Gruntal & Co.
Industry: Private banking company
DescriptionGruntal & Co. was a boutique investment banking and brokerage firm based in New York City. Prior to its acquisition in 2002, the firm was among the oldest independent investment banking houses in the U.S. The firm was founded as Sternberger & Fuld in 1880 by Maurice Sternberger, who partnered with Ludwig Fuld. Headquarters: New York City, NY Founded: 1880 Number of employees: 700 Ceased operations: 2002 Key people: Benedict H. Gruntal, Morris Hartig, Albert Hartig
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Gruntal & Co. Employees
Employee
Years
Job
Industry
Frederic Parke Frederic Parke's Gruntal & Co. Experience April 1991 - May 1995
Job Portfolio Manager and Founder of Parkestone Capital Management, LLC
Industry Investment Management
Experience
Parkestone Capital Management, LLC December 2013 - Present
skiAK September 2010 - April 2014
McKinley Capital Management May 1997 - November 2009
McLaughlin Capital May 1995 - December 1996
Gruntal & Co. April 1991 - May 1995
Chicago Board of Trade February 1988 - March 1991
Mid-America Commodity Exchange February 1986 - February 1988
Private Quantitative Investment Management February 1983 - February 1986
Skills
Investments, Portfolio Management, Trading, Financial Analysis, 30 years of investment..., Risk Management, Equities, Capital Markets, Hedge Funds, Alternative Investments, Mutual Funds, Financial Markets
Education
UC Berkeley 1980 — 1982
Political Economy of Industrial Societies, Economics, Political Science, History
Parkestone Capital Management, LLC December 2013 - Present
skiAK September 2010 - April 2014
McKinley Capital Management May 1997 - November 2009
McLaughlin Capital May 1995 - December 1996
Gruntal & Co. April 1991 - May 1995
Chicago Board of Trade February 1988 - March 1991
Mid-America Commodity Exchange February 1986 - February 1988
Private Quantitative Investment Management February 1983 - February 1986
Skills
Investments, Portfolio Management, Trading, Financial Analysis, 30 years of investment..., Risk Management, Equities, Capital Markets, Hedge Funds, Alternative Investments, Mutual Funds, Financial Markets
Education
UC Berkeley 1980 — 1982
Political Economy of Industrial Societies, Economics, Political Science, History
Edward Gardner Edward Gardner's Gruntal & Co. Experience September 1992 - May 1997
Job financial advisor
Industry Financial Services
Experience
Cutter & Company October 2014 - Present
A.G. Edwards & Sons, Inc. 1997 - November 2007
Gruntal & Co September 1992 - May 1997
Adler, Coleman & Co October 1987 - January 1990
Skills
Estate Planning, Series 7, Investments, Wealth Management, Series 63, Alternative Investments, Asset Allocation, Mutual Funds, ETFs, Equities, Investment Strategies, Retirement Planning, Securities, Investment Advisory
Education
Northeastern University 1982 — 1987
BS, Finance
Trinity-Pawling School 1980 — 1982
University of Pennsylvania - The Wharton School
Wealth Management Certification Program
Cutter & Company October 2014 - Present
A.G. Edwards & Sons, Inc. 1997 - November 2007
Gruntal & Co September 1992 - May 1997
Adler, Coleman & Co October 1987 - January 1990
Skills
Estate Planning, Series 7, Investments, Wealth Management, Series 63, Alternative Investments, Asset Allocation, Mutual Funds, ETFs, Equities, Investment Strategies, Retirement Planning, Securities, Investment Advisory
Education
Northeastern University 1982 — 1987
BS, Finance
Trinity-Pawling School 1980 — 1982
University of Pennsylvania - The Wharton School
Wealth Management Certification Program
Mary (Clifford) McCooey's Gruntal & Co. Experience 1997 - 2003
Job Human Resources
Industry Financial Services
Experience
Jefferies LLC May 2014 - Present
Standard & Poor's, A Division of The McGraw-Hill Companies 2004 - 2012
Gruntal & Co 1997 - 2003
Loews Corporation January 1996 - October 1997
Oppenheimer Capital April 1994 - January 1996
Barclays Bank February 1990 - April 1994
American International Group August 1988 - February 1990
Kidder Peabody & Co., Inc. June 1987 - August 1988
DFS Dorland Worldwide, Inc. June 1986 - June 1987
Skills
Strategic Planning, Team Building, Coaching, Succession Planning, Talent Acquisition, Program Management, Performance Management, Human Resources, Process Improvement, Employee Engagement, Recruiting, Employee Benefits, Employee Relations, Mergers & Acquisitions, Change Management, Strategy, Vendor Management, Onboarding, Talent Management, Organizational..., Business Process..., PeopleSoft, Deferred Compensation, Organizational Design, Workforce Planning, HRIS, Outsourcing, Financial Services, Applicant Tracking..., Personnel Management, College Recruiting, Compensation & Benefit, Organizational..., Executive Search, Sourcing, Employer Branding, Benefits Administration, Executive Coaching, Interviews, HR Transformation, HR Consulting, Executive Pay, Career Development, Technical Recruiting, HR Policies, Taleo, Leadership Development, Employee Training, Job Evaluation, Management
Education
Marist College 1982 — 1986
BA, Communications
Jefferies LLC May 2014 - Present
Standard & Poor's, A Division of The McGraw-Hill Companies 2004 - 2012
Gruntal & Co 1997 - 2003
Loews Corporation January 1996 - October 1997
Oppenheimer Capital April 1994 - January 1996
Barclays Bank February 1990 - April 1994
American International Group August 1988 - February 1990
Kidder Peabody & Co., Inc. June 1987 - August 1988
DFS Dorland Worldwide, Inc. June 1986 - June 1987
Skills
Strategic Planning, Team Building, Coaching, Succession Planning, Talent Acquisition, Program Management, Performance Management, Human Resources, Process Improvement, Employee Engagement, Recruiting, Employee Benefits, Employee Relations, Mergers & Acquisitions, Change Management, Strategy, Vendor Management, Onboarding, Talent Management, Organizational..., Business Process..., PeopleSoft, Deferred Compensation, Organizational Design, Workforce Planning, HRIS, Outsourcing, Financial Services, Applicant Tracking..., Personnel Management, College Recruiting, Compensation & Benefit, Organizational..., Executive Search, Sourcing, Employer Branding, Benefits Administration, Executive Coaching, Interviews, HR Transformation, HR Consulting, Executive Pay, Career Development, Technical Recruiting, HR Policies, Taleo, Leadership Development, Employee Training, Job Evaluation, Management
Education
Marist College 1982 — 1986
BA, Communications
Rhonda Vickery's Gruntal & Co. Experience May 1995 - June 1996
Job Office Administrator at FOCUS Wealth Advisors, LLC
Industry Financial Services
Experience
FOCUS Wealth Advisors, LLC January 2014 - Present
MassMutual Financial Group May 2010 - December 2013
YMCA September 2009 - May 2010
UBS September 2001 - May 2009
Morgan Stanley Smith Barney March 2000 - September 2001
UBS November 1997 - December 1999
Lutheran Social Services September 1996 - November 1997
Senator John McCain August 1996 - May 1997
Gruntal & Co. May 1995 - June 1996
Skills
Investments, Insurance, Portfolio Management, Licensed to Sell..., Financial Analysis, Brokerage, Outlook, Microsoft Excel, Marketing, PowerPoint, Access, Microsoft Word, Microsoft Office, Marketing Strategy, Management, Finance, Life Insurance
Education
Framingham State College
FOCUS Wealth Advisors, LLC January 2014 - Present
MassMutual Financial Group May 2010 - December 2013
YMCA September 2009 - May 2010
UBS September 2001 - May 2009
Morgan Stanley Smith Barney March 2000 - September 2001
UBS November 1997 - December 1999
Lutheran Social Services September 1996 - November 1997
Senator John McCain August 1996 - May 1997
Gruntal & Co. May 1995 - June 1996
Skills
Investments, Insurance, Portfolio Management, Licensed to Sell..., Financial Analysis, Brokerage, Outlook, Microsoft Excel, Marketing, PowerPoint, Access, Microsoft Word, Microsoft Office, Marketing Strategy, Management, Finance, Life Insurance
Education
Framingham State College
Douglas Miller Douglas Miller's Gruntal & Co. Experience 1995 - 1996
Job Founder digital health startup; formerly food and financial industry professional.
Industry Health, Wellness and Fitness
Experience
The Lifeboat Foundation August 2014 - Present
Doug Miller Consultants 2011 - Present
Queensboro Farm Products 2001 - 2011
Merrill Lynch 1999 - 2001
The Bear Stearns Companies, Inc. 1996 - 1997
Gruntal & Co. 1995 - 1996
Lehman Brothers 1984 - 1995
Oppenheimer & Co. Inc. 1983 - 1984
Papamarkou & Co. 1982 - 1983
Merrill Lynch 1980 - 1982
Skills
Health, Wellness, Fitness, Nutrition, Biochemistry, Future Trends, Finance, Financial Analysis, International Economics, Sales, Marketing Strategy, Marketing, Investment Management, Investments, Small Business, Business Development, Entrepreneurship, Internet Strategy, Start-ups, Personnel Management, Supply Management, Proposal Writing, Presenting Proposals, Formulation, Product Development, Quality Control, Plant Operations, Food Manufacturing, Inventory Analysis, Inventory Control, Storage Management, Distribution Systems, Distribution Strategies, Back Office, Office Equipment, Information Technology, Computer Proficiency, Customer Service, Customer Retention, Accounts Receivable, Accounts Payable, Classical Ballet, Leadership, Business Strategy, Strategic Planning, Strategy, Management
Education
Cornell University 1972 — 1976
Bachelor's Degree, Biochemistry and Business Management
The Hun School of Princeton 1966 — 1970
High School
The Lifeboat Foundation August 2014 - Present
Doug Miller Consultants 2011 - Present
Queensboro Farm Products 2001 - 2011
Merrill Lynch 1999 - 2001
The Bear Stearns Companies, Inc. 1996 - 1997
Gruntal & Co. 1995 - 1996
Lehman Brothers 1984 - 1995
Oppenheimer & Co. Inc. 1983 - 1984
Papamarkou & Co. 1982 - 1983
Merrill Lynch 1980 - 1982
Skills
Health, Wellness, Fitness, Nutrition, Biochemistry, Future Trends, Finance, Financial Analysis, International Economics, Sales, Marketing Strategy, Marketing, Investment Management, Investments, Small Business, Business Development, Entrepreneurship, Internet Strategy, Start-ups, Personnel Management, Supply Management, Proposal Writing, Presenting Proposals, Formulation, Product Development, Quality Control, Plant Operations, Food Manufacturing, Inventory Analysis, Inventory Control, Storage Management, Distribution Systems, Distribution Strategies, Back Office, Office Equipment, Information Technology, Computer Proficiency, Customer Service, Customer Retention, Accounts Receivable, Accounts Payable, Classical Ballet, Leadership, Business Strategy, Strategic Planning, Strategy, Management
Education
Cornell University 1972 — 1976
Bachelor's Degree, Biochemistry and Business Management
The Hun School of Princeton 1966 — 1970
High School
Don Ivanovich Don Ivanovich's Gruntal & Co. Experience 1996 - 2000
Job Equity Trader at Great Point Capital
Industry Financial Services
Experience
Great Point Capital 2003 - Present
A.G. Edwards 2000 - 2002
Gruntal & Co. 1996 - 2000
Skills
Equities, Equity Trading, Trading, Options, Derivatives, Electronic Trading, Financial Markets, Bloomberg, Series 7, Trading Systems, Portfolio Management, Hedge Funds, Securities, Investments, Technical Analysis, Financial Services, Risk Management
Education
Illinois State University
Great Point Capital 2003 - Present
A.G. Edwards 2000 - 2002
Gruntal & Co. 1996 - 2000
Skills
Equities, Equity Trading, Trading, Options, Derivatives, Electronic Trading, Financial Markets, Bloomberg, Series 7, Trading Systems, Portfolio Management, Hedge Funds, Securities, Investments, Technical Analysis, Financial Services, Risk Management
Education
Illinois State University
Christopher Waleri's Gruntal & Co. Experience September 1996 - June 2001
Job Wealth Management Specialist at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. June 2006 - Present
Raymond James Financial, Inc. June 2006 - Present
Janney Montgomery Scott LLC June 2001 - June 2006
Gruntal & Co. September 1996 - June 2001
Skills
Finance, Investment Management, Microsoft Excel, Wealth Management, Financial Advisory, Securities, Investments, Retirement Planning, Mutual Funds, Financial Planning, Portfolio Management, Financial Services, Insurance
Education
The Ohio State University 1989 — 1991
Bachelor's Degree, Finance, General
The Ohio State University Fisher College of Business 1989 — 1991
Bachelor's Degree, Finance, General
Raymond James Financial Inc. June 2006 - Present
Raymond James Financial, Inc. June 2006 - Present
Janney Montgomery Scott LLC June 2001 - June 2006
Gruntal & Co. September 1996 - June 2001
Skills
Finance, Investment Management, Microsoft Excel, Wealth Management, Financial Advisory, Securities, Investments, Retirement Planning, Mutual Funds, Financial Planning, Portfolio Management, Financial Services, Insurance
Education
The Ohio State University 1989 — 1991
Bachelor's Degree, Finance, General
The Ohio State University Fisher College of Business 1989 — 1991
Bachelor's Degree, Finance, General
Rosann Vaughn Rosann Vaughn's Gruntal & Co. Experience 1989 - October 1995
Job Government Bond Trader Fixed Income at Oddlot Bonds, Inc
Industry Financial Services
Experience
Oddlot Bonds, Inc November 2007 - Present
OddLot Bonds, Inc. November 2007 - May 2014
National Alliance Securities January 2000 - March 2007
Fahnestock & Co. October 1995 - November 1999
gruntal & co 1989 - October 1995
Charles Schwab January 1987 - 1989
advest inc 1985 - October 1987
Skills
Fixed Income, Series 7, Investments, Asset Managment, Securities, Portfolio Management, Wealth Management, Project Management, Trading, Bloomberg, Series 63, Capital Markets, Asset Management, Options, Bonds
Education
Florida Atlantic University 1980 — 1982
BFA, FINE ARTS
Broward College 1977 — 1979
AA, General
Oddlot Bonds, Inc November 2007 - Present
OddLot Bonds, Inc. November 2007 - May 2014
National Alliance Securities January 2000 - March 2007
Fahnestock & Co. October 1995 - November 1999
gruntal & co 1989 - October 1995
Charles Schwab January 1987 - 1989
advest inc 1985 - October 1987
Skills
Fixed Income, Series 7, Investments, Asset Managment, Securities, Portfolio Management, Wealth Management, Project Management, Trading, Bloomberg, Series 63, Capital Markets, Asset Management, Options, Bonds
Education
Florida Atlantic University 1980 — 1982
BFA, FINE ARTS
Broward College 1977 — 1979
AA, General
Helen Clarke Helen Clarke's Gruntal & Co. Experience 1980 - 1986
Job Media Relations, Events, Branding English/Spanish
Industry Public Relations and Communications
Experience
Viva Vida Cooperative April 2012 - Present
Chupacabra Productions April 2007 - Present
Beverage.Entertainment.Dining (b.e.d) December 1999 - June 2007
Gruntal & Co 1980 - 1986
Skills
Public Relations, Media Relations, Event Management, Marketing, Hospitality, Spanish, Restaurants, International Relations, Tourism, Entertainment, Food, Social Media, Social Media Marketing, Event Planning, English, Aphrodisiacs, Herbs, Medicinal and Sacred..., Perfumery, Marketing Strategy, Advertising, Publicity, Journalism, Video, Television, Editing, Broadcast, Corporate Communications, Strategic Communications, Social Networking, Blogging, Copywriting, Online Marketing, Facebook, Press Releases, Marketing Communications
Education
New York Institute of Finance 1981 — 1982
Series 7 Broker, Investments and Securities
San Francisco State University 1979 — 1981
Art History, Architectural History
Viva Vida Cooperative April 2012 - Present
Chupacabra Productions April 2007 - Present
Beverage.Entertainment.Dining (b.e.d) December 1999 - June 2007
Gruntal & Co 1980 - 1986
Skills
Public Relations, Media Relations, Event Management, Marketing, Hospitality, Spanish, Restaurants, International Relations, Tourism, Entertainment, Food, Social Media, Social Media Marketing, Event Planning, English, Aphrodisiacs, Herbs, Medicinal and Sacred..., Perfumery, Marketing Strategy, Advertising, Publicity, Journalism, Video, Television, Editing, Broadcast, Corporate Communications, Strategic Communications, Social Networking, Blogging, Copywriting, Online Marketing, Facebook, Press Releases, Marketing Communications
Education
New York Institute of Finance 1981 — 1982
Series 7 Broker, Investments and Securities
San Francisco State University 1979 — 1981
Art History, Architectural History
Dan Wagner's Gruntal & Co. Experience 1995 - 2000
Job Financial Advisor, Financial Services Representative at Baystate Financial
Industry Financial Services
Experience
Baystate Financial March 2015 - Present
Merrill Lynch 2011 - 2015
John Hancock Financial Services 2006 - 2008
Fidelity Investments 2003 - 2006
Gruntal & Co. 1995 - 2000
Education
University of Massachusetts, Amherst 1985 — 1987
Bachelor's Degree, Economics/Finance
Union College 1982 — 1985
Engineering/Economics
Baystate Financial March 2015 - Present
Merrill Lynch 2011 - 2015
John Hancock Financial Services 2006 - 2008
Fidelity Investments 2003 - 2006
Gruntal & Co. 1995 - 2000
Education
University of Massachusetts, Amherst 1985 — 1987
Bachelor's Degree, Economics/Finance
Union College 1982 — 1985
Engineering/Economics
Melissa Miller, MBA's Gruntal & Co. Experience 1999 - 2002
Job Human Resources at Beacon Roofing Supply
Industry Human Resources
Experience
Beacon Roofing Supply May 2013 - Present
Habasit August 2008 - April 2013
Scientific Games Corporation June 2006 - May 2008
The Deal 2004 - 2006
Fidelis Care NY August 2003 - June 2004
Ryan Beck & Co. April 2002 - August 2003
Gruntal & Co. 1999 - 2002
Internal Revenue Service December 1998 - May 1999
Skills
Employee Benefits, 401k, HRIS, Employee Relations, Safety Management, Talent Management, Talent Acquisition, Collective Bargaining, Mergers, Acquisition Analysis, OSHA training, Workers Compensation, Compensation, Policy Analysis, Continuous Improvement, Promotions, Cost Reduction, Sucession Planning, Strategic Analysis, Project Facilitation, EEOC, Fleet Management, Contract Negotiations, Deferred Compensation, Succession Planning, Contract Negotiation, Project Management, Analysis, Safety Management..., Human Resources, Key Performance..., Change Management, Onboarding, Business Partner Support, ADP Payroll, Applicant Tracking..., Benefits Administration, Budgets, Business Valuation, Compensation, Employee Engagement, Employee Handbooks, Employee Wellness, Employment Law, FMLA, Job Descriptions, Labor Relations, Leadership, Management, Mergers
Education
Pace University - Lubin School of Business 2001 — 2005
MBA, Information Systems
Pace University - Lubin School of Business 2001 — 2005
MBA, Finance
State University of New York College at Buffalo 1995 — 1999
BS, Business
Blind Brook High School 1991 — 1995
HS, ALL
Beacon Roofing Supply May 2013 - Present
Habasit August 2008 - April 2013
Scientific Games Corporation June 2006 - May 2008
The Deal 2004 - 2006
Fidelis Care NY August 2003 - June 2004
Ryan Beck & Co. April 2002 - August 2003
Gruntal & Co. 1999 - 2002
Internal Revenue Service December 1998 - May 1999
Skills
Employee Benefits, 401k, HRIS, Employee Relations, Safety Management, Talent Management, Talent Acquisition, Collective Bargaining, Mergers, Acquisition Analysis, OSHA training, Workers Compensation, Compensation, Policy Analysis, Continuous Improvement, Promotions, Cost Reduction, Sucession Planning, Strategic Analysis, Project Facilitation, EEOC, Fleet Management, Contract Negotiations, Deferred Compensation, Succession Planning, Contract Negotiation, Project Management, Analysis, Safety Management..., Human Resources, Key Performance..., Change Management, Onboarding, Business Partner Support, ADP Payroll, Applicant Tracking..., Benefits Administration, Budgets, Business Valuation, Compensation, Employee Engagement, Employee Handbooks, Employee Wellness, Employment Law, FMLA, Job Descriptions, Labor Relations, Leadership, Management, Mergers
Education
Pace University - Lubin School of Business 2001 — 2005
MBA, Information Systems
Pace University - Lubin School of Business 2001 — 2005
MBA, Finance
State University of New York College at Buffalo 1995 — 1999
BS, Business
Blind Brook High School 1991 — 1995
HS, ALL
Ira M. Bellach Ira M. Bellach's Gruntal & Co. Experience 1988 - 1992
Job Associate Vice President, IT at Women In Need, Inc. (WIN)
Industry Information Technology and Services
Experience
WIN, Inc. (Women In Need, Inc.) August 2014 - Present
Ira M. Bellach & Co. January 2009 - Present
United Way of New York City January 1997 - June 2013
PSCH, Inc. January 1992 - January 1997
Gruntal & Co. 1988 - 1992
Advest, Inc. 1982 - 1988
ADP 1978 - 1981
Chemical Bank 1975 - 1978
Skills
Strategic Planning, Team Building, Databases, Process Improvement, Business Analysis, Team Leadership, Web Development, Program Management, Product Development, Non-profits, IT Strategy, Cross-functional Team..., Project Management, Management, Nonprofits, Fundraising, Vendor Management, Leadership, Strategy, Start-ups, E-commerce, Disaster Recovery, Cloud Computing, IT Management, Change Management, Project Planning, Data Center, Coaching, Budgets, Business Development, Strategic Partnerships, Integration, Information Technology, CRM, Outsourcing, Training, Analysis
Education
Pace University - Lubin School of Business
MBA
Pratt Institute
BE
NYMA
WIN, Inc. (Women In Need, Inc.) August 2014 - Present
Ira M. Bellach & Co. January 2009 - Present
United Way of New York City January 1997 - June 2013
PSCH, Inc. January 1992 - January 1997
Gruntal & Co. 1988 - 1992
Advest, Inc. 1982 - 1988
ADP 1978 - 1981
Chemical Bank 1975 - 1978
Skills
Strategic Planning, Team Building, Databases, Process Improvement, Business Analysis, Team Leadership, Web Development, Program Management, Product Development, Non-profits, IT Strategy, Cross-functional Team..., Project Management, Management, Nonprofits, Fundraising, Vendor Management, Leadership, Strategy, Start-ups, E-commerce, Disaster Recovery, Cloud Computing, IT Management, Change Management, Project Planning, Data Center, Coaching, Budgets, Business Development, Strategic Partnerships, Integration, Information Technology, CRM, Outsourcing, Training, Analysis
Education
Pace University - Lubin School of Business
MBA
Pratt Institute
BE
NYMA
Christoph Nierth Christoph Nierth's Gruntal & Co. Experience June 1998 - March 2002
Job Sr. Network Analyst MMC Global Infrastructure Technology Regional Service Delivery
Industry Information Technology and Services
Experience
Marsh & McLennan Companies November 2009 - Present
Macquarie Bank August 2009 - October 2009
NTec, Inc. June 2006 - August 2009
MIAC March 2009 - April 2009
Barclays Capital September 2008 - February 2009
The Cementworks - New York, NY 2006 - 2009
CZSI 2006 - 2009
Lehman Brothers November 2006 - September 2008
Ryan Beck & Co March 2002 - November 2006
Gruntal & Co June 1998 - March 2002
Skills
VoIP, Unified Communications, Telephony, Cisco Call Manager, Checkpoint, DHCP, WAN, Disaster Recovery, Data Center, Cisco Technologies, VPN, Security, Virtualization, Windows Server, Integration, Active Directory, Firewalls, IP, Servers, Business Continuity, Network Administration, Technical Support, Microsoft Exchange, System Deployment, Incident Management, SDLC, IT Management, Troubleshooting, Citrix, Networking, Network Engineering, Infrastructure, Vendor Management, Network Security, Cisco UCS
Education
City University of New York-Hunter College 1994 — 2001
B.A.
Borough of Manhattan Community College 1992 — 1994
AS
Marsh & McLennan Companies November 2009 - Present
Macquarie Bank August 2009 - October 2009
NTec, Inc. June 2006 - August 2009
MIAC March 2009 - April 2009
Barclays Capital September 2008 - February 2009
The Cementworks - New York, NY 2006 - 2009
CZSI 2006 - 2009
Lehman Brothers November 2006 - September 2008
Ryan Beck & Co March 2002 - November 2006
Gruntal & Co June 1998 - March 2002
Skills
VoIP, Unified Communications, Telephony, Cisco Call Manager, Checkpoint, DHCP, WAN, Disaster Recovery, Data Center, Cisco Technologies, VPN, Security, Virtualization, Windows Server, Integration, Active Directory, Firewalls, IP, Servers, Business Continuity, Network Administration, Technical Support, Microsoft Exchange, System Deployment, Incident Management, SDLC, IT Management, Troubleshooting, Citrix, Networking, Network Engineering, Infrastructure, Vendor Management, Network Security, Cisco UCS
Education
City University of New York-Hunter College 1994 — 2001
B.A.
Borough of Manhattan Community College 1992 — 1994
AS
William McCarty William McCarty's Gruntal & Co. Experience December 1997 - January 1999
Job ETF & SMA Specialist | First Trust | Greater Los Angeles
Industry Financial Services
Experience
First Trust January 2012 - Present
Genworth Financial August 2009 - April 2012
Genworth Financial June 2007 - August 2009
LPL Financial December 2003 - June 2007
Putnam Investments October 2000 - August 2003
Moors & Cabot February 1999 - April 2000
Gruntal & Co. December 1997 - January 1999
Dean Witter Reynolds Inc. July 1997 - October 1997
Education
Lewis University
College of Business, MBA - Finance
University of Massachusetts at Lowell
Villanova University
Project Management, Certificate
Lowell Catholic High School
College Prep
First Trust January 2012 - Present
Genworth Financial August 2009 - April 2012
Genworth Financial June 2007 - August 2009
LPL Financial December 2003 - June 2007
Putnam Investments October 2000 - August 2003
Moors & Cabot February 1999 - April 2000
Gruntal & Co. December 1997 - January 1999
Dean Witter Reynolds Inc. July 1997 - October 1997
Education
Lewis University
College of Business, MBA - Finance
University of Massachusetts at Lowell
Villanova University
Project Management, Certificate
Lowell Catholic High School
College Prep
Craig Harrigan Craig Harrigan's Gruntal & Co. Experience 1997 - 2001
Job Principal at 64 Solar LLC
Industry Renewables & Environment
Experience
64 Solar LLC October 2014 - Present
Green4Good February 2012 - Present
Encon Solar September 2012 - September 2014
SolarCity June 2011 - October 2012
Mercury Solar Systems November 2008 - June 2011
Bear Stearns January 2005 - March 2008
Jefferies & Company February 2002 - January 2005
Gruntal & Co 1997 - 2001
Skills
Alternative Energy, Solar Energy, New Business Development, Energy, Renewable Energy, Solar Cells, Solar Power, Competitive Analysis, Energy Efficiency, Business Development, Wind, Sustainability, Program Management, Management, Cleantech, Strategy, Photovoltaics, Start-ups, Energy Policy, Sustainable Business, Energy Management, Sustainability..., Energy Audits, Solar PV, Green Building, Sustainable Energy, Green Technology, Project Finance
Education
Sunpower Commercial Training 2008 — 2008
Marist College 1981 — 1985
BA, Communications
64 Solar LLC October 2014 - Present
Green4Good February 2012 - Present
Encon Solar September 2012 - September 2014
SolarCity June 2011 - October 2012
Mercury Solar Systems November 2008 - June 2011
Bear Stearns January 2005 - March 2008
Jefferies & Company February 2002 - January 2005
Gruntal & Co 1997 - 2001
Skills
Alternative Energy, Solar Energy, New Business Development, Energy, Renewable Energy, Solar Cells, Solar Power, Competitive Analysis, Energy Efficiency, Business Development, Wind, Sustainability, Program Management, Management, Cleantech, Strategy, Photovoltaics, Start-ups, Energy Policy, Sustainable Business, Energy Management, Sustainability..., Energy Audits, Solar PV, Green Building, Sustainable Energy, Green Technology, Project Finance
Education
Sunpower Commercial Training 2008 — 2008
Marist College 1981 — 1985
BA, Communications
Michael R. LaTronica Michael R. LaTronica's Gruntal & Co. Experience 1993 - 1997
Job The UPS Store Woodbridge CT
Industry Logistics and Supply Chain
Experience
FBR & Co. Capital Markets March 2012 - September 2012
Soleil Securities Corp. September 2005 - June 2011
Excalibur Research Group LLC April 2003 - June 2011
Gruntal & Co 1993 - 1997
Skills
Equities, Equity Research, Series 7, Analysis, Valuation, Capital Markets, Fixed Income, Securities, Bloomberg, Investments, Financial Modeling, Trading, FINRA, Hedge Funds, Series 24, Series 63, Investment Banking, Asset Managment, Financial Analysis, Portfolio Management, Emerging Markets, Private Equity, Equity Valuation, Asset Management, Options, Alternative Investments
Education
Franklin & Marshall College
Economics & Political Science
FBR & Co. Capital Markets March 2012 - September 2012
Soleil Securities Corp. September 2005 - June 2011
Excalibur Research Group LLC April 2003 - June 2011
Gruntal & Co 1993 - 1997
Skills
Equities, Equity Research, Series 7, Analysis, Valuation, Capital Markets, Fixed Income, Securities, Bloomberg, Investments, Financial Modeling, Trading, FINRA, Hedge Funds, Series 24, Series 63, Investment Banking, Asset Managment, Financial Analysis, Portfolio Management, Emerging Markets, Private Equity, Equity Valuation, Asset Management, Options, Alternative Investments
Education
Franklin & Marshall College
Economics & Political Science
Michele Goldmeer Michele Goldmeer's Gruntal & Co. Experience 2000 - 2003
Job Senior Vice President, Chief Wealth Management Counsel, RBS/ Citizens Financial Group
Industry Financial Services
Experience
RBS/ Citizens Financial Group June 2012 - Present
Bank of America Merrill Lynch 2003 - May 2012
Banc of America Investment Services 2003 - 2004
Quick & Reilly 2003 - 2004
Gruntal & Co. 2000 - 2003
Drinker Biddle & Reath LLP 1996 - 2000
Kelley Drye & Warren LLP 1989 - 1995
Bower & Gardner 1986 - 1988
Kings County District Attorney's Office 1984 - 1986
Skills
Securities Law, Litigation, FINRA, Privacy, Risk Management, Investments, Social Media, Investment Advisory, Electronic..., Marketing, Compliance, SEC, Securities Regulation, Financial Risk, Securities, Mutual Funds, Wealth Management, Financial Services, Due Diligence, Fixed Income, AML, Portfolio Management, KYC, Alternative Investments, Trading, Banking Law, Legal Compliance, Financial Regulation, Corporate Governance, Estate Planning, Asset Management, Equities, Structured Products, Broker-Dealer, Insurance, Investment Management, Mergers & Acquisitions, Banking, Options, Investment Banking, Privacy Law
Education
Emory School of Law 1981 — 1984
Juris Doctor
State University of New York at Albany 1977 — 1981
B.S., Finance and Economics, Cum Laude
RBS/ Citizens Financial Group June 2012 - Present
Bank of America Merrill Lynch 2003 - May 2012
Banc of America Investment Services 2003 - 2004
Quick & Reilly 2003 - 2004
Gruntal & Co. 2000 - 2003
Drinker Biddle & Reath LLP 1996 - 2000
Kelley Drye & Warren LLP 1989 - 1995
Bower & Gardner 1986 - 1988
Kings County District Attorney's Office 1984 - 1986
Skills
Securities Law, Litigation, FINRA, Privacy, Risk Management, Investments, Social Media, Investment Advisory, Electronic..., Marketing, Compliance, SEC, Securities Regulation, Financial Risk, Securities, Mutual Funds, Wealth Management, Financial Services, Due Diligence, Fixed Income, AML, Portfolio Management, KYC, Alternative Investments, Trading, Banking Law, Legal Compliance, Financial Regulation, Corporate Governance, Estate Planning, Asset Management, Equities, Structured Products, Broker-Dealer, Insurance, Investment Management, Mergers & Acquisitions, Banking, Options, Investment Banking, Privacy Law
Education
Emory School of Law 1981 — 1984
Juris Doctor
State University of New York at Albany 1977 — 1981
B.S., Finance and Economics, Cum Laude
Kevin Hyland Kevin Hyland's Gruntal & Co. Experience March 1993 - March 1995
Job Manager of Operations Risk, Quality Control at Cenlar FSB
Industry Financial Services
Experience
Cenlar FSB March 2015 - Present
Treliant Risk Advisors August 2012 - April 2013
Federal Home Loan Bank of New York January 2009 - January 2011
Morgan Stanley April 1998 - July 2008
Nomura March 1995 - April 1998
Gruntal & Co. March 1993 - March 1995
Carteret Mortgage 1985 - 1993
City Federal Mortgage 1982 - 1985
Skills
Loans, Mortgage, Securitization, Asset, Mortgage Lending, Finance, Structured Finance, Loan Origination, Financial Services, Trading, Fixed Income, Valuation, Portfolio Management, Credit Risk, Due Diligence, Commercial Lending, Asset Management, Capital Markets
Education
Rutgers University-New Brunswick 1977 — 1981
BS, Accounting
Watchung Hills Regional High School 1973 — 1977
Cenlar FSB March 2015 - Present
Treliant Risk Advisors August 2012 - April 2013
Federal Home Loan Bank of New York January 2009 - January 2011
Morgan Stanley April 1998 - July 2008
Nomura March 1995 - April 1998
Gruntal & Co. March 1993 - March 1995
Carteret Mortgage 1985 - 1993
City Federal Mortgage 1982 - 1985
Skills
Loans, Mortgage, Securitization, Asset, Mortgage Lending, Finance, Structured Finance, Loan Origination, Financial Services, Trading, Fixed Income, Valuation, Portfolio Management, Credit Risk, Due Diligence, Commercial Lending, Asset Management, Capital Markets
Education
Rutgers University-New Brunswick 1977 — 1981
BS, Accounting
Watchung Hills Regional High School 1973 — 1977
Joseph Guinta's Gruntal & Co. Experience February 1994 - July 1995
Job Chief Investment Officer, Managing Member at Fair Haven Capital, LLC
Industry Investment Management
Experience
Fair Haven Capital, LLC January 2014 - Present
DG Capital Management, LLC 2008 - January 2014
Fair Haven Capital, LLC 1995 - 2008
Gruntal & Co. February 1994 - July 1995
Smith Barney Shearson/EF Hutton May 1985 - February 1994
Skills
Investments, Portfolio Management, Equities, Investment Management, Hedge Funds, Finance, Asset Allocation, Equity Research, Asset Management, Trading, Fixed Income, Valuation, Financial Modeling, Investment Strategy, Bonds, Long/Short Equity
Education
Boston College 1979 — 1983
Bachelor of Science (B.S.), Finance
Fair Haven Capital, LLC January 2014 - Present
DG Capital Management, LLC 2008 - January 2014
Fair Haven Capital, LLC 1995 - 2008
Gruntal & Co. February 1994 - July 1995
Smith Barney Shearson/EF Hutton May 1985 - February 1994
Skills
Investments, Portfolio Management, Equities, Investment Management, Hedge Funds, Finance, Asset Allocation, Equity Research, Asset Management, Trading, Fixed Income, Valuation, Financial Modeling, Investment Strategy, Bonds, Long/Short Equity
Education
Boston College 1979 — 1983
Bachelor of Science (B.S.), Finance
David Gorobetz David Gorobetz's Gruntal & Co. Experience January 1990 - April 1997
Job Managing DirectorGlobal Research Counsel at UBS Investment Bank
Industry Investment Banking
Experience
UBS Investment Bank March 2006 - Present
Valmiki Capital Management May 2005 - October 2005
UBS Investment Bank November 2000 - May 2005
Paine Webber May 1997 - November 2000
Gruntal & Co. January 1990 - April 1997
Prudential-Bache Securities 1988 - 1990
Philips, Appel & Walden 1983 - 1988
Education
SUNY Buffalo Law School 1979 — 1982
Doctor of Law (J.D.)
State University of New York at Binghamton 1976 — 1979
Bachelor's degree, English Language and Literature, General
Emory University 1975 — 1976
UBS Investment Bank March 2006 - Present
Valmiki Capital Management May 2005 - October 2005
UBS Investment Bank November 2000 - May 2005
Paine Webber May 1997 - November 2000
Gruntal & Co. January 1990 - April 1997
Prudential-Bache Securities 1988 - 1990
Philips, Appel & Walden 1983 - 1988
Education
SUNY Buffalo Law School 1979 — 1982
Doctor of Law (J.D.)
State University of New York at Binghamton 1976 — 1979
Bachelor's degree, English Language and Literature, General
Emory University 1975 — 1976
Laura Grillet-Aubert Laura Grillet-Aubert's Gruntal & Co. Experience 1998 - 2000
Job Executive Director, Compliance at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase May 2014 - Present
Citigroup August 2009 - May 2014
Citigroup September 2006 - December 2008
Citigroup March 2006 - December 2008
Goldman Sachs January 2005 - March 2006
Citigroup October 2000 - January 2005
Gruntal & Co. 1998 - 2000
PaineWebber 1996 - 2000
New York Stock Exchange 1989 - 1996
Skills
Securities, Strategy, Management, Fixed Income, Securities Regulation, Operational Risk..., Investments, Series 7, Training, Risk Management, Project Management, Compliance, AML, Capital Markets, FINRA, Legal Compliance, Policy, Financial Services, Financial Regulation, Investment Advisory, Equities, Mutual Funds, Financial Risk, Corporate Governance, Team Leadership, Anti Money Laundering
Education
University of Leeds 1973 — 1974
Bachelor of Arts (B.A.)
Brooklyn Law School
JD
City University of New York-Queens College
BA
JPMorgan Chase May 2014 - Present
Citigroup August 2009 - May 2014
Citigroup September 2006 - December 2008
Citigroup March 2006 - December 2008
Goldman Sachs January 2005 - March 2006
Citigroup October 2000 - January 2005
Gruntal & Co. 1998 - 2000
PaineWebber 1996 - 2000
New York Stock Exchange 1989 - 1996
Skills
Securities, Strategy, Management, Fixed Income, Securities Regulation, Operational Risk..., Investments, Series 7, Training, Risk Management, Project Management, Compliance, AML, Capital Markets, FINRA, Legal Compliance, Policy, Financial Services, Financial Regulation, Investment Advisory, Equities, Mutual Funds, Financial Risk, Corporate Governance, Team Leadership, Anti Money Laundering
Education
University of Leeds 1973 — 1974
Bachelor of Arts (B.A.)
Brooklyn Law School
JD
City University of New York-Queens College
BA
Robert Marrone Robert Marrone's Gruntal & Co. Experience January 2000 - January 2003
Job OWNER RCM PROFESSIONAL DOG TRAINING
Industry Professional Training & Coaching
Experience
RCM Professional Dog Training July 2014 - Present
Morgan Stanley June 2008 - July 2014
Stifel Nicolaus January 2006 - June 2008
Ryan Beck & Co. January 2003 - January 2006
Gruntal & Co. January 2000 - January 2003
Education
Dominican College of Blauvelt 2007 — 2011
BS, Accounting
Rockland Community College 2002 — 2006
AAS, Occupational Therapy
Fairleigh Dickinson University
CERTIFIED FINANCIAL PLANNER
RCM Professional Dog Training July 2014 - Present
Morgan Stanley June 2008 - July 2014
Stifel Nicolaus January 2006 - June 2008
Ryan Beck & Co. January 2003 - January 2006
Gruntal & Co. January 2000 - January 2003
Education
Dominican College of Blauvelt 2007 — 2011
BS, Accounting
Rockland Community College 2002 — 2006
AAS, Occupational Therapy
Fairleigh Dickinson University
CERTIFIED FINANCIAL PLANNER
Richard Walter Richard Walter's Gruntal & Co. Experience January 1999 - April 2002
Job Senior Software Engineer
Industry Computer Software
Experience
Aeropostale March 2008 - Present
Ryan Beck & Co. May 2002 - March 2008
Gruntal & Co. January 1999 - April 2002
RLM Group, LLC February 1997 - December 1998
Amper, Politziner & Mattia October 1996 - January 1997
Micro Central, Inc. July 1995 - September 1996
Fountain Technologies January 1993 - June 1995
Skills
C#, .NET, C++, SQL, UML, Windows, T-SQL, XNA, SQL Server, XML, Visual Studio, ASP.NET, Game Programming, ADO.NET, Web Services, Assembly, Eclipse, OOP, Object Oriented Design, WinForms, 6502 Assembly Language, DirectX, Allegro, SDL, Microsoft SQL Server
Education
Rutgers University-New Brunswick 1991 — 1993
Computer Science
Aeropostale March 2008 - Present
Ryan Beck & Co. May 2002 - March 2008
Gruntal & Co. January 1999 - April 2002
RLM Group, LLC February 1997 - December 1998
Amper, Politziner & Mattia October 1996 - January 1997
Micro Central, Inc. July 1995 - September 1996
Fountain Technologies January 1993 - June 1995
Skills
C#, .NET, C++, SQL, UML, Windows, T-SQL, XNA, SQL Server, XML, Visual Studio, ASP.NET, Game Programming, ADO.NET, Web Services, Assembly, Eclipse, OOP, Object Oriented Design, WinForms, 6502 Assembly Language, DirectX, Allegro, SDL, Microsoft SQL Server
Education
Rutgers University-New Brunswick 1991 — 1993
Computer Science
Jeff Sklar Jeff Sklar's Gruntal & Co. Experience 1995 - 2002
Job Managing Director, Head of Institutional Equity Sales, at Chardan Capital Markets
Industry Financial Services
Experience
Chardan Capital Markets LLC July 2015 - Present
Maxim Group April 2008 - July 2015
Oppenheimer & Co. 2004 - 2008
C.E. Unterberg, Towbin 2002 - 2004
Gruntal & Co. 1995 - 2002
Josephthal Lyon & Ross 1992 - 1994
The MedTech Group 1990 - 1991
Lehman Brothers 1989 - 1990
Bristol-Myers Company 1985 - 1987
PepsiCo 1983 - 1985
Skills
Equities, Capital Markets, Series 7, Alternative Investments, Institutional, Investment Banking, Asset Management, Series 63, Valuation, Investments, Portfolio Management, Institutional Sales, Equity Research, Hedge Funds, Securities, Bloomberg, Fixed Income, Investment Management, Trading
Education
Harvard Business School 1987 — 1989
Master in Business Administration, General Management
Brown University 1979 — 1983
BA, History
Chardan Capital Markets LLC July 2015 - Present
Maxim Group April 2008 - July 2015
Oppenheimer & Co. 2004 - 2008
C.E. Unterberg, Towbin 2002 - 2004
Gruntal & Co. 1995 - 2002
Josephthal Lyon & Ross 1992 - 1994
The MedTech Group 1990 - 1991
Lehman Brothers 1989 - 1990
Bristol-Myers Company 1985 - 1987
PepsiCo 1983 - 1985
Skills
Equities, Capital Markets, Series 7, Alternative Investments, Institutional, Investment Banking, Asset Management, Series 63, Valuation, Investments, Portfolio Management, Institutional Sales, Equity Research, Hedge Funds, Securities, Bloomberg, Fixed Income, Investment Management, Trading
Education
Harvard Business School 1987 — 1989
Master in Business Administration, General Management
Brown University 1979 — 1983
BA, History
Susan Somers Susan Somers's Gruntal & Co. Experience April 1982 - April 1999
Job Vice President Investments at UBS Financial Services
Industry Financial Services
Experience
UBS March 2009 - Present
Morgan Stanley April 1999 - March 2009
Gruntal & Co. April 1982 - April 1999
Education
University of Cincinnati 1961 — 1965
elementary education
Freeport High School 1957 — 1961
Elementary Education and Teaching
UBS March 2009 - Present
Morgan Stanley April 1999 - March 2009
Gruntal & Co. April 1982 - April 1999
Education
University of Cincinnati 1961 — 1965
elementary education
Freeport High School 1957 — 1961
Elementary Education and Teaching
Deborah Kinzer's Gruntal & Co. Experience 1996 - 1997
Job Vice President at Barclays Capital
Industry Financial Services
Experience
Barclays Capital 2011 - Present
Goldman Sachs & Co 2006 - 2011
Goldman Sachs Execution & Clearing 2000 - 2006
Spear Leeds & Kellogg 1997 - 2000
Gruntal & Co 1996 - 1997
Barclays de Zoete Wedd Securities Inc. 1992 - 1996
Education
Baruch College, City University of New York (CUNY)
MBA, Finance
State University of New York College at Oneonta
BA, Business Economics
Barclays Capital 2011 - Present
Goldman Sachs & Co 2006 - 2011
Goldman Sachs Execution & Clearing 2000 - 2006
Spear Leeds & Kellogg 1997 - 2000
Gruntal & Co 1996 - 1997
Barclays de Zoete Wedd Securities Inc. 1992 - 1996
Education
Baruch College, City University of New York (CUNY)
MBA, Finance
State University of New York College at Oneonta
BA, Business Economics
Warren Mulhern Warren Mulhern's Gruntal & Co. Experience 1988 - 1994
Job Chief Investment Officer at Alpha Risk Solutions
Industry Investment Management
Experience
Alpha Risk Solutions April 2013 - Present
Dolan Capital Group, LLC January 2011 - Present
ICON Advisers, Denver, CO March 2007 - October 2008
ADVEST, INC. , Hartford, CT June 1994 - April 2006
Gruntal & Co. 1988 - 1994
L.F. Rothschild, Inc 1987 - 1988
Shearson/Lehman Brothers, Inc., 1983 - 1987
Skills
Mutual Funds, Institutional Marketing, Due Diligence, Wholesaling, Retail Brokerage, Investment Advisory, Consulting, Investment Management, Asset Managment, Alternative Investments, Hedge Funds, Equities, Wealth Management, Financial Services, Brokers, Asset Management, Portfolio Management, Marketing, Wholesale, Asset Allocation, Financial Advisory, Investments, Series 63, Series 7
Education
University of Pennsylvania 1975 — 1980
B.A., Economics & History
Boston Latin School 1969 — 1975
Alpha Risk Solutions April 2013 - Present
Dolan Capital Group, LLC January 2011 - Present
ICON Advisers, Denver, CO March 2007 - October 2008
ADVEST, INC. , Hartford, CT June 1994 - April 2006
Gruntal & Co. 1988 - 1994
L.F. Rothschild, Inc 1987 - 1988
Shearson/Lehman Brothers, Inc., 1983 - 1987
Skills
Mutual Funds, Institutional Marketing, Due Diligence, Wholesaling, Retail Brokerage, Investment Advisory, Consulting, Investment Management, Asset Managment, Alternative Investments, Hedge Funds, Equities, Wealth Management, Financial Services, Brokers, Asset Management, Portfolio Management, Marketing, Wholesale, Asset Allocation, Financial Advisory, Investments, Series 63, Series 7
Education
University of Pennsylvania 1975 — 1980
B.A., Economics & History
Boston Latin School 1969 — 1975
John Cogswell, CFA John Cogswell, CFA's Gruntal & Co. Experience January 1996 - January 1999
Job Chief Market Strategist at Baystate Wealth Management
Industry Investment Management
Experience
Baystate Wealth Management August 2009 - Present
E*TRADE May 2001 - August 2009
Kobren Insight Management 2001 - 2004
A.G. Edwards January 1999 - May 2001
Gruntal & Co. January 1996 - January 1999
Education
Northeastern University 1990 — 1995
Baystate Wealth Management August 2009 - Present
E*TRADE May 2001 - August 2009
Kobren Insight Management 2001 - 2004
A.G. Edwards January 1999 - May 2001
Gruntal & Co. January 1996 - January 1999
Education
Northeastern University 1990 — 1995
George Mottola George Mottola's Gruntal & Co. Experience 1987 - 1996
Job Trade Support Specialist for BNY Mellon Capital Markets Equity Trading Desk
Industry Financial Services
Experience
BNY Mellon August 2014 - Present
Pershing, a BNY Mellon company October 2009 - August 2014
Stifel Nicolaus & Co February 2007 - August 2009
Ryan Beck & Co. September 2002 - February 2007
Gruntal & Co, LLC April 1987 - September 2002
Gruntal & Co 1987 - 1996
Skills
Bloomberg, Oasys, Securities, Equities, Fixed Income, Series 7, Asset Managment, Mutual Funds, Options, Capital Markets, Trading, Investments, Series 63, Asset Allocation, Series 24, Hedge Funds, Investment Advisory, Financial Advisory, FINRA, Asset Management, Finance, Wealth Management, Retirement Planning, Settlement, Equity Trading, ETFs, Derivatives, Bonds, Electronic Trading, Back Office, Alternative Investments, Middle Office, Trading Systems, Prime Brokerage, Securities Lending, Financial Services, Corporate Actions, Bloomberg Terminal, Financial Markets, AML, Investment Management, Stocks, Relationship Management
Education
School of Visual Arts 1978 — 1982
BFA, ILLUSTRATION MAJOR
Edward R Murrow HS, Brooklyn N.Y 1975 — 1978
HS Diploma, Fine Arts Major
BNY Mellon August 2014 - Present
Pershing, a BNY Mellon company October 2009 - August 2014
Stifel Nicolaus & Co February 2007 - August 2009
Ryan Beck & Co. September 2002 - February 2007
Gruntal & Co, LLC April 1987 - September 2002
Gruntal & Co 1987 - 1996
Skills
Bloomberg, Oasys, Securities, Equities, Fixed Income, Series 7, Asset Managment, Mutual Funds, Options, Capital Markets, Trading, Investments, Series 63, Asset Allocation, Series 24, Hedge Funds, Investment Advisory, Financial Advisory, FINRA, Asset Management, Finance, Wealth Management, Retirement Planning, Settlement, Equity Trading, ETFs, Derivatives, Bonds, Electronic Trading, Back Office, Alternative Investments, Middle Office, Trading Systems, Prime Brokerage, Securities Lending, Financial Services, Corporate Actions, Bloomberg Terminal, Financial Markets, AML, Investment Management, Stocks, Relationship Management
Education
School of Visual Arts 1978 — 1982
BFA, ILLUSTRATION MAJOR
Edward R Murrow HS, Brooklyn N.Y 1975 — 1978
HS Diploma, Fine Arts Major
Jeffery R. Sekerka Jeffery R. Sekerka's Gruntal & Co. Experience 1989 - 1991
Job Relationship Manager: Business Banking/PNC Financial Services Group
Industry Nonprofit Organization Management
Experience
PNC Financial Services Group July 2009 - Present
PNC July 2009 - Present
WWFM The Classical Network 1993 - 2007
WQED Multimedia 1991 - 1993
Gruntal & Co. 1989 - 1991
Richards, Lynch & Pegher 1985 - 1989
Skills
Time Management
Education
University of Pennsylvania - The Wharton School 1998 — 2000
Business Adminstration
University of Pittsburgh
B.S., Psychobiology/Political Science
PNC Financial Services Group July 2009 - Present
PNC July 2009 - Present
WWFM The Classical Network 1993 - 2007
WQED Multimedia 1991 - 1993
Gruntal & Co. 1989 - 1991
Richards, Lynch & Pegher 1985 - 1989
Skills
Time Management
Education
University of Pennsylvania - The Wharton School 1998 — 2000
Business Adminstration
University of Pittsburgh
B.S., Psychobiology/Political Science
Debra Adler Debra Adler's Gruntal & Co. Experience February 1990 - August 1990
Job Need Help Finding and Managing Your Home?
Industry Real Estate
Experience
Janet Adler Realty, Ltd. June 2008 - Present
Bradley Woods & Co., Ltd. October 2004 - February 2010
H. C. Wainwright & Co. February 2001 - September 2004
Computer Consultant March 2000 - February 2001
Muriel Siebert & Co., Inc. March 1996 - February 2000
Shearson Lehman October 1990 - February 1993
Gruntal & Co. February 1990 - August 1990
Baron Capital September 1986 - January 1990
Marke Communications November 1983 - August 1986
Skills
Marketing, Advertising, Team Building, Strategic Planning, Training, Public Speaking, Retail, Strategy, Management, Sales, Business Strategy, Program Management, Entrepreneurship, Event Planning, Research, Marketing Communications, Marketing Strategy
Education
American University - Kogod School of Business 1979 — 1983
Bachelors of Science, Marketing
New Rochelle High School 1976 — 1979
Trinity School
Janet Adler Realty, Ltd. June 2008 - Present
Bradley Woods & Co., Ltd. October 2004 - February 2010
H. C. Wainwright & Co. February 2001 - September 2004
Computer Consultant March 2000 - February 2001
Muriel Siebert & Co., Inc. March 1996 - February 2000
Shearson Lehman October 1990 - February 1993
Gruntal & Co. February 1990 - August 1990
Baron Capital September 1986 - January 1990
Marke Communications November 1983 - August 1986
Skills
Marketing, Advertising, Team Building, Strategic Planning, Training, Public Speaking, Retail, Strategy, Management, Sales, Business Strategy, Program Management, Entrepreneurship, Event Planning, Research, Marketing Communications, Marketing Strategy
Education
American University - Kogod School of Business 1979 — 1983
Bachelors of Science, Marketing
New Rochelle High School 1976 — 1979
Trinity School
Dave Balas Dave Balas's Gruntal & Co. Experience January 1991 - February 1996
Job CoCEO at KosherMedia.com
Industry Marketing and Advertising
Experience
KosherMedia.com September 2012 - Present
Axiom33.com Merchant Marketing March 1996 - Present
One Star Marketing Inc. April 2007 - September 2012
Kitchen and Home Co. January 2002 - January 2009
Gruntal & Co. January 1991 - February 1996
Skills
Social Media, Online Advertising, Email Marketing, Digital Marketing, Marketing Strategy, Marketing, Sales, Social Media Marketing, Direct Marketing, SEO, Public Relations, New Business Development, Advertising, Retail, Marketing Communications, Social Networking, Account Management
Education
Borough of Manhattan Community College 1988 — 1992
Bachelors, Political Science
KosherMedia.com September 2012 - Present
Axiom33.com Merchant Marketing March 1996 - Present
One Star Marketing Inc. April 2007 - September 2012
Kitchen and Home Co. January 2002 - January 2009
Gruntal & Co. January 1991 - February 1996
Skills
Social Media, Online Advertising, Email Marketing, Digital Marketing, Marketing Strategy, Marketing, Sales, Social Media Marketing, Direct Marketing, SEO, Public Relations, New Business Development, Advertising, Retail, Marketing Communications, Social Networking, Account Management
Education
Borough of Manhattan Community College 1988 — 1992
Bachelors, Political Science
Karla Oderwald's Gruntal & Co. Experience August 1997 - April 1998
Job Senior Assistant at Hofstra University
Industry Higher Education
Experience
Hofstra University August 2015 - Present
Hofstra University September 2009 - August 2015
The Training Center for Early Childhood Professionals July 2004 - September 2009
TLC Day Care April 2002 - June 2004
BNY Mellon May 1999 - April 2002
Cowen and Company 1998 - 1999
Gruntal & Co. August 1997 - April 1998
Dean Witter Reynolds Inc. 1995 - 1997
J.P. Morgan July 1992 - July 1995
Skills
Word, Excel, PowerPoint, Microsoft Office, Social Media, Editing, Marketing, Outlook, Adobe Acrobat, Administrative..., Microsoft Word, Microsoft Excel, Leadership, Creative Writing
Education
Hofstra University 2010 — 2019
Fine Arts, Design
The Wood School 1991 — 1992
Cooperative Secretarial Program
Martin Luther High School
Hofstra University August 2015 - Present
Hofstra University September 2009 - August 2015
The Training Center for Early Childhood Professionals July 2004 - September 2009
TLC Day Care April 2002 - June 2004
BNY Mellon May 1999 - April 2002
Cowen and Company 1998 - 1999
Gruntal & Co. August 1997 - April 1998
Dean Witter Reynolds Inc. 1995 - 1997
J.P. Morgan July 1992 - July 1995
Skills
Word, Excel, PowerPoint, Microsoft Office, Social Media, Editing, Marketing, Outlook, Adobe Acrobat, Administrative..., Microsoft Word, Microsoft Excel, Leadership, Creative Writing
Education
Hofstra University 2010 — 2019
Fine Arts, Design
The Wood School 1991 — 1992
Cooperative Secretarial Program
Martin Luther High School
John Lindquist John Lindquist's Gruntal & Co. Experience July 1990 - July 1991
Job Branch Manager and Owner at International Fixed Income, LLC/NorthView Investment Banking Group
Industry Financial Services
Experience
International Fixed Income, LLC/NorthView Investment Banking Group March 2014 - Present
IFI Capital Group May 2013 - Present
International Fixed Income, LLC May 2012 - March 2014
Woodstock Financial Group, Inc. September 2010 - May 2012
Artesian Claims Group October 2010 - March 2012
APS Financial Corporation 1991 - 2010
Gruntal & Co July 1990 - July 1991
Shearson Lehman Brothers July 1987 - June 1990
Pershing June 1986 - June 1987
Skills
Options, Fixed Income, Financial Services, Credit, Trading, Investments, Securities, Bonds, Series 7, Portfolio Management, Equities, Bloomberg, Series 63, Finance, Financial Modeling, Funding, Wealth Management, Private Equity, Mutual Funds, FINRA, Loans, Alternative Investments, Investment Strategies, Financial Markets, Financial Advisory, Asset Management, Capital Markets, Investment Banking, Financial Risk, Financial Analysis, Investment Advisory, Hedge Funds, Risk Management, Asset Allocation, Series 24, Structured Products, Valuation, ETFs, Derivatives
Education
New York Institute of Finance 1987 — 1988
NA, Brokerage, Options
Iona College 1982 — 1986
BBA, Finance
Bergen Catholic H.S. 1978 — 1982
High School
International Fixed Income, LLC/NorthView Investment Banking Group March 2014 - Present
IFI Capital Group May 2013 - Present
International Fixed Income, LLC May 2012 - March 2014
Woodstock Financial Group, Inc. September 2010 - May 2012
Artesian Claims Group October 2010 - March 2012
APS Financial Corporation 1991 - 2010
Gruntal & Co July 1990 - July 1991
Shearson Lehman Brothers July 1987 - June 1990
Pershing June 1986 - June 1987
Skills
Options, Fixed Income, Financial Services, Credit, Trading, Investments, Securities, Bonds, Series 7, Portfolio Management, Equities, Bloomberg, Series 63, Finance, Financial Modeling, Funding, Wealth Management, Private Equity, Mutual Funds, FINRA, Loans, Alternative Investments, Investment Strategies, Financial Markets, Financial Advisory, Asset Management, Capital Markets, Investment Banking, Financial Risk, Financial Analysis, Investment Advisory, Hedge Funds, Risk Management, Asset Allocation, Series 24, Structured Products, Valuation, ETFs, Derivatives
Education
New York Institute of Finance 1987 — 1988
NA, Brokerage, Options
Iona College 1982 — 1986
BBA, Finance
Bergen Catholic H.S. 1978 — 1982
High School
Richard Edison's Gruntal & Co. Experience October 1995 - October 1997
Job Executive Director at Texas Military Officers Association
Industry Financial Services
Experience
Texas Military Officers Association May 2015 - Present
Edison Capital Management January 2011 - Present
RTL Capital Group May 2007 - December 2011
Spectrum Trading May 2003 - December 2006
Spectrum Capital Partners January 2001 - December 2006
Bear Stearns & Company October 1997 - December 1999
U.S. Army /U.S. Army Reserve 1986 - 1998
Gruntal & Co. October 1995 - October 1997
Skills
Equities, Entrepreneur, Executive Management, Start-ups, Business Strategy, Crowdfunding, Energy, Commodity Markets, Business Development, Entrepreneurship, Financial Modeling, Venture Capital, Risk Management, Trading, Leadership, Asset Management, Strategy, Commodity, Due Diligence, Hedge Funds, Finance, Options, Product Management, Product Development, Business Planning, Analysis
Education
Stockton University 1984 — 1988
Bachelor's Degree, Marketing
Texas Military Officers Association May 2015 - Present
Edison Capital Management January 2011 - Present
RTL Capital Group May 2007 - December 2011
Spectrum Trading May 2003 - December 2006
Spectrum Capital Partners January 2001 - December 2006
Bear Stearns & Company October 1997 - December 1999
U.S. Army /U.S. Army Reserve 1986 - 1998
Gruntal & Co. October 1995 - October 1997
Skills
Equities, Entrepreneur, Executive Management, Start-ups, Business Strategy, Crowdfunding, Energy, Commodity Markets, Business Development, Entrepreneurship, Financial Modeling, Venture Capital, Risk Management, Trading, Leadership, Asset Management, Strategy, Commodity, Due Diligence, Hedge Funds, Finance, Options, Product Management, Product Development, Business Planning, Analysis
Education
Stockton University 1984 — 1988
Bachelor's Degree, Marketing
Brendan A. Reynolds Brendan A. Reynolds's Gruntal & Co. Experience June 1995 - May 2001
Job Financial Advisor at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott May 2001 - Present
Gruntal & Co June 1995 - May 2001
Skills
Retirement Planning, Wealth Management, Financial Services, Strategic Financial..., 401k, Securities, Investments, IRAs, Series 7, Finance, Mutual Funds, Equities, ETFs, Asset Management, Financial Advisory, Financial Planning
Education
Fordham University 1991 — 1995
BS, Finance, Business Administration
Long Island University, C.W. Post Campus
Continuing Education and Professional Studies, Financial Planning
st anthony's high school
Janney Montgomery Scott May 2001 - Present
Gruntal & Co June 1995 - May 2001
Skills
Retirement Planning, Wealth Management, Financial Services, Strategic Financial..., 401k, Securities, Investments, IRAs, Series 7, Finance, Mutual Funds, Equities, ETFs, Asset Management, Financial Advisory, Financial Planning
Education
Fordham University 1991 — 1995
BS, Finance, Business Administration
Long Island University, C.W. Post Campus
Continuing Education and Professional Studies, Financial Planning
st anthony's high school
Theresa Jenulis Theresa Jenulis's Gruntal & Co. Experience 1994 - 1999
Job RN, BSN
Industry Health, Wellness and Fitness
Experience
North Shore-LIJ Health System July 2015 - Present
Adelphi University January 2013 - May 2015
Keefe, Bruyette & Woods December 2001 - September 2011
Bear Stearns October 1999 - October 2001
Gruntal & Co 1994 - 1999
Skills
AU 9th Annual..., AU 9th Annual..., Deans list Nassau..., Dean's list Adelphi..., Community Service in..., Fall 2014-GPA 4.0
Education
Adelphi University 2013 — 2015
BS Nursing, Registered Nursing/Registered Nurse, GPA 3.72
Nassau Community College 2012 — 2012
Undergrad, Nursing, GPA 4.0
State University of New York College at Oneonta 1989 — 1992
BS, Dietetics
North Shore-LIJ Health System July 2015 - Present
Adelphi University January 2013 - May 2015
Keefe, Bruyette & Woods December 2001 - September 2011
Bear Stearns October 1999 - October 2001
Gruntal & Co 1994 - 1999
Skills
AU 9th Annual..., AU 9th Annual..., Deans list Nassau..., Dean's list Adelphi..., Community Service in..., Fall 2014-GPA 4.0
Education
Adelphi University 2013 — 2015
BS Nursing, Registered Nursing/Registered Nurse, GPA 3.72
Nassau Community College 2012 — 2012
Undergrad, Nursing, GPA 4.0
State University of New York College at Oneonta 1989 — 1992
BS, Dietetics
Bradley Finkle Bradley Finkle's Gruntal & Co. Experience 1995 - 1996
Job Managing Director, Head of Public Markets (MFs and VAs) Business at TIAACREF
Industry Financial Services
Experience
TIAA-CREF March 2015 - Present
TIAA-CREF December 2007 - March 2015
OppenheimerFunds September 2004 - November 2007
Citigroup August 1996 - September 2004
Citigroup Asset Management 1996 - 2004
Gruntal & Co 1995 - 1996
Skills
Investments, Series 7, Mutual Funds, Alternative Investments, Series 63, Fixed Income, Equities, Asset Managment, Asset Allocation, Wealth Management, Securities, Portfolio Management, Separately Managed...
Education
New York University 2000 — 2002
MBA, Finance
New York University - Leonard N. Stern School of Business 2000 — 2002
MBA, Finance
University of Wisconsin-Madison 1991 — 1995
Bachelor of Business Administration, Accounting
TIAA-CREF March 2015 - Present
TIAA-CREF December 2007 - March 2015
OppenheimerFunds September 2004 - November 2007
Citigroup August 1996 - September 2004
Citigroup Asset Management 1996 - 2004
Gruntal & Co 1995 - 1996
Skills
Investments, Series 7, Mutual Funds, Alternative Investments, Series 63, Fixed Income, Equities, Asset Managment, Asset Allocation, Wealth Management, Securities, Portfolio Management, Separately Managed...
Education
New York University 2000 — 2002
MBA, Finance
New York University - Leonard N. Stern School of Business 2000 — 2002
MBA, Finance
University of Wisconsin-Madison 1991 — 1995
Bachelor of Business Administration, Accounting
Al Carroccia Al Carroccia's Gruntal & Co. Experience September 1993 - July 1994
Job VP Acquisitions / Market Research at Synergy Star Realty
Industry Real Estate
Experience
Knight Capital America LLC August 2010 - January 2013
AC MBS Inc. September 2008 - August 2010
Chase Bank August 2007 - September 2008
North Shore Financial Group June 2005 - August 2007
Morgan Stanley January 2007 - July 2007
Interactive Data Corp. March 1998 - May 2005
Spear, Leeds & Kellogg August 1994 - February 1998
Gruntal & Co. September 1993 - July 1994
UBS Securities January 1986 - September 1993
Paine Webber Real Estate Securities February 1982 - January 1986
Skills
Trading, MBS, Fixed Income, Bloomberg, Operations Control, Securities, Bonds
Education
New York University 1985 — 1986
Administrative Office Management
State University of New York College of Agriculture and Technology at Cobleskill 1976 — 1977
AAS, Business Administration / Accounting
Knight Capital America LLC August 2010 - January 2013
AC MBS Inc. September 2008 - August 2010
Chase Bank August 2007 - September 2008
North Shore Financial Group June 2005 - August 2007
Morgan Stanley January 2007 - July 2007
Interactive Data Corp. March 1998 - May 2005
Spear, Leeds & Kellogg August 1994 - February 1998
Gruntal & Co. September 1993 - July 1994
UBS Securities January 1986 - September 1993
Paine Webber Real Estate Securities February 1982 - January 1986
Skills
Trading, MBS, Fixed Income, Bloomberg, Operations Control, Securities, Bonds
Education
New York University 1985 — 1986
Administrative Office Management
State University of New York College of Agriculture and Technology at Cobleskill 1976 — 1977
AAS, Business Administration / Accounting
Steve Tepperman Steve Tepperman's Gruntal & Co. Experience December 1990 - January 1998
Job Associate Director of Recruitment, Director of West Coast Recruitment at The Compliance Search Group, LLC
Industry Financial Services
Experience
The Compliance Search Group, LLC June 2015 - Present
Simple Consulting Solutions, LLC April 2011 - May 2014
Professional Services Group, NJDLWD affiliate 2010 - May 2011
US Census Bureau October 2009 - September 2010
Compliance Search Group March 2008 - January 2009
Search Associates 2006 - 2007
Countrywide Warehouse lending 2003 - 2005
Deutsche Bank / NDB Capital Markets 1998 - 2002
Gruntal & Co December 1990 - January 1998
Skills
Risk Management, Executive Search, Recruiting, Marketing, Human Resources, Customer Service, SDLC, Auditing, Internal Audit, Financial Services, Training, Quality Auditing, Securities, Banking, Attorneys, Series 63, Leadership, Quality Assurance, Process Improvement, Analysis, Report Writing, Project Management, Investments, Event Management, Equities, Series 7, Asset Management, Mutual Funds, Finance, Insurance, Microsoft Excel, Management
Education
University of California, Los Angeles 1989 — 1990
BA, Political Science
New York University 1988 — 1989
AA, Liberal Arts
The Compliance Search Group, LLC June 2015 - Present
Simple Consulting Solutions, LLC April 2011 - May 2014
Professional Services Group, NJDLWD affiliate 2010 - May 2011
US Census Bureau October 2009 - September 2010
Compliance Search Group March 2008 - January 2009
Search Associates 2006 - 2007
Countrywide Warehouse lending 2003 - 2005
Deutsche Bank / NDB Capital Markets 1998 - 2002
Gruntal & Co December 1990 - January 1998
Skills
Risk Management, Executive Search, Recruiting, Marketing, Human Resources, Customer Service, SDLC, Auditing, Internal Audit, Financial Services, Training, Quality Auditing, Securities, Banking, Attorneys, Series 63, Leadership, Quality Assurance, Process Improvement, Analysis, Report Writing, Project Management, Investments, Event Management, Equities, Series 7, Asset Management, Mutual Funds, Finance, Insurance, Microsoft Excel, Management
Education
University of California, Los Angeles 1989 — 1990
BA, Political Science
New York University 1988 — 1989
AA, Liberal Arts
Elizette ( Lisa ) DePasquale Elizette ( Lisa ) DePasquale's Gruntal & Co. Experience March 1979 - August 1997
Job Accounts Payable Manager of Great Performances
Industry Accounting
Experience
Great Performances as Waitress and Artists, inc August 2003 - Present
Gruntal & Co March 1979 - August 1997
Pinto Winokur and Pagano CPA Firm September 1979 - February 1980
Skills
Great Plains, Cash Flow, Catering, Financial Reporting, Accounting, Fixed Assets, Budgets, Balance, Sarbanes-Oxley, Financial Analysis, Forecasting, MD&A, Balance Sheet Review, 10Q, Accounts Payable, QuickBooks, Financial Accounting, PeopleSoft, Cost Accounting, Payroll, Sarbanes-Oxley Act, Great Plains Software, Account Reconciliation, JD Edwards, Auditing
Education
Kingsborough Community College 1980 — 1982
Accounting
FDR high school 1977 — 1977
1 yrs accounting
pershsing JHS 1972 — 1975
9th grade, 1975
Great Performances as Waitress and Artists, inc August 2003 - Present
Gruntal & Co March 1979 - August 1997
Pinto Winokur and Pagano CPA Firm September 1979 - February 1980
Skills
Great Plains, Cash Flow, Catering, Financial Reporting, Accounting, Fixed Assets, Budgets, Balance, Sarbanes-Oxley, Financial Analysis, Forecasting, MD&A, Balance Sheet Review, 10Q, Accounts Payable, QuickBooks, Financial Accounting, PeopleSoft, Cost Accounting, Payroll, Sarbanes-Oxley Act, Great Plains Software, Account Reconciliation, JD Edwards, Auditing
Education
Kingsborough Community College 1980 — 1982
Accounting
FDR high school 1977 — 1977
1 yrs accounting
pershsing JHS 1972 — 1975
9th grade, 1975
Peter Stephanatos, CRPC Peter Stephanatos, CRPC's Gruntal & Co. Experience June 1997 - August 1999
Job Private Wealth Advisor at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial October 1999 - Present
Gruntal & Co June 1997 - August 1999
Education
Stony Brook University 1995 — 1999
BA, Economics
Ameriprise Financial October 1999 - Present
Gruntal & Co June 1997 - August 1999
Education
Stony Brook University 1995 — 1999
BA, Economics
Eric Dizon Eric Dizon's Gruntal & Co. Experience September 1996 - November 1996
Job Forex & Equity Trader
Industry Capital Markets
Experience
Independent May 2009 - Present
Wells Fargo Investments May 2006 - April 2009
Crowell, Weedon & Co. November 1996 - June 2006
Gruntal & Co. September 1996 - November 1996
Wedbush Securities June 1994 - August 1996
Cruttenden & Co (Roth Capital) February 1992 - February 1994
Skills
Equities, Investments, Trading, Financial Markets, Finance, Risk Management, Banking, Strategic Financial..., Financial Risk, Asset Allocation
Education
University of California, Irvine
B.A., Economics
Independent May 2009 - Present
Wells Fargo Investments May 2006 - April 2009
Crowell, Weedon & Co. November 1996 - June 2006
Gruntal & Co. September 1996 - November 1996
Wedbush Securities June 1994 - August 1996
Cruttenden & Co (Roth Capital) February 1992 - February 1994
Skills
Equities, Investments, Trading, Financial Markets, Finance, Risk Management, Banking, Strategic Financial..., Financial Risk, Asset Allocation
Education
University of California, Irvine
B.A., Economics
JR Popwell JR Popwell's Gruntal & Co. Experience October 1989 - December 1996
Job Swift Administrator at BBVA Compass
Industry Banking
Experience
BBVA Compass November 2012 - Present
BBVA Compass May 2012 - November 2012
Wells Fargo Bank November 2010 - May 2012
Wachovia Capital Markets November 1999 - August 2009
Morgan Stanley Dean Witter & Co July 1998 - October 1999
Refco Capital Markets December 1996 - July 1998
Gruntal & Co October 1989 - December 1996
Financial Clearing Services June 1986 - October 1989
Securities Settlement Corp November 1984 - June 1986
Skills
Corporate Actions, Back Office, Swift Alliance, Project Planning, DTC, Sunguard, Software Documentation, Asset Management, Securities, Banking, Business Analysis, Financial Services, SWIFT payments, Management, Capital Markets, Finance, Risk Management, Investment Banking, Fixed Income
Education
City University of New York-Brooklyn College 1994 — 1995
Microsoft Word and Excel
Borough of Manhattan Community College 1984 — 1985
Computer Programming
Barbados Community College
Advance biology; chemistry and physics
BBVA Compass November 2012 - Present
BBVA Compass May 2012 - November 2012
Wells Fargo Bank November 2010 - May 2012
Wachovia Capital Markets November 1999 - August 2009
Morgan Stanley Dean Witter & Co July 1998 - October 1999
Refco Capital Markets December 1996 - July 1998
Gruntal & Co October 1989 - December 1996
Financial Clearing Services June 1986 - October 1989
Securities Settlement Corp November 1984 - June 1986
Skills
Corporate Actions, Back Office, Swift Alliance, Project Planning, DTC, Sunguard, Software Documentation, Asset Management, Securities, Banking, Business Analysis, Financial Services, SWIFT payments, Management, Capital Markets, Finance, Risk Management, Investment Banking, Fixed Income
Education
City University of New York-Brooklyn College 1994 — 1995
Microsoft Word and Excel
Borough of Manhattan Community College 1984 — 1985
Computer Programming
Barbados Community College
Advance biology; chemistry and physics
Wendy Drucker - www.WendyDrucker.com's Gruntal & Co. Experience December 1980 - December 1983
Job NJ Realtor, Towne Realty Group in Suburban Essex, Morris, Unionhelping buyers & sellers w/in 30 min. of Manhattan, NYC
Industry Real Estate
Experience
Towne Realty Group, LLC July 2009 - Present
Burgdorff ERA April 1992 - July 2009
Burgdorff Short Hills April 1992 - June 2009
Gruntal & Co. December 1980 - December 1983
Skills
First Time Home Buyers, Negotiation, Relocation, Sellers, Condos, Real Estate, Residential, First Time Buyers, Listings, Townhomes, Single Family Homes, Resale, Referrals, New Home Sales, Investment Properties, Real Property, Residential Homes, Luxury, Selling, Buyers, Buyer Representation, Sales
Education
University of Florida 1975 — 1976
B.A., Political Science
Virginia Polytechnic Institute and State University
International/Global Studies
Towne Realty Group, LLC July 2009 - Present
Burgdorff ERA April 1992 - July 2009
Burgdorff Short Hills April 1992 - June 2009
Gruntal & Co. December 1980 - December 1983
Skills
First Time Home Buyers, Negotiation, Relocation, Sellers, Condos, Real Estate, Residential, First Time Buyers, Listings, Townhomes, Single Family Homes, Resale, Referrals, New Home Sales, Investment Properties, Real Property, Residential Homes, Luxury, Selling, Buyers, Buyer Representation, Sales
Education
University of Florida 1975 — 1976
B.A., Political Science
Virginia Polytechnic Institute and State University
International/Global Studies
Michelle Simons, PHR's Gruntal & Co. Experience September 1992 - July 1999
Job Human Resources Specialist at Glade Run Lutheran Services
Industry Human Resources
Experience
Glade Run Lutheran Services December 2012 - Present
PCI Human Resource Consulting, Inc. June 2012 - August 2012
Talisman Energy USA Inc. April 2011 - November 2011
PCI Human Resource Consulting, Inc. April 2004 - April 2011
Consulting Links, Inc. July 1999 - January 2004
Gruntal & Co. September 1992 - July 1999
Skills
Onboarding, HRIS, College Recruiting, Employee Relations, Talent Management, Recruiting, Employee Benefits, Talent Acquisition, Human Resources, New Hire Orientations, Sourcing, Benefits Administration
Education
Geneva College 2004 — 2006
Bachelor of Science, Human Resources
Glade Run Lutheran Services December 2012 - Present
PCI Human Resource Consulting, Inc. June 2012 - August 2012
Talisman Energy USA Inc. April 2011 - November 2011
PCI Human Resource Consulting, Inc. April 2004 - April 2011
Consulting Links, Inc. July 1999 - January 2004
Gruntal & Co. September 1992 - July 1999
Skills
Onboarding, HRIS, College Recruiting, Employee Relations, Talent Management, Recruiting, Employee Benefits, Talent Acquisition, Human Resources, New Hire Orientations, Sourcing, Benefits Administration
Education
Geneva College 2004 — 2006
Bachelor of Science, Human Resources
Gene Mack's Gruntal & Co. Experience June 2000 - December 2003
Job Senior Director at Edge Therapeutics, Inc.
Industry Biotechnology
Experience
Edge Therapeutics, Inc. February 2014 - Present
Brean Murray, Carret & Co. August 2012 - February 2014
Mizuho Securities USA Inc. January 2011 - August 2012
Soleil Securities September 2009 - January 2011
Lazard Capital Markets May 2008 - April 2009
HSBC 2005 - 2008
Lazard Freres & Co. January 2003 - May 2005
Gruntal & Co June 2000 - December 2003
Columbia University June 1995 - December 1996
Education
Fordham University
BS
Edge Therapeutics, Inc. February 2014 - Present
Brean Murray, Carret & Co. August 2012 - February 2014
Mizuho Securities USA Inc. January 2011 - August 2012
Soleil Securities September 2009 - January 2011
Lazard Capital Markets May 2008 - April 2009
HSBC 2005 - 2008
Lazard Freres & Co. January 2003 - May 2005
Gruntal & Co June 2000 - December 2003
Columbia University June 1995 - December 1996
Education
Fordham University
BS
Edward Bao Jr., CFP®, AIF®'s Gruntal & Co. Experience June 1979 - May 1986
Job Wealth Advisor
Industry Financial Services
Experience
Smallwood Capital Management July 2008 - Present
Jefferies & Company May 2001 - April 2008
Lawrence Helfant, Inc. April 1995 - April 2001
Gruntal & Co., L.L.C. June 1986 - March 1995
Gruntal & Co. June 1979 - May 1986
Skills
FINRA, Equities, Series 63, Equity Trading, Series 7, Securities
Education
Seton Hall University 1982 — 1986
BS, Accounting
Smallwood Capital Management July 2008 - Present
Jefferies & Company May 2001 - April 2008
Lawrence Helfant, Inc. April 1995 - April 2001
Gruntal & Co., L.L.C. June 1986 - March 1995
Gruntal & Co. June 1979 - May 1986
Skills
FINRA, Equities, Series 63, Equity Trading, Series 7, Securities
Education
Seton Hall University 1982 — 1986
BS, Accounting
Bruce Modell Bruce Modell's Gruntal & Co. Experience December 1993 - December 1994
Job Executive Inside Solutions Architect Servers & Storage, Designer of Best in Class Storage, Server Solutions.
Industry Information Technology and Services
Experience
CDW May 1995 - Present
GRUNTAL & CO December 1993 - December 1994
Thomas James & Assoc February 1991 - July 1993
Blockbuster 1989 - 1991
Skills
ASAP, CCSE, Storage, Enterprise Storage, Servers, VMware, NetApp, Data Center, SaaS, Selling, Virtualization, Sales Process, VMware Infrastructure, Storage Area Networks, SAN, Solution Architecture, Storage Solutions, Cloud Computing, Solution Selling, HP, EMC Storage, iSCSI, Backup Solutions, VDI, Storage Architecture, Deduplication, Disaster Recovery, Brocade, Storage Management, High Availability, Fibre Channel, Business Continuity, Server Architecture, vSphere, Cisco Technologies, Sales
Education
State University of New York at Stony Brook 1988 — 1990
BS, Political Science and Government
Brooklyn College 1984 — 1985
Computer Science
CDW May 1995 - Present
GRUNTAL & CO December 1993 - December 1994
Thomas James & Assoc February 1991 - July 1993
Blockbuster 1989 - 1991
Skills
ASAP, CCSE, Storage, Enterprise Storage, Servers, VMware, NetApp, Data Center, SaaS, Selling, Virtualization, Sales Process, VMware Infrastructure, Storage Area Networks, SAN, Solution Architecture, Storage Solutions, Cloud Computing, Solution Selling, HP, EMC Storage, iSCSI, Backup Solutions, VDI, Storage Architecture, Deduplication, Disaster Recovery, Brocade, Storage Management, High Availability, Fibre Channel, Business Continuity, Server Architecture, vSphere, Cisco Technologies, Sales
Education
State University of New York at Stony Brook 1988 — 1990
BS, Political Science and Government
Brooklyn College 1984 — 1985
Computer Science
Robert Owings, J.D., CFP® Robert Owings, J.D., CFP®'s Gruntal & Co. Experience January 2001 - January 2002
Job Client Advisor
Industry Financial Services
Experience
SunTrust March 2015 - Present
Wells Fargo July 2013 - February 2015
PNC June 2011 - July 2013
PNC BANK September 2007 - June 2011
PNC INVESTMENTS/MERCANTILE BROKERAGE SERVICES December 2004 - September 2007
BB&T BANK December 2002 - December 2004
GRUNTAL & CO January 2001 - January 2002
H & R BLOCK FINANCIAL ADVISORS January 1996 - January 2001
Skills
Corporate Finance, Estate Planning, Wealth Management, Investments, Retirement Planning, Trust Services, Portfolio Management, Asset Allocation, Strategic Financial..., High Net Worth..., Investment Strategies, Asset Managment, Asset Management, Banking, Finance, Financial Advisory, Series 63, Wealth, Wealth Management..., Financial Planning, Credit
Education
University of Maryland School of Law 2006 — 2010
J.D, 2010
Towson University 1991 — 1996
B.A, 1996; Business Administration and French
SunTrust March 2015 - Present
Wells Fargo July 2013 - February 2015
PNC June 2011 - July 2013
PNC BANK September 2007 - June 2011
PNC INVESTMENTS/MERCANTILE BROKERAGE SERVICES December 2004 - September 2007
BB&T BANK December 2002 - December 2004
GRUNTAL & CO January 2001 - January 2002
H & R BLOCK FINANCIAL ADVISORS January 1996 - January 2001
Skills
Corporate Finance, Estate Planning, Wealth Management, Investments, Retirement Planning, Trust Services, Portfolio Management, Asset Allocation, Strategic Financial..., High Net Worth..., Investment Strategies, Asset Managment, Asset Management, Banking, Finance, Financial Advisory, Series 63, Wealth, Wealth Management..., Financial Planning, Credit
Education
University of Maryland School of Law 2006 — 2010
J.D, 2010
Towson University 1991 — 1996
B.A, 1996; Business Administration and French
Derek J. Pierce Derek J. Pierce's Gruntal & Co. Experience May 1993 - November 1994
Job Financial Advisor at MetLife
Industry Financial Services
Experience
Barnum Financial Group, an Office of MetLife and a part of the MetLife Premier Client Group October 2013 - Present
AXA Advisors October 2003 - October 2013
Carlin Equities Corporation February 1999 - October 2003
New York Futures Exchange / New York Mercantile Exchange January 1995 - February 1999
Gruntal & Co. May 1993 - November 1994
Kidder, Peabody & Company July 1989 - May 1993
Education
Saint Michael's College 1984 — 1988
Bachelor's Degree, Business Administration
Barnum Financial Group, an Office of MetLife and a part of the MetLife Premier Client Group October 2013 - Present
AXA Advisors October 2003 - October 2013
Carlin Equities Corporation February 1999 - October 2003
New York Futures Exchange / New York Mercantile Exchange January 1995 - February 1999
Gruntal & Co. May 1993 - November 1994
Kidder, Peabody & Company July 1989 - May 1993
Education
Saint Michael's College 1984 — 1988
Bachelor's Degree, Business Administration
Anthony P Puccio Anthony P Puccio's Gruntal & Co. Experience 1988 - 1991
Job Real Estate Agent
Industry Real Estate
Experience
Coldwell Banker March 2014 - Present
One Source Construction Services 1990 - Present
JP Turner & Company 1992 - 1996
United States Army Reserve 1986 - 1992
Gruntal & Co. 1988 - 1991
Oppenheimer & Co. Inc. 1986 - 1988
Skills
Investment Properties, Real Estate Transactions, Residential Homes, Sellers, Property Management, Investors, Sales, Commercial Real Estate, First Time Home Buyers, Condos, Real Estate Development, Negotiation, Relocation, Buyer Representation, Single Family Homes, Short Sales, Brokerage, Real Estate, Luxury, Foreclosures, Marketing, New Home Sales, Customer Service, Contract Negotiation, Strategic Planning, REO, Investments, Management
Education
Institute of Design and Construction 1987 — 1989
Associate's degree, Architectural and Building Sciences/Technology
Coldwell Banker March 2014 - Present
One Source Construction Services 1990 - Present
JP Turner & Company 1992 - 1996
United States Army Reserve 1986 - 1992
Gruntal & Co. 1988 - 1991
Oppenheimer & Co. Inc. 1986 - 1988
Skills
Investment Properties, Real Estate Transactions, Residential Homes, Sellers, Property Management, Investors, Sales, Commercial Real Estate, First Time Home Buyers, Condos, Real Estate Development, Negotiation, Relocation, Buyer Representation, Single Family Homes, Short Sales, Brokerage, Real Estate, Luxury, Foreclosures, Marketing, New Home Sales, Customer Service, Contract Negotiation, Strategic Planning, REO, Investments, Management
Education
Institute of Design and Construction 1987 — 1989
Associate's degree, Architectural and Building Sciences/Technology
Sharon Lieberman's Gruntal & Co. Experience September 2000 - December 2000
Job AttorneyatLaw, Fine and Decorative Art Appraisal
Industry Fine Art
Experience
U.S. District Court, District of New Jersey January 2001 - June 2001
Gruntal & Co. September 2000 - December 2000
New York Stock Exchange June 2000 - August 2000
White & Case LLP 1998 - 1999
Bechtel Corporation 1995 - 1996
Skills
Art, Legal Assistance, Legal Writing, Legal Research, Legal Contract Review, Briefs, Fine Art, Appraisals, Translation, Russian Literature, Russian History, Freelance Writing, Speech Writing, Editing, Proofreading, Cataloging, Estate Sales, IRS, USPAP, Civil Litigation, Public Speaking, Litigation, Management, Nonprofits, Research, Sales, Event Planning, Strategic Planning
Education
New York University 2014 — 2014
Certificate in Appraisal Studies in Fine and Decorative Arts, Art Appraisal Studies, A-
Benjamin N. Cardozo School of Law, Yeshiva University 1999 — 2002
J.D.
The University of Texas at Austin 1994 — 1998
B.A., Russian and East-European Studies, Economics
U.S. District Court, District of New Jersey January 2001 - June 2001
Gruntal & Co. September 2000 - December 2000
New York Stock Exchange June 2000 - August 2000
White & Case LLP 1998 - 1999
Bechtel Corporation 1995 - 1996
Skills
Art, Legal Assistance, Legal Writing, Legal Research, Legal Contract Review, Briefs, Fine Art, Appraisals, Translation, Russian Literature, Russian History, Freelance Writing, Speech Writing, Editing, Proofreading, Cataloging, Estate Sales, IRS, USPAP, Civil Litigation, Public Speaking, Litigation, Management, Nonprofits, Research, Sales, Event Planning, Strategic Planning
Education
New York University 2014 — 2014
Certificate in Appraisal Studies in Fine and Decorative Arts, Art Appraisal Studies, A-
Benjamin N. Cardozo School of Law, Yeshiva University 1999 — 2002
J.D.
The University of Texas at Austin 1994 — 1998
B.A., Russian and East-European Studies, Economics
Christopher Warhol Christopher Warhol's Gruntal & Co. Experience June 1998 - July 2000
Job Owner at Christopher P. Warhol, LLC
Industry Financial Services
Experience
Christopher P. Warhol, LLC February 2008 - Present
Arthur Vanni CPA LLC September 2007 - Present
Cetera Financial Specialists 2012 - Present
Muriel Siebert & Co., Inc. Member NYSE, FINRA & SIPC 2007 - 2015
Accume Partners June 2004 - September 2007
Berkshire Financial Group, Inc. February 2004 - June 2004
Jefferson Wells July 2000 - October 2002
Gruntal & Co. June 1998 - July 2000
Garban Securities October 1997 - June 1998
United Federation Of Teachers Welfare Fund January 1995 - October 1997
Skills
Management, Leadership, Research, Training, Sales, SOX 404, Internal Controls, Internal Audit, IT Audit, COSO Framework, SSAE 16, Policy Writing, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Photoshop, Flowcharting, Internal Control, Quality Assurance, Risk Management, Risk Assessment
Education
St. John's University
Bachelor’s Degree, Accounting and Finance
Christopher P. Warhol, LLC February 2008 - Present
Arthur Vanni CPA LLC September 2007 - Present
Cetera Financial Specialists 2012 - Present
Muriel Siebert & Co., Inc. Member NYSE, FINRA & SIPC 2007 - 2015
Accume Partners June 2004 - September 2007
Berkshire Financial Group, Inc. February 2004 - June 2004
Jefferson Wells July 2000 - October 2002
Gruntal & Co. June 1998 - July 2000
Garban Securities October 1997 - June 1998
United Federation Of Teachers Welfare Fund January 1995 - October 1997
Skills
Management, Leadership, Research, Training, Sales, SOX 404, Internal Controls, Internal Audit, IT Audit, COSO Framework, SSAE 16, Policy Writing, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Photoshop, Flowcharting, Internal Control, Quality Assurance, Risk Management, Risk Assessment
Education
St. John's University
Bachelor’s Degree, Accounting and Finance
Bijan Gorji Bijan Gorji's Gruntal & Co. Experience 1993 - 1997
Job Principal at Gorji LF LLP
Industry Capital Markets
Experience
Gorji LF LLP 2012 - Present
Sterne Agee 2009 - 2012
MountainView Capital Group 2007 - 2009
Countrywide Securities Corporation 1997 - 2007
Gruntal & Co. 1993 - 1997
CA Indosuez Private Banking 1992 - 1993
Skills
Trading, Management, Derivatives, Bonds, Valuation, Financial Modeling, Sales, Private Equity, Structured Finance, Financial Analysis, Series 63, Equity Research, Asset Allocation, Wealth Management, Securitization
Education
University of California, Los Angeles
BS - Dual Major, Finance / International Studies
Middlebury Institute of International Studies at Monterey
MBA (Master of Business Administration), International Business
Webb School of California
Gorji LF LLP 2012 - Present
Sterne Agee 2009 - 2012
MountainView Capital Group 2007 - 2009
Countrywide Securities Corporation 1997 - 2007
Gruntal & Co. 1993 - 1997
CA Indosuez Private Banking 1992 - 1993
Skills
Trading, Management, Derivatives, Bonds, Valuation, Financial Modeling, Sales, Private Equity, Structured Finance, Financial Analysis, Series 63, Equity Research, Asset Allocation, Wealth Management, Securitization
Education
University of California, Los Angeles
BS - Dual Major, Finance / International Studies
Middlebury Institute of International Studies at Monterey
MBA (Master of Business Administration), International Business
Webb School of California
Carol Gerrish Carol Gerrish's Gruntal & Co. Experience June 1998 - September 2000
Job Executive Assistant, Office of the CEO Fresenius Medical Care
Industry Hospital & Health Care
Experience
Fresenius Medical Care March 2013 - Present
Fresenius Medical Care November 2009 - March 2013
MPM Capital August 2004 - May 2009
Oppenheimer & Co. September 2003 - August 2004
A.G. Edwards & Sons, Inc. September 2000 - September 2003
Gruntal & Co June 1998 - September 2000
Skills
PowerPoint, Lotus Notes, Outlook, Microsoft Word, Microsoft Excel, SAP, Microsoft Office, Administrative..., Office Management, Budget, Event Planning, Data Entry, Customer Service, Process Scheduler, Newsletters, Fundraising, Research, Recruiting
Education
Suffolk University 1999 — 2001
Master Of Science, Criminal Justice/Domestic Violence
Bridgewater State University 1994 — 1997
Bachelor of Science, Criminology/Sociology, Minor in Dance
Roger Williams University 1993 — 1994
-, Dance
Middle School
Fresenius Medical Care March 2013 - Present
Fresenius Medical Care November 2009 - March 2013
MPM Capital August 2004 - May 2009
Oppenheimer & Co. September 2003 - August 2004
A.G. Edwards & Sons, Inc. September 2000 - September 2003
Gruntal & Co June 1998 - September 2000
Skills
PowerPoint, Lotus Notes, Outlook, Microsoft Word, Microsoft Excel, SAP, Microsoft Office, Administrative..., Office Management, Budget, Event Planning, Data Entry, Customer Service, Process Scheduler, Newsletters, Fundraising, Research, Recruiting
Education
Suffolk University 1999 — 2001
Master Of Science, Criminal Justice/Domestic Violence
Bridgewater State University 1994 — 1997
Bachelor of Science, Criminology/Sociology, Minor in Dance
Roger Williams University 1993 — 1994
-, Dance
Middle School
Alan Knisley Alan Knisley's Gruntal & Co. Experience June 1999 - October 2002
Job Graduated M.Div Student at Union Theological Seminary
Industry Investment Management
Experience
The Bowery Mission January 2013 - June 2014
Burke Library January 2010 - May 2014
A.G. Edwards & Sons April 2003 - August 2009
Gruntal & Co June 1999 - October 2002
Skills
Microsoft Office, Excel, Customer Service, Word, Customer Relations, Research, PowerPoint, Writing, Problem Solving, Budgeting, Administration, Photoshop, Teaching, Strategic Planning, Negotiation, Public Speaking, HTML, Microsoft Word, Editing
Education
Union Theological Seminary 2010 — 2015
Master of Divinity (MDiv)
Union Theological Seminary
Master of Divinity Program
University of California, Santa Barbara 1972 — 1976
Bachelor's degree, Economics
The Bowery Mission January 2013 - June 2014
Burke Library January 2010 - May 2014
A.G. Edwards & Sons April 2003 - August 2009
Gruntal & Co June 1999 - October 2002
Skills
Microsoft Office, Excel, Customer Service, Word, Customer Relations, Research, PowerPoint, Writing, Problem Solving, Budgeting, Administration, Photoshop, Teaching, Strategic Planning, Negotiation, Public Speaking, HTML, Microsoft Word, Editing
Education
Union Theological Seminary 2010 — 2015
Master of Divinity (MDiv)
Union Theological Seminary
Master of Divinity Program
University of California, Santa Barbara 1972 — 1976
Bachelor's degree, Economics
Bob Sievers Bob Sievers's Gruntal & Co. Experience 1993 - 1998
Job Sales Agent at Shorewood Realtors
Industry Real Estate
Experience
Shorewood Realtors July 2014 - Present
Sievers Capital May 2010 - July 2014
Jefferies LLC May 2006 - May 2010
Jefferies LLC 2004 - 2006
Access Securities LLC 1998 - 2001
Gruntal & Co. 1993 - 1998
Wedbush Morgan Securities 1986 - 1993
Skills
Real Estate, Residential Homes, First Time Home Buyers, Real Estate Transactions, Real Estate Development, Income Properties, Negotiation, Sales, People-oriented, Competitive Analysis, Proprietary Trading, Capital Markets, Investments, Hedge Funds, Equities, Trading
Education
University of Southern California 1980 — 1984
Bachelor of Science (BS), Business/Finance
Palisades High 1977 — 1980
Shorewood Realtors July 2014 - Present
Sievers Capital May 2010 - July 2014
Jefferies LLC May 2006 - May 2010
Jefferies LLC 2004 - 2006
Access Securities LLC 1998 - 2001
Gruntal & Co. 1993 - 1998
Wedbush Morgan Securities 1986 - 1993
Skills
Real Estate, Residential Homes, First Time Home Buyers, Real Estate Transactions, Real Estate Development, Income Properties, Negotiation, Sales, People-oriented, Competitive Analysis, Proprietary Trading, Capital Markets, Investments, Hedge Funds, Equities, Trading
Education
University of Southern California 1980 — 1984
Bachelor of Science (BS), Business/Finance
Palisades High 1977 — 1980
Derrick DeMay Derrick DeMay's Gruntal & Co. Experience January 1995 - October 1997
Job President at Kaizen Wealth Management
Industry Financial Services
Experience
Kaizen Wealth Management June 2004 - Present
Merrill Lynch January 2000 - June 2004
Morgan Stanley October 1997 - January 2000
Gruntal & Co January 1995 - October 1997
Skills
Financial Planning, Retirement Planning, Asset Management, Asset Allocation, ETFs, Asset Managment, Retirement, Strategic Financial..., Investment Management, Securities, Mutual Funds, Wealth Management, Investments, Insurance, Series 7, Fixed Annuities, Finance, 401k, Investment Strategies, Investment Advisory, Alternative Investments, Equities, Fixed Income, Financial Services, Options, Series 63, Portfolio Management, Hedge Funds, Bloomberg, Valuation, Equity Research, Capital Markets, Equity Trading, Private Equity, Investment Banking, Derivatives, Financial Modeling, Investor Relations, Financial Advisory, Management
Education
University of South Carolina - The Moore School of Business
Bachelor's Degree, Finance
Pace University - Lubin School of Business
The Financial Planning Program, CFP Certificate Program
Kaizen Wealth Management June 2004 - Present
Merrill Lynch January 2000 - June 2004
Morgan Stanley October 1997 - January 2000
Gruntal & Co January 1995 - October 1997
Skills
Financial Planning, Retirement Planning, Asset Management, Asset Allocation, ETFs, Asset Managment, Retirement, Strategic Financial..., Investment Management, Securities, Mutual Funds, Wealth Management, Investments, Insurance, Series 7, Fixed Annuities, Finance, 401k, Investment Strategies, Investment Advisory, Alternative Investments, Equities, Fixed Income, Financial Services, Options, Series 63, Portfolio Management, Hedge Funds, Bloomberg, Valuation, Equity Research, Capital Markets, Equity Trading, Private Equity, Investment Banking, Derivatives, Financial Modeling, Investor Relations, Financial Advisory, Management
Education
University of South Carolina - The Moore School of Business
Bachelor's Degree, Finance
Pace University - Lubin School of Business
The Financial Planning Program, CFP Certificate Program
Gerard Nizich Gerard Nizich's Gruntal & Co. Experience August 1996 - October 2001
Job Financial Advisor at American Portfolios
Industry Financial Services
Experience
American Portfolios September 2013 - Present
Castle Financial Advisors May 2010 - September 2013
TJM Brokerage July 2009 - November 2009
First New York Securities January 2009 - May 2009
UBS November 2004 - October 2008
Schwab Capital Markets August 2003 - November 2004
Puglisi & Co July 2002 - April 2003
Gruntal & Co August 1996 - October 2001
Josephthal , Lyons January 1993 - July 1996
Whale Securities January 1990 - January 1992
Skills
Equities
Education
State University of New York College at Oneonta 1979 — 1983
ba, business/accounting
Division Avenue H.S.
American Portfolios September 2013 - Present
Castle Financial Advisors May 2010 - September 2013
TJM Brokerage July 2009 - November 2009
First New York Securities January 2009 - May 2009
UBS November 2004 - October 2008
Schwab Capital Markets August 2003 - November 2004
Puglisi & Co July 2002 - April 2003
Gruntal & Co August 1996 - October 2001
Josephthal , Lyons January 1993 - July 1996
Whale Securities January 1990 - January 1992
Skills
Equities
Education
State University of New York College at Oneonta 1979 — 1983
ba, business/accounting
Division Avenue H.S.
Lawrence Haddock's Gruntal & Co. Experience 1994 - 1995
Job Managing Member Newport Energy Resources
Industry Oil & Energy
Experience
TWC Marketing, Inc July 2014 - Present
Enex Capital Partner L P February 2009 - Present
Newport Energy Resources January 2008 - Present
Tri State Ventures January 2007 - Present
Mason Cabot 1995 - 2000
Gruntal & Co. 1994 - 1995
Janney Montgomery Scott 1993 - 1994
SmithBarney 1992 - 1993
Advest 1991 - 1992
Skills
Start-ups, Entrepreneurship, Business Development, Due Diligence, New Business Development, Mergers & Acquisitions, Portfolio Management, Business Strategy, Management, Venture Capital, Marketing Strategy, Business Planning, Leadership, Commodity, Management Consulting, Strategy, Private Placements, Sales Management, Trading, Human Resources, Investor Relations, Corporate Development, Executive Management, Corporate Finance, Investments, Private Equity, Capital Formation, Social Networking, Mergers, Equities, Executive Development, Strategic Partnerships, Risk Management, Workout, Funding, International Business, Energy, Joint Ventures, Emerging Markets, Executive Search, Executive Mentoring, Commodities, SEO, Networking, Business Networking, Valuation, Entrepreneurial..., Knowledge Sharing, Alternative Investments, Competitive Analysis
Education
University of New Hampshire 1982 — 1988
ba, english
TWC Marketing, Inc July 2014 - Present
Enex Capital Partner L P February 2009 - Present
Newport Energy Resources January 2008 - Present
Tri State Ventures January 2007 - Present
Mason Cabot 1995 - 2000
Gruntal & Co. 1994 - 1995
Janney Montgomery Scott 1993 - 1994
SmithBarney 1992 - 1993
Advest 1991 - 1992
Skills
Start-ups, Entrepreneurship, Business Development, Due Diligence, New Business Development, Mergers & Acquisitions, Portfolio Management, Business Strategy, Management, Venture Capital, Marketing Strategy, Business Planning, Leadership, Commodity, Management Consulting, Strategy, Private Placements, Sales Management, Trading, Human Resources, Investor Relations, Corporate Development, Executive Management, Corporate Finance, Investments, Private Equity, Capital Formation, Social Networking, Mergers, Equities, Executive Development, Strategic Partnerships, Risk Management, Workout, Funding, International Business, Energy, Joint Ventures, Emerging Markets, Executive Search, Executive Mentoring, Commodities, SEO, Networking, Business Networking, Valuation, Entrepreneurial..., Knowledge Sharing, Alternative Investments, Competitive Analysis
Education
University of New Hampshire 1982 — 1988
ba, english
Warren Mandel Warren Mandel's Gruntal & Co. Experience 1995 - 1999
Job Warren Mandel Account Manager at Darby Dental Supply LLC
Industry Medical Devices
Experience
Darby Dental Supply LLC 2013 - Present
SpotOn, Inc May 2013 - November 2013
JVC Broadcasting: WRCN, MyCOUNTRY96.1, PARTY105, LaFIESTA98.5 June 2011 - May 2013
WPTV Newschannel 5 August 2010 - May 2011
94.3 WMJC 2007 - August 2010
Long Island Radio Group: WKJY, WHLI, WBZO, WMJC, WRCN, WLVG 2000 - August 2010
CBS Radio: WNEW-FM 1999 - 2000
Gruntal & Co. 1995 - 1999
Dean Witter Reynolds Inc. 1990 - 1995
Merrill Lynch 1985 - 1990
Skills
Broadcast, Radio Advertising, Advertising, Marketing, Radio Broadcasting, Digital Media, Copywriting, Email Marketing, Radio Promotions, Advertising Sales, Radio Producing, Media Buying, Voice Over, New Media, Radio, Radio Host, Press Releases, New Business Development, Television, Social Networking, Radio Production, Dental Care, Cosmetic Dentistry, Dentistry, Restorative Dentistry, Dental Implants, Financial Planning, Managerial Finance, Facebook
Education
University of Florida 1976 — 1978
BS, Communications
Ithaca College 1973 — 1975
Darby Dental Supply LLC 2013 - Present
SpotOn, Inc May 2013 - November 2013
JVC Broadcasting: WRCN, MyCOUNTRY96.1, PARTY105, LaFIESTA98.5 June 2011 - May 2013
WPTV Newschannel 5 August 2010 - May 2011
94.3 WMJC 2007 - August 2010
Long Island Radio Group: WKJY, WHLI, WBZO, WMJC, WRCN, WLVG 2000 - August 2010
CBS Radio: WNEW-FM 1999 - 2000
Gruntal & Co. 1995 - 1999
Dean Witter Reynolds Inc. 1990 - 1995
Merrill Lynch 1985 - 1990
Skills
Broadcast, Radio Advertising, Advertising, Marketing, Radio Broadcasting, Digital Media, Copywriting, Email Marketing, Radio Promotions, Advertising Sales, Radio Producing, Media Buying, Voice Over, New Media, Radio, Radio Host, Press Releases, New Business Development, Television, Social Networking, Radio Production, Dental Care, Cosmetic Dentistry, Dentistry, Restorative Dentistry, Dental Implants, Financial Planning, Managerial Finance, Facebook
Education
University of Florida 1976 — 1978
BS, Communications
Ithaca College 1973 — 1975
Jonathan Fritts Jonathan Fritts's Gruntal & Co. Experience April 1997 - June 1998
Job Passionate Foodie Seeking Culinary Opportunity
Industry Food & Beverages
Experience
Residential Real Estate December 1999 - Present
Gruntal & Co. April 1997 - June 1998
Montgomery Securities March 1996 - March 1997
Hellman, Jordan Management Company March 1990 - October 1995
Skills
Short Sales, Sellers, Trading, Real Estate Transactions, Equities, Buyers, Real Estate, Listings, Marketing, Buyer Representation, Negotiation, REO, Contract Negotiation, Sales
Education
Waterside Inn Restaurant, Bray, United Kingdom 2004 — 2004
Intern, L’Ecole des Chefs
Studio della cucina Italiana. Florence, Italy 2001 — 2001
SCUOLA DI ARTE CULINARIA ‘CORDON BLEU’
Northeastern University 1984 — 1989
Bachelor's degree, Business Administration and Management, General
Residential Real Estate December 1999 - Present
Gruntal & Co. April 1997 - June 1998
Montgomery Securities March 1996 - March 1997
Hellman, Jordan Management Company March 1990 - October 1995
Skills
Short Sales, Sellers, Trading, Real Estate Transactions, Equities, Buyers, Real Estate, Listings, Marketing, Buyer Representation, Negotiation, REO, Contract Negotiation, Sales
Education
Waterside Inn Restaurant, Bray, United Kingdom 2004 — 2004
Intern, L’Ecole des Chefs
Studio della cucina Italiana. Florence, Italy 2001 — 2001
SCUOLA DI ARTE CULINARIA ‘CORDON BLEU’
Northeastern University 1984 — 1989
Bachelor's degree, Business Administration and Management, General
Richard Camerlengo Richard Camerlengo's Gruntal & Co. Experience January 1995 - January 1996
Job Broker at Joan Camerlengo Realty, LLC
Industry Real Estate
Experience
Joan Camerlengo Realty, LLC September 2005 - Present
Gruntal & Co. January 1995 - January 1996
Prebon Yamane August 1984 - June 1995
Skills
Customer Service, Short Sales, Referrals, Investors, Relocation, Investments, Buyer Representation, First Time Home Buyers, Foreclosures, Real Estate, REO, Rentals, Residential Homes, Investment Properties, Financial Modeling, Sellers, Listings, Condos, Townhomes, Single Family Homes
Education
St. John's University
Bachelor's Degree
Joan Camerlengo Realty, LLC September 2005 - Present
Gruntal & Co. January 1995 - January 1996
Prebon Yamane August 1984 - June 1995
Skills
Customer Service, Short Sales, Referrals, Investors, Relocation, Investments, Buyer Representation, First Time Home Buyers, Foreclosures, Real Estate, REO, Rentals, Residential Homes, Investment Properties, Financial Modeling, Sellers, Listings, Condos, Townhomes, Single Family Homes
Education
St. John's University
Bachelor's Degree
Lauren Greico-Hrivnak Lauren Greico-Hrivnak's Gruntal & Co. Experience July 2000 - June 2002
Job Senior Director Product and Project Strategist at Fidelity Investments (National Financial)
Industry Financial Services
Experience
Fidelity Investments March 2015 - Present
Morgan Stanley Smith Barney October 2008 - August 2014
Smith Barney May 2007 - October 2008
Smith Barney July 2005 - May 2007
Smith Barney February 2002 - July 2005
Gruntal & Co. July 2000 - June 2002
Skills
Portfolio Management, Wealth Management, Retirement Planning, Series 7, Alternative Investments, Series 63, Asset Allocation, Mutual Funds, Retirement, Investment Strategies, Financial Advisory, Investment Advisory, Uniform Combined State..., Series 24, FINRA, 401k, ETFs, Financial Services, Securities, Strategic Financial..., Financial Planning
Education
Coastal Carolina University 1996 — 2000
BA, Finance
Fidelity Investments March 2015 - Present
Morgan Stanley Smith Barney October 2008 - August 2014
Smith Barney May 2007 - October 2008
Smith Barney July 2005 - May 2007
Smith Barney February 2002 - July 2005
Gruntal & Co. July 2000 - June 2002
Skills
Portfolio Management, Wealth Management, Retirement Planning, Series 7, Alternative Investments, Series 63, Asset Allocation, Mutual Funds, Retirement, Investment Strategies, Financial Advisory, Investment Advisory, Uniform Combined State..., Series 24, FINRA, 401k, ETFs, Financial Services, Securities, Strategic Financial..., Financial Planning
Education
Coastal Carolina University 1996 — 2000
BA, Finance
Chuck Sacco Chuck Sacco's Gruntal & Co. Experience June 1996 - May 1999
Job Sales Manager Custom Solutions at IDC
Industry Research
Experience
IDC July 2010 - Present
Yankee Group August 2006 - July 2010
Yankee Group August 2006 - July 2010
One Communications February 2004 - August 2006
A.G. Edwards & Sons, Inc. November 2001 - October 2003
Prudential Securities May 1999 - November 2001
Gruntal & Co. June 1996 - May 1999
Skills
Market Analysis, Microsoft Excel, Microsoft Word, Lotus Notes, Account Management, Contract Negotiation, Sales Process, New Business Development, Market Research, CRM, Sales Management, Product Management, Forecasting, Strategic Planning, Selling, Telecommunications, Competitive Analysis, SaaS, Leadership, Analytics, Sales, Management, Customer Retention, Product Development, Salesforce.com, Strategic Partnerships, Lead Generation, Cold Calling, Solution Selling
Education
Merrimack College 1995 — 1999
BS, Finance
Arlington Catholic High School 1991 — 1995
IDC July 2010 - Present
Yankee Group August 2006 - July 2010
Yankee Group August 2006 - July 2010
One Communications February 2004 - August 2006
A.G. Edwards & Sons, Inc. November 2001 - October 2003
Prudential Securities May 1999 - November 2001
Gruntal & Co. June 1996 - May 1999
Skills
Market Analysis, Microsoft Excel, Microsoft Word, Lotus Notes, Account Management, Contract Negotiation, Sales Process, New Business Development, Market Research, CRM, Sales Management, Product Management, Forecasting, Strategic Planning, Selling, Telecommunications, Competitive Analysis, SaaS, Leadership, Analytics, Sales, Management, Customer Retention, Product Development, Salesforce.com, Strategic Partnerships, Lead Generation, Cold Calling, Solution Selling
Education
Merrimack College 1995 — 1999
BS, Finance
Arlington Catholic High School 1991 — 1995
MICHAEL BOGART MICHAEL BOGART's Gruntal & Co. Experience 1995 - 2002
Job Financial Services Professional at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company June 2015 - Present
Principal Financial Group January 2014 - March 2015
MetLife January 2010 - December 2013
Oppenheimer & Co Inc 2002 - 2009
Gruntal & Co 1995 - 2002
Prudential Securities November 1992 - December 1995
Trio Packaging November 1980 - November 1992
Touche Ross 1972 - 1980
Skills
Retirement, Fixed Annuities, Retirement Planning, Long-term Care, Estate Planning, Strategic Financial..., Investment Advisory, Investments, Investment Strategies, Financial Advisory, Insurance, Series 63, Term Life Insurance, Life Insurance, Mutual Funds, Wealth Management, Portfolio Management
Education
Hofstra University 1970 — 1972
BBA, Accounting
University of Missouri-Columbia 1968 — 1970
n/a, Liberal Arts
Tresper Clarke Class of '68 1964 — 1968
regents, academic
New York Life Insurance Company June 2015 - Present
Principal Financial Group January 2014 - March 2015
MetLife January 2010 - December 2013
Oppenheimer & Co Inc 2002 - 2009
Gruntal & Co 1995 - 2002
Prudential Securities November 1992 - December 1995
Trio Packaging November 1980 - November 1992
Touche Ross 1972 - 1980
Skills
Retirement, Fixed Annuities, Retirement Planning, Long-term Care, Estate Planning, Strategic Financial..., Investment Advisory, Investments, Investment Strategies, Financial Advisory, Insurance, Series 63, Term Life Insurance, Life Insurance, Mutual Funds, Wealth Management, Portfolio Management
Education
Hofstra University 1970 — 1972
BBA, Accounting
University of Missouri-Columbia 1968 — 1970
n/a, Liberal Arts
Tresper Clarke Class of '68 1964 — 1968
regents, academic
Daisy Pedley - CPA, CIA's Gruntal & Co. Experience 2000 - 2002
Job Senior Associate Risk Advisory Services
Industry Accounting
Experience
McGladrey December 2004 - Present
RSM McGladrey 2004 - Present
RSM McGladrey/McGladrey & Pullen 2004 - Present
Polish & Slavic FCU June 2003 - December 2004
Gruntal & Co. 2000 - 2002
Skills
Banking, Auditing, Internal Controls, Sarbanes-Oxley Act, Accounting, CPA, Financial Accounting, Internal Audit, Operational Risk, Sarbanes-Oxley, Risk Assessment
Education
Pace University 2001 — 2003
Master of Business Administration (MBA), Finance, General
Mercy College 1995 — 1999
BS, Public Accounting
Wolmer's Schools 1982 — 1987
HS Diploma, General Knowledge
McGladrey December 2004 - Present
RSM McGladrey 2004 - Present
RSM McGladrey/McGladrey & Pullen 2004 - Present
Polish & Slavic FCU June 2003 - December 2004
Gruntal & Co. 2000 - 2002
Skills
Banking, Auditing, Internal Controls, Sarbanes-Oxley Act, Accounting, CPA, Financial Accounting, Internal Audit, Operational Risk, Sarbanes-Oxley, Risk Assessment
Education
Pace University 2001 — 2003
Master of Business Administration (MBA), Finance, General
Mercy College 1995 — 1999
BS, Public Accounting
Wolmer's Schools 1982 — 1987
HS Diploma, General Knowledge
Frank Colasuonno Frank Colasuonno's Gruntal & Co. Experience July 1997 - June 1999
Job Analyst at Nomura
Industry Investment Banking
Experience
Nomura June 2012 - Present
Jefferies & Company November 2008 - April 2012
Bank of America May 2004 - November 2008
Neuberger Berman June 1999 - May 2004
Gruntal & Co July 1997 - June 1999
Skills
Series 7, Series 63, ADP, Gloss, Euroclear, DTC, Swift Alliance, Microsoft Office, Bloomberg Terminal, Security Operations, Fixed Income, IPM, Investments, Prime Brokerage, Securities Lending, Middle Office, Derivatives, Options, Bonds, Equities, Electronic Trading, Equity Derivatives, Back Office, Corporate Actions, Settlement, Mutual Funds, Investment Banking, Securities, Bloomberg, Currency
Education
Baruch College 1990 — 1995
Applied Economics
Xaverian 1986 — 1990
Nomura June 2012 - Present
Jefferies & Company November 2008 - April 2012
Bank of America May 2004 - November 2008
Neuberger Berman June 1999 - May 2004
Gruntal & Co July 1997 - June 1999
Skills
Series 7, Series 63, ADP, Gloss, Euroclear, DTC, Swift Alliance, Microsoft Office, Bloomberg Terminal, Security Operations, Fixed Income, IPM, Investments, Prime Brokerage, Securities Lending, Middle Office, Derivatives, Options, Bonds, Equities, Electronic Trading, Equity Derivatives, Back Office, Corporate Actions, Settlement, Mutual Funds, Investment Banking, Securities, Bloomberg, Currency
Education
Baruch College 1990 — 1995
Applied Economics
Xaverian 1986 — 1990
Howard Jeffrey Spivack, MS, CFP®, AAMS®'s Gruntal & Co. Experience December 1997 - February 2002
Job SVP, Head of Wealth Planning at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott July 2008 - Present
Ryan Beck & Co., Inc February 2002 - July 2008
Gruntal & Co December 1997 - February 2002
Merrill Lynch 1995 - 1997
Wheat First Butcher And Singer 1987 - 1996
Skills
Financial Planning, Retirement Planning, Series 7, Portfolio Management, Succession Planning, Asset Management, Investments, Investment Strategies, Insurance, Compliance, Investment Advisory, Securities, Asset Allocation, Wealth Management, Retirement, Equities, Mutual Funds, Estate Planning, Team Building, Coaching, Vendor Management, Talent Management, Leadership Development, Product Management, Sales Management, Financial Advisory, Strategic Financial..., Financial Planners, Certified Financial..., Personal Financial..., Holistic Financial..., Trust Services, Financial Services, Asset Managment, ETFs, Alternative Investments, Wealth, FINRA, Series 65, Wealth Management..., Series 24, 401k, Separately Managed..., Investment Management, Uniform Combined State..., Bonds, Fixed Annuities, Variable Annuities, High Net Worth..., Fixed Income
Education
College for Financial Planning 2008 — 2011
Masters, Personal Financial Planning - Completed 8/2011
Drexel University 1984 — 1987
BS, Finance, Economics, Marketing
George School 1978 — 1985
University of Delaware 1982 — 1984
Janney Montgomery Scott July 2008 - Present
Ryan Beck & Co., Inc February 2002 - July 2008
Gruntal & Co December 1997 - February 2002
Merrill Lynch 1995 - 1997
Wheat First Butcher And Singer 1987 - 1996
Skills
Financial Planning, Retirement Planning, Series 7, Portfolio Management, Succession Planning, Asset Management, Investments, Investment Strategies, Insurance, Compliance, Investment Advisory, Securities, Asset Allocation, Wealth Management, Retirement, Equities, Mutual Funds, Estate Planning, Team Building, Coaching, Vendor Management, Talent Management, Leadership Development, Product Management, Sales Management, Financial Advisory, Strategic Financial..., Financial Planners, Certified Financial..., Personal Financial..., Holistic Financial..., Trust Services, Financial Services, Asset Managment, ETFs, Alternative Investments, Wealth, FINRA, Series 65, Wealth Management..., Series 24, 401k, Separately Managed..., Investment Management, Uniform Combined State..., Bonds, Fixed Annuities, Variable Annuities, High Net Worth..., Fixed Income
Education
College for Financial Planning 2008 — 2011
Masters, Personal Financial Planning - Completed 8/2011
Drexel University 1984 — 1987
BS, Finance, Economics, Marketing
George School 1978 — 1985
University of Delaware 1982 — 1984
Ming Chen's Gruntal & Co. Experience 1999 - 2000
Job ★ Director of Product Management at Thrive Market
Industry Internet
Experience
Thrive Market July 2015 - Present
Edmunds.com April 2013 - July 2015
Fandango / NBC Universal June 2012 - March 2013
TripAdvisor October 2009 - June 2012
Myspace December 2006 - July 2009
Harman International Industries July 2005 - January 2007
Lifetime Brands 2005 - 2005
Korg USA 2003 - 2004
Merrill Lynch August 2000 - September 2001
Gruntal & Co. 1999 - 2000
Skills
Product Management, Business Strategy, Product Development, Product Strategy, Social Networking, Engagement, Problem Solving, Usability Testing, User Experience, E-commerce, Mobile, SEO, Analytics, Social Media, Online Communities, Travel, Internationalization, Commerce, JIRA, Axure, Navicat, Visio, Wikis, Product Specification, Functional..., Agile, Scrum, Lean Initiatives, User Experience Testing, Lean Principles, Specifications, User Flows, Use Case Analysis, Mobile Devices, Community Sites, Agile Methodologies, Marketing, Digital Media, Digital Strategy, Web Analytics, Online Advertising, Monetization, Content Strategy, Information Architecture, Mobile Marketing, SEM, Strategy, Mobile Applications, Product Requirements, Strategic Partnerships
Education
Hofstra University 2002 — 2004
MBA, Marketing
Long Island University 1996 — 2000
Bachelor of Science, Double Major: Management and Finance
Thrive Market July 2015 - Present
Edmunds.com April 2013 - July 2015
Fandango / NBC Universal June 2012 - March 2013
TripAdvisor October 2009 - June 2012
Myspace December 2006 - July 2009
Harman International Industries July 2005 - January 2007
Lifetime Brands 2005 - 2005
Korg USA 2003 - 2004
Merrill Lynch August 2000 - September 2001
Gruntal & Co. 1999 - 2000
Skills
Product Management, Business Strategy, Product Development, Product Strategy, Social Networking, Engagement, Problem Solving, Usability Testing, User Experience, E-commerce, Mobile, SEO, Analytics, Social Media, Online Communities, Travel, Internationalization, Commerce, JIRA, Axure, Navicat, Visio, Wikis, Product Specification, Functional..., Agile, Scrum, Lean Initiatives, User Experience Testing, Lean Principles, Specifications, User Flows, Use Case Analysis, Mobile Devices, Community Sites, Agile Methodologies, Marketing, Digital Media, Digital Strategy, Web Analytics, Online Advertising, Monetization, Content Strategy, Information Architecture, Mobile Marketing, SEM, Strategy, Mobile Applications, Product Requirements, Strategic Partnerships
Education
Hofstra University 2002 — 2004
MBA, Marketing
Long Island University 1996 — 2000
Bachelor of Science, Double Major: Management and Finance
Jennifer Enos's Gruntal & Co. Experience July 2000 - September 2001
Job Market Data Services Account Manager
Industry Logistics and Supply Chain
Experience
State Street April 2012 - Present
Pioneer Investments August 2010 - December 2010
The Playful Pup LLC October 2009 - July 2010
BTIG LLC March 2009 - September 2009
LaBranche Financial Services March 2007 - March 2009
Natixis Global Asset Management September 2005 - November 2006
Deutsche Bank March 2003 - September 2005
Sapers & Wallack Advisors June 2002 - January 2003
Gruntal & Co July 2000 - September 2001
Fahnestock & Co June 1995 - May 2000
Skills
Securities, Trading, Equities, Financial Services, Investments, Equity Trading, FINRA, Electronic Trading, Negotiation, Mutual Funds, Trading Systems, Conflict Resolution, Bloomberg, Capital Markets, Vendor Relationships, Analysis, Business Analysis, Microsoft Excel, Microsoft Office, Competitive Analysis, Strategic Planning, Procurement, Supply Chain, Contract Negotiation, Contract Management, Strategic Sourcing, Financial Risk, Vendor Management
Education
Boston University 1992 — 1995
Bachelor of Arts, Liberal Arts and Sciences/Liberal Studies
State Street April 2012 - Present
Pioneer Investments August 2010 - December 2010
The Playful Pup LLC October 2009 - July 2010
BTIG LLC March 2009 - September 2009
LaBranche Financial Services March 2007 - March 2009
Natixis Global Asset Management September 2005 - November 2006
Deutsche Bank March 2003 - September 2005
Sapers & Wallack Advisors June 2002 - January 2003
Gruntal & Co July 2000 - September 2001
Fahnestock & Co June 1995 - May 2000
Skills
Securities, Trading, Equities, Financial Services, Investments, Equity Trading, FINRA, Electronic Trading, Negotiation, Mutual Funds, Trading Systems, Conflict Resolution, Bloomberg, Capital Markets, Vendor Relationships, Analysis, Business Analysis, Microsoft Excel, Microsoft Office, Competitive Analysis, Strategic Planning, Procurement, Supply Chain, Contract Negotiation, Contract Management, Strategic Sourcing, Financial Risk, Vendor Management
Education
Boston University 1992 — 1995
Bachelor of Arts, Liberal Arts and Sciences/Liberal Studies
MaryAnn Wizbicky's Gruntal & Co. Experience 1990 - 2001
Job Director, Admissions at Queens Hospital Center, NYCHHC
Industry Hospital & Health Care
Experience
Queens Hospital Center February 2010 - Present
New York City Health & Hospitals August 2004 - February 2009
Gruntal & Co. 1990 - 2001
Lehrer Mcgovern Bovis 1983 - 1990
Skills
Risk Management, Team Building, Change Management, Leadership, Budgets, Strategic Planning, Onboarding, Outlook, Forecasting, Team Leadership, Performance Management, Healthcare, Project Planning, Contract Management, Human Resources, Financial Analysis, Employee Engagement, Contract Negotiation, Employee Relations, Accounting
Education
City University of New York-Baruch College 1977 — 1979
BBA, Office Management
Bayside High School
Queensborough Community College
AA, Liberal Arts
Queens Hospital Center February 2010 - Present
New York City Health & Hospitals August 2004 - February 2009
Gruntal & Co. 1990 - 2001
Lehrer Mcgovern Bovis 1983 - 1990
Skills
Risk Management, Team Building, Change Management, Leadership, Budgets, Strategic Planning, Onboarding, Outlook, Forecasting, Team Leadership, Performance Management, Healthcare, Project Planning, Contract Management, Human Resources, Financial Analysis, Employee Engagement, Contract Negotiation, Employee Relations, Accounting
Education
City University of New York-Baruch College 1977 — 1979
BBA, Office Management
Bayside High School
Queensborough Community College
AA, Liberal Arts
Harry Krigman's Gruntal & Co. Experience January 1987 - January 1994
Job Managing Partner at Harborview Investments and Owner, Harborview Investments
Industry Investment Management
Experience
Harborview Investments 2005 - Present
Bangor Securities January 1994 - January 2005
Gruntal & Co January 1987 - January 1994
Skills
Investments, Risk Management, Real Estate, Financial Analysis, Small Business, Insurance, Employee Benefits, Long-term Care, Commercial Real Estate
Education
The University of Texas at Dallas 1980 — 1981
University of Southern Maine - School of Business 1976 — 1980
Bachelor of Science (BS), Business/Corporate Communications
Harborview Investments 2005 - Present
Bangor Securities January 1994 - January 2005
Gruntal & Co January 1987 - January 1994
Skills
Investments, Risk Management, Real Estate, Financial Analysis, Small Business, Insurance, Employee Benefits, Long-term Care, Commercial Real Estate
Education
The University of Texas at Dallas 1980 — 1981
University of Southern Maine - School of Business 1976 — 1980
Bachelor of Science (BS), Business/Corporate Communications
Ron Cappelletti's Gruntal & Co. Experience 2000 - 2002
Job Executive Director at UBS
Industry Financial Services
Experience
UBS Executive DirectorUBS Financial2006 - Present
McDonald Financial Group April 2005 - February 2007
Quick & Reilly August 2002 - December 2004
Gruntal & Co. 2000 - 2002
Prudential Securities February 1984 - June 2000
Skills
Investment Advisory, Wealth Management, Fixed Income, Securities, Equities, Options, Asset Allocation, Alternative Investments, 401k, Retirement, Retirement Planning, Asset Management, Series 24, Series 63, Series 7, Investment Strategies, Mutual Funds
Education
The Ohio State University 1966 — 1971
UBS Executive DirectorUBS Financial2006 - Present
McDonald Financial Group April 2005 - February 2007
Quick & Reilly August 2002 - December 2004
Gruntal & Co. 2000 - 2002
Prudential Securities February 1984 - June 2000
Skills
Investment Advisory, Wealth Management, Fixed Income, Securities, Equities, Options, Asset Allocation, Alternative Investments, 401k, Retirement, Retirement Planning, Asset Management, Series 24, Series 63, Series 7, Investment Strategies, Mutual Funds
Education
The Ohio State University 1966 — 1971
James Port's Gruntal & Co. Experience April 1993 - June 1994
Job Chief Compliance Officer at Broadridge Business Process Outsourcing, LLC
Industry Financial Services
Experience
Broadridge Business Process Outsourcing, LLC April 2007 - Present
Montauk Financial Group December 2000 - April 2007
Coleman and Company Securities March 1997 - December 2000
J.W. Barclay January 1995 - January 1996
Gruntal & Co. April 1993 - June 1994
Skills
Series 7, Securities, Series 63, FINRA, Series 24, Series 14, Options, Fixed Income, Trading Systems, Capital Markets, Hedge Funds, Trading, Prime Brokerage, Middle Office, Electronic Trading, Alternative Investments, Financial Services, AML, Financial Markets, Back Office
Education
University of Pennsylvania - The Wharton School 2006 — 2009
CRCP, Compliance
City University of New York-Brooklyn College 1988 — 1993
Broadridge Business Process Outsourcing, LLC April 2007 - Present
Montauk Financial Group December 2000 - April 2007
Coleman and Company Securities March 1997 - December 2000
J.W. Barclay January 1995 - January 1996
Gruntal & Co. April 1993 - June 1994
Skills
Series 7, Securities, Series 63, FINRA, Series 24, Series 14, Options, Fixed Income, Trading Systems, Capital Markets, Hedge Funds, Trading, Prime Brokerage, Middle Office, Electronic Trading, Alternative Investments, Financial Services, AML, Financial Markets, Back Office
Education
University of Pennsylvania - The Wharton School 2006 — 2009
CRCP, Compliance
City University of New York-Brooklyn College 1988 — 1993
John Mattesich's Gruntal & Co. Experience August 1994 - February 1997
Job Analyst at Groesbeck Investment Management
Industry Investment Management
Experience
Groesbeck Investment Management November 2006 - Present
Hayground Cove Asset Management September 2003 - October 2005
Bear Stearns October 2002 - August 2003
Dresdner Kleinwort Wasserstein March 2001 - October 2002
Credit Lyonnais September 1998 - March 2001
Gruntal & Co August 1994 - February 1997
Skills
Equity Research, Portfolio Management, Hedge Funds, Capital Markets, Equities, Valuation, Bloomberg, Alternative Investments, Financial Modeling, Investments, Fixed Income, Equity Valuation, Asset Management, Derivatives, Financial Markets, Private Equity, Investment Management, Securities, Investment Banking, Trading, Bloomberg Terminal, Options, Equity Derivatives, Equity Trading, Emerging Markets, DCF, Fund Of Funds, Series 7
Education
Indiana University - Kelley School of Business 1992 — 1994
MBA, Finance
Pace University - Lubin School of Business
BBA, Accounting
Groesbeck Investment Management November 2006 - Present
Hayground Cove Asset Management September 2003 - October 2005
Bear Stearns October 2002 - August 2003
Dresdner Kleinwort Wasserstein March 2001 - October 2002
Credit Lyonnais September 1998 - March 2001
Gruntal & Co August 1994 - February 1997
Skills
Equity Research, Portfolio Management, Hedge Funds, Capital Markets, Equities, Valuation, Bloomberg, Alternative Investments, Financial Modeling, Investments, Fixed Income, Equity Valuation, Asset Management, Derivatives, Financial Markets, Private Equity, Investment Management, Securities, Investment Banking, Trading, Bloomberg Terminal, Options, Equity Derivatives, Equity Trading, Emerging Markets, DCF, Fund Of Funds, Series 7
Education
Indiana University - Kelley School of Business 1992 — 1994
MBA, Finance
Pace University - Lubin School of Business
BBA, Accounting
Lewin Alleyne's Gruntal & Co. Experience August 1998 - May 2002
Job Sr. Systems Engineer at Moore Capital Management
Industry Investment Banking
Experience
Moore Capital Management August 2008 - Present
Ryan Beck & Co. May 2002 - August 2008
Gruntal & Co. August 1998 - May 2002
Investment Management Services August 1997 - August 1998
Skills
Active Directory, VMware, Windows Server, Citrix, Microsoft Exchange, Data Center, Servers, Integration, Enterprise Architecture, Technical Support, Infrastructure, Management, Hedge Funds, Disaster Recovery, Virtualization, Windows, IIS, WAN
Education
Pace University 1992 — 1996
Bachelor's, Management Information Systems
Moore Capital Management August 2008 - Present
Ryan Beck & Co. May 2002 - August 2008
Gruntal & Co. August 1998 - May 2002
Investment Management Services August 1997 - August 1998
Skills
Active Directory, VMware, Windows Server, Citrix, Microsoft Exchange, Data Center, Servers, Integration, Enterprise Architecture, Technical Support, Infrastructure, Management, Hedge Funds, Disaster Recovery, Virtualization, Windows, IIS, WAN
Education
Pace University 1992 — 1996
Bachelor's, Management Information Systems
Anthony Simone's Gruntal & Co. Experience April 1986 - July 1999
Job CFO at American Capital Partners, LLC
Industry Financial Services
Experience
American Capital Partners, LLC September 2005 - Present
KBC Financial Products July 2004 - September 2005
ABN AMRO June 2000 - June 2004
Daiwa Securities America Inc 1999 - 2000
Gruntal & Co. April 1986 - July 1999
Moore & Schley, Cameron & Co. June 1983 - April 1986
Skills
Due Diligence, Equities, Accounting, Credit, Private Equity, Business Analysis, Financial Analysis, Mergers & Acquisitions, Corporate Finance, Financial Modeling, Financial Accounting, Internal Controls, Investment Banking, Capital Markets, Valuation, Investments
Education
LIU Post 1979 — 1983
BA, Finance
American Capital Partners, LLC September 2005 - Present
KBC Financial Products July 2004 - September 2005
ABN AMRO June 2000 - June 2004
Daiwa Securities America Inc 1999 - 2000
Gruntal & Co. April 1986 - July 1999
Moore & Schley, Cameron & Co. June 1983 - April 1986
Skills
Due Diligence, Equities, Accounting, Credit, Private Equity, Business Analysis, Financial Analysis, Mergers & Acquisitions, Corporate Finance, Financial Modeling, Financial Accounting, Internal Controls, Investment Banking, Capital Markets, Valuation, Investments
Education
LIU Post 1979 — 1983
BA, Finance
Eric Siber's Gruntal & Co. Experience 1997 - 2002
Job Senior Managing Director Complex Director at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management May 2006 - Present
JBHanauer & Co. 2006 - October 2009
Ryan Beck & Co. 2002 - 2006
Gruntal & Co 1997 - 2002
Drexel Burnham Lambert 1981 - 1989
Education
Pace University - Lubin School of Business 1981 — 1985
Master of Business Administration (M.B.A.), Finance and Marketing
City University of New York-Brooklyn College 1975 — 1979
Bachelor of Arts - Economics
RBC Wealth Management May 2006 - Present
JBHanauer & Co. 2006 - October 2009
Ryan Beck & Co. 2002 - 2006
Gruntal & Co 1997 - 2002
Drexel Burnham Lambert 1981 - 1989
Education
Pace University - Lubin School of Business 1981 — 1985
Master of Business Administration (M.B.A.), Finance and Marketing
City University of New York-Brooklyn College 1975 — 1979
Bachelor of Arts - Economics
Leslie Seff's Gruntal & Co. Experience 1988 - 1993
Job COO/CCO at AIMPaaS LLC
Industry Financial Services
Experience
AIMPaaS LLC January 2013 - Present
Matthew B. Management, Inc. May 2002 - Present
Matthew B. Management, Inc. 2002 - Present
Brokerage America LLC January 2004 - April 2005
BrokerageAmerica 2004 - 2005
Tech Trade Capital LLC June 1998 - March 2002
Fidelity Capital Markets June 1996 - July 1998
Gruntal & Co. 1988 - 1993
Gruntal & Co. 1988 - 1993
Skills
Hedge Funds, Hedging, Arbitrage, SEC regulations, Market Making, Dodd-Frank, High..., market neutral, equity trading, Capital Markets, Trading, Equity Trading, Securities, OTC, Mergers & Acquisitions, Derivatives, Proprietary Trading, Series 63, Mutual Funds, Options, Market Neutral
Education
City University of New York-Baruch College - Zicklin School of Business 1971 — 1980
MBA, Finance
Hofstra University
BBA, Cum Laude with High Honors, Finance
AIMPaaS LLC January 2013 - Present
Matthew B. Management, Inc. May 2002 - Present
Matthew B. Management, Inc. 2002 - Present
Brokerage America LLC January 2004 - April 2005
BrokerageAmerica 2004 - 2005
Tech Trade Capital LLC June 1998 - March 2002
Fidelity Capital Markets June 1996 - July 1998
Gruntal & Co. 1988 - 1993
Gruntal & Co. 1988 - 1993
Skills
Hedge Funds, Hedging, Arbitrage, SEC regulations, Market Making, Dodd-Frank, High..., market neutral, equity trading, Capital Markets, Trading, Equity Trading, Securities, OTC, Mergers & Acquisitions, Derivatives, Proprietary Trading, Series 63, Mutual Funds, Options, Market Neutral
Education
City University of New York-Baruch College - Zicklin School of Business 1971 — 1980
MBA, Finance
Hofstra University
BBA, Cum Laude with High Honors, Finance
Nelson Garcia's Gruntal & Co. Experience 1991 - 1995
Job Co CEO
Industry Banking
Experience
AmericaVest CRE Mortgage Funding Trust(mortgage REIT) November 2006 - Present
Garban LLC May 1996 - December 1998
Gruntal & Co 1991 - 1995
Skills
Alternative Investments, Investments, Hedge Funds, Asset Allocation, Equities, Asset Management, Fixed Income, Portfolio Management, Mutual Funds, Trading, Risk Management, Bonds, Wealth Management, Securities, Insurance, Real Estate, Public Speaking, Sales Management
Education
University of Vermont 2009 — 2011
Associates, ACI Program
Fairleigh Dickinson University 1979 — 1983
B.S., Finance
AmericaVest CRE Mortgage Funding Trust(mortgage REIT) November 2006 - Present
Garban LLC May 1996 - December 1998
Gruntal & Co 1991 - 1995
Skills
Alternative Investments, Investments, Hedge Funds, Asset Allocation, Equities, Asset Management, Fixed Income, Portfolio Management, Mutual Funds, Trading, Risk Management, Bonds, Wealth Management, Securities, Insurance, Real Estate, Public Speaking, Sales Management
Education
University of Vermont 2009 — 2011
Associates, ACI Program
Fairleigh Dickinson University 1979 — 1983
B.S., Finance
Joshua Ernst's Gruntal & Co. Experience 1997 - 2002
Job Commercial Mortgage Banking Associate at Meridian Capital Group
Industry Financial Services
Experience
Meridian Capital Group January 2015 - Present
equities February 2014 - December 2014
Royal Media Group June 2011 - November 2013
Royal Media Group June 2011 - November 2013
Medike Branding Solutions January 2010 - October 2010
JMI October 2008 - January 2010
Global Redemption 2006 - 2008
Equity Now June 2003 - April 2006
Gruntal & Co 1997 - 2002
Skills
Sponsorship Sales, Sponsorship, Sponsorship Programs, Manufacturing, Advertising, Email Marketing, Sales, Marketing, Product Development, Online Advertising, Strategic Partnerships, Social Media Marketing, Business Development, Trade Shows, Social Media, Lead Generation, Public Relations, Marketing Communications, Blogging, Facebook, Event Planning, Loan Origination, B2B Marketing, CRM, Sales Management, Direct Sales, Digital Marketing, Advertising Sales
Education
City University of New York-Queens College 1993 — 1997
BS, Accounting
Meridian Capital Group January 2015 - Present
equities February 2014 - December 2014
Royal Media Group June 2011 - November 2013
Royal Media Group June 2011 - November 2013
Medike Branding Solutions January 2010 - October 2010
JMI October 2008 - January 2010
Global Redemption 2006 - 2008
Equity Now June 2003 - April 2006
Gruntal & Co 1997 - 2002
Skills
Sponsorship Sales, Sponsorship, Sponsorship Programs, Manufacturing, Advertising, Email Marketing, Sales, Marketing, Product Development, Online Advertising, Strategic Partnerships, Social Media Marketing, Business Development, Trade Shows, Social Media, Lead Generation, Public Relations, Marketing Communications, Blogging, Facebook, Event Planning, Loan Origination, B2B Marketing, CRM, Sales Management, Direct Sales, Digital Marketing, Advertising Sales
Education
City University of New York-Queens College 1993 — 1997
BS, Accounting
Brian Horwith's Gruntal & Co. Experience 1992 - 1996
Job Treasurer of Holman Enterprises, Inc.
Industry Automotive
Experience
Holman Enterprises, Inc. May 2007 - Present
PNC Financial Services Group January 1997 - May 2007
Gruntal & Co. 1992 - 1996
Security Pacific 1987 - 1992
Texas Commerce Bank 1981 - 1987
Skills
Risk Management, Credit Analysis, Banking, Portfolio Management, Structured Finance, Loans
Education
Pennsylvania State University 1976 — 1980
Bachelor of Science (BS)
Holman Enterprises, Inc. May 2007 - Present
PNC Financial Services Group January 1997 - May 2007
Gruntal & Co. 1992 - 1996
Security Pacific 1987 - 1992
Texas Commerce Bank 1981 - 1987
Skills
Risk Management, Credit Analysis, Banking, Portfolio Management, Structured Finance, Loans
Education
Pennsylvania State University 1976 — 1980
Bachelor of Science (BS)
Ray Vessio's Gruntal & Co. Experience 1998 - 1999
Job derivative specialist at Citigroup Global Markets
Industry Banking
Experience
Citigroup Global Markets consultantJPM Dallas2000 - 2000
JPM Dallas 2000 - 2000
Gruntal & Co. 1998 - 1999
Gruntal & Co. 1998 - 1999
Education
City University of New York-Brooklyn College 1993 — 1996
Citigroup Global Markets consultantJPM Dallas2000 - 2000
JPM Dallas 2000 - 2000
Gruntal & Co. 1998 - 1999
Gruntal & Co. 1998 - 1999
Education
City University of New York-Brooklyn College 1993 — 1996
Winston Huie's Gruntal & Co. Experience October 1995 - October 2001
Job Financial Consultant at AXA Advisors, LLC
Industry Financial Services
Experience
AXA Advisors, LLC December 2004 - Present
Gruntal & Co October 1995 - October 2001
Furman Selz October 1994 - September 1995
Kidder Peabody October 1982 - October 1994
Kalb Voorhis & Co May 1976 - October 1982
Skills
Equities, Investments, Finance, Securities, Asset Management, Equity Trading, Wealth Management, Mutual Funds, Trading
Education
Columbia University in the City of New York 1977 — 1982
AXA Advisors, LLC December 2004 - Present
Gruntal & Co October 1995 - October 2001
Furman Selz October 1994 - September 1995
Kidder Peabody October 1982 - October 1994
Kalb Voorhis & Co May 1976 - October 1982
Skills
Equities, Investments, Finance, Securities, Asset Management, Equity Trading, Wealth Management, Mutual Funds, Trading
Education
Columbia University in the City of New York 1977 — 1982
Janelle Sundahl-Boltz's Gruntal & Co. Experience January 1995 - January 2001
Job Vice President
Industry Financial Services
Experience
Dodge & Cox January 2001 - Present
Gruntal & Co. January 1995 - January 2001
Skills
Equities, Investments, Bloomberg, Hedge Funds, Fixed Income
Education
University of California, Los Angeles
Political Science and Government
University of California, Los Angeles
Bachelor's degree, Political Science
Dodge & Cox January 2001 - Present
Gruntal & Co. January 1995 - January 2001
Skills
Equities, Investments, Bloomberg, Hedge Funds, Fixed Income
Education
University of California, Los Angeles
Political Science and Government
University of California, Los Angeles
Bachelor's degree, Political Science
Jason Gurda's Gruntal & Co. Experience August 1999 - October 2001
Job Equity Research Analyst Healthcare Services at KeyBanc Capital Markets
Industry Financial Services
Experience
KeyBanc Capital Markets June 2013 - Present
Leerink Swann June 2008 - May 2013
Bear Stearns & Co. Inc October 2002 - May 2008
Gruntal & Co August 1999 - October 2001
Prudential Securities June 1998 - August 1999
Skills
Competitive Analysis, Equity Valuation, Asset Management, Portfolio Management, Alternative Investments, Series 63, Trading, Financial Analysis, Mutual Funds, Forecasting, Investment Strategies, Risk Management, Capital Markets, Corporate Finance, Equities, Hedge Funds, Equity Research, Financial Modeling
Education
Oswego State University 1990 — 1994
Bachelor of Arts, Economics
State University of New York College at Oswego 1990 — 1994
Bachelor's degree, Economics
KeyBanc Capital Markets June 2013 - Present
Leerink Swann June 2008 - May 2013
Bear Stearns & Co. Inc October 2002 - May 2008
Gruntal & Co August 1999 - October 2001
Prudential Securities June 1998 - August 1999
Skills
Competitive Analysis, Equity Valuation, Asset Management, Portfolio Management, Alternative Investments, Series 63, Trading, Financial Analysis, Mutual Funds, Forecasting, Investment Strategies, Risk Management, Capital Markets, Corporate Finance, Equities, Hedge Funds, Equity Research, Financial Modeling
Education
Oswego State University 1990 — 1994
Bachelor of Arts, Economics
State University of New York College at Oswego 1990 — 1994
Bachelor's degree, Economics
Jeffrey Kutcher's Gruntal & Co. Experience 1992 - 1995
Job .....
Industry Financial Services
Experience
Diza Hospitality LLC. September 2015 - Present
The Mineshaft Tavern January 2007 - November 2011
Raymond James Financial Inc. May 1995 - May 2005
Gruntal & Co. 1992 - 1995
Gruntal & Co. 1992 - 1995
JT Moran 1989 - 1990
JT Moran 1989 - 1990
Skills
Marketing, Team Building, Strategic Planning, Marketing Strategy, Menu Development, Insurance, Investments, Strategic Financial..., Entertainment, Business Development, Business Strategy, Team Leadership, Direct Sales, Product Marketing, Market Research
Education
Hofstra University 1975 — 1980
BA, political science
University of Hartford 1975 — 1977
AA, Liberal Arts
edgemont High school 1969 — 1975
Diza Hospitality LLC. September 2015 - Present
The Mineshaft Tavern January 2007 - November 2011
Raymond James Financial Inc. May 1995 - May 2005
Gruntal & Co. 1992 - 1995
Gruntal & Co. 1992 - 1995
JT Moran 1989 - 1990
JT Moran 1989 - 1990
Skills
Marketing, Team Building, Strategic Planning, Marketing Strategy, Menu Development, Insurance, Investments, Strategic Financial..., Entertainment, Business Development, Business Strategy, Team Leadership, Direct Sales, Product Marketing, Market Research
Education
Hofstra University 1975 — 1980
BA, political science
University of Hartford 1975 — 1977
AA, Liberal Arts
edgemont High school 1969 — 1975
Brian Tantalo's Gruntal & Co. Experience October 1999 - November 2001
Job Partner/Portfolio Manager at Darwin Capital, CoCEO, VP BD & Finance at Public Table Restaurants
Industry Investment Management
Experience
Darwin Capital Management April 2009 - Present
Public Table Restaurants August 2013 - Present
RBC Capital Markets June 2008 - April 2009
Bear Stearns & Co. August 2005 - September 2008
Fulcrum Global Partners November 2001 - August 2005
Gruntal & Co. October 1999 - November 2001
Janney Montgomery Scott LLC December 1995 - October 1999
Olde Equity Research May 1994 - December 1995
Skills
Hedge Funds, Equities, Capital Markets, Equity Research, Portfolio Management, Valuation, Bloomberg, Alternative Investments, Investments, Investment Banking, Private Equity, Asset Management, Asset Managment, Financial Modeling, Financial Analysis, Risk Management, Sales, Sales Management
Education
Purdue University 1990 — 1994
Bachelor of Science (BS), Finance, Economics
Darwin Capital Management April 2009 - Present
Public Table Restaurants August 2013 - Present
RBC Capital Markets June 2008 - April 2009
Bear Stearns & Co. August 2005 - September 2008
Fulcrum Global Partners November 2001 - August 2005
Gruntal & Co. October 1999 - November 2001
Janney Montgomery Scott LLC December 1995 - October 1999
Olde Equity Research May 1994 - December 1995
Skills
Hedge Funds, Equities, Capital Markets, Equity Research, Portfolio Management, Valuation, Bloomberg, Alternative Investments, Investments, Investment Banking, Private Equity, Asset Management, Asset Managment, Financial Modeling, Financial Analysis, Risk Management, Sales, Sales Management
Education
Purdue University 1990 — 1994
Bachelor of Science (BS), Finance, Economics
David Barger's Gruntal & Co. Experience 1994 - 1996
Job Senior Associate at Mercer
Industry Human Resources
Experience
Mercer April 2014 - Present
Mercer May 2007 - April 2014
Mercer August 2005 - May 2007
Apax Partners 2003 - 2005
The Jones Group Inc. 2000 - 2003
Nathanson & Co. 2000 - 2000
Ladenburg Thalmann 1996 - 2000
Gruntal & Co. 1994 - 1996
Skills
Due Diligence, Organizational..., Executive Pay, Talent Management, Mergers, Mergers & Acquisitions, Employment Law, HRIS, Employee Benefits, Performance Management, Organizational Design, Restructuring, Finance, HR Consulting, Private Equity, Deferred Compensation, Financial Analysis
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
Master of Business Administration (MBA), Corporate Finance, Global Business, Entertainment, Media & Technology
Georgetown University 1990 — 1994
AB, English
Delbarton School 1986 — 1990
High School Diploma
Mercer April 2014 - Present
Mercer May 2007 - April 2014
Mercer August 2005 - May 2007
Apax Partners 2003 - 2005
The Jones Group Inc. 2000 - 2003
Nathanson & Co. 2000 - 2000
Ladenburg Thalmann 1996 - 2000
Gruntal & Co. 1994 - 1996
Skills
Due Diligence, Organizational..., Executive Pay, Talent Management, Mergers, Mergers & Acquisitions, Employment Law, HRIS, Employee Benefits, Performance Management, Organizational Design, Restructuring, Finance, HR Consulting, Private Equity, Deferred Compensation, Financial Analysis
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
Master of Business Administration (MBA), Corporate Finance, Global Business, Entertainment, Media & Technology
Georgetown University 1990 — 1994
AB, English
Delbarton School 1986 — 1990
High School Diploma
Eric Hutner's Gruntal & Co. Experience 1992 - 1996
Job Managing Partner, Hutner Klarish LLP...Business Law. Business Litigation. We mean Business.
Industry Law Practice
Experience
Hutner Klarish LLP 2005 - Present
Law Offices of Eric S. Hutner & Associates 1998 - 2005
The Boston Group 1998 - 1999
Gruntal & Co. 1992 - 1996
Willkie Farr & Gallagher LLP 1982 - 1991
Skills
Securities, Litigation, Commercial Litigation, Corporate Law, Arbitration, Civil Litigation, Private Equity, Investments, Appeals, FINRA, Securities Regulation, Corporate Governance, Courts, Finance, Securities Litigation
Education
New York University School of Law 1979 — 1982
Juris Doctor (J.D.), Law
Colgate University 1975 — 1979
BA, Political Philosophy
Hutner Klarish LLP 2005 - Present
Law Offices of Eric S. Hutner & Associates 1998 - 2005
The Boston Group 1998 - 1999
Gruntal & Co. 1992 - 1996
Willkie Farr & Gallagher LLP 1982 - 1991
Skills
Securities, Litigation, Commercial Litigation, Corporate Law, Arbitration, Civil Litigation, Private Equity, Investments, Appeals, FINRA, Securities Regulation, Corporate Governance, Courts, Finance, Securities Litigation
Education
New York University School of Law 1979 — 1982
Juris Doctor (J.D.), Law
Colgate University 1975 — 1979
BA, Political Philosophy
John Putnam's Gruntal & Co. Experience June 1998 - February 2002
Job Director of Research at WebVest Advisors
Industry Investment Banking
Experience
WebVest Securities January 2013 - Present
CapStone Investments August 2009 - January 2013
NextWave Research, Inc. December 2008 - August 2009
NextWave Research, Inc November 2008 - August 2009
Dawson James Securities September 2006 - December 2008
Dawson James Securities September 2006 - November 2008
Stanford Group Company May 2004 - July 2006
Stanford Group Company February 2002 - May 2004
Gruntal & Co June 1998 - February 2002
Gruntal September 1997 - June 1998
Skills
Investment Banking, Equity Research, Valuation, Capital Markets, Equities, Bloomberg, Fixed Income, Hedge Funds, Financial Modeling, Private Equity, Structured Products, Bonds, Investments, Due Diligence, Trading, Corporate Finance, Alternative Investments, Portfolio Management, Asset Managment, Securities
Education
The George Washington University - School of Business 1973 — 1975
Master of Business Administration (M.B.A.), Finance and Financial Management Services
Baldwin-Wallace University 1966 — 1970
Bachelor of Arts (B.A.), Business Administration and Management, General
WebVest Securities January 2013 - Present
CapStone Investments August 2009 - January 2013
NextWave Research, Inc. December 2008 - August 2009
NextWave Research, Inc November 2008 - August 2009
Dawson James Securities September 2006 - December 2008
Dawson James Securities September 2006 - November 2008
Stanford Group Company May 2004 - July 2006
Stanford Group Company February 2002 - May 2004
Gruntal & Co June 1998 - February 2002
Gruntal September 1997 - June 1998
Skills
Investment Banking, Equity Research, Valuation, Capital Markets, Equities, Bloomberg, Fixed Income, Hedge Funds, Financial Modeling, Private Equity, Structured Products, Bonds, Investments, Due Diligence, Trading, Corporate Finance, Alternative Investments, Portfolio Management, Asset Managment, Securities
Education
The George Washington University - School of Business 1973 — 1975
Master of Business Administration (M.B.A.), Finance and Financial Management Services
Baldwin-Wallace University 1966 — 1970
Bachelor of Arts (B.A.), Business Administration and Management, General
Jason Lezark's Gruntal & Co. Experience April 1998 - April 1999
Job Inside Sales Representative at ParMed Pharmaceuticals
Industry Pharmaceuticals
Experience
ParMed Pharmaceuticals November 2012 - Present
Royal Financial Group June 2012 - Present
MassMutual Financial Group January 2009 - May 2012
Saperston Asset Management April 2006 - December 2008
Guardian Life Insurance July 2005 - March 2006
Morgan Stanley 1999 - 2005
Gruntal & Co April 1998 - April 1999
Skills
Securities, Insurance, Series 7, Retirement Planning, Investments, Asset Management, Annuities, Financial Planning, Mutual Funds, Portfolio Management, Wealth Accumulation, Term Life Insurance, IRA's, Equities, Bonds, Asset Allocation, IRAs, Strategic Financial..., Financial Planners, Financial Services, Fixed Annuities, Investment Management, Retirement, Sales, Small Business, Life Insurance, Employee Benefits, Series 63, Disability Insurance, Estate Planning, Finance, Series 65, Analysis, 401k, Investment Strategies, Investment Advisory, Asset Managment, Wealth Management, Alternative Investments, Financial Advisory, Long-term Care, ETFs, Health Insurance, Financial Risk, Mortgage Lending
Education
DePaul University 1993 — 1997
BSC, Finance - Major; Management - Minor
Lake Shore Central HS
ParMed Pharmaceuticals November 2012 - Present
Royal Financial Group June 2012 - Present
MassMutual Financial Group January 2009 - May 2012
Saperston Asset Management April 2006 - December 2008
Guardian Life Insurance July 2005 - March 2006
Morgan Stanley 1999 - 2005
Gruntal & Co April 1998 - April 1999
Skills
Securities, Insurance, Series 7, Retirement Planning, Investments, Asset Management, Annuities, Financial Planning, Mutual Funds, Portfolio Management, Wealth Accumulation, Term Life Insurance, IRA's, Equities, Bonds, Asset Allocation, IRAs, Strategic Financial..., Financial Planners, Financial Services, Fixed Annuities, Investment Management, Retirement, Sales, Small Business, Life Insurance, Employee Benefits, Series 63, Disability Insurance, Estate Planning, Finance, Series 65, Analysis, 401k, Investment Strategies, Investment Advisory, Asset Managment, Wealth Management, Alternative Investments, Financial Advisory, Long-term Care, ETFs, Health Insurance, Financial Risk, Mortgage Lending
Education
DePaul University 1993 — 1997
BSC, Finance - Major; Management - Minor
Lake Shore Central HS
Dwayne Edwards's Gruntal & Co. Experience August 1996 - August 2000
Job Independent Personal Trainer
Industry Health, Wellness and Fitness
Experience
EdwardsFitness, LLC May 2014 - Present
Equinox May 2013 - May 2014
Equinox October 2006 - May 2013
Drive495 2010 - 2011
Crunch Fitness December 2005 - October 2006
Fidelity Investments August 2000 - August 2005
Gruntal & Co. August 1996 - August 2000
Skills
Personal Training, Strength Training, Weight Training, Functional Training, Fitness, Sports Nutrition, Exercise Physiology, Kettlebells, Operant Conditioning, Nutrition, Wellness Coaching, Cardio, Fitness Training
Education
Marist College 1989 — 1993
BS, Criminal Justice
EdwardsFitness, LLC May 2014 - Present
Equinox May 2013 - May 2014
Equinox October 2006 - May 2013
Drive495 2010 - 2011
Crunch Fitness December 2005 - October 2006
Fidelity Investments August 2000 - August 2005
Gruntal & Co. August 1996 - August 2000
Skills
Personal Training, Strength Training, Weight Training, Functional Training, Fitness, Sports Nutrition, Exercise Physiology, Kettlebells, Operant Conditioning, Nutrition, Wellness Coaching, Cardio, Fitness Training
Education
Marist College 1989 — 1993
BS, Criminal Justice
Christopher K. Murphy's Gruntal & Co. Experience May 1994 - January 1996
Job Managing Director Market Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors February 2014 - Present
Wells Fargo Advisors November 2003 - February 2014
Wheat First Butcher Singer January 1996 - November 2003
Gruntal & Co. May 1994 - January 1996
Oppenheimer & Co. Inc. April 1992 - May 1994
Paine Webber June 1989 - April 1992
Drexel Burnham Lambert August 1987 - June 1989
Education
Providence College 1983 — 1987
BS, Management Science with Western Civ.
Stamford Catholic High School 1979 — 1983
Wells Fargo Advisors February 2014 - Present
Wells Fargo Advisors November 2003 - February 2014
Wheat First Butcher Singer January 1996 - November 2003
Gruntal & Co. May 1994 - January 1996
Oppenheimer & Co. Inc. April 1992 - May 1994
Paine Webber June 1989 - April 1992
Drexel Burnham Lambert August 1987 - June 1989
Education
Providence College 1983 — 1987
BS, Management Science with Western Civ.
Stamford Catholic High School 1979 — 1983
David Hammer's Gruntal & Co. Experience October 1995 - April 2002
Job Financial Services Representative/Financial Advisor at MetLife Solutions Group
Industry Financial Services
Experience
MetLife Securities July 2014 - Present
Florham Park Wealth Advisors LLC June 2012 - June 2014
Oppenheimer & Co. August 2008 - June 2012
Stifel Nicolaus April 2002 - August 2008
Gruntal & Co. October 1995 - April 2002
Skills
Asset Allocation, Retirement Planning, Investment Strategies, Investments, Securities, Mutual Funds, Equities, Strategic Financial..., Bonds, Alternative Investments, Retirement, Estate Investment...
Education
University of Michigan 1984 — 1988
BA, Economics
Livingston High School 1981 — 1983
MetLife Securities July 2014 - Present
Florham Park Wealth Advisors LLC June 2012 - June 2014
Oppenheimer & Co. August 2008 - June 2012
Stifel Nicolaus April 2002 - August 2008
Gruntal & Co. October 1995 - April 2002
Skills
Asset Allocation, Retirement Planning, Investment Strategies, Investments, Securities, Mutual Funds, Equities, Strategic Financial..., Bonds, Alternative Investments, Retirement, Estate Investment...
Education
University of Michigan 1984 — 1988
BA, Economics
Livingston High School 1981 — 1983
Andrew Wohl's Gruntal & Co. Experience 1993 - 1996
Job Director at Societe Generale
Industry Financial Services
Experience
SG Americas Securities, LLC April 2014 - Present
SG Americas Securities, LLC January 2010 - April 2014
Barclays Capital August 2008 - January 2010
Merrill Lynch September 2005 - August 2008
Deutsche Bank 2001 - 2005
Fidelity Investments 1996 - 2001
Gruntal & Co. 1993 - 1996
Clarfeld Financial Advisors 1989 - 1991
Skills
Regulatory Reporting
Education
Queens College 1984 — 1988
BA, Accounting
SG Americas Securities, LLC April 2014 - Present
SG Americas Securities, LLC January 2010 - April 2014
Barclays Capital August 2008 - January 2010
Merrill Lynch September 2005 - August 2008
Deutsche Bank 2001 - 2005
Fidelity Investments 1996 - 2001
Gruntal & Co. 1993 - 1996
Clarfeld Financial Advisors 1989 - 1991
Skills
Regulatory Reporting
Education
Queens College 1984 — 1988
BA, Accounting
Larry Hammond's Gruntal & Co. Experience January 1994 - December 1996
Job Vice President at JP Morgan Chase
Industry Financial Services
Experience
JPMorgan Chase & Co. January 2015 - Present
Morgan Stanley June 2006 - November 2014
Barclays Capital January 2000 - June 2006
Credit Suisse First Boston January 1997 - December 2000
Gruntal & Co January 1994 - December 1996
Smith Barney January 1990 - December 1993
Bear Stearns January 1988 - December 1990
Skills
Corporate Actions, Dividends, Proxy, Class Actions, Fixed Income, Prime Brokerage, Client Service, Operations Management, Financial Services, Risk Management, Strategy, Securities Lending, Middle Office, Securities, Change Management, Offshore Management, Vendor Relationships, Client Services, Equities, FINRA, Hedge Funds, Settlement, Series 7, Back Office, Options
Education
Rutgers, The State University of New Jersey-Newark 2002 — 2006
BS, Management
JPMorgan Chase & Co. January 2015 - Present
Morgan Stanley June 2006 - November 2014
Barclays Capital January 2000 - June 2006
Credit Suisse First Boston January 1997 - December 2000
Gruntal & Co January 1994 - December 1996
Smith Barney January 1990 - December 1993
Bear Stearns January 1988 - December 1990
Skills
Corporate Actions, Dividends, Proxy, Class Actions, Fixed Income, Prime Brokerage, Client Service, Operations Management, Financial Services, Risk Management, Strategy, Securities Lending, Middle Office, Securities, Change Management, Offshore Management, Vendor Relationships, Client Services, Equities, FINRA, Hedge Funds, Settlement, Series 7, Back Office, Options
Education
Rutgers, The State University of New Jersey-Newark 2002 — 2006
BS, Management
Gabriela Manta Baroumis's Gruntal & Co. Experience December 1999 - November 2001
Job Associate at Mitsubishi UFJ Securities
Industry Investment Banking
Experience
Mitsubishi UFJ Securities August 2002 - April 2009
Gruntal & Co. December 1999 - November 2001
Deutsche Bank May 1999 - December 1999
Brown Brothers Harriman April 1996 - May 1999
Skills
Fixed Income, Capital Markets, Derivatives, Investment Banking, Equities, Hedge Funds, Bloomberg, Credit Derivatives, Swaps, Structured Products, Equity Research
Education
Queens College
Finance
Mitsubishi UFJ Securities August 2002 - April 2009
Gruntal & Co. December 1999 - November 2001
Deutsche Bank May 1999 - December 1999
Brown Brothers Harriman April 1996 - May 1999
Skills
Fixed Income, Capital Markets, Derivatives, Investment Banking, Equities, Hedge Funds, Bloomberg, Credit Derivatives, Swaps, Structured Products, Equity Research
Education
Queens College
Finance
Robert Covino's Gruntal & Co. Experience 1997 - 2000
Job Executive Director South Florida Complex Director at UBS
Industry Financial Services
Experience
UBS April 2014 - Present
UBS Wealth Management June 2009 - April 2014
UBS Wealth Management January 2008 - June 2009
UBS Wealth Management January 2007 - January 2008
RBC Dain Rauscher 2004 - 2007
Ryan Beck/Gruntal & Co 2000 - 2004
Gruntal & Co. 1997 - 2000
Gruntal & Company 1992 - 1997
Shearson Lehman Brothers 1986 - 1992
L.F. Rotherschild Unterburg Towbin 1985 - 1986
Education
Bentley University
B.S.
UBS April 2014 - Present
UBS Wealth Management June 2009 - April 2014
UBS Wealth Management January 2008 - June 2009
UBS Wealth Management January 2007 - January 2008
RBC Dain Rauscher 2004 - 2007
Ryan Beck/Gruntal & Co 2000 - 2004
Gruntal & Co. 1997 - 2000
Gruntal & Company 1992 - 1997
Shearson Lehman Brothers 1986 - 1992
L.F. Rotherschild Unterburg Towbin 1985 - 1986
Education
Bentley University
B.S.
Sheila Chesney's Gruntal & Co. Experience 2001 - August 2002
Job International Equity Operations at Nomura
Industry Investment Banking
Experience
Nomura March 2009 - Present
Goldman Sachs November 2003 - December 2008
Gruntal & Co 2001 - August 2002
Barclays Capital April 1998 - December 2000
Prudential Securities April 1982 - April 1998
Skills
Securities Lending, Equities, Bonds, Investment Banking, Fixed Income, Equity Derivatives, Financial Markets, Trading, Securities, Back Office
Education
Baruch College, City University of New York (CUNY) 1976 — 1982
BA, Business Administration
Bernard M. Baruch College
Bachelor of Business Administration (BBA)
Nomura March 2009 - Present
Goldman Sachs November 2003 - December 2008
Gruntal & Co 2001 - August 2002
Barclays Capital April 1998 - December 2000
Prudential Securities April 1982 - April 1998
Skills
Securities Lending, Equities, Bonds, Investment Banking, Fixed Income, Equity Derivatives, Financial Markets, Trading, Securities, Back Office
Education
Baruch College, City University of New York (CUNY) 1976 — 1982
BA, Business Administration
Bernard M. Baruch College
Bachelor of Business Administration (BBA)
Bob Sheredos's Gruntal & Co. Experience May 1996 - May 1998
Job Senior Applications Architect, eCommerce, at First Data Corporation
Industry Computer Software
Experience
First Data Corporation 2010 - Present
UBS Wealth Management April 2009 - June 2010
BLM Investment Securities November 2002 - January 2009
Hezog, Heine, Geduld December 1998 - October 2002
Lewco Securities Corporation May 1998 - December 1998
Gruntal & Co. May 1996 - May 1998
Network Programs November 1995 - May 1996
IBM January 1995 - November 1995
Bell Communications Research 1984 - 1994
Bell Labs 1980 - 1984
Education
Montclair State University
BA
First Data Corporation 2010 - Present
UBS Wealth Management April 2009 - June 2010
BLM Investment Securities November 2002 - January 2009
Hezog, Heine, Geduld December 1998 - October 2002
Lewco Securities Corporation May 1998 - December 1998
Gruntal & Co. May 1996 - May 1998
Network Programs November 1995 - May 1996
IBM January 1995 - November 1995
Bell Communications Research 1984 - 1994
Bell Labs 1980 - 1984
Education
Montclair State University
BA
Emily (Platt) Ward's Gruntal & Co. Experience 1998 - 1999
Job Graduate Student at Boston University School of Social Work
Industry Human Resources
Experience
Boston University School of Social Work September 2014 - Present
TILL Inc. November 2011 - July 2014
EF Education 2007 - 2009
EF Education August 2006 - July 2007
EF Educational Tours January 2005 - July 2006
EF Educational Tours August 2001 - December 2004
EF Educational Tours January 2000 - July 2001
Gruntal & Co 1998 - 1999
Skills
Team Leadership, Leadership, Onboarding, Personnel Management, Coaching, Time Management, Team Building, Sales, Staff Development, Public Speaking, Training, Salesforce.com, Interviews, Sales Management, Strategy, Recruiting, Account Management, Management, Event Planning, Employee Relations, Customer Service, Teamwork, Human Resources
Education
Ithaca College 1994 — 1998
BS Communications, Television and Radio/ Minor: Spanish
Boston University School of Social Work September 2014 - Present
TILL Inc. November 2011 - July 2014
EF Education 2007 - 2009
EF Education August 2006 - July 2007
EF Educational Tours January 2005 - July 2006
EF Educational Tours August 2001 - December 2004
EF Educational Tours January 2000 - July 2001
Gruntal & Co 1998 - 1999
Skills
Team Leadership, Leadership, Onboarding, Personnel Management, Coaching, Time Management, Team Building, Sales, Staff Development, Public Speaking, Training, Salesforce.com, Interviews, Sales Management, Strategy, Recruiting, Account Management, Management, Event Planning, Employee Relations, Customer Service, Teamwork, Human Resources
Education
Ithaca College 1994 — 1998
BS Communications, Television and Radio/ Minor: Spanish
Patricia Koetzner's Gruntal & Co. Experience 1998 - 2000
Job Managing Director at Siebert Brandford Shank & Co, L.P.
Industry Banking
Experience
Siebert Brandford Shank Co., LLC. April 2015 - Present
CastleOak Securities, L.P. March 2011 - April 2015
Barclays Capital February 2004 - January 2011
Aegis Capital December 2002 - January 2004
Neuberger Berman January 2000 - December 2002
gruntal & Co 1998 - 2000
Skills
Business Analysis, Equities, Electronic Trading, Series 7, Trading, Capital Markets, Hedge Funds, Fixed Income, Trading Systems, Bloomberg, Derivatives, Financial Markets, Securities, Options
Education
University of Maine 1989 — 1993
BS, Public Administration
University of Maine 1989 — 1993
Public Administration
Siebert Brandford Shank Co., LLC. April 2015 - Present
CastleOak Securities, L.P. March 2011 - April 2015
Barclays Capital February 2004 - January 2011
Aegis Capital December 2002 - January 2004
Neuberger Berman January 2000 - December 2002
gruntal & Co 1998 - 2000
Skills
Business Analysis, Equities, Electronic Trading, Series 7, Trading, Capital Markets, Hedge Funds, Fixed Income, Trading Systems, Bloomberg, Derivatives, Financial Markets, Securities, Options
Education
University of Maine 1989 — 1993
BS, Public Administration
University of Maine 1989 — 1993
Public Administration
Joe DiCandio's Gruntal & Co. Experience 1990 - 1992
Job VPSenior Compliance Director at AXAEQUITABLE
Industry Financial Services
Experience
AXA-EQUITABLE April 2005 - Present
Wachovia Securities 2003 - 2005
Prudential Financial 1994 - 2003
Gruntal & Co. 1990 - 1992
Skills
Series 7, Series 24, FINRA, Securities, AML, Series 63, Derivatives, Hedge Funds, Due Diligence, Securities Regulation, Alternative Investments, Investment Advisory, Financial Services, Fixed Income, Mutual Funds, Equities, Wealth Management, Capital Markets, Asset Management, KYC, Series 65, Options, ETFs, OFAC, Investment Management, USA PATRIOT Act, Financial Risk, Investments, Risk Management, Leadership, Insurance
Education
Manhattanville College
BA, Psychology, Business Management
AXA-EQUITABLE April 2005 - Present
Wachovia Securities 2003 - 2005
Prudential Financial 1994 - 2003
Gruntal & Co. 1990 - 1992
Skills
Series 7, Series 24, FINRA, Securities, AML, Series 63, Derivatives, Hedge Funds, Due Diligence, Securities Regulation, Alternative Investments, Investment Advisory, Financial Services, Fixed Income, Mutual Funds, Equities, Wealth Management, Capital Markets, Asset Management, KYC, Series 65, Options, ETFs, OFAC, Investment Management, USA PATRIOT Act, Financial Risk, Investments, Risk Management, Leadership, Insurance
Education
Manhattanville College
BA, Psychology, Business Management
chris vila's Gruntal & Co. Experience April 1992 - April 2002
Job private equity loans on RE, specifically apt buildings, land, farmland, commrcial and second homes
Industry Financial Services
Experience
Trust Deed Investment Co November 2013 - Present
V&R Enterprises July 2009 - Present
A G Edwards May 2002 - June 2009
Gruntal & Co. April 1992 - April 2002
Skills
Property Management, Investment Properties, Real Estate, mortgage Brokers, Mortgage Lending, Market Research, Selling, Commercial Real Estate, Mortgage Brokers, Sales, Mutual Funds, Investors
Education
University of Illinois 1985 — 1990
BA, Economics, Finance, History
Trust Deed Investment Co November 2013 - Present
V&R Enterprises July 2009 - Present
A G Edwards May 2002 - June 2009
Gruntal & Co. April 1992 - April 2002
Skills
Property Management, Investment Properties, Real Estate, mortgage Brokers, Mortgage Lending, Market Research, Selling, Commercial Real Estate, Mortgage Brokers, Sales, Mutual Funds, Investors
Education
University of Illinois 1985 — 1990
BA, Economics, Finance, History
EDWARD LASTELLA's Gruntal & Co. Experience July 1993 - January 2002
Job back office/trade support
Industry Investment Banking
Experience
RBC Capital Markets August 2010 - Present
2008 ABN AMRO January 2002 - November 2008
Gruntal & Co July 1993 - January 2002
Fundamental Brokers, Inc September 1983 - April 1993
Skills
Bloomberg, Fixed Income, Bonds, Securities, Trading, Options, Back Office, Bloomberg Terminal, Money Market, Trading Systems, Investment Banking, Middle Office, Settlement, Prime Brokerage, Market Data, Derivatives, Electronic Trading, Equity Derivatives, Credit Derivatives, Interest Rate..., Swaps, Capital Markets, Corporate Actions
Education
Iona College 1976 — 1981
Bachelor, Business Administration; Marketing
RBC Capital Markets August 2010 - Present
2008 ABN AMRO January 2002 - November 2008
Gruntal & Co July 1993 - January 2002
Fundamental Brokers, Inc September 1983 - April 1993
Skills
Bloomberg, Fixed Income, Bonds, Securities, Trading, Options, Back Office, Bloomberg Terminal, Money Market, Trading Systems, Investment Banking, Middle Office, Settlement, Prime Brokerage, Market Data, Derivatives, Electronic Trading, Equity Derivatives, Credit Derivatives, Interest Rate..., Swaps, Capital Markets, Corporate Actions
Education
Iona College 1976 — 1981
Bachelor, Business Administration; Marketing
Chris Bamman's Gruntal & Co. Experience February 1995 - October 1997
Job
Industry Financial Services
Experience
ASCENDIANT CAPITAL GROUP January 2013 - December 2013
CapStone Investments November 2011 - January 2013
RODMAN & RENSHAW January 2010 - July 2010
MORGAN JOSEPH & CO., INC December 2004 - December 2008
THE DEPOSITORY TRUST AND CLEARING CORPORATION November 2003 - June 2004
ING November 2001 - January 2003
Advest, Inc. October 1997 - June 2001
Gruntal & Co. February 1995 - October 1997
Skills
Equities, Series 7, Capital Markets, Financial Modeling, Equity Research, Investments, Investment Banking, Valuation, Hedge Funds, Bloomberg, Alternative Investments, Series 63, Equity Valuation, Portfolio Management, Securities, Credit, Risk Management
Education
Adelphi University 1991 — 1994
MBA
Susquehanna University 1986 — 1990
B.S.
ASCENDIANT CAPITAL GROUP January 2013 - December 2013
CapStone Investments November 2011 - January 2013
RODMAN & RENSHAW January 2010 - July 2010
MORGAN JOSEPH & CO., INC December 2004 - December 2008
THE DEPOSITORY TRUST AND CLEARING CORPORATION November 2003 - June 2004
ING November 2001 - January 2003
Advest, Inc. October 1997 - June 2001
Gruntal & Co. February 1995 - October 1997
Skills
Equities, Series 7, Capital Markets, Financial Modeling, Equity Research, Investments, Investment Banking, Valuation, Hedge Funds, Bloomberg, Alternative Investments, Series 63, Equity Valuation, Portfolio Management, Securities, Credit, Risk Management
Education
Adelphi University 1991 — 1994
MBA
Susquehanna University 1986 — 1990
B.S.
Andrew Sunkin's Gruntal & Co. Experience January 1995 - January 2002
Job american income life insurance company
Industry Financial Services
Experience
National Income Life Insurance January 2011 - Present
First Midwest Securities, Inc January 2005 - September 2010
Ladenburg Thalmann January 2002 - August 2005
Gruntal & Co January 1995 - January 2002
Lehman Brothers January 1990 - January 1993
Skills
telemarkrting, Sales representatives
Education
New York University 1979 — 1983
ba, arts and science
National Income Life Insurance January 2011 - Present
First Midwest Securities, Inc January 2005 - September 2010
Ladenburg Thalmann January 2002 - August 2005
Gruntal & Co January 1995 - January 2002
Lehman Brothers January 1990 - January 1993
Skills
telemarkrting, Sales representatives
Education
New York University 1979 — 1983
ba, arts and science
Jim Weinstock's Gruntal & Co. Experience 1987 - 1988
Job Senior Vice President
Industry Financial Services
Experience
Janney Montgomery Scott LLC June 2007 - Present
Merrill Lynch December 2005 - June 2007
Advest, Inc. September 1998 - December 2005
Alex. Brown & Sons September 1995 - September 1998
Paine Webber September 1991 - September 1995
Gruntal & Co. 1987 - 1988
Gruntal & Co. 1987 - 1988
Skills
Series 7, Asset Allocation, Mutual Funds, Investments, Portfolio Management, Investment Strategies, Alternative Investments, Securities, Fixed Income, Due Diligence, Retirement Planning, Wealth Management, Series 63, Investment Advisory, Retirement, Equities, Financial Advisory, Strategic Financial...
Education
Bennington College 1975 — 1978
Bachelor of Arts (BA), Politics Economics Video
White Plains High School
Janney Montgomery Scott LLC June 2007 - Present
Merrill Lynch December 2005 - June 2007
Advest, Inc. September 1998 - December 2005
Alex. Brown & Sons September 1995 - September 1998
Paine Webber September 1991 - September 1995
Gruntal & Co. 1987 - 1988
Gruntal & Co. 1987 - 1988
Skills
Series 7, Asset Allocation, Mutual Funds, Investments, Portfolio Management, Investment Strategies, Alternative Investments, Securities, Fixed Income, Due Diligence, Retirement Planning, Wealth Management, Series 63, Investment Advisory, Retirement, Equities, Financial Advisory, Strategic Financial...
Education
Bennington College 1975 — 1978
Bachelor of Arts (BA), Politics Economics Video
White Plains High School
Stu Levine, Ph.D.'s Gruntal & Co. Experience January 1983 - January 1992
Job Full Mirror, LLC
Industry Management Consulting
Experience
Oceana Therapeutics, Inc August 2009 - October 2011
EKR Therapeutics October 2007 - June 2010
Esprit Pharma June 2005 - August 2007
Valera Pharmaceuticals March 2005 - June 2007
ESP Pharma May 2002 - March 2005
Roberts Pharmaceutical June 1995 - March 2001
Janney Montgomery Scott January 1992 - January 1994
Gruntal & Co January 1983 - January 1992
Brookhaven National Laboratory January 1980 - January 1983
Skills
Pharmaceutical Industry, Biotechnology, Product Launch, Strategic Planning, Account Management, Investor Relations, Healthcare, Crisis Communications, Marketing, Market Research, Medical Devices, Public Relations
Education
University of Pittsburgh 1968 — 1973
Doctor of Philosophy (Ph.D.), Physical Chemistry, Photokinetics
Oceana Therapeutics, Inc August 2009 - October 2011
EKR Therapeutics October 2007 - June 2010
Esprit Pharma June 2005 - August 2007
Valera Pharmaceuticals March 2005 - June 2007
ESP Pharma May 2002 - March 2005
Roberts Pharmaceutical June 1995 - March 2001
Janney Montgomery Scott January 1992 - January 1994
Gruntal & Co January 1983 - January 1992
Brookhaven National Laboratory January 1980 - January 1983
Skills
Pharmaceutical Industry, Biotechnology, Product Launch, Strategic Planning, Account Management, Investor Relations, Healthcare, Crisis Communications, Marketing, Market Research, Medical Devices, Public Relations
Education
University of Pittsburgh 1968 — 1973
Doctor of Philosophy (Ph.D.), Physical Chemistry, Photokinetics
Darren Croce's Gruntal & Co. Experience January 1999 - October 2001
Job Branch Manager, Sales Trader at Elevation LLC
Industry Financial Services
Experience
Elevation LLC May 2013 - Present
Direct Access Partners December 2011 - May 2013
BNY ConvergEx April 2009 - December 2011
Sterne Agee April 2008 - March 2009
Jesup & Lamont August 2006 - February 2008
JB Oxford - National Clearing Corp November 2001 - November 2004
Gruntal & Co. January 1999 - October 2001
Skills
Series 7, Series 63, Series 55, Series 24, Electronic Trading, Securities, FINRA, Equity Trading, Trading, Hedge Funds, Financial Markets, Equities, Options, Trading Systems, Capital Markets, Investments
Education
University of Delaware 1993 — 1997
BS
Elevation LLC May 2013 - Present
Direct Access Partners December 2011 - May 2013
BNY ConvergEx April 2009 - December 2011
Sterne Agee April 2008 - March 2009
Jesup & Lamont August 2006 - February 2008
JB Oxford - National Clearing Corp November 2001 - November 2004
Gruntal & Co. January 1999 - October 2001
Skills
Series 7, Series 63, Series 55, Series 24, Electronic Trading, Securities, FINRA, Equity Trading, Trading, Hedge Funds, Financial Markets, Equities, Options, Trading Systems, Capital Markets, Investments
Education
University of Delaware 1993 — 1997
BS
Sean McCormack's Gruntal & Co. Experience October 1998 - May 2002
Job RNIII, Clinical Charge Nurse at Tewskbury Hospital
Industry Government Administration
Experience
Massachusetts Department of Public Health February 2013 - Present
Lowell General Hospital June 2011 - Present
Massachusetts Department of Public Health July 2009 - February 2013
Lowell General Hospital May 2010 - June 2011
Patriot Ambulance September 2005 - August 2009
Ryan Beck & Co. April 2002 - March 2006
Gruntal & Co. October 1998 - May 2002
Morgan Stanley June 1995 - October 1998
Prudential Financial October 1991 - June 1995
Skills
Public Health, Healthcare, Hospitals, Nursing, Health Education, Sales, Marketing, Investment Advisory, Investments, Insurance, Nursing Education, ACLS, BLS, Healthcare Management, Patient Safety, Prevention, Management
Education
University of Massachusetts, Amherst 2014 — 2017
Master's degree, Clinical Nurse Leader
University of Massachusetts Boston 2009 — 2014
Bachelor of Science (BS), Registered Nursing/Registered Nurse, GPA 4.0, Summa Cum Laude
Northern Essex Community College 2005 — 2009
Associate of Science (A.S.), Registered Nursing/Registered Nurse, GPA 3.73, Magna Cum Laude
Boston University
Biomedical Engineering
Massachusetts Department of Public Health February 2013 - Present
Lowell General Hospital June 2011 - Present
Massachusetts Department of Public Health July 2009 - February 2013
Lowell General Hospital May 2010 - June 2011
Patriot Ambulance September 2005 - August 2009
Ryan Beck & Co. April 2002 - March 2006
Gruntal & Co. October 1998 - May 2002
Morgan Stanley June 1995 - October 1998
Prudential Financial October 1991 - June 1995
Skills
Public Health, Healthcare, Hospitals, Nursing, Health Education, Sales, Marketing, Investment Advisory, Investments, Insurance, Nursing Education, ACLS, BLS, Healthcare Management, Patient Safety, Prevention, Management
Education
University of Massachusetts, Amherst 2014 — 2017
Master's degree, Clinical Nurse Leader
University of Massachusetts Boston 2009 — 2014
Bachelor of Science (BS), Registered Nursing/Registered Nurse, GPA 4.0, Summa Cum Laude
Northern Essex Community College 2005 — 2009
Associate of Science (A.S.), Registered Nursing/Registered Nurse, GPA 3.73, Magna Cum Laude
Boston University
Biomedical Engineering
Paul Delsoin's Gruntal & Co. Experience January 1995 - January 1997
Job CoOwner at Chelsea & Company Construction Inc.
Industry Construction
Experience
Chelsea & Company Construction Inc. 2003 - Present
Kraze Access Media Inc. 2001 - 2006
TD Waterhouse 2001 - 2003
TD Waterhouse 1997 - 2001
Gruntal & Co January 1995 - January 1997
Skills
Entrepreneur, Investments, Investors, Capital, Management Consulting, Construction, Entrepreneurship, Leadership, Management, Residential Homes, Contract Negotiation, Selling, Finance, Product Development, Real Estate, Strategic Planning, Sales, Customer Service, Budgets, Negotiation, Marketing
Education
LIU Post 1992 — 1994
BS, Finance/Sociology
Farmingdale State University of New York 1990 — 1992
Architectural Graphic Design
Chelsea & Company Construction Inc. 2003 - Present
Kraze Access Media Inc. 2001 - 2006
TD Waterhouse 2001 - 2003
TD Waterhouse 1997 - 2001
Gruntal & Co January 1995 - January 1997
Skills
Entrepreneur, Investments, Investors, Capital, Management Consulting, Construction, Entrepreneurship, Leadership, Management, Residential Homes, Contract Negotiation, Selling, Finance, Product Development, Real Estate, Strategic Planning, Sales, Customer Service, Budgets, Negotiation, Marketing
Education
LIU Post 1992 — 1994
BS, Finance/Sociology
Farmingdale State University of New York 1990 — 1992
Architectural Graphic Design
Vanetta English's Gruntal & Co. Experience 1993 - 1996
Job Licensed Agent at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company May 2015 - Present
Allstate Insurance, Robert Gigli Agency September 2012 - Present
Citi Personal Wealth Management (formerly Citi Smith Barney) March 2007 - May 2010
Cantor Fitzgerald 2006 - 2006
RBC Wealth Management 2005 - 2006
J.P. Morgan Chase Investments Services Corporation 2002 - 2004
Whale Securities 1997 - 2001
Gruntal & Co. 1993 - 1996
Shearson Lehman Hutton 1988 - 1990
Skills
Series 7, Securities, Equities, Fixed Income, Annuities, Series 63, Series 65, Fixed Annuities, Finance, Wealth Management, Trading, Options, Mutual Funds, Private Equity, FINRA, Portfolio Management, Financial Services
Education
Baruch College, City University of New York (CUNY) 2001 — 2006
BBA, Finance
City University of New York-Baruch College - Zicklin School of Business
BBA, Finance
Hillcrest H.S.
New York Life Insurance Company May 2015 - Present
Allstate Insurance, Robert Gigli Agency September 2012 - Present
Citi Personal Wealth Management (formerly Citi Smith Barney) March 2007 - May 2010
Cantor Fitzgerald 2006 - 2006
RBC Wealth Management 2005 - 2006
J.P. Morgan Chase Investments Services Corporation 2002 - 2004
Whale Securities 1997 - 2001
Gruntal & Co. 1993 - 1996
Shearson Lehman Hutton 1988 - 1990
Skills
Series 7, Securities, Equities, Fixed Income, Annuities, Series 63, Series 65, Fixed Annuities, Finance, Wealth Management, Trading, Options, Mutual Funds, Private Equity, FINRA, Portfolio Management, Financial Services
Education
Baruch College, City University of New York (CUNY) 2001 — 2006
BBA, Finance
City University of New York-Baruch College - Zicklin School of Business
BBA, Finance
Hillcrest H.S.
Michael L. Perica's Gruntal & Co. Experience 2000 - 2001
Job Finance Executive Seeking Senior Management Role
Industry Information Technology and Services
Experience
Lets Sweat Inc. 2013 - 2013
Channell Commercial December 2008 - June 2012
Channell Commercial Corporation May 2006 - December 2008
Brean Murray, Carret & Co. 2003 - 2006
Kaufman Bros. 2001 - 2003
Gruntal & Co. 2000 - 2001
Skills
Financial Modeling, Strategic Financial..., Finance, Equity Research, Cross-functional Team...
Education
University of Southern California - Marshall School of Business
Master of Business Administration (MBA)
Central Michigan University
Accounting
Lets Sweat Inc. 2013 - 2013
Channell Commercial December 2008 - June 2012
Channell Commercial Corporation May 2006 - December 2008
Brean Murray, Carret & Co. 2003 - 2006
Kaufman Bros. 2001 - 2003
Gruntal & Co. 2000 - 2001
Skills
Financial Modeling, Strategic Financial..., Finance, Equity Research, Cross-functional Team...
Education
University of Southern California - Marshall School of Business
Master of Business Administration (MBA)
Central Michigan University
Accounting
Frank A Preite's Gruntal & Co. Experience 1987 - 1989
Job Director and Head of Cash Equities and Equities Capital Markets
Industry Investment Banking
Experience
Barclays Capital April 2010 - Present
Credit Suisse 1994 - 2010
Prudential Securities Inc. June 1991 - June 1993
New York Stock Exchange 1989 - 1991
Gruntal & Co. 1987 - 1989
Skills
Equities, Capital Markets, Equity Capital Markets, Electronic Trading, Series 7, Corporate Finance, Equity Trading, Series 63, Series 24, Series 4, Series 14, FINRA, Fixed Income, Derivatives, Hedge Funds, Prime Brokerage, Structured Products, Equity Derivatives, Investment Banking, Securities, Swaps
Education
Brooklyn Law School 1995 — 1998
JD
The Catholic University of America 1981 — 1986
BA
Arthur L. Johnson 1978 — 1981
Barclays Capital April 2010 - Present
Credit Suisse 1994 - 2010
Prudential Securities Inc. June 1991 - June 1993
New York Stock Exchange 1989 - 1991
Gruntal & Co. 1987 - 1989
Skills
Equities, Capital Markets, Equity Capital Markets, Electronic Trading, Series 7, Corporate Finance, Equity Trading, Series 63, Series 24, Series 4, Series 14, FINRA, Fixed Income, Derivatives, Hedge Funds, Prime Brokerage, Structured Products, Equity Derivatives, Investment Banking, Securities, Swaps
Education
Brooklyn Law School 1995 — 1998
JD
The Catholic University of America 1981 — 1986
BA
Arthur L. Johnson 1978 — 1981
G Keith Bashaw's Gruntal & Co. Experience 1998 - 2001
Job Director/ Fairway Landscape Group, Inc
Industry Facilities Services
Experience
Fairway Landscape Group, Inc January 2002 - Present
Gruntal & Co. 1998 - 2001
Education
Farmingdale State College
Bachelor of Arts (B.A.), International Finance, Corporate Finance
State University of New York College at Old Westbury
Bachelor's degree, Banking, Corporate, Finance, and Securities Law
Fairway Landscape Group, Inc January 2002 - Present
Gruntal & Co. 1998 - 2001
Education
Farmingdale State College
Bachelor of Arts (B.A.), International Finance, Corporate Finance
State University of New York College at Old Westbury
Bachelor's degree, Banking, Corporate, Finance, and Securities Law
Ellen Haber's Gruntal & Co. Experience August 2000 - May 2002
Job Vice President Taxable Fixed Income Trading at Stifel Nicolaus
Industry Financial Services
Experience
Stifel August 2007 - Present
Ryan Beck & Co. May 2002 - May 2007
Gruntal & Co August 2000 - May 2002
Skills
Bloomberg, Fixed Income, Bonds, Series 7, Series 63
Education
Binghamton University 1996 — 2000
Bachelor's degree, Economics
Stifel August 2007 - Present
Ryan Beck & Co. May 2002 - May 2007
Gruntal & Co August 2000 - May 2002
Skills
Bloomberg, Fixed Income, Bonds, Series 7, Series 63
Education
Binghamton University 1996 — 2000
Bachelor's degree, Economics
Willy Fuleihan's Gruntal & Co. Experience September 1997 - April 2003
Job Managing Partner at CRAMSIB L.L.C
Industry Financial Services
Experience
CRAMSIB L.L.C August 2012 - Present
ICAP Securities January 2006 - August 2012
Stone & Youngberg L.L.C May 2003 - January 2006
Gruntal & Co September 1997 - April 2003
Crowell, Weedon & Co. September 1990 - July 1997
Sutro & Co. January 1988 - September 1990
Skills
Bonds, Fixed Income, Capital Markets, Strategic Planning, Structured Products, MBS, Trading, Portfolio Management, Alternative Investments, Hedge Funds, Bloomberg, Asset Managment, Equities, Investment Banking, Sales, Customer Service, Problem Solving, Strategic Financial..., Registered Investment..., Financial Risk, Analytic Finance, Securities Licenses..., MICROSOFT OFFICE..., GAME THEORY, BEHAVIORAL ECONOMICS, BEHAVIORAL FINANCE, CONTRACT NEGOTIATIONS, ISDA (INTERNATIONAL..., STRUCTURED FIXED INCOME..., CMBS (COLLATERIZED..., CMO (COLLATERIZED..., CDS, FOOL THEORY AND..., FIXED INCOME RISK..., FLOATING RATE SECURITIES, RAMNIFICATIONS OF THE..., Asset-backed..., Asset Allocation, Asset Management
Education
Anderson School at UCLA 2011 — 2012
Extension Courses, financial engineering, structure finance, Ongoing Extension Courses
University of Arizona 1982 — 1983
Master of Business Administration (M.B.A.), Finance and Financial Management Services, overall gpa 3.80...Finance gpa 4.0
University of Colorado at Boulder 1981 — 1981
ADVANCED FINANCIAL AND ECONOMICS MATHEMATICS STUDIES
American University of Beirut 1978 — 1981
Bachelor of Arts (B.A.), Economics
CRAMSIB L.L.C August 2012 - Present
ICAP Securities January 2006 - August 2012
Stone & Youngberg L.L.C May 2003 - January 2006
Gruntal & Co September 1997 - April 2003
Crowell, Weedon & Co. September 1990 - July 1997
Sutro & Co. January 1988 - September 1990
Skills
Bonds, Fixed Income, Capital Markets, Strategic Planning, Structured Products, MBS, Trading, Portfolio Management, Alternative Investments, Hedge Funds, Bloomberg, Asset Managment, Equities, Investment Banking, Sales, Customer Service, Problem Solving, Strategic Financial..., Registered Investment..., Financial Risk, Analytic Finance, Securities Licenses..., MICROSOFT OFFICE..., GAME THEORY, BEHAVIORAL ECONOMICS, BEHAVIORAL FINANCE, CONTRACT NEGOTIATIONS, ISDA (INTERNATIONAL..., STRUCTURED FIXED INCOME..., CMBS (COLLATERIZED..., CMO (COLLATERIZED..., CDS, FOOL THEORY AND..., FIXED INCOME RISK..., FLOATING RATE SECURITIES, RAMNIFICATIONS OF THE..., Asset-backed..., Asset Allocation, Asset Management
Education
Anderson School at UCLA 2011 — 2012
Extension Courses, financial engineering, structure finance, Ongoing Extension Courses
University of Arizona 1982 — 1983
Master of Business Administration (M.B.A.), Finance and Financial Management Services, overall gpa 3.80...Finance gpa 4.0
University of Colorado at Boulder 1981 — 1981
ADVANCED FINANCIAL AND ECONOMICS MATHEMATICS STUDIES
American University of Beirut 1978 — 1981
Bachelor of Arts (B.A.), Economics
Jon Sablowsky's Gruntal & Co. Experience September 1985 - July 1996
Job Head of Trading at Brownstone Investment Group
Industry Financial Services
Experience
Brownstone Investment Group HIGH YIELD BOND TRADINGSPEAR, LEADS & KELLOGGJanuary 2000 - February 2004
PERSHING LLC August 1996 - February 2000
GRUNTAL & CO September 1985 - July 1996
Skills
Project Management, Customer Service, PowerPoint, Microsoft Word, Banking, Business Analysis, Change Management, SQL, Accounting, High Yield, Trading, Bond Markets, Hedge Funds, Investments, Bonds, Series 63, Portfolio Management, Bloomberg, Equities, Analysis, Derivatives, Securities, FINRA, Electronic Trading, Trading Systems, Series 7, Fixed Income
Education
The Ohio State University 1981 — 1985
Bachelor's degree, FINANCE
Brownstone Investment Group HIGH YIELD BOND TRADINGSPEAR, LEADS & KELLOGGJanuary 2000 - February 2004
PERSHING LLC August 1996 - February 2000
GRUNTAL & CO September 1985 - July 1996
Skills
Project Management, Customer Service, PowerPoint, Microsoft Word, Banking, Business Analysis, Change Management, SQL, Accounting, High Yield, Trading, Bond Markets, Hedge Funds, Investments, Bonds, Series 63, Portfolio Management, Bloomberg, Equities, Analysis, Derivatives, Securities, FINRA, Electronic Trading, Trading Systems, Series 7, Fixed Income
Education
The Ohio State University 1981 — 1985
Bachelor's degree, FINANCE
Carlene Pagan's Gruntal & Co. Experience June 1994 - September 2001
Job
Industry Financial Services
Experience
RBC November 2007 - February 2012
Citigroup September 2002 - July 2007
Gruntal & Co. June 1994 - September 2001
Cowen and Company May 1990 - June 1994
Skills
ADP, DTC, BPS ( Broad Ridge) ICI, Bloomberg, MS Word, Outlook, Excel
Education
Hunter College
RBC November 2007 - February 2012
Citigroup September 2002 - July 2007
Gruntal & Co. June 1994 - September 2001
Cowen and Company May 1990 - June 1994
Skills
ADP, DTC, BPS ( Broad Ridge) ICI, Bloomberg, MS Word, Outlook, Excel
Education
Hunter College
Rich Jaeger's Gruntal & Co. Experience July 1992 - May 2002
Job Vice President at First Trust PortfoliosStructured Products WholesalerN.Y. Metro & Northern N.J.
Industry Investment Management
Experience
First Trust Portfolios L.P. April 2007 - Present
Ryan Beck & Co. May 2002 - March 2007
Gruntal & Co. July 1992 - May 2002
Education
Adelphi University
First Trust Portfolios L.P. April 2007 - Present
Ryan Beck & Co. May 2002 - March 2007
Gruntal & Co. July 1992 - May 2002
Education
Adelphi University
Maureen Porette's Gruntal & Co. Experience January 1987 - December 1987
Job Attorney at Law at Maureen A. Porette, Esq.
Industry Law Practice
Experience
Maureen A. Porette, Esq. March 2008 - Present
Rockland County District Attorney January 2007 - March 2008
Honorable Judge Barbara L. Gionta June 2006 - December 2006
Barbara L. Gionta, Esq. January 2005 - May 2006
Lehman & Eilen LLP April 1997 - April 2003
Grand Charter/Prime Charter LTD. August 1994 - April 1997
Milbank, Tweed, Hadley & McCloy LLP August 1989 - January 1992
Drexel Burnham Lambert March 1988 - June 1989
Rothschild January 1988 - March 1988
Gruntal & Co. January 1987 - December 1987
Skills
Legal Writing, Corporate Law, Courts, Appeals, Legal Advice, Family Law, Mediation, Arbitration, Criminal Law, Trial Practice, Securities Regulation, Securities Offerings
Education
St. John's University 1992 — 1994
Doctor of Law (J.D.), Law
Fordham University 1986 — 1990
Bachelor of Science (BS), Finance, General
Fashion Institute of Technology 1982 — 1985
Associate's Degree, FBM
Maureen A. Porette, Esq. March 2008 - Present
Rockland County District Attorney January 2007 - March 2008
Honorable Judge Barbara L. Gionta June 2006 - December 2006
Barbara L. Gionta, Esq. January 2005 - May 2006
Lehman & Eilen LLP April 1997 - April 2003
Grand Charter/Prime Charter LTD. August 1994 - April 1997
Milbank, Tweed, Hadley & McCloy LLP August 1989 - January 1992
Drexel Burnham Lambert March 1988 - June 1989
Rothschild January 1988 - March 1988
Gruntal & Co. January 1987 - December 1987
Skills
Legal Writing, Corporate Law, Courts, Appeals, Legal Advice, Family Law, Mediation, Arbitration, Criminal Law, Trial Practice, Securities Regulation, Securities Offerings
Education
St. John's University 1992 — 1994
Doctor of Law (J.D.), Law
Fordham University 1986 — 1990
Bachelor of Science (BS), Finance, General
Fashion Institute of Technology 1982 — 1985
Associate's Degree, FBM
David McLennan's Gruntal & Co. Experience 1994 - 1996
Job Trader
Industry Financial Services
Experience
Self-employed 1998 - Present
Coast Securites 1997 - 1998
Gruntal & Co. 1994 - 1996
Marcus and Millichap 1991 - 1994
Self Employed April 1980 - 1991
Education
University of Minnesota-Twin Cities 1975 — 1979
Bachelor of Business Administration (BBA), Finance, General
Self-employed 1998 - Present
Coast Securites 1997 - 1998
Gruntal & Co. 1994 - 1996
Marcus and Millichap 1991 - 1994
Self Employed April 1980 - 1991
Education
University of Minnesota-Twin Cities 1975 — 1979
Bachelor of Business Administration (BBA), Finance, General
Kurt Christopher's Gruntal & Co. Experience April 1993 - October 2001
Job Autotrade Manager at thinkorswim
Industry Financial Services
Experience
thinkorswim July 2003 - Present
Gruntal & Co April 1993 - October 2001
Chicago Board Options Exchange May 1986 - April 1993
Skills
Options Trading, Trading, Management, Equities, Options, Derivatives, Electronic Trading, FINRA, FX Options, Series 63, Series 7, Equity Trading, Securities, Equity Derivatives, Trading Systems, Series 24
Education
The University of New Mexico 1979 — 1980
Crete Monee High School 1974 — 1978
thinkorswim July 2003 - Present
Gruntal & Co April 1993 - October 2001
Chicago Board Options Exchange May 1986 - April 1993
Skills
Options Trading, Trading, Management, Equities, Options, Derivatives, Electronic Trading, FINRA, FX Options, Series 63, Series 7, Equity Trading, Securities, Equity Derivatives, Trading Systems, Series 24
Education
The University of New Mexico 1979 — 1980
Crete Monee High School 1974 — 1978
Marie DeLuca's Gruntal & Co. Experience 1999 - 2002
Job Front Desk Administrator at ProHealth Care LLP
Industry Hospital & Health Care
Experience
ProHealth Care LLP July 2013 - Present
Advanced Interventional Radiology Services LLP September 2008 - July 2012
Hol;y Name Medical Center September 2005 - August 2008
Columbia Presbyterian Medical Center/Columbia Endovascular Associates/ December 2003 - August 2005
Gruntal & Co. 1999 - 2002
First Investors Corporation August 1983 - 1999
Education
College of Mount Saint Vincent 1979 — 1983
Bachelor of Arts (BA), Business Administration and Management, General
Elmont Memorial High School 1975 — 1979
Regents
ProHealth Care LLP July 2013 - Present
Advanced Interventional Radiology Services LLP September 2008 - July 2012
Hol;y Name Medical Center September 2005 - August 2008
Columbia Presbyterian Medical Center/Columbia Endovascular Associates/ December 2003 - August 2005
Gruntal & Co. 1999 - 2002
First Investors Corporation August 1983 - 1999
Education
College of Mount Saint Vincent 1979 — 1983
Bachelor of Arts (BA), Business Administration and Management, General
Elmont Memorial High School 1975 — 1979
Regents
John Alvino's Gruntal & Co. Experience January 1995 - June 1999
Job Commercial Finance Broker at Morgan Realty Capital
Industry Financial Services
Experience
Morgan Realty Capital PresidentJNJ Plumbing and Heating CorpJuly 2010 - Present
Self Employed Real Estate Developer January 2005 - Present
Jay Marco Plumbing and Heating Corp June 1999 - July 2010
Gruntal & Co. January 1995 - June 1999
Education
Manhattan College 1991 — 1995
Morgan Realty Capital PresidentJNJ Plumbing and Heating CorpJuly 2010 - Present
Self Employed Real Estate Developer January 2005 - Present
Jay Marco Plumbing and Heating Corp June 1999 - July 2010
Gruntal & Co. January 1995 - June 1999
Education
Manhattan College 1991 — 1995
Nasira Khan's Gruntal & Co. Experience May 1994 - November 1997
Job Business Sales Support
Industry Consumer Electronics
Experience
Apple March 2010 - February 2014
Dell July 1998 - March 2008
Venkel Ltd. November 1997 - December 1998
Gruntal & Co. May 1994 - November 1997
Habib Bank Limited September 1989 - December 1990
Skills
SAP Sales & Distribution, CRM Knowledge Base, Payment Tech, Microsoft Office, Online Data Entry, Sales Operations, Networking, Customer Satisfaction, Customer Service, Sales
Education
Austin Community College 1999 — 2001
Bachelor's degree, Computer Science, 3.2
New York Institute of Technology 1995 — 1997
Bachelor's degree, Computer Science, 3.2
Apple March 2010 - February 2014
Dell July 1998 - March 2008
Venkel Ltd. November 1997 - December 1998
Gruntal & Co. May 1994 - November 1997
Habib Bank Limited September 1989 - December 1990
Skills
SAP Sales & Distribution, CRM Knowledge Base, Payment Tech, Microsoft Office, Online Data Entry, Sales Operations, Networking, Customer Satisfaction, Customer Service, Sales
Education
Austin Community College 1999 — 2001
Bachelor's degree, Computer Science, 3.2
New York Institute of Technology 1995 — 1997
Bachelor's degree, Computer Science, 3.2
First National Bank of Omaha
PIMCO
CIB Bank
Roth Capital Partners
Davis + Henderson
Pivotal Payments
Centerview Partners
Kotak Mahindra Bank