Feltl and Company
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Feltl and Company Employees
Voya Financial March 2015 - Present
Allianz Life September 2014 - February 2015
Feltl and Company November 2012 - April 2014
ING August 2008 - October 2012
ING June 2006 - August 2008
Ameriprise Financial December 2003 - May 2006
Edward Jones June 2001 - December 2002
Piper Jaffray February 2000 - May 2001
Southwestern Company January 1994 - August 1999
Skills
Retirement Planning, Series 63, Investments, Fixed Annuities, Relationship Management, Life Insurance, Series 7, Mutual Funds, Wealth Management, Business Development, Finance, Marketing, Sales Operations, Insurance, Marketing Strategy, Financial Advisory, Training, Strategic Financial..., Sales, New Business Development, Equities, Financial Planning
Education
The University of North Dakota 1994 — 1999
Communications, Public Relations
The University of North Dakota
Feltl and Company December 2011 - Present
Fintegra,LLC March 2010 - January 2011
Wunderlich Securities,Inc. April 2002 - March 2007
Howe Barnes Investments ,Inc. April 2002 - April 2006
Tucker Anthony Incorporated May 1997 - March 2002
The Chicago Corporation 1986 - 1997
Skills
Portfolio Management, Mutual Funds, Asset Allocation, Investments, Retirement Planning, Securities, Investment Strategies, Investment Management, Wealth Management, Equities, Bonds, Fixed Income, Wealth Management..., IRAs, Trading, 401k, Retirement, Finance, Financial Advisory, Banking, Investment Banking, Financial Services
Education
Northwestern University 1978 — 1980
Economics and Accounting
University of Illinois at Urbana-Champaign 1964 — 1969
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies
Lane Technical H.S 1960 — 1964
EZchip Semiconductor January 2015 - Present
Feltl and Company August 2012 - January 2015
CapStone Investments April 2008 - August 2012
American Technology Research, Inc. November 2005 - January 2008
MS Capital Management, LLC February 2003 - October 2005
First Financial Equity Corporation August 2002 - January 2003
Morgan Stanley September 2000 - July 2002
Peter Piper, Inc. January 1998 - August 2000
Skills
Equities, Portfolio Management, Investments, Equity Research, Financial Modeling, Bloomberg, Financial Analysis, Capital Markets, Microsoft Office, Equity Valuation, Microsoft Excel, Mutual Funds, Valuation, Excel, Analysis, Research, Series 7, Word, Forecasting, Business Analysis, PowerPoint, Industry Analysis, Teamwork, Problem Solving, Hedge Funds, Asset Allocation, Financial Markets, Data Analysis, DCF, Budgeting, Corporate FP&A, Financial Forecasting, IPO, Secondary Offerings, Variance Analysis, Market Analysis, Financial Projection, Growth Strategies, C-Level Communications, Financial Reporting, Analytics, Big Data, Semiconductors, Budgets, Operating Budgets, Series 24, Strategic Planning, Mobile Technology
Education
Ottawa University 2000 — 2005
B.A., Business Administration, 3.15
Orion Advisor Services Accounting AnalystOrion Advisor ServicesAugust 2015 - Present
University of Nebraska at Omaha August 2011 - July 2015
Gavilon Group, LLC September 2014 - December 2014
Feltl and Company May 2013 - September 2013
Oppenheimer & Co. May 2011 - August 2011
Skills
Equity Research, Leadership, Market Research, Time Management, Microsoft Excel, Microsoft Word, Microsoft Office, PowerPoint, Finance, Social Networking
Education
University of Nebraska at Omaha 2011 — 2014
Bachelor of Science (BS), Business Finance, Banking, and Investment Science & Portfolio Management
Saint Mary's University of Minnesota 2010 — 2011
Feltl and Company November 2012 - May 2015
Advanced Equities Inc October 2011 - November 2012
Advanced Equities Inc May 2009 - October 2011
Watermatic LLC January 2009 - May 2009
Southside Sound May 2006 - September 2006
Skills
Venture Capital, Private Equity, Investments, Hedge Funds, Equities, IPO's, Secondaries, Business Development, Small Cap, Corporate Finance
Education
Northeastern Illinois University 2004 — 2008
Lincoln Park High School 2000 — 2004
St Clement
Rex Partners 2008 - Present
Feltl and Company 2003 - March 2008
Miller, Johnson, Steichen, Kinnard January 1994 - January 2003
Exit Marketing 1989 - 1994
CVN Companies, Inc. 1987 - 1989
Retail Brokerages 1978 - 1987
Education
Arizona State University 1973 — 1978
Art History, History of Photography
Feltl and Company 2013 - Present
FBR Capital Markets June 2011 - November 2011
Skills
Equity Research, Investments, Capital Markets, Small Cap, Healthcare Industry, Molecular Diagnostics, Medical Devices, Medical Equipment, Biotechnology Industry, Biopharmaceuticals, Financial Modeling, Portfolio Management, Alternative Investments, Series 7, Series 63, Series 65, Series 86, Series 87
Education
The University of South Dakota 2008 — 2011
Bachelor's of Business Administration (BBA) with Honors, Finance
Ostfalia University of Applied Sciences- Wolfsburg, Germany 2009 — 2009
Certificate, International Business
Parametric September 2014 - Present
Feltl and Company August 2013 - August 2014
BLT Law Group May 2013 - August 2013
Community Justice Project January 2013 - May 2013
Skills
Investment Compliance, Investment Advisers Act, Investment Company Act, Legal Compliance, Securities, Securities Regulation, Securities Market, Broker-Dealer, Private Funds, Financial Law, Legal Writing, Legal Research, Public Policy, Westlaw, PowerPoint, Policy, Lexis, Microsoft Office, Legal Issues, Grassroots Organizing, Risk Management, SEC filings, FINRA, Financial Services, Policy Analysis, Mutual Funds, Legal Documents, Corporate Law, Community Banking, Suspicious Activity..., Legislative Relations, Case Managment, Client Counseling, Manage Client..., Social Media, Digital Marketing..., Sales, Building Relationships, Customer Service, Retail, Retail Sales, Social Services, Volunteering, Community Organizing, Finance, Document Review, Regulations, Oral Arguments, Compliance, LexisNexis
Education
University of St. Thomas School of Law 2015 — 2017
Latin Legum Magister (LLM), Organizational Ethics & Compliance
University of St. Thomas School of Law 2011 — 2014
Juris Doctor (J.D.), Law
Stephen F. Austin State University 2008 — 2010
Bachelor's of Social Work, Social Work
Needham & Company April 2015 - Present
Northland Securities June 2012 - April 2015
Feltl and Company December 2009 - May 2012
ThinkEquity Partners 2008 - 2009
Robert Half Technology 2004 - 2008
First Albany Capital 2002 - 2003
RBC Capital Markets 1998 - 2002
Skills
Enterprise Software, Financial Modeling, Temporary Placement, Investments, Equities, Financial Analysis, Equity Research, Valuation, Asset Management, Series 7, Capital Markets, Personnel Management, Research, Asset Managment, Strategic Planning, Portfolio Management, Strategy, Due Diligence
Education
University of Minnesota - Carlson School of Management
MBA, Finance
University of Minnesota-Twin Cities
BA, Economics
Children's Hospital September 2015 - Present
Feltl and Company April 2015 - August 2015
Green Mill Restaurants Inc. February 2015 - May 2015
Education
Concordia University-St. Paul 2014 — 2018
Business Marketing, Freshman
Academy of Holy Angels 2010 — 2014
Nerium International 2012 - Present
Fairview Health Services 2007 - Present
Allina Hospitals & Clinics 2005 - 2008
Feltl and Company 2004 - 2005
Morgan Stanley Private Wealth Management (Smith Barney) 1996 - 2004
Skills
Mammography, Healthcare, Patient Safety, Radiology, Epic Systems, Customer Service, Healthcare Management, EMR, Medical Imaging, Team Building, Relationship Marketing, Skin Care Products, Direct Sales, Social Media, Social Media Marketing
Education
Concordia University-St. Paul
Bachelor of Science (B.S.), Healthcare Management
Normandale Community College
Associate of Arts and Sciences (A.A.S.), Radiologic Technology/Science - Radiographer
Indiana University-Purdue University at Fort Wayne
General Studies
University of Minnesota-Twin Cities
Eden Prairie High School
Feltl and Company November 2009 - Present
Skills
Investments, Equities, Financial Modeling, Series 7, Financial Analysis, Portfolio Management, Asset Management, Equity Research
Education
University of Minnesota-Duluth 1992 — 1994
North Dakota State University 1988 — 1991
Feltl and Company November 2012 - Present
Advanced Equities May 2005 - November 2012
Lehman Brothers January 2000 - May 2005
Cowen and Company January 1990 - January 2000
Hambrecht & Quist December 1987 - January 1990
Oppenheimer & Co. May 1985 - December 1987
Bear Stearns October 1982 - May 1985
Various Financial Firms May 1975 - October 1982
Skills
Securities, Due Diligence, Financial Services, Capital Markets, Asset Allocation, Fixed Income, Mutual Funds, Investment Strategies, Valuation, FINRA
Education
University of Missouri-Columbia 1969 — 1974
BA, MS, History, Geography
Dougherty & Company December 2011 - Present
Feltl and Company November 2005 - December 2011
Skills
Investment Banking, Asset Management, Capital Markets, Investments, Due Diligence, Corporate Finance, Series 7, Hedge Funds, Equities, Portfolio Management, Valuation, Equity Research, Financial Modeling, Strategic Financial..., Finance, Financial Analysis, Securities, Wealth Management, Mergers & Acquisitions
Education
St. John's University 1988 — 1992
Business/Managerial Economics
Chaska
Cretin-Derham Hall
Feltl and Company April 2009 - Present
Skills
Asset Allocation, Series 7, Portfolio Management, Wealth Management, Strategic Financial..., Retirement Planning, Investments
Education
University of Minnesota - Carlson School of Management 2004 — 2007
Master of Business Administration (M.B.A.)
Feltl and Company 2002 - Present
RJ Steichen / MJSK 1994 - 2002
Skills
IPO, Private Placements, Investments, Corporate Finance, Financial Modeling, Private Equity, Investment Strategies, Securities, Due Diligence, Equities, Financial Analysis, Mergers & Acquisitions, Venture Capital, Finance, Start-ups, Capital Markets, Business Strategy
Education
University of Minnesota - Carlson School of Management 1979 — 1982
mba, finance
Wheaton College 1974 — 1978
ba, economics, political science
Continuity Partners Group September 2015 - Present
Feltl and Company December 2014 - July 2015
US Bancorp Investment Inc January 2010 - December 2014
Wells Fargo Investments July 2007 - January 2010
Federated Investors May 2002 - July 2007
Van Kampen Investments June 2000 - April 2002
Prudential 1998 - 2000
Education
University of Iowa 1993 — 1998
athletics
Manitowoc Lincoln High School 1989 — 1993
Feltl and Company 2010 - Present
Taggart Communications October 2005 - October 2010
Taggart Communications, LLC October 2005 - October 2010
RBC Capital May 2000 - September 2004
Skills
Healthcare, Lifesciences, Entrepreneurship, Medical Devices, Financial Modeling, Clinical Research, dominating the universe, Management, Investments, Financial Analysis, Strategic Planning, Customer Service, Portfolio Management, Research, Business Development, Valuation, Public Speaking
Education
Penn State University 1996 — 2000
BS, Finance
Feltl and Company May 2005 - Present
RBC Dain Rauscher January 1998 - April 2005
Piper Jaffray 1991 - 1998
Skills
Alternative Investments, Investments, Series 7, Portfolio Management, Equities, Financial Services, Securities, Wealth Management, Asset Management, Series 63, Asset Allocation, Fixed Annuities, Mutual Funds
Education
Saint John's University 1988 — 1991
Feltl and Company March 2014 - Present
Fredrikson & Byron September 2006 - March 2014
Skills
Corporate Law, Strategic Leadership &..., Negotiation, Legal Research, Commercial Litigation, Intellectual Property, Management, Start-ups, Litigation, Employment Law, Contract Negotiation, Due Diligence, Appeals, Trade Secrets, Mergers & Acquisitions, Corporate Governance, Licensing, Mediation, Arbitration
Education
Marquette University
Bachelor of Arts, Major-English; Minor-Business Administration
Totino Grace
William Mitchell College of Law
Juris Doctorate
American Century Investments November 2014 - Present
Scout Investments February 2011 - October 2014
Feltl and Company July 2010 - February 2011
UBS Global Asset Management January 2006 - May 2010
Dougherty & Company August 2005 - January 2006
Wells Fargo May 2005 - August 2005
Foss Swim School 2000 - 2005
Mayer Lutheran High School August 2002 - June 2003
Winsted Holy Trinity High School September 2000 - June 2002
Skills
Investments, Research, Healthcare, Portfolio Management, Financial Analysis, Management, Mutual Funds, Equity Research, Valuation, Investment Management, Insurance, Series 7, Equities, Finance, Financial Modeling, Asset Allocation, Securities, Financial Services, Asset Management, Competitive Analysis, Analysis, Wealth Management, Due Diligence, Investment Strategies, Alternative Investments, Strategy, Hedge Funds
Education
University of St. Thomas - Opus College of Business 2003 — 2005
MBA, Finance
Hamline University 1996 — 2000
BA, Education
Mayer Lutheran High School 1992 — 1996
Feltl and Company 2011 - Present
Ameriprise Financial Services, Inc. 2009 - 2011
Kenwood Capital Management 2007 - 2009
RBC Capital Markets 1999 - 2007
Timber Hill, LLC March 1996 - March 1999
Education
Osseo
Osseo
University of California, Berkeley
Feltl and Company December 2007 - Present
A.G. Edwards & Sons, Inc. July 2005 - December 2007
Pershing January 1983 - July 2001
Skills
Investments, Portfolio Management, Bonds, Options, Stocks
Education
Illinois State University 1977 — 1981
BS, Economics/Goegraphy
Laser Design, Inc. 2010 - Present
Home May 2009 - Present
The Family Partnership (Formerly Family and Children's Service) 2009 - Present
National Initiative for Consumers of Energy 2009 - Present
Minneapolis College of Art and Design 1994 - Present
Feltl and Company September 2004 - May 2009
Piper Jaffray May 2002 - September 2004
MJSK 1990 - May 2002
RBC 1985 - 1990
Education
University of Minnesota - Carlson School of Management 1980 — 1981
MBA, Finance
Claremont McKenna College 1973 — 1977
BA, Economics
The Blake School
Feltl and Company September 2007 - Present
Skills
Asset Allocation, Series 7, Wealth Management, Strategic Financial..., Investments, Investment Strategies, Mutual Funds, Investment Advisory, Series 63, Retirement Planning, Alternative Investments, Strategic Planning, Insurance, Bonds, Leadership, Leadership Development, Financial Planning, Fixed Annuities, 401k, Microsoft Office
Education
Crossroads College
Bachelor of Science (B.S.), Counseling Psychology
mostAwesomest Software March 2015 - Present
Feltl and Company April 2013 - March 2015
UnitedHealth Group June 2010 - September 2012
Piper Jaffray September 2003 - December 2008
United Health Care January 2002 - July 2002
US Bank 2000 - 2001
Education
University of Minnesota - Carlson School of Management 2002 — 2004
MBA, Finance
University of Minnesota-Twin Cities 2002 — 2004
MBA, MBA
Drake University 1993 — 1995
BSBA, Actuarial Science
Oak Ridge Financial November 2011 - Present
Feltl and Company January 2008 - November 2011
Merrill Lynch June 2005 - January 2008
Skills
Investments, Asset Allocation, Asset Management, Equities, Financial Planning, Series 7, Insurance, Wealth Management, Retirement Planning, Financial Analysis
Education
Purdue University 2001 — 2005
Lubrication Technologies, Inc. August 2010 - Present
Egan Oil Co. April 2004 - August 2010
Feltl and Company 2001 - April 2004
Education
University of Minnesota-Twin Cities 1983 — 1985
B.S., Finance
St. Cloud State University 1979 — 1982
Feltl and Company January 2009 - Present
Education
Illinois State University 1977 — 1982
Bachelor's degree, Economics/Geography
Feltl and Company
Skills
Investments, Portfolio Management, Wealth Management, Mutual Funds, Financial Planning, Management
Education
Indiana University Bloomington
BS Finance, Finance, General