Foreside Financial Group, LLC
Industry: Company
DescriptionFounded: 1998 Subsidiaries: Foreside Distributors, LLC, BHIL Distributors Inc,
Foreside Financial Group, LLC List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Foreside Financial Group, LLC. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Foreside Financial Group, LLC Salaries. You can even request information on how much does Foreside Financial Group, LLC pay if you want to. Learn about salaries, pros and cons of working for Foreside Financial Group, LLC directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
63 Foreside Financial Group, LLC employees in database. Find out everything there's to know about Foreside Financial Group, LLC employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Foreside Financial Group, LLC Employees
Employee
Years
Job
Industry
David Theiss, CPA David Theiss, CPA's Foreside Financial Group, LLC Experience September 2002 - April 2013
Job MassMutual Ohio
Industry Financial Services
Experience
MassMutual Ohio 2014 - 2014
Fifth Third Securities April 2013 - December 2013
Foreside Financial Group, LLC September 2002 - April 2013
Education
University of Maryland University College 2008 — 2010
Masters Degree, Accounting and Finance, 3.5
University of Toledo 1990 — 1994
Bachelor of Applied Science (BASc), Legal Studies, General
MassMutual Ohio 2014 - 2014
Fifth Third Securities April 2013 - December 2013
Foreside Financial Group, LLC September 2002 - April 2013
Education
University of Maryland University College 2008 — 2010
Masters Degree, Accounting and Finance, 3.5
University of Toledo 1990 — 1994
Bachelor of Applied Science (BASc), Legal Studies, General
Luis Cabarcas Luis Cabarcas's Foreside Financial Group, LLC Experience January 2015 - Present
Job Due Diligence Analyst at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC January 2015 - Present
Bankers Financial Corporation November 2013 - December 2014
Bankers Financial Corporation July 2013 - November 2013
BJ's Wholesale Club November 2010 - October 2012
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Customer Service, Microsoft Word, Bilingual-English/Spanis..., Leadership, Financial Analysis, Finance, Spanish, Analysis, Public Speaking, Time Management, Team Leadership, Data Analysis, MetaTrader, Bilingual, Access, Marketing, VBA Programming
Education
University of Tampa 2012 — 2014
Bachelor's of Science, Finance
Broward Community College 2011 — 2012
Associate of Arts (A.A.), Economics
Foreside Financial Group, LLC January 2015 - Present
Bankers Financial Corporation November 2013 - December 2014
Bankers Financial Corporation July 2013 - November 2013
BJ's Wholesale Club November 2010 - October 2012
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Customer Service, Microsoft Word, Bilingual-English/Spanis..., Leadership, Financial Analysis, Finance, Spanish, Analysis, Public Speaking, Time Management, Team Leadership, Data Analysis, MetaTrader, Bilingual, Access, Marketing, VBA Programming
Education
University of Tampa 2012 — 2014
Bachelor's of Science, Finance
Broward Community College 2011 — 2012
Associate of Arts (A.A.), Economics
William Horn William Horn's Foreside Financial Group, LLC Experience August 2013 - September 2014
Job Advertising Review Principal at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC August 2013 - September 2014
Financial Industry Regulatory Authority September 1999 - July 2013
The Vanguard Grouop of Investment Companies, Inc. January 1986 - September 1999
Microcircuit Engineering Corporation May 1983 - September 1985
Skills
Regulatory Affairs, Compliance, Microsoft Office, Inspection, Investigation, Investigative Reporting, Advertising, Retirement, Retirement Planning, 401k, Financial Services, Anti Money Laundering, Customer Service, Asset Management
Education
University of Lancaster 1985 — 1986
Master of Arts (M.A.), Business Analysis
Rutgers University 1981 — 1985
Bachelor of Arts (B.A.), Business Administration, Management and Operations
Foreside Financial Group, LLC August 2013 - September 2014
Financial Industry Regulatory Authority September 1999 - July 2013
The Vanguard Grouop of Investment Companies, Inc. January 1986 - September 1999
Microcircuit Engineering Corporation May 1983 - September 1985
Skills
Regulatory Affairs, Compliance, Microsoft Office, Inspection, Investigation, Investigative Reporting, Advertising, Retirement, Retirement Planning, 401k, Financial Services, Anti Money Laundering, Customer Service, Asset Management
Education
University of Lancaster 1985 — 1986
Master of Arts (M.A.), Business Analysis
Rutgers University 1981 — 1985
Bachelor of Arts (B.A.), Business Administration, Management and Operations
Daniel L'Italien Daniel L'Italien's Foreside Financial Group, LLC Experience March 2014 - Present
Job Equity Derivatives
Industry Capital Markets
Experience
Foreside Financial Group, LLC March 2014 - Present
Capstone Investment Advisors November 2007 - November 2012
Capstone Global Markets, LLC October 2009 - August 2010
Susquehanna International Group, LLP (SIG) July 2000 - November 2006
Skills
Volatility, Equity Derivatives, Proprietary Trading, Options, Market Making, Portfolio Management, Trading, Electronic Trading, Bloomberg, Volatility Arbitrage, Arbitrage, Series 7, ETFs, Correlation Trading, Relative Value Trading, Dispersion, Texas Hedging, Hedging, Derivatives, Hedge Funds, Equities
Education
Northwestern University 1996 — 2000
Economics
Lewiston High School 1992 — 1996
Foreside Financial Group, LLC March 2014 - Present
Capstone Investment Advisors November 2007 - November 2012
Capstone Global Markets, LLC October 2009 - August 2010
Susquehanna International Group, LLP (SIG) July 2000 - November 2006
Skills
Volatility, Equity Derivatives, Proprietary Trading, Options, Market Making, Portfolio Management, Trading, Electronic Trading, Bloomberg, Volatility Arbitrage, Arbitrage, Series 7, ETFs, Correlation Trading, Relative Value Trading, Dispersion, Texas Hedging, Hedging, Derivatives, Hedge Funds, Equities
Education
Northwestern University 1996 — 2000
Economics
Lewiston High School 1992 — 1996
Tami Pester Tami Pester's Foreside Financial Group, LLC Experience March 2014 - Present
Job Associate Counsel and Compliance Officer
Industry Investment Management
Experience
Foreside Financial Group, LLC March 2014 - Present
Acadian Asset Management June 2008 - December 2012
MetLife, Variable Annuity Products 2008 - 2008
Rice Hall James & Associates, LLC December 2004 - January 2007
Standish Mellon Asset Management June 1998 - December 2001
State Street Global Advisors 1995 - 1998
State Street Global Advisors 1992 - 1995
Skills
Hedge Funds, Securities, Mutual Funds, Alternative Investments, Asset Managment, Securities Regulation, Investments, Equities, Investment Management, Fixed Income, Trading, Due Diligence, Portfolio Management, Derivatives, Financial Services
Education
Suffolk University Law School 1996 — 2000
Doctor of Law (JD)
Emerson College 1990 — 1992
B.S
Foreside Financial Group, LLC March 2014 - Present
Acadian Asset Management June 2008 - December 2012
MetLife, Variable Annuity Products 2008 - 2008
Rice Hall James & Associates, LLC December 2004 - January 2007
Standish Mellon Asset Management June 1998 - December 2001
State Street Global Advisors 1995 - 1998
State Street Global Advisors 1992 - 1995
Skills
Hedge Funds, Securities, Mutual Funds, Alternative Investments, Asset Managment, Securities Regulation, Investments, Equities, Investment Management, Fixed Income, Trading, Due Diligence, Portfolio Management, Derivatives, Financial Services
Education
Suffolk University Law School 1996 — 2000
Doctor of Law (JD)
Emerson College 1990 — 1992
B.S
John Jack Huntington's Foreside Financial Group, LLC Experience September 2015 - Present
Job Fund Chief Compliance Officer
Industry Investment Management
Experience
Foreside Financial Group, LLC September 2015 - Present
State Street May 2015 - September 2015
Citi October 2008 - May 2015
MetLife October 2004 - October 2008
PNC October 2003 - October 2004
Dechert LLP June 2000 - October 2003
Fidelity Investments May 1998 - June 2000
Skills
Securities Regulation, Corporate Governance, Legal Research, Legal Writing, Mutual Funds, ETFs, Investment Advisers Act, Investment Company Act, Investment Management, Fund Administration, Securities, Asset Management
Education
Drake University Law School 1993 — 1996
Doctor of Law (J.D.), Law
The University of Connecticut 1988 — 1992
Bachelor of Arts (B.A.), Political Science and Sociology
Disney University 1991 — 1991
Mousters Degree
Foreside Financial Group, LLC September 2015 - Present
State Street May 2015 - September 2015
Citi October 2008 - May 2015
MetLife October 2004 - October 2008
PNC October 2003 - October 2004
Dechert LLP June 2000 - October 2003
Fidelity Investments May 1998 - June 2000
Skills
Securities Regulation, Corporate Governance, Legal Research, Legal Writing, Mutual Funds, ETFs, Investment Advisers Act, Investment Company Act, Investment Management, Fund Administration, Securities, Asset Management
Education
Drake University Law School 1993 — 1996
Doctor of Law (J.D.), Law
The University of Connecticut 1988 — 1992
Bachelor of Arts (B.A.), Political Science and Sociology
Disney University 1991 — 1991
Mousters Degree
Rachel Pham Rachel Pham's Foreside Financial Group, LLC Experience October 2014 - Present
Job National Account Manager at Foreside Financial Group
Industry Financial Services
Experience
Foreside Financial Group, LLC October 2014 - Present
Raymond James Financial Inc. January 2014 - October 2014
Raymond James Financial Inc. January 2011 - October 2013
Raymond James Financial Inc. July 2008 - January 2011
Skills
Mutual Funds, Analysis, Asset Management, Wealth Management, Investments, Marketing Communications, Relationship Management, Financial Advisory, Finance, Financial Analysis, Marketing, Risk Management, Microsoft Office, Marketing Strategy, Business Strategy, Due Diligence, Business Analysis, Revenue Share, Contract Negotiation, Building Relationships, Microsoft Excel, Negotiation, Bonds, Funding, Databases, Insurance, Conference Organization, Morningstar Direct, Economics, ERISA, National Accounts
Education
Saint Leo University 2014 — 2016
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of South Florida 2004 — 2009
Bachelor of Arts (B.A.), Economics
Foreside Financial Group, LLC October 2014 - Present
Raymond James Financial Inc. January 2014 - October 2014
Raymond James Financial Inc. January 2011 - October 2013
Raymond James Financial Inc. July 2008 - January 2011
Skills
Mutual Funds, Analysis, Asset Management, Wealth Management, Investments, Marketing Communications, Relationship Management, Financial Advisory, Finance, Financial Analysis, Marketing, Risk Management, Microsoft Office, Marketing Strategy, Business Strategy, Due Diligence, Business Analysis, Revenue Share, Contract Negotiation, Building Relationships, Microsoft Excel, Negotiation, Bonds, Funding, Databases, Insurance, Conference Organization, Morningstar Direct, Economics, ERISA, National Accounts
Education
Saint Leo University 2014 — 2016
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of South Florida 2004 — 2009
Bachelor of Arts (B.A.), Economics
Judith Coye Beressi Judith Coye Beressi's Foreside Financial Group, LLC Experience December 2014 - Present
Job HR Director at Foreside Financial Group, LLC
Industry Banking
Experience
Foreside Financial Group, LLC December 2014 - Present
TD Bank, N.A. December 1991 - November 2014
Skills
Human Resources, Talent Management, Performance Management, Employee Relations, HR Compliance, Personnel Management, Succession Planning, Management, Strategy, Recruiting, Onboarding, Talent Acquisition, Applicant Tracking..., HR Policies
Education
Bowdoin College
Bachelor's degree
Middlebury Summer Language Program - German
Foreside Financial Group, LLC December 2014 - Present
TD Bank, N.A. December 1991 - November 2014
Skills
Human Resources, Talent Management, Performance Management, Employee Relations, HR Compliance, Personnel Management, Succession Planning, Management, Strategy, Recruiting, Onboarding, Talent Acquisition, Applicant Tracking..., HR Policies
Education
Bowdoin College
Bachelor's degree
Middlebury Summer Language Program - German
Sean Roach Sean Roach's Foreside Financial Group, LLC Experience June 2014 - Present
Job Compliance Analyst at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC June 2014 - Present
Middlesex County Animal Hospital 2013 - 2014
Hancock Animal Hospital 2012 - 2013
Osceola County Emergency Services 2005 - 2012
Pawsitive Actions Foundation (non-profit) 2009 - 2011
Osceola County Emergency Services 2006 - 2011
Volusia County Sheriff's Office 2008 - 2009
Brevard County Fire Rescue 2005 - 2006
Rural/Metro Corporation 2005 - 2006
Brown Brothers Harriman September 2003 - March 2005
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Windows, Research, Outlook, Teaching, Public Speaking, Management, Leadership, Software Documentation, Time Management, Training, Coaching, Financial Services, Project Management, Team Building, Team Leadership, Strategic Planning
Education
University of Massachusetts at Lowell 1997 — 2001
Bachelor of Science (BS), Finance, General
Foreside Financial Group, LLC June 2014 - Present
Middlesex County Animal Hospital 2013 - 2014
Hancock Animal Hospital 2012 - 2013
Osceola County Emergency Services 2005 - 2012
Pawsitive Actions Foundation (non-profit) 2009 - 2011
Osceola County Emergency Services 2006 - 2011
Volusia County Sheriff's Office 2008 - 2009
Brevard County Fire Rescue 2005 - 2006
Rural/Metro Corporation 2005 - 2006
Brown Brothers Harriman September 2003 - March 2005
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Windows, Research, Outlook, Teaching, Public Speaking, Management, Leadership, Software Documentation, Time Management, Training, Coaching, Financial Services, Project Management, Team Building, Team Leadership, Strategic Planning
Education
University of Massachusetts at Lowell 1997 — 2001
Bachelor of Science (BS), Finance, General
Charles Todd Charles Todd's Foreside Financial Group, LLC Experience December 2008 - Present
Job Business Head Fund Officer Services at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC December 2008 - Present
JPMorgan Chase 2000 - 2008
State Street 1998 - 2000
Skills
Mutual Funds, Finance, Securities, Outsourcing, Financial Services, Financial Reporting, Investments, Financial Analysis, Fund Administration, Alternative Investments, Management, Cash Management, Equities, Asset Management, Hedge Funds
Education
University of New Hampshire 1989 — 1993
Bachelor of Science (B.S.), Business Administration and Management, General
Foreside Financial Group, LLC December 2008 - Present
JPMorgan Chase 2000 - 2008
State Street 1998 - 2000
Skills
Mutual Funds, Finance, Securities, Outsourcing, Financial Services, Financial Reporting, Investments, Financial Analysis, Fund Administration, Alternative Investments, Management, Cash Management, Equities, Asset Management, Hedge Funds
Education
University of New Hampshire 1989 — 1993
Bachelor of Science (B.S.), Business Administration and Management, General
Prabhat Jain, MBA's Foreside Financial Group, LLC Experience January 2015 - Present
Job Compliance and Regulatory Analyst
Industry Investment Management
Experience
Foreside Financial Group, LLC January 2015 - Present
State Street Bank January 2014 - December 2014
State Street Bank February 2012 - January 2014
State Street Bank October 2011 - January 2012
ADP November 2010 - January 2011
Changeable Skies, LLC April 2008 - May 2010
K. Manocha & Co January 2006 - January 2008
Parshavnath Investments Firm January 2005 - January 2006
Skills
Financial Analysis, Risk Management, Business Development, Marketing, Customer Service, Finance, Portfolio Management, Banking, Financial Services, Mutual Funds, Marketing Strategy, Accounting, Analysis, Project Management, Budgets, Microsoft Excel, Customer Retention, Equities, Market Research, CRM, Strong Interpersonal..., Project Management..., Analytical skills, Vizio, Anti Money Laundering, Investment Advisor..., SEC Filings
Education
Wilkes University 2008 — 2010
Master of Business Administration (M.B.A.), Finance and Marketing, Honors
Punjabi University 2008 — 2009
Master of Business Administration (MBA), Finance and Financial Management Services
Panjab University 2005 — 2008
Bachelors, CommerceFirst Class
Sacred Heart Convent School 2002 — 2005
High School, Commerce
Foreside Financial Group, LLC January 2015 - Present
State Street Bank January 2014 - December 2014
State Street Bank February 2012 - January 2014
State Street Bank October 2011 - January 2012
ADP November 2010 - January 2011
Changeable Skies, LLC April 2008 - May 2010
K. Manocha & Co January 2006 - January 2008
Parshavnath Investments Firm January 2005 - January 2006
Skills
Financial Analysis, Risk Management, Business Development, Marketing, Customer Service, Finance, Portfolio Management, Banking, Financial Services, Mutual Funds, Marketing Strategy, Accounting, Analysis, Project Management, Budgets, Microsoft Excel, Customer Retention, Equities, Market Research, CRM, Strong Interpersonal..., Project Management..., Analytical skills, Vizio, Anti Money Laundering, Investment Advisor..., SEC Filings
Education
Wilkes University 2008 — 2010
Master of Business Administration (M.B.A.), Finance and Marketing, Honors
Punjabi University 2008 — 2009
Master of Business Administration (MBA), Finance and Financial Management Services
Panjab University 2005 — 2008
Bachelors, CommerceFirst Class
Sacred Heart Convent School 2002 — 2005
High School, Commerce
Alicia Lamarre Alicia Lamarre's Foreside Financial Group, LLC Experience March 2014 - Present
Job Compliance Administrator, Supervision Support at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC March 2014 - Present
Dairy Queen July 2011 - March 2014
L.L.Bean October 2012 - December 2012
Dairy Queen October 2008 - May 2012
Bank of America March 2009 - June 2009
Microdyne Outsourcing February 2009 - April 2009
Shaw's Supermarkets July 2006 - January 2009
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Oracle SQL, Internet Explorer, Google Chrome, Customer Oriented, PowerPoint, Learn New Software..., Reliable, Schedules, Payroll
Education
University of Maine 2008 — 2012
Bachelor's degree, Business Administration and Management, General
Keene State College 2007 — 2008
Liberal Arts and Sciences/Liberal Studies
Mt.Ararat High School 2003 — 2007
mt.ararat
Foreside Financial Group, LLC March 2014 - Present
Dairy Queen July 2011 - March 2014
L.L.Bean October 2012 - December 2012
Dairy Queen October 2008 - May 2012
Bank of America March 2009 - June 2009
Microdyne Outsourcing February 2009 - April 2009
Shaw's Supermarkets July 2006 - January 2009
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Oracle SQL, Internet Explorer, Google Chrome, Customer Oriented, PowerPoint, Learn New Software..., Reliable, Schedules, Payroll
Education
University of Maine 2008 — 2012
Bachelor's degree, Business Administration and Management, General
Keene State College 2007 — 2008
Liberal Arts and Sciences/Liberal Studies
Mt.Ararat High School 2003 — 2007
mt.ararat
Christopher Roleke's Foreside Financial Group, LLC Experience September 2011 - Present
Job Fund Principal Financial Officer at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC September 2011 - Present
JPMorgan August 2006 - September 2011
Prudential Financial December 1996 - August 2006
Skills
Financial Reporting, Internal Controls, Asset Management, Accounting, Finance, Mutual Funds, Fund Administration, Investments, Tax, SEC filings, Financial Services, Due Diligence, Financial Analysis, Derivatives
Education
Loyola College in Maryland 1990 — 1994
BBA, Accounting
Christian Brothers Academy 1986 — 1990
Bachelor of Business Administration (BBA), Liberal Arts and Sciences/Liberal Studies
Foreside Financial Group, LLC September 2011 - Present
JPMorgan August 2006 - September 2011
Prudential Financial December 1996 - August 2006
Skills
Financial Reporting, Internal Controls, Asset Management, Accounting, Finance, Mutual Funds, Fund Administration, Investments, Tax, SEC filings, Financial Services, Due Diligence, Financial Analysis, Derivatives
Education
Loyola College in Maryland 1990 — 1994
BBA, Accounting
Christian Brothers Academy 1986 — 1990
Bachelor of Business Administration (BBA), Liberal Arts and Sciences/Liberal Studies
L. Ray Acree's Foreside Financial Group, LLC Experience February 2006 - August 2008
Job Sr. Financial Analyst III
Industry Banking
Experience
JPMorgan Chase June 2011 - Present
Foreside Financial Group, LLC February 2006 - August 2008
Columbia Gas (NiSource) June 2001 - December 2005
Value City Department Store July 2000 - June 2001
Pro team 2000 - 2000
Skills
Accounting, Financial Planners, Investments, Essbase, Variance Analysis, Financial Services, Pivot Tables, Insurance, Financial Statements, General Ledger, Financial Reporting, Cash Management, Accruals, Sarbanes-Oxley, Sarbanes-Oxley Act, Fixed Assets, GAAP, Financial Analysis, Great Plains Software, Account Reconciliation
Education
DeVry University 1993 — 1997
B.A., Accounting
DeVry University 1993 — 1997
B A, Accounting
Park University 1989 — 1990
No, Business Administration and Management, General, 4.
JPMorgan Chase June 2011 - Present
Foreside Financial Group, LLC February 2006 - August 2008
Columbia Gas (NiSource) June 2001 - December 2005
Value City Department Store July 2000 - June 2001
Pro team 2000 - 2000
Skills
Accounting, Financial Planners, Investments, Essbase, Variance Analysis, Financial Services, Pivot Tables, Insurance, Financial Statements, General Ledger, Financial Reporting, Cash Management, Accruals, Sarbanes-Oxley, Sarbanes-Oxley Act, Fixed Assets, GAAP, Financial Analysis, Great Plains Software, Account Reconciliation
Education
DeVry University 1993 — 1997
B.A., Accounting
DeVry University 1993 — 1997
B A, Accounting
Park University 1989 — 1990
No, Business Administration and Management, General, 4.
Christopher Benoit's Foreside Financial Group, LLC Experience March 2006 - July 2007
Job Executive Assistant Project Manager at Massachusetts Business Alliance for Education
Industry Management Consulting
Experience
Massachusetts Business Alliance for Education July 2015 - Present
State Street January 2015 - July 2015
Chief Customer Officer Council Predictive Consulting Group June 2011 - December 2014
50 Lessons September 2008 - February 2011
50 Lessons August 2007 - September 2008
Foreside Financial Group, LLC March 2006 - July 2007
Masthead Venture Partners March 2000 - March 2006
SMUD November 1993 - August 1999
Skills
Editing, Social Media, Customer Service, Recruiting, Strategic Planning, Video Production, Strategic Partnerships
Education
University of Massachusetts, Amherst 1980 — 1984
B.A., English
Massachusetts Business Alliance for Education July 2015 - Present
State Street January 2015 - July 2015
Chief Customer Officer Council Predictive Consulting Group June 2011 - December 2014
50 Lessons September 2008 - February 2011
50 Lessons August 2007 - September 2008
Foreside Financial Group, LLC March 2006 - July 2007
Masthead Venture Partners March 2000 - March 2006
SMUD November 1993 - August 1999
Skills
Editing, Social Media, Customer Service, Recruiting, Strategic Planning, Video Production, Strategic Partnerships
Education
University of Massachusetts, Amherst 1980 — 1984
B.A., English
Brian Eng Brian Eng's Foreside Financial Group, LLC Experience 2009 - 2010
Job Strategic Advisor Business Consulting & Insurance
Industry Management Consulting
Experience
The Telling Room 2013 - Present
Maine Estate Planning Council 2013 - Present
North Country School and Camp Treetops 2013 - Present
Boston University School of Law Alumni Association 2012 - Present
Opus Consulting Group 2010 - Present
Delphic Strategies 2010 - Present
Foreside Financial Group, LLC 2009 - 2010
Citigroup 2007 - 2009
Goodwin Procter LLP 2005 - 2007
Goodwin Procter LLP 2004 - 2005
Skills
Investments, Estate Planning, Insurance, Strategic Planning, Strategy, Mergers & Acquisitions, Retirement Planning, Wealth Management, Portfolio Management, Alternative Investments, Financial Services, Asset Management, Investment Management, Financial Advisory, Investment Advisory, Wealth, Financial Planners, Life Insurance, Wealth Management..., Fixed Annuities, Small Business, Disability Insurance
Education
Boston University School of Law 2002 — 2005
JD
Williams College 1991 — 1996
BA
Trinity School 1977 — 1991
The Telling Room 2013 - Present
Maine Estate Planning Council 2013 - Present
North Country School and Camp Treetops 2013 - Present
Boston University School of Law Alumni Association 2012 - Present
Opus Consulting Group 2010 - Present
Delphic Strategies 2010 - Present
Foreside Financial Group, LLC 2009 - 2010
Citigroup 2007 - 2009
Goodwin Procter LLP 2005 - 2007
Goodwin Procter LLP 2004 - 2005
Skills
Investments, Estate Planning, Insurance, Strategic Planning, Strategy, Mergers & Acquisitions, Retirement Planning, Wealth Management, Portfolio Management, Alternative Investments, Financial Services, Asset Management, Investment Management, Financial Advisory, Investment Advisory, Wealth, Financial Planners, Life Insurance, Wealth Management..., Fixed Annuities, Small Business, Disability Insurance
Education
Boston University School of Law 2002 — 2005
JD
Williams College 1991 — 1996
BA
Trinity School 1977 — 1991
Sam Thompson Sam Thompson's Foreside Financial Group, LLC Experience May 2008 - August 2013
Job Founder, Organizer, Banker, & Investor
Industry Venture Capital & Private Equity
Experience
The Science Project April 2015 - Present
Progress Ventures December 2010 - Present
Progress Partners November 2010 - Present
IndustryMaps February 2013 - Present
M&A Securities Group August 2013 - Present
Kendall Bicycling Association April 2013 - Present
Foreside Financial Group, LLC May 2008 - August 2013
Progress Partners January 2010 - October 2010
Progress Partners May 2007 - March 2010
Massachusetts Bicycle Coalition (MassBike) January 2007 - January 2010
Skills
Corporate Development, E-commerce, Web Video, Managerial Finance, Start-ups, Venture Development, Strategic Partnerships, Entrepreneurship, Venture Capital, Digital Media, Business Development, Online Advertising, Marketing Strategy, Product Management, Social Media, Digital Strategy, Competitive Analysis, Business Strategy, Digital Marketing, New Business Development, Mergers & Acquisitions, Leadership, Market Research, Marketing, Advertising, SaaS, Strategy, Management, Social Networking, Financial Modeling, Analytics, Project Management, Angel Investing, Investment Banking, Sales, Analysis, Consulting, P&L Management, Executive Management, Private Equity, Due Diligence, Investments, Business Planning, Strategic Planning, Online Marketing, Start-up Ventures
Education
Babson College - Franklin W. Olin Graduate School of Business 2002 — 2004
MBA
Lewis & Clark College 1992 — 1997
BA
Loyola University of Chicago Rome Center 1996 — 1996
The Science Project April 2015 - Present
Progress Ventures December 2010 - Present
Progress Partners November 2010 - Present
IndustryMaps February 2013 - Present
M&A Securities Group August 2013 - Present
Kendall Bicycling Association April 2013 - Present
Foreside Financial Group, LLC May 2008 - August 2013
Progress Partners January 2010 - October 2010
Progress Partners May 2007 - March 2010
Massachusetts Bicycle Coalition (MassBike) January 2007 - January 2010
Skills
Corporate Development, E-commerce, Web Video, Managerial Finance, Start-ups, Venture Development, Strategic Partnerships, Entrepreneurship, Venture Capital, Digital Media, Business Development, Online Advertising, Marketing Strategy, Product Management, Social Media, Digital Strategy, Competitive Analysis, Business Strategy, Digital Marketing, New Business Development, Mergers & Acquisitions, Leadership, Market Research, Marketing, Advertising, SaaS, Strategy, Management, Social Networking, Financial Modeling, Analytics, Project Management, Angel Investing, Investment Banking, Sales, Analysis, Consulting, P&L Management, Executive Management, Private Equity, Due Diligence, Investments, Business Planning, Strategic Planning, Online Marketing, Start-up Ventures
Education
Babson College - Franklin W. Olin Graduate School of Business 2002 — 2004
MBA
Lewis & Clark College 1992 — 1997
BA
Loyola University of Chicago Rome Center 1996 — 1996
Joseph P.M. Higgins Joseph P.M. Higgins's Foreside Financial Group, LLC Experience September 2012 - Present
Job Analyst at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC September 2012 - Present
Ram Trust Services (Merged with Spinnaker Trust in June 2012) June 2011 - June 2012
Ram Trust Services June 2009 - June 2011
KeyBank October 2007 - October 2008
Toll Brothers September 2004 - September 2005
GMI Ratings f/k/a The Corporate Library, now part of MSCI ESG Research May 2003 - September 2003
Skills
Due Diligence, Research, Client Relations, Hedge Funds, Alternative Investments, Corporate Governance, Fund Of Funds, Private Placements, Value Investing, Private Equity, Operational Due..., Proxy Voting, Compliance
Education
Roanoke College 1999 — 2004
Bachelor of Arts (BA)
Cape Elizabeth High School
(Additional Coursework) 2006 — 2006
Foreside Financial Group, LLC September 2012 - Present
Ram Trust Services (Merged with Spinnaker Trust in June 2012) June 2011 - June 2012
Ram Trust Services June 2009 - June 2011
KeyBank October 2007 - October 2008
Toll Brothers September 2004 - September 2005
GMI Ratings f/k/a The Corporate Library, now part of MSCI ESG Research May 2003 - September 2003
Skills
Due Diligence, Research, Client Relations, Hedge Funds, Alternative Investments, Corporate Governance, Fund Of Funds, Private Placements, Value Investing, Private Equity, Operational Due..., Proxy Voting, Compliance
Education
Roanoke College 1999 — 2004
Bachelor of Arts (BA)
Cape Elizabeth High School
(Additional Coursework) 2006 — 2006
Lisa Ann Bousquet, M.A.'s Foreside Financial Group, LLC Experience June 2015 - Present
Job
Industry Financial Services
Experience
Foreside Financial Group, LLC June 2015 - Present
Foreside Financial Group, LLC April 2011 - June 2015
Work It UP January 2011 - April 2011
Real Estate Companies January 2003 - February 2009
Education
Bates College
Bachelor's Degree, Political Science and Government, French, Legal Ethics
University of Southern Maine
Master's Degree, Public Policy and Management
Foreside Financial Group, LLC June 2015 - Present
Foreside Financial Group, LLC April 2011 - June 2015
Work It UP January 2011 - April 2011
Real Estate Companies January 2003 - February 2009
Education
Bates College
Bachelor's Degree, Political Science and Government, French, Legal Ethics
University of Southern Maine
Master's Degree, Public Policy and Management
Paula R. Watson Paula R. Watson's Foreside Financial Group, LLC Experience April 2014 - Present
Job Associate General Counsel at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC April 2014 - Present
Bendett & McHugh, PC January 2014 - April 2014
TD Bank, N.A. May 2000 - November 2013
US Army September 1986 - August 2009
Thompson Bull Furey Bass & MacColl August 1990 - May 2000
Skills
Legal Writing, Litigation Management, Mediation, AML/BSA, Policies & Procedures, Regulatory Analysis, Speaker/Panelist..., Faculty Instructor, Operational Risk..., Loss Review, Legal Process & Levies, Litigation, Investigations, Administrative & Civil..., Policy, Commercial Litigation, Civil Litigation, Bankruptcy, Legal Research, Strategy, Criminal Law, Legal Assistance, Banking, Contracts, Insurance, Securities Regulation, Banking Law, Legal Compliance, Employment Law, Insurance Law, Consumer Law, Legal Advice, Fraud, Due Diligence
Education
United States Army War College 2003 — 2005
Master's degree, Strategic Studies
Vermont Law School 1983 — 1986
Juris Doctorate, Cum Laude, Law
Knox College 1979 — 1983
Bachelor's degree, Cum Laude, English Literature and Political Science
Foreside Financial Group, LLC April 2014 - Present
Bendett & McHugh, PC January 2014 - April 2014
TD Bank, N.A. May 2000 - November 2013
US Army September 1986 - August 2009
Thompson Bull Furey Bass & MacColl August 1990 - May 2000
Skills
Legal Writing, Litigation Management, Mediation, AML/BSA, Policies & Procedures, Regulatory Analysis, Speaker/Panelist..., Faculty Instructor, Operational Risk..., Loss Review, Legal Process & Levies, Litigation, Investigations, Administrative & Civil..., Policy, Commercial Litigation, Civil Litigation, Bankruptcy, Legal Research, Strategy, Criminal Law, Legal Assistance, Banking, Contracts, Insurance, Securities Regulation, Banking Law, Legal Compliance, Employment Law, Insurance Law, Consumer Law, Legal Advice, Fraud, Due Diligence
Education
United States Army War College 2003 — 2005
Master's degree, Strategic Studies
Vermont Law School 1983 — 1986
Juris Doctorate, Cum Laude, Law
Knox College 1979 — 1983
Bachelor's degree, Cum Laude, English Literature and Political Science
Jason Ellison Jason Ellison's Foreside Financial Group, LLC Experience October 2011 - Present
Job Advertising Review Principal at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC October 2011 - Present
Foreside Financial Group, LLC October 2009 - October 2011
Guardian Investor Services June 2007 - February 2009
RS Investments June 2007 - February 2009
Ameriprise Financial July 2006 - April 2007
Chicago Investment Group June 2005 - August 2005
Skills
Series 7, Mutual Funds, Investments, Series 63, Securities, Retirement Planning, 401k, Strategic Financial..., Fixed Annuities, Insurance, Estate Planning, Marketing, Series 6, Asset Managment, Asset Allocation, Wealth Management, Retirement, Sales Management, Outlook, Investment Advisory, Finance, Asset Management, Separately Managed..., FINRA, Series 24, Variable Annuities, Hedge Funds, Sales, Life Insurance, Financial Planners, Alternative Investments, ETFs, Series 65, Financial Services, Investment Strategies, Investment Management, Uniform Combined State...
Education
Hobart and William Smith Colleges 2002 — 2006
Psychology, Behavioral and Personality
Black River High School 1998 — 2002
Foreside Financial Group, LLC October 2011 - Present
Foreside Financial Group, LLC October 2009 - October 2011
Guardian Investor Services June 2007 - February 2009
RS Investments June 2007 - February 2009
Ameriprise Financial July 2006 - April 2007
Chicago Investment Group June 2005 - August 2005
Skills
Series 7, Mutual Funds, Investments, Series 63, Securities, Retirement Planning, 401k, Strategic Financial..., Fixed Annuities, Insurance, Estate Planning, Marketing, Series 6, Asset Managment, Asset Allocation, Wealth Management, Retirement, Sales Management, Outlook, Investment Advisory, Finance, Asset Management, Separately Managed..., FINRA, Series 24, Variable Annuities, Hedge Funds, Sales, Life Insurance, Financial Planners, Alternative Investments, ETFs, Series 65, Financial Services, Investment Strategies, Investment Management, Uniform Combined State...
Education
Hobart and William Smith Colleges 2002 — 2006
Psychology, Behavioral and Personality
Black River High School 1998 — 2002
Jennifer DiValerio Jennifer DiValerio's Foreside Financial Group, LLC Experience July 2012 - Present
Job Managing Director, Distribution Services
Industry Financial Services
Experience
Foreside Financial Group, LLC July 2012 - Present
Professional Funds Distributor, LLC May 1999 - July 2012
Education
University of Delaware 1990 — 1994
BS, Human Resources
Strath Haven High School
Foreside Financial Group, LLC July 2012 - Present
Professional Funds Distributor, LLC May 1999 - July 2012
Education
University of Delaware 1990 — 1994
BS, Human Resources
Strath Haven High School
Courtney Farrell Courtney Farrell's Foreside Financial Group, LLC Experience February 2015 - Present
Job Dealer Services Manager at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC February 2015 - Present
Foreside Financial Group, LLC August 2013 - February 2015
Wells Fargo Home Mortgage June 2012 - May 2013
Wells Fargo Home Mortgage October 2011 - June 2012
Thomson Reuters September 2008 - October 2011
Thomson Reuters August 2007 - September 2008
Skills
Data Analysis, Fixed Income, Customer Service, Time Management, Editing, Microsoft Office, Microsoft Excel, Financial Analysis, Finance, Banking, Risk Management, Sales
Education
Colby College 2003 — 2007
BA, English, Administrative Science
Waynflete School
Foreside Financial Group, LLC February 2015 - Present
Foreside Financial Group, LLC August 2013 - February 2015
Wells Fargo Home Mortgage June 2012 - May 2013
Wells Fargo Home Mortgage October 2011 - June 2012
Thomson Reuters September 2008 - October 2011
Thomson Reuters August 2007 - September 2008
Skills
Data Analysis, Fixed Income, Customer Service, Time Management, Editing, Microsoft Office, Microsoft Excel, Financial Analysis, Finance, Banking, Risk Management, Sales
Education
Colby College 2003 — 2007
BA, English, Administrative Science
Waynflete School
Jaclyn Mosher Jaclyn Mosher's Foreside Financial Group, LLC Experience June 2011 - September 2014
Job Social Media Strategist at DogWatch Hidden Fences
Industry Marketing and Advertising
Experience
DogWatch Hidden Fences October 2014 - Present
Foreside Financial Group, LLC June 2011 - September 2014
Weber Media Partners January 2010 - January 2012
Foreside Financial Group, LLC June 2010 - May 2011
e-Dialog March 2008 - August 2009
Goodwin Procter LLP July 2006 - March 2008
Skills
Blogging, Writing, Editing, Social Media Marketing, Project Management, Adobe InDesign, HTML, Social Media, Email Marketing, Facebook, Web Analytics, Research, SEO, Copy Editing, Google Analytics, Adobe Photoshop, Adobe Illustrator, Social Media Measurement, Journalism, Creative Direction, Competitive Analysis, Marketing Research, Digital Marketing, Online Marketing
Education
Boston College - Wallace E. Carroll Graduate School of Management 2009 — 2011
MBA, Marketing Informatics
Georgetown University 2002 — 2006
BA, American Studies
Hotchkiss School
DogWatch Hidden Fences October 2014 - Present
Foreside Financial Group, LLC June 2011 - September 2014
Weber Media Partners January 2010 - January 2012
Foreside Financial Group, LLC June 2010 - May 2011
e-Dialog March 2008 - August 2009
Goodwin Procter LLP July 2006 - March 2008
Skills
Blogging, Writing, Editing, Social Media Marketing, Project Management, Adobe InDesign, HTML, Social Media, Email Marketing, Facebook, Web Analytics, Research, SEO, Copy Editing, Google Analytics, Adobe Photoshop, Adobe Illustrator, Social Media Measurement, Journalism, Creative Direction, Competitive Analysis, Marketing Research, Digital Marketing, Online Marketing
Education
Boston College - Wallace E. Carroll Graduate School of Management 2009 — 2011
MBA, Marketing Informatics
Georgetown University 2002 — 2006
BA, American Studies
Hotchkiss School
Jeffrey Laroche's Foreside Financial Group, LLC Experience July 2007 - Present
Job Advertising Review Principal at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC July 2007 - Present
BISYS Fund Services March 2001 - July 2007
BISYS Fund Services December 1999 - March 2001
BISYS Fund Services December 1998 - December 1999
BISYS Fund Services March 1997 - December 1998
Skills
Series 63, Series 7, Series 6, Series 24, Series 79
Education
Boston College - Carroll School of Management
BS, Marketing
The Albany Academy
Foreside Financial Group, LLC July 2007 - Present
BISYS Fund Services March 2001 - July 2007
BISYS Fund Services December 1999 - March 2001
BISYS Fund Services December 1998 - December 1999
BISYS Fund Services March 1997 - December 1998
Skills
Series 63, Series 7, Series 6, Series 24, Series 79
Education
Boston College - Carroll School of Management
BS, Marketing
The Albany Academy
Christopher R. Lane's Foreside Financial Group, LLC Experience AssociateClifford Chance US LLPMarch 2005 - April 2015
Job Director, BrokerDealer Consulting
Industry Financial Services
Experience
Foreside Financial Group, LLC AssociateClifford Chance US LLPMarch 2005 - April 2015
US Securities and Exchange Commission January 2004 - May 2004
Kellogg, Huber, Hansen, Todd, Evans & Figel 2003 - 2004
D.C. Court of Appeals for Judge Vanessa Ruiz 2001 - 2002
Skills
Litigation, Commercial Litigation, Securities Regulation, Legal Research, Legal Writing, Civil Litigation, International Law
Education
Georgetown University Law Center 2003 — 2004
LLM, Securities and Financial Regulation
Northeastern University School of Law 1998 — 2001
JD
Boston College 1992 — 1996
BA, History
The University of Glasgow 1995 — 1995
Foreside Financial Group, LLC AssociateClifford Chance US LLPMarch 2005 - April 2015
US Securities and Exchange Commission January 2004 - May 2004
Kellogg, Huber, Hansen, Todd, Evans & Figel 2003 - 2004
D.C. Court of Appeals for Judge Vanessa Ruiz 2001 - 2002
Skills
Litigation, Commercial Litigation, Securities Regulation, Legal Research, Legal Writing, Civil Litigation, International Law
Education
Georgetown University Law Center 2003 — 2004
LLM, Securities and Financial Regulation
Northeastern University School of Law 1998 — 2001
JD
Boston College 1992 — 1996
BA, History
The University of Glasgow 1995 — 1995
Susan Mosher's Foreside Financial Group, LLC Experience June 2009 - October 2014
Job Managing Member at Carol Consulting Group, LLC
Industry Financial Services
Experience
Carol Consulting Group, LLC November 2014 - Present
Foreside Financial Group, LLC June 2009 - October 2014
Coast Asset Management August 2007 - March 2009
Investors Bank & Trust 1995 - 2007
Skills
Securities, Mutual Funds, Hedge Funds, Fund Of Funds, Alternative Investments, AML, Securities Regulation, Investments, Financial Services, Risk Management, Fixed Income, Investment Management, Due Diligence, Capital Markets
Education
Saint Louis University School of Law 1977 — 1980
JD, Law
Manhattanville College 1973 — 1977
Bachelor of Arts (BA), Biology and Political Science
Carol Consulting Group, LLC November 2014 - Present
Foreside Financial Group, LLC June 2009 - October 2014
Coast Asset Management August 2007 - March 2009
Investors Bank & Trust 1995 - 2007
Skills
Securities, Mutual Funds, Hedge Funds, Fund Of Funds, Alternative Investments, AML, Securities Regulation, Investments, Financial Services, Risk Management, Fixed Income, Investment Management, Due Diligence, Capital Markets
Education
Saint Louis University School of Law 1977 — 1980
JD, Law
Manhattanville College 1973 — 1977
Bachelor of Arts (BA), Biology and Political Science
Nish Bhatnagar's Foreside Financial Group, LLC Experience June 2010 - January 2015
Job Vice President & Counsel at State Street
Industry Financial Services
Experience
State Street January 2015 - Present
Foreside Financial Group, LLC June 2010 - January 2015
Foreside Financial Group, LLC February 2009 - June 2010
Unum Insurance Company 2003 - January 2009
Access Media, Inc. 2000 - 2002
DALBAR, Inc. 1998 - 2000
Skills
FINRA, Financial Services, Mutual Funds, Securities, Securities Regulation, Social Media, Alternative Investments, Hedge Funds, ETFs, Investment Management, Asset Management, Due Diligence, Insurance, Corporate Law, SEC filings, Finance, Financial Regulation, Private Placements, Legal Compliance
Education
Suffolk University Law School 2001 — 2005
Northeastern University
BS
State Street January 2015 - Present
Foreside Financial Group, LLC June 2010 - January 2015
Foreside Financial Group, LLC February 2009 - June 2010
Unum Insurance Company 2003 - January 2009
Access Media, Inc. 2000 - 2002
DALBAR, Inc. 1998 - 2000
Skills
FINRA, Financial Services, Mutual Funds, Securities, Securities Regulation, Social Media, Alternative Investments, Hedge Funds, ETFs, Investment Management, Asset Management, Due Diligence, Insurance, Corporate Law, SEC filings, Finance, Financial Regulation, Private Placements, Legal Compliance
Education
Suffolk University Law School 2001 — 2005
Northeastern University
BS
Josh Hunter's Foreside Financial Group, LLC Experience July 2015 - Present
Job Principal Financial Officer at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC July 2015 - Present
J.P. Morgan February 2015 - July 2015
J.P. Morgan February 2011 - January 2015
J.P. Morgan July 2008 - January 2011
State Street Corporation July 2007 - June 2008
Investors Bank & Trust September 2004 - July 2007
Merrill Lynch September 2003 - May 2004
Skills
Financial Analysis, Financial Modeling, Investments, Risk Management, Compliance, IRS Sub-Chapter M, 1940 Act, Financial Reporting, Budget Analysis, Budget Development, Form N-1A, People Management, Coaching, Staff Mentoring, Budget Proposals, ETFs, Financial Services, Financial Accounting, Management, Mutual Funds, Fund Accounting, Fund Administration, Finance, Financial Statements, Budgets, Hedge Funds
Education
Suffolk University - Sawyer School of Management 2005 — 2008
Master of Business Administration (M.B.A.)
Ithaca College 2000 — 2004
Bachelor of Science in Business Administration, Concentration in Finance and Management; Minor in Economics
Foreside Financial Group, LLC July 2015 - Present
J.P. Morgan February 2015 - July 2015
J.P. Morgan February 2011 - January 2015
J.P. Morgan July 2008 - January 2011
State Street Corporation July 2007 - June 2008
Investors Bank & Trust September 2004 - July 2007
Merrill Lynch September 2003 - May 2004
Skills
Financial Analysis, Financial Modeling, Investments, Risk Management, Compliance, IRS Sub-Chapter M, 1940 Act, Financial Reporting, Budget Analysis, Budget Development, Form N-1A, People Management, Coaching, Staff Mentoring, Budget Proposals, ETFs, Financial Services, Financial Accounting, Management, Mutual Funds, Fund Accounting, Fund Administration, Finance, Financial Statements, Budgets, Hedge Funds
Education
Suffolk University - Sawyer School of Management 2005 — 2008
Master of Business Administration (M.B.A.)
Ithaca College 2000 — 2004
Bachelor of Science in Business Administration, Concentration in Finance and Management; Minor in Economics
Susan Bigelow's Foreside Financial Group, LLC Experience June 2008 - January 2012
Job Vice President at Citi
Industry Financial Services
Robert Cowles's Foreside Financial Group, LLC Experience March 2014 - Present
Job Managing Director, Compliance Services at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC March 2014 - Present
Lincoln Financial Group September 2013 - March 2014
Gottex Fund Management July 2010 - September 2013
JP Morgan Chase January 2009 - July 2010
JP Morgan Chase January 2006 - December 2008
JPMorgan Chase December 2001 - December 2005
Investors Bank & Trust May 1999 - November 2001
Skills
Fund Of Funds, Alternative Investments, Hedge Funds, Fund Administration, Financial Services, Mutual Funds, Securities, Fund Accounting, Asset Management, Equities
Education
Merrimack College 1995 — 1999
Foreside Financial Group, LLC March 2014 - Present
Lincoln Financial Group September 2013 - March 2014
Gottex Fund Management July 2010 - September 2013
JP Morgan Chase January 2009 - July 2010
JP Morgan Chase January 2006 - December 2008
JPMorgan Chase December 2001 - December 2005
Investors Bank & Trust May 1999 - November 2001
Skills
Fund Of Funds, Alternative Investments, Hedge Funds, Fund Administration, Financial Services, Mutual Funds, Securities, Fund Accounting, Asset Management, Equities
Education
Merrimack College 1995 — 1999
Brad Drake's Foreside Financial Group, LLC Experience July 2015 - Present
Job Director, Supervision and Registration at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC July 2015 - Present
Foreside Financial Group, LLC September 2013 - July 2015
Foreside Financial Group, LLC April 2007 - September 2013
Nationwide Financial Network 2003 - 2006
Meeder Financial 2001 - 2003
Nationwide Financial 1999 - 2001
Skills
FINRA, Financial Services, Series 7, Mutual Funds
Education
Tiffin University 1995 — 1999
BBA, Finance
Fremont Ross
Foreside Financial Group, LLC July 2015 - Present
Foreside Financial Group, LLC September 2013 - July 2015
Foreside Financial Group, LLC April 2007 - September 2013
Nationwide Financial Network 2003 - 2006
Meeder Financial 2001 - 2003
Nationwide Financial 1999 - 2001
Skills
FINRA, Financial Services, Series 7, Mutual Funds
Education
Tiffin University 1995 — 1999
BBA, Finance
Fremont Ross
Chris Lanza's Foreside Financial Group, LLC Experience September 2007 - Present
Job Business Head, Exchange Traded Product Services at Foreside Financial Group, LLC
Industry Investment Management
Experience
Foreside Financial Group, LLC September 2007 - Present
Citigroup May 2004 - August 2007
AGF Management Limited February 1998 - December 2000
Price Waterhouse Management Consultants February 1996 - February 1998
Charles Schwab Investment Management 1992 - 1996
Mitsubishi Bank of California March 1987 - February 1992
Skills
Hedge Funds, Email Marketing
Education
Northeastern University 1979 — 1984
Bachelor of Science (BS), Accounting
Foreside Financial Group, LLC September 2007 - Present
Citigroup May 2004 - August 2007
AGF Management Limited February 1998 - December 2000
Price Waterhouse Management Consultants February 1996 - February 1998
Charles Schwab Investment Management 1992 - 1996
Mitsubishi Bank of California March 1987 - February 1992
Skills
Hedge Funds, Email Marketing
Education
Northeastern University 1979 — 1984
Bachelor of Science (BS), Accounting
Monica Boissonneault's Foreside Financial Group, LLC Experience June 2011 - Present
Job Compliance Specialist at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC June 2011 - Present
Iberdrola September 2008 - June 2011
Citigroup April 2006 - May 2008
CITIGROUP (originally Forum Financial Group, acquired in 2003) 2000 - 2006
Forum Financial Group 1998 - 2000
Forum Financial Group 1996 - 1998
Forum Financial Group August 1995 - 1996
STATE STREET BANK & TRUST January 1993 - August 1995
Skills
Accounting, Outlook, Microsoft Excel, Microsoft Word, Cash Management, Customer Service, Crystal Reports, Quality Control, Mutual Funds, Risk Management, Account Reconciliation, Fund Accounting, Analysis, Business Analysis, Finance, Internal Controls, Financial Services, Access, Leadership, Management, Securities, Investments, Banking, Insurance, Asset Management
Education
Nichols College 1987 — 1991
Bachelors, Accounting
Foreside Financial Group, LLC June 2011 - Present
Iberdrola September 2008 - June 2011
Citigroup April 2006 - May 2008
CITIGROUP (originally Forum Financial Group, acquired in 2003) 2000 - 2006
Forum Financial Group 1998 - 2000
Forum Financial Group 1996 - 1998
Forum Financial Group August 1995 - 1996
STATE STREET BANK & TRUST January 1993 - August 1995
Skills
Accounting, Outlook, Microsoft Excel, Microsoft Word, Cash Management, Customer Service, Crystal Reports, Quality Control, Mutual Funds, Risk Management, Account Reconciliation, Fund Accounting, Analysis, Business Analysis, Finance, Internal Controls, Financial Services, Access, Leadership, Management, Securities, Investments, Banking, Insurance, Asset Management
Education
Nichols College 1987 — 1991
Bachelors, Accounting
Dan Igo's Foreside Financial Group, LLC Experience June 2013 - April 2014
Job Director, Asset Management Compliance at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments April 2014 - Present
Foreside Financial Group, LLC June 2013 - April 2014
Citi Fund Services 2004 - May 2013
Skills
Asset Management, Funding, Hedge Funds, Mutual Funds, Alternative Investments
Education
La Salle University 1989 — 1993
BA, Inter'l Economics
Fidelity Investments April 2014 - Present
Foreside Financial Group, LLC June 2013 - April 2014
Citi Fund Services 2004 - May 2013
Skills
Asset Management, Funding, Hedge Funds, Mutual Funds, Alternative Investments
Education
La Salle University 1989 — 1993
BA, Inter'l Economics
Nancy J Tyminski's Foreside Financial Group, LLC Experience July 2015 - Present
Job Director, Risk Management Due Diligence at FORESIDE
Industry Investment Management
Experience
Foreside Financial Group, LLC July 2015 - Present
PNC Bank August 2011 - Present
Nationwide Funds Group - Investment Management May 2008 - September 2010
Nikko Asset Management Americas, Inc July 2006 - March 2008
Oppenheimer Asset Management Inc. 2005 - July 2006
CooperNeff Advisors, Inc. (Subsidiary of BNP Paribas) 1992 - 2003
PHLX - Specialist Operations Options Trading Floor 1985 - 1992
Education
Cherry Hill East High School
University of Pennsylvania
Bachelor of Arts, English
Foreside Financial Group, LLC July 2015 - Present
PNC Bank August 2011 - Present
Nationwide Funds Group - Investment Management May 2008 - September 2010
Nikko Asset Management Americas, Inc July 2006 - March 2008
Oppenheimer Asset Management Inc. 2005 - July 2006
CooperNeff Advisors, Inc. (Subsidiary of BNP Paribas) 1992 - 2003
PHLX - Specialist Operations Options Trading Floor 1985 - 1992
Education
Cherry Hill East High School
University of Pennsylvania
Bachelor of Arts, English
Henry Bindbeutel's Foreside Financial Group, LLC Experience September 2012 - September 2014
Job Senior Analyst (MRR) at LPL Financial Research
Industry Financial Services
Experience
LPL Financial November 2014 - Present
Army National Guard December 2010 - Present
Foreside Financial Group, LLC September 2012 - September 2014
Foreside Financial Group, LLC March 2008 - September 2012
Healey & Associates 2007 - 2008
Allegiance Financial Group 2005 - 2006
Maine International Trade Center 2004 - 2005
Seligman Data Corp 2002 - 2004
Lincoln Financial Group 2001 - 2002
Skills
Series 24, Series 7, Financial Services, Project Management, Retirement, Finance, Mutual Funds, Life Insurance, Securities, Investments, Small Business, Retirement Planning, Asset Management, Insurance, Alternative Investments, ETFs
Education
University of Southern Maine 1998 — 2008
Bachelor of Arts (B.A.), Economics and Political Science
Keele University 2005 — 2006
LPL Financial November 2014 - Present
Army National Guard December 2010 - Present
Foreside Financial Group, LLC September 2012 - September 2014
Foreside Financial Group, LLC March 2008 - September 2012
Healey & Associates 2007 - 2008
Allegiance Financial Group 2005 - 2006
Maine International Trade Center 2004 - 2005
Seligman Data Corp 2002 - 2004
Lincoln Financial Group 2001 - 2002
Skills
Series 24, Series 7, Financial Services, Project Management, Retirement, Finance, Mutual Funds, Life Insurance, Securities, Investments, Small Business, Retirement Planning, Asset Management, Insurance, Alternative Investments, ETFs
Education
University of Southern Maine 1998 — 2008
Bachelor of Arts (B.A.), Economics and Political Science
Keele University 2005 — 2006
Elliott Dobin's Foreside Financial Group, LLC Experience August 2007 - October 2008
Job Legal/Compliance:Financial Services
Industry Law Practice
Experience
Pioneer Investments July 2010 - Present
Foreside Financial Group, LLC August 2007 - October 2008
BISYS February 2005 - July 2007
Fidelity Investments August 2003 - February 2005
Davidson Manchel & Brennan April 2002 - May 2003
Fidelity Investments June 1997 - November 2001
US Securities and Exchange Commission January 1988 - June 1997
Shereff Friedman Hoffman & Goodman April 1986 - December 1987
Schulte Roth & Zabel LLP October 1983 - April 1986
Skills
Mutual Funds, Compliance, FINRA, SEC reporting, Contract Negotiation, SEC, Securities, Litigation, SEC filings, Legal Writing, Investments, Securities Regulation, Financial Risk, Financial Services, Due Diligence, Broker-Dealer, Finance, Policy, AML, Corporate Law, Corporate Governance, Hedge Funds, Asset Management, Alternative Investments, Investment Management, Capital Markets
Education
Brooklyn Law School 1980 — 1983
Juris Doctor, Law
Vassar College 1974 — 1978
B.A., Urban Studies
Pioneer Investments July 2010 - Present
Foreside Financial Group, LLC August 2007 - October 2008
BISYS February 2005 - July 2007
Fidelity Investments August 2003 - February 2005
Davidson Manchel & Brennan April 2002 - May 2003
Fidelity Investments June 1997 - November 2001
US Securities and Exchange Commission January 1988 - June 1997
Shereff Friedman Hoffman & Goodman April 1986 - December 1987
Schulte Roth & Zabel LLP October 1983 - April 1986
Skills
Mutual Funds, Compliance, FINRA, SEC reporting, Contract Negotiation, SEC, Securities, Litigation, SEC filings, Legal Writing, Investments, Securities Regulation, Financial Risk, Financial Services, Due Diligence, Broker-Dealer, Finance, Policy, AML, Corporate Law, Corporate Governance, Hedge Funds, Asset Management, Alternative Investments, Investment Management, Capital Markets
Education
Brooklyn Law School 1980 — 1983
Juris Doctor, Law
Vassar College 1974 — 1978
B.A., Urban Studies
Sonja Formato's Foreside Financial Group, LLC Experience November 2014 - Present
Job National Account Manager at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC November 2014 - Present
Fidelity Investments 2007 - October 2014
Putnam Investments 2006 - 2007
Wellington Management June 1997 - June 2005
Skills
Mutual Funds, Investments, Equities, Asset Management, Series 63, Series 7, Securities, Financial Services, Alternative Investments
Education
Boston University Questrom School of Business 1995 — 1998
MBA, Management/Marketing
Foreside Financial Group, LLC November 2014 - Present
Fidelity Investments 2007 - October 2014
Putnam Investments 2006 - 2007
Wellington Management June 1997 - June 2005
Skills
Mutual Funds, Investments, Equities, Asset Management, Series 63, Series 7, Securities, Financial Services, Alternative Investments
Education
Boston University Questrom School of Business 1995 — 1998
MBA, Management/Marketing
Monique Labbe's Foreside Financial Group, LLC Experience September 2014 - Present
Job Fund Principal Financial Officer at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC September 2014 - Present
State Street Global Advisors (SSgA) November 2012 - September 2014
State Street October 1995 - November 2012
Skills
Fund Accounting, Mutual Funds, Fund Administration, Global Custody, Corporate Actions, Relationship Management, Financial Services, Asset Management, Alternative Investments
Education
Boston College - Wallace E. Carroll Graduate School of Management 1999 — 2002
MBA, Finance
University of Massachusetts Dartmouth 1991 — 1995
BOS, Accounting
Foreside Financial Group, LLC September 2014 - Present
State Street Global Advisors (SSgA) November 2012 - September 2014
State Street October 1995 - November 2012
Skills
Fund Accounting, Mutual Funds, Fund Administration, Global Custody, Corporate Actions, Relationship Management, Financial Services, Asset Management, Alternative Investments
Education
Boston College - Wallace E. Carroll Graduate School of Management 1999 — 2002
MBA, Finance
University of Massachusetts Dartmouth 1991 — 1995
BOS, Accounting
Cynthia Morse-Griffin's Foreside Financial Group, LLC Experience February 2012 - Present
Job Financial Operations Manager at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC February 2012 - Present
Foreside Financial Group, LLC July 2008 - May 2013
Citigroup GTS December 2001 - June 2008
Baker Newman Noyes June 1998 - December 2001
Skills
Fund Administration, Mutual Funds, Finance, Financial Services, Financial Reporting, Securities, Asset Management, Investments
Education
Husson University 1994 — 1998
BS, Public Accounting
Foreside Financial Group, LLC February 2012 - Present
Foreside Financial Group, LLC July 2008 - May 2013
Citigroup GTS December 2001 - June 2008
Baker Newman Noyes June 1998 - December 2001
Skills
Fund Administration, Mutual Funds, Finance, Financial Services, Financial Reporting, Securities, Asset Management, Investments
Education
Husson University 1994 — 1998
BS, Public Accounting
William Royer's Foreside Financial Group, LLC Experience November 2009 - August 2011
Job Assistant Director at U.S. Securities and Exchange Commission
Industry Investment Management
Experience
US Securities and Exchange Commission July 2013 - Present
Arrowstreet Capital August 2011 - May 2012
Foreside Financial Group, LLC November 2009 - August 2011
Baring Asset Management December 2007 - May 2008
GMO February 1995 - March 2005
Ropes & Gray LLP September 1992 - January 1995
Seragen September 1987 - June 1989
Skills
Securities, Securities Regulation, Hedge Funds, Alternative Investments, Corporate Governance, Due Diligence, Mutual Funds, Asset Management, Investment Management, Investments, Risk Management, Mergers & Acquisitions
Education
Boston University School of Law 1989 — 1992
J.D., Law
University of New Hampshire 1983 — 1987
B.S., Chemistry
University of New Hampshire 1983 — 1987
Bachelor of Science, Chemistry
US Securities and Exchange Commission July 2013 - Present
Arrowstreet Capital August 2011 - May 2012
Foreside Financial Group, LLC November 2009 - August 2011
Baring Asset Management December 2007 - May 2008
GMO February 1995 - March 2005
Ropes & Gray LLP September 1992 - January 1995
Seragen September 1987 - June 1989
Skills
Securities, Securities Regulation, Hedge Funds, Alternative Investments, Corporate Governance, Due Diligence, Mutual Funds, Asset Management, Investment Management, Investments, Risk Management, Mergers & Acquisitions
Education
Boston University School of Law 1989 — 1992
J.D., Law
University of New Hampshire 1983 — 1987
B.S., Chemistry
University of New Hampshire 1983 — 1987
Bachelor of Science, Chemistry
Nyki (Scott) Williams's Foreside Financial Group, LLC Experience June 2007 - March 2013
Job
Industry Hospital & Health Care
Experience
Eastern Maine Medical Center October 2012 - Present
Foreside Financial Group, LLC June 2007 - March 2013
Maine Medical Center July 2011 - June 2012
Education
University of New England 2010 — 2012
Associates Degree of Nursing, Nursing, 3.5
Eastern Maine Medical Center October 2012 - Present
Foreside Financial Group, LLC June 2007 - March 2013
Maine Medical Center July 2011 - June 2012
Education
University of New England 2010 — 2012
Associates Degree of Nursing, Nursing, 3.5
Jennifer Hoopes's Foreside Financial Group, LLC Experience August 2015 - Present
Job Busines Head, Consulting and Global Business at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC August 2015 - Present
Foreside Financial Group, LLC December 2007 - August 2015
Verrill Dana, LLP April 2003 - November 2007
Intercultural Press July 1995 - June 1999
Crisis Support Services of Alameda Co. 1991 - 1995
Skills
Securities, Mergers & Acquisitions, Securities Regulation, Corporate Governance, Commercial Litigation, Finance, Corporate Law, Due Diligence, Privacy Law, Risk Management
Education
Northeastern University School of Law 1999 — 2002
JD, Law
Conservatorio di musica di Milano 1987 — 1988
Music
Yale University 1983 — 1987
B.A., Magna Cum Laude
Phillips Exeter Academy
Foreside Financial Group, LLC August 2015 - Present
Foreside Financial Group, LLC December 2007 - August 2015
Verrill Dana, LLP April 2003 - November 2007
Intercultural Press July 1995 - June 1999
Crisis Support Services of Alameda Co. 1991 - 1995
Skills
Securities, Mergers & Acquisitions, Securities Regulation, Corporate Governance, Commercial Litigation, Finance, Corporate Law, Due Diligence, Privacy Law, Risk Management
Education
Northeastern University School of Law 1999 — 2002
JD, Law
Conservatorio di musica di Milano 1987 — 1988
Music
Yale University 1983 — 1987
B.A., Magna Cum Laude
Phillips Exeter Academy
Bruno DiStefano's Foreside Financial Group, LLC Experience April 2012 - Present
Job Foreside Director Business Development
Industry Financial Services
Experience
Foreside Financial Group, LLC April 2012 - Present
BNY Mellon Distributors July 2010 - March 2012
VP BNY Mellon 1993 - 2011
PFPC 1999 - 2010
Skills
Mutual Funds, Alternative Investments, Securities, Series 7, Series 63, Financial Services, ETFs, FINRA, Asset Management, Bloomberg, Fixed Income, Equities, Global Custody, Investments, Investment Advisory, Investment Management, Fund Administration, Wealth Management, Fund Of Funds, Series 24, Asset Allocation, Investment Strategies, Separately Managed..., Hedge Funds, AML, Fund Accounting, Relationship Management, Securities Lending, Back Office, Trading, Derivatives
Education
Richard Stockton College of New Jersey
Bachelor's degree, Political Science
Foreside Financial Group, LLC April 2012 - Present
BNY Mellon Distributors July 2010 - March 2012
VP BNY Mellon 1993 - 2011
PFPC 1999 - 2010
Skills
Mutual Funds, Alternative Investments, Securities, Series 7, Series 63, Financial Services, ETFs, FINRA, Asset Management, Bloomberg, Fixed Income, Equities, Global Custody, Investments, Investment Advisory, Investment Management, Fund Administration, Wealth Management, Fund Of Funds, Series 24, Asset Allocation, Investment Strategies, Separately Managed..., Hedge Funds, AML, Fund Accounting, Relationship Management, Securities Lending, Back Office, Trading, Derivatives
Education
Richard Stockton College of New Jersey
Bachelor's degree, Political Science
Weston Sommers's Foreside Financial Group, LLC Experience January 2013 - Present
Job Financial Operations Principal at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC January 2013 - Present
Foreside Financial Group, LLC December 2006 - December 2012
TD Bank July 2006 - December 2006
Baker Newman & Noyes November 2004 - July 2006
Skills
Tax Preparation, Financial Reporting, Accounting, Budgeting, SEC filings, Tax, Auditing, Tax Returns, Finance, Financial Statements
Education
Southern New Hampshire University 1997 — 2002
MBA, Taxation and Accounting
Roger Williams University 1992 — 1997
Bachelor of Science (BS), Psychology
Foreside Financial Group, LLC January 2013 - Present
Foreside Financial Group, LLC December 2006 - December 2012
TD Bank July 2006 - December 2006
Baker Newman & Noyes November 2004 - July 2006
Skills
Tax Preparation, Financial Reporting, Accounting, Budgeting, SEC filings, Tax, Auditing, Tax Returns, Finance, Financial Statements
Education
Southern New Hampshire University 1997 — 2002
MBA, Taxation and Accounting
Roger Williams University 1992 — 1997
Bachelor of Science (BS), Psychology
Cheryl Tumlin's Foreside Financial Group, LLC Experience October 2004 - May 2008
Job Attorney at Tumlin & Tumlin, PLLC
Industry Law Practice
Experience
Tuggle Duggins P.A. September 2009 - September 2014
Foreside Financial Group, LLC October 2004 - May 2008
Citigroup (f/k/a Forum Financial Group) 2001 - 2004
I-Many, Inc. 1999 - 2001
Citigroup (f/k/a Forum Financial Group) 1996 - 1999
U.S. Securities and Exchange Comission February 1995 - July 1996
Bryan Cave 1991 - 1994
Education
New York University School of Law 1988 — 1991
JD
State University of New York at Binghamton 1984 — 1988
Bachelors of Science, Biology
Tuggle Duggins P.A. September 2009 - September 2014
Foreside Financial Group, LLC October 2004 - May 2008
Citigroup (f/k/a Forum Financial Group) 2001 - 2004
I-Many, Inc. 1999 - 2001
Citigroup (f/k/a Forum Financial Group) 1996 - 1999
U.S. Securities and Exchange Comission February 1995 - July 1996
Bryan Cave 1991 - 1994
Education
New York University School of Law 1988 — 1991
JD
State University of New York at Binghamton 1984 — 1988
Bachelors of Science, Biology
Anna R. Clark's Foreside Financial Group, LLC Experience November 2014 - Present
Job BrokerDealer Supervision at Foreside Financial Group, LLC
Industry Financial Services
Experience
Foreside Financial Group, LLC November 2014 - Present
KPMG Canada December 2011 - November 2014
Skills
Regulatory Compliance, Field Supervision, Risk Management, Project Management, Analysis, Finance, Teamwork, Research, Market Research, Marketing Strategy, Team Management, Time Management, Financial Analysis, Organizing, Marketing, Financial Services
Education
Bishop's University 2007 — 2011
BBA Marketing and Management, Minor in Economics
Thornton Academy 2003 — 2007
Foreside Financial Group, LLC November 2014 - Present
KPMG Canada December 2011 - November 2014
Skills
Regulatory Compliance, Field Supervision, Risk Management, Project Management, Analysis, Finance, Teamwork, Research, Market Research, Marketing Strategy, Team Management, Time Management, Financial Analysis, Organizing, Marketing, Financial Services
Education
Bishop's University 2007 — 2011
BBA Marketing and Management, Minor in Economics
Thornton Academy 2003 — 2007
Ronald Berge's Foreside Financial Group, LLC Experience July 1999 - Present
Job Associate DirectorAdvertising Compliance
Industry Financial Services
Experience
Foreside Financial Group, LLC July 1999 - Present
A.D. Marble & Co. 1993 - 1995
Cultural Heritage Research Services 1988 - 1993
Temple University 1985 - 1988
Skills
FINRA advertising review, Supervision of..., FINRA aggregate sales..., Workflow Management..., Microsoft Access, Archaeology, Historical Research, Cultural Anthropology
Education
Widener University School of Law 1998 — 2002
J.D.
Temple University 1982 — 1985
M.A., Anthropology
Temple University 1977 — 1982
B.A., Anthropology
Foreside Financial Group, LLC July 1999 - Present
A.D. Marble & Co. 1993 - 1995
Cultural Heritage Research Services 1988 - 1993
Temple University 1985 - 1988
Skills
FINRA advertising review, Supervision of..., FINRA aggregate sales..., Workflow Management..., Microsoft Access, Archaeology, Historical Research, Cultural Anthropology
Education
Widener University School of Law 1998 — 2002
J.D.
Temple University 1982 — 1985
M.A., Anthropology
Temple University 1977 — 1982
B.A., Anthropology
Carol Ellison's Foreside Financial Group, LLC Experience October 2014 - Present
Job Office Coordinator at Foreside Financial Group, LLC
Industry Higher Education
Experience
Foreside Financial Group, LLC October 2014 - Present
Bates College March 2012 - June 2013
Tufts University School of Medicine September 2008 - September 2011
British School of Boston February 2008 - September 2008
Skills
Community Outreach, Sustainability, Qualitative Research, Report Writing, Editing, Higher Education, Event Planning, Non-profits, Microsoft Office, Strategic Communications, Volunteer Management, Social Media..., Technical Writing, Public Speaking, Program Development, Graphic Design, Adobe Creative Suite, Adobe Acrobat, Creative Solutions, History, Painting, Creative Writing
Education
Boston Architectural College 2012 — 2014
Master of Sustainable Design
Hobart and William Smith Colleges 2002 — 2006
Bachelor of Arts (B.A.), Archeology
Foreside Financial Group, LLC October 2014 - Present
Bates College March 2012 - June 2013
Tufts University School of Medicine September 2008 - September 2011
British School of Boston February 2008 - September 2008
Skills
Community Outreach, Sustainability, Qualitative Research, Report Writing, Editing, Higher Education, Event Planning, Non-profits, Microsoft Office, Strategic Communications, Volunteer Management, Social Media..., Technical Writing, Public Speaking, Program Development, Graphic Design, Adobe Creative Suite, Adobe Acrobat, Creative Solutions, History, Painting, Creative Writing
Education
Boston Architectural College 2012 — 2014
Master of Sustainable Design
Hobart and William Smith Colleges 2002 — 2006
Bachelor of Arts (B.A.), Archeology
Paul Hahesy's Foreside Financial Group, LLC Experience May 2005 - March 2011
Job Regulatory Compliance Professional
Industry Investment Management
Experience
Arrowstreet Capital August 2014 - Present
Mercer Investments November 2012 - August 2014
KPMG July 2011 - November 2012
Foreside Financial Group, LLC May 2005 - March 2011
Skills
Compliance, Securities Regulation, Financial Regulation, Writing, Editorial, Investment Advisor..., Mutual Funds, Hedge Funds, ETFs, SEC filings, Broker-Dealer, FINRA, CFTC, AML, Consulting
Education
University of Maine School of Law 1996 — 1999
Doctor of Law (JD)
Bates College 1990 — 1994
Bachelor of Arts (BA), Psychology
Arrowstreet Capital August 2014 - Present
Mercer Investments November 2012 - August 2014
KPMG July 2011 - November 2012
Foreside Financial Group, LLC May 2005 - March 2011
Skills
Compliance, Securities Regulation, Financial Regulation, Writing, Editorial, Investment Advisor..., Mutual Funds, Hedge Funds, ETFs, SEC filings, Broker-Dealer, FINRA, CFTC, AML, Consulting
Education
University of Maine School of Law 1996 — 1999
Doctor of Law (JD)
Bates College 1990 — 1994
Bachelor of Arts (BA), Psychology
James Atwood's Foreside Financial Group, LLC Experience 2007 - 2014
Job Financial Services Professional
Industry Financial Services
Experience
Foreside Financial Group, LLC 2007 - 2014
Scudder, Stevens & Clark 1992 - 1996
Scudder, Stevens & Clark 1992 - 1996
Scudder, Stevens & Clark 1992 - 1996
Skills
AML, Securities, Financial Services, FINRA, Mutual Funds, Due Diligence, Legal Compliance, Real Estate Transactions, Contract Law
Education
Suffolk University Law School 1993 — 1996
Doctor of Law (J.D.), Law, cum laude
Tufts University 1984 — 1987
Bachelor's degree, English Language and Literature/Letters
The Lawrenceville School 1981 — 1983
Foreside Financial Group, LLC 2007 - 2014
Scudder, Stevens & Clark 1992 - 1996
Scudder, Stevens & Clark 1992 - 1996
Scudder, Stevens & Clark 1992 - 1996
Skills
AML, Securities, Financial Services, FINRA, Mutual Funds, Due Diligence, Legal Compliance, Real Estate Transactions, Contract Law
Education
Suffolk University Law School 1993 — 1996
Doctor of Law (J.D.), Law, cum laude
Tufts University 1984 — 1987
Bachelor's degree, English Language and Literature/Letters
The Lawrenceville School 1981 — 1983
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY