First Republic Securities
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First Republic Securities Employees
UBS Financial Services, Inc. November 2013 - Present
UBS Financial Services, Inc. July 2008 - October 2013
First Republic Securities 2003 - 2006
Deutsche Bank 1999 - 2003
Education
University of Hawaii at Manoa 1993 — 1998
Bachelor's degree
University of California at Berkeley
Charles Schwab 2011 - Present
Computershare 2010 - 2011
OneShare Investments 2008 - 2010
First Republic Securities 2007 - 2008
Emerson Investment Mgmt 2005 - 2007
Upromise Investments 2002 - 2005
Skills
Data Analysis, Start-ups, Equities, Investments, Business Development, Financial Services, Relationship Management, Investment Management, Process Improvement
Education
Northern Illinois University
Morgan Stanley Wealth Management May 2012 - Present
First Republic Securities July 2010 - May 2012
Bobot Adrenaline 2001 - 2011
UBS Wealth Management November 2007 - July 2010
Skills
Research, Series 7, Wealth Management, Investments, Event Planning, Entertainment, Equities, Mutual Funds, Asset Management, Securities
Education
Baylor University 1985 — 1989
BA
Aon Hewitt August 2009 - Present
Spherion Staffing Group, the Hewitt Project September 2009 - July 2010
Next Financial Group January 2007 - October 2007
Pacific Income Advisers April 2006 - August 2006
ING April 2005 - August 2005
National Planning Corporation, California April 2003 - April 2005
First Republic Securities July 2002 - April 2003
First Republic November 2001 - July 2002
Skills
Lotus Notes, Customer Service, Telephone Skills, Banking, Filing, Defined Benefit, Retail, Loans, Retirement, Research, Defined Contribution, Pensions, Call Centers, Open Enrollment, Customer Satisfaction
Education
University of Phoenix 2008 — 2011
Bachelor of Science, Business Communications
California United Bank May 2005 - Present
Citi May 2003 - May 2005
First Republic Securities August 2000 - May 2003
Education
California State University-Northridge
Bachelor's Degree
John Marshall High School
High School
First Republic Securities November 2006 - Present
Team in training 1980 - Present
Ryan Beck & Co. / Gruntal & Co. March 2000 - November 2006
Prudential Securities 1986 - 2000
Skills
Fixed Income, Investments, Portfolio Management, Mutual Funds, Wealth Management, Equities, Series 7, Alternative Investments, Institutional Investors, Investment Advisory, Institutional..., Capital Markets, Derivatives, Options, Series 63, Hedge Funds, Securities, Strategic Financial..., Investment Management, Asset Allocation, Asset Management, Investment Banking, Investment Strategies, Private Banking, Financial Services, Financial Advisory, FINRA, Private Equity, Trading, Series 24, Bonds, Banking, Equity Research, Bloomberg, Wealth Management..., Series 65, Structured Products, ETFs, High Net Worth..., Financial Markets, Due Diligence, Valuation, Securities Lending, Relationship Management, Retirement Planning, FX Options, Separately Managed..., AML, Finance, Management
Education
City University of New York-Baruch College - Zicklin School of Business 1975 — 1979
Finance
First Republic Securities March 2005 - Present
Smith Barney May 1985 - March 2005
Education
University of Pennsylvania - The Wharton School 2014 — 2014
EDP
Colorado State University
First Republic Securities March 2013 - Present
ThinkEquity, LLC March 2005 - December 2012
Banc of America Investment Services, Inc March 2000 - February 2005
J. P. Morgan Securities, Inc March 1998 - March 2000
EVEREN Securities, Inc April 1994 - March 1998
Dean Witter Reynolds, Inc February 1993 - April 1994
Dean Witter Reynolds, Inc April 1991 - February 1993
Skills
Wealth Management, Fixed Income, Asset Management, Investment Banking
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1994 — 1996
MBA, Investments
Ball State University 1986 — 1990
BS, Finance
First Republic Securities April 2010 - Present
Thomas Weisel Partners May 2007 - April 2010
Education
San Diego State University-California State University
First Republic Securities 2013 - Present
Barclays 2011 - 2012
APL 2009 - 2011
Skills
Management, Leadership, Business Development, Cross-functional Team..., Account Management, Sales, Portfolio Management, New Business Development, Negotiation, Selling, Financial Services, Supply Chain Management, Finance, Credit, Financial Analysis, Logistics, Sales Operations, Strategy, Supply Chain, Customer Service, Marketing
Education
Arizona State University 2004 — 2009
B.S. Business Administration, Minors in Urban Planning and Communications
De La Salle High School 2000 — 2004