Guggenheim Funds Distributors, Inc
Industry: Company
DescriptionFounded: 2001 Parent organization: Guggenheim Funds Investment Advisors, LLC Subsidiary: Guggenheim Funds Distributors, LLC, Investment Banking ArmFeedbackDisclaimer Claim this knowledge panel Knowledge ResultSee outside Moved, closed, or was never hereReportGS GammaWebsiteDirections Saved (0) Saved Save Investment service in New York City, New York Address: 330 Madison Ave, New York, NY 10017 Hours: Closed ⋅ Opens 8AM Thursday8AM–6PMFriday8AM–6PMSaturdayClosedSundayClosedMonday8AM–6PMTuesday8AM–6PMWednesday8AM–6PMSuggest an edit Unable to add this file. Please check that it is a valid photo. Phone: (212) 381-4169: Website: : Place name: : : : : Category: Website: https://www.guggenheiminvestments.com/ Category: Investment service Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of GS Gamma Posting publicly on the Web Write a review Reviews Be the first to review
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Guggenheim Funds Distributors, Inc Employees
Oppenheimer & Co. Inc October 2014 - Present
Pacer Financial Inc. April 2012 - September 2014
Prime Sales Solutions Inc. March 2011 - March 2012
Guggenheim Funds Distributors, Inc September 2007 - January 2011
Claymore Securities 2007 - 2011
RBC Wealth Management March 2002 - September 2007
Tucker Anthony/Sutro Co. September 1999 - March 2002
Gibraltar Securities, Inc. May 1988 - September 1999
Skills
Investments, Financial Services, Public Speaking, Management, Asset Allocation, Insurance, Business-Succession..., Deferred Compensation..., Financial Advisory, Fixed Income Strategies, Investment Strategies, Microsoft Office,..., Multigenerational..., Relationship Management, Retirement Plan..., Tax-Efficient Strategies, Wealth Management..., Wealth-Preservation..., Risk Management..., Estate Investment...
Education
Rutgers, The State University of New Jersey-Newark
Bachelor of Arts, Political Science
Jackson National Asset Management April 2012 - Present
Guggenheim Funds Distributors, Inc August 2011 - April 2012
Calamos Investments August 2008 - July 2011
Calamos Investments September 2005 - August 2008
ABN AMRO (LaSalle Bank Corp.) January 1997 - September 2005
First Chicago 1992 - 1997
First Options 1991 - 1992
CBOE 1987 - 1991
Education
Northwestern University - Kellogg School of Management 2000 — 2001
MBA
Iowa State University 1981 — 1985
BBA, Finance
Evanston Township High School 1977 — 1981
Toly Family August 2013 - Present
Guggenheim Partners May 2012 - October 2013
Guggenheim Funds Distributors, Inc March 2010 - May 2012
Claymore Securities March 2009 - March 2010
Education
Judson University 2005 — 2007
Bachelor of Arts (B.A.), History
College of DuPage 2003 — 2005
Home Helpers of Barrington September 2012 - Present
Incapital May 2011 - Present
Infotechnics LLC October 2005 - Present
Trinergy LLC 2004 - April 2013
CEIF 2003 - April 2012
GUGGENHEIM FUNDS DISTRIBUTORS INC. April 2010 - May 2011
PowerShares May 2009 - April 2010
Evangelical Child and Family Agency 2007 - 2010
Van Kampen Funds August 1991 - January 2009
Van Kampen Investments August 1991 - January 2009
Skills
Investment Strategies, Risk Management, Trading, Negotiation, Teaching, Investments, Equities, Municipal Bonds, Portfolio Management, Unit Trusts, ETFs, Public Speaking, Series 7, Series 24, Series 63, Fixed Income Analysis, Asset Allocation, Asset Managment, Fixed Income, Customer Service, Mutual Funds, Asset Management, Securities, Leadership, Valuation, Organizational..., Strategic Planning, Reorganization, High Yield Bonds, Fixed Income Portfolio..., Certified Senior Adviser, Alzheimer's Care, Fall Prevention, Senior Services, Long-term Care, Rehabilitation, Geriatric Rehabilitation, Long Term Care Insurance, Writing, Rheumatoid Arthritis, Bonds, Investment Advisory, International Economics, International Investment, Investment Management, Wealth Management, Options, Financial Markets, Executive Management, Retirement Planning
Education
Northern Illinois University 1995 — 1998
MBA, Finance
Cedarville University 1987 — 1991
BA, Business Admin Finance & Mgmt
Guggenheim Funds Distributors, Inc August 2012 - Present
Invesco June 2010 - July 2012
Van Kampen Investments January 2008 - June 2010
Van Kampen Investments April 2005 - February 2008
Spike Trading April 2004 - April 2005
Skills
Series 7, Series 63, Mutual Funds, Asset Allocation, Securities, Series 6, Investment Strategies, Investments, Asset Managment, Equities, Fixed Income, Relationship Management, IRAs, Sales Management, Salesforce.com, Bonds, Closed-end Funds, Sales, Unit Investment Trusts, Alternative Investments, Asset Management
Education
Marquette University 2000 — 2004
Bachelor of Science, Finance
Guggenheim Funds Distributors, Inc June 2010 - Present
Van Kampen Investments January 2008 - April 2011
Van Kampen Investments January 2008 - December 2008
Van Kampen Investments June 2005 - December 2007
Alpha Equity Research June 2003 - May 2005
Waddell & Reed July 2002 - May 2003
Education
The College of Wooster 1998 — 2002
Bachleor of Arts, Communication Studies
Organic May 2015 - Present
MRY May 2014 - May 2015
Qualia Media (Formerly LocalResponse) March 2013 - May 2014
ShuttleCloud Corp. October 2012 - December 2012
Red Rover July 2011 - October 2012
Redcats USA January 2011 - July 2011
Merrill Lynch January 2011 - May 2011
BNY ConvergEx Group May 2010 - September 2010
Guggenheim Funds Distributors, Inc December 2009 - January 2010
Skills
Start-ups, Account Management, CRM, Project Management, Microsoft Excel, Business Development, Advertising, Marketing, Operations, Mobile Devices, Customer Development, Strategic Financial..., Agile Methodologies, Digital Media, Basecamp, Online Marketing, DART for Advertisers, Atlas, HTML, CSS, JavaScript, Pivotal Tracker, Excel, Pointroll, Management, Media Operations, Highrise, JIRA, Mobile Marketing, Online Advertising, Interactive Advertising
Education
New York University 2009 — 2011
Bachelor of Arts (B.A.) - Economic Policy, Minor - Business Studies
University of Arizona 2007 — 2009
Bachelor of Science (B.S.), Economics
Envestnet Placemark April 2012 - Present
Guggenheim Funds Distributors, Inc 2009 - December 2011
DWS Investments 2006 - 2008
MFS Investment Management 1993 - 2006
Skills
Investment Management, Unified Managed Accounts, Investment Products, Mutual Funds, ETFs, Structured Products, Asset Allocation, Modern Portfolio Theory, Effcient Market..., Investments, Equities, Fixed Annuities, 401k, Series 63, Series 7, Alternative Investments, Asset Management, Wealth Management, Separately Managed...
Education
Babson College 1979 — 1984
Bachelor of Science (B.S.), Business Administration and Management, General
Northfield Mount Hermon 1978 — 1979
Westbrook High School
3D Asset Management March 2014 - Present
Alternative Investment Resource February 2013 - March 2014
Guggenheim Funds Distributors, Inc December 2004 - February 2013
Spherion Staffing May 2004 - December 2004
Bank One September 2003 - May 2004
Enterprise Rent-A-Car June 2003 - September 2003
Skills
ETFs, Series 7, Business Development, Mutual Funds, Sales, Asset Allocation, Series 63, Marketing, Salesforce.com, UIT, Asset Managment, Recruiting, Series 65, Morningstar, Separately Managed..., Financial Markets, Banking, Wholesale Lending
Education
Illinois State University 1999 — 2003
BS, Marketing
Paylocity November 2011 - Present
J.P. Morgan July 2011 - October 2011
Guggenheim Funds Distributors, Inc March 2009 - July 2011
County of Mchenry, Illinois October 2006 - March 2009
Verizon Airfone May 2003 - October 2006
Skills
ASP.NET, CRM, Databases, Enterprise Software, Microsoft SQL Server, Oracle, Programming, Software Development, Agile Methodologies, Process Improvement, Web Services, Requirements Analysis
Education
Illinois Institute of Technology 1999 — 2003
BSCS
unilever foodsolutions July 2014 - Present
unilever foodsolutions May 2013 - July 2014
Guggenheim Funds Distributors, Inc February 2007 - May 2013
AAR Allen Asset Management May 2005 - February 2007
Skills
Accounting, ETFs, Investments, Financial Analysis, Mutual Funds
Education
Keller Graduate School of Management of DeVry University 2005 — 2008
University of Illinois at Chicago 2000 — 2005
None
William Blair & Company September 2012 - May 2015
Guggenheim Partners April 2011 - March 2012
Guggenheim Funds Distributors, Inc May 2004 - April 2011
Claymore Securities 2004 - 2008
Allstate Financial 1999 - 2004
John Nuveen & Co. 1997 - 1999
Stein Roe & Farnham 1995 - 1997
Skills
Needs Analysis, Asset Allocation, ETFs, Management, Instructional Design, Staff Development, Investments, Series 63, Mutual Funds, Series 7, Strategic Planning, Securities, Sales, Performance Management, Training, Investment Strategies, Leadership
Education
Northeastern Illinois University 2004 — 2006
Masters, Adult Education
North Park University 1999 — 2001
Certificate, Finance
Valparaiso University 1991 — 1995
CFP Program
Guggenheim Investments August 2013 - Present
Guggenheim Investments January 2012 - July 2013
Guggenheim Funds Distributors, Inc April 2011 - December 2011
Peace Corps May 2009 - May 2010
Claymore Securities February 2006 - May 2009
Wells Fargo Financial August 2005 - February 2006
Skills
Investments, ETFs, Mutual Funds, Closed-end Funds, UITs, Series 66, Series 7, Financial Analysis, Portfolio Management, Large Group Facilitation, Uniform Combined State..., Fixed Income, Asset Allocation, Alternative Investments
Education
The University of Chicago - Booth School of Business 2011 — 2014
Master of Business Administration (MBA), Finance, Economics, Entrepreneurship
Augustana College 2001 — 2005
Bachelor of Arts (B.A.), Business Administration, Finance & Management
Invesco US July 2014 - Present
Performance Trust Capital Partners January 2013 - July 2014
Performance Trust Capital Partners April 2012 - December 2012
Guggenheim Partners January 2012 - April 2012
Guggenheim Funds Distributors, Inc January 2011 - December 2011
UBS Global Asset Management November 2008 - December 2010
State Street Bank and Trust Company September 2007 - November 2008
State Street Bank & Trust October 2006 - September 2007
Investor's Bank & Trust Company June 2005 - September 2006
Skills
Bloomberg, Fixed Income, Capital Markets, Mutual Funds, Financial Reporting, Investment Products, Securities, Financial Services, Microsoft Office, MorningStar Direct, Excel, ETFs, Financial Markets, Hedge Funds, Alternative Investments, Fund Accounting, Investments, PowerPoint, Word, Outlook, Zephyr StyleAdvisor, Lehman Point, GIMII, Barclays Capital LIve, Hedge Fund Strategies, Hedge Fund Due Diligence, Hedge Fund Portfolio..., Fund Of Funds, Offshore Funds, Master Limited..., Bloomberg Data License, Exchange Traded Notes, Eagle PACE
Education
Brandeis International Business School 2007 — 2009
Masters of Science, Finance
Muhlenberg College 2001 — 2005
Bachelors of Arts, Business Administration (Managarial Finance) and International Studies (Global Trade)
SIT: Switzerland 2004 — 2004
Excel Force Solutions April 2015 - Present
Online Transport, Inc December 2014 - June 2015
Guggenheim Funds Distributors, Inc October 2008 - May 2011
Indiana Trust & Investment Management Company May 2007 - July 2007
Skills
ETFs, Fixed Income, Equity, Bloomberg, Factset
Education
DePaul University 2011 — 2013
Master of Science, Computational Finance, 3.5 / 4.0
Ball State University 2001 — 2008
Bachelor of Science, Economics, Financial Analyst Option
Guggenheim Funds Distributors, Inc February 2011 - Present
UBS Financial Services November 2002 - April 2010
UBS May 1999 - April 2002
Prudential Securities Inc January 1996 - January 1999
Refco January 1993 - January 1996
Alliance Capital Management January 1991 - January 1993
Reich & Tang LP January 1989 - January 1991
Education
University of Delaware 1984 — 1988
BS, Business Admin- Finance & Economics
Designations
BS, Business Administration (Finance; Economics
University of Delaware
Northern Trust Corporation 2014 - Present
Guggenheim Funds Distributors, Inc 2011 - 2013
Northwestern Mutual 2010 - 2010
Campus Recreation 2008 - 2009
Merrill Lynch 2008 - 2008
Skills
Bloomberg, Financial Modeling, Financial Analysis, Microsoft Excel, Microsoft Office, Financial Reporting, Outlook, Economics, Mutual Funds, Financial Recruiting, Business Development, Finance, Financial Markets, Financial Services, Investments
Education
University of Illinois at Urbana-Champaign 2006 — 2010
Bachelor of Science (B.S.), Economics
Glenbard South
Glenbard South
Glenbard South
First Trust January 2014 - Present
J.P. Morgan Asset Management September 2012 - January 2014
Guggenheim Funds Distributors, Inc March 2011 - September 2012
JPMorgan Chase October 2007 - March 2011
Skills
ETFs, Alternative Investments, Equities, Fixed Income, Hedge Funds, Investments, Mutual Funds, Securities, Series 7
Education
University of Illinois at Urbana-Champaign 2003 — 2007
B.A., Business Administration
Guggenheim Funds Distributors, Inc February 2010 - Present
Old Mutual Investment Group April 2008 - July 2009
Ziegler April 2007 - April 2008
Education
University of Northern Colorado 2002 — 2006
BA, Finance
University of Denver
MBA, Finance
Calamos Investments May 2012 - Present
Guggenheim Funds Distributors, Inc July 2009 - May 2012
Quebecor World Logistics Inc March 2008 - May 2009
Mrjenovich & Associates, Ltd. May 2007 - March 2008
Skills
Tax Accounting, Tax Returns, Financial Accounting, Annual Reports, Monthly Close Process, General Ledger, Account Reconciliation, Bank Reconciliation, Journal Entries, Closing Entries, Budget Process, Forecasting, Financial Audits
Education
Northern Illinois University 2004 — 2007
Bachelor of Science (B.S.), Accounting
College of DuPage 2001 — 2004
Associate of Arts and Sciences (A.A.S.)