Gordian Compliance Solutions, LLC
Description
Address: 235 Montgomery St #1120, San Francisco, CA 94104 Hours: Open now · Add full hours Unable to add this file. Please check that it is a valid photo. Phone: (415) 466-8010: Category: Hours: : : : Place name: : Website: : Website: http://www.gordiancompliance.com/contact/ Category: Consultant Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo.Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Gordian Compliance Solutions, LLC Posting publicly on the Web Write a review Reviews Be the first to review
Gordian Compliance Solutions, LLC List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Gordian Compliance Solutions, LLC. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Gordian Compliance Solutions, LLC Salaries. You can even request information on how much does Gordian Compliance Solutions, LLC pay if you want to. Learn about salaries, pros and cons of working for Gordian Compliance Solutions, LLC directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
14 Gordian Compliance Solutions, LLC employees in database. Find out everything there's to know about Gordian Compliance Solutions, LLC employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Gordian Compliance Solutions, LLC Employees
Employee
Years
Job
Industry
Katy McBride Katy McBride's Gordian Compliance Solutions, LLC Experience December 2011 - February 2013
Job Compliance and Operations Manager | Regulatory Compliance
Industry Financial Services
Experience
LJM Partners February 2013 - Present
LJM Funds Management February 2013 - Present
Gordian Compliance Solutions, LLC December 2011 - February 2013
Exos Partners, LLC December 2009 - December 2012
Merrill Lynch October 2004 - December 2009
Merrill Lynch 2003 - 2008
Skills
Risk Management, FINRA, Series 7, Securities, Investment Advisory, Program Management, Hedge Funds, Vendor Management, Strategic Financial..., Management, Alternative Investments, Performance Metrics, Auditing, Series 63, Training, Leadership, Series 9, Series 10, Mutual Funds, Regulatory Compliance, SEC, CFTC
Education
University of California, Davis 1997 — 2002
BA, Plant Biology
YCHS 1992 — 1996
LJM Partners February 2013 - Present
LJM Funds Management February 2013 - Present
Gordian Compliance Solutions, LLC December 2011 - February 2013
Exos Partners, LLC December 2009 - December 2012
Merrill Lynch October 2004 - December 2009
Merrill Lynch 2003 - 2008
Skills
Risk Management, FINRA, Series 7, Securities, Investment Advisory, Program Management, Hedge Funds, Vendor Management, Strategic Financial..., Management, Alternative Investments, Performance Metrics, Auditing, Series 63, Training, Leadership, Series 9, Series 10, Mutual Funds, Regulatory Compliance, SEC, CFTC
Education
University of California, Davis 1997 — 2002
BA, Plant Biology
YCHS 1992 — 1996
Lucia Martel Dow Lucia Martel Dow's Gordian Compliance Solutions, LLC Experience May 2012 - April 2013
Job Legal Operations Manager
Industry Nonprofit Organization Management
Experience
Gordian Compliance Solutions, LLC May 2012 - April 2013
HIP Investor February 2012 - May 2012
Operation Access (OA) September 2009 - May 2011
Ibero-American General Secretariat (SEGIB) March 2006 - July 2007
Venezuelan Ministry of Foreign Affairs October 2002 - September 2005
Universidad Central de Venezuela September 2003 - December 2004
University Alejandro de Humboldt October 2003 - June 2004
Skills
Compliance, Investment Advisor..., Code of Ethics, Latin America, International Law, Spanish, English, Compliance Monitoring
Education
UC Hastings College of the Law 2011 — 2012
LL.M. (Master of Laws), International Business and Trade
University Complutense, Madrid 2001 — 2002
Master's Degree; LL.M, International Law and International Relations
Universidad Central de Venezuela 1995 — 2000
Lawyer (LL.B), Law, Top 4% of graduating class.0
Gordian Compliance Solutions, LLC May 2012 - April 2013
HIP Investor February 2012 - May 2012
Operation Access (OA) September 2009 - May 2011
Ibero-American General Secretariat (SEGIB) March 2006 - July 2007
Venezuelan Ministry of Foreign Affairs October 2002 - September 2005
Universidad Central de Venezuela September 2003 - December 2004
University Alejandro de Humboldt October 2003 - June 2004
Skills
Compliance, Investment Advisor..., Code of Ethics, Latin America, International Law, Spanish, English, Compliance Monitoring
Education
UC Hastings College of the Law 2011 — 2012
LL.M. (Master of Laws), International Business and Trade
University Complutense, Madrid 2001 — 2002
Master's Degree; LL.M, International Law and International Relations
Universidad Central de Venezuela 1995 — 2000
Lawyer (LL.B), Law, Top 4% of graduating class.0
Jennifer Dickinson Jennifer Dickinson's Gordian Compliance Solutions, LLC Experience January 2011 - April 2013
Job Managing Director Compliance at Sansome Strategies LLC
Industry Financial Services
Experience
Sansome Strategies LLC April 2013 - Present
Gordian Compliance Solutions, LLC January 2011 - April 2013
Cole-Frieman & Mallon LLP June 2010 - September 2012
Pillsbury Winthrop Shaw Pittman, LLP July 2008 - June 2010
Standard Pacific Capital July 2005 - March 2008
Coblentz, Patch, Duffy & Bass September 2002 - July 2005
Skills
Securities Regulation, Securities, Corporate Law, Hedge Funds, Due Diligence, Private Equity, Investments, Compliance, Investment Management, Private Placements, Legal Research, SEC filings, Fund Of Funds, Asset Management, Financial Services, Alternative Investments, Corporate Governance, Legal Writing, AML, Investment Advisory, Investment Advisers Act
Education
Golden Gate University, School of Law 1997 — 2000
Juris Doctor (J.D.), Law
DePauw University 1992 — 1996
Bachelor’s Degree, Anthropology, Religious Studies
Sansome Strategies LLC April 2013 - Present
Gordian Compliance Solutions, LLC January 2011 - April 2013
Cole-Frieman & Mallon LLP June 2010 - September 2012
Pillsbury Winthrop Shaw Pittman, LLP July 2008 - June 2010
Standard Pacific Capital July 2005 - March 2008
Coblentz, Patch, Duffy & Bass September 2002 - July 2005
Skills
Securities Regulation, Securities, Corporate Law, Hedge Funds, Due Diligence, Private Equity, Investments, Compliance, Investment Management, Private Placements, Legal Research, SEC filings, Fund Of Funds, Asset Management, Financial Services, Alternative Investments, Corporate Governance, Legal Writing, AML, Investment Advisory, Investment Advisers Act
Education
Golden Gate University, School of Law 1997 — 2000
Juris Doctor (J.D.), Law
DePauw University 1992 — 1996
Bachelor’s Degree, Anthropology, Religious Studies
Justin Schleifer Justin Schleifer's Gordian Compliance Solutions, LLC Experience April 2011 - Present
Job Chief Operating Officer, Chief Financial Officer, FINOP, Chief Compliance Officer
Industry Financial Services
Experience
Gordian Compliance Solutions, LLC April 2011 - Present
Gordian Investment Solutions, LLC March 2012 - Present
Gordian Technology Solutions, LLC December 2012 - Present
San Francisco School Alliance March 2010 - April 2011
Madison Square Garden June 2008 - August 2008
Giuliani Partners June 2006 - August 2007
Skills
Broker-Dealer Compliance, Investment Advisor..., Regulatory Audits, Compliance Testing, Regulatory Filings, Investment Advisers Act, Securities Regulation, Securities Exchange Act..., Drafting Policies, Investment Company Act, Hedge Funds, Dodd-Frank, FINRA, FINOP, Accounting, Broker-Dealer Operations, General Securities..., General Securities..., Compliance Analysis, Microsoft Office, Mac OS X, SEC filings
Education
Cornell University 2005 — 2009
Bachelor of Science, Hotel Administration, Business Law
Gordian Compliance Solutions, LLC April 2011 - Present
Gordian Investment Solutions, LLC March 2012 - Present
Gordian Technology Solutions, LLC December 2012 - Present
San Francisco School Alliance March 2010 - April 2011
Madison Square Garden June 2008 - August 2008
Giuliani Partners June 2006 - August 2007
Skills
Broker-Dealer Compliance, Investment Advisor..., Regulatory Audits, Compliance Testing, Regulatory Filings, Investment Advisers Act, Securities Regulation, Securities Exchange Act..., Drafting Policies, Investment Company Act, Hedge Funds, Dodd-Frank, FINRA, FINOP, Accounting, Broker-Dealer Operations, General Securities..., General Securities..., Compliance Analysis, Microsoft Office, Mac OS X, SEC filings
Education
Cornell University 2005 — 2009
Bachelor of Science, Hotel Administration, Business Law
Jed Clark Jed Clark's Gordian Compliance Solutions, LLC Experience April 2013 - December 2013
Job CCO and Counsel at ICONIQ Capital, LLC
Industry Financial Services
Experience
ICONIQ Capital January 2014 - Present
Gordian Compliance Solutions, LLC April 2013 - December 2013
Parador Asset Management July 2012 - December 2013
Cole-Frieman & Mallon LLP February 2011 - June 2012
Gordian Compliance Solutions, LLC February 2011 - June 2012
Jed Clark Consulting March 2008 - January 2011
Law Office of Amy Harrington January 2009 - December 2009
US Securities and Exchange Commission May 2008 - August 2008
Conifer Securities July 2005 - August 2007
SPL WorldGroup September 2002 - January 2004
Skills
Hedge Funds, Investment Advisory, Securities, Project Management, Series 7, Corporate Governance, Mergers, Capital Markets, Due Diligence, Legal Research, Securities Regulation, Risk Management, Asset Managment, Insurance, Corporate Law, Investments, Intellectual Property, Equities, Alternative Investments, FINRA
Education
University of California, Hastings College of the Law 2007 — 2010
Juris Doctor, Tax Concentration
Westminster College 1997 — 1998
M.P.C., Professional Communication
University of Utah 1992 — 1994
B.A., English
ICONIQ Capital January 2014 - Present
Gordian Compliance Solutions, LLC April 2013 - December 2013
Parador Asset Management July 2012 - December 2013
Cole-Frieman & Mallon LLP February 2011 - June 2012
Gordian Compliance Solutions, LLC February 2011 - June 2012
Jed Clark Consulting March 2008 - January 2011
Law Office of Amy Harrington January 2009 - December 2009
US Securities and Exchange Commission May 2008 - August 2008
Conifer Securities July 2005 - August 2007
SPL WorldGroup September 2002 - January 2004
Skills
Hedge Funds, Investment Advisory, Securities, Project Management, Series 7, Corporate Governance, Mergers, Capital Markets, Due Diligence, Legal Research, Securities Regulation, Risk Management, Asset Managment, Insurance, Corporate Law, Investments, Intellectual Property, Equities, Alternative Investments, FINRA
Education
University of California, Hastings College of the Law 2007 — 2010
Juris Doctor, Tax Concentration
Westminster College 1997 — 1998
M.P.C., Professional Communication
University of Utah 1992 — 1994
B.A., English
Dayli Aleman Dayli Aleman's Gordian Compliance Solutions, LLC Experience May 2015 - Present
Job Compliance Consultant at Gordian Compliance Solutions
Industry Financial Services
Experience
Gordian Compliance Solutions, LLC May 2015 - Present
INTL FCStone Securities, Inc. January 2014 - May 2015
1st Discount Brokerage August 1997 - November 2013
Skills
Accounting, Securities, Investments, Customer Service, Mutual Funds, Equities, Microsoft Word, Retirement Planning, Wealth Management, Asset Management, Financial Analysis, Financial Services, Microsoft Excel, Insurance
Education
Palm Beach State College
Gordian Compliance Solutions, LLC May 2015 - Present
INTL FCStone Securities, Inc. January 2014 - May 2015
1st Discount Brokerage August 1997 - November 2013
Skills
Accounting, Securities, Investments, Customer Service, Mutual Funds, Equities, Microsoft Word, Retirement Planning, Wealth Management, Asset Management, Financial Analysis, Financial Services, Microsoft Excel, Insurance
Education
Palm Beach State College
Patrick Dominguez Patrick Dominguez's Gordian Compliance Solutions, LLC Experience February 2015 - Present
Job Director, Investment Adviser Services at Gordian Compliance Solutions, LLC
Industry Financial Services
Experience
Gordian Compliance Solutions, LLC February 2015 - Present
Gordian Technology Solutions, LLC December 2012 - Present
Gordian Compliance Solutions, LLC October 2011 - February 2015
Weldon Owen Publishing August 2011 - October 2011
Our Lady of the Lake Parish September 2009 - June 2011
Seattle International Film Festival April 2009 - June 2009
Seattle University November 2005 - June 2009
Seattle University New Student and Family Programs January 2008 - December 2008
Seattle University Communication Department January 2007 - June 2008
Merrill Lynch June 2006 - August 2006
Skills
Research, Editing, Management, Database Administration, Materials Management, System Administration, Regulatory Filings, Leadership, Training, Databases, Public Speaking, Microsoft Office, Legal Writing, PowerPoint, Microsoft Excel, Risk Management, Data Analysis, Customer Service, Microsoft Word, Legal Research, Investment Advisor..., Regulatory Audits, Compliance Testing, Investment Advisers Act, Securities Regulation, Securities Exchange Act..., Drafting Policies, Investment Company Act, Hedge Funds, Compliance Analysis, Radio Broadcasting, Securities, Fundraising, Time Management
Education
Seattle University 2005 — 2009
Bachelors, Honors English, Philosophy
St. Ignatius College Prep 2001 — 2005
Gordian Compliance Solutions, LLC February 2015 - Present
Gordian Technology Solutions, LLC December 2012 - Present
Gordian Compliance Solutions, LLC October 2011 - February 2015
Weldon Owen Publishing August 2011 - October 2011
Our Lady of the Lake Parish September 2009 - June 2011
Seattle International Film Festival April 2009 - June 2009
Seattle University November 2005 - June 2009
Seattle University New Student and Family Programs January 2008 - December 2008
Seattle University Communication Department January 2007 - June 2008
Merrill Lynch June 2006 - August 2006
Skills
Research, Editing, Management, Database Administration, Materials Management, System Administration, Regulatory Filings, Leadership, Training, Databases, Public Speaking, Microsoft Office, Legal Writing, PowerPoint, Microsoft Excel, Risk Management, Data Analysis, Customer Service, Microsoft Word, Legal Research, Investment Advisor..., Regulatory Audits, Compliance Testing, Investment Advisers Act, Securities Regulation, Securities Exchange Act..., Drafting Policies, Investment Company Act, Hedge Funds, Compliance Analysis, Radio Broadcasting, Securities, Fundraising, Time Management
Education
Seattle University 2005 — 2009
Bachelors, Honors English, Philosophy
St. Ignatius College Prep 2001 — 2005
Yulia Kalk's Gordian Compliance Solutions, LLC Experience July 2015 - Present
Job Director, BrokerDealer Services at Gordian Compliance Solutions, LLC.
Industry Financial Services
Experience
Gordian Compliance Solutions, LLC July 2015 - Present
Gordian Compliance Solutions, LLC June 2013 - Present
Burrill Securities, LLC January 2014 - December 2014
Compliance Consulting January 2011 - June 2013
Yulia Kalk October 2010 - June 2013
1st Discount Brokerage, Inc., RIA & B/D September 2004 - May 2013
1st Discount Brokerage, Inc. August 2002 - May 2013
1st Discount Brokerage, Inc. August 2002 - May 2013
Bulk Recordings 2002 - 2013
1st Discount Brokerage, Inc August 2002 - September 2004
Skills
Broker-Dealer and..., Broker-Dealer, Trading, FINRA, Series 7, Securities, Compliance, Series 24, AML, Hedge Funds, Auditing, Equities, Alternative Investments, Asset Management, Capital Markets, Due Diligence, ETFs, Financial Markets, Financial Risk, Financial Services, Fixed Income, Insurance, Investment Advisory, Investment Banking, Investments, Mutual Funds, Options, SEC, Series 63, Wealth Management
Education
Mills College 1992 — 1995
B.A, Business Economics
Mills College 1992 — 1994
Bachelor of Arts (B.A.), Business Economics, minor in Mathematics
The NASD Institute for Professional Development
Gordian Compliance Solutions, LLC July 2015 - Present
Gordian Compliance Solutions, LLC June 2013 - Present
Burrill Securities, LLC January 2014 - December 2014
Compliance Consulting January 2011 - June 2013
Yulia Kalk October 2010 - June 2013
1st Discount Brokerage, Inc., RIA & B/D September 2004 - May 2013
1st Discount Brokerage, Inc. August 2002 - May 2013
1st Discount Brokerage, Inc. August 2002 - May 2013
Bulk Recordings 2002 - 2013
1st Discount Brokerage, Inc August 2002 - September 2004
Skills
Broker-Dealer and..., Broker-Dealer, Trading, FINRA, Series 7, Securities, Compliance, Series 24, AML, Hedge Funds, Auditing, Equities, Alternative Investments, Asset Management, Capital Markets, Due Diligence, ETFs, Financial Markets, Financial Risk, Financial Services, Fixed Income, Insurance, Investment Advisory, Investment Banking, Investments, Mutual Funds, Options, SEC, Series 63, Wealth Management
Education
Mills College 1992 — 1995
B.A, Business Economics
Mills College 1992 — 1994
Bachelor of Arts (B.A.), Business Economics, minor in Mathematics
The NASD Institute for Professional Development
Ann Marie Foley's Gordian Compliance Solutions, LLC Experience May 2013 - October 2013
Job Managing Director & Chief Compliance Officer
Industry Financial Services
Experience
The Presidio Group LLC September 2010 - Present
Advisors Compliance Solutions June 2009 - December 2014
CircleUp December 2012 - May 2014
Gordian Compliance Solutions, LLC May 2013 - October 2013
Protected Investors of America November 2009 - May 2010
Securities America January 2009 - June 2009
Brecek & Young July 2007 - June 2009
Legacy Financial Services October 1995 - July 2007
Skills
Securities, Investments, Due Diligence, FINRA, Hedge Funds, Wealth Management, Private Equity, Investment Advisory, Asset Management, Investment Banking
Education
State University of New York at Oswego 1978 — 1982
BS, Business Administration
St. John Neumann
The Presidio Group LLC September 2010 - Present
Advisors Compliance Solutions June 2009 - December 2014
CircleUp December 2012 - May 2014
Gordian Compliance Solutions, LLC May 2013 - October 2013
Protected Investors of America November 2009 - May 2010
Securities America January 2009 - June 2009
Brecek & Young July 2007 - June 2009
Legacy Financial Services October 1995 - July 2007
Skills
Securities, Investments, Due Diligence, FINRA, Hedge Funds, Wealth Management, Private Equity, Investment Advisory, Asset Management, Investment Banking
Education
State University of New York at Oswego 1978 — 1982
BS, Business Administration
St. John Neumann
Sylvia Harris's Gordian Compliance Solutions, LLC Experience September 2014 - Present
Job Vice President, Counsel Wealth Management Group Bank of the West
Industry Financial Services
Experience
Bank of the West September 2015 - Present
Gordian Compliance Solutions, LLC September 2014 - Present
American Lung Association of California October 2013 - Present
Wells Bring Hope October 2013 - July 2014
Sutherland Asbill & Brennan LLP September 2008 - October 2012
Fannie Mae Analyst Program August 2003 - August 2005
Cravath, Swaine & Moore LLP June 2002 - August 2003
Lazard Freres LLC & Co June 2001 - September 2001
Skills
Legal Writing, Investments, Corporate Law, Litigation, Business Strategy, Business Analysis, Legal Advice, Legal Compliance, Investment Advisers Act, Corporate Governance, Securities Regulation, Commercial Litigation, Nonprofits, Legal Research, Securities
Education
New York University School of Law 2005 — 2008
JD
Vassar College 1998 — 2002
Bachelor of Arts, Economics
El Instituto Internacional 2001 — 2001
Political Science, Spanish, History
Bank of the West September 2015 - Present
Gordian Compliance Solutions, LLC September 2014 - Present
American Lung Association of California October 2013 - Present
Wells Bring Hope October 2013 - July 2014
Sutherland Asbill & Brennan LLP September 2008 - October 2012
Fannie Mae Analyst Program August 2003 - August 2005
Cravath, Swaine & Moore LLP June 2002 - August 2003
Lazard Freres LLC & Co June 2001 - September 2001
Skills
Legal Writing, Investments, Corporate Law, Litigation, Business Strategy, Business Analysis, Legal Advice, Legal Compliance, Investment Advisers Act, Corporate Governance, Securities Regulation, Commercial Litigation, Nonprofits, Legal Research, Securities
Education
New York University School of Law 2005 — 2008
JD
Vassar College 1998 — 2002
Bachelor of Arts, Economics
El Instituto Internacional 2001 — 2001
Political Science, Spanish, History
Max Mettelman's Gordian Compliance Solutions, LLC Experience May 2014 - September 2014
Job Research Analyst at The Denali Group
Industry Financial Services
Experience
The Denali Group May 2015 - Present
Gordian Compliance Solutions, LLC May 2014 - September 2014
Conifer Financial Services May 2012 - August 2012
Skills
EDGAR, Statistical Modeling, Bloomberg Terminal, Oracle, Microsoft Office, Research, Executive Search, Encore, Customer Service, Management, Due Diligence, Analysis
Education
Trinity College-Hartford 2011 — 2015
Bachelor of Arts (B.A.), Economics & Political Science
American University in Dubai 2013 — 2013
Financial Mathematics, International Relations
Trinity College in Rome, Italy 2013 — 2013
Summer Economics program in Debt, Deficits and Defaults, Economics
The Denali Group May 2015 - Present
Gordian Compliance Solutions, LLC May 2014 - September 2014
Conifer Financial Services May 2012 - August 2012
Skills
EDGAR, Statistical Modeling, Bloomberg Terminal, Oracle, Microsoft Office, Research, Executive Search, Encore, Customer Service, Management, Due Diligence, Analysis
Education
Trinity College-Hartford 2011 — 2015
Bachelor of Arts (B.A.), Economics & Political Science
American University in Dubai 2013 — 2013
Financial Mathematics, International Relations
Trinity College in Rome, Italy 2013 — 2013
Summer Economics program in Debt, Deficits and Defaults, Economics