Emerging Growth Equities
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Emerging Growth Equities Employees
Emerging Growth Equities June 2015 - Present
Blonder Tongue Laboratories, Inc. May 2015 - Present
Trade River Finance USA, Inc. December 2014 - Present
Hardesty Capital Management September 2013 - Present
Hardesty Capital Management June 2010 - September 2013
Ferris, Baker Watts, Inc. May 1993 - July 2008
Mercantile Safe Deposit and Trust Company 1990 - 1992
Skills
Investments, Equities, Capital Markets, Equity Research, Portfolio Management, Securities, Series 7
Education
Tulane University 1977 — 1981
B.A., Political Science
Lawrenceville School 1974 — 1977
Emerging Growth Equities 2004 - Present
Jefferies & Company, New York, NY 2000 - 2002
ING Barings/Furman Selz 1997 - 2000
U.S. House of Representatives 1992 - 1996
Skills
Trading, Options, Equities, Trading Systems, Investments, Capital Markets, Series 7, Alternative Investments, Hedge Funds, Valuation, ETFs, Marketing Communications, Relationship Management, Securities, Finance, Equity Research, Financial Services, Financial Modeling, Investment Banking, FINRA, Risk Management, Series 24, Compliance, Portfolio Management, Asset Management, Mergers, Sales, Bloomberg, Retirement Planning, Regulatory Compliance
Education
University of Delaware 1988 — 1992
BA
Parkland HS
Kids Smiles Inc. December 2014 - Present
BNY Mellon May 2013 - Present
ACG Philadelphia 2013 - 2015
ACG Philadelphia 2013 - 2015
YMCA Camp Tockwogh June 2010 - June 2014
Griffin Financial Group October 2009 - April 2013
Slice Communications April 2011 - December 2012
The Keystone Equities Group March 2003 - October 2009
Emerging Growth Equities September 1999 - March 2003
Boenning & Scattergood October 1998 - September 1999
Skills
Investment Banking, Capital Markets, Series 7, Risk Management, Entrepreneurship, Mergers, Private Equity, Investments, Mergers & Acquisitions, Start-ups, Equities, Strategy, Venture Capital, Finance, Private Placements, Strategic Planning, Wealth Management, Management
Education
Saint Joseph's University
Accounting
University of Rhode Island
Business, Finance, Japanese
Villanova
Interdisciplianry Studies, Leadership
KeyBanc Capital Markets August 2010 - Present
Boenning & Scattergood March 2006 - August 2010
Emerging Growth Equities July 2005 - March 2006
Wilmington Trust June 2002 - July 2005
Hole Brothers 2000 - 2002
Accenture September 1998 - September 2000
Education
Drexel University 2003 — 2005
MBA
Villanova University 1994 — 1998
Emerging Growth Equities September 1999 - July 2015
Education
High Point University 1990 — 1994
Emerging Growth Equities August 2012 - Present
Boenning & Scattergood June 2006 - August 2012
Emerging Growth Equities 2001 - 2006
Pennsylania Merchant Group 1993 - 2001
Prudential Securities November 1989 - November 1993
Drexel Burnham Lambert November 1986 - November 1989
Prudential Bache-Elkins Stroud Supplee September 1980 - November 1986
Skills
Financial Analysis, Equities, Equity Research, Investment Strategies, Alpha Capture..., Alternative Investments, Capital Markets, Bloomberg Terminal, Excel Models, Microsoft Word
Education
La Salle University 1978 — 1981
Associate of Arts (A.A.), English Language and Literature, General
LaSalle College High School 1968 — 1971
High School
Montgomery County Community College
Specialty Certificate in Software Engineering, Computer Science
Emerging Growth Equities March 2014 - Present
Select-A-Branch ATM Network, LLC September 2006 - February 2014
Emerging Growth Equities 1999 - 2006
Skills
Debit Cards, Marketing, Investments, Competitive Analysis, Investment Banking, Strategic Planning, Entrepreneurship, Payment Card Processing, Electronic Payments, Management, Hedge Funds, Mutual Funds
Education
Georgetown University - The McDonough School of Business 1973 — 1977
Roth Capital Partners April 2014 - Present
Emerging Growth Equities January 2012 - April 2014
Boenning & Scattergood, Inc. January 2011 - July 2011
Boenning & Scattergood Inc April 2011 - June 2011
IPG Group April 2010 - April 2011
Interlink Healthcare Communications March 2010 - April 2011
81qd/Medical Knowledge Group August 2009 - May 2010
81q/d Medical Knowledge Group August 2009 - April 2010
Drexel University's LeBow College of Business 2010 - 2010
Boenning & Scattergood, Inc. August 2006 - August 2009
Skills
Equity Research, Venture Capital, Business Development, Forecasting, Competitive Intelligence, Leadership, Mergers & Acquisitions, Investments, Due Diligence, Financial Modeling, Valuation, Market Analysis, Analysis, Life Sciences, Market Research, Management, Biotechnology, Strategy
Education
Sloan Kettering Cancer Center, NY 2002 — 2006
Post Doctoral, Targeted Therapy
The University of Connecticut 1998 — 2003
Ph.D
Drexel University - LeBow College of Business
LeBow College of Business, Drexel University
MBA, Finance/Marketing2012
University of Connecticut
Ph.D
University of Mumbai
Emerging Growth Equities 2012 - 2013
Roth Capital Partners June 2008 - February 2012
Oppenheimer & Co. January 2003 - September 2007
Education
Muhlenberg College 1987 — 1991
Mathematics
Emerging Growth Equities August 2013 - Present
Northland Securities October 2011 - July 2013
Boenning & Scattergood 2003 - 2011
Commerce Capital Markets 2001 - 2003
Janney Montgomery Scott 1993 - 2001
Skills
Equity Research, Equities, Capital Markets, Investments, Series 7, Valuation, Asset Managment, Financial Modeling, Bloomberg, Financial Analysis, Asset Management, Alternative Investments, Mergers & Acquisitions, Corporate Finance, Hedge Funds, Portfolio Management, Securities, Due Diligence, Trading, Private Equity, Fixed Income
Education
Columbia University - Columbia Business School 1981 — 1982
Master of Business Administration (MBA), Finance, General
University of North Carolina at Chapel Hill
Bachelor of Arts (B.A.), Ameican Studies
IMS Health Capital, Inc. January 2015 - Present
LifeCycle Laboratories, LLC January 2013 - January 2014
Momentum Consulting, LLC January 2012 - December 2012
Morgan Joseph TriArtisan LLC January 2010 - December 2011
Emerging Growth Equities 1999 - 2009
Skills
Healthcare, Cancer, Strategy, Business Planning, Capital Markets, Business Development, Strategic Planning, Investment Banking, Management, Venture Capital, Start-ups, Strategic Partnerships, Mergers & Acquisitions
Education
Emory University 1984 — 1987
BA, Economics
London School of Economics and Political Science 1986 — 1986