Guggenheim Funds
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Guggenheim Funds Employees
Employee
Years
Job
Industry
Hollie Murrin Hollie Murrin's Guggenheim Funds Experience August 2008 - May 2014
Job Director of Intermediary Marketing at Calamos Investments
Industry Financial Services
Experience
Calamos Investments May 2014 - Present
Guggenheim Funds August 2008 - May 2014
Financial Research Associates, LLC April 2006 - August 2008
Calamos Investments April 2001 - March 2006
Education
Illinois Wesleyan University
Bachelor's degree, Business Administration and Management, General
Olivet Nazarene University
Master of Business Administration (M.B.A.)
Calamos Investments May 2014 - Present
Guggenheim Funds August 2008 - May 2014
Financial Research Associates, LLC April 2006 - August 2008
Calamos Investments April 2001 - March 2006
Education
Illinois Wesleyan University
Bachelor's degree, Business Administration and Management, General
Olivet Nazarene University
Master of Business Administration (M.B.A.)
Robert Schutte Robert Schutte's Guggenheim Funds Experience March 2011 - Present
Job Director Sr. Marketing Product Manager at Guggenheim Funds
Industry Financial Services
Experience
Guggenheim Funds March 2011 - Present
BlackRock July 2005 - February 2011
Gruntal/Ryan Beck 1998 - 2003
Skills
Series 7, Integrated Marketing, Marketing, Product Marketing, Mutual Funds, Financial Services, Investments, Securities, ETFs, Portfolio Management, Relationship Management
Education
Penn State University 1987 — 1991
BA, English/Minor in Business
Guggenheim Funds March 2011 - Present
BlackRock July 2005 - February 2011
Gruntal/Ryan Beck 1998 - 2003
Skills
Series 7, Integrated Marketing, Marketing, Product Marketing, Mutual Funds, Financial Services, Investments, Securities, ETFs, Portfolio Management, Relationship Management
Education
Penn State University 1987 — 1991
BA, English/Minor in Business
Nathan Miller, CFA's Guggenheim Funds Experience June 2011 - April 2013
Job Credit Analyst Leveraged Finance First Trust Advisors
Industry Financial Services
Experience
First Trust April 2013 - Present
Guggenheim Funds June 2011 - April 2013
Guggenheim Funds February 2007 - June 2011
Guggenheim Funds February 2006 - February 2007
Caleb Consulting Group October 2004 - February 2006
Skills
CFA Charterholder, Bloomberg Terminal, Factset, Zephyr Style Advisor, FINRA Series 7, FINRA Series 66, Microsoft Office, Analysis, Chartered Financial..., Equities, Equity Research, FINRA, Fixed Income, Mutual Funds, Series 7, Portfolio Management, Investments
Education
University of Illinois at Chicago 2000 — 2004
Bachelor's degree, Finance, General
First Trust April 2013 - Present
Guggenheim Funds June 2011 - April 2013
Guggenheim Funds February 2007 - June 2011
Guggenheim Funds February 2006 - February 2007
Caleb Consulting Group October 2004 - February 2006
Skills
CFA Charterholder, Bloomberg Terminal, Factset, Zephyr Style Advisor, FINRA Series 7, FINRA Series 66, Microsoft Office, Analysis, Chartered Financial..., Equities, Equity Research, FINRA, Fixed Income, Mutual Funds, Series 7, Portfolio Management, Investments
Education
University of Illinois at Chicago 2000 — 2004
Bachelor's degree, Finance, General
Ron Caldwell Ron Caldwell's Guggenheim Funds Experience August 2009 - January 2012
Job Vice President, Regional Sales Director at Salient Parters
Industry Financial Services
Experience
Salient Partners February 2014 - Present
William Blair & Company December 2011 - February 2014
Suburban Parent Magazine 2012 - 2014
Guggenheim Funds August 2009 - January 2012
Allianz Life 2008 - 2009
Invesco Ltd. June 2003 - April 2008
Invesco Aim 2003 - 2008
Morgan Stanley 1997 - 2002
Lord Abbett 1996 - 1997
Nuveen Investments 1987 - 1996
Skills
Series 7, Mutual Funds, Securities, Asset Management, Investments, Financial Planning, Asset Allocation, CIMA, Series 63, ETFs, Series 6, Wholesaling, Public Speaking, Series 65, Strategic Financial..., Equities, Portfolio Management, Hedge Funds, Wholesale, Separately Managed..., Alternative Investments, Investment Strategies, Wealth Management..., Wealth Management, 401k, Financial Services, Series 24, Financial Advisory, Uniform Combined State..., Retirement Planning, Life Insurance, Investment Advisory, Retirement, Fixed Income, FINRA, Estate Planning, Investment Management, Fixed Annuities, Bonds, Certified Financial..., IRAs, Wealth, Finance, Sales, Strategy, Financial Analysis, Relationship Management
Education
Southern Methodist University 1994 — 1996
MLA, liberal arts
The University of Texas at Austin 1978 — 1980
BBA, Finance
Carroll High 1974 — 1978
Salient Partners February 2014 - Present
William Blair & Company December 2011 - February 2014
Suburban Parent Magazine 2012 - 2014
Guggenheim Funds August 2009 - January 2012
Allianz Life 2008 - 2009
Invesco Ltd. June 2003 - April 2008
Invesco Aim 2003 - 2008
Morgan Stanley 1997 - 2002
Lord Abbett 1996 - 1997
Nuveen Investments 1987 - 1996
Skills
Series 7, Mutual Funds, Securities, Asset Management, Investments, Financial Planning, Asset Allocation, CIMA, Series 63, ETFs, Series 6, Wholesaling, Public Speaking, Series 65, Strategic Financial..., Equities, Portfolio Management, Hedge Funds, Wholesale, Separately Managed..., Alternative Investments, Investment Strategies, Wealth Management..., Wealth Management, 401k, Financial Services, Series 24, Financial Advisory, Uniform Combined State..., Retirement Planning, Life Insurance, Investment Advisory, Retirement, Fixed Income, FINRA, Estate Planning, Investment Management, Fixed Annuities, Bonds, Certified Financial..., IRAs, Wealth, Finance, Sales, Strategy, Financial Analysis, Relationship Management
Education
Southern Methodist University 1994 — 1996
MLA, liberal arts
The University of Texas at Austin 1978 — 1980
BBA, Finance
Carroll High 1974 — 1978
Steve Starkovich, CFA Steve Starkovich, CFA's Guggenheim Funds Experience April 2008 - Present
Job UIT Equity Analyst at Guggenheim Funds
Industry Investment Management
Experience
Guggenheim Funds April 2008 - Present
Calamos Investments December 2002 - March 2008
First Trust Advisors January 2000 - November 2002
Van Kampen Investments November 1998 - January 2000
Skills
Series 7, Investments, Financial Analysis, Portfolio Management, Equities, Securities, Bloomberg, Asset Managment, Fixed Income, Mutual Funds, Asset Allocation, Investment Management, Investment Strategies, Bonds, Separately Managed..., Insurance, FINRA, Unit Investment Trusts, Institutional..., Chartered Financial..., Bloomberg Terminal, Equity Research, Municipal Bonds, Financial Services, Equity Valuation
Education
Northern Illinois University 1995 — 1997
BS, Finance
College of DuPage 1993 — 1995
AA, Business, Accounting
Willowbrook High School 1989 — 1993
Guggenheim Funds April 2008 - Present
Calamos Investments December 2002 - March 2008
First Trust Advisors January 2000 - November 2002
Van Kampen Investments November 1998 - January 2000
Skills
Series 7, Investments, Financial Analysis, Portfolio Management, Equities, Securities, Bloomberg, Asset Managment, Fixed Income, Mutual Funds, Asset Allocation, Investment Management, Investment Strategies, Bonds, Separately Managed..., Insurance, FINRA, Unit Investment Trusts, Institutional..., Chartered Financial..., Bloomberg Terminal, Equity Research, Municipal Bonds, Financial Services, Equity Valuation
Education
Northern Illinois University 1995 — 1997
BS, Finance
College of DuPage 1993 — 1995
AA, Business, Accounting
Willowbrook High School 1989 — 1993
Evan Charne Evan Charne's Guggenheim Funds Experience April 2013 - Present
Job Internal Sales at Guggenheim Funds
Industry Financial Services
Experience
Guggenheim Funds April 2013 - Present
Morgan Stanley Smith Barney March 2006 - April 2013
Morgan Stanley September 2005 - March 2006
KNIGHT CAPITAL MARKETS April 2004 - September 2005
KNIGHT CAPITAL MARKETS April 2004 - September 2005
Quick and Reilly January 2003 - April 2004
iCAPITAL MARKETS. LLC June 2000 - November 2002
DATEK ONLINE BROKERAGE SERVICES May 1998 - November 2002
DATEK ONLINE BROKERAGE SERVICES May 1998 - June 2000
Skills
Equities, Fixed Income, Investments, Sales, Marketing, Directing, Assets Recovery, Fashion, Series 7, Securities
Education
The Ohio State University 1993 — 1998
Bachelor of Science, Financial Management
Guggenheim Funds April 2013 - Present
Morgan Stanley Smith Barney March 2006 - April 2013
Morgan Stanley September 2005 - March 2006
KNIGHT CAPITAL MARKETS April 2004 - September 2005
KNIGHT CAPITAL MARKETS April 2004 - September 2005
Quick and Reilly January 2003 - April 2004
iCAPITAL MARKETS. LLC June 2000 - November 2002
DATEK ONLINE BROKERAGE SERVICES May 1998 - November 2002
DATEK ONLINE BROKERAGE SERVICES May 1998 - June 2000
Skills
Equities, Fixed Income, Investments, Sales, Marketing, Directing, Assets Recovery, Fashion, Series 7, Securities
Education
The Ohio State University 1993 — 1998
Bachelor of Science, Financial Management
William Belden's Guggenheim Funds Experience April 2005 - Present
Job Head of Product Development and Management
Industry Financial Services
Experience
Guggenheim Investments 2011 - Present
Guggenheim Funds April 2005 - Present
Northern Trust Global Investments January 2000 - March 2005
Stein Roe & Farnham 1995 - 2000
Skills
Mutual Funds, Alternative Investments, Hedge Funds, Asset Management, Wealth Management, Investment Management, Equities, Asset Allocation, Series 7, Fixed Income, Asset Managment, Investment Strategies, Series 63, Securities, Investment Advisory, Separately Managed...
Education
The University of Chicago Booth School of Business 1996 — 1998
MBA, Finance
Miami University
Guggenheim Investments 2011 - Present
Guggenheim Funds April 2005 - Present
Northern Trust Global Investments January 2000 - March 2005
Stein Roe & Farnham 1995 - 2000
Skills
Mutual Funds, Alternative Investments, Hedge Funds, Asset Management, Wealth Management, Investment Management, Equities, Asset Allocation, Series 7, Fixed Income, Asset Managment, Investment Strategies, Series 63, Securities, Investment Advisory, Separately Managed...
Education
The University of Chicago Booth School of Business 1996 — 1998
MBA, Finance
Miami University
Kristan Wojnar's Guggenheim Funds Experience March 2009 - December 2011
Job Financial Services Independent Practice Management Consultant
Industry Financial Services
Experience
Third Quarter Advisers September 2012 - Present
Mentor Consulting, Inc. January 2012 - Present
Guggenheim Funds March 2009 - December 2011
JAM Consulting June 2008 - February 2009
Van Kampen Investments March 1999 - May 2008
Morgan Stanley Investment Management March 1999 - May 2008
Adams Business Media August 1998 - February 1999
Skills
Financial Services, Women & Investing, Consulting, Public Speaking, Researcher/Writer, Presenter/Trainer, Legacy Planning, Executive Coaching, Personal Branding, Publishing, Program Management, Relationship Management, Wealth Management, Strategic Planning, Management, Training, Plannning, Coaching, Investments, Asset Management, Strategy
Education
Illinois State University 1994 — 1998
Journalism, Public Relations, Creative Writing
West Chicago Community High School 1989 — 1998
Third Quarter Advisers September 2012 - Present
Mentor Consulting, Inc. January 2012 - Present
Guggenheim Funds March 2009 - December 2011
JAM Consulting June 2008 - February 2009
Van Kampen Investments March 1999 - May 2008
Morgan Stanley Investment Management March 1999 - May 2008
Adams Business Media August 1998 - February 1999
Skills
Financial Services, Women & Investing, Consulting, Public Speaking, Researcher/Writer, Presenter/Trainer, Legacy Planning, Executive Coaching, Personal Branding, Publishing, Program Management, Relationship Management, Wealth Management, Strategic Planning, Management, Training, Plannning, Coaching, Investments, Asset Management, Strategy
Education
Illinois State University 1994 — 1998
Journalism, Public Relations, Creative Writing
West Chicago Community High School 1989 — 1998
Jonathan Boring's Guggenheim Funds Experience November 2009 - December 2011
Job Managing Director, Eastern Division Sales Manager at Guggenheim Investments
Industry Financial Services
Experience
Guggenheim Investments December 2011 - Present
Guggenheim Funds November 2009 - December 2011
Merrill Lynch February 2004 - November 2009
Bank of America February 2004 - November 2009
Salomon Smith Barney 2000 - 2003
Citistreet 1996 - 2000
Citigroup 1996 - 2000
Skills
Investments, Asset Managment, Financial Advisory, 401k, High Net Worth..., ETFs, Closed-end Funds, Series 7, Series 63, Mutual Funds, Asset Allocation, Alternative Investments, Investment Strategies, Investment Advisory, Investment Management, Securities, Fixed Income, Bonds, Portfolio Management, Strategic Financial..., Asset Management, Uniform Combined State..., Separately Managed..., Wealth Management, Fixed Annuities
Education
University of Maryland University College 1984 — 1989
Finance
Guggenheim Investments December 2011 - Present
Guggenheim Funds November 2009 - December 2011
Merrill Lynch February 2004 - November 2009
Bank of America February 2004 - November 2009
Salomon Smith Barney 2000 - 2003
Citistreet 1996 - 2000
Citigroup 1996 - 2000
Skills
Investments, Asset Managment, Financial Advisory, 401k, High Net Worth..., ETFs, Closed-end Funds, Series 7, Series 63, Mutual Funds, Asset Allocation, Alternative Investments, Investment Strategies, Investment Advisory, Investment Management, Securities, Fixed Income, Bonds, Portfolio Management, Strategic Financial..., Asset Management, Uniform Combined State..., Separately Managed..., Wealth Management, Fixed Annuities
Education
University of Maryland University College 1984 — 1989
Finance
Roman Friedrich's Guggenheim Funds Experience April 2003 - Present
Job Investment Banker Mining Industry
Industry Mining & Metals
Experience
Roman Friedrich & Company April 1998 - Present
Guggenheim Funds April 2003 - Present
Zincore Metals Inc. June 2009 - Present
TD 1996 - 1998
Lancaster Financial 1992 - 1996
CIBC Wood Gundy 1989 - 1992
Burns Fry 1983 - 1987
Chase Manhattan Bank 1970 - 1982
Skills
Investments, Mining Finance, Mergers, Due Diligence, Gold, Finance, Minerals, Mineral Exploration, Coal, Corporate Finance, Private Equity, Iron Ore, Valuation, Capital Markets, Mergers & Acquisitions, Mining, Joint Ventures, IPO, Commodity, Private Placements, Project Finance, Divestitures, Venture Capital, Corporate Development, M&A experience, Capital, Business Valuation, Financial Structuring, Funding, Equity Capital Markets, Emerging Markets, Investor Relations, Trading, LBO, Acquisitions, Equity Valuation, Restructuring
Education
Rutgers University-New Brunswick 1964 — 1969
BA, English
New York University 1971 — 1973
Master of Business Administration (MBA), Business
Roman Friedrich & Company April 1998 - Present
Guggenheim Funds April 2003 - Present
Zincore Metals Inc. June 2009 - Present
TD 1996 - 1998
Lancaster Financial 1992 - 1996
CIBC Wood Gundy 1989 - 1992
Burns Fry 1983 - 1987
Chase Manhattan Bank 1970 - 1982
Skills
Investments, Mining Finance, Mergers, Due Diligence, Gold, Finance, Minerals, Mineral Exploration, Coal, Corporate Finance, Private Equity, Iron Ore, Valuation, Capital Markets, Mergers & Acquisitions, Mining, Joint Ventures, IPO, Commodity, Private Placements, Project Finance, Divestitures, Venture Capital, Corporate Development, M&A experience, Capital, Business Valuation, Financial Structuring, Funding, Equity Capital Markets, Emerging Markets, Investor Relations, Trading, LBO, Acquisitions, Equity Valuation, Restructuring
Education
Rutgers University-New Brunswick 1964 — 1969
BA, English
New York University 1971 — 1973
Master of Business Administration (MBA), Business
Tim Hall, CFA, CAIA's Guggenheim Funds Experience August 2007 - Present
Job Portfolio Manager/Equity Analyst at Guggenheim Funds
Industry Financial Services
Experience
Guggenheim Funds August 2007 - Present
Guggenheim Funds August 2007 - Present
Calamos Investments September 2004 - August 2007
Calamos Investments August 2004 - August 2007
Calamos Investments June 2002 - August 2004
La Salle St. Securities November 2001 - June 2002
Brown and Company April 1998 - July 2001
Skills
Portfolio Management, Investments, Research, Mutual Funds, Fixed Income, Financial Modeling, Securities, Morningstar, Equities, Bloomberg, Trading, Bonds, ETFs
Education
Augustana College 1993 — 1997
Bachelor of Arts, Economics and Finance
Guggenheim Funds August 2007 - Present
Guggenheim Funds August 2007 - Present
Calamos Investments September 2004 - August 2007
Calamos Investments August 2004 - August 2007
Calamos Investments June 2002 - August 2004
La Salle St. Securities November 2001 - June 2002
Brown and Company April 1998 - July 2001
Skills
Portfolio Management, Investments, Research, Mutual Funds, Fixed Income, Financial Modeling, Securities, Morningstar, Equities, Bloomberg, Trading, Bonds, ETFs
Education
Augustana College 1993 — 1997
Bachelor of Arts, Economics and Finance
Michael McLauchlan's Guggenheim Funds Experience June 2006 - September 2014
Job Regional Vice President Invesco
Industry Financial Services
Experience
Invesco US September 2014 - Present
Guggenheim Funds June 2006 - September 2014
Morgan Stanley June 2005 - June 2006
Skills
ETFs, Separately Managed..., Wealth Management, Series 7, Mutual Funds, Asset Allocation, Investment Strategies, Fixed Annuities, Investments
Education
Illinois State University 2001 — 2005
Bachelors of Science, Finance and Economics
Invesco US September 2014 - Present
Guggenheim Funds June 2006 - September 2014
Morgan Stanley June 2005 - June 2006
Skills
ETFs, Separately Managed..., Wealth Management, Series 7, Mutual Funds, Asset Allocation, Investment Strategies, Fixed Annuities, Investments
Education
Illinois State University 2001 — 2005
Bachelors of Science, Finance and Economics
Chuck Craig, CFA's Guggenheim Funds Experience July 2003 - January 2012
Job Managing Director, Equity ETF Portfolio Management at Charles Schwab
Industry Investment Management
Experience
Charles Schwab Investment Management, Inc. January 2012 - Present
Guggenheim Funds July 2003 - January 2012
First Trust Portfolios September 1999 - May 2003
PMA Financial June 1995 - September 1999
White House Communications Agency November 1988 - July 1994
Skills
Alternative Investments, Asset Allocation, Commodity, ETFs, Equities, Financial Markets, Investment Strategies, Investments, Portfolio Management, Unit Investment Trusts, Mutual Funds, Securities, Series 7, Series 63, Fixed Income
Education
Illinois Institute of Technology 1997 — 2003
M.S., Financial Markets and Trading
Northern Illinois University 1994 — 1996
B.S., Finance
Charles Schwab Investment Management, Inc. January 2012 - Present
Guggenheim Funds July 2003 - January 2012
First Trust Portfolios September 1999 - May 2003
PMA Financial June 1995 - September 1999
White House Communications Agency November 1988 - July 1994
Skills
Alternative Investments, Asset Allocation, Commodity, ETFs, Equities, Financial Markets, Investment Strategies, Investments, Portfolio Management, Unit Investment Trusts, Mutual Funds, Securities, Series 7, Series 63, Fixed Income
Education
Illinois Institute of Technology 1997 — 2003
M.S., Financial Markets and Trading
Northern Illinois University 1994 — 1996
B.S., Finance
Mitchell Izumi's Guggenheim Funds Experience October 2009 - June 2011
Job Senior Managing Director at Quincy Capital Partners, LLC
Industry Investment Management
Experience
Quincy Capital Partners, LLC July 2015 - Present
RidgeWorth Investments June 2011 - December 2013
Guggenheim Funds October 2009 - June 2011
Deutsche Asset Management April 2006 - May 2009
DWS Investments/Deutsche Bank April 2003 - April 2006
Schneider Logistics Payment Services, Inc. October 2002 - April 2003
UBS PaineWebber May 1999 - December 2001
Midwest Alliance Group December 1998 - May 1999
BNP Securites (U.S.A.) December 1996 - July 1997
Finacor Vendome, Inc. 1994 - 1996
Skills
Mutual Funds, Series 7, CRM, Business Planning, Investments, Management, Cross-functional Team..., Sales Management, Entrepreneurship, Marketing, Sales Operations, Asset Management, Portfolio Management, Sales, Fixed Annuities, Securities, Public Speaking, Wealth Management..., Asset Allocation, Training, Sales Process, Variable Annuities, High Net Worth..., Negotiation, Alternative Investments, Analysis, Estate Planning, Wealth Management, Strategic Partnerships, Leadership
Education
Northern Illinois University 1982 — 1986
B.S., Finance
Quincy Capital Partners, LLC July 2015 - Present
RidgeWorth Investments June 2011 - December 2013
Guggenheim Funds October 2009 - June 2011
Deutsche Asset Management April 2006 - May 2009
DWS Investments/Deutsche Bank April 2003 - April 2006
Schneider Logistics Payment Services, Inc. October 2002 - April 2003
UBS PaineWebber May 1999 - December 2001
Midwest Alliance Group December 1998 - May 1999
BNP Securites (U.S.A.) December 1996 - July 1997
Finacor Vendome, Inc. 1994 - 1996
Skills
Mutual Funds, Series 7, CRM, Business Planning, Investments, Management, Cross-functional Team..., Sales Management, Entrepreneurship, Marketing, Sales Operations, Asset Management, Portfolio Management, Sales, Fixed Annuities, Securities, Public Speaking, Wealth Management..., Asset Allocation, Training, Sales Process, Variable Annuities, High Net Worth..., Negotiation, Alternative Investments, Analysis, Estate Planning, Wealth Management, Strategic Partnerships, Leadership
Education
Northern Illinois University 1982 — 1986
B.S., Finance
Peter Sullivan's Guggenheim Funds Experience September 2010 - October 2012
Job Managing DirectorCedar Capital
Industry Financial Services
Experience
Good Harbor Financial May 2014 - Present
Dolan Capital Group June 2013 - May 2014
Guggenheim Funds September 2010 - October 2012
Invesco/Aim/PowerShares May 1998 - October 2010
Fidelity Investments January 1988 - May 1997
Skills
Asset Management, Investments, ETFs, Alternative Investments, Separately Managed..., Mutual Funds, Unit Investment Trusts, Series 7, Investment Advisory, Closed-end Funds, Asset Allocation, Securities, Investment Strategies, Series 63, Wealth Management, Series 24, Series 65
Education
University of Massachusetts, Amherst
BA, Economics
Good Harbor Financial May 2014 - Present
Dolan Capital Group June 2013 - May 2014
Guggenheim Funds September 2010 - October 2012
Invesco/Aim/PowerShares May 1998 - October 2010
Fidelity Investments January 1988 - May 1997
Skills
Asset Management, Investments, ETFs, Alternative Investments, Separately Managed..., Mutual Funds, Unit Investment Trusts, Series 7, Investment Advisory, Closed-end Funds, Asset Allocation, Securities, Investment Strategies, Series 63, Wealth Management, Series 24, Series 65
Education
University of Massachusetts, Amherst
BA, Economics
Don Swade's Guggenheim Funds Experience September 2006 - May 2012
Job Vice President Fund Accounting and Administration at First Trust Portfolios L.P.
Industry Financial Services
Experience
First Trust Portfolios L.P. April 2012 - Present
Guggenheim Funds September 2006 - May 2012
Claymore Securities September 2006 - September 2010
Morgan Stanley /Van Kampen Investments May 2003 - September 2006
Skills
Bloomberg, Series 7, Mutual Funds, ETFs, Fund Administration, Fixed Income, Fund Accounting, Securities, Financial Reporting, Investments, Derivatives, Finance, Bonds, Asset Management, Alternative Investments, Series 63, Investment Management, Hedge Funds, Equities, Portfolio Management, FINRA, Investment Strategies
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1998 — 2001
MBA, Finance
Loras College 1990 — 1994
BA, Finance
First Trust Portfolios L.P. April 2012 - Present
Guggenheim Funds September 2006 - May 2012
Claymore Securities September 2006 - September 2010
Morgan Stanley /Van Kampen Investments May 2003 - September 2006
Skills
Bloomberg, Series 7, Mutual Funds, ETFs, Fund Administration, Fixed Income, Fund Accounting, Securities, Financial Reporting, Investments, Derivatives, Finance, Bonds, Asset Management, Alternative Investments, Series 63, Investment Management, Hedge Funds, Equities, Portfolio Management, FINRA, Investment Strategies
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1998 — 2001
MBA, Finance
Loras College 1990 — 1994
BA, Finance
Bruce Saxon's Guggenheim Funds Experience February 2006 - October 2013
Job Chief Compliance Officer at Jones Lang LaSalle Securities, LLC
Industry Financial Services
Experience
Jones Lang LaSalle Securities, LLC and LaSalle Investment Management Distributors, LLC November 2013 - Present
Financial Industry Regulatory Authority December 1998 - Present
Guggenheim Funds February 2006 - October 2013
Guggenheim Funds Investment Advisors, LLC and Guggenheim Funds Distributors, LLC October 2010 - September 2011
Claymore Investments, Inc February 2006 - March 2011
Harris Investment Management, Inc. and HIM Monegy, Inc. October 2003 - January 2006
Harris Investor Services LLC May 2002 - October 2003
Harris Investorline, Inc August 1999 - May 2002
Van Kampen Investments Inc July 1992 - July 1999
Financial Industry Regulatory Authority October 1987 - June 1992
Skills
Certified Financial..., Investments, Mutual Funds, FINRA, Portfolio Management, Securities, Investment Advisory, SEC, Investment Management, ETFs, Fixed Income
Education
CFA Institute
University of Illinois - Champaign/Urbana
B.A, Economics/Finance
University of Illinois at Urbana-Champaign
BS, Econ/Finance
Jones Lang LaSalle Securities, LLC and LaSalle Investment Management Distributors, LLC November 2013 - Present
Financial Industry Regulatory Authority December 1998 - Present
Guggenheim Funds February 2006 - October 2013
Guggenheim Funds Investment Advisors, LLC and Guggenheim Funds Distributors, LLC October 2010 - September 2011
Claymore Investments, Inc February 2006 - March 2011
Harris Investment Management, Inc. and HIM Monegy, Inc. October 2003 - January 2006
Harris Investor Services LLC May 2002 - October 2003
Harris Investorline, Inc August 1999 - May 2002
Van Kampen Investments Inc July 1992 - July 1999
Financial Industry Regulatory Authority October 1987 - June 1992
Skills
Certified Financial..., Investments, Mutual Funds, FINRA, Portfolio Management, Securities, Investment Advisory, SEC, Investment Management, ETFs, Fixed Income
Education
CFA Institute
University of Illinois - Champaign/Urbana
B.A, Economics/Finance
University of Illinois at Urbana-Champaign
BS, Econ/Finance
Peter Vlagos's Guggenheim Funds Experience October 2005 - Present
Job Sales at Guggenheim Funds
Industry Financial Services
Experience
Guggenheim Funds October 2005 - Present
Skills
Mutual Funds, Series 7, Analysis, ETFs, Asset Allocation, Series 63, Alternative Investments, Investment Strategies, Portfolio Management, Fixed Income, Securities, Uniform Combined State...
Education
Illinois State University
Bachelor of Science (BS), Business Administration and Management, General
Guggenheim Funds October 2005 - Present
Skills
Mutual Funds, Series 7, Analysis, ETFs, Asset Allocation, Series 63, Alternative Investments, Investment Strategies, Portfolio Management, Fixed Income, Securities, Uniform Combined State...
Education
Illinois State University
Bachelor of Science (BS), Business Administration and Management, General
Eric Needham's Guggenheim Funds Experience February 2010 - May 2011
Job Vice President Sales and Marketing
Industry Financial Services
Experience
Ziegler Capital Management, LLC April 2015 - Present
Keeley Investment Corporation September 2013 - December 2014
Deutsche Bank May 2011 - December 2012
Guggenheim Funds February 2010 - May 2011
Old Mutual Investment Partners April 2008 - July 2009
Skills
Mutual Funds, ETFs, Sales, Alternative Investments, Fixed Income, Equities, Private Equity, Securities, Asset Allocation, Investments, Hedge Funds, Bonds, Wealth Management, Asset Managment, Investment Strategies, Financial Markets, Separately Managed..., Relationship Management, Financial Analysis, Financial Services, 401k
Education
University of Denver 2008 — 2010
M.S, Finance
University of Northern Colorado 2002 — 2006
B.S, Business Finance
Ziegler Capital Management, LLC April 2015 - Present
Keeley Investment Corporation September 2013 - December 2014
Deutsche Bank May 2011 - December 2012
Guggenheim Funds February 2010 - May 2011
Old Mutual Investment Partners April 2008 - July 2009
Skills
Mutual Funds, ETFs, Sales, Alternative Investments, Fixed Income, Equities, Private Equity, Securities, Asset Allocation, Investments, Hedge Funds, Bonds, Wealth Management, Asset Managment, Investment Strategies, Financial Markets, Separately Managed..., Relationship Management, Financial Analysis, Financial Services, 401k
Education
University of Denver 2008 — 2010
M.S, Finance
University of Northern Colorado 2002 — 2006
B.S, Business Finance