First Empire Securities
Industry: Company
DescriptionFounded: 1984 Parent organization: First Empire Holding Corp.FeedbackDisclaimer Claim this knowledge panel Knowledge ResultSee photos See outsideMoved, closed, or was never hereReportFirst EmpireDirections Saved (0) Saved Save Financial institution in Hauppauge, New York Address: 100 Motor Parkway, 2nd Floor, Hauppauge, NY 11788 Hours: Closed ⋅ Opens 8:30AM Mon SundayClosedMonday8:30AM–5PMTuesday8:30AM–5PMWednesday8:30AM–5PMThursday8:30AM–5PMFriday8:30AM–5PMSaturdayClosedSuggest an edit Unable to add this file. Please check that it is a valid photo. Phone: (631) 979-0097Category: : : : Place name: : Website: : : Category: Financial Institution Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo.Add missing informationAdd website Unable to add this file. Please check that it is a valid photo. Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of First Empire Posting publicly on the Web Write a review Reviews Be the first to review
First Empire Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at First Empire Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
First Empire Securities Salaries. You can even request information on how much does First Empire Securities pay if you want to. Learn about salaries, pros and cons of working for First Empire Securities directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
28 First Empire Securities employees in database. Find out everything there's to know about First Empire Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
First Empire Securities Employees
Employee
Years
Job
Industry
Colin X. Morse Colin X. Morse's First Empire Securities Experience January 2010 - December 2011
Job Vice President at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott January 2012 - Present
First Empire Securities January 2010 - December 2011
New England Financial September 2008 - January 2010
Altanes Investments, LLC November 2006 - May 2007
Skills
Fixed Income, Capital Markets, Trading, Finance, MBS, Series 7, Equities, Series 63, Hedge Funds, Investments, Alternative Investments, Securities
Education
Fordham University
B.A., Political Science, Economics
Janney Montgomery Scott January 2012 - Present
First Empire Securities January 2010 - December 2011
New England Financial September 2008 - January 2010
Altanes Investments, LLC November 2006 - May 2007
Skills
Fixed Income, Capital Markets, Trading, Finance, MBS, Series 7, Equities, Series 63, Hedge Funds, Investments, Alternative Investments, Securities
Education
Fordham University
B.A., Political Science, Economics
Jacky Wan Jacky Wan's First Empire Securities Experience May 2006 - December 2006
Job Global Risk Management Analyst at XL Catlin
Industry Insurance
Experience
XL Catlin November 2013 - Present
Piano Teacher January 2000 - Present
Slalom Consulting ISO March 2013 - October 2013
P & C Insurance System October 2011 - February 2013
ISO/Verisk Analytics January 2007 - October 2011
CVS March 2009 - August 2010
First Empire Securities May 2006 - December 2006
New York Junior Tennis League April 2001 - September 2005
Stony Brook University January 2003 - December 2003
Skills
HTML, SQL, JavaScript, Visual Basic, XML, VBScript, Mac OS X, VB.NET, Microsoft SQL Server, ASP, C#, VBA, Oracle, Sybase, Qbasic, Microsoft Office, Access, Microsoft Excel, PowerPoint, Research, Databases
Education
Baruch College, City University of New York (CUNY) 2010 — 2014
Master of Business Administration (MBA), Finance and Information Systems
Adelphi 2010 — 2010
MBA, Business Administration
Stony Brook University 2002 — 2006
Bachelor of Science, Information Systems
XL Catlin November 2013 - Present
Piano Teacher January 2000 - Present
Slalom Consulting ISO March 2013 - October 2013
P & C Insurance System October 2011 - February 2013
ISO/Verisk Analytics January 2007 - October 2011
CVS March 2009 - August 2010
First Empire Securities May 2006 - December 2006
New York Junior Tennis League April 2001 - September 2005
Stony Brook University January 2003 - December 2003
Skills
HTML, SQL, JavaScript, Visual Basic, XML, VBScript, Mac OS X, VB.NET, Microsoft SQL Server, ASP, C#, VBA, Oracle, Sybase, Qbasic, Microsoft Office, Access, Microsoft Excel, PowerPoint, Research, Databases
Education
Baruch College, City University of New York (CUNY) 2010 — 2014
Master of Business Administration (MBA), Finance and Information Systems
Adelphi 2010 — 2010
MBA, Business Administration
Stony Brook University 2002 — 2006
Bachelor of Science, Information Systems
Anthony Zawadzki Anthony Zawadzki's First Empire Securities Experience June 2011 - August 2011
Job Associate Proprietary Data Products at IntercontinentalExchange, Inc.
Industry Financial Services
Experience
IntercontinentalExchange, Inc. January 2014 - Present
NYSE Euronext July 2013 - January 2014
NYSE Euronext July 2012 - December 2012
First Empire Securities June 2011 - August 2011
Saint Anthony's High School June 2009 - August 2011
Anthony Zawadzki Personal Training Company January 2009 - January 2011
Skills
Bloomberg, Excel, Word, PowerPoint, Microsoft Office, Fixed Income, Stata, Microsoft Word, Microsoft Excel, Analysis, Market Data, Sales
Education
Lafayette College 2009 — 2013
Bachelor of Arts (B.A.), Economics and Business, Religious Studies
IntercontinentalExchange, Inc. January 2014 - Present
NYSE Euronext July 2013 - January 2014
NYSE Euronext July 2012 - December 2012
First Empire Securities June 2011 - August 2011
Saint Anthony's High School June 2009 - August 2011
Anthony Zawadzki Personal Training Company January 2009 - January 2011
Skills
Bloomberg, Excel, Word, PowerPoint, Microsoft Office, Fixed Income, Stata, Microsoft Word, Microsoft Excel, Analysis, Market Data, Sales
Education
Lafayette College 2009 — 2013
Bachelor of Arts (B.A.), Economics and Business, Religious Studies
Scott Perri Scott Perri's First Empire Securities Experience June 2010 - September 2010
Job Associate Equities Advanced Execution Services (AES) at Credit Suisse
Industry Financial Services
Experience
Credit Suisse December 2014 - Present
Cantor Fitzgerald November 2012 - December 2014
Maxim Group June 2011 - September 2011
First Empire Securities June 2010 - September 2010
Skills
Series 63, Series 7, Bloomberg Terminal, Equities, Bloomberg, FINRA, Microsoft Excel, Portfolio Management, Fixed Income, Financial Modeling, Electronic Trading, Finance
Education
Drexel University 2008 — 2012
Bachelor of Science, Business Administration, Concentration in Finance
Smithtown H.S
Credit Suisse December 2014 - Present
Cantor Fitzgerald November 2012 - December 2014
Maxim Group June 2011 - September 2011
First Empire Securities June 2010 - September 2010
Skills
Series 63, Series 7, Bloomberg Terminal, Equities, Bloomberg, FINRA, Microsoft Excel, Portfolio Management, Fixed Income, Financial Modeling, Electronic Trading, Finance
Education
Drexel University 2008 — 2012
Bachelor of Science, Business Administration, Concentration in Finance
Smithtown H.S
Azim Luthra Azim Luthra's First Empire Securities Experience March 2001 - April 2003
Job Financial Analyst at KuttinMetis Wealth Management
Industry Financial Services
Experience
Kuttin-Metis Wealth Management September 2014 - Present
Tifco Associates August 2006 - September 2014
Cheesecake Factory September 2006 - August 2014
Manzes Incorporated April 2010 - December 2013
Clark Dodge and Company November 2010 - September 2011
Advanced Capital Group Inc May 2003 - August 2006
First Empire Securities March 2001 - April 2003
Skills
Bloomberg Terminal, Bloomberg, Microsoft Excel, Microsoft Word, microsoft powerpoint, Finance, Management, PeopleSoft, Budgets, Customer Service, Accounting, PowerPoint, Risk Management, Employee Relations, Fixed Income, Leadership, Analysis, Sales, Financial Analysis, Time Management, Portfolio Management, Banking, Microsoft Office, Investments, Financial Services, Equities
Education
Frank G Zarb School of Business 2002 — 2009
Bachelors of Business Administration, FinanceFinance
Hofstra University 2002 — 2009
BBA, Finance, 3.8 GPA
Smithtown high school 1998 — 2002
Kuttin-Metis Wealth Management September 2014 - Present
Tifco Associates August 2006 - September 2014
Cheesecake Factory September 2006 - August 2014
Manzes Incorporated April 2010 - December 2013
Clark Dodge and Company November 2010 - September 2011
Advanced Capital Group Inc May 2003 - August 2006
First Empire Securities March 2001 - April 2003
Skills
Bloomberg Terminal, Bloomberg, Microsoft Excel, Microsoft Word, microsoft powerpoint, Finance, Management, PeopleSoft, Budgets, Customer Service, Accounting, PowerPoint, Risk Management, Employee Relations, Fixed Income, Leadership, Analysis, Sales, Financial Analysis, Time Management, Portfolio Management, Banking, Microsoft Office, Investments, Financial Services, Equities
Education
Frank G Zarb School of Business 2002 — 2009
Bachelors of Business Administration, FinanceFinance
Hofstra University 2002 — 2009
BBA, Finance, 3.8 GPA
Smithtown high school 1998 — 2002
Rob Madden Rob Madden's First Empire Securities Experience November 2003 - June 2007
Job Regional Vice President Advisor Consultant
Industry Financial Services
Experience
Hartford Funds November 2011 - Present
OppenheimerFunds, Inc June 2007 - July 2011
First Empire Securities November 2003 - June 2007
Associate August 2001 - January 2003
Barings LLC April 2000 - August 2001
Morgan Stanley Smith Barney April 1998 - April 2000
Bear Stearns September 1997 - April 1998
Skills
Fixed Income, Securities, Investments, Trading, Investment Management, Municipal Bonds, Mutual Funds, Portfolio Optimization, Asset Allocation, Alternative Investments, Investment Strategies, Equities, Portfolio Management, Fixed Income Portfolio..., Liquidity Management, High Yield, Series 7, Retirement Planning, Private Label, Leadership, Mortgage Securities
Education
Long Island University at C.W. Post College 1994 — 1997
Bachelor of Science, Business Administration, Finance
Long Island University at C.W. Post College 1994 — 1997
Bachelor of Science, Business Administration, Finance
United States Naval Academy 1993 — 1997
Bachelor, Science Curriculum; Political Science
United States Naval Academy 1993 — 1994
Political Science
Hartford Funds November 2011 - Present
OppenheimerFunds, Inc June 2007 - July 2011
First Empire Securities November 2003 - June 2007
Associate August 2001 - January 2003
Barings LLC April 2000 - August 2001
Morgan Stanley Smith Barney April 1998 - April 2000
Bear Stearns September 1997 - April 1998
Skills
Fixed Income, Securities, Investments, Trading, Investment Management, Municipal Bonds, Mutual Funds, Portfolio Optimization, Asset Allocation, Alternative Investments, Investment Strategies, Equities, Portfolio Management, Fixed Income Portfolio..., Liquidity Management, High Yield, Series 7, Retirement Planning, Private Label, Leadership, Mortgage Securities
Education
Long Island University at C.W. Post College 1994 — 1997
Bachelor of Science, Business Administration, Finance
Long Island University at C.W. Post College 1994 — 1997
Bachelor of Science, Business Administration, Finance
United States Naval Academy 1993 — 1997
Bachelor, Science Curriculum; Political Science
United States Naval Academy 1993 — 1994
Political Science
Kevin Itwaru Kevin Itwaru's First Empire Securities Experience April 2009 - January 2010
Job Biotechnology Professional
Industry Biotechnology
Experience
Eppendorf North America December 2010 - March 2011
Bankers Conseco Life Insurance Company August 2010 - November 2010
First Empire Securities April 2009 - January 2010
Kevin Itwaru Teaching October 2000 - January 2010
Education
Rensselaer Polytechnic Institute
Bachelor of Science, Biomedical Engineering; 2010
Eppendorf North America December 2010 - March 2011
Bankers Conseco Life Insurance Company August 2010 - November 2010
First Empire Securities April 2009 - January 2010
Kevin Itwaru Teaching October 2000 - January 2010
Education
Rensselaer Polytechnic Institute
Bachelor of Science, Biomedical Engineering; 2010
Stephen J Burnett Stephen J Burnett's First Empire Securities Experience October 2008 - June 2009
Job Relationship Banker, Small Business Specialist
Industry Financial Services
Experience
Solaire Generation Inc July 2010 - October 2010
First Empire Securities October 2008 - June 2009
GAM Options, Inc. July 2008 - August 2008
SunTrust Robinson Humphrey April 2006 - January 2008
J.M. Duryea, Inc. 1998 - 2006
Spear Leeds & Kellogg 1994 - 1997
Education
The Levin Institute 2010 — 2010
JumpStart NYC 4.0
Duquesne University
BA, Economics
Solaire Generation Inc July 2010 - October 2010
First Empire Securities October 2008 - June 2009
GAM Options, Inc. July 2008 - August 2008
SunTrust Robinson Humphrey April 2006 - January 2008
J.M. Duryea, Inc. 1998 - 2006
Spear Leeds & Kellogg 1994 - 1997
Education
The Levin Institute 2010 — 2010
JumpStart NYC 4.0
Duquesne University
BA, Economics
Matt D'Avanzo Matt D'Avanzo's First Empire Securities Experience March 2004 - Present
Job Sr. VP Fixed Income at First Empire Securities
Industry Financial Services
Experience
First Empire Securities March 2004 - Present
Global Asset Management June 2000 - March 2004
T. Rowe Price August 1998 - June 2000
Skills
Investments, Series 63, Wealth Management, Series 7, Fixed Income, Securities, Investment Strategies, Asset Allocation, Bonds, Alternative Investments, Mutual Funds, FINRA, Investment Advisory, Bloomberg, Hedge Funds
Education
University of South Florida 1994 — 1998
Bachelor's degree, Psychology
First Empire Securities March 2004 - Present
Global Asset Management June 2000 - March 2004
T. Rowe Price August 1998 - June 2000
Skills
Investments, Series 63, Wealth Management, Series 7, Fixed Income, Securities, Investment Strategies, Asset Allocation, Bonds, Alternative Investments, Mutual Funds, FINRA, Investment Advisory, Bloomberg, Hedge Funds
Education
University of South Florida 1994 — 1998
Bachelor's degree, Psychology
Ray Commisso Ray Commisso's First Empire Securities Experience July 2003 - January 2006
Job Chief Investment Officer Of Carpathia Fund & Principal Of Ray Commisso's Investment Management
Industry Financial Services
Experience
Carpathia Fund January 2008 - Present
Thomson Reuters October 2008 - December 2013
Iron Mountain Capital Partners February 2006 - October 2008
First Empire Securities July 2003 - January 2006
Syosset Baseball 1997 - 2003
Banque IndoSuez April 1991 - February 1996
Skills
Fixed Income, Fixed Income Analysis, Fixed Income Portfolio..., Fixed Income Technology, Fixed Income Strategies, Interest Rate Hedging, Product Development, Product Management, Product Marketing, Product Design, Product Launch, Project Management, Project Planning, Software Project..., Agile Project Management, Project Delivery, Project Coordination, SDLC, Full SDLC, Electronic Trading, Strategic Planning, Strategic Leadership, Strategic Thinking, Use Case Analysis, Use Case Diagrams, Risk Management, JAD, Solution Architecture, Team Building, Team Leadership, Risk Assessment, User Experience, Identifying Client Needs, Global Management, Global Experience, Sales Management, Competitive Analysis, Baseball, Options, Hedge Funds, Investments, Securities, Financial Markets, Trading, CRM, Equities, Reference Data, Market Data, Trading Systems, Asset Allocation
Education
Columbia University in the City of New York
Bachelor's Degree, Economics / Chemistry
Chaminade High School
Carpathia Fund January 2008 - Present
Thomson Reuters October 2008 - December 2013
Iron Mountain Capital Partners February 2006 - October 2008
First Empire Securities July 2003 - January 2006
Syosset Baseball 1997 - 2003
Banque IndoSuez April 1991 - February 1996
Skills
Fixed Income, Fixed Income Analysis, Fixed Income Portfolio..., Fixed Income Technology, Fixed Income Strategies, Interest Rate Hedging, Product Development, Product Management, Product Marketing, Product Design, Product Launch, Project Management, Project Planning, Software Project..., Agile Project Management, Project Delivery, Project Coordination, SDLC, Full SDLC, Electronic Trading, Strategic Planning, Strategic Leadership, Strategic Thinking, Use Case Analysis, Use Case Diagrams, Risk Management, JAD, Solution Architecture, Team Building, Team Leadership, Risk Assessment, User Experience, Identifying Client Needs, Global Management, Global Experience, Sales Management, Competitive Analysis, Baseball, Options, Hedge Funds, Investments, Securities, Financial Markets, Trading, CRM, Equities, Reference Data, Market Data, Trading Systems, Asset Allocation
Education
Columbia University in the City of New York
Bachelor's Degree, Economics / Chemistry
Chaminade High School
Jennifer Tevere Jennifer Tevere's First Empire Securities Experience June 2011 - June 2014
Job Sr. Associate, Financial and Operations Mgmt. at North Shore University Hospital
Industry Hospital & Health Care
Experience
North Shore University Hospital June 2015 - Present
North Shore University Hospital June 2014 - June 2015
First Empire Securities June 2011 - June 2014
First Empire Securities, Inc March 2009 - June 2011
Merrill Lynch June 2008 - August 2008
Merrill Lynch June 2007 - August 2007
Alliance-Agency June 2006 - August 2006
Skills
Fixed Income, Series 7, Securities, Bloomberg, Series 63, Investments, Trading, Bonds, Financial Analysis, Equities, Finance, Capital Markets, Electronic Trading, FINRA, Wealth Management
Education
New York University 2015 — 2017
Master of Public Administration (MPA)
Hofstra University 2005 — 2009
North Shore University Hospital June 2015 - Present
North Shore University Hospital June 2014 - June 2015
First Empire Securities June 2011 - June 2014
First Empire Securities, Inc March 2009 - June 2011
Merrill Lynch June 2008 - August 2008
Merrill Lynch June 2007 - August 2007
Alliance-Agency June 2006 - August 2006
Skills
Fixed Income, Series 7, Securities, Bloomberg, Series 63, Investments, Trading, Bonds, Financial Analysis, Equities, Finance, Capital Markets, Electronic Trading, FINRA, Wealth Management
Education
New York University 2015 — 2017
Master of Public Administration (MPA)
Hofstra University 2005 — 2009
Kate Tully Kate Tully's First Empire Securities Experience April 2004 - March 2006
Job Executive Assistant Human Resources at NBTY
Industry Executive Office
Experience
NBTY July 2011 - Present
SMSC (Standard Microsystems) June 2006 - February 2011
SMSC (Standard Microsystems) June 2006 - February 2011
xyz June 2006 - February 2011
SMSC 2006 - 2011
Delfino Custom Closets March 2005 - June 2006
Delfino Custom Closets March 2005 - May 2006
First Empire Securities April 2004 - March 2006
First Empire Securities February 2004 - March 2005
Mobile Computing Group September 1996 - May 2003
Skills
Outlook, Human Resources
Education
Briarcliffe College 1984 — 1986
Associates, Secretarial Science
Briarcliffe College for Business 1984 — 1986
Associates, Secretarial Science; Legal Secretarial
Briarcliffe College for Business 1984 — 1986
Associates, Secretarial Science; Legal Secretarial
NBTY July 2011 - Present
SMSC (Standard Microsystems) June 2006 - February 2011
SMSC (Standard Microsystems) June 2006 - February 2011
xyz June 2006 - February 2011
SMSC 2006 - 2011
Delfino Custom Closets March 2005 - June 2006
Delfino Custom Closets March 2005 - May 2006
First Empire Securities April 2004 - March 2006
First Empire Securities February 2004 - March 2005
Mobile Computing Group September 1996 - May 2003
Skills
Outlook, Human Resources
Education
Briarcliffe College 1984 — 1986
Associates, Secretarial Science
Briarcliffe College for Business 1984 — 1986
Associates, Secretarial Science; Legal Secretarial
Briarcliffe College for Business 1984 — 1986
Associates, Secretarial Science; Legal Secretarial
Brendan O'Rourke Brendan O'Rourke's First Empire Securities Experience September 2004 - April 2007
Job Vice President at TD Securities
Industry Financial Services
Experience
TD Securities July 2012 - December 2013
UBS Wealth Management January 2012 - July 2012
Barclays Wealth December 2010 - December 2011
Innovest Systems April 2007 - November 2010
First Empire Securities September 2004 - April 2007
Paloma Partners 2003 - 2004
Reuters August 1996 - August 2003
Skills
Fixed Income, Risk Management, Equities, Vendor Management, SDLC, Business Analysis, Capital Markets, Derivatives, Financial Services, Market Data, Requirements Gathering
Education
Pace University 1999 — 2001
MS, Information Systems
Iona College 1992 — 1996
BA, Economics
TD Securities July 2012 - December 2013
UBS Wealth Management January 2012 - July 2012
Barclays Wealth December 2010 - December 2011
Innovest Systems April 2007 - November 2010
First Empire Securities September 2004 - April 2007
Paloma Partners 2003 - 2004
Reuters August 1996 - August 2003
Skills
Fixed Income, Risk Management, Equities, Vendor Management, SDLC, Business Analysis, Capital Markets, Derivatives, Financial Services, Market Data, Requirements Gathering
Education
Pace University 1999 — 2001
MS, Information Systems
Iona College 1992 — 1996
BA, Economics
Michael Petrucelli's First Empire Securities Experience October 1992 - December 1993
Job Owner/Operator at The Goddard School in Darien, IL.
Industry Education Management
Experience
The Goddard School in Darien, IL May 2012 - Present
Ally Financial August 2011 - February 2012
Gleacher & Co. November 2008 - August 2011
Lehman Brothers March 2001 - September 2008
Lehman Brothers January 1997 - March 2001
First Empire Securities October 1992 - December 1993
Clemson University August 1991 - August 1992
General Reinsurance Company October 1990 - August 1991
The Babcock & Wilcox Company June 1985 - August 1990
Skills
Fixed Income, Equities, Capital Markets, Hedge Funds, Securities, Banking, MBS, Risk Management, Finance, CMBS, Investment Banking, Bloomberg, Trading, Private Equity, Asset Management, Loans, Valuation, Financial Modeling, Alternative Investments, Financial Structuring, Structured Products, High Yield, Series 7, Series 63, Asset Managment, Early Childhood..., Educational Leadership, Team Management, Small Business, Small Business Marketing, Preschool
Education
Clemson University 1991 — 1992
MA, Economics
Pace University - Lubin School of Business 1990 — 1991
MBA, Finance
Clarkson University 1981 — 1985
Bachelor of Science, Electrical Engineering
The Goddard School in Darien, IL May 2012 - Present
Ally Financial August 2011 - February 2012
Gleacher & Co. November 2008 - August 2011
Lehman Brothers March 2001 - September 2008
Lehman Brothers January 1997 - March 2001
First Empire Securities October 1992 - December 1993
Clemson University August 1991 - August 1992
General Reinsurance Company October 1990 - August 1991
The Babcock & Wilcox Company June 1985 - August 1990
Skills
Fixed Income, Equities, Capital Markets, Hedge Funds, Securities, Banking, MBS, Risk Management, Finance, CMBS, Investment Banking, Bloomberg, Trading, Private Equity, Asset Management, Loans, Valuation, Financial Modeling, Alternative Investments, Financial Structuring, Structured Products, High Yield, Series 7, Series 63, Asset Managment, Early Childhood..., Educational Leadership, Team Management, Small Business, Small Business Marketing, Preschool
Education
Clemson University 1991 — 1992
MA, Economics
Pace University - Lubin School of Business 1990 — 1991
MBA, Finance
Clarkson University 1981 — 1985
Bachelor of Science, Electrical Engineering
Luke Donenfeld, CAIA's First Empire Securities Experience January 2012 - Present
Job Vice President Fixed Income Strategies at First Empire Securities, Inc
Industry Financial Services
Experience
First Empire Securities, Inc April 2012 - Present
First Empire Securities January 2012 - Present
Advisors Asset Management, Inc. April 2007 - June 2011
Advisors Asset Management January 2007 - January 2011
Mulholland Capital Advisors 2006 - 2006
O'Shaughnessy Asset Management, LLC (OSAM) January 1999 - January 2005
Bear Stearns Asset Management Inc. 1999 - 2005
Chase Global Mutual Funds Group January 1998 - January 1999
Van Kampen American Capital January 1997 - January 1998
Diversified Financial Concepts June 1994 - June 1997
Skills
Asset Allocation, Group Presentations, ETFs, Mutual Funds, Alternative Investments, Series 7, Asset Management, Fixed Income, Securities, Institutional, Investments, Portfolio Management, Bonds, Hedge Funds, Equities, Wealth Management, Investment Strategies, Financial Markets, Annuities, Investment Advisory, Retirement, Financial Planning, Due Diligence, Asset, Retirement Planning, Insurance, Wealth, Risk Management, Financial Advisory, Series 63, IRA's, Emerging Markets, Credit, Financial Analysis, Separately Managed..., Compliance, Client Service, SMA, Analysis, Annuity, Managed Accounts, Investment Products, Fixed Income Products, Portfolio Optimization, Stocks, Fund Of Funds, Series 6, Morningstar, Portfolios, Managed Futures
Education
Boston University 1990 — 1994
Bachelor of Liberal Arts, International Relations
Staples High School 1987 — 1990
First Empire Securities, Inc April 2012 - Present
First Empire Securities January 2012 - Present
Advisors Asset Management, Inc. April 2007 - June 2011
Advisors Asset Management January 2007 - January 2011
Mulholland Capital Advisors 2006 - 2006
O'Shaughnessy Asset Management, LLC (OSAM) January 1999 - January 2005
Bear Stearns Asset Management Inc. 1999 - 2005
Chase Global Mutual Funds Group January 1998 - January 1999
Van Kampen American Capital January 1997 - January 1998
Diversified Financial Concepts June 1994 - June 1997
Skills
Asset Allocation, Group Presentations, ETFs, Mutual Funds, Alternative Investments, Series 7, Asset Management, Fixed Income, Securities, Institutional, Investments, Portfolio Management, Bonds, Hedge Funds, Equities, Wealth Management, Investment Strategies, Financial Markets, Annuities, Investment Advisory, Retirement, Financial Planning, Due Diligence, Asset, Retirement Planning, Insurance, Wealth, Risk Management, Financial Advisory, Series 63, IRA's, Emerging Markets, Credit, Financial Analysis, Separately Managed..., Compliance, Client Service, SMA, Analysis, Annuity, Managed Accounts, Investment Products, Fixed Income Products, Portfolio Optimization, Stocks, Fund Of Funds, Series 6, Morningstar, Portfolios, Managed Futures
Education
Boston University 1990 — 1994
Bachelor of Liberal Arts, International Relations
Staples High School 1987 — 1990
Nathan Rohrmeier's First Empire Securities Experience March 2009 - January 2011
Job VP of Correspondent Sales at The Money Source, Inc.
Industry Financial Services
Experience
The Money Source Inc. November 2013 - Present
New Penn Financial, LLC October 2011 - October 2013
Banc Of Manhattan/Capital January 2011 - October 2011
First Empire Securities March 2009 - January 2011
Pro Health 2008 - 2009
The Winter Group April 2004 - August 2008
Skills
Credit Analysis, Loss Mitigation, Loan Origination, Loans, Series 63, Sales, Mortgage Banking, Finance, Financial Structuring, Underwriting, Pricing, Residential Mortgages, Mortgage Lending, Refinance, Asset Management, Financial Analysis, Credit, Due Diligence, Valuation, Banking, Investments, Fixed Income, Risk Management, Negotiation, Financial Services, Portfolio Management, FHA, Capital Markets, Financial Risk, Commercial Lending, Mortgage Servicing, Real Estate Economics, Funding, Mortgage Underwriting, Structured Finance, Credit Risk, Relationship Management, Loan Servicing
Education
Clemson University - College of Business and Behavioral Science 1998 — 2002
The Money Source Inc. November 2013 - Present
New Penn Financial, LLC October 2011 - October 2013
Banc Of Manhattan/Capital January 2011 - October 2011
First Empire Securities March 2009 - January 2011
Pro Health 2008 - 2009
The Winter Group April 2004 - August 2008
Skills
Credit Analysis, Loss Mitigation, Loan Origination, Loans, Series 63, Sales, Mortgage Banking, Finance, Financial Structuring, Underwriting, Pricing, Residential Mortgages, Mortgage Lending, Refinance, Asset Management, Financial Analysis, Credit, Due Diligence, Valuation, Banking, Investments, Fixed Income, Risk Management, Negotiation, Financial Services, Portfolio Management, FHA, Capital Markets, Financial Risk, Commercial Lending, Mortgage Servicing, Real Estate Economics, Funding, Mortgage Underwriting, Structured Finance, Credit Risk, Relationship Management, Loan Servicing
Education
Clemson University - College of Business and Behavioral Science 1998 — 2002
Tracy Taormina (McGloin)'s First Empire Securities Experience March 2009 - Present
Job In House Counsel at First Empire Securities, Inc.
Industry Legal Services
Experience
First Empire Securities March 2009 - Present
Cumberland Associates December 2003 - February 2009
O'Melveny & Myers LLP October 2000 - December 2003
Richards, Layton & Finger 1998 - 2000
Skills
Corporate Governance, Corporate Law, Due Diligence, Hedge Funds, Private Equity, Securities Regulation, Structured Finance
Education
Washington and Lee University School of Law 1995 — 1998
State University of New York College at Geneseo 1991 — 1995
First Empire Securities March 2009 - Present
Cumberland Associates December 2003 - February 2009
O'Melveny & Myers LLP October 2000 - December 2003
Richards, Layton & Finger 1998 - 2000
Skills
Corporate Governance, Corporate Law, Due Diligence, Hedge Funds, Private Equity, Securities Regulation, Structured Finance
Education
Washington and Lee University School of Law 1995 — 1998
State University of New York College at Geneseo 1991 — 1995
John E. Lawlor, Esq.'s First Empire Securities Experience 1986 - 1987
Job Attorney at John E. Lawlor
Industry Law Practice
Experience
John E. Lawlor 1987 - Present
First Empire Securities 1986 - 1987
Skills
Securities Litigation, Securities Arbitration, Commercial Litigation, Securities Regulation, Regulatory Requirements, Regulatory Submissions, Broker-Dealer, Arbitration, Courts, Mediation, Civil Litigation, Employment Law, Business Litigation, Class Actions, Torts, Appeals, Legal Writing, Legal Research, Dispute Resolution, Corporate Law, Securities, Trials, Breach Of Contract, Personal Injury, Alternative Dispute..., Hearings, Non-compete Agreements, White Collar Criminal..., Trial Practice, Litigation Support, Trade Secrets, Product Liability, Insurance Law, Criminal Defense, Intellectual Property, Litigation
Education
The Catholic University of America, Columbus School of Law 1981 — 1984
Doctor of Law (JD)
State University of New York at Stony Brook 1977 — 1981
BBA, Psychology, Spanish
John E. Lawlor 1987 - Present
First Empire Securities 1986 - 1987
Skills
Securities Litigation, Securities Arbitration, Commercial Litigation, Securities Regulation, Regulatory Requirements, Regulatory Submissions, Broker-Dealer, Arbitration, Courts, Mediation, Civil Litigation, Employment Law, Business Litigation, Class Actions, Torts, Appeals, Legal Writing, Legal Research, Dispute Resolution, Corporate Law, Securities, Trials, Breach Of Contract, Personal Injury, Alternative Dispute..., Hearings, Non-compete Agreements, White Collar Criminal..., Trial Practice, Litigation Support, Trade Secrets, Product Liability, Insurance Law, Criminal Defense, Intellectual Property, Litigation
Education
The Catholic University of America, Columbus School of Law 1981 — 1984
Doctor of Law (JD)
State University of New York at Stony Brook 1977 — 1981
BBA, Psychology, Spanish
Jason Romano's First Empire Securities Experience September 2007 - April 2014
Job VP of Finance Theradynamics Rehab Mgmt., LLC
Industry Health, Wellness and Fitness
Experience
Theradynamics April 2014 - Present
First Empire Securities September 2007 - April 2014
Skills
Bloomberg, Hedge Funds, Fixed Income, Trading, Financial Analysis, Wealth Management, Financial Modeling, Capital Markets, Retirement Planning, Securities, Series 7, Series 63, Strategic Financial..., Investment Strategies, Portfolio Management, Bonds, Asset Management, Equities, Investments, Finance, Management, Microsoft Excel, Microsoft Office
Education
Columbia Engineering 2001 — 2006
BS, Industrial Engineering & Operations Research, Economics
Columbia University in the City of New York 2001 — 2006
BS, Engineering Management Systems
Theradynamics April 2014 - Present
First Empire Securities September 2007 - April 2014
Skills
Bloomberg, Hedge Funds, Fixed Income, Trading, Financial Analysis, Wealth Management, Financial Modeling, Capital Markets, Retirement Planning, Securities, Series 7, Series 63, Strategic Financial..., Investment Strategies, Portfolio Management, Bonds, Asset Management, Equities, Investments, Finance, Management, Microsoft Excel, Microsoft Office
Education
Columbia Engineering 2001 — 2006
BS, Industrial Engineering & Operations Research, Economics
Columbia University in the City of New York 2001 — 2006
BS, Engineering Management Systems
Dusty Bowers's First Empire Securities Experience June 2009 - January 2015
Job Vice President of National Sales at Capital Services
Industry Financial Services
Experience
Capital Services January 2015 - Present
First Empire Securities June 2009 - January 2015
TNB Card Services March 2006 - January 2009
CUNA Mutual Group 1986 - 2006
Skills
Credit, Loans, Investments, Credit Unions, Banking, Underwriting, Financial Analysis, Portfolio Management, Strategic Financial..., Asset Management, Insurance, Financial Services, Wealth Management, Leadership, Risk Management, Relationship Management, Retirement Planning, Series 7, Mortgage Lending, Fixed Annuities, Series 63, Mutual Funds, Credit Analysis, Securities, Financial Advisory
Education
University of Iowa 1973 — 1979
BBA, Insurance
East High School
University of Iowa
Capital Services January 2015 - Present
First Empire Securities June 2009 - January 2015
TNB Card Services March 2006 - January 2009
CUNA Mutual Group 1986 - 2006
Skills
Credit, Loans, Investments, Credit Unions, Banking, Underwriting, Financial Analysis, Portfolio Management, Strategic Financial..., Asset Management, Insurance, Financial Services, Wealth Management, Leadership, Risk Management, Relationship Management, Retirement Planning, Series 7, Mortgage Lending, Fixed Annuities, Series 63, Mutual Funds, Credit Analysis, Securities, Financial Advisory
Education
University of Iowa 1973 — 1979
BBA, Insurance
East High School
University of Iowa
Tom Schulte's First Empire Securities Experience April 2008 - Present
Job MBS Fixed Income Trader/Sales at First Empire Securities
Industry Financial Services
Experience
First Empire Securities April 2008 - Present
MFR Securities, Inc. December 2005 - April 2008
Advest August 2004 - December 2005
Prudential Securities November 1987 - December 2000
Skills
Series 7, Trading, Bonds, Series 24, Securities, Bloomberg, Equities, Investments, Asset Management, Portfolio Management, Equity Trading, Hedge Funds, Alternative Investments, Series 63, Wealth Management, Asset Managment, Options, High Yield, Series 3, Series 55, FINRA
Education
Montclair State University 1983 — 1987
Bachelor of Arts (B.A.)
First Empire Securities April 2008 - Present
MFR Securities, Inc. December 2005 - April 2008
Advest August 2004 - December 2005
Prudential Securities November 1987 - December 2000
Skills
Series 7, Trading, Bonds, Series 24, Securities, Bloomberg, Equities, Investments, Asset Management, Portfolio Management, Equity Trading, Hedge Funds, Alternative Investments, Series 63, Wealth Management, Asset Managment, Options, High Yield, Series 3, Series 55, FINRA
Education
Montclair State University 1983 — 1987
Bachelor of Arts (B.A.)
joseph oricoli's First Empire Securities Experience May 2005 - Present
Job Managing Director at First Empire Securities
Industry Investment Management
Experience
First Empire Securities May 2005 - Present
first empire asset management May 2005 - Present
First Empire Securities, Inc May 2005 - Present
LPC Services May 2005 - Present
First Empire Securities May 2005 - Present
FORE Partners capital January 2002 - April 2005
Nicholson International North America January 2000 - December 2001
Strategic Investment Management January 1996 - December 1999
Credit Suisse First Boston January 1991 - May 1995
Morgan Stanley July 1979 - December 1990
Skills
Hedge Funds, Equities, Investments, Fixed Income, Bloomberg, Series 7, Portfolio Management, Management, Asset Managment, Series 63, Alternative Investments, Mutual Funds, Trading Systems, Asset Allocation, Electronic Trading, Equity Research, Financial Markets, Financial Services, CRM, Investment Advisory, Series 24, Relationship Management, Risk Management, Financial Analysis, Financial Modeling, Banking
Education
NYU
New York University - Polytechnic School of Engineering
First Empire Securities May 2005 - Present
first empire asset management May 2005 - Present
First Empire Securities, Inc May 2005 - Present
LPC Services May 2005 - Present
First Empire Securities May 2005 - Present
FORE Partners capital January 2002 - April 2005
Nicholson International North America January 2000 - December 2001
Strategic Investment Management January 1996 - December 1999
Credit Suisse First Boston January 1991 - May 1995
Morgan Stanley July 1979 - December 1990
Skills
Hedge Funds, Equities, Investments, Fixed Income, Bloomberg, Series 7, Portfolio Management, Management, Asset Managment, Series 63, Alternative Investments, Mutual Funds, Trading Systems, Asset Allocation, Electronic Trading, Equity Research, Financial Markets, Financial Services, CRM, Investment Advisory, Series 24, Relationship Management, Risk Management, Financial Analysis, Financial Modeling, Banking
Education
NYU
New York University - Polytechnic School of Engineering
Wes Sprague's First Empire Securities Experience January 1991 - September 1998
Job Principal at Wesley BBQ Consulting
Industry Public Relations and Communications
Experience
Wesley BBQ Consulting 2009 - Present
Four Soft USA September 1998 - November 2009
First Empire Securities January 1991 - September 1998
Avery Crafts Associates, Ltd January 1982 - January 1991
Radio Marketing (Money Radio Sales, Inc. January 1977 - January 1982
M.W. Sprague & Son, Inc. January 1972 - January 1977
Skills
Public Speaking, Voice Over Talent, Competition BBQ Cook, Certified BBQ Judge, Strategy, Voice Over, Leadership, Advertising, Training, Customer Service, Operations Management, Social Media Marketing, Marketing Strategy
Education
Southern Methodist University 1966 — 1970
Bachelor's of Business Administration, Finance
Locust Valley High School 1962 — 1966
Regents Diploma, College Prep.
Wesley BBQ Consulting 2009 - Present
Four Soft USA September 1998 - November 2009
First Empire Securities January 1991 - September 1998
Avery Crafts Associates, Ltd January 1982 - January 1991
Radio Marketing (Money Radio Sales, Inc. January 1977 - January 1982
M.W. Sprague & Son, Inc. January 1972 - January 1977
Skills
Public Speaking, Voice Over Talent, Competition BBQ Cook, Certified BBQ Judge, Strategy, Voice Over, Leadership, Advertising, Training, Customer Service, Operations Management, Social Media Marketing, Marketing Strategy
Education
Southern Methodist University 1966 — 1970
Bachelor's of Business Administration, Finance
Locust Valley High School 1962 — 1966
Regents Diploma, College Prep.
Tim McWilliams's First Empire Securities Experience May 1986 - November 2011
Job Fixed Income Portfolio Specialist at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments October 2014 - Present
Catalyst Corporate Credit Union March 2012 - February 2014
First Empire Securities May 1986 - November 2011
Skills
Fixed Income, Investments, Series 7, Securities, Portfolio Management, Asset Management, Trading, Bloomberg, Series 63, Wealth Management, Investment Banking, Bonds, Financial Services, Financial Markets, Investment Strategies, Asset Allocation, Investment Advisory, Mutual Funds, Financial Advisory, Series 24, Strategic Financial..., Retirement Planning, Institutional..., MBS, Wealth Management...
Education
Adelphi University 1982 — 1985
Economics
Fidelity Investments October 2014 - Present
Catalyst Corporate Credit Union March 2012 - February 2014
First Empire Securities May 1986 - November 2011
Skills
Fixed Income, Investments, Series 7, Securities, Portfolio Management, Asset Management, Trading, Bloomberg, Series 63, Wealth Management, Investment Banking, Bonds, Financial Services, Financial Markets, Investment Strategies, Asset Allocation, Investment Advisory, Mutual Funds, Financial Advisory, Series 24, Strategic Financial..., Retirement Planning, Institutional..., MBS, Wealth Management...
Education
Adelphi University 1982 — 1985
Economics
Greg Wirthmann's First Empire Securities Experience April 2010 - Present
Job Senior Vice President of Fixed Income Strategies at First Empire Securities
Industry Capital Markets
Experience
First Empire Securities April 2010 - Present
Southeast Corporate FCU March 2002 - April 2010
Education
University of Houston 1979 — 1983
BBA, Economics
First Empire Securities April 2010 - Present
Southeast Corporate FCU March 2002 - April 2010
Education
University of Houston 1979 — 1983
BBA, Economics
Ron Quaranta's First Empire Securities Experience March 2007 - May 2008
Job at
Industry Financial Services
Experience
NYSUPD February 2015 - Present
Patchogue Ambulance Company October 2010 - Present
First Empire Securities, Inc March 2007 - Present
First Empire Securities March 2007 - May 2008
21st Century Marketing May 2005 - March 2007
21st Century Marketing April 2004 - May 2005
Brentwood Legion Ambulance June 1991 - August 1995
Skills
Asset Management, Bloomberg, Customer Service, Financial Analysis, Fixed Income, Healthcare, Investments, Series 63, Series 7, Training
Education
State University of New York, University at Stony Brook
M.A, Public Policy
State University of New York, University at Stony Brook
B.A, Political Science
Stony Brook University
M.A., Public Policy
Suffolk Community College
A.A, Liberal Arts and Sciences
NYSUPD February 2015 - Present
Patchogue Ambulance Company October 2010 - Present
First Empire Securities, Inc March 2007 - Present
First Empire Securities March 2007 - May 2008
21st Century Marketing May 2005 - March 2007
21st Century Marketing April 2004 - May 2005
Brentwood Legion Ambulance June 1991 - August 1995
Skills
Asset Management, Bloomberg, Customer Service, Financial Analysis, Fixed Income, Healthcare, Investments, Series 63, Series 7, Training
Education
State University of New York, University at Stony Brook
M.A, Public Policy
State University of New York, University at Stony Brook
B.A, Political Science
Stony Brook University
M.A., Public Policy
Suffolk Community College
A.A, Liberal Arts and Sciences
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY