged Finance, Business Valuation, Capital Markets, Business Strategy, Financial Structuring, Alternative Investments, Equities
Education
Columbia University - Columbia Business School 1976 — 1977
MBA, Finance
Columbia University - Graduate School of Architecture, Planning and Preservation 1975 — 1977
M, Architecture
Georgia Institute of Technology 1968 — 1973
B, Architecture
Joseph Sullivan's Dillon Read Experience August 1987 - September 1988
Job Assistant General Auditor M&T Bank
Industry Financial Services
Experience
M&T Bank August 2013 - Present
Citigroup April 2011 - August 2013
Citigroup January 2006 - April 2011
Citi December 2004 - January 2006
Citi February 2001 - December 2004
Consultant April 2000 - December 2000
Republic National Bank November 1997 - March 2000
The Greater New York Savings Bank May 1989 - September 1997
Shearson Lehman Hutton September 1988 - March 1989
Dillon Read August 1987 - September 1988
Skills
Internal Controls, Financial Risk, Risk Management, Alternative Investments, Global Management, SOX 404, Hedge Funds, Infrastructure Funds, Real Estate Funds, Treasury, Asset Management, Basel, Recovery and Resolution..., Dodd-Frank, Chief Auditor, Finance, Compliance, Liquidity Risk, Interest Rate Risk..., Funding, Capital Management, AML, KYC, Regulatory Interactions, Team Building, Cross-functional Team..., Audit Committee, Board of Directors, Residential Mortgages, Commercial Mortgages, REO, Investments, Certified Anti-Money..., CPA, SIFMA Member, Valuation, Financial Reporting, Internal Audit, Corporate Governance, Auditing, Banking
Education
Manhattan College 1981 — 1985
BS, Accounting
M&T Bank August 2013 - Present
Citigroup April 2011 - August 2013
Citigroup January 2006 - April 2011
Citi December 2004 - January 2006
Citi February 2001 - December 2004
Consultant April 2000 - December 2000
Republic National Bank November 1997 - March 2000
The Greater New York Savings Bank May 1989 - September 1997
Shearson Lehman Hutton September 1988 - March 1989
Dillon Read August 1987 - September 1988
Skills
Internal Controls, Financial Risk, Risk Management, Alternative Investments, Global Management, SOX 404, Hedge Funds, Infrastructure Funds, Real Estate Funds, Treasury, Asset Management, Basel, Recovery and Resolution..., Dodd-Frank, Chief Auditor, Finance, Compliance, Liquidity Risk, Interest Rate Risk..., Funding, Capital Management, AML, KYC, Regulatory Interactions, Team Building, Cross-functional Team..., Audit Committee, Board of Directors, Residential Mortgages, Commercial Mortgages, REO, Investments, Certified Anti-Money..., CPA, SIFMA Member, Valuation, Financial Reporting, Internal Audit, Corporate Governance, Auditing, Banking
Education
Manhattan College 1981 — 1985
BS, Accounting
Robert A. Young's Dillon Read Experience 1986 - 1997
Job CEO public technology company
Industry Information Technology and Services
Experience
CT Boatworks 2004 - 2014
Tessera May 2011 - April 2013
IRT, Inc. 2000 - July 2011
Mirador Capital LLC 2004 - 2011
Jatheon Technologies 2004 - 2010
Curl Corporation 1998 - 2002
Dillon Read 1986 - 1997
IBM 1968 - 1986
Skills
Start-ups, Business Development, Mergers & Acquisitions, Product Marketing, Business Strategy, Corporate Finance, Marketing Strategy, Product Management, Management, Strategic Partnerships, Mergers, Strategic Planning, Entrepreneurship, Semiconductors, Strategy, SaaS, Venture Capital, R&D, Program Management, Cloud Computing, Product Development, Corporate Development, Due Diligence, Leadership, Executive Management, Mobile Devices, New Business Development, Cross-functional Team...
Education
Massachusetts Institute of Technology 1964 — 1968
Ph. D., Physical chemistry, physics, math
CT Boatworks 2004 - 2014
Tessera May 2011 - April 2013
IRT, Inc. 2000 - July 2011
Mirador Capital LLC 2004 - 2011
Jatheon Technologies 2004 - 2010
Curl Corporation 1998 - 2002
Dillon Read 1986 - 1997
IBM 1968 - 1986
Skills
Start-ups, Business Development, Mergers & Acquisitions, Product Marketing, Business Strategy, Corporate Finance, Marketing Strategy, Product Management, Management, Strategic Partnerships, Mergers, Strategic Planning, Entrepreneurship, Semiconductors, Strategy, SaaS, Venture Capital, R&D, Program Management, Cloud Computing, Product Development, Corporate Development, Due Diligence, Leadership, Executive Management, Mobile Devices, New Business Development, Cross-functional Team...
Education
Massachusetts Institute of Technology 1964 — 1968
Ph. D., Physical chemistry, physics, math
Andrew Hertzmark's Dillon Read Experience June 1998 - June 2000
Job Partner at Generation Partners
Industry Venture Capital & Private Equity
Experience
Generation Partners June 2004 - Present
Galen Partners June 2000 - June 2004
UBS Investment Bank June 1998 - June 2000
Dillon Read June 1998 - June 2000
Skills
LBO, Venture Capital, Private Equity, Corporate Development, Private Placements, Buyouts, Valuation, Mergers & Acquisitions, Due Diligence, Recapitalizations, Capital Raising, Alternative Investments
Education
Wharton School, University of Pennsylvania 2002 — 2004
Master of Business Administration (MBA), Finance and Healthcare Management
University of Pennsylvania 1994 — 1998
Bachelor of Arts (B.A.), Economics
The Taft School 1990 — 1994
Generation Partners June 2004 - Present
Galen Partners June 2000 - June 2004
UBS Investment Bank June 1998 - June 2000
Dillon Read June 1998 - June 2000
Skills
LBO, Venture Capital, Private Equity, Corporate Development, Private Placements, Buyouts, Valuation, Mergers & Acquisitions, Due Diligence, Recapitalizations, Capital Raising, Alternative Investments
Education
Wharton School, University of Pennsylvania 2002 — 2004
Master of Business Administration (MBA), Finance and Healthcare Management
University of Pennsylvania 1994 — 1998
Bachelor of Arts (B.A.), Economics
The Taft School 1990 — 1994
Michael Friezo's Dillon Read Experience June 1991 - June 1993
Job Partner at Lydian Advisory Group
Industry Financial Services
Experience
Lydian Advisory Group May 2012 - Present
320 Sports January 2008 - Present
Deutsche Bank 2003 - 2012
Credit Suisse First Boston June 1996 - October 2003
Salomon Brothers June 1993 - June 1996
Dillon Read June 1991 - June 1993
Salomon Brothers June 1984 - June 1991
Skills
Venture Capital, Due Diligence, Corporate Development, Investor Relations, Securities, Mergers, Financial Structuring, Wealth Management, Private Placements, Special Situations, Financial Reporting, Compliance, Risk Management, Resource Optimization
Education
The Association to Advance Collegiate Schools Of Business 2014 — 2014
AACSB Bridge Program Certification, Practitioner Faculty
Rice University - Jesse H. Jones Graduate School of Management 1986 — 1988
Master of Business Administration (MBA), Finance
Texas Christian University 1980 — 1984
BS, Economics
Lydian Advisory Group May 2012 - Present
320 Sports January 2008 - Present
Deutsche Bank 2003 - 2012
Credit Suisse First Boston June 1996 - October 2003
Salomon Brothers June 1993 - June 1996
Dillon Read June 1991 - June 1993
Salomon Brothers June 1984 - June 1991
Skills
Venture Capital, Due Diligence, Corporate Development, Investor Relations, Securities, Mergers, Financial Structuring, Wealth Management, Private Placements, Special Situations, Financial Reporting, Compliance, Risk Management, Resource Optimization
Education
The Association to Advance Collegiate Schools Of Business 2014 — 2014
AACSB Bridge Program Certification, Practitioner Faculty
Rice University - Jesse H. Jones Graduate School of Management 1986 — 1988
Master of Business Administration (MBA), Finance
Texas Christian University 1980 — 1984
BS, Economics
Joseph T. Kruza's Dillon Read Experience January 1983 - January 1998
Job Supply/Purchasing
Industry Insurance
Experience
Swiss Re November 1998 - Present
Swiss Re/Cambridge Corporate Service January 1998 - January 2010
Dillon Read Capital Management November 1983 - September 1998
Dillon Read January 1983 - January 1998
American Electric Power May 1974 - August 1983
American Electric Power January 1974 - January 1983
Education
Baruch College, City University of New York (CUNY) 1988 — 1989
Purchasing Management
Dickinson High School Jersey City
Diploma
Swiss Re November 1998 - Present
Swiss Re/Cambridge Corporate Service January 1998 - January 2010
Dillon Read Capital Management November 1983 - September 1998
Dillon Read January 1983 - January 1998
American Electric Power May 1974 - August 1983
American Electric Power January 1974 - January 1983
Education
Baruch College, City University of New York (CUNY) 1988 — 1989
Purchasing Management
Dickinson High School Jersey City
Diploma
Angela L Serrano's Dillon Read Experience 1994 - 1998
Job Portfolio Management at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management July 2002 - Present
Barclays Private Bank 1999 - 2002
Eastdil Secured 1998 - 1999
Dillon Read 1994 - 1998
Skills
Mortgage Lending, Wealth Management, Private Banking, Financial Analysis, Loans, Estate Planning, Asset Management, Risk Management, Portfolio Management, Series 7, Banking, Investments, Credit, Equities
Education
University of Phoenix
BA, Business Management
Wood Tobe-Coburn School
Business Administration
Academy of Mt St Ursula
Diploma
RBC Wealth Management July 2002 - Present
Barclays Private Bank 1999 - 2002
Eastdil Secured 1998 - 1999
Dillon Read 1994 - 1998
Skills
Mortgage Lending, Wealth Management, Private Banking, Financial Analysis, Loans, Estate Planning, Asset Management, Risk Management, Portfolio Management, Series 7, Banking, Investments, Credit, Equities
Education
University of Phoenix
BA, Business Management
Wood Tobe-Coburn School
Business Administration
Academy of Mt St Ursula
Diploma
Richard Rolnick's Dillon Read Experience 1996 - 1997
Job Portfolio Manager | Sr. Analyst | High Yield and IG Credit | Distressed Credit | Leveraged Loans | Event Driven | Equity
Industry Financial Services
Experience
Red Top Investors 2014 - Present
Moore Capital Management April 2012 - November 2013
Harbor Watch Capital August 2008 - December 2011
RBS Greenwich Capital February 2002 - July 2008
BNP Paribas 1999 - 2002
Dillon Read 1996 - 1997
JPMorgan Chase & Co. 1993 - 1995
Merrill Lynch 1990 - 1993
Skills
High Yield, Hedge Funds, Investments, Special Situations, Debt, Trading, Restructuring, Credit, Capital Markets, Equity Research, Arbitrage, Private Equity, Fixed Income, Energy, Private Placements, Asset Management, Bonds, Equities, Leveraged Finance, Portfolio Management, Alternative Investments, CDS, Investment Banking, Bloomberg, Structured Products, Valuation, Financial Modeling
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (MBA), Finance, General
Brandeis University
Bachelor of Arts (BA), Physical Sciences
Red Top Investors 2014 - Present
Moore Capital Management April 2012 - November 2013
Harbor Watch Capital August 2008 - December 2011
RBS Greenwich Capital February 2002 - July 2008
BNP Paribas 1999 - 2002
Dillon Read 1996 - 1997
JPMorgan Chase & Co. 1993 - 1995
Merrill Lynch 1990 - 1993
Skills
High Yield, Hedge Funds, Investments, Special Situations, Debt, Trading, Restructuring, Credit, Capital Markets, Equity Research, Arbitrage, Private Equity, Fixed Income, Energy, Private Placements, Asset Management, Bonds, Equities, Leveraged Finance, Portfolio Management, Alternative Investments, CDS, Investment Banking, Bloomberg, Structured Products, Valuation, Financial Modeling
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (MBA), Finance, General
Brandeis University
Bachelor of Arts (BA), Physical Sciences
Anthony R. (Tony) Davis, CFA's Dillon Read Experience May 1997 - June 1999
Job Private Investor
Industry Research
Experience
Self-employed March 2013 - Present
Stifel Nicolaus & Co. March 2007 - February 2013
Ryan Beck & Co. October 2001 - March 2007
UBS Securities Co., Ltd June 1999 - October 2001
Dillon Read May 1997 - June 1999
Dean Witter February 1993 - May 1997
Skills
Equity Research, Securities, Series 7, Alternative Investments, Series 63, Series 24, Fixed Income, Equities, Asset Allocation, Wealth Management, Wealth Management..., Hedge Funds, ETFs, Capital Markets, FINRA
Education
University of South Carolina-Columbia 1972 — 1973
MBA, Finance, General
Wofford
Bachelor of Arts (B.A.), Business Administration and Management, General
Self-employed March 2013 - Present
Stifel Nicolaus & Co. March 2007 - February 2013
Ryan Beck & Co. October 2001 - March 2007
UBS Securities Co., Ltd June 1999 - October 2001
Dillon Read May 1997 - June 1999
Dean Witter February 1993 - May 1997
Skills
Equity Research, Securities, Series 7, Alternative Investments, Series 63, Series 24, Fixed Income, Equities, Asset Allocation, Wealth Management, Wealth Management..., Hedge Funds, ETFs, Capital Markets, FINRA
Education
University of South Carolina-Columbia 1972 — 1973
MBA, Finance, General
Wofford
Bachelor of Arts (B.A.), Business Administration and Management, General
George Howard III's Dillon Read Experience September 1990 - September 1997
Job Managing Director and Compliance Director at Crédit Agricole Securities USA
Industry Capital Markets
Experience
Crédit Agricole Securities USA September 1997 - Present
Dillon Read September 1990 - September 1997
Moseley Hallgarten September 1982 - September 1989
Skills
Hedge Funds, Private Equity, Risk Management
Education
Trinity College-Hartford 1965 — 1969
Bachelor's degree, English Language and Literature, General
St Paul's School 1960 — 1965
High School, NA
Crédit Agricole Securities USA September 1997 - Present
Dillon Read September 1990 - September 1997
Moseley Hallgarten September 1982 - September 1989
Skills
Hedge Funds, Private Equity, Risk Management
Education
Trinity College-Hartford 1965 — 1969
Bachelor's degree, English Language and Literature, General
St Paul's School 1960 — 1965
High School, NA
Tom Meade's Dillon Read Experience January 1992 - May 1996
Job Institutional Municipal Sales at Ramirez & Co.
Industry Financial Services
Experience
Ramirez & Co. May 1996 - Present
Dillon Read January 1992 - May 1996
Education
University of Scranton
Master of Business Administration (M.B.A.)
Saint Vincent College 1964 — 1969
Bachelor's Degree
Ramirez & Co. May 1996 - Present
Dillon Read January 1992 - May 1996
Education
University of Scranton
Master of Business Administration (M.B.A.)
Saint Vincent College 1964 — 1969
Bachelor's Degree
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS