Gruntal & Co., LLC

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Gruntal & Co., LLC Employees

Employee
Years
Job
Industry
Maryann Appel Maryann Appel Greater New York City Area Details
Maryann Appel's Gruntal & Co., LLC Experience June 1996 - May 2002
Job Art Director at Global Association of Risk Professionals
Industry Graphic Design
Experience
Global Association of Risk Professionals  July 2007 - Present
Appel Graphics   1992 - 2010
Ryan Beck & Co., Inc.   May 2002 - July 2007
Gruntal & Co., LLC   June 1996 - May 2002

Skills
CSS, Dreamweaver, HTML, QuarkXPress, Graphic Design, InDesign, Corporate Branding, Web Design, Mac, Direct Mail, Image Editing, Adobe Acrobat, Creative Direction, Layout, Pre-press, Adobe Creative Suite, Brochures, Logo Design

Education
University of Hartford   1979 — 1983
BFA, Advertising Design

Mother Seton Regional   1975 — 1979

Monica Harris Monica Harris Washington D.C. Metro Area Details
Monica Harris's Gruntal & Co., LLC Experience January 1999 - February 2002
Job Chief Compliance Officer, TCG Securities, LLC, the Broker/Dealer affiliate of The Carlyle Group
Industry Financial Services
Experience
The Carlyle Group  July 2010 - Present
Broker/dealer and asset manager based in Greenwich, CT   May 2010 - July 2010
Deutsche Bank Securities  October 2002 - November 2009
Ryan Beck & Co. (purchased assets of Gruntal & Co.)   March 2002 - October 2002
Gruntal & Co., LLC   January 1999 - February 2002

Education
American University Washington College of Law   1989 — 1992
Juris Doctor

Brandeis University   1985 — 1989
BA, Cum Laude, English and Psychology

Mitchell Kosches Mitchell Kosches Greater New York City Area Details
Mitchell Kosches's Gruntal & Co., LLC Experience January 1999 - February 2002
Job COO, BTG Pactual Timberland Investment Group
Industry Financial Services
Experience
BTG Pactual  January 2013 - Present
Equator, LLC  December 2006 - December 2012
Madison Trading, LLC  April 2004 - December 2006
Preferred Empire Mortgage  April 2003 - March 2004
Brean Murray, Carret & Co.   May 2002 - March 2003
Gruntal & Co., LLC   January 1999 - February 2002
Donaldson, Lufkin & Jenrette   September 1997 - August 1998
AEA Investors LP  March 1994 - August 1997
Spielman Koenigsberg & Parker, LLP   September 1991 - April 1994

Education
New York University - Leonard N. Stern School of Business   1996 — 1998
MBA, Finance

University at Albany, SUNY   1987 — 1991
Bachelor of Arts, Accounting

Alejandro Riquezes Alejandro Riquezes Boca Raton, Florida Details
Alejandro Riquezes's Gruntal & Co., LLC Experience December 1995 - February 1997
Job CoFounder wind2share
Industry Internet
Experience
wind2share   September 2012 - Present
Windmills Capital Inc.   August 2008 - Present
UBS  May 2006 - July 2008
Wachovia Securities Inc.  December 2003 - May 2006
Prudential Securities Ltd.   January 1997 - December 2003
Gruntal & Co., LLC   December 1995 - February 1997
DESPUNTA   September 1991 - December 1995
SC Johnson  January 1987 - August 1989

Skills
Social Media, Investments, Pensions, Social Entrepreneurship, Portfolio Management, Mergers & Acquisitions, Hedge Funds, Business Development, Entrepreneurship, Alternative Investments, Capital Markets, Wealth Management, Emerging Markets, Venture Capital, Asset Management, Corporate Finance, Finance, Leadership, Private Equity, Financial Analysis, Securities, Due Diligence, Management Consulting, Business Strategy, Business Planning, Strategy, Start-ups, Valuation

Education
Wharton School, University of Pennsylvania   2006 — 2006
CIMA

Universidad Metropolitana (VE)   1982 — 1986
BA, Management

Matthew Enos Matthew Enos Greater Boston Area Details
Matthew Enos's Gruntal & Co., LLC Experience May 2000 - August 2001
Job Client Relationship Manager Linedata
Industry Financial Services
Experience
Linedata  June 2014 - Present
Fidelity Investments  October 2011 - June 2014
Fidelity Investments  October 2005 - April 2010
Raymond James & Associates  June 2003 - October 2005
Advest, Inc  September 2002 - June 2003
Gruntal & Co., LLC   May 2000 - August 2001
Fahnestock & Co  January 1999 - May 2000
Waterhouse Securities  May 1998 - December 1998
Fidelity Investments  January 1996 - May 1998

Education
New England College   1991 — 1994
Bachelor of Arts Degree, Business Administration

New England College   1991 — 1994
BA, Business Administration

Michael A. Frascino, CLU, ChFC, CLTC Michael A. Frascino, CLU, ChFC, CLTC Greater New York City Area Details
Michael A. Frascino, CLU, ChFC, CLTC's Gruntal & Co., LLC Experience January 1999 - September 2002
Job Agency Director of Education & Training at MassMutual Metro New York
Industry Financial Services
Experience
MassMutual Financial Group  November 2013 - Present
Our Lady Queen of Martyrs  2009 - 2014
Mutual of Omaha  October 2011 - October 2013
Metropolis Financial a Division of MetLife   January 2009 - July 2011
New England Financial  December 2006 - December 2008
Metropolitan Life Insurance Company  2005 - 2006
Allstate Financial  2003 - 2005
Gruntal & Co., LLC   January 1999 - September 2002
Chase Insurance Agency   1998 - 1999
The Guardian Life Insurance Co. of America   1995 - 1998

Skills
Financial Planning, Estate Planning, Insurance, Disability Insurance, Long Term Care, Small Business, Succession Planning, Employee Benefits, Term Life Insurance, Retirement, Insurance Planning, Property & Casualty..., Whole Life, Annuities, Fixed Annuities, Long-term Care, 401k, Strategic Financial..., Financial Planners, 401k Rollovers, Recruiting, Training, Retirement Planning, Critical Illness, IRAs, Underwriting, Life Insurance, Sales, Permanent Life Insurance, Licensed Life & Health..., College Savings Plans, FINRA, Series 6, Universal Life, Variable Annuities, Financial Services, Long Term Care Insurance, Series 63, Life & Health Insurance...

Education
School of Visual Arts   1966 — 1967

Alexander Hamilton High School   1964 — 1966

Lisa Ontell Lisa Ontell Greater New York City Area Details
Lisa Ontell's Gruntal & Co., LLC Experience 1995 - 1998
Job Accomplished Project Manager
Industry Telecommunications
Experience
OSG Billing   April 2013 - Present
Strategic Products and Services  2011 - 2012
Verizon Business  2010 - 2011
Velankani Information Systems CareerBridge CO-OP   2009 - 2010
Independent Consultant  2009 - 2010
Carousel Industries  2007 - 2008
JP Morgan  1999 - 2006
Best Foods Ltd   1998 - 1999
Gruntal & Co., LLC   1995 - 1998

Skills
Project Management, Project Delivery, Customer Service, Customer Satisfaction, Remote Troubleshooting, Vendor Management, Cross-functional Team..., Program Management, Management, PMP, Business Analysis, VoIP, Change Management, Telecommunications, SDLC, Business Intelligence, CRM, Call Centers, Disaster Recovery, IT Strategy, Integration, Leadership, Managed Services, PMO, Product Management

Education
Tel Aviv University

Montclair State University
BA

Las Comp Technical   2009 — 2010
Technical Master Certification Project Management

Lou Giampa Lou Giampa White Plains, New York Details
Lou Giampa's Gruntal & Co., LLC Experience July 1997 - January 1998
Job President & Owner at Right at Home Westchester, NY
Industry Hospital & Health Care
Experience
Right at Home Westchester, NY   March 2014 - Present
Quad Capital  March 2012 - October 2013
First New York Securities  April 2008 - October 2011
RBC  January 2007 - March 2008
Alpine Securities, LLC   February 2006 - December 2006
First New York Securities, LLC  February 1998 - January 2006
Gruntal & Co., LLC   July 1997 - January 1998

Skills
Trading, Equities, Derivatives, Options, Portfolio Management, Equity Trading, Risk Management, Trading Systems, Compliance, Investment Strategies, Hedge Funds, Equity Derivatives, Commodities, Proprietary Trading, Technical Analysis, Capital Markets, Trading Strategies, Equity Research, Asset Management, Financial Analysis, Home Care, Elder Care, Seniors, Rehabilitation, Healthcare, Healthcare Management, Patient Advocacy, Long-term Care, Hospice, Companion Care, Case Managment, CNAS, Palliative Care, Independent Living

Education
Cornell University   1993 — 1997
Bachelor of Science

Regis High School   1993 — 1997

Howard I. Kaslow Howard I. Kaslow Palm Beach Gardens, Florida Details
Howard I. Kaslow's Gruntal & Co., LLC Experience October 1985 - August 2002
Job Vice President, Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management  August 2002 - Present
Gruntal & Co., LLC   October 1985 - August 2002
Herzfeld & Stern   November 1983 - October 1985

Skills
Asset Allocation, Commercial Real Estate, Customer Service

Education
Ithaca College   1978 — 1982
BS

Abington High School   1975 — 1978

Sandra Ng Cassidy Sandra Ng Cassidy Greater New York City Area Details
Sandra Ng Cassidy's Gruntal & Co., LLC Experience 1997 - 1999
Job Board Member at National Association of Women Lawyers
Industry Financial Services
Experience
National Association of Women Lawyers  July 2014 - Present
Prudential Financial  2008 - April 2014
Guardian Life Insurance  1999 - 2008
Park Avenue Securities  1999 - 2008
Gruntal & Co., LLC   1997 - 1999
US Securities & Exchange Commission  September 1992 - December 1996

Skills
Securities Regulation, Financial Services, Securities, FINRA, Hedge Funds, Capital Markets, Corporate Governance, Investment Advisory, Mutual Funds, Corporate Law, Broker-Dealer, Legal Compliance, Legal Research, Litigation, Insurance, Investments, Insurance Law, Due Diligence, ERISA, Mediation, Joint Ventures, Financial Regulation, Mergers & Acquisitions, Equities, FCPA, Licensing, Privacy Law, Series 7, Litigation Management, Employment Law, Series 24, OFAC, Arbitration, Alternative Investments, Risk Management, AML, Commercial Litigation, Private Equity, Asset Management, SEC

Education
Cornell University

The George Washington University Law School
JD

Donald N. Cohen Donald N. Cohen Greater New York City Area Details
Donald N. Cohen's Gruntal & Co., LLC Experience September 2001 - May 2004
Job Shareholder at Greenberg Traurig, LLP
Industry Law Practice
Experience
Greenberg Traurig  June 2004 - Present
Gruntal & Co., LLC   September 2001 - May 2004
Gruntal & Co., LLC   1999 - September 2001
Gruntal & Co, LLC   June 1994 - 1999
Loeb & Loeb LLP  September 1991 - May 1994
Gaston & Snow  March 1988 - September 1991
Wachtell, Lipton, Rosen & Katz   September 1983 - March 1988

Skills
Securities Regulation, Securities Litigation, Arbitration, FINRA, SEC, Litigation, Mediation, Class Actions, Broker-Dealer, Business Litigation, Internal Investigations, Commercial Litigation

Education
Harvard Law School   1980 — 1983
J.D.

University of Pennsylvania   1976 — 1980
BA, History

John W. Eisele John W. Eisele Greater Philadelphia Area Details
John W. Eisele's Gruntal & Co., LLC Experience 1999 - 2002
Job Director of Asset Management at First Cornerstone Bank
Industry Financial Services
Experience
First Cornerstone Bank  June 2013 - Present
Eisele Wealth Management Consulting   June 2011 - May 2013
Wells Fargo  2008 - 2011
Millenium Wealth Management and Private Banking   2004 - 2008
Harleysville National Bank  2004 - 2007
Bank of America  2002 - 2004
Gruntal & Co., LLC   1999 - 2002
Sutro & Co. (Tucker Anthony Sutro)   1995 - 1999
Prudential Securities  1987 - 1995
Prudential Securities  1984 - 1987

Skills
Marketing, Product Development, Market Analysis, Investment Advisory..., Investments, Asset Managment, Portfolio Management, Retirement Planning, Strategic Financial..., Asset Allocation

Education
University of Pennsylvania - The Wharton School   1996 — 1998
Certificate, Securities Industry Institute

University of California, Los Angeles   1962 — 1964
BA, Political Science - International Relations

Harry Frisch Harry Frisch Greater New York City Area Details
Harry Frisch's Gruntal & Co., LLC Experience June 1994 - October 1998
Job Of Counsel at Lubiner & Schmidt, LLC
Industry Financial Services
Experience
Lubiner & Schmidt, LLC   October 2010 - Present
Alonso, Andalkar, Toro, Facher & MacAvoy, P.C.   July 2008 - June 2012
Merrill Lynch  2003 - 2008
Datek Online Holdings Inc. / TD Ameritrade   July 1999 - April 2003
Lubiner & Schmidt   October 1998 - July 1999
Gruntal & Co., LLC   June 1994 - October 1998
Shearson Lehman Brothers Inc.  October 1977 - June 1994
Smith Barney Shearson  1993 - 1994

Skills
Litigation, Compliance, Securities, SEC reporting, FINRA, Contract Negotiation, Arbitration, Mediation, Legal Research, Corporate Governance, Corporate Law, Securities Regulation, Risk Management, Investment Banking, Due Diligence, Financial Services, SEC filings, Series 24, Licensing, Capital Markets, Securities Litigation, Asset Management, Legal Compliance, AML, Mutual Funds, Commercial Litigation, Equities, Fraud, Series 7, SEC, Investments, Alternative Investments, Hedge Funds, Prime Brokerage, Derivatives, Financial Regulation, Options, Insurance, Investment Advisory, OFAC, Mergers & Acquisitions, Fixed Income, Private Equity, ETFs, USA PATRIOT Act

Education
Pace University School of Law   1977 — 1980
JD, Securities, Corporate Law

Rutgers, The State University of New Jersey-Newark   1976 — 1977
Finance

City University of New York City College   1971 — 1976
BS, History, Political Science

Dimitri Lopoukhine Dimitri Lopoukhine Rochester, New York Area Details
Dimitri Lopoukhine's Gruntal & Co., LLC Experience January 1996 - March 1999
Job Financial Planning and Analysis Manager at Paychex Inc
Industry Financial Services
Experience
Paychex  August 2009 - Present
Paychex  December 2007 - August 2009
Paychex  August 2005 - December 2007
Paychex  September 2004 - August 2005
SPSS  July 2003 - August 2004
SPSS  December 2001 - July 2003
NetGenesis  April 2001 - December 2001
Benchmark Assisted Living  December 2000 - April 2001
Razorfish  April 1999 - December 2000
Gruntal & Co., LLC   January 1996 - March 1999

Skills
Forecasting, Financial Reporting, Budgeting, Accounting, Financial Analysis, Financial Modeling, Excel, Strategic Planning, Business Strategy, Process Improvement, Financial Management, Analytics, Cost Reduction, Pricing, General Ledger, Business Planning, Analysis, Access, Word, Marketing Strategy, Revenue Recognition, Business Analysis, Business Objects, Microsoft Office, Financial Planning, Data Analysis, Planning, Internal Controls, Budgets, Variance Analysis, Managerial Finance, Microsoft Excel

Education
Northeastern University   1996 — 1999
BS, Finance

Mark Barracca Mark Barracca Tampa/St. Petersburg, Florida Area Details
Mark Barracca's Gruntal & Co., LLC Experience 1997 - 1999
Job Director and Associate General Counsel at Citi
Industry Legal Services
Experience
Citi  August 2015 - Present
Raymond James Financial  March 2003 - July 2015
NexTrade, Inc.   2000 - 2002
Gruntal & Co., LLC   1997 - 1999
US Securities and Exchange Commission  1990 - 1996

Skills
Securities Regulation, FINRA, Financial Services, Securities, Corporate Law, Corporate Governance, Series 7, Litigation, Mutual Funds

Education
The College of William and Mary - Marshall Wythe Law School   1987 — 1990
J.D.

Georgetown University   1980 — 1984
B.S. Foreign Service

Kenneth Marcuse Kenneth Marcuse Greater New York City Area Details
Kenneth Marcuse's Gruntal & Co., LLC Experience 1996 - 2000
Job EVP, U.S. Chief Compliance Officer & Deputy Global Chief Compliance Officer | TD Bank, N.A.
Industry Financial Services
Experience
TD  July 2012 - Present
ING  April 2011 - June 2012
Deutsche Bank  August 2002 - March 2011
NASD Regulation (FINRA)   2001 - 2002
Gruntal & Co., LLC   1996 - 2000
US Securities and Exchange Commission  1994 - 1996
Davis Polk & Wardwell  1990 - 1994

Skills
Investments, Wealth Management, Asset Managment, Mutual Funds, Securities, AML, Financial Services, Capital Markets, Strategic Financial..., Asset Management, Hedge Funds, FINRA, Fixed Income, Securities Regulation, Equities, Portfolio Management, Risk Management, Wealth Management..., Trading, Investment Management, Banking, Financial Advisory, Derivatives, Insurance

Education
Boston University School of Law   1987 — 1990
J.D., magna cum laude

Ohio Wesleyan University
B.A.

Craig Handyside Craig Handyside Greater New York City Area Details
Craig Handyside's Gruntal & Co., LLC Experience August 1999 - October 2002
Job Director Regulatory Compliance Audit at American Express
Industry Financial Services
Experience
American Express  February 2012 - Present
Barclays Capital  August 2010 - February 2012
AIG  April 2006 - August 2010
NASD (FINRA)   March 2004 - April 2006
COMFORCE  October 2002 - March 2004
Gruntal & Co., LLC   August 1999 - October 2002

Skills
OFAC, Auditing, Fraud, Risk Management, AML, Internal Audit, Internal Controls, Risk Assessment, Securities, Financial Regulation, Forensic Accounting, FINRA, Enterprise Risk..., Financial Analysis, Operational Risk, Financial Risk, Operational Risk..., Anti Money Laundering, Sarbanes-Oxley Act

Education
State University of New York College at Old Westbury
BS, Accounting