First Clearing, LLC

Industry: Company

Description

Headquarters: St. Louis, MO Founded: 1934 Parent organizations: Wells Fargo, Wachovia Securities Financial Holdings, LLC Subsidiary: First Clearing LLC, Asset Management Arm

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First Clearing, LLC Employees

Employee
Years
Job
Industry
Andrew J Sanborn Andrew J Sanborn Richmond, Virginia Area Details
Andrew J Sanborn's First Clearing, LLC Experience November 2004 - January 2006
Job President at The Credit Phoenix ♦ Credit Restoration Champion ♦ Empowering consumers to lower their interest rates
Industry Financial Services
Experience
The Credit Phoenix   April 2015 - Present
Credit Restoration Associates   November 2014 - March 2015
Drew Strategies, LLC - Business Consulting   September 2013 - September 2014
Primerica  July 2013 - June 2014
Lateral Group  January 2013 - May 2013
The Computer Merchant  November 2012 - January 2013
Wells Fargo Advantage   January 2006 - April 2012
First Clearing, LLC   November 2004 - January 2006
Evergreen Investments  November 2001 - November 2004
BankBoston  December 2000 - September 2001

Skills
Business Analysis, Management, Analysis, Mutual Funds, Banking, Investments, Relationship Management, CRM, Risk Management, Process Improvement, Project Management, Business Process..., Business Intelligence, Portfolio Management, Vendor Management, Financial Analysis, Teamwork, Data Management, Credit Management, Credit Scoring

Education
University of Phoenix   2011 — 2012
Certification, Project Management

Stonehill College   1989 — 1993
Bachelor of Arts, Sociology

Bridgton Academy   1988 — 1989
Diploma, Prep School

Lynnfield High School   1984 — 1988

Laura Dickinson Laura Dickinson Richmond, Virginia Details
Laura Dickinson's First Clearing, LLC Experience November 2006 - September 2011
Job Branch Operations Manager at AXA Advisors
Industry Financial Services
Experience
AXA Advisors  April 2014 - Present
C&F Investment Services   June 2013 - March 2014
TIAA-CREF  August 2011 - May 2013
First Clearing LLC  November 2006 - September 2011
Wachovia Securities, LLC  April 2005 - November 2006
Anderson and Strudwick   June 2004 - March 2005
Gardener's Groove   June 2002 - December 2004
Lehman Brothers  March 2000 - August 2001

Skills
Series 7, Securities, Mutual Funds, Financial Services, Corporate Finance, Fixed Income, Series 63, Back Office, Investments, FINRA, Financial Advisory, Wealth Management, Equities, Risk Management, Portfolio Management, Relationship Management, Asset Management

Education
Institute of Integrative Nutrition   2010 — 2011
NA, Holistic Health Counselor

D'Amore-McKim School of Business at Northeastern University   2009 — 2009
N/A, Courses in Finance

J. Saregant Reynolds   2001 — 2002
N/A, Horticulture

Costa Rica Spanish Institute   2000 — 2000
NA, Spanish language courses

George Mason University   1990 — 1993
BA, Political Science

Chuck Earle Chuck Earle Richmond, Virginia Area Details
Chuck Earle's First Clearing, LLC Experience January 2010 - June 2012
Job Department Manager, Middle Office Services Group, Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors  December 2013 - Present
Wells Fargo Advisors  June 2012 - January 2014
First Clearing, LLC   January 2010 - June 2012
First Clearing, LLC   March 2008 - January 2010
First Clearing, LLC   January 2007 - March 2008
Wachovia Securities, LLC  August 2005 - December 2006
Wachovia Securities, LLC  February 2004 - August 2005
Mutual Funds Dept/First Clearing Corporation   December 2002 - February 2004
First Clearing Corporation   April 2000 - December 2002

Skills
Series 7, Securities, Risk Management, Mutual Funds, Series 63, Process Improvement, Relationship Management, Business Analysis, Financial Services, Banking, Series 9, Series 10, Series 53, Back Office, FINRA, Financial Markets, Leadership, Management, Series 24, Training, Financial Risk, Mergers

Education
University of Richmond   1991 — 1995
BA, Sociology/Religion

William Tribble William Tribble Richmond, Virginia Details
William Tribble's First Clearing, LLC Experience August 2006 - December 2007
Job GBS Strategy and Transformation
Industry Financial Services
Experience
IBM GBS Strategy & Transformation   October 2014 - Present
Financial Industry Technical Services, Inc. (FITS-Inc.)   2008 - May 2014
Raymond James Financial Inc.  May 2012 - February 2014
PrimeVest Financial Services  July 2011 - October 2011
Wells Fargo Advisors  September 2009 - June 2011
Vanguard  October 2008 - September 2009
LPL Financial  December 2007 - September 2008
First Clearing LLC  August 2006 - December 2007
Wachovia Securities  May 2002 - July 2006

Skills
Financial Services, Analysis, Mutual Funds, Business Analysis, Banking, Finance, Project Management, Mergers & Acquisitions, Risk Management, Cross-functional Team..., Back Office, CRM, Trading, Fixed Income, Business Process..., Integration, Management Consulting, Business Strategy, Capital Markets, Equities, Quality Assurance, Security Operations, Strategic Planning, Change Management, Financial Modeling, Relationship Management, Program Management, Customer Operations, IT Audit, Data Analysis, Business Process..., Data Mapping, Equity Capital Markets, Order Management

Education
East Carolina University   1996 — 2002
Bachelor of Science, Business Administration; Managerial Finance

Tilburg University   2001 — 2002
International Marketing and Strategy

Earl Lyden Earl Lyden Greater St. Louis Area Details
Earl Lyden's First Clearing, LLC Experience December 2012 - Present
Job Business Strategy Manager at First Clearing LLC
Industry Financial Services
Experience
First Clearing LLC  December 2012 - Present
First Clearing LLC (Wells Fargo Advisors)   December 2005 - December 2012
NatCity Investments, Inc.   1998 - 2005
Capital West Securities, Inc.   1996 - 1998
Stifel Nicolaus  1992 - 1996

Skills
Relationship Management, Business Strategy, Wealth Management, Financial Analysis, Mutual Funds, Series 7, Process Improvement, Business Analysis, Business Relationship..., FINRA, Asset Management, Risk Management, Investments, Financial Services, Strategic Planning, Strategic Financial..., Project Management

Education
Ferris State University   1974 — 1978
BS, Accounting / Science

James Hickle James Hickle Richmond, Virginia Area Details
James Hickle's First Clearing, LLC Experience 1998 - 2005
Job Senior Banking Analyst at Federal Reserve Bank of New York
Industry Financial Services
Experience
Federal Reserve Bank of New York  March 2012 - Present
Genworth Financial  July 2005 - March 2012
Wachovia Securities  1998 - 2005
First Clearing, LLC   1998 - 2005

Skills
Securities, Analysis, Banking, Investments, Project Management, Settlement

Education
Virginia Commonwealth University   2001 — 2003
Master of Public Administration (MPA), Public Administration, 3.8

Randolph-Macon College   1994 — 1998
Bachelor of Arts (B.A.), Political Science and Government

Julia Yates Julia Yates Richmond, Virginia Area Details
Julia Yates's First Clearing, LLC Experience January 2006 - March 2015
Job Operations Compliance Consultant
Industry Financial Services
Experience
First Clearing, LLC   January 2006 - March 2015
Wachovia Securities, LLC  January 2001 - January 2006
Wachovia Securities, LLC  January 1998 - January 2001

Education
University of Mary Washington
B.S, Business Administration

Jay Harker Jay Harker Greater St. Louis Area Details
Jay Harker's First Clearing, LLC Experience June 2008 - August 2010
Job Senior Vice President & Director of Marketing and New Business Development at a brokeraffiliated trust company
Industry Financial Services
Experience
a broker-affiliated trust company   August 2010 - Present
First Clearing, LLC   June 2008 - August 2010
A.G. Edwards Trust Company   1997 - 2008
Mercantile Trust Company NA   1995 - 1997

Skills
Sales Management, Marketing, Sales, New Business Development, Strategy, Management, B2B, Customer Service, Budgets, Creative Direction, Business Development, Team Building, Project Management, Leadership Development, Entrepreneurship, Financial Analysis, Leadership

Education
Saint Louis University School of Law   1987 — 1991
JD, Law

University of Illinois at Urbana-Champaign   1974 — 1981
PhD, Philosophy

Ball State University   1970 — 1974
BA, English & Philosophy

Elmhurst High School   1967 — 1970

Ken Kaufmann Ken Kaufmann Greater St. Louis Area Details
Ken Kaufmann's First Clearing, LLC Experience July 2008 - Present
Job Relationship Manager at First Clearing, LLC
Industry Financial Services
Experience
First Clearing, LLC   July 2008 - Present
Horace Mann Investors, Inc.   2007 - 2008
Wells Fargo Correspondent Services   2002 - 2004
RBC Dain Correspondent Services   1999 - 2002
Kirkpatrick Pettis  1997 - 1999

Skills
Series 7, Securities, Mutual Funds

Education
Lindenwood University
MBA

Maryville University of Saint Louis
B.S.

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