Girard Securities
Industry: Company
DescriptionFounded: 1987 Parent organization: Cetera Financial Group
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Girard Securities Employees
Employee
Years
Job
Industry
Howard Falco Howard Falco's Girard Securities Experience January 2002 - April 2013
Job Peak Performance Expert & Consultant, Sports Mindfulness Coach & the Author of I AM
Industry Professional Training & Coaching
Experience
8 Wisdom July 2013 - Present
HowardFalco.com June 2006 - Present
Delta Wave Coaching April 2013 - January 2015
Girard Securities January 2002 - April 2013
Skills
Investments, Public Speaking, Leadership Development, Strategic Thinking, Research, Coaching, Management Consulting, Social Media, Business Strategy, Strategic Planning, Management, Strategic Partnerships, Life Coaching, Executive Coaching, Emotional Intelligence, Staff Development, Personal Development, Lifestyle Coaching, Social Networking, Team Building, Fundraising, Leadership, Non-profits, Online Marketing, Social Media Marketing, Published Author, Entrepreneurship, Organizational..., Spiritual Teacher, Spirituality, Self Help, Strategy, Stress Management
Education
Arizona State University 1985 — 1989
Bachelor of Science, Business
8 Wisdom July 2013 - Present
HowardFalco.com June 2006 - Present
Delta Wave Coaching April 2013 - January 2015
Girard Securities January 2002 - April 2013
Skills
Investments, Public Speaking, Leadership Development, Strategic Thinking, Research, Coaching, Management Consulting, Social Media, Business Strategy, Strategic Planning, Management, Strategic Partnerships, Life Coaching, Executive Coaching, Emotional Intelligence, Staff Development, Personal Development, Lifestyle Coaching, Social Networking, Team Building, Fundraising, Leadership, Non-profits, Online Marketing, Social Media Marketing, Published Author, Entrepreneurship, Organizational..., Spiritual Teacher, Spirituality, Self Help, Strategy, Stress Management
Education
Arizona State University 1985 — 1989
Bachelor of Science, Business
Jacqueline Kaiser Jacqueline Kaiser's Girard Securities Experience June 2008 - March 2011
Job Workplace Sales Director at MetLife
Industry Financial Services
Experience
MetLife February 2014 - Present
MetLife June 2011 - February 2014
Girard Securities June 2008 - March 2011
Ameriprise Financial Services, Inc. October 2004 - February 2008
Club Wireless March 2003 - March 2004
HOM Furniture January 2002 - March 2003
Integrity Drywall, Inc. January 1995 - October 2002
TCF Bank August 1990 - January 1996
Skills
Finance, Financial Planning, Insurance, Retirement, Financial Services, Management
Education
University of Minnesota-Twin Cities
Bachelor's Degree, Human Resources Development
MetLife February 2014 - Present
MetLife June 2011 - February 2014
Girard Securities June 2008 - March 2011
Ameriprise Financial Services, Inc. October 2004 - February 2008
Club Wireless March 2003 - March 2004
HOM Furniture January 2002 - March 2003
Integrity Drywall, Inc. January 1995 - October 2002
TCF Bank August 1990 - January 1996
Skills
Finance, Financial Planning, Insurance, Retirement, Financial Services, Management
Education
University of Minnesota-Twin Cities
Bachelor's Degree, Human Resources Development
Gary C. Galarpe Gary C. Galarpe's Girard Securities Experience September 2006 - February 2013
Job Chief Operating Officer at Nathan Hale Capital LLC
Industry Financial Services
Experience
Nathan Hale Capital fka Tahoe Fixed Income September 2013 - Present
Girard Securities September 2006 - February 2013
WM Financial January 2006 - September 2006
LPL Financial August 1996 - January 2006
Skills
Series 7, Series 63, Securities, Fixed Income, Investment Advisory, Trading, Investment Strategies, Series 24, FINRA, Bloomberg, Financial Services, Trading Systems, Mutual Funds, Finance, Alternative Investments
Education
California State University-Fullerton 1991 — 1993
Bachelor of Arts (B.A.), Business Administration and Management, General
Nathan Hale Capital fka Tahoe Fixed Income September 2013 - Present
Girard Securities September 2006 - February 2013
WM Financial January 2006 - September 2006
LPL Financial August 1996 - January 2006
Skills
Series 7, Series 63, Securities, Fixed Income, Investment Advisory, Trading, Investment Strategies, Series 24, FINRA, Bloomberg, Financial Services, Trading Systems, Mutual Funds, Finance, Alternative Investments
Education
California State University-Fullerton 1991 — 1993
Bachelor of Arts (B.A.), Business Administration and Management, General
Brooke McLeod, CFP® Brooke McLeod, CFP®'s Girard Securities Experience June 2013 - Present
Job Relationship Manager at United Capital Financial Advisers, LLC
Industry Financial Services
Experience
United Capital Financial Advisers, LLC May 2014 - Present
Girard Securities June 2013 - Present
United Capital Financial Advisers, LLC May 2013 - May 2014
PPA Advisory Services, LLC May 2011 - May 2013
Aspire Clinic January 2011 - May 2011
Bank of America Merrill Lynch May 2010 - August 2010
Volunteer Income Tax Assistance January 2010 - April 2010
Education
The University of Georgia 2009 — 2011
B.S. Family and Consumer Sciences, Family Financial Planning
University of South Carolina-Aiken 2007 — 2009
Business Administration
United Capital Financial Advisers, LLC May 2014 - Present
Girard Securities June 2013 - Present
United Capital Financial Advisers, LLC May 2013 - May 2014
PPA Advisory Services, LLC May 2011 - May 2013
Aspire Clinic January 2011 - May 2011
Bank of America Merrill Lynch May 2010 - August 2010
Volunteer Income Tax Assistance January 2010 - April 2010
Education
The University of Georgia 2009 — 2011
B.S. Family and Consumer Sciences, Family Financial Planning
University of South Carolina-Aiken 2007 — 2009
Business Administration
Amber Andregg Amber Andregg's Girard Securities Experience August 2012 - Present
Job Wealth Advisor at United Capital Financial Partners, Inc
Industry Financial Services
Experience
United Capital Financial Partners, Inc August 2012 - Present
Girard Securities August 2012 - Present
Ricker Retirement Specialists December 2008 - April 2012
Andregg Contracting Inc. August 2002 - November 2008
Cheley Colorado Camps May 2005 - August 2006
Skills
Asset Allocation, Finance, Mutual Funds, Financial Analysis, Strategic Financial..., Series 7, Retirement, Financial Planning, Uniform Combined State..., Financial Reporting, QuickBooks, Microsoft Excel, Public Speaking, Customer Service
Education
Texas State University 2004 — 2008
BBA, Finance, CFP Program, Latin American Business Certificant
University of Kansas 2003 — 2004
Ursuline Academy of Dallas 1999 — 2003
High School Diploma
United Capital Financial Partners, Inc August 2012 - Present
Girard Securities August 2012 - Present
Ricker Retirement Specialists December 2008 - April 2012
Andregg Contracting Inc. August 2002 - November 2008
Cheley Colorado Camps May 2005 - August 2006
Skills
Asset Allocation, Finance, Mutual Funds, Financial Analysis, Strategic Financial..., Series 7, Retirement, Financial Planning, Uniform Combined State..., Financial Reporting, QuickBooks, Microsoft Excel, Public Speaking, Customer Service
Education
Texas State University 2004 — 2008
BBA, Finance, CFP Program, Latin American Business Certificant
University of Kansas 2003 — 2004
Ursuline Academy of Dallas 1999 — 2003
High School Diploma
Traci Tarpy Sherrod Traci Tarpy Sherrod's Girard Securities Experience May 2013 - Present
Job Assistant Vice President, Enterprise Risk Management & OSJ Supervision at Girard Securities
Industry Financial Services
Experience
Girard Securities May 2013 - Present
First Allied Securities August 2009 - May 2013
LPL Financial February 2007 - August 2009
Citicorp Investment Services August 2005 - February 2007
Skills
Alternative Investments, Investments, Uniform Combined State..., Series 63, Risk Management, Series 7, Due Diligence, Securities Regulation, Investment Management, Strategic Financial..., Mutual Funds, Leadership, Process Improvement, Equities, Financial Advisory, Hedge Funds, FINRA, AML, Strategy, Project Management, Securities, Asset Allocation, Fixed Income, Financial Services, Customer Service, Series 65, Wealth Management, Investment Strategies, Financial Planners, Retirement Planning, Investment Advisory, Series 24, Management, Asset Management, Business Strategy, Variable Annuities, IRAs, Options
Education
San Diego State University-California State University 1995 — 1999
Bachelor of Arts (B.A.), English Language and Literature, General
San Diego State University-California State University 1995 — 1999
Bachelor of Arts (B.A.), Political Science and Government
Girard Securities May 2013 - Present
First Allied Securities August 2009 - May 2013
LPL Financial February 2007 - August 2009
Citicorp Investment Services August 2005 - February 2007
Skills
Alternative Investments, Investments, Uniform Combined State..., Series 63, Risk Management, Series 7, Due Diligence, Securities Regulation, Investment Management, Strategic Financial..., Mutual Funds, Leadership, Process Improvement, Equities, Financial Advisory, Hedge Funds, FINRA, AML, Strategy, Project Management, Securities, Asset Allocation, Fixed Income, Financial Services, Customer Service, Series 65, Wealth Management, Investment Strategies, Financial Planners, Retirement Planning, Investment Advisory, Series 24, Management, Asset Management, Business Strategy, Variable Annuities, IRAs, Options
Education
San Diego State University-California State University 1995 — 1999
Bachelor of Arts (B.A.), English Language and Literature, General
San Diego State University-California State University 1995 — 1999
Bachelor of Arts (B.A.), Political Science and Government
Erik Allison, AIF® Erik Allison, AIF®'s Girard Securities Experience October 2010 - November 2013
Job Founder & CEO at EA Wealth Management
Industry Investment Management
Experience
EA Wealth Management March 2015 - Present
Fountainhead Wealth December 2013 - 2015
Cambridge Investment Research December 2013 - 2015
United Capital Financial Partners, Inc October 2010 - November 2013
Girard Securities October 2010 - November 2013
Morgan Stanley Smith Barney 2010 - 2010
Investment Advisors International 2008 - 2010
Skills
Investments, Investment Management, Retirement Planning, Investment Advisory, Retirement, Wealth Management, Wealth, Asset Allocation, Wealth Management..., Series 7, Mutual Funds, Fixed Annuities, FINRA, IRAs, Financial Planners, 401k, Securities, ETFs, Strategic Financial..., Estate Planning, Investment Strategies, Retirement Plan..., Asset Management, Series 63, Finance, Financial Advisory, Series 65, Alternative Investments, High Net Worth..., Roth IRA, Wealth Accumulation, Personal Financial...
Education
University of Missouri-Columbia
Business Administration & Finance
William Woods University
Business Administration & Finance
George Jenkins High School
4.0
EA Wealth Management March 2015 - Present
Fountainhead Wealth December 2013 - 2015
Cambridge Investment Research December 2013 - 2015
United Capital Financial Partners, Inc October 2010 - November 2013
Girard Securities October 2010 - November 2013
Morgan Stanley Smith Barney 2010 - 2010
Investment Advisors International 2008 - 2010
Skills
Investments, Investment Management, Retirement Planning, Investment Advisory, Retirement, Wealth Management, Wealth, Asset Allocation, Wealth Management..., Series 7, Mutual Funds, Fixed Annuities, FINRA, IRAs, Financial Planners, 401k, Securities, ETFs, Strategic Financial..., Estate Planning, Investment Strategies, Retirement Plan..., Asset Management, Series 63, Finance, Financial Advisory, Series 65, Alternative Investments, High Net Worth..., Roth IRA, Wealth Accumulation, Personal Financial...
Education
University of Missouri-Columbia
Business Administration & Finance
William Woods University
Business Administration & Finance
George Jenkins High School
4.0
Connie Waitman Connie Waitman's Girard Securities Experience 2006 - 2012
Job Vice President Operations
Industry Financial Services
Experience
Independent Financial Group LLC October 2012 - Present
Girard Securities 2006 - 2012
TD Ameritrade June 2004 - June 2006
WS Griffith Securities February 2002 - June 2004
Skills
Fixed Income, Trading, Mutual Funds, Securities, Strategic Financial..., Retirement Planning, Investments, Financial Analysis, Retirement, Risk Management
Education
San Diego State University-California State University 1980 — 1984
Bachelor of Science (BS), Finance, General
San Mateo High School
Independent Financial Group LLC October 2012 - Present
Girard Securities 2006 - 2012
TD Ameritrade June 2004 - June 2006
WS Griffith Securities February 2002 - June 2004
Skills
Fixed Income, Trading, Mutual Funds, Securities, Strategic Financial..., Retirement Planning, Investments, Financial Analysis, Retirement, Risk Management
Education
San Diego State University-California State University 1980 — 1984
Bachelor of Science (BS), Finance, General
San Mateo High School
Dustin Hengl Dustin Hengl's Girard Securities Experience October 2005 - August 2006
Job Senior Assurance Associate at BDO USA, LLP
Industry Accounting
Experience
BDO USA, LLP October 2013 - Present
the Music Industry July 1997 - Present
Friedlander Cherwon Capper LLP January 2013 - May 2013
Novogradac & Company LLP January 2012 - May 2012
Girard Securities October 2005 - August 2006
Skills
Accounting, Auditing, Tax, Financial Statements, CPA, Music Industry, Tax Returns, Tax Accounting, Financial Reporting, Microsoft Office, Microsoft Excel, Corporate Events, ProSystem fx Tax, Tax Preparation, Financial Analysis, Microsoft Word, QuickBooks, PowerPoint, Accounts Receivable, Budgets, Analysis, Financial Accounting, Customer Service, Internal Controls, Payroll, Tax Research
Education
Golden Gate University 2011 — 2012
Master of Accountancy
Peralta Colleges 2010 — 2011
Accounting & Business
University of California, Santa Cruz
Bachelor of Arts, Music
BDO USA, LLP October 2013 - Present
the Music Industry July 1997 - Present
Friedlander Cherwon Capper LLP January 2013 - May 2013
Novogradac & Company LLP January 2012 - May 2012
Girard Securities October 2005 - August 2006
Skills
Accounting, Auditing, Tax, Financial Statements, CPA, Music Industry, Tax Returns, Tax Accounting, Financial Reporting, Microsoft Office, Microsoft Excel, Corporate Events, ProSystem fx Tax, Tax Preparation, Financial Analysis, Microsoft Word, QuickBooks, PowerPoint, Accounts Receivable, Budgets, Analysis, Financial Accounting, Customer Service, Internal Controls, Payroll, Tax Research
Education
Golden Gate University 2011 — 2012
Master of Accountancy
Peralta Colleges 2010 — 2011
Accounting & Business
University of California, Santa Cruz
Bachelor of Arts, Music
Weston Keenan Weston Keenan's Girard Securities Experience April 2015 - Present
Job Registered Representative at Girard Securities
Industry Financial Services
Experience
United Capital Financial Advisers, LLC April 2015 - Present
Girard Securities April 2015 - Present
Valhaven Wealth Management February 2014 - April 2015
Mutual of Omaha July 2011 - January 2014
Camp La Junta June 2004 - August 2009
Zax Pints and Plate January 2007 - May 2007
Skills
Insurance, Retirement, Disability Insurance, Finance, Life Insurance, Fixed Annuities, Strategic Financial..., Retirement Planning, Investments, Term Life Insurance, Long-term Care, Employee Benefits, Sales, Personal Finance, Health Insurance
Education
University of Mississippi 2007 — 2011
Bachelor of Business Administration, Marketing/Management
St. Michaels Catholic Academy 2004 — 2007
Westlake
United Capital Financial Advisers, LLC April 2015 - Present
Girard Securities April 2015 - Present
Valhaven Wealth Management February 2014 - April 2015
Mutual of Omaha July 2011 - January 2014
Camp La Junta June 2004 - August 2009
Zax Pints and Plate January 2007 - May 2007
Skills
Insurance, Retirement, Disability Insurance, Finance, Life Insurance, Fixed Annuities, Strategic Financial..., Retirement Planning, Investments, Term Life Insurance, Long-term Care, Employee Benefits, Sales, Personal Finance, Health Insurance
Education
University of Mississippi 2007 — 2011
Bachelor of Business Administration, Marketing/Management
St. Michaels Catholic Academy 2004 — 2007
Westlake
Kristin Howe Kristin Howe's Girard Securities Experience 2012 - Present
Job Director of Operations at United Capital Financial Advisers
Industry Financial Services
Experience
United Capital Financial Advisers 2010 - Present
Girard Securities 2012 - Present
DunnHogerty Investment Consulting 2002 - 2010
Bank One 2003 - 2004
Everen Securities 1999 - 2002
Everen Securities, Inc. 1992 - 1999
Skills
Wealth Management..., Personal Finance, 401k, Life Insurance, Equity Trading, Long-term Care, Economics, PowerPoint, Microsoft Word, Private Equity, Budgets, Analysis, Stocks, Business Analysis
Education
Bowling Green State University 1988 — 1990
Business Administration, Management and Operations
United Capital Financial Advisers 2010 - Present
Girard Securities 2012 - Present
DunnHogerty Investment Consulting 2002 - 2010
Bank One 2003 - 2004
Everen Securities 1999 - 2002
Everen Securities, Inc. 1992 - 1999
Skills
Wealth Management..., Personal Finance, 401k, Life Insurance, Equity Trading, Long-term Care, Economics, PowerPoint, Microsoft Word, Private Equity, Budgets, Analysis, Stocks, Business Analysis
Education
Bowling Green State University 1988 — 1990
Business Administration, Management and Operations
Sara Ruotsala's Girard Securities Experience July 2010 - Present
Job Wealth Manager at United Capital Financial Advisers, LLC
Industry Financial Services
Experience
United Capital Financial Advisers, LLC August 2013 - Present
Girard Securities July 2010 - Present
Dunn Hogerty Private Wealth Counseling December 2004 - Present
United Capital Financial Partners, Inc July 2010 - August 2013
UBS October 2002 - December 2004
Morgan Stanley May 2001 - April 2002
The Alaska Club September 2000 - May 2001
Boston University 1998 - 2000
Skills
Wealth Management, Mutual Funds, Retirement Planning, Investment Advisory, Series 7, Asset Allocation, Securities, Series 63, Retirement, Estate Planning, Investments, Portfolio Management, Strategic Financial..., Asset Management
Education
Boston University 1996 — 2000
Bachelor of Arts (B.A.), Cum Laude, Political Science
Robert Service High School 1992 — 1996
Wawona Elementary School
United Capital Financial Advisers, LLC August 2013 - Present
Girard Securities July 2010 - Present
Dunn Hogerty Private Wealth Counseling December 2004 - Present
United Capital Financial Partners, Inc July 2010 - August 2013
UBS October 2002 - December 2004
Morgan Stanley May 2001 - April 2002
The Alaska Club September 2000 - May 2001
Boston University 1998 - 2000
Skills
Wealth Management, Mutual Funds, Retirement Planning, Investment Advisory, Series 7, Asset Allocation, Securities, Series 63, Retirement, Estate Planning, Investments, Portfolio Management, Strategic Financial..., Asset Management
Education
Boston University 1996 — 2000
Bachelor of Arts (B.A.), Cum Laude, Political Science
Robert Service High School 1992 — 1996
Wawona Elementary School
Brandon Ross, CFP® Brandon Ross, CFP®'s Girard Securities Experience October 2011 - Present
Job Managing DirectorUnited Capital Financial Advisers
Industry Financial Services
Experience
United Capital Financial Advisers October 2011 - Present
Girard Securities October 2011 - Present
Peak Capital Investment Services April 2002 - October 2011
Skills
Independent Financial..., Retirement Income..., Asset Management, Risk Management, Retirement Planning, Wealth, Retirement, Financial Advisory, Asset Managment, Finance, Strategic Financial..., IRAs, Wealth Management, Investment Strategies, Investments, Securities, Strategic Planning, Portfolio Management, Asset Allocation, Investment Management
Education
Oklahoma State University 1993 — 1997
BS, Finance
United Capital Financial Advisers October 2011 - Present
Girard Securities October 2011 - Present
Peak Capital Investment Services April 2002 - October 2011
Skills
Independent Financial..., Retirement Income..., Asset Management, Risk Management, Retirement Planning, Wealth, Retirement, Financial Advisory, Asset Managment, Finance, Strategic Financial..., IRAs, Wealth Management, Investment Strategies, Investments, Securities, Strategic Planning, Portfolio Management, Asset Allocation, Investment Management
Education
Oklahoma State University 1993 — 1997
BS, Finance
Allan Dau's Girard Securities Experience August 2007 - October 2008
Job Entrepreneur | Agency Owner | Logistics Professional | Freight Broker
Industry Transportation/Trucking/Railroad
Experience
Your Shipping Guy, LLC March 2013 - Present
XPO Logistics, Inc. August 2012 - March 2013
Freightquote June 2011 - August 2012
XTeam September 2009 - June 2011
The Sales Board November 2008 - September 2009
Girard Securities August 2007 - October 2008
AIG Advisor Group January 2002 - August 2002
Dau Financial Consulting January 1994 - January 2002
Ameriprise Financial Services, Inc. January 1987 - January 1994
Skills
Logistics, 3PL, Pricing, Logistics Management, Transportation..., Truckload, LTL, Freight Brokerage, Trucking, Dry Van, Flatbed, Reefer, Intermodal, Supply Chain Management, Transportation, Reverse Logistics, Rail, Supply Chain..., Transportation Planning, Freight Forwarding, Ocean Freight, Shipping, Warehousing, Air Freight, Supply Chain, Sales, Customer Service, E-commerce, Strategic Planning, Forecasting, Account Management, Management, Business Development, Sales Management, Container
Education
Loras College 1983 — 1987
BA, Finance
Your Shipping Guy, LLC March 2013 - Present
XPO Logistics, Inc. August 2012 - March 2013
Freightquote June 2011 - August 2012
XTeam September 2009 - June 2011
The Sales Board November 2008 - September 2009
Girard Securities August 2007 - October 2008
AIG Advisor Group January 2002 - August 2002
Dau Financial Consulting January 1994 - January 2002
Ameriprise Financial Services, Inc. January 1987 - January 1994
Skills
Logistics, 3PL, Pricing, Logistics Management, Transportation..., Truckload, LTL, Freight Brokerage, Trucking, Dry Van, Flatbed, Reefer, Intermodal, Supply Chain Management, Transportation, Reverse Logistics, Rail, Supply Chain..., Transportation Planning, Freight Forwarding, Ocean Freight, Shipping, Warehousing, Air Freight, Supply Chain, Sales, Customer Service, E-commerce, Strategic Planning, Forecasting, Account Management, Management, Business Development, Sales Management, Container
Education
Loras College 1983 — 1987
BA, Finance
Valerie J. Hurst Valerie J. Hurst's Girard Securities Experience February 2006 - Present
Job Registered Representative at Girard Securities
Industry Financial Services
Experience
United Capital Private Wealth Counseling July 2013 - Present
United Capital Private Wealth Counseling July 2013 - Present
Girard Securities February 2006 - Present
United Capital Financial Partners, Inc February 2006 - January 2013
Thrivent Financial October 1998 - July 2005
Skills
Investments, Asset Allocation, Strategic Financial..., Retirement, Asset Management, Equities, Financial Services, Securities, Financial Advisory, Alternative Investments, Investment Strategies, Wealth Management, Mutual Funds, Wealth, Financial Planning, Financial Analysis, Management
Education
California State University-Stanislaus
Bachelor's degree, Psychology
Modesto Junior College
Associate's degree, General Education
United Capital Private Wealth Counseling July 2013 - Present
United Capital Private Wealth Counseling July 2013 - Present
Girard Securities February 2006 - Present
United Capital Financial Partners, Inc February 2006 - January 2013
Thrivent Financial October 1998 - July 2005
Skills
Investments, Asset Allocation, Strategic Financial..., Retirement, Asset Management, Equities, Financial Services, Securities, Financial Advisory, Alternative Investments, Investment Strategies, Wealth Management, Mutual Funds, Wealth, Financial Planning, Financial Analysis, Management
Education
California State University-Stanislaus
Bachelor's degree, Psychology
Modesto Junior College
Associate's degree, General Education
Kyle Rainwater, CRPC® Kyle Rainwater, CRPC®'s Girard Securities Experience October 2011 - Present
Job Wealth Adviser at United Capital Financial Partners, Inc.
Industry Investment Management
Experience
United Capital Financial Partners, Inc July 2011 - Present
Girard Securities October 2011 - Present
Bank of America February 2005 - July 2011
Dell August 1999 - February 2005
Skills
Investments, Insurance, Investment Management, IRAs, Asset Management, Retirement Planning, Investment Advisory, Tax-advantaged..., Budgets, Wealth Management, Fixed Annuities, Variable Annuities, Indexed Annuities, 529 Plans, College Funding..., Life Insurance, Long Term Care Insurance, Risk Management
Education
The University of Texas at Dallas 1999 — 2002
B.S., Finance
United Capital Financial Partners, Inc July 2011 - Present
Girard Securities October 2011 - Present
Bank of America February 2005 - July 2011
Dell August 1999 - February 2005
Skills
Investments, Insurance, Investment Management, IRAs, Asset Management, Retirement Planning, Investment Advisory, Tax-advantaged..., Budgets, Wealth Management, Fixed Annuities, Variable Annuities, Indexed Annuities, 529 Plans, College Funding..., Life Insurance, Long Term Care Insurance, Risk Management
Education
The University of Texas at Dallas 1999 — 2002
B.S., Finance
Carolina Uribe LaMonica Carolina Uribe LaMonica's Girard Securities Experience October 2011 - October 2014
Job Retirement Education Specialist
Industry Investment Management
Experience
MassMutual Financial Group October 2014 - Present
Girard Securities October 2011 - October 2014
United Capital Financial Advisers, LLC October 2011 - October 2014
RN.org 2008 - 2011
Skills
Retirement Planning, Corporate Retirement..., Investment Planning, Personal Financial..., Marketing, Investments, Insurance, Pensions, Strategic Financial..., Retirement, Series 63, Investment Advisory, FINRA, 401k, Fixed Annuities, Series 7, Asset Allocation, Wealth Management
Education
Florida Atlantic University 2008 — 2011
Bachelor of Business Administration (B.B.A.), International Business/Trade/Commerce
Florida Atlantic University 2008 — 2011
Bachelor of Business Administration (B.B.A.), Marketing
Broward College 2004 — 2008
Associate of Arts (A.A.), International Business/Trade/Commerce
MassMutual Financial Group October 2014 - Present
Girard Securities October 2011 - October 2014
United Capital Financial Advisers, LLC October 2011 - October 2014
RN.org 2008 - 2011
Skills
Retirement Planning, Corporate Retirement..., Investment Planning, Personal Financial..., Marketing, Investments, Insurance, Pensions, Strategic Financial..., Retirement, Series 63, Investment Advisory, FINRA, 401k, Fixed Annuities, Series 7, Asset Allocation, Wealth Management
Education
Florida Atlantic University 2008 — 2011
Bachelor of Business Administration (B.B.A.), International Business/Trade/Commerce
Florida Atlantic University 2008 — 2011
Bachelor of Business Administration (B.B.A.), Marketing
Broward College 2004 — 2008
Associate of Arts (A.A.), International Business/Trade/Commerce
Justin Kuntz's Girard Securities Experience November 2013 - Present
Job Wealth Advisor at Pacific Wealth Management, LLC
Industry Financial Services
Experience
Pacific Wealth Management November 2013 - Present
Girard Securities November 2013 - Present
Pacific Divorce Management, LLC November 2013 - Present
Skills
Financial Advisory, Wealth Management, Market Research, Investment Strategies, Retirement Planning, Microsoft Office, Photoshop, Final Cut Pro, Investments, Securities, Investment Advisory, Mutual Funds, Asset Management, Fixed Annuities, CRM, Finance, Series 7, Portfolio Management
Education
University of California, Davis 2007 — 2011
Bachelor of Arts, Economics
University of California Siena Study Center 2010 — 2010
Italian, Art History
La Costa Canyon High School
Pacific Wealth Management November 2013 - Present
Girard Securities November 2013 - Present
Pacific Divorce Management, LLC November 2013 - Present
Skills
Financial Advisory, Wealth Management, Market Research, Investment Strategies, Retirement Planning, Microsoft Office, Photoshop, Final Cut Pro, Investments, Securities, Investment Advisory, Mutual Funds, Asset Management, Fixed Annuities, CRM, Finance, Series 7, Portfolio Management
Education
University of California, Davis 2007 — 2011
Bachelor of Arts, Economics
University of California Siena Study Center 2010 — 2010
Italian, Art History
La Costa Canyon High School
Tom Baumler's Girard Securities Experience March 2010 - Present
Job Investment Advisory Representative/ Manager Asset One, LLC. Registered Representative Girard Securities
Industry Financial Services
Experience
Girard Securities March 2010 - Present
Asset One, LLC September 1993 - Present
Skills
Retirement Planning, Estate Planning, Strategic Financial..., Life Insurance, Investment Strategies, Wealth, Wealth Management, Securities, Asset Management, Personal Finance, Series 7, Financial Planning
Education
Colorado State University 1976 — 1982
MS, Operations Research, Economics
Girard Securities March 2010 - Present
Asset One, LLC September 1993 - Present
Skills
Retirement Planning, Estate Planning, Strategic Financial..., Life Insurance, Investment Strategies, Wealth, Wealth Management, Securities, Asset Management, Personal Finance, Series 7, Financial Planning
Education
Colorado State University 1976 — 1982
MS, Operations Research, Economics
Brandon Cox, CFP® Brandon Cox, CFP®'s Girard Securities Experience July 2015 - Present
Job Registered Representative at Girard Securities
Industry Financial Services
Experience
Girard Securities July 2015 - Present
United Capital Financial Advisers, LLC July 2015 - Present
McDonald, Cox & Klugh, Inc. June 2001 - July 2015
Merrill Lynch January 1999 - June 2001
Skills
Faith, Family, Teaching, Public Speaking, Team Leadership, Management, Crossfit
Education
Clemson University - College of Business and Behavioral Science 1992 — 1996
Management, Business
Girard Securities July 2015 - Present
United Capital Financial Advisers, LLC July 2015 - Present
McDonald, Cox & Klugh, Inc. June 2001 - July 2015
Merrill Lynch January 1999 - June 2001
Skills
Faith, Family, Teaching, Public Speaking, Team Leadership, Management, Crossfit
Education
Clemson University - College of Business and Behavioral Science 1992 — 1996
Management, Business
Stace Jensen Stace Jensen's Girard Securities Experience July 2010 - Present
Job Investment Advisor at Girard Securities
Industry Financial Services
Experience
Girard Securities July 2010 - Present
Skills
Retirement Planning, Wealth Management, Series 7, Investments, Mutual Funds, Strategic Financial..., Securities, Investment Advisory, Retirement, Portfolio Management, Asset Management, Asset Allocation, Series 63, Alternative Investments, Equities, Financial Advisory, Financial Services, Insurance, Investment Strategies, Risk Management
Education
Mudita 2014 — 2014
500 Hour Yoga Teacher training, Yoga Teacher Training/Yoga Therapy
Glendale Community College
Girard Securities July 2010 - Present
Skills
Retirement Planning, Wealth Management, Series 7, Investments, Mutual Funds, Strategic Financial..., Securities, Investment Advisory, Retirement, Portfolio Management, Asset Management, Asset Allocation, Series 63, Alternative Investments, Equities, Financial Advisory, Financial Services, Insurance, Investment Strategies, Risk Management
Education
Mudita 2014 — 2014
500 Hour Yoga Teacher training, Yoga Teacher Training/Yoga Therapy
Glendale Community College
Rex Munsey Rex Munsey's Girard Securities Experience March 2006 - 2013
Job Material Handler at FedEx Express
Industry Financial Services
Experience
FedEx Express December 2013 - Present
LionLux LED January 2013 - Present
Girard Securities March 2006 - 2013
Spelman & Company, Inc. November 2000 - March 2006
Legacy Securities, Inc. March 1999 - November 2000
Raymond James & Associates, Inc. February 1994 - May 1999
Skills
Finance, Financial Advisory, Investments, Retirement Planning, Asset Management, Retirement, Portfolio Management, Equities, Fixed Income, Financial Services, Series 7, Insurance, Series 63, Investment Advisory, Financial Planning
Education
The University of Memphis 1979 — 1983
White Station High School 1977 — 1979
FedEx Express December 2013 - Present
LionLux LED January 2013 - Present
Girard Securities March 2006 - 2013
Spelman & Company, Inc. November 2000 - March 2006
Legacy Securities, Inc. March 1999 - November 2000
Raymond James & Associates, Inc. February 1994 - May 1999
Skills
Finance, Financial Advisory, Investments, Retirement Planning, Asset Management, Retirement, Portfolio Management, Equities, Fixed Income, Financial Services, Series 7, Insurance, Series 63, Investment Advisory, Financial Planning
Education
The University of Memphis 1979 — 1983
White Station High School 1977 — 1979
Thomas R. Seneca Thomas R. Seneca's Girard Securities Experience January 2008 - Present
Job Managing Partner
Industry Investment Management
Experience
T.M. Wealth Management 2010 - Present
Virginia International University 2009 - Present
Girard Securities January 2008 - Present
Education
Columbia University - Columbia Business School 1998 — 2000
MBA, Finance
Brigham Young University 1992 — 1996
BA, Economics
South Lakes High School 1987 — 1991
T.M. Wealth Management 2010 - Present
Virginia International University 2009 - Present
Girard Securities January 2008 - Present
Education
Columbia University - Columbia Business School 1998 — 2000
MBA, Finance
Brigham Young University 1992 — 1996
BA, Economics
South Lakes High School 1987 — 1991
Jarrod Upton, MBA, MS, CFP® Jarrod Upton, MBA, MS, CFP®'s Girard Securities Experience 2012 - Present
Job AVP, Guidance and Financial Planning at United Capital Financial Advisers, LLC
Industry Financial Services
Experience
United Capital Financial Advisers, LLC 2015 - Present
Girard Securities 2012 - Present
Skills
Wealth Management, Finance, Portfolio Management, Series 7, FINRA, Tax, Employee Benefits, Mutual Funds, Protection..., Financial Advisory, Financial Planners, Wealth Management..., MBA, High Net Worth..., Asset Allocation, Investment Management, Certified Financial..., Saving for Education, Wealth, Financial Services, Socially Responsible..., Strategic Financial..., Estate Planning, Financial Planning, 401k, Securities, Investments, Retirement, Retirement Planning, Retirement Income..., Wealth Preservation...
Education
Texas Tech University - Rawls College of Business 2008 — 2010
Master of Business Administration (M.B.A.)
Texas Tech University College of Human Sciences 2008 — 2010
Master of Science (M.S.), Personal Financial Planning
Texas Tech University - Rawls College of Business 1997 — 2002
Bachelor of Business Administration (B.B.A.), Marketing
United Capital Financial Advisers, LLC 2015 - Present
Girard Securities 2012 - Present
Skills
Wealth Management, Finance, Portfolio Management, Series 7, FINRA, Tax, Employee Benefits, Mutual Funds, Protection..., Financial Advisory, Financial Planners, Wealth Management..., MBA, High Net Worth..., Asset Allocation, Investment Management, Certified Financial..., Saving for Education, Wealth, Financial Services, Socially Responsible..., Strategic Financial..., Estate Planning, Financial Planning, 401k, Securities, Investments, Retirement, Retirement Planning, Retirement Income..., Wealth Preservation...
Education
Texas Tech University - Rawls College of Business 2008 — 2010
Master of Business Administration (M.B.A.)
Texas Tech University College of Human Sciences 2008 — 2010
Master of Science (M.S.), Personal Financial Planning
Texas Tech University - Rawls College of Business 1997 — 2002
Bachelor of Business Administration (B.B.A.), Marketing
Dalton Easterwood Dalton Easterwood's Girard Securities Experience April 2013 - December 2014
Job Index Development Analyst at SNetwork Global Indexes, Inc.
Industry Financial Services
Experience
S-Network Global Indexes and ESG Solutions February 2015 - Present
7Twelve Advisors, LLC April 2013 - January 2015
Girard Securities April 2013 - December 2014
Skills
Index Development, Indexing, Market Research, Financial Calculations, Financial Analysis, Bloomberg Terminal, Microsoft Office, Data Entry, Series 7, Series 66, Customer Relations, Customer Service, Teamwork, Leadership, Morningstar® Advisor..., Thomson Reuters..., Social Media, Networking, Investments, Securities, Time Management
Education
Middle Tennessee State University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Financial Institution Management
S-Network Global Indexes and ESG Solutions February 2015 - Present
7Twelve Advisors, LLC April 2013 - January 2015
Girard Securities April 2013 - December 2014
Skills
Index Development, Indexing, Market Research, Financial Calculations, Financial Analysis, Bloomberg Terminal, Microsoft Office, Data Entry, Series 7, Series 66, Customer Relations, Customer Service, Teamwork, Leadership, Morningstar® Advisor..., Thomson Reuters..., Social Media, Networking, Investments, Securities, Time Management
Education
Middle Tennessee State University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Financial Institution Management
Stacy McHugh Stacy McHugh's Girard Securities Experience January 2014 - Present
Job Manager, Personal Financial Planning & Client Services
Industry Financial Services
Experience
United Capital Financial Life Management January 2014 - Present
Girard Securities January 2014 - Present
Wealth Management September 2006 - April 2013
PwC October 1999 - September 2006
Individual Taxation February 1997 - October 1999
Skills
Financial Analysis, Financial Services, Investments, Fiduciary, Compliance, Data Analysis, Project Management, Process Improvement, Relationship Management, Building Relationships, Organizational..., Close Attention to..., Multi Tasking, Dependable Team Player, Team Leadership, Self-driven, Work Well Independently, Financial Planning, Wealth Management, Tax
Education
University of Georgia - Terry College of Business 2012 — 2014
Robert Morris University 1998 — 2000
Advanced Certification, Accounting and Finance
Slippery Rock University of Pennsylvania 1989 — 1993
Bachelor of Arts (BA)
Pine Richland High School
United Capital Financial Life Management January 2014 - Present
Girard Securities January 2014 - Present
Wealth Management September 2006 - April 2013
PwC October 1999 - September 2006
Individual Taxation February 1997 - October 1999
Skills
Financial Analysis, Financial Services, Investments, Fiduciary, Compliance, Data Analysis, Project Management, Process Improvement, Relationship Management, Building Relationships, Organizational..., Close Attention to..., Multi Tasking, Dependable Team Player, Team Leadership, Self-driven, Work Well Independently, Financial Planning, Wealth Management, Tax
Education
University of Georgia - Terry College of Business 2012 — 2014
Robert Morris University 1998 — 2000
Advanced Certification, Accounting and Finance
Slippery Rock University of Pennsylvania 1989 — 1993
Bachelor of Arts (BA)
Pine Richland High School
Glenn Pollack Glenn Pollack's Girard Securities Experience May 2013 - Present
Job Regional OSJ & Prime Relationship Manager at Girard Securities
Industry Financial Services
Experience
Girard Securities May 2013 - Present
LPL Financial 2007 - 2012
Del Mar Carmel Valley Sharks Soccer January 2001 - December 2011
Commonwealth Financial Network January 1996 - December 2007
TD Ameritrade June 1995 - June 2005
Direct Broking Limited September 1998 - April 1999
Skills
Management, Operations Management, Series..., Mergers, Recruiting, Employee Engagement, Finance, Mutual Funds, Customer Service, Alternative Investments, Risk Management, AML, Banking, Business Analysis, Vendor Management, Financial Analysis, Process Improvement, Program Management, Insurance, Team Management, Analysis, Project Management, Outsourcing, Mergers & Acquisitions, Anti Money Laundering, Financial Services, Investments
Education
Rutgers University 1992 — 1994
Bachelor's degree, Finance, General
Girard Securities May 2013 - Present
LPL Financial 2007 - 2012
Del Mar Carmel Valley Sharks Soccer January 2001 - December 2011
Commonwealth Financial Network January 1996 - December 2007
TD Ameritrade June 1995 - June 2005
Direct Broking Limited September 1998 - April 1999
Skills
Management, Operations Management, Series..., Mergers, Recruiting, Employee Engagement, Finance, Mutual Funds, Customer Service, Alternative Investments, Risk Management, AML, Banking, Business Analysis, Vendor Management, Financial Analysis, Process Improvement, Program Management, Insurance, Team Management, Analysis, Project Management, Outsourcing, Mergers & Acquisitions, Anti Money Laundering, Financial Services, Investments
Education
Rutgers University 1992 — 1994
Bachelor's degree, Finance, General
Susie Woltman Tietjen Susie Woltman Tietjen's Girard Securities Experience January 2002 - December 2009
Job Chairman/CEO at Girard Securities, Inc.
Industry Financial Services
Experience
Girard Securities, Inc. July 2014 - Present
Girard Securities,Inc. January 2010 - July 2014
Girard Securities January 2002 - December 2009
Sentra Securities & Spelman & Co February 1999 - December 2001
Sentra Securities & Spelman & Co October 1995 - January 1999
Sentra Securities & Spelman & Co August 1992 - September 1995
Skills
Securities, Alternative Investments, Investments, Investment Advisory, Mutual Funds, Series 63, Retirement Planning, Asset Management, Wealth Management, Investment Strategies, Strategic Financial..., Retirement
Education
University of San Diego 1982 — 1986
Bachelors of Arts, International Relations and Affairs
University of San Diego 1982 — 1986
Bachelor's degree, International Relations and Affairs
Girard Securities, Inc. July 2014 - Present
Girard Securities,Inc. January 2010 - July 2014
Girard Securities January 2002 - December 2009
Sentra Securities & Spelman & Co February 1999 - December 2001
Sentra Securities & Spelman & Co October 1995 - January 1999
Sentra Securities & Spelman & Co August 1992 - September 1995
Skills
Securities, Alternative Investments, Investments, Investment Advisory, Mutual Funds, Series 63, Retirement Planning, Asset Management, Wealth Management, Investment Strategies, Strategic Financial..., Retirement
Education
University of San Diego 1982 — 1986
Bachelors of Arts, International Relations and Affairs
University of San Diego 1982 — 1986
Bachelor's degree, International Relations and Affairs
Doug De Groote, CFP®, MBA Doug De Groote, CFP®, MBA's Girard Securities Experience September 2006 - Present
Job Managing Director at De Groote Financial Group, LLC
Industry Financial Services
Experience
De Groote Financial Group, LLC September 2013 - Present
Girard Securities September 2006 - Present
United Capital Private Wealth Counseling September 2006 - 2013
Crowell, Weedon & Co. 1996 - September 2006
Garry Kelly Safaris March 1994 - November 1996
Skills
Series 7, Estate Planning, Insurance, ETFs, Wealth Management..., Financial Planners, Finance, Investments, Wealth, Personal Financial..., Retirement Planning, Wealth Management, Asset Allocation, Management, Private Equity, Retirement, Financial Modeling, Series 65, Fixed Annuities, Business Planning, Investment Advisory, Strategic Planning, 401k, Series 63, Equities, Life Insurance, Investment Strategies, Alternative Investments, Strategic Financial..., Financial Advisory, Financial Analysis, Portfolio Management, FINRA, Investment Management, Retirement Plan..., Financial Services, High Net Worth..., Mergers & Acquisitions, Long-term Care, Uniform Combined State..., Hedge Funds, IRAs, Wealth Accumulation, Asset Managment, Asset Management, Small Business, Mutual Funds, Certified Financial..., Securities, Series 24
Education
California Lutheran University 2007 — 2009
MBA, Financial Planning
Southern Oregon University 1990 — 1994
De Groote Financial Group, LLC September 2013 - Present
Girard Securities September 2006 - Present
United Capital Private Wealth Counseling September 2006 - 2013
Crowell, Weedon & Co. 1996 - September 2006
Garry Kelly Safaris March 1994 - November 1996
Skills
Series 7, Estate Planning, Insurance, ETFs, Wealth Management..., Financial Planners, Finance, Investments, Wealth, Personal Financial..., Retirement Planning, Wealth Management, Asset Allocation, Management, Private Equity, Retirement, Financial Modeling, Series 65, Fixed Annuities, Business Planning, Investment Advisory, Strategic Planning, 401k, Series 63, Equities, Life Insurance, Investment Strategies, Alternative Investments, Strategic Financial..., Financial Advisory, Financial Analysis, Portfolio Management, FINRA, Investment Management, Retirement Plan..., Financial Services, High Net Worth..., Mergers & Acquisitions, Long-term Care, Uniform Combined State..., Hedge Funds, IRAs, Wealth Accumulation, Asset Managment, Asset Management, Small Business, Mutual Funds, Certified Financial..., Securities, Series 24
Education
California Lutheran University 2007 — 2009
MBA, Financial Planning
Southern Oregon University 1990 — 1994
Bruce Lacey, CIMA® Bruce Lacey, CIMA®'s Girard Securities Experience January 2009 - Present
Job Wealth Adviser at United Capital Private Wealth Counseling
Industry Investment Management
Experience
United Capital Private Wealth Counseling January 2009 - Present
Girard Securities January 2009 - Present
UBS January 1997 - January 2009
Inter-Con Security Systems, Inc. June 1995 - August 1996
Aramark Corporation July 1979 - June 1995
Skills
Investments, Portfolio Management, Investment Advisory, Financial Advisory, Finance, Management, Wealth, Financial Reporting, Accounting, Wealth Management, Retirement Planning, Asset Allocation, Series 7, Estate Planning, Mutual Funds, Strategic Financial..., Alternative Investments, Asset Management, Program Management
Education
Towson University 1973 — 1975
BS
United Capital Private Wealth Counseling January 2009 - Present
Girard Securities January 2009 - Present
UBS January 1997 - January 2009
Inter-Con Security Systems, Inc. June 1995 - August 1996
Aramark Corporation July 1979 - June 1995
Skills
Investments, Portfolio Management, Investment Advisory, Financial Advisory, Finance, Management, Wealth, Financial Reporting, Accounting, Wealth Management, Retirement Planning, Asset Allocation, Series 7, Estate Planning, Mutual Funds, Strategic Financial..., Alternative Investments, Asset Management, Program Management
Education
Towson University 1973 — 1975
BS
Adam Contreras's Girard Securities Experience May 2007 - August 2007
Job Asset Control Manager at Artificial Grass Liquidators
Industry Management Consulting
Experience
Artificial Grass Liquidators 2014 - Present
The Grand Del Mar 2012 - March 2014
CoStar Group January 2010 - January 2012
The Lifestyle Enhancement Company March 2009 - March 2010
First Financial & Real Estate Services November 2008 - May 2009
Girard Securities May 2007 - August 2007
Education
Pittsburg State University 2006 — 2008
BBA, Finance
Pittsburg State University 2006 — 2008
Finance
Artificial Grass Liquidators 2014 - Present
The Grand Del Mar 2012 - March 2014
CoStar Group January 2010 - January 2012
The Lifestyle Enhancement Company March 2009 - March 2010
First Financial & Real Estate Services November 2008 - May 2009
Girard Securities May 2007 - August 2007
Education
Pittsburg State University 2006 — 2008
BBA, Finance
Pittsburg State University 2006 — 2008
Finance
Claire Maurer's Girard Securities Experience April 2004 - Present
Job AVP Advisor Relations at Girard Securities
Industry Financial Services
Experience
Girard Securities April 2004 - Present
Temple University January 2002 - December 2002
Skills
Series 7, Public Speaking, Laserfiche, IRAs, FINRA, Broker-Dealer, Back Office, New Account Management, Instructor-led Training, Training, Retirement Planning, Laserfiche Certified..., LaserApp, Series 24, Series 63, Series 99, Business Process..., Financial Services, Workflow, Establishing New..., Microsoft Office, Project Management, Webinars, Forms, Remote User Support, National Financial..., Pershing, Citrix, GoToMeeting, GoToAssist, Streetscape, NetX360, DocuSign, Transition Management, Business Transition, Microsoft Excel, Visio, Adobe Creative Suite, Adobe Acrobat, PowerPoint, Asset Management, Mutual Funds, Financial Planning
Education
Messiah College 2000 — 2004
Bachelor of Arts (BA), Art History, Criticism and Conservation, Cum Laude
Temple University 2001 — 2003
History of Art
Girard Securities April 2004 - Present
Temple University January 2002 - December 2002
Skills
Series 7, Public Speaking, Laserfiche, IRAs, FINRA, Broker-Dealer, Back Office, New Account Management, Instructor-led Training, Training, Retirement Planning, Laserfiche Certified..., LaserApp, Series 24, Series 63, Series 99, Business Process..., Financial Services, Workflow, Establishing New..., Microsoft Office, Project Management, Webinars, Forms, Remote User Support, National Financial..., Pershing, Citrix, GoToMeeting, GoToAssist, Streetscape, NetX360, DocuSign, Transition Management, Business Transition, Microsoft Excel, Visio, Adobe Creative Suite, Adobe Acrobat, PowerPoint, Asset Management, Mutual Funds, Financial Planning
Education
Messiah College 2000 — 2004
Bachelor of Arts (BA), Art History, Criticism and Conservation, Cum Laude
Temple University 2001 — 2003
History of Art
Tiel R. Greenfield, CISR Tiel R. Greenfield, CISR's Girard Securities Experience January 2013 - Present
Job Executive Assistant and Business Development Coordinator at Oswald Companies
Industry Insurance
Experience
Oswald Companies April 2008 - Present
Girard Securities January 2013 - Present
MBNA March 2000 - June 2006
Phoenix Home Life 1996 - 2000
Skills
New Business Development, Sales, Marketing, Customer Service, Property & Casualty..., Business Development, Commercial Insurance, Team Building, Negotiation, Budgets, P&C License, Certified Insurance..., Insurance
Education
Cuyahoga Community College 1995 — 1999
Business Administration
Oswald Companies April 2008 - Present
Girard Securities January 2013 - Present
MBNA March 2000 - June 2006
Phoenix Home Life 1996 - 2000
Skills
New Business Development, Sales, Marketing, Customer Service, Property & Casualty..., Business Development, Commercial Insurance, Team Building, Negotiation, Budgets, P&C License, Certified Insurance..., Insurance
Education
Cuyahoga Community College 1995 — 1999
Business Administration
J. Mark Rawlings, CFP® J. Mark Rawlings, CFP®'s Girard Securities Experience 2005 - Present
Job Managing Director at United Capital Financial Advisers
Industry Financial Services
Experience
United Capital Financial Advisers, LLC 2005 - Present
Girard Securities 2005 - Present
BOSC, Inc. January 2004 - July 2005
Ernst & Young LLP January 1994 - December 2003
Education
Oklahoma State University 1988 — 1993
Bachelor, Accounting
United Capital Financial Advisers, LLC 2005 - Present
Girard Securities 2005 - Present
BOSC, Inc. January 2004 - July 2005
Ernst & Young LLP January 1994 - December 2003
Education
Oklahoma State University 1988 — 1993
Bachelor, Accounting
Adam Vega, CFP®'s Girard Securities Experience January 2014 - Present
Job Wealth Manager at United Capital Financial Advisers, LLC
Industry Financial Services
Experience
Girard Securities January 2014 - Present
United Capital Financial Advisers, LLC December 2013 - Present
John Hancock Financial Network - South Florida Group April 2011 - December 2013
First Investors Corporation March 2010 - April 2011
BrandsMart USA October 2004 - December 2008
Skills
Investments, Financial Analysis, Retirement Planning, Mutual Funds, Securities, Asset Managment, Strategic Financial..., Wealth Management, Forecasting, Alternative Investments, Asset Allocation, Asset Management, Investment Advisory, Portfolio Management, Finance
Education
University of Miami 2014 — 2015
CFP® Certification Professional Education Program
Florida International University - College of Business 2003 — 2009
Business, Finance
Girard Securities January 2014 - Present
United Capital Financial Advisers, LLC December 2013 - Present
John Hancock Financial Network - South Florida Group April 2011 - December 2013
First Investors Corporation March 2010 - April 2011
BrandsMart USA October 2004 - December 2008
Skills
Investments, Financial Analysis, Retirement Planning, Mutual Funds, Securities, Asset Managment, Strategic Financial..., Wealth Management, Forecasting, Alternative Investments, Asset Allocation, Asset Management, Investment Advisory, Portfolio Management, Finance
Education
University of Miami 2014 — 2015
CFP® Certification Professional Education Program
Florida International University - College of Business 2003 — 2009
Business, Finance
Glenn Shane, CFP Glenn Shane, CFP's Girard Securities Experience January 2008 - Present
Job Managing DirectorWealth Management PlannerFinLife Consultant
Industry Financial Services
Experience
Girard Securities January 2008 - Present
United Capital Financial Advisors, Inc 2008 - Present
SunAmerica 1988 - 2008
Prudential Securities 1984 - 1988
Dun & Bradstreet 1982 - 1984
Skills
Big Picture Thinking, Analytical Skills, Building Strong..., Crisis Resolution, Financial Advisory, Wealth Management, Retirement Planning, IRAs, Investments, Strategic Financial..., Insurance, Investment Strategies, Estate Planning, Investment Advisory, Alternative Investments
Education
College for Financial Planning 1984 — 1986
Certified Financial Planner
University of South Florida 1976 — 1980
Miami Beach High School
Girard Securities January 2008 - Present
United Capital Financial Advisors, Inc 2008 - Present
SunAmerica 1988 - 2008
Prudential Securities 1984 - 1988
Dun & Bradstreet 1982 - 1984
Skills
Big Picture Thinking, Analytical Skills, Building Strong..., Crisis Resolution, Financial Advisory, Wealth Management, Retirement Planning, IRAs, Investments, Strategic Financial..., Insurance, Investment Strategies, Estate Planning, Investment Advisory, Alternative Investments
Education
College for Financial Planning 1984 — 1986
Certified Financial Planner
University of South Florida 1976 — 1980
Miami Beach High School
Jeffrey Markewich Jeffrey Markewich's Girard Securities Experience October 2014 - Present
Job Wealth Adviser at United Capital
Industry Financial Services
Experience
United Capital Financial Advisers, LLC September 2014 - Present
Girard Securities October 2014 - Present
Spire Investment Partners May 2012 - September 2014
Markewich Financial December 1995 - April 2012
The Hartford February 2005 - February 2007
New York Life Insurance Company December 1995 - February 2005
Skills
Wealth Management, Retirement Planning, Estate Planning, Multi-generational..., Risk Management, Investments, Long Term Care Insurance, Disability Insurance, Life Insurance, Financial Advisory, Retirement, Portfolio Management, Finance, Wealth, Investment Management, Insurance, Financial Planners, Financial Planning
Education
University of Colorado at Boulder 1986 — 1993
Bachelor of Arts (B.A.), Communication and Media Studies
United Capital Financial Advisers, LLC September 2014 - Present
Girard Securities October 2014 - Present
Spire Investment Partners May 2012 - September 2014
Markewich Financial December 1995 - April 2012
The Hartford February 2005 - February 2007
New York Life Insurance Company December 1995 - February 2005
Skills
Wealth Management, Retirement Planning, Estate Planning, Multi-generational..., Risk Management, Investments, Long Term Care Insurance, Disability Insurance, Life Insurance, Financial Advisory, Retirement, Portfolio Management, Finance, Wealth, Investment Management, Insurance, Financial Planners, Financial Planning
Education
University of Colorado at Boulder 1986 — 1993
Bachelor of Arts (B.A.), Communication and Media Studies
Cody Hooten Cody Hooten's Girard Securities Experience December 2014 - Present
Job Guidance Specialist at United Capital Financial Advisers, LLC
Industry Financial Services
Experience
Girard Securities December 2014 - Present
United Capital Financial Advisers, LLC December 2014 - Present
Fidelity Investments June 2013 - December 2014
Aramark October 2012 - April 2013
Avis Budget Group June 2011 - August 2011
Skills
Series 7, Series 65, Series 63, Retirement Planning, Mutual Funds, Retirement, Investments, Strategic Financial..., Fixed Annuities, Securities, Wealth Management, 401k, Financial Services, Asset Allocation, Financial Analysis, Life Insurance, Health Insurance
Education
Northwest Missouri State University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
Girard Securities December 2014 - Present
United Capital Financial Advisers, LLC December 2014 - Present
Fidelity Investments June 2013 - December 2014
Aramark October 2012 - April 2013
Avis Budget Group June 2011 - August 2011
Skills
Series 7, Series 65, Series 63, Retirement Planning, Mutual Funds, Retirement, Investments, Strategic Financial..., Fixed Annuities, Securities, Wealth Management, 401k, Financial Services, Asset Allocation, Financial Analysis, Life Insurance, Health Insurance
Education
Northwest Missouri State University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
Will Kelly, CFP® Will Kelly, CFP®'s Girard Securities Experience January 2012 - Present
Job Managing Director, United Capital Financial Advisors
Industry Financial Services
Experience
United Capital Financial Advisers, LLC January 2012 - Present
Girard Securities January 2012 - Present
Harold C. Brown & Co. LLC June 1999 - December 2011
Skills
Investments, Financial Advisory, Securities, Investment Management, Wealth Management, Retirement Planning, Risk Management, Asset Allocation, High Net Worth..., Estate Planning, Asset Protection, Behavioral Finance
Education
Ithaca College
Ithaca College
University of Delaware
University of Delaware
byram hills
United Capital Financial Advisers, LLC January 2012 - Present
Girard Securities January 2012 - Present
Harold C. Brown & Co. LLC June 1999 - December 2011
Skills
Investments, Financial Advisory, Securities, Investment Management, Wealth Management, Retirement Planning, Risk Management, Asset Allocation, High Net Worth..., Estate Planning, Asset Protection, Behavioral Finance
Education
Ithaca College
Ithaca College
University of Delaware
University of Delaware
byram hills
Michael Keeler, CFP® Michael Keeler, CFP®'s Girard Securities Experience May 2009 - Present
Job Certified Financial Planner, Husband, Father, and someone who likes to drive things!
Industry Financial Services
Experience
Peak Financial Solutions May 2009 - Present
Girard Securities May 2009 - Present
No Agenda (Adam Curry & John C. Dvorak) January 2011 - December 2012
KLAV-AM February 2011 - November 2012
Toastmasters International July 2008 - June 2009
Peak Financial Solutions January 2001 - May 2009
Aveo May 1992 - January 2001
Aveo Inc May 1992 - January 2001
Alisa Systems, Inc September 1988 - May 1992
Skills
IRAs, Pension Funds, College Savings Plans, 401k, Investment Strategies, Alternative Investments, Mutual Funds, Life Insurance, Term Life Insurance, Long Term Care Insurance, Retirement, Fixed Annuities, Variable Annuities, Retirement Planning, Investments, Asset Managment, Asset Allocation, Retirement Savings, Small Business, Public Speaking, Asset Management, Variable Life, Retirement Plan..., Backhoe, Risk Management, Financial Services, mutua, Stock Market, Snowmobile, Long-term Care, Insurance, Series 24, Securities, Financial Advisory, Financial Planners, Wealth Management, Investment Advisory, Estate Planning, Strategic Financial..., ETFs, Wealth, Certified Financial..., Series 7, Portfolio Management, Series 63, Investment Management, Disability Insurance, Wealth Accumulation, 401k Rollovers, Series 6
Education
University of Nevada-Las Vegas 2005 — 2006
Executive Certificate in Financial Planning, Financial Planning and Services
University of Redlands 1984 — 1988
B.A, Economics, Computer Science
Chatsworth High School 1980 — 1984
Peak Financial Solutions May 2009 - Present
Girard Securities May 2009 - Present
No Agenda (Adam Curry & John C. Dvorak) January 2011 - December 2012
KLAV-AM February 2011 - November 2012
Toastmasters International July 2008 - June 2009
Peak Financial Solutions January 2001 - May 2009
Aveo May 1992 - January 2001
Aveo Inc May 1992 - January 2001
Alisa Systems, Inc September 1988 - May 1992
Skills
IRAs, Pension Funds, College Savings Plans, 401k, Investment Strategies, Alternative Investments, Mutual Funds, Life Insurance, Term Life Insurance, Long Term Care Insurance, Retirement, Fixed Annuities, Variable Annuities, Retirement Planning, Investments, Asset Managment, Asset Allocation, Retirement Savings, Small Business, Public Speaking, Asset Management, Variable Life, Retirement Plan..., Backhoe, Risk Management, Financial Services, mutua, Stock Market, Snowmobile, Long-term Care, Insurance, Series 24, Securities, Financial Advisory, Financial Planners, Wealth Management, Investment Advisory, Estate Planning, Strategic Financial..., ETFs, Wealth, Certified Financial..., Series 7, Portfolio Management, Series 63, Investment Management, Disability Insurance, Wealth Accumulation, 401k Rollovers, Series 6
Education
University of Nevada-Las Vegas 2005 — 2006
Executive Certificate in Financial Planning, Financial Planning and Services
University of Redlands 1984 — 1988
B.A, Economics, Computer Science
Chatsworth High School 1980 — 1984
Tim Stevenson Tim Stevenson's Girard Securities Experience December 2013 - December 2014
Job Financial Adviser at United Capital Financial Advisers
Industry Banking
Experience
United Capital Financial Advisers May 2013 - Present
United Capital Financial Advisers January 2013 - Present
Girard Securities December 2013 - December 2014
BGC Partners April 2011 - January 2012
TULLETT PREBON LLC January 1996 - April 2011
GARVIN GUYBUTLER INC January 1995 - January 1996
THE GUARDIAN LIFE INSURANCE COMPANY, Insurance Company January 1993 - January 1995
Skills
Bloomberg, Trading, Investments, Portfolio Management, Bonds, Fixed Income, Derivatives, Equities, Options, Capital Markets, Trading Systems, Securities, Investment Banking, Mutual Funds, Series 7, Finance, Wealth Management
Education
ST. LAWRENCE UNIVERSITY 1984 — 1988
Bachelor of Arts, Economics
Saint Lawrence University 1984 — 1988
Bachelor of Arts (B.A.), Economics
Fox Lane High School 1980 — 1984
United Capital Financial Advisers May 2013 - Present
United Capital Financial Advisers January 2013 - Present
Girard Securities December 2013 - December 2014
BGC Partners April 2011 - January 2012
TULLETT PREBON LLC January 1996 - April 2011
GARVIN GUYBUTLER INC January 1995 - January 1996
THE GUARDIAN LIFE INSURANCE COMPANY, Insurance Company January 1993 - January 1995
Skills
Bloomberg, Trading, Investments, Portfolio Management, Bonds, Fixed Income, Derivatives, Equities, Options, Capital Markets, Trading Systems, Securities, Investment Banking, Mutual Funds, Series 7, Finance, Wealth Management
Education
ST. LAWRENCE UNIVERSITY 1984 — 1988
Bachelor of Arts, Economics
Saint Lawrence University 1984 — 1988
Bachelor of Arts (B.A.), Economics
Fox Lane High School 1980 — 1984
David Swearingen David Swearingen's Girard Securities Experience December 2007 - August 2012
Job
Industry Financial Services
Experience
Energy Advisory Partners, A Division of Furtherlane Asset Management, LLC December 2012 - February 2014
Girard Securities December 2007 - August 2012
United Capital Financial Partners, Inc December 2007 - June 2012
Bear Stearns December 2003 - December 2007
Donaldson, Lufkin & Jenrette 1997 - 2001
Skills
Investments, Asset Managment, Investment Advisory, Portfolio Management, Strategic Financial..., Investment Strategies, Financial Advisory, Alternative Investments, Finance, Wealth Management, Series 7, Asset Allocation, Securities, Retirement Planning, Financial Analysis, Series 63, Retirement, Private Equity, Estate Planning, Investment Management, Risk Management, Wealth, Equities, Financial Services, Insurance, Hedge Funds, Investment Banking, Fixed Annuities, Fixed Income, Derivatives, High Net Worth..., Separately Managed..., Wealth Management..., Series 65, Energy, Asset Management, Mergers & Acquisitions, Due Diligence, FINRA, Trading, Mutual Funds, ETFs, Valuation, Capital Markets, IRAs, Financial Modeling, Venture Capital, Options, 401k, Relationship Management
Education
Texas Tech University 1985 — 1990
Energy Advisory Partners, A Division of Furtherlane Asset Management, LLC December 2012 - February 2014
Girard Securities December 2007 - August 2012
United Capital Financial Partners, Inc December 2007 - June 2012
Bear Stearns December 2003 - December 2007
Donaldson, Lufkin & Jenrette 1997 - 2001
Skills
Investments, Asset Managment, Investment Advisory, Portfolio Management, Strategic Financial..., Investment Strategies, Financial Advisory, Alternative Investments, Finance, Wealth Management, Series 7, Asset Allocation, Securities, Retirement Planning, Financial Analysis, Series 63, Retirement, Private Equity, Estate Planning, Investment Management, Risk Management, Wealth, Equities, Financial Services, Insurance, Hedge Funds, Investment Banking, Fixed Annuities, Fixed Income, Derivatives, High Net Worth..., Separately Managed..., Wealth Management..., Series 65, Energy, Asset Management, Mergers & Acquisitions, Due Diligence, FINRA, Trading, Mutual Funds, ETFs, Valuation, Capital Markets, IRAs, Financial Modeling, Venture Capital, Options, 401k, Relationship Management
Education
Texas Tech University 1985 — 1990
Krystle Kaufman's Girard Securities Experience September 2009 - December 2014
Job Vice President of Retirement Plan Sales, Southeast at Chepenik Financial
Industry Financial Services
Experience
Chepenik Financial December 2014 - Present
Girard Securities September 2009 - December 2014
United Capital Private Wealth Counseling February 2008 - December 2014
Skills
Retirement Planning, Retirement, 401k, Investments, Fixed Annuities, Strategic Financial..., Financial Planning, Investment Strategies, Series 7, IRAs, Asset Allocation, Insurance, Financial Advisory, Asset Management, Wealth Management..., Qualified Retirement..., Mutual Funds, Wealth Management, Employee Benefits, Financial Services, Portfolio Management, Pensions, Securities, Uniform Combined State..., Wealth, Retirement Plan..., Series 63, Long-term Care, Protection..., Defined Benefit, Estate Planning, Investment Advisory, Risk Management, FINRA, Alternative Investments, Personal Finance, Life Insurance, Series 6, High Net Worth..., Investment Management, Saving for Education, Series 65, Financial Planners, ERISA, Profit Sharing
Education
Florida Atlantic University 2007 — 2009
Master of Business Administration (MBA), Financial Planning
University of Florida 2003 — 2007
Bachelor of Science (B.S.)
Chepenik Financial December 2014 - Present
Girard Securities September 2009 - December 2014
United Capital Private Wealth Counseling February 2008 - December 2014
Skills
Retirement Planning, Retirement, 401k, Investments, Fixed Annuities, Strategic Financial..., Financial Planning, Investment Strategies, Series 7, IRAs, Asset Allocation, Insurance, Financial Advisory, Asset Management, Wealth Management..., Qualified Retirement..., Mutual Funds, Wealth Management, Employee Benefits, Financial Services, Portfolio Management, Pensions, Securities, Uniform Combined State..., Wealth, Retirement Plan..., Series 63, Long-term Care, Protection..., Defined Benefit, Estate Planning, Investment Advisory, Risk Management, FINRA, Alternative Investments, Personal Finance, Life Insurance, Series 6, High Net Worth..., Investment Management, Saving for Education, Series 65, Financial Planners, ERISA, Profit Sharing
Education
Florida Atlantic University 2007 — 2009
Master of Business Administration (MBA), Financial Planning
University of Florida 2003 — 2007
Bachelor of Science (B.S.)
Stephen Bauer, CFP®, CRPC® Stephen Bauer, CFP®, CRPC®'s Girard Securities Experience December 2014 - Present
Job Wealth Adviser at United Capital Financial Advisers, LLC
Industry Financial Services
Experience
United Capital Financial Advisers, LLC December 2014 - Present
Girard Securities December 2014 - Present
Ameriprise Financial Services, Inc. April 2013 - December 2014
Wells Fargo Advisors, LLC January 2008 - April 2013
College Works Painting August 2005 - December 2007
College Works Painting August 2004 - August 2005
College Works Painting March 2004 - August 2004
Skills
Investments, Retirement, Management, Leadership, Finance, Financial Analysis, Strategy, Analysis, Project Planning, Microsoft Excel, Financial Services, Strategic Financial..., Retirement Planning, Wealth Management, Insurance, Portfolio Management, Asset Management, Mutual Funds, Securities, Financial Advisory, Team Building, Marketing Strategy, Financial Planning
Education
University of Illinois at Urbana-Champaign 2003 — 2007
Bachelor of Science (BS), Consumer Economics and Finance
Kaplan University 2011 — 2012
CERTIFIED FINANCIAL PLANNER TM
United Capital Financial Advisers, LLC December 2014 - Present
Girard Securities December 2014 - Present
Ameriprise Financial Services, Inc. April 2013 - December 2014
Wells Fargo Advisors, LLC January 2008 - April 2013
College Works Painting August 2005 - December 2007
College Works Painting August 2004 - August 2005
College Works Painting March 2004 - August 2004
Skills
Investments, Retirement, Management, Leadership, Finance, Financial Analysis, Strategy, Analysis, Project Planning, Microsoft Excel, Financial Services, Strategic Financial..., Retirement Planning, Wealth Management, Insurance, Portfolio Management, Asset Management, Mutual Funds, Securities, Financial Advisory, Team Building, Marketing Strategy, Financial Planning
Education
University of Illinois at Urbana-Champaign 2003 — 2007
Bachelor of Science (BS), Consumer Economics and Finance
Kaplan University 2011 — 2012
CERTIFIED FINANCIAL PLANNER TM
Lee Swinford Lee Swinford's Girard Securities Experience October 2011 - Present
Job Wealth Adviser at United Capital
Industry Financial Services
Experience
United Capital Financial Partners, Inc October 2011 - Present
Girard Securities October 2011 - Present
DEVCO Financial LLC March 2013 - Present
Brian Lee & Franklin Co August 2009 - Present
Peak Capital Investment Services July 2008 - Present
LPL Financial January 2008 - October 2011
Collaborative Wealth Management January 2008 - July 2008
Skills
Wealth Management, Retirement Planning, Asset Management, Securities, Wealth Management..., Wealth, Financial Planning, Investments, Finance, Risk Management, Strategic Financial..., Strategic Planning, Investment Banking, Private Equity, Financial Planners, Insurance, Tactical Asset..., Investment Strategies, Portfolio Management, Private Equity/Venture..., Series 7, Estate Planning, Financial Analysis, Asset Allocation, Equities, Investment Advisory, Trading, New Business Development, Financial Management, Financial Modeling, Retirement, Retirement Income..., Wealth Preservation, Income Generation, Rollovers, Roth IRA, IRA Rollovers, 401k Rollovers, IRA's, 401k, Investment Selection, Retirement Plan..., Separately Managed..., Options Strategies, Institutional Investors, Stocks, Alternative Assets, Series 63, Series 65, Cash Flow
Education
Baylor University 2002 — 2007
BA, Business; Corporate Communications
Baylor University - Hankamer School of Business 2002 — 2007
BA, Business; Corporate Communications
United Capital Financial Partners, Inc October 2011 - Present
Girard Securities October 2011 - Present
DEVCO Financial LLC March 2013 - Present
Brian Lee & Franklin Co August 2009 - Present
Peak Capital Investment Services July 2008 - Present
LPL Financial January 2008 - October 2011
Collaborative Wealth Management January 2008 - July 2008
Skills
Wealth Management, Retirement Planning, Asset Management, Securities, Wealth Management..., Wealth, Financial Planning, Investments, Finance, Risk Management, Strategic Financial..., Strategic Planning, Investment Banking, Private Equity, Financial Planners, Insurance, Tactical Asset..., Investment Strategies, Portfolio Management, Private Equity/Venture..., Series 7, Estate Planning, Financial Analysis, Asset Allocation, Equities, Investment Advisory, Trading, New Business Development, Financial Management, Financial Modeling, Retirement, Retirement Income..., Wealth Preservation, Income Generation, Rollovers, Roth IRA, IRA Rollovers, 401k Rollovers, IRA's, 401k, Investment Selection, Retirement Plan..., Separately Managed..., Options Strategies, Institutional Investors, Stocks, Alternative Assets, Series 63, Series 65, Cash Flow
Education
Baylor University 2002 — 2007
BA, Business; Corporate Communications
Baylor University - Hankamer School of Business 2002 — 2007
BA, Business; Corporate Communications
Gregory Lopez, CFP® Gregory Lopez, CFP®'s Girard Securities Experience April 2013 - Present
Job Senior Producer Life Wealth
Industry Financial Services
Experience
Oswald Companies April 2013 - Present
Girard Securities April 2013 - Present
Skills
Auditing, Fixed Income, Investments, Finance, Financial Analysis, Management, Portfolio Management, Retirement Planning, Sales, Securities, Wealth, Wealth Management, Business Development, Financial Services, Strategic Financial..., Strategic Planning, Series 7, Asset Management, Financial Modeling, Investment Advisory, Cash Flow Forecasting, Financial Planning
Education
John Carroll University 2000 — 2004
BS, Finance
The American College 2012 — 2013
CFP®, Financial Planning and Services
Oswald Companies April 2013 - Present
Girard Securities April 2013 - Present
Skills
Auditing, Fixed Income, Investments, Finance, Financial Analysis, Management, Portfolio Management, Retirement Planning, Sales, Securities, Wealth, Wealth Management, Business Development, Financial Services, Strategic Financial..., Strategic Planning, Series 7, Asset Management, Financial Modeling, Investment Advisory, Cash Flow Forecasting, Financial Planning
Education
John Carroll University 2000 — 2004
BS, Finance
The American College 2012 — 2013
CFP®, Financial Planning and Services
Brady Morrison, CFP®'s Girard Securities Experience February 2014 - Present
Job Relationship Manager at United Capital Financial Advisers, LLC
Industry Financial Services
Experience
United Capital Financial Advisers, LLC October 2014 - Present
Girard Securities February 2014 - Present
United Capital Financial Advisers, LLC December 2013 - September 2014
Edelman Financial Services January 2013 - December 2013
RBC November 2011 - November 2012
RBC December 2010 - November 2011
Queen's University Men's Hockey September 2007 - March 2009
Ottawa 67's, Ontario Hockey League (OHL) October 2005 - April 2007
Kingston Frontenacs, Ontario Hockey League (OHL) September 2004 - October 2005
Skills
Series 7, Series 66, 2-15 Health & Life..., Investment Funds in..., Financial Planning, Investment Management, Risk Management, Asset Allocation, Financial Services, Management
Education
College for Financial Planning 2013 — 2015
CFP® Certification Professional Education Program
Athabasca University 2008 — 2013
B.Comm, Finance
United Capital Financial Advisers, LLC October 2014 - Present
Girard Securities February 2014 - Present
United Capital Financial Advisers, LLC December 2013 - September 2014
Edelman Financial Services January 2013 - December 2013
RBC November 2011 - November 2012
RBC December 2010 - November 2011
Queen's University Men's Hockey September 2007 - March 2009
Ottawa 67's, Ontario Hockey League (OHL) October 2005 - April 2007
Kingston Frontenacs, Ontario Hockey League (OHL) September 2004 - October 2005
Skills
Series 7, Series 66, 2-15 Health & Life..., Investment Funds in..., Financial Planning, Investment Management, Risk Management, Asset Allocation, Financial Services, Management
Education
College for Financial Planning 2013 — 2015
CFP® Certification Professional Education Program
Athabasca University 2008 — 2013
B.Comm, Finance
James Feeman's Girard Securities Experience October 2014 - Present
Job Research Analyst at 7Twelve Advisors, LLC
Industry Investment Management
Experience
7Twelve Advisors, LLC October 2014 - Present
Girard Securities October 2014 - Present
Carpet Recycling Solutions June 2014 - November 2014
Skills
Microsoft Excel, Microsoft Word, Financial Analysis, Leadership, Financial Modeling, Teamwork, Bloomberg Terminal, Market Research, Convertible Bonds, Presentations, Convertible Arbitrage, Stock Market Analysis, iWork, WordPress, Finance, Public Speaking, Asset Management, Customer Service, Management, Portfolio Management, Options Strategies, Equity Derivatives
Education
Belmont University 2012 — 2015
Bachelor of Business Administration (B.B.A.), Finance
University of Hawaii at Manoa
Economic Geography & Cultural Pluralism
7Twelve Advisors, LLC October 2014 - Present
Girard Securities October 2014 - Present
Carpet Recycling Solutions June 2014 - November 2014
Skills
Microsoft Excel, Microsoft Word, Financial Analysis, Leadership, Financial Modeling, Teamwork, Bloomberg Terminal, Market Research, Convertible Bonds, Presentations, Convertible Arbitrage, Stock Market Analysis, iWork, WordPress, Finance, Public Speaking, Asset Management, Customer Service, Management, Portfolio Management, Options Strategies, Equity Derivatives
Education
Belmont University 2012 — 2015
Bachelor of Business Administration (B.B.A.), Finance
University of Hawaii at Manoa
Economic Geography & Cultural Pluralism
Gene De Young Gene De Young's Girard Securities Experience July 2008 - Present
Job Investment Advisor Representative at Girard Securities
Industry Investment Management
Experience
Girard Securities July 2008 - Present
Professional Advisory Services, Inc July 2007 - Present
AIG Financial Advisors, Inc. June 2007 - June 2008
TDAmeritrade January 2001 - June 2007
Skills
Investment Strategies, Investments, Securities, IRAs, Finance, FINRA, Financial Services, Investment Advisory, Retirement Planning, Financial Advisory, Series 7, Mutual Funds, Alternative Investments, Series 63, Wealth Management, Retirement, Asset Management, Series 24, Pensions, Fixed Annuities, Financial Analysis, Strategic Financial..., Life Insurance, Wealth, Insurance, Roth IRA, Portfolio Management, Series 65, Certified Financial..., Wealth Accumulation, ETFs, Loans, Term Life Insurance, Registered Investment..., Saving for Education, Small Business, 401k Rollovers, Tactical Asset..., Rollovers, Wealth Management..., Investment Management, Equities, Disability Insurance, Trading, Long-term Care, High Net Worth..., Retirement Plan..., Financial Planners, Variable Annuities, Asset Managment
Education
Fuller Theological Seminary 1985 — 1990
Master of Divinity (M.Div.), Christian Formation & Discipleship
Seattle Pacific University 1979 — 1983
Bachelor of Arts (BA), Christian Education
Girard Securities July 2008 - Present
Professional Advisory Services, Inc July 2007 - Present
AIG Financial Advisors, Inc. June 2007 - June 2008
TDAmeritrade January 2001 - June 2007
Skills
Investment Strategies, Investments, Securities, IRAs, Finance, FINRA, Financial Services, Investment Advisory, Retirement Planning, Financial Advisory, Series 7, Mutual Funds, Alternative Investments, Series 63, Wealth Management, Retirement, Asset Management, Series 24, Pensions, Fixed Annuities, Financial Analysis, Strategic Financial..., Life Insurance, Wealth, Insurance, Roth IRA, Portfolio Management, Series 65, Certified Financial..., Wealth Accumulation, ETFs, Loans, Term Life Insurance, Registered Investment..., Saving for Education, Small Business, 401k Rollovers, Tactical Asset..., Rollovers, Wealth Management..., Investment Management, Equities, Disability Insurance, Trading, Long-term Care, High Net Worth..., Retirement Plan..., Financial Planners, Variable Annuities, Asset Managment
Education
Fuller Theological Seminary 1985 — 1990
Master of Divinity (M.Div.), Christian Formation & Discipleship
Seattle Pacific University 1979 — 1983
Bachelor of Arts (BA), Christian Education
Dominick Zizzo Dominick Zizzo's Girard Securities Experience October 2006 - Present
Job AVP Brokerage Operations at Girard Securities
Industry Financial Services
Experience
Girard Securities October 2006 - Present
Skills
Mutual Funds, Investments, Strategic Financial..., Wealth Management, Securities, Series 7, Retirement Planning, Asset Management, Portfolio Management, Risk Management, Financial Analysis, Equities, Insurance, Series 63, Asset Allocation, Investment Strategies
Education
National University 2002 — 2004
Master of Business Administration (MBA), Finance and Financial Management Services
San Diego State University-California State University 1994 — 1999
BA, Economics
Girard Securities October 2006 - Present
Skills
Mutual Funds, Investments, Strategic Financial..., Wealth Management, Securities, Series 7, Retirement Planning, Asset Management, Portfolio Management, Risk Management, Financial Analysis, Equities, Insurance, Series 63, Asset Allocation, Investment Strategies
Education
National University 2002 — 2004
Master of Business Administration (MBA), Finance and Financial Management Services
San Diego State University-California State University 1994 — 1999
BA, Economics
Nichole (Alexander) Horton, CLU, ChFC Nichole (Alexander) Horton, CLU, ChFC's Girard Securities Experience September 2015 - Present
Job Financial Services Professional
Industry Financial Services
Experience
Girard Securities September 2015 - Present
United Capital Financial Advisers, LLC August 2015 - Present
Northwestern Mutual January 2009 - August 2015
Northwestern Mutual June 2007 - December 2008
Northwestern Mutual April 2006 - May 2007
Northwestern Mutual July 2004 - April 2006
Education
The American College 2009 — 2014
CLU & ChFC, Financial Planning and Services
Lewis and Clark College 1999 — 2003
Bachelor of Arts, Psychology
Girard Securities September 2015 - Present
United Capital Financial Advisers, LLC August 2015 - Present
Northwestern Mutual January 2009 - August 2015
Northwestern Mutual June 2007 - December 2008
Northwestern Mutual April 2006 - May 2007
Northwestern Mutual July 2004 - April 2006
Education
The American College 2009 — 2014
CLU & ChFC, Financial Planning and Services
Lewis and Clark College 1999 — 2003
Bachelor of Arts, Psychology
Robert B. Wolfe, CFP® Robert B. Wolfe, CFP®'s Girard Securities Experience June 2009 - Present
Job NFLPA Registered Player Financial Advisor at NFL Players Association
Industry Financial Services
Experience
United Capital Financial Advisers, LLC September 2009 - Present
NFL Players Association December 2012 - Present
Florida Atlantic University 2012 - Present
Girard Securities June 2009 - Present
Capital Planning Group 2000 - 2009
Compu-Val Investments 1993 - 2000
Skills
Series 7, Series 63, Series 24, Series 65, Wealth Empowerment..., Comprehensive Wealth..., Mentor/Coach to Other..., Investment Advisory and..., Certified Financial..., College Education..., Individual Risk..., Accredited Asset..., State of Florida 215..., Strategic Financial..., Public Speaking, Management, Social Media, Financial Advisory, Financial Services
Education
College for Financial Planning 1996 — 1997
CFP Professional Education Program, Comprehensive Financial Planning
Indiana University of Pennsylvania 1989 — 1992
Bachelor's degree, Finance and Financial Management Services, Summa Cum Laude
Drexel University - College of Business and Administration
Finance
United Capital Financial Advisers, LLC September 2009 - Present
NFL Players Association December 2012 - Present
Florida Atlantic University 2012 - Present
Girard Securities June 2009 - Present
Capital Planning Group 2000 - 2009
Compu-Val Investments 1993 - 2000
Skills
Series 7, Series 63, Series 24, Series 65, Wealth Empowerment..., Comprehensive Wealth..., Mentor/Coach to Other..., Investment Advisory and..., Certified Financial..., College Education..., Individual Risk..., Accredited Asset..., State of Florida 215..., Strategic Financial..., Public Speaking, Management, Social Media, Financial Advisory, Financial Services
Education
College for Financial Planning 1996 — 1997
CFP Professional Education Program, Comprehensive Financial Planning
Indiana University of Pennsylvania 1989 — 1992
Bachelor's degree, Finance and Financial Management Services, Summa Cum Laude
Drexel University - College of Business and Administration
Finance
M. Scott Huddleston, CLU, ChFC M. Scott Huddleston, CLU, ChFC's Girard Securities Experience February 2012 - Present
Job Financial Consultant, Newcastle Financial Advisors
Industry Financial Services
Experience
Girard Securities February 2012 - Present
Newcastle Financial Advisors January 2012 - Present
Skills
Retirement Planning, Strategic Financial..., Retirement, Wealth Management, Mutual Funds, Investments, Portfolio Management, Estate Planning, 401k, Investment Advisory, Securities, Asset Management, Financial Advisory, Series 7, Retirement Plan..., Financial Services, Life Insurance, Profit Sharing, Small Business, Term Life Insurance, Fixed Annuities, Whole Life, Finance, Series 65, Series 63
Education
California State University-Long Beach - College of Business Administration 1974 — 1978
BS
Girard Securities February 2012 - Present
Newcastle Financial Advisors January 2012 - Present
Skills
Retirement Planning, Strategic Financial..., Retirement, Wealth Management, Mutual Funds, Investments, Portfolio Management, Estate Planning, 401k, Investment Advisory, Securities, Asset Management, Financial Advisory, Series 7, Retirement Plan..., Financial Services, Life Insurance, Profit Sharing, Small Business, Term Life Insurance, Fixed Annuities, Whole Life, Finance, Series 65, Series 63
Education
California State University-Long Beach - College of Business Administration 1974 — 1978
BS
Jonathan Blumenthal Jonathan Blumenthal's Girard Securities Experience October 2011 - Present
Job Managing Director United Capital
Industry Financial Services
Experience
United Capital Financial Advisers October 2011 - Present
Girard Securities October 2011 - Present
Education
University of Haifa
History
United Capital Financial Advisers October 2011 - Present
Girard Securities October 2011 - Present
Education
University of Haifa
History
Jason Biddle Jason Biddle's Girard Securities Experience March 2009 - October 2009
Job Creates targeted marketing solutions for startups and small businesses | Big picture thinker | Wanna be computer geek
Industry Marketing and Advertising
Experience
USimprints.com July 2013 - Present
Rebuilding Together Nashville July 2011 - November 2013
A Better Nest June 2010 - July 2013
Youth Life Learning Center December 2009 - May 2010
Belmont University August 2009 - May 2010
Girard Securities March 2009 - October 2009
Skills
Fundraising, Marketing, Event Planning, Social Media, Nonprofits, PowerPoint, Microsoft Office, Social Networking, Public Speaking, Microsoft Excel, Facebook, Social Media Marketing, Leadership, Community Outreach, Customer Service, Healthcare, Microsoft Word, Research, Online Marketing, Blogging, Marketing Strategy, Strategy, Sales, Time Management, Recruiting, Entrepreneurship, Management, Analysis, Market Research
Education
Belmont University 2006 — 2010
Bachelor of Business Administration, Management, GPA - 3.87
USimprints.com July 2013 - Present
Rebuilding Together Nashville July 2011 - November 2013
A Better Nest June 2010 - July 2013
Youth Life Learning Center December 2009 - May 2010
Belmont University August 2009 - May 2010
Girard Securities March 2009 - October 2009
Skills
Fundraising, Marketing, Event Planning, Social Media, Nonprofits, PowerPoint, Microsoft Office, Social Networking, Public Speaking, Microsoft Excel, Facebook, Social Media Marketing, Leadership, Community Outreach, Customer Service, Healthcare, Microsoft Word, Research, Online Marketing, Blogging, Marketing Strategy, Strategy, Sales, Time Management, Recruiting, Entrepreneurship, Management, Analysis, Market Research
Education
Belmont University 2006 — 2010
Bachelor of Business Administration, Management, GPA - 3.87
Guy J. Landolfi Guy J. Landolfi's Girard Securities Experience 2009 - Present
Job Owner at Guy J. Landolfi CPA, CFP
Industry Accounting
Experience
Girard Securities 2009 - Present
CPA, CFP, PFS 1979 - Present
Guy J. Landolfi CPA, CFP 1979 - Present
Skills
Sophisticated Tax..., Investment Strategies..., Personal Financial..., QuickBooks, Management, Strategic Planning, Training, Internal Controls, Estate Planning, Public Speaking, Accounting, Small Business, Bookkeeping, Income Tax, Pensions, Auditing, Tax, GAAP, Microsoft Office, New Business Development, Payroll, Business Development, Financial Reporting, Financial Analysis, Investments, Corporate Tax, Due Diligence, Risk Management, Expert Witness, Leadership, Corporate Finance, Mergers & Acquisitions, Team Building, Banking, Marketing, Microsoft Word, Event Planning, Executive Management, Microsoft Excel, Non-profits, Financial Statements, Tax Returns, Financial Planners, PowerPoint, Valuation, Accounts Payable, Research, Strategic Financial..., Financial Modeling, Financial Accounting
Education
St. Francis University 1974 — 1977
B.S., Accounting
Girard Securities 2009 - Present
CPA, CFP, PFS 1979 - Present
Guy J. Landolfi CPA, CFP 1979 - Present
Skills
Sophisticated Tax..., Investment Strategies..., Personal Financial..., QuickBooks, Management, Strategic Planning, Training, Internal Controls, Estate Planning, Public Speaking, Accounting, Small Business, Bookkeeping, Income Tax, Pensions, Auditing, Tax, GAAP, Microsoft Office, New Business Development, Payroll, Business Development, Financial Reporting, Financial Analysis, Investments, Corporate Tax, Due Diligence, Risk Management, Expert Witness, Leadership, Corporate Finance, Mergers & Acquisitions, Team Building, Banking, Marketing, Microsoft Word, Event Planning, Executive Management, Microsoft Excel, Non-profits, Financial Statements, Tax Returns, Financial Planners, PowerPoint, Valuation, Accounts Payable, Research, Strategic Financial..., Financial Modeling, Financial Accounting
Education
St. Francis University 1974 — 1977
B.S., Accounting
Kevin Foote Kevin Foote's Girard Securities Experience September 2011 - May 2013
Job AVP Platform Solutions & Management
Industry Financial Services
Experience
LPL Financial September 2014 - Present
Girard Securities September 2011 - May 2013
Girard Securities January 2007 - September 2011
Asset Planning Solutions April 2006 - January 2007
Commonwealth Financial Network July 2001 - April 2006
Putnam Investments May 2000 - July 2001
Skills
Investment Advisory..., Product Management, Relationship Management, Product Marketing, Sales, Management, Retirement Planning, Alternative Investments, Investment Advisory, Asset Allocation, Securities, Asset Management
Education
University of Arizona 1993 — 1997
BS, Regional Development
LPL Financial September 2014 - Present
Girard Securities September 2011 - May 2013
Girard Securities January 2007 - September 2011
Asset Planning Solutions April 2006 - January 2007
Commonwealth Financial Network July 2001 - April 2006
Putnam Investments May 2000 - July 2001
Skills
Investment Advisory..., Product Management, Relationship Management, Product Marketing, Sales, Management, Retirement Planning, Alternative Investments, Investment Advisory, Asset Allocation, Securities, Asset Management
Education
University of Arizona 1993 — 1997
BS, Regional Development
Gregory Powers, CFP®, CIMA®, ChFC®, AIF® Gregory Powers, CFP®, CIMA®, ChFC®, AIF®'s Girard Securities Experience August 2010 - Present
Job Sr. Wealth Adviser at United Capital Financial Advisers, formerly The Hunter Group
Industry Financial Services
Experience
United Capital Financial Advisers August 2010 - Present
Girard Securities August 2010 - Present
MML Investors Services, Inc. February 2006 - August 2010
Commonwealth Financial Network October 2000 - February 2006
MFS Investment Management 1999 - 2000
Skills
Retirement, Retirement Planning, Wealth Management, Estate Planning, Securities, Asset Management, Insurance, Strategic Financial..., Investment Advisory, Financial Planning, Retirement Income..., Mutual Funds, Alternative Investments, Investments, Investment Strategies, Investment Management, Wealth, High Net Worth..., High Net Worth Insurance
Education
Bates College 1995 — 1999
Bachelor of Arts (B.A.), Economics
United Capital Financial Advisers August 2010 - Present
Girard Securities August 2010 - Present
MML Investors Services, Inc. February 2006 - August 2010
Commonwealth Financial Network October 2000 - February 2006
MFS Investment Management 1999 - 2000
Skills
Retirement, Retirement Planning, Wealth Management, Estate Planning, Securities, Asset Management, Insurance, Strategic Financial..., Investment Advisory, Financial Planning, Retirement Income..., Mutual Funds, Alternative Investments, Investments, Investment Strategies, Investment Management, Wealth, High Net Worth..., High Net Worth Insurance
Education
Bates College 1995 — 1999
Bachelor of Arts (B.A.), Economics
Stacey Lau (Stacey Welsh) Zwicker, CPA, MBA, CDFA's Girard Securities Experience 2010 - Present
Job Managing Director, Wealth Adviser and Certified Divorce Financial Analyst
Industry Investment Management
Experience
United Capital Financial Advisers May 2009 - Present
Summer Search July 2006 - Present
Girard Securities 2010 - Present
Kids' Turn 2007 - 2014
BNY Mellon Wealth Management January 2006 - January 2009
Bernstein Global Wealth Management 2002 - 2004
EA Invest 2000 - 2001
Citicorp 1989 - 1999
Citigroup 1989 - 1999
Markle Stuckey Clark & Co. 1982 - 1987
Skills
Certified Divorce..., Wealth Management, High Net Worth..., Investment Advisory, Real Estate, Asset Allocation, Retirement Planning, Investments, Series 7, Portfolio Management, Wealth, Series 63, Strategic Financial..., Estate Planning, Investment Strategies, Alternative Investments, Retirement, Investment Management, Securities, Mutual Funds, Wealth Management..., Financial Services, Asset Management, Financial Planners, Strategy, Due Diligence, FINRA, Finance, Personal Financial..., Personal Finance, Equities, Financial Advisory, Hedge Funds, Fixed Income, 401k, Private Equity, Bonds, Financial Modeling, IRAs, Series 24, Mergers & Acquisitions, Financial Goals, Venture Capital, Pensions, Capital Markets, Financial Planning
Education
The University of Chicago - Booth School of Business 1987 — 1989
MBA, Business Economics, International Business
United Capital Financial Advisers May 2009 - Present
Summer Search July 2006 - Present
Girard Securities 2010 - Present
Kids' Turn 2007 - 2014
BNY Mellon Wealth Management January 2006 - January 2009
Bernstein Global Wealth Management 2002 - 2004
EA Invest 2000 - 2001
Citicorp 1989 - 1999
Citigroup 1989 - 1999
Markle Stuckey Clark & Co. 1982 - 1987
Skills
Certified Divorce..., Wealth Management, High Net Worth..., Investment Advisory, Real Estate, Asset Allocation, Retirement Planning, Investments, Series 7, Portfolio Management, Wealth, Series 63, Strategic Financial..., Estate Planning, Investment Strategies, Alternative Investments, Retirement, Investment Management, Securities, Mutual Funds, Wealth Management..., Financial Services, Asset Management, Financial Planners, Strategy, Due Diligence, FINRA, Finance, Personal Financial..., Personal Finance, Equities, Financial Advisory, Hedge Funds, Fixed Income, 401k, Private Equity, Bonds, Financial Modeling, IRAs, Series 24, Mergers & Acquisitions, Financial Goals, Venture Capital, Pensions, Capital Markets, Financial Planning
Education
The University of Chicago - Booth School of Business 1987 — 1989
MBA, Business Economics, International Business
Neal Slafsky's Girard Securities Experience July 2009 - Present
Job Managing Director, United Capital
Industry Financial Services
Experience
Girard Securities July 2009 - Present
United Capital Financial Partners, Inc. 2009 - Present
Capital Planning October 1997 - September 2009
Lincoln Financial Group January 1994 - July 1997
Lincoln Financial Group October 1990 - December 1993
Skills
Wealth Management, Financial Advisory, Insurance, Life Insurance, Investment Advisory, Investments, Retirement Planning, High Net Worth..., Series 7, Finance, Asset Managment, Long-term Care, Mutual Funds, Asset Allocation, Estate Planning, Retirement, Portfolio Management, Asset Management, Securities, Strategic Financial..., Investment Strategies
Education
Babson College 1980 — 1984
Bachelor of Science (B.S.), Finance and Financial Management Services
Girard Securities July 2009 - Present
United Capital Financial Partners, Inc. 2009 - Present
Capital Planning October 1997 - September 2009
Lincoln Financial Group January 1994 - July 1997
Lincoln Financial Group October 1990 - December 1993
Skills
Wealth Management, Financial Advisory, Insurance, Life Insurance, Investment Advisory, Investments, Retirement Planning, High Net Worth..., Series 7, Finance, Asset Managment, Long-term Care, Mutual Funds, Asset Allocation, Estate Planning, Retirement, Portfolio Management, Asset Management, Securities, Strategic Financial..., Investment Strategies
Education
Babson College 1980 — 1984
Bachelor of Science (B.S.), Finance and Financial Management Services
George E. Haas's Girard Securities Experience October 2006 - February 2014
Job Managing Director at Mercer Advisors
Industry Financial Services
Experience
Mercer Global Advisors Inc. January 2015 - Present
Mercer Advisors February 2014 - December 2014
United Capital Financial Advisers October 2006 - February 2014
Girard Securities October 2006 - February 2014
UBS Financial Services 2005 - 2006
Charles Schwab June 1997 - March 2005
Education
University of Phoenix 2000 — 2003
Masters Business Administration, Business
University of Arizona 1993 — 1997
Bachelor of Science, Regional Development
Brophy College Preparatory 1988 — 1992
Mercer Global Advisors Inc. January 2015 - Present
Mercer Advisors February 2014 - December 2014
United Capital Financial Advisers October 2006 - February 2014
Girard Securities October 2006 - February 2014
UBS Financial Services 2005 - 2006
Charles Schwab June 1997 - March 2005
Education
University of Phoenix 2000 — 2003
Masters Business Administration, Business
University of Arizona 1993 — 1997
Bachelor of Science, Regional Development
Brophy College Preparatory 1988 — 1992
Phillip Jacobson's Girard Securities Experience August 2006 - Present
Job Managing Director at United Capital Financial Advisors, LLC
Industry Financial Services
Experience
United Capital Financial Advisors, LLC September 2006 - Present
Girard Securities August 2006 - Present
Skills
Retirement Planning, Investment Advisory, Asset Allocation, Wealth Management, Series 7, Investment Strategies, Retirement, Series 63, Estate Planning, Portfolio Management, Strategic Planning, Asset Management, Financial Planning, Mutual Funds, Securities, Investments, Financial Advisory
Education
University of Minnesota - Carlson School of Management 1983 — 1988
BS, Business-MIS
United Capital Financial Advisors, LLC September 2006 - Present
Girard Securities August 2006 - Present
Skills
Retirement Planning, Investment Advisory, Asset Allocation, Wealth Management, Series 7, Investment Strategies, Retirement, Series 63, Estate Planning, Portfolio Management, Strategic Planning, Asset Management, Financial Planning, Mutual Funds, Securities, Investments, Financial Advisory
Education
University of Minnesota - Carlson School of Management 1983 — 1988
BS, Business-MIS
Shirley Klicman's Girard Securities Experience March 2009 - Present
Job at Girard Securities
Industry Financial Services
Experience
Girard Securities March 2009 - Present
Boys & Girls Clubs of Greater SD March 2005 - February 2009
Education
San Diego State University-California State University
BS, Business Administration-Finance
Girard Securities March 2009 - Present
Boys & Girls Clubs of Greater SD March 2005 - February 2009
Education
San Diego State University-California State University
BS, Business Administration-Finance
Ann DiGiorgio's Girard Securities Experience June 2013 - June 2014
Job Chief Financial Officer at Finance 500
Industry Financial Services
Experience
Finance 500 June 2014 - Present
FINRA December 2010 - Present
Girard Securities June 2013 - June 2014
Unionbanc Investment Services May 2011 - May 2013
Independent Contractor 1988 - May 2011
BondDesk Trading 2002 - 2011
eBondTrade 1999 - 2002
Coast Partners 1994 - 1996
PACIFIC SECURITIES, INC. 1980 - 1988
Skills
Securities, Series 24, Series 7, AML, Capital Markets, FINRA, Fixed Income, Hedge Funds, Series 27, Private Placements, Financial Analysis, Equities, Mutual Funds, Options, Securities Regulation, Series 63, Asset Management, Trading, Alternative Investments, Derivatives, Financial Services, Financial Markets, Investment Banking, Investments
Education
California State University-Fullerton
Professional Fiduciary
Saint Mary's College of California 1972 — 1976
Bachelor of Science, Bachelor of Arts, Business Administration and Economics, Communications
Finance 500 June 2014 - Present
FINRA December 2010 - Present
Girard Securities June 2013 - June 2014
Unionbanc Investment Services May 2011 - May 2013
Independent Contractor 1988 - May 2011
BondDesk Trading 2002 - 2011
eBondTrade 1999 - 2002
Coast Partners 1994 - 1996
PACIFIC SECURITIES, INC. 1980 - 1988
Skills
Securities, Series 24, Series 7, AML, Capital Markets, FINRA, Fixed Income, Hedge Funds, Series 27, Private Placements, Financial Analysis, Equities, Mutual Funds, Options, Securities Regulation, Series 63, Asset Management, Trading, Alternative Investments, Derivatives, Financial Services, Financial Markets, Investment Banking, Investments
Education
California State University-Fullerton
Professional Fiduciary
Saint Mary's College of California 1972 — 1976
Bachelor of Science, Bachelor of Arts, Business Administration and Economics, Communications
Richard Westhelle's Girard Securities Experience May 2013 - Present
Job Wealth Manager at United Capital
Industry Financial Services
Experience
Girard Securities May 2013 - Present
United Capital Financial Advisers May 2012 - Present
Stonegate Wealth Management, LLC December 2009 - April 2012
Family Financial Research January 2009 - December 2009
Skills
Wealth Management, Strategic Financial..., Asset Allocation, Portfolio Management, Financial Advisory, Retirement Planning, Retirement, Series 65, Asset Management, Securities, FINRA, Financial Modeling, Finance, Mergers & Acquisitions, Financial Planning, Investments
Education
The Ohio State University 2003 — 2008
Bachelors of Science, Financial Planning
Girard Securities May 2013 - Present
United Capital Financial Advisers May 2012 - Present
Stonegate Wealth Management, LLC December 2009 - April 2012
Family Financial Research January 2009 - December 2009
Skills
Wealth Management, Strategic Financial..., Asset Allocation, Portfolio Management, Financial Advisory, Retirement Planning, Retirement, Series 65, Asset Management, Securities, FINRA, Financial Modeling, Finance, Mergers & Acquisitions, Financial Planning, Investments
Education
The Ohio State University 2003 — 2008
Bachelors of Science, Financial Planning
Greg Babcock's Girard Securities Experience March 2006 - Present
Job Practice Leader, Oswald Companies; Registered through Girard Securities at Girard Securities
Industry Insurance
Experience
Oswald Companies March 2004 - Present
Girard Securities March 2006 - Present
Skills
Insurance, Health Insurance, Underwriting, Risk Management, Retirement Planning, Employee Benefits
Education
Cleveland State University
Oswald Companies March 2004 - Present
Girard Securities March 2006 - Present
Skills
Insurance, Health Insurance, Underwriting, Risk Management, Retirement Planning, Employee Benefits
Education
Cleveland State University
Sarah Scorgie's Girard Securities Experience October 2011 - January 2014
Job Grant Writer at Father Joe's Villages
Industry Writing and Editing
Experience
Father Joe's Villages August 2014 - Present
Wealth Management Marketing January 2014 - July 2014
Girard Securities October 2011 - January 2014
TAAZ August 2011 - November 2011
Einstein Industries December 2010 - June 2011
Skills
Copy Editing, Creative Writing, Editing, Blogging, Marketing Communications, Social Media, Copywriting, Email Marketing, Writing, WordPress, SEO, Branding & Identity, Newsletter Production, MailChimp, Company Newsletters, Corporate Communications, Grant Writing, Adobe Creative Suite, InDesign, Corporate Branding, Redtail, Financial Services, Microsoft Excel, Photoshop, Nonprofits, Laserfiche, Basecamp, Hootsuite, Press Releases, Web Content, SEO copywriting, Marketing, Content Development, AP Style, Proofreading
Education
Seattle Pacific University 2011 — 2013
Creative Writing
San Diego State University-California State University 2012 — 2012
Professional Certificate, Grant Writing
San Diego State University-California State University 2007 — 2009
BA, English
Father Joe's Villages August 2014 - Present
Wealth Management Marketing January 2014 - July 2014
Girard Securities October 2011 - January 2014
TAAZ August 2011 - November 2011
Einstein Industries December 2010 - June 2011
Skills
Copy Editing, Creative Writing, Editing, Blogging, Marketing Communications, Social Media, Copywriting, Email Marketing, Writing, WordPress, SEO, Branding & Identity, Newsletter Production, MailChimp, Company Newsletters, Corporate Communications, Grant Writing, Adobe Creative Suite, InDesign, Corporate Branding, Redtail, Financial Services, Microsoft Excel, Photoshop, Nonprofits, Laserfiche, Basecamp, Hootsuite, Press Releases, Web Content, SEO copywriting, Marketing, Content Development, AP Style, Proofreading
Education
Seattle Pacific University 2011 — 2013
Creative Writing
San Diego State University-California State University 2012 — 2012
Professional Certificate, Grant Writing
San Diego State University-California State University 2007 — 2009
BA, English
Taber Brown's Girard Securities Experience July 2015 - Present
Job United Capital
Industry Financial Services
Experience
United Capital Financial Advisers, LLC July 2015 - Present
Girard Securities July 2015 - Present
The Investment Center October 2013 - July 2015
Wells Fargo June 2013 - October 2013
Edward Jones March 2011 - May 2013
New Chapter, Inc. 2007 - 2010
Skills
IRAs, 401k, Marketing, Microsoft Office, Retirement, Strategic Planning, 401k Rollovers, Retirement Planning, Customer Service, Series 7, Mutual Funds, Fixed Annuities, Wealth, Investments, Portfolio Management, Sales, Life Insurance, Social Media, Long Term Care Insurance, Investment Strategies, Roth IRA, Asset Allocation, Investment Advisory, Marketing Strategy, Securities, Financial Goals, Personal Financial..., Retirement Savings, Sales Management, FINRA, Financial Services, Coaching, PowerPoint, Social Media Marketing, Team Building, Wealth Management, Financial Planning, Estate Planning, Financial Analysis
Education
Siena College 2003 — 2007
Business, Marketing/Marketing Management, General
Siena College 2003 — 2007
Business, Management, Marketing, and Related Support Services
United Capital Financial Advisers, LLC July 2015 - Present
Girard Securities July 2015 - Present
The Investment Center October 2013 - July 2015
Wells Fargo June 2013 - October 2013
Edward Jones March 2011 - May 2013
New Chapter, Inc. 2007 - 2010
Skills
IRAs, 401k, Marketing, Microsoft Office, Retirement, Strategic Planning, 401k Rollovers, Retirement Planning, Customer Service, Series 7, Mutual Funds, Fixed Annuities, Wealth, Investments, Portfolio Management, Sales, Life Insurance, Social Media, Long Term Care Insurance, Investment Strategies, Roth IRA, Asset Allocation, Investment Advisory, Marketing Strategy, Securities, Financial Goals, Personal Financial..., Retirement Savings, Sales Management, FINRA, Financial Services, Coaching, PowerPoint, Social Media Marketing, Team Building, Wealth Management, Financial Planning, Estate Planning, Financial Analysis
Education
Siena College 2003 — 2007
Business, Marketing/Marketing Management, General
Siena College 2003 — 2007
Business, Management, Marketing, and Related Support Services
Nikos Christopoulos's Girard Securities Experience January 2013 - Present
Job MBA graduate from the University of San Francisco
Industry Financial Services
Experience
Girard Securities January 2013 - Present
University of San Francisco August 2010 - Present
J. Moore Partners LLC March 2012 - May 2012
Inten U September 2011 - December 2011
Rebuilding Together San Francisco July 2011 - August 2011
Skills
Market Research
Education
University of San Francisco - School of Management 2010 — 2012
MBA, Finance
Panepistimion Pireos
Bachelor in Business Administration
Girard Securities January 2013 - Present
University of San Francisco August 2010 - Present
J. Moore Partners LLC March 2012 - May 2012
Inten U September 2011 - December 2011
Rebuilding Together San Francisco July 2011 - August 2011
Skills
Market Research
Education
University of San Francisco - School of Management 2010 — 2012
MBA, Finance
Panepistimion Pireos
Bachelor in Business Administration
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY