First Clearing, LLC
Industry: Company
DescriptionHeadquarters: St. Louis, MO Founded: 1934 Parent organizations: Wells Fargo, Wachovia Securities Financial Holdings, LLC Subsidiary: First Clearing LLC, Asset Management Arm
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First Clearing, LLC Employees
The Credit Phoenix April 2015 - Present
Credit Restoration Associates November 2014 - March 2015
Drew Strategies, LLC - Business Consulting September 2013 - September 2014
Primerica July 2013 - June 2014
Lateral Group January 2013 - May 2013
The Computer Merchant November 2012 - January 2013
Wells Fargo Advantage January 2006 - April 2012
First Clearing, LLC November 2004 - January 2006
Evergreen Investments November 2001 - November 2004
BankBoston December 2000 - September 2001
Skills
Business Analysis, Management, Analysis, Mutual Funds, Banking, Investments, Relationship Management, CRM, Risk Management, Process Improvement, Project Management, Business Process..., Business Intelligence, Portfolio Management, Vendor Management, Financial Analysis, Teamwork, Data Management, Credit Management, Credit Scoring
Education
University of Phoenix 2011 — 2012
Certification, Project Management
Stonehill College 1989 — 1993
Bachelor of Arts, Sociology
Bridgton Academy 1988 — 1989
Diploma, Prep School
Lynnfield High School 1984 — 1988
AXA Advisors April 2014 - Present
C&F Investment Services June 2013 - March 2014
TIAA-CREF August 2011 - May 2013
First Clearing LLC November 2006 - September 2011
Wachovia Securities, LLC April 2005 - November 2006
Anderson and Strudwick June 2004 - March 2005
Gardener's Groove June 2002 - December 2004
Lehman Brothers March 2000 - August 2001
Skills
Series 7, Securities, Mutual Funds, Financial Services, Corporate Finance, Fixed Income, Series 63, Back Office, Investments, FINRA, Financial Advisory, Wealth Management, Equities, Risk Management, Portfolio Management, Relationship Management, Asset Management
Education
Institute of Integrative Nutrition 2010 — 2011
NA, Holistic Health Counselor
D'Amore-McKim School of Business at Northeastern University 2009 — 2009
N/A, Courses in Finance
J. Saregant Reynolds 2001 — 2002
N/A, Horticulture
Costa Rica Spanish Institute 2000 — 2000
NA, Spanish language courses
George Mason University 1990 — 1993
BA, Political Science
Wells Fargo Advisors December 2013 - Present
Wells Fargo Advisors June 2012 - January 2014
First Clearing, LLC January 2010 - June 2012
First Clearing, LLC March 2008 - January 2010
First Clearing, LLC January 2007 - March 2008
Wachovia Securities, LLC August 2005 - December 2006
Wachovia Securities, LLC February 2004 - August 2005
Mutual Funds Dept/First Clearing Corporation December 2002 - February 2004
First Clearing Corporation April 2000 - December 2002
Skills
Series 7, Securities, Risk Management, Mutual Funds, Series 63, Process Improvement, Relationship Management, Business Analysis, Financial Services, Banking, Series 9, Series 10, Series 53, Back Office, FINRA, Financial Markets, Leadership, Management, Series 24, Training, Financial Risk, Mergers
Education
University of Richmond 1991 — 1995
BA, Sociology/Religion
IBM GBS Strategy & Transformation October 2014 - Present
Financial Industry Technical Services, Inc. (FITS-Inc.) 2008 - May 2014
Raymond James Financial Inc. May 2012 - February 2014
PrimeVest Financial Services July 2011 - October 2011
Wells Fargo Advisors September 2009 - June 2011
Vanguard October 2008 - September 2009
LPL Financial December 2007 - September 2008
First Clearing LLC August 2006 - December 2007
Wachovia Securities May 2002 - July 2006
Skills
Financial Services, Analysis, Mutual Funds, Business Analysis, Banking, Finance, Project Management, Mergers & Acquisitions, Risk Management, Cross-functional Team..., Back Office, CRM, Trading, Fixed Income, Business Process..., Integration, Management Consulting, Business Strategy, Capital Markets, Equities, Quality Assurance, Security Operations, Strategic Planning, Change Management, Financial Modeling, Relationship Management, Program Management, Customer Operations, IT Audit, Data Analysis, Business Process..., Data Mapping, Equity Capital Markets, Order Management
Education
East Carolina University 1996 — 2002
Bachelor of Science, Business Administration; Managerial Finance
Tilburg University 2001 — 2002
International Marketing and Strategy
First Clearing LLC December 2012 - Present
First Clearing LLC (Wells Fargo Advisors) December 2005 - December 2012
NatCity Investments, Inc. 1998 - 2005
Capital West Securities, Inc. 1996 - 1998
Stifel Nicolaus 1992 - 1996
Skills
Relationship Management, Business Strategy, Wealth Management, Financial Analysis, Mutual Funds, Series 7, Process Improvement, Business Analysis, Business Relationship..., FINRA, Asset Management, Risk Management, Investments, Financial Services, Strategic Planning, Strategic Financial..., Project Management
Education
Ferris State University 1974 — 1978
BS, Accounting / Science
Federal Reserve Bank of New York March 2012 - Present
Genworth Financial July 2005 - March 2012
Wachovia Securities 1998 - 2005
First Clearing, LLC 1998 - 2005
Skills
Securities, Analysis, Banking, Investments, Project Management, Settlement
Education
Virginia Commonwealth University 2001 — 2003
Master of Public Administration (MPA), Public Administration, 3.8
Randolph-Macon College 1994 — 1998
Bachelor of Arts (B.A.), Political Science and Government
First Clearing, LLC January 2006 - March 2015
Wachovia Securities, LLC January 2001 - January 2006
Wachovia Securities, LLC January 1998 - January 2001
Education
University of Mary Washington
B.S, Business Administration
a broker-affiliated trust company August 2010 - Present
First Clearing, LLC June 2008 - August 2010
A.G. Edwards Trust Company 1997 - 2008
Mercantile Trust Company NA 1995 - 1997
Skills
Sales Management, Marketing, Sales, New Business Development, Strategy, Management, B2B, Customer Service, Budgets, Creative Direction, Business Development, Team Building, Project Management, Leadership Development, Entrepreneurship, Financial Analysis, Leadership
Education
Saint Louis University School of Law 1987 — 1991
JD, Law
University of Illinois at Urbana-Champaign 1974 — 1981
PhD, Philosophy
Ball State University 1970 — 1974
BA, English & Philosophy
Elmhurst High School 1967 — 1970
First Clearing, LLC July 2008 - Present
Horace Mann Investors, Inc. 2007 - 2008
Wells Fargo Correspondent Services 2002 - 2004
RBC Dain Correspondent Services 1999 - 2002
Kirkpatrick Pettis 1997 - 1999
Skills
Series 7, Securities, Mutual Funds
Education
Lindenwood University
MBA
Maryville University of Saint Louis
B.S.