E.F. HUTTON & CO.
Industry: Brokerage firm
DescriptionEF Hutton is an American stock brokerage firm founded in 1904 by Edward Francis Hutton and his brother, Franklyn Laws Hutton. Later, it was led by well known Wall Street trader Gerald M. Loeb. Founded: 2012 Headquarters: Springfield, OH Founders: Edward Francis Hutton, Gerald M. Loeb, Franklyn Laws Hutton Key people: Gerald M. Loeb, Peter Ueberroth, Robert M. Fomon, Christopher Daniels
E.F. HUTTON & CO. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at E.F. HUTTON & CO.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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E.F. HUTTON & CO. Employees
Employee
Years
Job
Industry
Penny Cruse Penny Cruse's E.F. HUTTON & CO. Experience July 1981 - April 1988
Job Vice President at Robert W. Baird
Industry Financial Services
Experience
Robert W. Baird July 1997 - Present
Robert W. Baird & Co. Inc. 1997 - Present
E.F. Hutton & Co. July 1981 - April 1988
Education
Miami University 1977 — 1981
BA, Political Science, Philosophy
Homestead High School
Robert W. Baird July 1997 - Present
Robert W. Baird & Co. Inc. 1997 - Present
E.F. Hutton & Co. July 1981 - April 1988
Education
Miami University 1977 — 1981
BA, Political Science, Philosophy
Homestead High School
Thomas Mahoney, CFA, CAIA Thomas Mahoney, CFA, CAIA's E.F. HUTTON & CO. Experience May 1987 - October 1992
Job UBS Private Wealth Management
Industry Financial Services
Experience
UBS Private Wealth Management July 2004 - Present
CFA Society of Los Angeles June 2013 - Present
CAIA Associaton Los Angeles May 2011 - Present
Donaldson, Lufkin & Jenrette January 1995 - July 2004
Kidder Peabody October 1992 - January 1995
E.F. Hutton & co. May 1987 - October 1992
Education
University of Wisconsin-Madison 1979 — 1981
Bachelor of Business Administration (BBA), Finance
Pepperdine University, The George L. Graziadio School of Business and Management 1985 — 1987
Master of Business Administration (M.B.A.)
UBS Private Wealth Management July 2004 - Present
CFA Society of Los Angeles June 2013 - Present
CAIA Associaton Los Angeles May 2011 - Present
Donaldson, Lufkin & Jenrette January 1995 - July 2004
Kidder Peabody October 1992 - January 1995
E.F. Hutton & co. May 1987 - October 1992
Education
University of Wisconsin-Madison 1979 — 1981
Bachelor of Business Administration (BBA), Finance
Pepperdine University, The George L. Graziadio School of Business and Management 1985 — 1987
Master of Business Administration (M.B.A.)
David R Forward David R Forward's E.F. HUTTON & CO. Experience February 1968 - March 1978
Job Independent Investment Manager
Industry Investment Management
Experience
Forward Capital Management June 2012 - Present
Forward Properties Inc. January 1990 - June 2012
NetStrategies January 1995 - December 2005
Pioneer Airlines Inc. July 1979 - 1988
E.F. Hutton & Co. February 1968 - March 1978
Education
University of Colorado Denver 1982 — 1984
Exec MBA, Finance, computer science
University of Maryland - Robert H. Smith School of Business
BS, Accounting, Economics, Finance
Forward Capital Management June 2012 - Present
Forward Properties Inc. January 1990 - June 2012
NetStrategies January 1995 - December 2005
Pioneer Airlines Inc. July 1979 - 1988
E.F. Hutton & Co. February 1968 - March 1978
Education
University of Colorado Denver 1982 — 1984
Exec MBA, Finance, computer science
University of Maryland - Robert H. Smith School of Business
BS, Accounting, Economics, Finance
Ken San Felippo, Jr. AIA Ken San Felippo, Jr. AIA's E.F. HUTTON & CO. Experience 1983 - 1989
Job National Account Manager at Nova Consulting Group, Inc.
Industry Architecture & Planning
Experience
Nova Consulting Group, Inc. August 2014 - Present
IVI International, Inc. March 2006 - August 2014
School of Visual Arts 2000 - 2011
Cannon Design January 2003 - March 2006
Gensler 1998 - 2003
Kenneth San Felippo Architects 1993 - 1998
WalkerGroup CNI 1987 - 1991
EF Hutton & Co. 1983 - 1989
Skills
Design Research, Submittals, Sustainable Design, Architectural Design, Interior Design, Space planning, LEED, Space-planning, Interior Architecture, Design Management, Contract Management, Rendering, Construction, SketchUp, Concept Design, Revit, Architecture, Project Planning, Project Management, Furniture, Adobe Creative Suite, Urban Design, InDesign, AutoCAD Architecture, New Business Development, Architectural Drawings, Sustainability, Comprehensive Planning, Sketching, LEED AP, AutoCAD, CRM, Drawing, Green Building, Retail Design, Mixed-use, Residential Design, Construction Drawings, Construction Management, Renovation, Management, Budgets, Analysis, Business Development, Team Building, Proposal Writing, Project Coordination, Space Planning
Education
City University of New York City College 1974 — 1981
Architecture
Brooklyn Technical High School 1970 — 1974
Architecture
Nova Consulting Group, Inc. August 2014 - Present
IVI International, Inc. March 2006 - August 2014
School of Visual Arts 2000 - 2011
Cannon Design January 2003 - March 2006
Gensler 1998 - 2003
Kenneth San Felippo Architects 1993 - 1998
WalkerGroup CNI 1987 - 1991
EF Hutton & Co. 1983 - 1989
Skills
Design Research, Submittals, Sustainable Design, Architectural Design, Interior Design, Space planning, LEED, Space-planning, Interior Architecture, Design Management, Contract Management, Rendering, Construction, SketchUp, Concept Design, Revit, Architecture, Project Planning, Project Management, Furniture, Adobe Creative Suite, Urban Design, InDesign, AutoCAD Architecture, New Business Development, Architectural Drawings, Sustainability, Comprehensive Planning, Sketching, LEED AP, AutoCAD, CRM, Drawing, Green Building, Retail Design, Mixed-use, Residential Design, Construction Drawings, Construction Management, Renovation, Management, Budgets, Analysis, Business Development, Team Building, Proposal Writing, Project Coordination, Space Planning
Education
City University of New York City College 1974 — 1981
Architecture
Brooklyn Technical High School 1970 — 1974
Architecture
Dorothy Lakner Dorothy Lakner's E.F. HUTTON & CO. Experience January 1987 - November 1987
Job Managing Director at Topeka Capital Markets, Inc
Industry Capital Markets
Experience
Caris & Company March 2009 - December 2012
CIBC World Markets November 1997 - October 2007
Oppenheimer & Co. March 1991 - November 1997
Deutsche Bank Capital Corp. February 1988 - March 1991
E.F. Hutton & Co. January 1987 - November 1987
L.F.Rothschild Unterberg Towbin June 1984 - December 1986
Skills
Equity Research, Retail, Equities, Corporate Finance, Valuation, Financial Modeling, Investments, Series 7, Equity Valuation, Alternative Investments, Capital Markets, Securities, Chartered Financial..., Investment Management, Due Diligence, Institutional..., Mergers & Acquisitions, M&A experience, Series 63, Mutual Funds
Education
The University of Chicago
Ph.D.
Middlebury College
M.A.
Mount Holyoke College 1969 — 1973
A.B.
Sweet briar Junior Year in France
Caris & Company March 2009 - December 2012
CIBC World Markets November 1997 - October 2007
Oppenheimer & Co. March 1991 - November 1997
Deutsche Bank Capital Corp. February 1988 - March 1991
E.F. Hutton & Co. January 1987 - November 1987
L.F.Rothschild Unterberg Towbin June 1984 - December 1986
Skills
Equity Research, Retail, Equities, Corporate Finance, Valuation, Financial Modeling, Investments, Series 7, Equity Valuation, Alternative Investments, Capital Markets, Securities, Chartered Financial..., Investment Management, Due Diligence, Institutional..., Mergers & Acquisitions, M&A experience, Series 63, Mutual Funds
Education
The University of Chicago
Ph.D.
Middlebury College
M.A.
Mount Holyoke College 1969 — 1973
A.B.
Sweet briar Junior Year in France
Pieter Voorhees, CLTC Pieter Voorhees, CLTC's E.F. HUTTON & CO. Experience May 1970 - January 1988
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. August 2005 - Present
Mt. Olive Area Chamber of Commerce 2014 - 2015
Mt. Olive CoC Marketing in the Morning 2012 - 2014
Long Valley Better Business Networking Group 2012 - 2014
St. Andrews School Alumni Association 1960 - 2014
Morgan Stanley January 1988 - August 2005
EF Hutton & Co. May 1970 - January 1988
US Navy September 1964 - April 1969
Education
University of North Carolina at Chapel Hill 1960 — 1964
B.S., International Relations
St. Andrew's School 1957 — 1960
Ameriprise Financial Services, Inc. August 2005 - Present
Mt. Olive Area Chamber of Commerce 2014 - 2015
Mt. Olive CoC Marketing in the Morning 2012 - 2014
Long Valley Better Business Networking Group 2012 - 2014
St. Andrews School Alumni Association 1960 - 2014
Morgan Stanley January 1988 - August 2005
EF Hutton & Co. May 1970 - January 1988
US Navy September 1964 - April 1969
Education
University of North Carolina at Chapel Hill 1960 — 1964
B.S., International Relations
St. Andrew's School 1957 — 1960
Fred Clowney Fred Clowney's E.F. HUTTON & CO. Experience January 1984 - October 1984
Job President, International Met Systems Inc.
Industry Defense & Space
Experience
International Met Systems Inc. 1997 - Present
Kidder Peabody & Co. 1990 - 1995
Drexel Burnham Lambert November 1985 - January 1990
EF Hutton & Co. January 1984 - October 1984
Morgan Stanley & Co. June 1979 - January 1984
Skills
Finance, International Marketing, System Administration, Strategic Planning, Program Management, Start-ups, Business Strategy, Proposal Writing, Analysis, Business Development, Public Speaking, Business Planning, Operations Management
Education
Grand Valley State University 2000 — 2005
MBA, Accounting and Finance
Vassar College 1976 — 1979
BA, Economics
Choate Rosemary Hall 1969 — 1972
HS
International Met Systems Inc. 1997 - Present
Kidder Peabody & Co. 1990 - 1995
Drexel Burnham Lambert November 1985 - January 1990
EF Hutton & Co. January 1984 - October 1984
Morgan Stanley & Co. June 1979 - January 1984
Skills
Finance, International Marketing, System Administration, Strategic Planning, Program Management, Start-ups, Business Strategy, Proposal Writing, Analysis, Business Development, Public Speaking, Business Planning, Operations Management
Education
Grand Valley State University 2000 — 2005
MBA, Accounting and Finance
Vassar College 1976 — 1979
BA, Economics
Choate Rosemary Hall 1969 — 1972
HS
Peter Humphrey Peter Humphrey's E.F. HUTTON & CO. Experience 1981 - 1985
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS Wealth Management December 1985 - Present
E.F. HUTTON & CO. 1981 - 1985
Education
University of Pennsylvania - The Wharton School 1962 — 1966
B.S., Economics
BLAIR ACADEMY 1960 — 1962
UBS Wealth Management December 1985 - Present
E.F. HUTTON & CO. 1981 - 1985
Education
University of Pennsylvania - The Wharton School 1962 — 1966
B.S., Economics
BLAIR ACADEMY 1960 — 1962
Philip L. Schantz Philip L. Schantz's E.F. HUTTON & CO. Experience July 1984 - January 1988
Job Independent Investment Management Professional
Industry Investment Management
Experience
Schantz Investments February 2009 - Present
HSBC Global Asset Management May 2005 - January 2009
Credit Suisse Asset Management February 2000 - April 2005
Prudential Securities, Inc. February 1988 - January 2000
E.F. Hutton & Co. July 1984 - January 1988
Wells Fargo Bank, N.A. January 1979 - June 1984
The Chase Manhattan Bank, N.A. February 1971 - December 1978
United States Army September 1970 - January 1971
Skills
High Yield, Bonds, Securities, Credit Analysis, Fixed Income, Asset Managment, Investment Banking, Hedge Funds, Asset Management, Loans, Credit, Equities, LBO, Alternative Investments, Capital Markets, Options
Education
Lehigh University 1966 — 1970
B.A., Government (Magna Cum Laude)
Schantz Investments February 2009 - Present
HSBC Global Asset Management May 2005 - January 2009
Credit Suisse Asset Management February 2000 - April 2005
Prudential Securities, Inc. February 1988 - January 2000
E.F. Hutton & Co. July 1984 - January 1988
Wells Fargo Bank, N.A. January 1979 - June 1984
The Chase Manhattan Bank, N.A. February 1971 - December 1978
United States Army September 1970 - January 1971
Skills
High Yield, Bonds, Securities, Credit Analysis, Fixed Income, Asset Managment, Investment Banking, Hedge Funds, Asset Management, Loans, Credit, Equities, LBO, Alternative Investments, Capital Markets, Options
Education
Lehigh University 1966 — 1970
B.A., Government (Magna Cum Laude)
Peter Vonderheide's E.F. HUTTON & CO. Experience September 1980 - January 1988
Job Software Developers Available No fees charged.
Industry Education Management
Experience
School of Computer Science and Mathematics, Maharishi University of Management December 2009 - Present
Consultant January 2010 - December 2013
School of Computer Science and Mathematics, Maharishi University of Management February 2007 - November 2009
Cambridge Investment Research, Inc. March 2003 - February 2007
M.S.A.E. June 1998 - February 2003
St. Paul MVC August 1990 - June 1998
E.F. Hutton & Co. September 1980 - January 1988
Skills
Training, Leadership Development, Process Improvement, Coaching, Strategic Planning, Budget Process, Budgetary Control, Marketing, SEVIS, International Studies, Operations Management, Customer Service, Customer Experience, Proofreading, Copy Editing, Writing, Team Leadership, Event Planning, Public Speaking, Teaching, Recruiting, Blogging, Nonprofits, Higher Education, Organizational..., Research, Interviews, Editing, Curriculum Design, Management, Public Relations, Budgets, Advertising, Leadership, Fundraising, Social Media, Entrepreneurship, Grant Writing, Business Planning, Social Media Marketing, Community Outreach, Creative Writing, Staff Development, Press Releases, Time Management, Networking, Technical Writing, Microsoft Office, Social Networking, Databases
Education
Maharishi University of Management 2003 — 2006
MBA, Quality Improvement, Sustainable Business Practices, GPA 3.95
The University of Connecticut
BA, Sociology, GPA 3.9
School of Computer Science and Mathematics, Maharishi University of Management December 2009 - Present
Consultant January 2010 - December 2013
School of Computer Science and Mathematics, Maharishi University of Management February 2007 - November 2009
Cambridge Investment Research, Inc. March 2003 - February 2007
M.S.A.E. June 1998 - February 2003
St. Paul MVC August 1990 - June 1998
E.F. Hutton & Co. September 1980 - January 1988
Skills
Training, Leadership Development, Process Improvement, Coaching, Strategic Planning, Budget Process, Budgetary Control, Marketing, SEVIS, International Studies, Operations Management, Customer Service, Customer Experience, Proofreading, Copy Editing, Writing, Team Leadership, Event Planning, Public Speaking, Teaching, Recruiting, Blogging, Nonprofits, Higher Education, Organizational..., Research, Interviews, Editing, Curriculum Design, Management, Public Relations, Budgets, Advertising, Leadership, Fundraising, Social Media, Entrepreneurship, Grant Writing, Business Planning, Social Media Marketing, Community Outreach, Creative Writing, Staff Development, Press Releases, Time Management, Networking, Technical Writing, Microsoft Office, Social Networking, Databases
Education
Maharishi University of Management 2003 — 2006
MBA, Quality Improvement, Sustainable Business Practices, GPA 3.95
The University of Connecticut
BA, Sociology, GPA 3.9
Faith Hussey Faith Hussey's E.F. HUTTON & CO. Experience June 1982 - March 1984
Job Real Estate Sales Agent at Pacific Sotheby`s International Realty
Industry Real Estate
Experience
Pacific Sotheby`s International Realty April 2013 - Present
RE/MAX Coastal Properties February 2006 - March 2013
Prudential LI Realty March 1992 - June 1997
Dillon Read Capital Management April 1984 - November 1988
EF Hutton & Co. June 1982 - March 1984
Skills
Relocation, Real Estate, Investment Banking, Bonds, Short Sales, Investors, Listings, Buyer Representation, First Time Home Buyers, Sellers
Education
University of Illinois at Urbana-Champaign 1977 — 1981
B.A., Political Science, French
Pacific Sotheby`s International Realty April 2013 - Present
RE/MAX Coastal Properties February 2006 - March 2013
Prudential LI Realty March 1992 - June 1997
Dillon Read Capital Management April 1984 - November 1988
EF Hutton & Co. June 1982 - March 1984
Skills
Relocation, Real Estate, Investment Banking, Bonds, Short Sales, Investors, Listings, Buyer Representation, First Time Home Buyers, Sellers
Education
University of Illinois at Urbana-Champaign 1977 — 1981
B.A., Political Science, French
Constance (Connie) R Williamson, Esq. Constance (Connie) R Williamson, Esq.'s E.F. HUTTON & CO. Experience 1980 - 1983
Job Marketing/PR/Compliance/Attorney
Industry Marketing and Advertising
Experience
Williamson & Associates, LLC January 2011 - Present
Williamson & Associates, LLC December 2008 - December 2010
Louis Dreyfus Highbridge Energy September 2006 - December 2008
Williamson & Associates, LLC September 1994 - December 2006
Citicorp June 1990 - September 1994
Coffee, Sugar & Cocoa Exchange June 1987 - May 1990
Shearson Lehman Bros. February 1985 - June 1987
Damson Oil Co. 1983 - 1985
E.F. HUTTON & CO. 1980 - 1983
The New York Stock Exchange 1976 - 1980
Skills
Public Relations, Investor Relations, Advertising, Compliance, Marketing Strategy, Business Strategy, Marketing Management, Strategic Planning, Product Marketing, Corporate Communications, Contract Negotiation, Securities Law, Securities Regulation, Crisis Communications, Marketing Communications, Business Planning, Start-ups, Management, Sports, Writing, Admiralty Law, Sailing, Fund Raising, Oil & Gas, Oil & Gas Marketing, Oil & Gas Law, Commodities, Derivatives, Securities, International Marketing, Editor, Management Consulting, Mergers, Fundraising, Commodity, Entrepreneurship, Marketing, Newsletters, Leadership, Social Networking, Strategy, Executive Management, Energy Industry, Team Building, Finance, Maritime Law, Market Research, Mergers & Acquisitions, Product Management, Trading
Education
Quinnipiac University School of Law 1998 — 2001
JD, Securities Regulation
University of Bridgeport 1994 — 1996
BA, English
Grier School
College Prep
Williamson & Associates, LLC January 2011 - Present
Williamson & Associates, LLC December 2008 - December 2010
Louis Dreyfus Highbridge Energy September 2006 - December 2008
Williamson & Associates, LLC September 1994 - December 2006
Citicorp June 1990 - September 1994
Coffee, Sugar & Cocoa Exchange June 1987 - May 1990
Shearson Lehman Bros. February 1985 - June 1987
Damson Oil Co. 1983 - 1985
E.F. HUTTON & CO. 1980 - 1983
The New York Stock Exchange 1976 - 1980
Skills
Public Relations, Investor Relations, Advertising, Compliance, Marketing Strategy, Business Strategy, Marketing Management, Strategic Planning, Product Marketing, Corporate Communications, Contract Negotiation, Securities Law, Securities Regulation, Crisis Communications, Marketing Communications, Business Planning, Start-ups, Management, Sports, Writing, Admiralty Law, Sailing, Fund Raising, Oil & Gas, Oil & Gas Marketing, Oil & Gas Law, Commodities, Derivatives, Securities, International Marketing, Editor, Management Consulting, Mergers, Fundraising, Commodity, Entrepreneurship, Marketing, Newsletters, Leadership, Social Networking, Strategy, Executive Management, Energy Industry, Team Building, Finance, Maritime Law, Market Research, Mergers & Acquisitions, Product Management, Trading
Education
Quinnipiac University School of Law 1998 — 2001
JD, Securities Regulation
University of Bridgeport 1994 — 1996
BA, English
Grier School
College Prep
Phil Shaffer's E.F. HUTTON & CO. Experience 1981 - 1986
Job Managing Director at financial services firm
Industry Financial Services
Experience
a financial services firm July 1993 - Present
Paine Webber 1986 - 1993
E.F. Hutton & Co. 1981 - 1986
Skills
Series 7, Pension Funds, Alternative Investments, Investments, Asset Managment, Portfolio Management, Endowments, Asset Allocation, Investment Management, Wealth Management, Investment Advisory..., Retirement, Bonds, 401k, Separately Managed..., Asset Management, Wealth, Finance, Investment Advisory, Wealth Management..., High Net Worth..., Mutual Funds, Hedge Funds, Securities, Fixed Income, Financial Advisory, Equities, ETFs, Retirement Planning, Investment Strategies, Estate Planning, Series 63, Series 65, FINRA, Private Equity, Strategic Financial..., Series 24, Financial Planning
Education
The College of Wooster 1974 — 1978
B.A., History
a financial services firm July 1993 - Present
Paine Webber 1986 - 1993
E.F. Hutton & Co. 1981 - 1986
Skills
Series 7, Pension Funds, Alternative Investments, Investments, Asset Managment, Portfolio Management, Endowments, Asset Allocation, Investment Management, Wealth Management, Investment Advisory..., Retirement, Bonds, 401k, Separately Managed..., Asset Management, Wealth, Finance, Investment Advisory, Wealth Management..., High Net Worth..., Mutual Funds, Hedge Funds, Securities, Fixed Income, Financial Advisory, Equities, ETFs, Retirement Planning, Investment Strategies, Estate Planning, Series 63, Series 65, FINRA, Private Equity, Strategic Financial..., Series 24, Financial Planning
Education
The College of Wooster 1974 — 1978
B.A., History
Steven Auerbach Steven Auerbach's E.F. HUTTON & CO. Experience 1978 - 1980
Job Director of Operations at JTC Express
Industry Transportation/Trucking/Railroad
Experience
JTC Express LLC 1996 - Present
Jersey Truck Center Inc. 1987 - 1995
Brinkley, McNerney & Morgan, P.C. 1983 - 1986
E.F. Hutton & Co. 1978 - 1980
Education
University of Miami School of Law
Juris Doctor (J.D.)
Clark University
Bachelor's Degree, Economic Geography
JTC Express LLC 1996 - Present
Jersey Truck Center Inc. 1987 - 1995
Brinkley, McNerney & Morgan, P.C. 1983 - 1986
E.F. Hutton & Co. 1978 - 1980
Education
University of Miami School of Law
Juris Doctor (J.D.)
Clark University
Bachelor's Degree, Economic Geography
Jeffrey Kiley Jeffrey Kiley's E.F. HUTTON & CO. Experience 1982 - September 1984
Job Senior Institutional Sales Executive at Fiserv Investment Services
Industry Capital Markets
Experience
Fiserv 2015 - Present
Omgeo,LLC A DTCC I Thomson Reuters Company 2012 - 2013
JPMorgan 2008 - July 2012
Bear Stearns 2006 - July 2008
Bank of New York Mellon 2000 - August 2006
Pershing 2003 - 2006
Cowen & Company 1988 - May 2000
Newbridge Securities 1986 - 1988
Wall Street Clearing Company 1984 - September 1986
EF Hutton & Co. 1982 - September 1984
Skills
Equities, Series 7, Securities, Series 24, Series 63, series 27, Alternative Investments, Asset Management, Asset Managment, Back Office, CRM, Fixed Income, Hedge Funds, Investment Banking, Trading Systems, Management, Prime Brokerage, Capital Markets, Electronic Trading, FINRA, Mutual Funds, Investments, Options, Derivatives, Financial Markets, Bloomberg, Financial Services, Settlement, Trading, Relationship Management, Risk Management, Equity Trading, Middle Office, Equity Research, Trading Strategies, Wealth Management, Equity Derivatives
Education
Fairleigh Dickinson University-Metropolitan Campus
Bachelor's degree, Economics & Finance
University of Pennsylvania - The Wharton School
SIFMA Securities Industry Institute
Fiserv 2015 - Present
Omgeo,LLC A DTCC I Thomson Reuters Company 2012 - 2013
JPMorgan 2008 - July 2012
Bear Stearns 2006 - July 2008
Bank of New York Mellon 2000 - August 2006
Pershing 2003 - 2006
Cowen & Company 1988 - May 2000
Newbridge Securities 1986 - 1988
Wall Street Clearing Company 1984 - September 1986
EF Hutton & Co. 1982 - September 1984
Skills
Equities, Series 7, Securities, Series 24, Series 63, series 27, Alternative Investments, Asset Management, Asset Managment, Back Office, CRM, Fixed Income, Hedge Funds, Investment Banking, Trading Systems, Management, Prime Brokerage, Capital Markets, Electronic Trading, FINRA, Mutual Funds, Investments, Options, Derivatives, Financial Markets, Bloomberg, Financial Services, Settlement, Trading, Relationship Management, Risk Management, Equity Trading, Middle Office, Equity Research, Trading Strategies, Wealth Management, Equity Derivatives
Education
Fairleigh Dickinson University-Metropolitan Campus
Bachelor's degree, Economics & Finance
University of Pennsylvania - The Wharton School
SIFMA Securities Industry Institute
Richard P Worden Richard P Worden's E.F. HUTTON & CO. Experience 1979 - 1988
Job VP Chief Business Officer
Industry Telecommunications
Experience
North State Communications October 1989 - Present
EF Hutton & Co. 1979 - 1988
First Union National Bank August 1976 - December 1979
Skills
VoIP, Telecommunications, Sales, Marketing, Wireless, Solution Selling, Direct Sales, Product Management, Sales Management, New Business Development, Customer Service, B2B, Call Centers
Education
St. Lawrence University 1972 — 1976
BA, Economics/Geology
North State Communications October 1989 - Present
EF Hutton & Co. 1979 - 1988
First Union National Bank August 1976 - December 1979
Skills
VoIP, Telecommunications, Sales, Marketing, Wireless, Solution Selling, Direct Sales, Product Management, Sales Management, New Business Development, Customer Service, B2B, Call Centers
Education
St. Lawrence University 1972 — 1976
BA, Economics/Geology
Bruce Gow's E.F. HUTTON & CO. Experience 1980 - 1987
Job Senior Vice President / Public Finance at FTN Financial
Industry Investment Banking
Experience
FTN Financial May 2015 - Present
Blaylock Beal Van (M.R. Beal & Co.) 2013 - May 2015
Jackson Securities 1997 - 2012
NationsBank Capital Markets 1989 - 1996
First Boston Corporation 1987 - 1989
E.F. Hutton & Co. 1980 - 1987
Skills
Fixed Income, Bonds, Capital Markets, Investments, Valuation, Asset Managment, Investment Banking, Private Equity, Financial Modeling, Series 7, Structured Finance, Equities, Securities, Asset Management, Mergers & Acquisitions, Strategic Planning, Portfolio Management, Real Estate Development, Finance, Due Diligence, Venture Capital, Corporate Finance, Financial Analysis, Real Estate Economics, Financial Structuring, Hedge Funds, Trading, Bloomberg, Alternative Investments, Series 63, Options, Equity Research, Private Placements
Education
University of North Carolina at Chapel Hill
BA, Economics
The Westminster Schools
FTN Financial May 2015 - Present
Blaylock Beal Van (M.R. Beal & Co.) 2013 - May 2015
Jackson Securities 1997 - 2012
NationsBank Capital Markets 1989 - 1996
First Boston Corporation 1987 - 1989
E.F. Hutton & Co. 1980 - 1987
Skills
Fixed Income, Bonds, Capital Markets, Investments, Valuation, Asset Managment, Investment Banking, Private Equity, Financial Modeling, Series 7, Structured Finance, Equities, Securities, Asset Management, Mergers & Acquisitions, Strategic Planning, Portfolio Management, Real Estate Development, Finance, Due Diligence, Venture Capital, Corporate Finance, Financial Analysis, Real Estate Economics, Financial Structuring, Hedge Funds, Trading, Bloomberg, Alternative Investments, Series 63, Options, Equity Research, Private Placements
Education
University of North Carolina at Chapel Hill
BA, Economics
The Westminster Schools
Aamir Riaz Aamir Riaz's E.F. HUTTON & CO. Experience May 1978 - March 1988
Job
Industry Financial Services
Experience
Oppenheimer & Co. September 1989 - Present
Thomson McKinnon March 1988 - June 1989
E.F. Hutton & Co. May 1978 - March 1988
Merrill Lynch February 1976 - March 1978
Education
St. Patrick's High School 1963 — 1967
High School
Karachi University
BA, Economics, Mathematics
Oppenheimer & Co. September 1989 - Present
Thomson McKinnon March 1988 - June 1989
E.F. Hutton & Co. May 1978 - March 1988
Merrill Lynch February 1976 - March 1978
Education
St. Patrick's High School 1963 — 1967
High School
Karachi University
BA, Economics, Mathematics
J. Mathews Hagberg, CFP J. Mathews Hagberg, CFP's E.F. HUTTON & CO. Experience 1982 - 1995
Job Financial Advisor at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management 2009 - Present
Merrill Lynch 1995 - 2009
E.F. Hutton & Co. 1982 - 1995
Education
Alfred University 1965 — 1969
Bachelor of Arts (B.A.), Economics
UBS Wealth Management 2009 - Present
Merrill Lynch 1995 - 2009
E.F. Hutton & Co. 1982 - 1995
Education
Alfred University 1965 — 1969
Bachelor of Arts (B.A.), Economics
Hugh Finkel's E.F. HUTTON & CO. Experience September 1983 - February 1985
Job Department Manager: High Yield Bond Trading at Murphy & Durieu
Industry Financial Services
Experience
Murphy & Durieu March 1988 - Present
Rodman & Renshaw March 1985 - August 1988
E.F. Hutton & Co. September 1983 - February 1985
Alex Brown and Sons June 1981 - September 1983
Skills
Asset Management, Securities, High Yield, Trading
Education
Boston University 1977 — 1981
Bachelor's Degree, Public Relations and Communications, 3.5
Murphy & Durieu March 1988 - Present
Rodman & Renshaw March 1985 - August 1988
E.F. Hutton & Co. September 1983 - February 1985
Alex Brown and Sons June 1981 - September 1983
Skills
Asset Management, Securities, High Yield, Trading
Education
Boston University 1977 — 1981
Bachelor's Degree, Public Relations and Communications, 3.5
Dennis Crispin Dennis Crispin's E.F. HUTTON & CO. Experience 1986 - 1996
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 1996 - Present
EF Hutton & Co. 1986 - 1996
Skills
Retirement Planning, Asset Allocation, Mutual Funds, Investments, Retirement, 401k, Investment Strategies, Series 63, Fixed Annuities, Alternative Investments, Municipal Bonds, Asset Management, Investment Advisory, Portfolio Management, Financial Planning, Financial Services, Series 7, Series 65, Series 3, Series 24
Education
University of Southern California
BS, Finance
WHS
Wells Fargo Advisors, LLC 1996 - Present
EF Hutton & Co. 1986 - 1996
Skills
Retirement Planning, Asset Allocation, Mutual Funds, Investments, Retirement, 401k, Investment Strategies, Series 63, Fixed Annuities, Alternative Investments, Municipal Bonds, Asset Management, Investment Advisory, Portfolio Management, Financial Planning, Financial Services, Series 7, Series 65, Series 3, Series 24
Education
University of Southern California
BS, Finance
WHS
Richard Pfeifer's E.F. HUTTON & CO. Experience March 1984 - February 1988
Job CIMA, Financial Consultant at Wells Fargo Investments
Industry Financial Services
Experience
Wells Fargo Investments February 2003 - Present
Prudential Securities March 1994 - January 2003
Dean Witter Reynolds February 1988 - March 1993
EF Hutton & CO. March 1984 - February 1988
Education
IRA Retirement Planning 2003 — 2004
Broyles Institute
University of Pennsylvania - The Wharton School 1995 — 1996
CIMA, Portfolio Ananlysis
Metropolitan State University of Denver 1976 — 1980
Wells Fargo Investments February 2003 - Present
Prudential Securities March 1994 - January 2003
Dean Witter Reynolds February 1988 - March 1993
EF Hutton & CO. March 1984 - February 1988
Education
IRA Retirement Planning 2003 — 2004
Broyles Institute
University of Pennsylvania - The Wharton School 1995 — 1996
CIMA, Portfolio Ananlysis
Metropolitan State University of Denver 1976 — 1980
Robert Edgreen's E.F. HUTTON & CO. Experience February 1981 - July 1986
Job Managing Director at Value Added Capital, LLC
Industry Venture Capital & Private Equity
Experience
Value Added Capital, LLC January 1993 - Present
KD Equities May 1989 - January 1993
Integrated Resources Acquisition, Inc. July 1986 - May 1989
EF Hutton & Co. February 1981 - July 1986
Merrill Lynch Capital Markets April 1978 - February 1980
White Weld & Co. July 1975 - April 1978
General Electric Company 1969 - 1970
Education
University of Virginia Darden School of Business 1970 — 1972
Penn State University 1964 — 1968
BS, Aerospace Engineering
Value Added Capital, LLC January 1993 - Present
KD Equities May 1989 - January 1993
Integrated Resources Acquisition, Inc. July 1986 - May 1989
EF Hutton & Co. February 1981 - July 1986
Merrill Lynch Capital Markets April 1978 - February 1980
White Weld & Co. July 1975 - April 1978
General Electric Company 1969 - 1970
Education
University of Virginia Darden School of Business 1970 — 1972
Penn State University 1964 — 1968
BS, Aerospace Engineering
Angela (An) Carew's E.F. HUTTON & CO. Experience 1972 - 1986
Job at E.A. Hughes & Co.
Industry Retail
Experience
E.A. Hughes & Co. January 2011 - Present
Equinox Partners January 2007 - June 2009
Opportunities for a Better Tomorrow June 1986 - May 2005
EF Hutton & Co. 1972 - 1986
Skills
Outlook, Project Planning, Microsoft Excel, PowerPoint, Recruiting, Research, Leadership, Retail, Databases, Executive Search
Education
City University of New York-Hunter College
English
E.A. Hughes & Co. January 2011 - Present
Equinox Partners January 2007 - June 2009
Opportunities for a Better Tomorrow June 1986 - May 2005
EF Hutton & Co. 1972 - 1986
Skills
Outlook, Project Planning, Microsoft Excel, PowerPoint, Recruiting, Research, Leadership, Retail, Databases, Executive Search
Education
City University of New York-Hunter College
English
John Mousseau's E.F. HUTTON & CO. Experience 1981 - 1987
Job Executive Vice President, Director of Fixed Income, Portfolio Manager
Industry Investment Management
Experience
Cumberland Advisors October 2000 - Present
Lord Abbett June 1993 - June 2000
E.F. Hutton & Co. 1981 - 1987
Value Line 1980 - 1981
Education
Brown University 1979 — 1980
Master of Arts (M.A.), Economics
Georgetown University 1974 — 1978
A.B., Economics
Cumberland Advisors October 2000 - Present
Lord Abbett June 1993 - June 2000
E.F. Hutton & Co. 1981 - 1987
Value Line 1980 - 1981
Education
Brown University 1979 — 1980
Master of Arts (M.A.), Economics
Georgetown University 1974 — 1978
A.B., Economics
Steven Mann's E.F. HUTTON & CO. Experience February 1979 - February 1984
Job Regional Managing Director, Wells Fargo Private Bank
Industry Investment Management
Experience
Wells Fargo Private Bank 1994 - Present
Churchill Management Group February 1984 - February 1994
E.F. Hutton & Co. February 1979 - February 1984
Skills
Portfolio Management, Asset Management, Asset Allocation, Finance, Wealth Management, Management, Securities, Investments, Private Equity, Series 7, Banking, Financial Services, Mutual Funds, Valuation, Mergers, Financial Analysis, Mergers & Acquisitions, Retirement Planning
Education
University of California, Los Angeles 1975 — 1979
BA, Economics
Wells Fargo Private Bank 1994 - Present
Churchill Management Group February 1984 - February 1994
E.F. Hutton & Co. February 1979 - February 1984
Skills
Portfolio Management, Asset Management, Asset Allocation, Finance, Wealth Management, Management, Securities, Investments, Private Equity, Series 7, Banking, Financial Services, Mutual Funds, Valuation, Mergers, Financial Analysis, Mergers & Acquisitions, Retirement Planning
Education
University of California, Los Angeles 1975 — 1979
BA, Economics
Richard Iervolino's E.F. HUTTON & CO. Experience December 1984 - December 1987
Job EXECUTIVE CHAUFFER at AIR BROOK LIMOUSINE
Industry Transportation/Trucking/Railroad
Experience
AIR BROOK LIMOUSINE July 2007 - Present
ZIM INTEGRATED SHIPPING CO. January 1998 - November 2006
BOOK SHIPPERS ASSOC. INC December 1996 - November 1997
CITIBANK August 1995 - August 1996
NIKKO SECURITIES December 1987 - August 1995
E.F. HUTTON & CO. December 1984 - December 1987
Education
Manhattan College 1980 — 1984
B.S., BUSINESS ADMINISTRATION
AIR BROOK LIMOUSINE July 2007 - Present
ZIM INTEGRATED SHIPPING CO. January 1998 - November 2006
BOOK SHIPPERS ASSOC. INC December 1996 - November 1997
CITIBANK August 1995 - August 1996
NIKKO SECURITIES December 1987 - August 1995
E.F. HUTTON & CO. December 1984 - December 1987
Education
Manhattan College 1980 — 1984
B.S., BUSINESS ADMINISTRATION
J. Wade Browne's E.F. HUTTON & CO. Experience June 1983 - September 1985
Job Manager at Coleman River Capital, LLC
Industry Investment Management
Experience
Coleman River Capital, LLC August 2003 - Present
Maymont Partners, Inc. August 2003 - June 2011
Lehman Brothers September 2000 - August 2003
PaineWebber January 1995 - September 2000
Kidder Peabody June 1987 - January 1995
Bear Stearns September 1985 - June 1987
E.F. Hutton & Co. June 1983 - September 1985
Education
Southern Methodist University - Cox School of Business 1979 — 1982
Bachelor of Business Administration, Finance, Real Estate Finance
Clemson University 1978 — 1979
Coleman River Capital, LLC August 2003 - Present
Maymont Partners, Inc. August 2003 - June 2011
Lehman Brothers September 2000 - August 2003
PaineWebber January 1995 - September 2000
Kidder Peabody June 1987 - January 1995
Bear Stearns September 1985 - June 1987
E.F. Hutton & Co. June 1983 - September 1985
Education
Southern Methodist University - Cox School of Business 1979 — 1982
Bachelor of Business Administration, Finance, Real Estate Finance
Clemson University 1978 — 1979
Don O'Fee's E.F. HUTTON & CO. Experience March 1980 - April 1988
Job Senior Marketing Director at Lincoln Financial Group
Industry Financial Services
Experience
Lincoln Financial Group September 2004 - Present
Aim Management/Invesco June 1996 - April 2004
Pioneer Mutual Funds September 1992 - June 1996
Putnam Investments August 1988 - May 1992
EF Hutton & Co. March 1980 - April 1988
United States Air Force September 1969 - May 1973
Skills
Marketing Communications, Wealth, Alternative Investments
Education
Boston University 1973 — 1977
Bachelor of Business Administration (BBA), Investments and Securities
St Bernards School 1963 — 1968
Private High School, College Prep
Lincoln Financial Group September 2004 - Present
Aim Management/Invesco June 1996 - April 2004
Pioneer Mutual Funds September 1992 - June 1996
Putnam Investments August 1988 - May 1992
EF Hutton & Co. March 1980 - April 1988
United States Air Force September 1969 - May 1973
Skills
Marketing Communications, Wealth, Alternative Investments
Education
Boston University 1973 — 1977
Bachelor of Business Administration (BBA), Investments and Securities
St Bernards School 1963 — 1968
Private High School, College Prep
Ernie Velez, CFP® AWMA® CLTC's E.F. HUTTON & CO. Experience July 1986 - November 1987
Job Financial Advisor, Vice President, Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial August 2010 - Present
Janney Montgomery Scott July 2002 - August 2010
Prudential Securities July 1996 - July 2002
Raymond James & Associates, Inc October 1995 - May 1996
JW Charles Securities November 1987 - October 1995
EF Hutton & Co. July 1986 - November 1987
Education
University of Florida 1977 — 1979
Bachelor of Science, Animal Science
Rollins College 1973 — 1976
Pre-Medicine/Pre-Medical Studies
Colegio San Antonio Abad 1968 — 1973
High School, College Preparatory
Ameriprise Financial August 2010 - Present
Janney Montgomery Scott July 2002 - August 2010
Prudential Securities July 1996 - July 2002
Raymond James & Associates, Inc October 1995 - May 1996
JW Charles Securities November 1987 - October 1995
EF Hutton & Co. July 1986 - November 1987
Education
University of Florida 1977 — 1979
Bachelor of Science, Animal Science
Rollins College 1973 — 1976
Pre-Medicine/Pre-Medical Studies
Colegio San Antonio Abad 1968 — 1973
High School, College Preparatory
Barry R. Dunn's E.F. HUTTON & CO. Experience 1982 - 1984
Job Managing Director at GTCR LLC
Industry Venture Capital & Private Equity
Experience
GTCR LLC January 2000 - December 2014
Banc of America Securities 1988 - 2000
Bankers Trust Company 1986 - 1988
EF Hutton & Co. 1982 - 1984
Skills
Mergers, Investment Banking, Private Equity, Capital Markets, Finance, LBO, Corporate Development, Valuation, Due Diligence, Financial Modeling, Corporate Finance, Leveraged Finance, Alternative Investments, Equities, Hedge Funds
Education
Duke University - Fuqua School of Business 1984 — 1986
Master of Business Administration (M.B.A.), Finance, General
Washington and Lee University 1978 — 1982
Bachelor of Arts (B.A.), Economics
GTCR LLC January 2000 - December 2014
Banc of America Securities 1988 - 2000
Bankers Trust Company 1986 - 1988
EF Hutton & Co. 1982 - 1984
Skills
Mergers, Investment Banking, Private Equity, Capital Markets, Finance, LBO, Corporate Development, Valuation, Due Diligence, Financial Modeling, Corporate Finance, Leveraged Finance, Alternative Investments, Equities, Hedge Funds
Education
Duke University - Fuqua School of Business 1984 — 1986
Master of Business Administration (M.B.A.), Finance, General
Washington and Lee University 1978 — 1982
Bachelor of Arts (B.A.), Economics
Torii Jones's E.F. HUTTON & CO. Experience February 1983 - August 1985
Job Portfolio Manager at Davidson & Garrard
Industry Investment Management
Experience
Davidson & Garrard January 2009 - Present
Flippin, Bruce & Porter, Inc. February 1987 - October 2008
Sovran Bank, N.A. October 1985 - December 1986
E.F. Hutton & Co. February 1983 - August 1985
Skills
Customer Service, Equities, Portfolio Management, Investments, Strategic Planning
Education
University of New Hampshire 1979 — 1982
Bachelor's Degree, History, Phi Alpha Theta Honors
Vanderbilt University 1978 — 1979
Davidson & Garrard January 2009 - Present
Flippin, Bruce & Porter, Inc. February 1987 - October 2008
Sovran Bank, N.A. October 1985 - December 1986
E.F. Hutton & Co. February 1983 - August 1985
Skills
Customer Service, Equities, Portfolio Management, Investments, Strategic Planning
Education
University of New Hampshire 1979 — 1982
Bachelor's Degree, History, Phi Alpha Theta Honors
Vanderbilt University 1978 — 1979
Frank Agron's E.F. HUTTON & CO. Experience February 1970 - February 1990
Job First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 1990 - Present
E.F. Hutton & Co. February 1970 - February 1990
Skills
Investments, Retirement Planning, Securities, Mutual Funds, IRA rollovers, 401(k) Rollovers, Financial Advisory, Financial Analysis, Financial Services, Insurance, Bonds, Annuities
Education
University of Kansas 1966 — 1969
Bachelor of Science in Business Administration, Finance
Wells Fargo Advisors, LLC February 1990 - Present
E.F. Hutton & Co. February 1970 - February 1990
Skills
Investments, Retirement Planning, Securities, Mutual Funds, IRA rollovers, 401(k) Rollovers, Financial Advisory, Financial Analysis, Financial Services, Insurance, Bonds, Annuities
Education
University of Kansas 1966 — 1969
Bachelor of Science in Business Administration, Finance
Sal Sassano's E.F. HUTTON & CO. Experience 1982 - 1986
Job Vice President Securities Lending/Repo Finance at AllianceBernstein
Industry Banking
Experience
AllianceBernstein November 2010 - Present
UBS Securities Co., Ltd 2006 - November 2010
ABN AMRO 2004 - 2005
Zurich Capital Markets 1999 - 2001
Lehman Brothers 1989 - 1998
Minerva Securities 1988 - 1989
L.F. Rothschild Inc. 1986 - 1988
E.F. Hutton & Co. 1982 - 1986
Skills
Securities Lending
Education
New York University - Leonard N. Stern School of Business 1985 — 1989
MBA, Finance
Cornell University 1978 — 1982
BS, Agricultural Economics
AllianceBernstein November 2010 - Present
UBS Securities Co., Ltd 2006 - November 2010
ABN AMRO 2004 - 2005
Zurich Capital Markets 1999 - 2001
Lehman Brothers 1989 - 1998
Minerva Securities 1988 - 1989
L.F. Rothschild Inc. 1986 - 1988
E.F. Hutton & Co. 1982 - 1986
Skills
Securities Lending
Education
New York University - Leonard N. Stern School of Business 1985 — 1989
MBA, Finance
Cornell University 1978 — 1982
BS, Agricultural Economics
Liz Elliott's E.F. HUTTON & CO. Experience 1980 - 1985
Job Realtor: Specializing in Luxury Property for Waterfront Properties & Club Communities
Industry Real Estate
Experience
Waterfront Properties & Club Communities 2014 - Present
Premier Realty Group 2010 - 2014
Great Western Financial Securities 1992 - 1997
E.F. Hutton & Co. 1980 - 1985
Skills
Luxury Real Estate, Luxury RE Marketing, Seller Representation, Buyer Representation, Waterfront Properties, Club Communities, Marketing Expertise, Contract Negotiations, Property Management, Home Staging
Education
The Ohio State University 1976 — 1980
Bachelor of Arts (BA), Organizational Communications
Realtor Institute
GRI
Orange High School, Pepper Pike, Ohio 1974 — 1976
Waterfront Properties & Club Communities 2014 - Present
Premier Realty Group 2010 - 2014
Great Western Financial Securities 1992 - 1997
E.F. Hutton & Co. 1980 - 1985
Skills
Luxury Real Estate, Luxury RE Marketing, Seller Representation, Buyer Representation, Waterfront Properties, Club Communities, Marketing Expertise, Contract Negotiations, Property Management, Home Staging
Education
The Ohio State University 1976 — 1980
Bachelor of Arts (BA), Organizational Communications
Realtor Institute
GRI
Orange High School, Pepper Pike, Ohio 1974 — 1976
Ernie Montford's E.F. HUTTON & CO. Experience 1983 - 1989
Job President and Owner of Montford Associates
Industry Investment Management
Experience
Montford Associates 1989 - March 2012
E.F. Hutton & Co. 1983 - 1989
Education
University of Georgia - Terry College of Business 1965 — 1969
BBA, management
Montford Associates 1989 - March 2012
E.F. Hutton & Co. 1983 - 1989
Education
University of Georgia - Terry College of Business 1965 — 1969
BBA, management
diane desrosier's E.F. HUTTON & CO. Experience 1981 - 1983
Job TBD
Industry Design
Experience
William Esty Advertising Agency 1987 - 1988
D'Arcy Masius Benton & Bowles 1984 - 1987
EF Hutton & Co. 1981 - 1983
Education
Smith College 1975 — 1979
A.B, European History
Universite de Paris, La Sorbonne 1977 — 1978
French History
Marymount International School, Kingston-upon-Thames, England 1969 — 1975
Graduated cum laude
NYU School of Business
Kellogg School of Management
MBA Candidate
William Esty Advertising Agency 1987 - 1988
D'Arcy Masius Benton & Bowles 1984 - 1987
EF Hutton & Co. 1981 - 1983
Education
Smith College 1975 — 1979
A.B, European History
Universite de Paris, La Sorbonne 1977 — 1978
French History
Marymount International School, Kingston-upon-Thames, England 1969 — 1975
Graduated cum laude
NYU School of Business
Kellogg School of Management
MBA Candidate
Thomas Poz's E.F. HUTTON & CO. Experience January 1986 - February 1987
Job Executive Director Asset Management Counterparty Risk Group at JPMorgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase & Co. August 2013 - Present
JPMorgan Chase & Co January 2010 - July 2013
JPMorgan Chase & Co. July 2004 - December 2009
Bank One Corporation October 2001 - June 2004
Thomson Financial BankWatch, Inc. March 1993 - December 2000
DRI/McGraw-Hill February 1987 - September 1991
E.F. Hutton & Co. January 1986 - February 1987
Skills
Credit Risk, Banking, Fixed Income, Risk Management
Education
Fordham University 1990 — 1992
MBA, Finance
Princeton University 1980 — 1985
A.B., Psychology
JPMorgan Chase & Co. August 2013 - Present
JPMorgan Chase & Co January 2010 - July 2013
JPMorgan Chase & Co. July 2004 - December 2009
Bank One Corporation October 2001 - June 2004
Thomson Financial BankWatch, Inc. March 1993 - December 2000
DRI/McGraw-Hill February 1987 - September 1991
E.F. Hutton & Co. January 1986 - February 1987
Skills
Credit Risk, Banking, Fixed Income, Risk Management
Education
Fordham University 1990 — 1992
MBA, Finance
Princeton University 1980 — 1985
A.B., Psychology
Mark Peetz's E.F. HUTTON & CO. Experience January 1975 - June 1988
Job Senior Vice President / Investments at Silicon Valley Securities, Inc.
Industry Financial Services
Experience
Silicon Valley Securities, Inc. March 1997 - Present
Silicon Valley Securities, Inc. January 1997 - Present
Sutro & Co. June 1988 - January 1997
EF Hutton & Co. January 1975 - June 1988
Skills
Investments, Mutual Funds, Securities, ETFs, Series 7, Bonds, FINRA, Fixed Annuities, Commodity, Stocks, Leadership
Education
University of California, Berkeley 1972 — 1974
Bachelor of Science (B.S.), Financial Planning and Services
Merritt College 1971 — 1972
Associate's degree, Finance, General
Saint Mary's College of California 1970 — 1971
Silicon Valley Securities, Inc. March 1997 - Present
Silicon Valley Securities, Inc. January 1997 - Present
Sutro & Co. June 1988 - January 1997
EF Hutton & Co. January 1975 - June 1988
Skills
Investments, Mutual Funds, Securities, ETFs, Series 7, Bonds, FINRA, Fixed Annuities, Commodity, Stocks, Leadership
Education
University of California, Berkeley 1972 — 1974
Bachelor of Science (B.S.), Financial Planning and Services
Merritt College 1971 — 1972
Associate's degree, Finance, General
Saint Mary's College of California 1970 — 1971
EF Hutton
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E F Hutton
EF Hutton & Company
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E.F.Hutton
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