Drexel Burnham Lambert, Inc.
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Drexel Burnham Lambert, Inc. Employees
Employee
Years
Job
Industry
Carlo Spano, CBAP, PMP Carlo Spano, CBAP, PMP's Drexel Burnham Lambert, Inc. Experience June 1985 - March 1988
Job Director, Product Management at Broadridge Financial Solutions, Inc.
Industry Information Technology and Services
Experience
Broadridge Financial Solutions, Inc. September 2010 - Present
Broadridge Financial Solutions, Inc. October 2001 - September 2010
Broadridge Financial Solutions, Inc. October 2001 - September 2010
Fiserv Correspondent Services, Inc. December 1994 - October 2001
LIK Securities, Inc. October 1993 - December 1994
Primerica Financial Services July 1993 - October 1993
Mabon Securities Corp. July 1988 - June 1993
Focus Associates, Inc. March 1988 - July 1988
Drexel Burnham Lambert, Inc. June 1985 - March 1988
Bunge Corp. February 1985 - June 1985
Skills
Business Analysis, SDLC, Financial Services, Requirements Gathering, Securities, Process Improvement, Back Office, Risk Management, Business Requirements, PMP, Product Management, Requirements Analysis, Mutual Funds, Settlement, Leadership, Corporate Actions, Strategy, Project Management, Series 7, Middle Office, Software Project..., Analysis, Prime Brokerage, Business Process, Management, Quality Assurance, Equities, Fixed Income, Finance, Testing, Vendor Management, User Acceptance Testing, Agile Methodologies, Training, Securities Lending, Team Leadership, Executive Management, Options, Operations Management, MBS, Client Relations Skills, Sales Support Tools, Certified Business..., Creative Problem Solving, Cross-functional Team..., IT Strategy, Software Development, Software Documentation, Software Design
Education
State University of New York at New Paltz 1980 — 1984
BS, Business Administration/Finance
Broadridge Financial Solutions, Inc. September 2010 - Present
Broadridge Financial Solutions, Inc. October 2001 - September 2010
Broadridge Financial Solutions, Inc. October 2001 - September 2010
Fiserv Correspondent Services, Inc. December 1994 - October 2001
LIK Securities, Inc. October 1993 - December 1994
Primerica Financial Services July 1993 - October 1993
Mabon Securities Corp. July 1988 - June 1993
Focus Associates, Inc. March 1988 - July 1988
Drexel Burnham Lambert, Inc. June 1985 - March 1988
Bunge Corp. February 1985 - June 1985
Skills
Business Analysis, SDLC, Financial Services, Requirements Gathering, Securities, Process Improvement, Back Office, Risk Management, Business Requirements, PMP, Product Management, Requirements Analysis, Mutual Funds, Settlement, Leadership, Corporate Actions, Strategy, Project Management, Series 7, Middle Office, Software Project..., Analysis, Prime Brokerage, Business Process, Management, Quality Assurance, Equities, Fixed Income, Finance, Testing, Vendor Management, User Acceptance Testing, Agile Methodologies, Training, Securities Lending, Team Leadership, Executive Management, Options, Operations Management, MBS, Client Relations Skills, Sales Support Tools, Certified Business..., Creative Problem Solving, Cross-functional Team..., IT Strategy, Software Development, Software Documentation, Software Design
Education
State University of New York at New Paltz 1980 — 1984
BS, Business Administration/Finance
Hal R. Harris Hal R. Harris's Drexel Burnham Lambert, Inc. Experience 1985 - 1988
Job Regional Sales Director
Industry Financial Services
Experience
Ameritas 2015 - Present
Private 2012 - 2015
Securian Financial Group 2006 - 2011
Security Benefit 1999 - 2005
Smith Barney, Inc. 1992 - 1999
Paine Webber, Inc. 1989 - 1992
Drexel Burnham Lambert, Inc. 1985 - 1988
Drexel Burnham Lambert, Inc. 1983 - 1985
Skills
Sales Management, Relationship Management, New Business Development, Strategic Planning, Cross-functional Team..., Investment Management, Mutual Funds, Fixed Annuities, Life Insurance, Variable Annuities, Indexed Annuities, ETFs, Alternative Investments, Retirement Planning, Investments, 401k, Investment Advisory, Portfolio Management, Retirement, Asset Allocation, Securities
Education
University of Miami - School of Business
Master of Business Administration (M.B.A.), Finance
University of Florida
Bachelor of Arts (B.A.), Psychology
Ameritas 2015 - Present
Private 2012 - 2015
Securian Financial Group 2006 - 2011
Security Benefit 1999 - 2005
Smith Barney, Inc. 1992 - 1999
Paine Webber, Inc. 1989 - 1992
Drexel Burnham Lambert, Inc. 1985 - 1988
Drexel Burnham Lambert, Inc. 1983 - 1985
Skills
Sales Management, Relationship Management, New Business Development, Strategic Planning, Cross-functional Team..., Investment Management, Mutual Funds, Fixed Annuities, Life Insurance, Variable Annuities, Indexed Annuities, ETFs, Alternative Investments, Retirement Planning, Investments, 401k, Investment Advisory, Portfolio Management, Retirement, Asset Allocation, Securities
Education
University of Miami - School of Business
Master of Business Administration (M.B.A.), Finance
University of Florida
Bachelor of Arts (B.A.), Psychology
Sandy Gray Sandy Gray's Drexel Burnham Lambert, Inc. Experience 1988 - 1990
Job Chief Executive Officer at Standard Fiber LLC
Industry Textiles
Experience
Standard Fiber LLC June 2012 - Present
Standard Fiber LLC July 2010 - June 2012
Standard Fiber LLC October 2009 - July 2010
Standard Fiber LLC May 2009 - October 2009
Tamarack Resources LLC 2002 - 2009
Travis American, LLC 2001 - 2002
American Hardwood Company 1993 - 2001
American Hardwood Company 1990 - 1993
Drexel Burnham Lambert, Inc. 1988 - 1990
Skills
Textiles, Sourcing, Strategic Planning, Product Management, Business Strategy, Merchandising, Marketing Strategy, Business Development, Negotiation, New Business Development, Inventory Management, Supply Chain, Start-ups, Supply Chain Management
Education
Princeton University 1984 — 1988
BSE, Operations Research
Adlai Stevenson High School 1980 — 1984
Standard Fiber LLC June 2012 - Present
Standard Fiber LLC July 2010 - June 2012
Standard Fiber LLC October 2009 - July 2010
Standard Fiber LLC May 2009 - October 2009
Tamarack Resources LLC 2002 - 2009
Travis American, LLC 2001 - 2002
American Hardwood Company 1993 - 2001
American Hardwood Company 1990 - 1993
Drexel Burnham Lambert, Inc. 1988 - 1990
Skills
Textiles, Sourcing, Strategic Planning, Product Management, Business Strategy, Merchandising, Marketing Strategy, Business Development, Negotiation, New Business Development, Inventory Management, Supply Chain, Start-ups, Supply Chain Management
Education
Princeton University 1984 — 1988
BSE, Operations Research
Adlai Stevenson High School 1980 — 1984
Eugene Boyle's Drexel Burnham Lambert, Inc. Experience May 1986 - July 1989
Job Technical Manager at Enovity Inc.
Industry Mechanical or Industrial Engineering
Experience
Enovity Inc. May 2010 - Present
The Ferreira Group February 2008 - April 2010
Siemens Building Technologies, Inc February 2001 - January 2008
Siemens Building Technologies February 1997 - February 2001
Siemens Building Technologies January 1995 - February 1997
Chase Manhattan Bank, NA August 1989 - January 1995
Drexel Burnham Lambert, Inc May 1986 - July 1989
Van Tents, Inc February 1985 - April 1986
Westchester Medical Center January 1984 - January 1985
Skills
Building Automation, HVAC, Commissioning, Energy, Construction Management, Retro-Commissioning, Energy Audits, Energy Management, HVAC Controls, Energy Efficiency, Energy Conservation, Certified Energy Manager, LEED, Building Management..., Engineering
Education
Boston University 1979 — 1983
B.S, Mechanical Engineering
Landmark Education
Enovity Inc. May 2010 - Present
The Ferreira Group February 2008 - April 2010
Siemens Building Technologies, Inc February 2001 - January 2008
Siemens Building Technologies February 1997 - February 2001
Siemens Building Technologies January 1995 - February 1997
Chase Manhattan Bank, NA August 1989 - January 1995
Drexel Burnham Lambert, Inc May 1986 - July 1989
Van Tents, Inc February 1985 - April 1986
Westchester Medical Center January 1984 - January 1985
Skills
Building Automation, HVAC, Commissioning, Energy, Construction Management, Retro-Commissioning, Energy Audits, Energy Management, HVAC Controls, Energy Efficiency, Energy Conservation, Certified Energy Manager, LEED, Building Management..., Engineering
Education
Boston University 1979 — 1983
B.S, Mechanical Engineering
Landmark Education
Dennis P. McGuire Sr. Dennis P. McGuire Sr.'s Drexel Burnham Lambert, Inc. Experience June 1981 - May 1989
Job Senior Vice President at McGuire Investment Group
Industry Investment Management
Experience
McGuire Investment Group, LLC October 2009 - Present
A.G. Edwards & Sons, Inc. 1989 - 2007
Drexel Burnham Lambert Inc. June 1981 - May 1989
Skills
Retirement Planning, Investment Strategies, Investments, Retirement, Financial Advisory, Stock Analysis, Investment Planning, Estate Investment...
Education
Providence College
McGuire Investment Group, LLC October 2009 - Present
A.G. Edwards & Sons, Inc. 1989 - 2007
Drexel Burnham Lambert Inc. June 1981 - May 1989
Skills
Retirement Planning, Investment Strategies, Investments, Retirement, Financial Advisory, Stock Analysis, Investment Planning, Estate Investment...
Education
Providence College
Howard M. Kirschner, CPA, M.B.A. Taxation Howard M. Kirschner, CPA, M.B.A. Taxation's Drexel Burnham Lambert, Inc. Experience 1989 - 1994
Job Tax Consultant at Levine & Seltzer CPAs LLP
Industry Financial Services
Experience
Levine & Seltzer CPAs LLP March 2015 - Present
Howard M. Kirschner, CPA, M.B.A. January 2009 - Present
PricewaterhouseCoopers January 2015 - March 2015
Wiss & Company, LLP February 2014 - April 2014
AltResources LLC June 2011 - January 2013
Untracht Early LLC March 2010 - April 2010
The Blackstone Group 1999 - 2008
Weil, Gotshal & Manges LLP 1994 - 1999
Drexel Burnham Lambert, Inc. 1989 - 1994
Spear Leads & Kellogg 1985 - 1989
Skills
Tax, Tax Compliance, Accounting, Private Equity, Corporate Tax, GAAP, Income Tax, Tax Audits, International Tax, Tax Returns, Partnership Taxation, Tax Accounting, IRS, Sales Tax, Tax Law, Cash Management, QuickBooks, Sarbanes-Oxley Act, Internal Controls, Auditing, Federal Tax, Asset Management, Tax Advisory, Financial Statements, Cash Flow, Forensic Accounting, Finance, Tax Research, Due Diligence, High Net Worth..., Transfer Pricing, Investments, Property Tax, SEC filings, Trusts, CPA, Big 4, Expatriate Tax, FIN 48, LLC, US GAAP, Preparation, Financial Planners, Fund Of Funds, US Tax, Estate Tax Planning, State Tax, FATCA, Indirect Taxation, Restructuring
Education
St. John's University, The Peter J. Tobin College of Business 1984 — 1987
MBA, Taxation
City University of New York-Queens College 1975 — 1979
BA, Accounting & Economics
Martin Van Buren High School 1973 — 1975
Academic
Levine & Seltzer CPAs LLP March 2015 - Present
Howard M. Kirschner, CPA, M.B.A. January 2009 - Present
PricewaterhouseCoopers January 2015 - March 2015
Wiss & Company, LLP February 2014 - April 2014
AltResources LLC June 2011 - January 2013
Untracht Early LLC March 2010 - April 2010
The Blackstone Group 1999 - 2008
Weil, Gotshal & Manges LLP 1994 - 1999
Drexel Burnham Lambert, Inc. 1989 - 1994
Spear Leads & Kellogg 1985 - 1989
Skills
Tax, Tax Compliance, Accounting, Private Equity, Corporate Tax, GAAP, Income Tax, Tax Audits, International Tax, Tax Returns, Partnership Taxation, Tax Accounting, IRS, Sales Tax, Tax Law, Cash Management, QuickBooks, Sarbanes-Oxley Act, Internal Controls, Auditing, Federal Tax, Asset Management, Tax Advisory, Financial Statements, Cash Flow, Forensic Accounting, Finance, Tax Research, Due Diligence, High Net Worth..., Transfer Pricing, Investments, Property Tax, SEC filings, Trusts, CPA, Big 4, Expatriate Tax, FIN 48, LLC, US GAAP, Preparation, Financial Planners, Fund Of Funds, US Tax, Estate Tax Planning, State Tax, FATCA, Indirect Taxation, Restructuring
Education
St. John's University, The Peter J. Tobin College of Business 1984 — 1987
MBA, Taxation
City University of New York-Queens College 1975 — 1979
BA, Accounting & Economics
Martin Van Buren High School 1973 — 1975
Academic
Mark G. Spencer Mark G. Spencer's Drexel Burnham Lambert, Inc. Experience September 1984 - July 1990
Job Senior Vice President at Bank of Virginia
Industry Financial Services
Experience
Bank of Virginia September 2014 - Present
Leader Bank, N.A. August 2013 - July 2014
1 800 East West Mortgage August 2005 - August 2013
Northern Capital Mortgage January 2000 - August 2005
Transamerica Mortgage Company July 1996 - October 1999
Portfolio Acceptance Corp. (NationsBank Company) August 1994 - July 1996
Federal National Mortgage Association August 1991 - August 1994
ComFed Savings Bank July 1990 - August 1991
Drexel Burnham Lambert, Inc. September 1984 - July 1990
Maine Post & Beam Financial Services January 1983 - February 1984
Skills
Mortgage Lending, Mortgage Banking, Loan Origination, FHA, Sales, Banking, Sales Management, Direct Mail, Email Marketing, Cold Calling Experience, Fannie Mae, Secondary Market, Call Centers, Non-Conforming
Education
Eastern Michigan University
Bachelor of Arts (B.A.), Business Administration and Management, General
Bank of Virginia September 2014 - Present
Leader Bank, N.A. August 2013 - July 2014
1 800 East West Mortgage August 2005 - August 2013
Northern Capital Mortgage January 2000 - August 2005
Transamerica Mortgage Company July 1996 - October 1999
Portfolio Acceptance Corp. (NationsBank Company) August 1994 - July 1996
Federal National Mortgage Association August 1991 - August 1994
ComFed Savings Bank July 1990 - August 1991
Drexel Burnham Lambert, Inc. September 1984 - July 1990
Maine Post & Beam Financial Services January 1983 - February 1984
Skills
Mortgage Lending, Mortgage Banking, Loan Origination, FHA, Sales, Banking, Sales Management, Direct Mail, Email Marketing, Cold Calling Experience, Fannie Mae, Secondary Market, Call Centers, Non-Conforming
Education
Eastern Michigan University
Bachelor of Arts (B.A.), Business Administration and Management, General
Kernell Rutledge Kernell Rutledge's Drexel Burnham Lambert, Inc. Experience July 1985 - December 1989
Job Assistant Vice President at Morgan Stanley Wealth Management
Industry Investment Banking
Experience
Morgan Stanley Wealth Management July 2012 - Present
General Glass and Metal LLC November 2009 - November 2011
Mitsubishi UFJ Inc May 2000 - March 2008
Mitsubishi UFJ Inc December 1989 - March 2008
Bank of Tokyo- Mitsubishi UFJ Inc April 1995 - May 2000
Bank of Tokyo Information Services December 1989 - April 1995
Drexel Burnham Lambert Inc July 1985 - December 1989
Skills
Fixed Income, Equities, Securities, Banking
Education
St. Peter's College 1979 — 1991
Bachelor of Science, Accounting
Saint Peters' College
B.S; AMA's, Accounting; Comprehensive Project Management
Morgan Stanley Wealth Management July 2012 - Present
General Glass and Metal LLC November 2009 - November 2011
Mitsubishi UFJ Inc May 2000 - March 2008
Mitsubishi UFJ Inc December 1989 - March 2008
Bank of Tokyo- Mitsubishi UFJ Inc April 1995 - May 2000
Bank of Tokyo Information Services December 1989 - April 1995
Drexel Burnham Lambert Inc July 1985 - December 1989
Skills
Fixed Income, Equities, Securities, Banking
Education
St. Peter's College 1979 — 1991
Bachelor of Science, Accounting
Saint Peters' College
B.S; AMA's, Accounting; Comprehensive Project Management
James Nofziger James Nofziger's Drexel Burnham Lambert, Inc. Experience January 1986 - January 1988
Job QI Specialist at WellCare
Industry Public Policy
Experience
WellCare February 2012 - Present
University of Rochester Medical Center February 2010 - July 2011
Excellus Inc January 1995 - November 2005
Excellus Inc January 1988 - January 1995
Drexel Burnham Lambert Inc January 1986 - January 1988
Skills
Dedicated to supporting..., Effective..., Experienced analyst of..., Experienced health plan..., Technical..., CMS Audit MRR , P4P QI..., Health Insurance..., Human Subjects..., Fellow Academy of..., NYS Health Insurance..., •Base SAS, SAS SQL,..., •Proficient with large..., •MS Office Suite..., Membership & billing,..., CMS 1500, UB92, 5010,..., Cost control programs:..., CMS & AMA coding...
Education
Rochester Institute of Technology
School, Computer Science and Technology
Western Michigan University
Master of Arts, Applied Behavior Analysis
Columbia University
Bachelor of Arts, Psychology
WellCare February 2012 - Present
University of Rochester Medical Center February 2010 - July 2011
Excellus Inc January 1995 - November 2005
Excellus Inc January 1988 - January 1995
Drexel Burnham Lambert Inc January 1986 - January 1988
Skills
Dedicated to supporting..., Effective..., Experienced analyst of..., Experienced health plan..., Technical..., CMS Audit MRR , P4P QI..., Health Insurance..., Human Subjects..., Fellow Academy of..., NYS Health Insurance..., •Base SAS, SAS SQL,..., •Proficient with large..., •MS Office Suite..., Membership & billing,..., CMS 1500, UB92, 5010,..., Cost control programs:..., CMS & AMA coding...
Education
Rochester Institute of Technology
School, Computer Science and Technology
Western Michigan University
Master of Arts, Applied Behavior Analysis
Columbia University
Bachelor of Arts, Psychology
Anthony Giardina Anthony Giardina's Drexel Burnham Lambert, Inc. Experience January 1986 - June 1990
Job •Accounting Professional
Industry Accounting
Experience
-- June 2007 - Present
MUFJ Securities (USA), Inc. (ACG Resources, LLC) June 2007 - August 2010
Spherion, Inc. January 2004 - February 2007
Robert Half International January 2002 - June 2005
Prudential Securities April 1998 - June 2001
Federal Reserve Bank of NY April 1992 - April 1998
Deer Park Spring Water, Inc. October 1990 - March 1992
Drexel Burnham Lambert Inc. January 1986 - June 1990
Skills
MS Office Suite, Excel, including..., Oracle R12 and 11i with..., Navision, MAS 90, MAS 500, SAP R/3, Broadridge..., Great Plains Dynamics, SQL, MSA, Sarbanes-Oxley Testing, P&L Statements..., Fixed Assets, Month-End/Year-End Close, Audit Schedules, G/L..., Financial Analysis, Commissions..., Microsoft Excel, Microsoft Office, Account Reconciliation, Great Plains Software, Auditing, Mas 90, Financial Statements, Payroll, Internal Controls, Accounting
Education
Saint John's University - Peter J. Tobin College of Business
BS, Accounting
_New York University School of Continuing Education, New York Institute of Finance
__Monsignor Farrell High School
-- June 2007 - Present
MUFJ Securities (USA), Inc. (ACG Resources, LLC) June 2007 - August 2010
Spherion, Inc. January 2004 - February 2007
Robert Half International January 2002 - June 2005
Prudential Securities April 1998 - June 2001
Federal Reserve Bank of NY April 1992 - April 1998
Deer Park Spring Water, Inc. October 1990 - March 1992
Drexel Burnham Lambert Inc. January 1986 - June 1990
Skills
MS Office Suite, Excel, including..., Oracle R12 and 11i with..., Navision, MAS 90, MAS 500, SAP R/3, Broadridge..., Great Plains Dynamics, SQL, MSA, Sarbanes-Oxley Testing, P&L Statements..., Fixed Assets, Month-End/Year-End Close, Audit Schedules, G/L..., Financial Analysis, Commissions..., Microsoft Excel, Microsoft Office, Account Reconciliation, Great Plains Software, Auditing, Mas 90, Financial Statements, Payroll, Internal Controls, Accounting
Education
Saint John's University - Peter J. Tobin College of Business
BS, Accounting
_New York University School of Continuing Education, New York Institute of Finance
__Monsignor Farrell High School
Norman H. Roberts, CPA, MST, PFS Norman H. Roberts, CPA, MST, PFS's Drexel Burnham Lambert, Inc. Experience January 1984 - January 1990
Job Tax Professional
Industry Accounting
Experience
Berdon LLP 2002 - 2004
KPMG 2000 - 2002
Weinick Sanders Leventhal 1994 - 2000
H. Cotler Co. 1991 - 1994
Drexel Burnham Lambert Inc. January 1984 - January 1990
Skills
Tax Accounting, Tax, Partnership Taxation, Corporate Tax, Accounting, CPA, Tax Advisory, Tax Research, Tax Returns, Financial Reporting, Sales Tax, Tax Preparation, Income Tax, International Tax, SEC filings, Auditing, Financial Accounting, ProSystem fx Tax, GAAP, Internal Controls, US GAAP
Education
Brooklyn College
B.S., Accounting
Pace University
M.S., Taxation
Berdon LLP 2002 - 2004
KPMG 2000 - 2002
Weinick Sanders Leventhal 1994 - 2000
H. Cotler Co. 1991 - 1994
Drexel Burnham Lambert Inc. January 1984 - January 1990
Skills
Tax Accounting, Tax, Partnership Taxation, Corporate Tax, Accounting, CPA, Tax Advisory, Tax Research, Tax Returns, Financial Reporting, Sales Tax, Tax Preparation, Income Tax, International Tax, SEC filings, Auditing, Financial Accounting, ProSystem fx Tax, GAAP, Internal Controls, US GAAP
Education
Brooklyn College
B.S., Accounting
Pace University
M.S., Taxation
Gina Sacco's Drexel Burnham Lambert, Inc. Experience November 1985 - February 1990
Job Archivist
Industry Museums and Institutions
Experience
Staten Island Museum September 2006 - July 2011
College of Staten Island, City University of New York August 2009 - November 2009
Staten Island Museum June 2006 - September 2006
Burnham Securities Inc. 1993 - 1998
County Nat West, Inc February 1992 - February 1993
Prescott Ball & Turben, Inc. February 1990 - February 1992
Drexel Burnham Lambert, Inc. November 1985 - February 1990
Bear Stearns & Co., Inc June 1983 - November 1985
Skills
Microsoft Office, PastPerfect, Windows OS, Museum Collections, Archival Research, Archives, Historical Research
Education
Queens College 2008 — 2010
Masters in Library Science, MLS, Library Science
Hunter College 2003 — 2008
Bachelor of Arts (B.A.), Classical, Ancient Mediterranean and Near Eastern Studies and Archaeology
Staten Island Museum September 2006 - July 2011
College of Staten Island, City University of New York August 2009 - November 2009
Staten Island Museum June 2006 - September 2006
Burnham Securities Inc. 1993 - 1998
County Nat West, Inc February 1992 - February 1993
Prescott Ball & Turben, Inc. February 1990 - February 1992
Drexel Burnham Lambert, Inc. November 1985 - February 1990
Bear Stearns & Co., Inc June 1983 - November 1985
Skills
Microsoft Office, PastPerfect, Windows OS, Museum Collections, Archival Research, Archives, Historical Research
Education
Queens College 2008 — 2010
Masters in Library Science, MLS, Library Science
Hunter College 2003 — 2008
Bachelor of Arts (B.A.), Classical, Ancient Mediterranean and Near Eastern Studies and Archaeology
Stephen Lurie's Drexel Burnham Lambert, Inc. Experience 1985 - 1987
Job
Industry Financial Services
Experience
PricewaterhouseCoopers LLP September 1997 - Present
National Westminster Bank plc/NatWest Securities Corp. September 1987 - August 1997
NatWest Markets 1987 - 1997
Drexel Burnham Lambert, Inc. 1985 - 1987
Touche Ross & Co. LLP 1983 - 1985
Citicorp 1982 - 1983
Citicorp 1978 - 1980
Skills
AML, Bank Secrecy Act, Compliance, Capital Markets, Internal Audit, Banking, Internal Controls, Management Consulting, Compliance Audits, Fixed Income, Strategic Planning, USA PATRIOT Act, Dodd-Frank Assessments, Due Diligence, Enterprise Risk..., Equities, Financial Risk, Financial Services, KYC, Operational Risk, Quality Auditing, Risk Management, Anti Money Laundering
Education
The George Washington University - School of Business 1980 — 1982
MBA, Finance & Investments
Lehigh University 1974 — 1978
BA, Economics
PricewaterhouseCoopers LLP September 1997 - Present
National Westminster Bank plc/NatWest Securities Corp. September 1987 - August 1997
NatWest Markets 1987 - 1997
Drexel Burnham Lambert, Inc. 1985 - 1987
Touche Ross & Co. LLP 1983 - 1985
Citicorp 1982 - 1983
Citicorp 1978 - 1980
Skills
AML, Bank Secrecy Act, Compliance, Capital Markets, Internal Audit, Banking, Internal Controls, Management Consulting, Compliance Audits, Fixed Income, Strategic Planning, USA PATRIOT Act, Dodd-Frank Assessments, Due Diligence, Enterprise Risk..., Equities, Financial Risk, Financial Services, KYC, Operational Risk, Quality Auditing, Risk Management, Anti Money Laundering
Education
The George Washington University - School of Business 1980 — 1982
MBA, Finance & Investments
Lehigh University 1974 — 1978
BA, Economics
Laurence Landrigan's Drexel Burnham Lambert, Inc. Experience 1984 - 1988
Job Book Editor, Business Consultant
Industry Management Consulting
Experience
Landrigan Book Publishing Services June 2011 - Present
Quarry Hill Partners LLC 2006 - 2014
A.G. Edwards & Sons, Inc. 1998 - 2002
Computervision Corporation (formerly Prime Computer, Inc.) 1992 - 1995
DR Holdings Inc. of Delaware 1992 - 1994
Drexel Burnham Lambert Inc. 1984 - 1988
E.F. Hutton & Co. Inc. 1980 - 1984
Citizens Bank September 1977 - August 1978
Arthur Andersen & Co. August 1975 - March 1977
Skills
Valuation, Capital Markets, Strategy, Investment Banking, Venture Capital, Private Equity, Mergers & Acquisitions, Corporate Finance, Mutual Funds, Private Placements, Hedge Funds, Corporate Development, Investments, M&A experience, Alternative Investments, IPO, Mergers, Equities, Due Diligence, LBO, Leveraged Finance, Restructuring, Emerging Markets, Investor Relations, Financial Structuring, Business Valuation, Investment Management, Asset Management, Structured Finance, Financial Modeling, Capital, Equity Research, Joint Ventures
Education
Harvard Business School 1978 — 1980
MBA
Boston College 1970 — 1974
BA, magna cum laude, Economics, Accounting
Boston Latin School (Founded 1635) 1964 — 1970
High School
Landrigan Book Publishing Services June 2011 - Present
Quarry Hill Partners LLC 2006 - 2014
A.G. Edwards & Sons, Inc. 1998 - 2002
Computervision Corporation (formerly Prime Computer, Inc.) 1992 - 1995
DR Holdings Inc. of Delaware 1992 - 1994
Drexel Burnham Lambert Inc. 1984 - 1988
E.F. Hutton & Co. Inc. 1980 - 1984
Citizens Bank September 1977 - August 1978
Arthur Andersen & Co. August 1975 - March 1977
Skills
Valuation, Capital Markets, Strategy, Investment Banking, Venture Capital, Private Equity, Mergers & Acquisitions, Corporate Finance, Mutual Funds, Private Placements, Hedge Funds, Corporate Development, Investments, M&A experience, Alternative Investments, IPO, Mergers, Equities, Due Diligence, LBO, Leveraged Finance, Restructuring, Emerging Markets, Investor Relations, Financial Structuring, Business Valuation, Investment Management, Asset Management, Structured Finance, Financial Modeling, Capital, Equity Research, Joint Ventures
Education
Harvard Business School 1978 — 1980
MBA
Boston College 1970 — 1974
BA, magna cum laude, Economics, Accounting
Boston Latin School (Founded 1635) 1964 — 1970
High School
Richard Marquit's Drexel Burnham Lambert, Inc. Experience January 1980 - September 1987
Job Product Manager, Bloomberg Economics at Bloomberg
Industry Financial Services
Experience
Bloomberg LP February 2015 - Present
Bloomberg January 2009 - Present
Spectra Capital LLC August 1998 - December 2008
Donaldson, Lufkin & Jenrette, Inc. August 1997 - December 1997
ING Barings (US) Capital Markets, Inc. April 1996 - June 1997
Smith Barney, Inc. March 1994 - April 1996
Kidder, Peabody & Co., Inc. September 1987 - June 1989
Drexel Burnham Lambert, Inc. January 1980 - September 1987
Skills
Trading, Bloomberg, Economics, FX trading, Foreign Exchange, Management, Financial Markets, Fixed Income, Electronic Trading, Derivatives, Trading Systems, Equities, Market Data, FX Options, Capital Markets, Hedge Funds, Portfolio Management, Product Management, Options
Education
Pace University - Lubin School of Business
International Business
The George Washington University
Economics
Bloomberg LP February 2015 - Present
Bloomberg January 2009 - Present
Spectra Capital LLC August 1998 - December 2008
Donaldson, Lufkin & Jenrette, Inc. August 1997 - December 1997
ING Barings (US) Capital Markets, Inc. April 1996 - June 1997
Smith Barney, Inc. March 1994 - April 1996
Kidder, Peabody & Co., Inc. September 1987 - June 1989
Drexel Burnham Lambert, Inc. January 1980 - September 1987
Skills
Trading, Bloomberg, Economics, FX trading, Foreign Exchange, Management, Financial Markets, Fixed Income, Electronic Trading, Derivatives, Trading Systems, Equities, Market Data, FX Options, Capital Markets, Hedge Funds, Portfolio Management, Product Management, Options
Education
Pace University - Lubin School of Business
International Business
The George Washington University
Economics
Glenn Mass's Drexel Burnham Lambert, Inc. Experience September 1986 - January 1988
Job SCP
Industry Judiciary
Experience
SCP NJ 2010 - Present
Shaw Industries October 1989 - January 2010
The Mattress Store January 1988 - September 1989
Drexel Burnham Lambert Inc September 1986 - January 1988
Education
Rutgers University-New Brunswick 1984 — 1986
BA, Political Science-Pre Law
Rutgers, The State University of New Jersey
B.A, Political Science, Pre-Law concentration
SCP NJ 2010 - Present
Shaw Industries October 1989 - January 2010
The Mattress Store January 1988 - September 1989
Drexel Burnham Lambert Inc September 1986 - January 1988
Education
Rutgers University-New Brunswick 1984 — 1986
BA, Political Science-Pre Law
Rutgers, The State University of New Jersey
B.A, Political Science, Pre-Law concentration
Judith Sladon's Drexel Burnham Lambert, Inc. Experience 1980 - 1990
Job Financial Services Professional
Industry Financial Services
Experience
The Dreyfus Corporation 2001 - 2010
Prudential Securities Inc. 1997 - 2001
The AMBAC Financial Group 1992 - 1996
Drexel Burnham Lambert, Inc. 1980 - 1990
Neuberger Berman 1979 - 1980
Smith Barney 1978 - 1979
Skills
Corporate Communications, Social Media, Fixed Income, Hedge Funds, Investments, Series 7, Equities, Asset Management, Marketing, Marketing Communications, Sales, Alternative Investments, Mutual Funds, Finance, Capital Markets, Portfolio Management, Derivatives, Financial Services, Securities, Management
Education
Pace University
MBA Program, Management, Marketing
Roosevelt University
B.A.
The Dreyfus Corporation 2001 - 2010
Prudential Securities Inc. 1997 - 2001
The AMBAC Financial Group 1992 - 1996
Drexel Burnham Lambert, Inc. 1980 - 1990
Neuberger Berman 1979 - 1980
Smith Barney 1978 - 1979
Skills
Corporate Communications, Social Media, Fixed Income, Hedge Funds, Investments, Series 7, Equities, Asset Management, Marketing, Marketing Communications, Sales, Alternative Investments, Mutual Funds, Finance, Capital Markets, Portfolio Management, Derivatives, Financial Services, Securities, Management
Education
Pace University
MBA Program, Management, Marketing
Roosevelt University
B.A.
Brendan E. Murray's Drexel Burnham Lambert, Inc. Experience 1987 - 1989
Job Independent Financial Services Professional
Industry Financial Services
Experience
Cornerstone Funds 1998 - 2002
Bankers Trust Company 1998 - 1998
The Bank of New York 1996 - 1998
ADP Investor Communications 1995 - 1996
Adler Coleman Clearing Corporation 1993 - 1995
Tucker Anthony - John Hancock Clearing 1991 - 1993
Edward Jones 1989 - 1991
Drexel Burnham Lambert, Inc 1987 - 1989
Smith Barney Harris Upham 1984 - 1987
Skills
Investments, Global Custody, Equities, Mutual Funds, Securities, Series 7, Asset Management, Financial Services, Hedge Funds, Banking, Trading, Relationship Management, Series 63, Back Office, Financial Markets, Process Improvement, Customer Service, Team Leadership, Public Speaking, Training, Employee Training, Risk Management, Investment Advisory, Alternative Investments, Capital Markets, Investment Banking, Credit, Bonds, Loans, Fixed Income, Financial Risk, ETFs, Funding, Middle Office, Settlement, Equity Trading, Private Banking, Cash Management, Structured Products, Trading Systems, 401k, Asset, Foreign Exchange, Fixed Annuities, Operational Risk, Securities Lending, 529 Plans, Transfer Agency, IRAs, Fund Of Funds
Education
Nyack College 1991 — 1994
BS, Organizational Management
University of Scranton 1980 — 1983
Accounting
St John the Baptist DHS 1976 — 1980
Cornerstone Funds 1998 - 2002
Bankers Trust Company 1998 - 1998
The Bank of New York 1996 - 1998
ADP Investor Communications 1995 - 1996
Adler Coleman Clearing Corporation 1993 - 1995
Tucker Anthony - John Hancock Clearing 1991 - 1993
Edward Jones 1989 - 1991
Drexel Burnham Lambert, Inc 1987 - 1989
Smith Barney Harris Upham 1984 - 1987
Skills
Investments, Global Custody, Equities, Mutual Funds, Securities, Series 7, Asset Management, Financial Services, Hedge Funds, Banking, Trading, Relationship Management, Series 63, Back Office, Financial Markets, Process Improvement, Customer Service, Team Leadership, Public Speaking, Training, Employee Training, Risk Management, Investment Advisory, Alternative Investments, Capital Markets, Investment Banking, Credit, Bonds, Loans, Fixed Income, Financial Risk, ETFs, Funding, Middle Office, Settlement, Equity Trading, Private Banking, Cash Management, Structured Products, Trading Systems, 401k, Asset, Foreign Exchange, Fixed Annuities, Operational Risk, Securities Lending, 529 Plans, Transfer Agency, IRAs, Fund Of Funds
Education
Nyack College 1991 — 1994
BS, Organizational Management
University of Scranton 1980 — 1983
Accounting
St John the Baptist DHS 1976 — 1980
Howard S. Olonoff's Drexel Burnham Lambert, Inc. Experience June 1983 - December 1989
Job Head of Trading at Newedge USA, LLC
Industry Financial Services
Experience
Newedge USA, LLC March 2004 - Present
Z-Point Advisors January 2003 - March 2004
MLC Intenational Investments Corp. January 1996 - January 2003
Refco, LLC January 1990 - December 1995
Drexel Burnham Lambert, Inc. June 1983 - December 1989
Education
Pace University - Lubin School of Business 1985 — 1987
MBA, Financial Management and Economics
Boston University - School of Management
BS, Finance and Economics
Newedge USA, LLC March 2004 - Present
Z-Point Advisors January 2003 - March 2004
MLC Intenational Investments Corp. January 1996 - January 2003
Refco, LLC January 1990 - December 1995
Drexel Burnham Lambert, Inc. June 1983 - December 1989
Education
Pace University - Lubin School of Business 1985 — 1987
MBA, Financial Management and Economics
Boston University - School of Management
BS, Finance and Economics
Myron Kapner's Drexel Burnham Lambert, Inc. Experience 1979 - 1988
Job Controller at USA Financial Services LLC
Industry Banking
Experience
Accounting Services 2010 - Present
USA Financial Services LLC 2007 - 2010
Drexel Burnham Lambert Trading Group/AIG Trading Group Inc. 1988 - 2007
Drexel Burnham Lambert, Inc 1979 - 1988
Alexander Grant & Co. 1976 - 1979
Skills
Financial Reporting
Education
City University of New York-Baruch College
Accounting
Queens College
Bachelor of Arts, Economics
Accounting Services 2010 - Present
USA Financial Services LLC 2007 - 2010
Drexel Burnham Lambert Trading Group/AIG Trading Group Inc. 1988 - 2007
Drexel Burnham Lambert, Inc 1979 - 1988
Alexander Grant & Co. 1976 - 1979
Skills
Financial Reporting
Education
City University of New York-Baruch College
Accounting
Queens College
Bachelor of Arts, Economics