First Midwest Securities, Inc
Address: 11 Broadway # 1532, New York, NY 10004 Phone: (212) 785-5151Category: Hours: Website: : : : : : : Place name: Category: Financial Planner Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Add website Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of First Midwest Securities Posting publicly on the Web Write a review Reviews Be the first to review
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First Midwest Securities, Inc Employees
State Farm November 2013 - Present
StudyPoint August 2011 - October 2013
NEF July 2011 - April 2012
Illinois Air National Guard August 2005 - August 2011
Spherion March 2009 - November 2009
First Midwest Securities, Inc August 2007 - December 2007
Education
Illinois State University 2010 — 2011
Master's, Business Administration
Illinois State University 2010 — 2011
B.S, Finance
Illinois State University
B.S, Small Business Management
Cloud Termite and Pest Control November 2013 - Present
Cannons Marina September 2012 - October 2013
Global Arena Capital Corp. January 2012 - September 2012
First Midwest Securities, Inc February 2011 - February 2012
National Securities April 2009 - February 2011
First Republic Group January 2008 - March 2009
Skills
Management, Sales, Public Relations, Strategic Planning, Business Strategy, Small Business, Marketing Strategy, Team Building, Entrepreneurship, Customer Service, Negotiation, Sales Management, Marketing, Business Development, Business Planning, Financial Services, Pest Control
Education
Marymount Manhattan College 2001 — 2005
Bachelor of Business Administration (BBA), International Finance, B
The American University of Rome 2004 — 2004
Bachelor of Business Administration (BBA), International Finance, B
Landmark Education 1999 — 2001
Boarding School, College/University Preparatory and Advanced High School
Booker High School 1997 — 1999
High School, VPA Dramma Program
Quest Wealth Management October 2014 - Present
Wells Fargo Advisors, LLC July 2012 - October 2014
First Midwest Securities Inc. June 2004 - July 2012
Gunn Allen Financial January 2003 - June 2004
Education
The University of Baltimore, Maryland 1990 — 1992
Master of Science (M.S.), Finance
Towson University 1986 — 1990
Bachelor of Business Administration (B.B.A.), Marketing
Bolmgren RetirePLAN, Inc. January 2013 - Present
First Midwest Securities, Inc September 2010 - December 2012
Advance Capital March 2004 - September 2010
Prudential Securities May 2002 - March 2004
Education
The University of Akron 2001 — 2004
Bachelor of Science in Business Administration, Finance
The American College
Chartered Life Underwriter (CLU®)
J.P. Morgan December 2014 - Present
Elul Estate Wines/Skyline Properties Inc. September 2014 - November 2014
Phoenix Financial Services September 2014 - October 2014
Jablonski Agro-Teknik May 2014 - August 2014
First Midwest Securities, Inc September 2009 - December 2012
Nassau County District Attorney December 2010 - August 2012
4 YOU Clothing Co. November 2005 - September 2008
Skills
Trading, Sales, Finance, Economics, Bloomberg, Microsoft Excel, Microsoft Office, Wealth Management, Asset Management, Investments, Management, Equity Capital Markets, Sales Operations, Basketball, Football
Education
Baruch College, City University of New York (CUNY) 2012 — 2015
Bachelor of Arts (B.A.), Economics, 3.71
Nassau Community College 2009 — 2012
Associate's degree, Criminal Justice and Corrections, 3.82
Lechmaier Family Chiropractic Center January 2014 - Present
Palmer College of Chiropractic October 2012 - September 2013
First Midwest Securities, Inc October 2005 - September 2009
Sunrise Chiropractic April 2005 - August 2008
Skills
Nutrition, Wellness, Pain Management, Prevention, Wellbeing, Chiropractic, Health Promotion, Fitness, Athletics, Rehabilitation, Alternative Medicine, Cpr Certified, Exercise Physiology, Healing, Healthcare, Personal Training, Wellness Coaching, Sports Medicine, Therapeutic Massage, Holistic Health, Nutritional Counseling, Stress, Pediatrics, Sports Injuries, Public Health, Strength Training, Health Education, Treatment, Physical Therapy
Education
Palmer Chiropractic College of Florida 2009 — 2013
Doctor Of Chiropractic, Chiropractic
Adelphi University 2006 — 2008
Bachelors, Biology
Nassau Community College 2003 — 2006
Associates, Liberal Arts: Math & Science
Morgan Stanley June 2014 - Present
Morgan Stanley June 2012 - June 2014
JP Morgan Chase June 2011 - June 2012
First Midwest Securities, Inc October 2010 - June 2011
Skills
Series 7, Series 63, Finance, Mutual Funds, Financial Services, Building Relationships, Investments, Rollovers, Personal Finance, Strategic Financial..., Banking Relationships, Client Services, Needs Analysis, Wealth Management, Asset Allocation, Securities, PowerPoint, Financial Analysis, Wealth, Microsoft Excel, Financial Planning, Retirement, Retirement Plan..., Retirement Income..., Wealth Preservation..., Investment Products, Investment Proposals, Compliance, Rule 144, Section 16, Restricted Stock, Employee Stock Options, Executive Compensation..., 10b5-1 Plans, Microsoft Office, Portfolio Management, Customer Service, Fixed Income, Microsoft Word, Asset Management, Equities, Relationship Management
Education
Manhattanville College 2008 — 2010
Bachelor of Arts (BA), Finance
Concordia College-New York 2006 — 2008
Iona Prep 2002 — 2006
Autun Contractors January 2013 - Present
Ipreo March 2012 - May 2012
Baruch College, Writers' Society September 2011 - May 2012
Baruch College, Writers' Society September 2010 - May 2011
Undergraduate Student Government - Baruch College September 2010 - May 2011
First Midwest Securities, Inc June 2010 - August 2010
Children Community Development Center September 2006 - December 2009
Skills
Microsoft Office, Linux, Bloomberg Terminal, Reuters, Bigdough, Windows Server, Facebook, Microsoft Excel, Event Planning
Education
City University of New York-Baruch College 2010 — 2012
Bachelor of Business Administration (BBA), Finance & Investments
Alliance Consulting Group, LLC April 2013 - Present
Stifel Financial Corp. 2012 - 2013
Transamerica Financial Advisors, Inc. January 2008 - May 2011
First Midwest Securities, Inc August 2007 - December 2007
Horace Mann July 2006 - December 2007
Merrill Lynch September 2003 - May 2004
National City Bank January 2003 - September 2003
Edward Jones June 2002 - July 2003
COUNTRY Financial® February 1992 - March 2002
Business Men's Assurance Company January 1991 - January 1992
Skills
Superior Communication, Able To Multi-task, Team Building, Dependable, FINRA, SEC reporting, Compliance Audits, RIA, Training & Development, OFAC, Securities Regulation, Dispute Resolution, Financial Markets, Insurance, Quality Auditing, SEC filings, Series 24, Series 7, Securities, Asset Management, Investment Strategies, Equities, Finance, Broker-Dealer, Investments, Mutual Funds, Investment Advisory, Uniform Combined State..., Entrepreneurship, Public Speaking, AML, USA PATRIOT Act, KYC, Bank Secrecy Act, Financial Advisory, Financial Services, Wealth Management, Anti Money Laundering, IRAs
Education
Southern Illinois University, Edwardsville 2014 — 2016
Bachelor of Economics & Finance
University of Illinois Springfield 2008 — 2010
Business / Finance
Illinois State University 2003 — 2006
Heartland Community College 2001 — 2003
Associate of Arts (AA), Finance, General
Oklahoma State University 1988 — 1990
General Studies
Astoria High School
The American College 1992 — 1996
Life Underwriters Training Council Fellow
FINRA Series 7, 24, & 66
Active Life, Health, Auto, & Home Insurance Licenses
Woodstock Financial Group, Inc. March 2011 - Present
First Midwest Securities, Inc October 2008 - February 2011
JP Turner & Company, LLC November 2005 - October 2008
Skills
Hold Series 7, Series 63, Series 65, Series 24, Series 7, Portfolio Management, Credit, Investments, Equities, Investment Strategies, Bonds, Fixed Income, Asset Management, Options, Trading, Financial Analysis, Finance, Insurance, Valuation, Financial Markets, Financial Modeling, Bloomberg, Corporate Finance, Investment Properties, Wealth Management, Retirement Planning, Mutual Funds, Investment Advisory, Microsoft Excel, Trading Systems, Customer Service, Retirement, Asset Allocation, Strategic Financial..., Financial Advisory, Microsoft Office, Fixed Annuities, Wealth, Investment Management, Alternative Investments, ETFs, Securities, FINRA, 401k, IRAs, Financial Services, Wealth Management..., High Net Worth..., Equity Trading, Retirement Plan...
Education
Hofstra University 1998 — 2007
Frank Zarb School Of Business, Business, Management, Marketing, and Related Support Services
Kellenberg Memorial High School 1998 — 2002
High school degree
Dominican Ministries, Inc. 2012 - Present
RE Wealth Advisors January 2015 - May 2015
Olympia Capital Markets Group 2012 - 2012
First Midwest Securities, Inc 2010 - 2010
John Thomas Financial 2009 - 2010
Ohio National Financial Services 2004 - 2008
Sherry Hitchcock Insurance 2003 - 2008
Sherry Hitchcock Insurance 2003 - 2008
Sherry Hitchcock Insurance 2003 - 2008
Skills
Management, Sales, Insurance, Microsoft Office, Microsoft Excel, Microsoft Word, Research, PowerPoint, Leadership, Training, Photoshop, Real Estate Investments, Strategic Investment, Commodities, Public Speaking, Entrepreneurship, Marketing, Customer Service, Social Media Marketing, Investments, Social Media, Marketing Strategy, Portfolio Management, Public Relations, Finance, Social Networking, Financial Analysis, Sales Management, Team Building, Investment Banking, Equities, Asset Management
Education
Victory Bible College
Doctor of Christian Counseling, Marriage and Family Therapy/Counseling
Victory Bible College
Master's Degree, Divinity/Ministry
Ohio University
Bachelor's Degree, Business Administration and Management, General
Ohio University
Associate's Degree, Social Sciences
The Hartford January 2015 - Present
The Hartford August 2013 - Present
The Hartford June 2012 - August 2012
Deal Flow Media June 2011 - August 2011
First Midwest Securities, Inc June 2010 - August 2010
America Reads September 2009 - December 2009
Skills
Business Analysis, Investments, Microsoft Excel, Microsoft Office, Data Analysis, Public Speaking
Education
Quinnipiac University 2009 — 2013
Morgan Stanley Wealth Management July 2015 - Present
Morgan Stanley Smith Barney July 2011 - July 2015
Clark Dodge Asset Management January 2011 - June 2011
First Midwest Securities, Inc September 2009 - August 2010
Skills
Microsoft Word, Financial Analysis, PowerPoint, Cold Calling, Microsoft Excel, Analysis, Management, Access, Finance, Investments, Leadership, Due Diligence, Financial Modeling, Human Resources, Equities
Education
Manhattanville College 2007 — 2011
BA, Business Management
Archbishop Stepinac High School 2003 — 2007
Network 1 Financial Securities December 2012 - Present
Obsidian Financial Ltd June 2010 - December 2012
A&F Financial Securities September 2008 - May 2010
First Midwest Securities, Inc February 2005 - September 2008
Skills
Sales, Sales Management, Investments, Equities, Bonds, Mutual Funds, Investment Banking, IPO, Private Placements, Management, Portfolio Management, Fixed Income Strategies, Fixed Income Portfolio..., Options Strategies, Commercial Real Estate, International Banking..., International Economics, Global Macro, International Capital..., Trading Strategies, Customer Relations, Investment Advisory, Institutional..., Broker-Dealer Compliance, Commodity Markets, Money Market Funds, New Business Development
Education
The Manchester Metropolitan University 1999 — 2003
Bachelor's Degree, Business, Management, Marketing, and Related Support Services, 2:1
Macquarie University 2001 — 2001
Bachelor's Degree, Business, Management, Marketing, and Related Support Services, 2:1
Asplundh Tree Expert Co. September 2015 - Present
J.D.Nicholas & Associates, Inc. January 2013 - August 2015
Legend Securities, Inc. July 2012 - December 2012
Chelsea Financial Services September 2010 - June 2012
A&F Financial Securities, Inc. September 2008 - September 2010
First Midwest Securities, Inc March 2005 - September 2008
GunnAllen Financial May 2004 - March 2005
Harrison Securities November 2003 - April 2004
Worldco, LLC July 2000 - October 2003
Carl H. Pforzheimer and Company July 1997 - July 2000
Skills
Investments, Mutual Funds, Equities, Fixed Income, Customer Service, Microsoft Excel, Microsoft Word, Microsoft Office, Know Your Customer..., Anti Money Laundering
Education
City University of New York-Baruch College - Zicklin School of Business 1995 — 2000
MBA, Finance, 3.5
Lafayette College 1990 — 1994
Bachelor of Science (BS), Mathematics, 3.3
Lafayette College 1990 — 1994
Bachelor of Arts (B.A.), Business-Economics, 3.3
LPL Financial November 2014 - Present
First Midwest Securities, Inc. September 2013 - November 2014
First Midwest Securities, Inc January 2012 - September 2013
First Midwest Securities, Inc August 2010 - January 2012
Midwestern Securities Trading Company, LLC November 2000 - August 2010
Skills
Investment Advisory, AML, Securities, Series 24, Mutual Funds, FINRA, Equities, Investments, Series 63, Financial Services, Portfolio Management, Fixed Annuities, Risk Management
Education
University of Illinois Springfield 2003 — 2005
Bachelor of Arts, Management
CV Brokerage Inc. July 2011 - Present
First Midwest Securities, Inc January 2011 - July 2011
Consolidated Trading February 2006 - October 2008
Group One Trading June 2002 - January 2006
Group One Trading October 2004 - September 2005
Skills
Options, Derivatives, Equities, Portfolio Management, Trading, Series 7, Options Strategies, Financial Risk, Electronic Trading, Equity Derivatives, Proprietary Trading, Commodity, Commodity Markets, ETFs, Hedging, Volatility, Risk Management, Financial Markets, Traders, Bloomberg
Education
Fordham University 1998 — 2002
B.S., Finance and Accounting
Google January 2015 - Present
Google April 2013 - Present
vente-privee.com September 2012 - March 2013
Nittany Urgent Care January 2012 - April 2012
Project Siesta September 2010 - December 2011
Emmy Lou Jewelry June 2010 - August 2011
First Midwest Securities, Inc May 2010 - August 2010
Future Findings Inc./ Princeton Jewlers May 2009 - August 2009
Skills
Microsoft Office, SPSS, Spanish, Photoshop, Minitab, Adobe, Microsoft Excel, Social Media Marketing, Sales Operations, Marketing Strategy, Social Networking, Social Media, PowerPoint, Microsoft Word
Education
Penn State University 2008 — 2012
Bachelor of Science, Psychology, Business
Wells Fargo Securities July 2015 - Present
Wells Fargo July 2013 - June 2015
JPMorgan Chase June 2012 - August 2012
Abbott June 2011 - August 2011
First Midwest Securities, Inc July 2010 - August 2010
Skills
Bloomberg, Accounts Payable, Corporate Finance, Financial Modeling, Financial Analysis, PowerPoint, Microsoft Excel, Banking, Finance, Financial Risk, Valuation, Equities, Bloomberg Terminal, Analysis
Education
Baruch College 2009 — 2013
Bachelor of Business Administration (BBA), Finance, General
Keller Williams Realty July 2007 - Present
First Midwest Securities Inc October 2004 - April 2007
Skills
REO, e-PRO, Notary Public, Real Estate, Short Sales, Buying, Negotiation, Referrals, Foreclosures, Distressed Property, First Time Home Buyers, Listings, Resale, Property, Residential Homes, Real Estate Transactions, Selling, Single Family Homes, Investments, Resellers, Investors, Sellers, Investment Properties, Vacation Homes, Condos, Buyer Representation, Relocation, New Home Sales, Real Property, Townhomes, Seller Representation, Sales, Luxury
Education
Philippine Christian University 1995 — 1997
MBA, Marketing
University of Peshawar 1995 — 1997
MCOM, Accounting & Finance
National Income Life Insurance January 2011 - Present
First Midwest Securities, Inc January 2005 - September 2010
Ladenburg Thalmann January 2002 - August 2005
Gruntal & Co January 1995 - January 2002
Lehman Brothers January 1990 - January 1993
Skills
telemarkrting, Sales representatives
Education
New York University 1979 — 1983
ba, arts and science
Confidential April 2010 - Present
Orion January 2003 - Present
BNY Mellon January 2012 - April 2012
First Midwest Securities Inc April 2010 - May 2011
Great Eastern Securities March 2004 - January 2006
Navillus Securities Inc May 1992 - December 2003
Skills
Series 7, Trade Execution, Proprietary Trading, Equity Trading, Options, Trading Strategies, Trading, ETFs, Electronic Trading, Technical Analysis, Series 63, Trading Systems, Equities, Equity Derivatives, Financial Markets, Portfolio Management, Indices
Education
Catawba College 1976 — 1980
CURRENT
Catawba College, Salisbury
C, Economics
AllianceBernstein November 2014 - Present
JP Morgan Chase Bank, N.A. November 2011 - November 2014
First Midwest Securities, Inc January 2010 - October 2011
Skills
Accounting, Investment Strategies, Microsoft Excel, Sales, Mutual Funds, Fixed Income, Equities, Territory Growth, Growth Strategies, Financial Analysis, Asset Management
Education
Long Island University, C.W. Post Campus 2006 — 2011
Bachelor's degree, International Business
Hartweg, Turner, Wood, & Devary February 2014 - Present
It's Poppin' Gourmet Popcorn, LLP February 2014 - Present
LoveMedley December 2013 - Present
Self-Employed April 2013 - Present
Kelly Services/State Farm June 2013 - December 2013
Brady, Connolly & Masuda November 2012 - May 2013
Express Employment Professionals/Mid Central Community Action (temporary) September 2012 - November 2012
Kanoski & Associates March 2011 - July 2012
First Midwest Securities, Inc October 2008 - March 2010
Thomas V. Maguire & Associates January 2005 - March 2006
Skills
Microsoft Office, Microsoft Excel, Recruiting, Research, Event Planning, Marketing, Editing, Customer Service, Outlook, Process Improvement, Inventory Management, Team Building, Project Management, Process Scheduler, Financial Analysis, Training, Insurance, Public Speaking, Social Media Marketing, Leadership, Marketing Communications, Microsoft Word, Risk Management, Social Media, Sales, Team Leadership, Business Development, Analysis, Community Outreach, Leadership Development, Access, Interviews, Data Entry, Social Networking, Human Resources, Negotiation, Employee Relations, Teamwork, Budgets, Strategic Planning, PowerPoint, Public Relations, Administrative..., Account Management, Coaching, Adobe Acrobat, Fundraising, Data Analysis, Management, Teaching
Education
Illinois State University 2006 — 2011
Bachelor of Science (B.S.), Spanish
Universidad de Granada 2007 — 2007
Semester Abroad, Spanish
Rasmussen College-Minnesota 2003 — 2005
Associate of Science (A.S.), Business Administration with Legal Emphasis
Citi April 2013 - Present
Chase Investments April 2010 - April 2013
J.P. Morgan April 2010 - April 2013
First Midwest Securities, Inc September 2007 - April 2010
Skills
Retirement Planning, Investments, Wealth Management, Strategic Financial..., Series 7, Mutual Funds, Portfolio Management, Retirement, Financial Analysis, Investment Advisory, Asset Allocation, Banking, Financial Planning
Education
Hofstra University
Stony Brook University
CounselWorks LLC 2011 - Present
Kota Global Securities November 2010 - March 2011
First Midwest Securities, Inc June 2009 - June 2010
Hofstein Weiner Levit June 2008 - September 2008
CNN August 2005 - January 2006
CNBC June 2005 - August 2005
Council on Foreign Relations August 2004 - December 2004
Skills
Business Development, Due Diligence, Contract Negotiation, Client Development, Hedge Funds, Proposal Writing, Alternative Investments, Private Equity, Financial Regulation, Financial Services, Strategy
Education
Rutgers University School of Law - Camden 2007 — 2010
Doctor of Law (JD)
London School of Economics and Political Science 2005 — 2005
Columbia University in the City of New York 2002 — 2006
Barnard College - Bachelor of Arts, Economics, Magna Cum Laude