Guggenheim Funds Distributors, Inc

Industry: Company

Description

Founded: 2001 Parent organization: Guggenheim Funds Investment Advisors, LLC Subsidiary: Guggenheim Funds Distributors, LLC, Investment Banking ArmFeedbackDisclaimer Claim this knowledge panel Knowledge ResultSee outside Moved, closed, or was never hereReportGS GammaWebsiteDirections Saved (0) Saved Save Investment service in New York City, New York Address: 330 Madison Ave, New York, NY 10017 Hours: Closed ⋅ Opens 8AM Thursday8AM–6PMFriday8AM–6PMSaturdayClosedSundayClosedMonday8AM–6PMTuesday8AM–6PMWednesday8AM–6PMSuggest an edit Unable to add this file. Please check that it is a valid photo. Phone: (212) 381-4169: Website: : Place name: : : : : Category: Website: https://www.guggenheiminvestments.com/ Category: Investment service Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of GS Gamma Posting publicly on the Web Write a review Reviews Be the first to review

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Guggenheim Funds Distributors, Inc Employees

Employee
Years
Job
Industry
Victor Quagliero Victor Quagliero United States Details
Victor Quagliero's Guggenheim Funds Distributors, Inc Experience September 2007 - January 2011
Job Senior Director, Business Development Manager at Oppenheimer & Co. Inc
Industry Financial Services
Experience
Oppenheimer & Co. Inc   October 2014 - Present
Pacer Financial Inc.   April 2012 - September 2014
Prime Sales Solutions Inc.   March 2011 - March 2012
Guggenheim Funds Distributors, Inc   September 2007 - January 2011
Claymore Securities  2007 - 2011
RBC Wealth Management  March 2002 - September 2007
Tucker Anthony/Sutro Co.   September 1999 - March 2002
Gibraltar Securities, Inc.   May 1988 - September 1999

Skills
Investments, Financial Services, Public Speaking, Management, Asset Allocation, Insurance, Business-Succession..., Deferred Compensation..., Financial Advisory, Fixed Income Strategies, Investment Strategies, Microsoft Office,..., Multigenerational..., Relationship Management, Retirement Plan..., Tax-Efficient Strategies, Wealth Management..., Wealth-Preservation..., Risk Management..., Estate Investment...

Education
Rutgers, The State University of New Jersey-Newark
Bachelor of Arts, Political Science

Joseph O'Boyle Joseph O'Boyle Greater Chicago Area Details
Joseph O'Boyle's Guggenheim Funds Distributors, Inc Experience August 2011 - April 2012
Job Chief Compliance Officer
Industry Investment Management
Experience
Jackson National Asset Management  April 2012 - Present
Guggenheim Funds Distributors, Inc   August 2011 - April 2012
Calamos Investments  August 2008 - July 2011
Calamos Investments  September 2005 - August 2008
ABN AMRO (LaSalle Bank Corp.)   January 1997 - September 2005
First Chicago  1992 - 1997
First Options  1991 - 1992
CBOE  1987 - 1991

Education
Northwestern University - Kellogg School of Management   2000 — 2001
MBA

Iowa State University   1981 — 1985
BBA, Finance

Evanston Township High School   1977 — 1981

Justine Toly Justine Toly Greater Chicago Area Details
Justine Toly's Guggenheim Funds Distributors, Inc Experience March 2010 - May 2012
Job Stay at Home Mom
Industry Executive Office
Experience
Toly Family   August 2013 - Present
Guggenheim Partners  May 2012 - October 2013
Guggenheim Funds Distributors, Inc   March 2010 - May 2012
Claymore Securities  March 2009 - March 2010

Education
Judson University   2005 — 2007
Bachelor of Arts (B.A.), History

College of DuPage   2003 — 2005

Browning, John Certified Senior Advisor Browning, John Certified Senior Advisor Greater Chicago Area Details
Browning, John Certified Senior Advisor's Guggenheim Funds Distributors, Inc Experience April 2010 - May 2011
Job Managing Director Incapital & Owner Home Helpers
Industry Financial Services
Experience
Home Helpers of Barrington   September 2012 - Present
Incapital  May 2011 - Present
Infotechnics LLC   October 2005 - Present
Trinergy LLC   2004 - April 2013
CEIF   2003 - April 2012
GUGGENHEIM FUNDS DISTRIBUTORS INC.  April 2010 - May 2011
PowerShares  May 2009 - April 2010
Evangelical Child and Family Agency  2007 - 2010
Van Kampen Funds  August 1991 - January 2009
Van Kampen Investments  August 1991 - January 2009

Skills
Investment Strategies, Risk Management, Trading, Negotiation, Teaching, Investments, Equities, Municipal Bonds, Portfolio Management, Unit Trusts, ETFs, Public Speaking, Series 7, Series 24, Series 63, Fixed Income Analysis, Asset Allocation, Asset Managment, Fixed Income, Customer Service, Mutual Funds, Asset Management, Securities, Leadership, Valuation, Organizational..., Strategic Planning, Reorganization, High Yield Bonds, Fixed Income Portfolio..., Certified Senior Adviser, Alzheimer's Care, Fall Prevention, Senior Services, Long-term Care, Rehabilitation, Geriatric Rehabilitation, Long Term Care Insurance, Writing, Rheumatoid Arthritis, Bonds, Investment Advisory, International Economics, International Investment, Investment Management, Wealth Management, Options, Financial Markets, Executive Management, Retirement Planning

Education
Northern Illinois University   1995 — 1998
MBA, Finance

Cedarville University   1987 — 1991
BA, Business Admin Finance & Mgmt

Brad Feeley Brad Feeley Chicago, Illinois Details
Brad Feeley's Guggenheim Funds Distributors, Inc Experience August 2012 - Present
Job Regional Vice President at Guggenheim Funds Distributors, Inc
Industry Financial Services
Experience
Guggenheim Funds Distributors, Inc   August 2012 - Present
Invesco  June 2010 - July 2012
Van Kampen Investments  January 2008 - June 2010
Van Kampen Investments  April 2005 - February 2008
Spike Trading  April 2004 - April 2005

Skills
Series 7, Series 63, Mutual Funds, Asset Allocation, Securities, Series 6, Investment Strategies, Investments, Asset Managment, Equities, Fixed Income, Relationship Management, IRAs, Sales Management, Salesforce.com, Bonds, Closed-end Funds, Sales, Unit Investment Trusts, Alternative Investments, Asset Management

Education
Marquette University   2000 — 2004
Bachelor of Science, Finance

Brian Carlisle Brian Carlisle Columbus, Ohio Area Details
Brian Carlisle's Guggenheim Funds Distributors, Inc Experience June 2010 - Present
Job Regional Vice President at Guggenheim Funds Distributors, Inc
Industry Financial Services
Experience
Guggenheim Funds Distributors, Inc   June 2010 - Present
Van Kampen Investments  January 2008 - April 2011
Van Kampen Investments  January 2008 - December 2008
Van Kampen Investments  June 2005 - December 2007
Alpha Equity Research   June 2003 - May 2005
Waddell & Reed  July 2002 - May 2003

Education
The College of Wooster   1998 — 2002
Bachleor of Arts, Communication Studies

Sean Terence Dunleavy Sean Terence Dunleavy San Francisco, California Details
Sean Terence Dunleavy's Guggenheim Funds Distributors, Inc Experience December 2009 - January 2010
Job Senior Project Manager at Organic
Industry Marketing and Advertising
Experience
Organic  May 2015 - Present
MRY  May 2014 - May 2015
Qualia Media (Formerly LocalResponse)   March 2013 - May 2014
ShuttleCloud Corp.   October 2012 - December 2012
Red Rover  July 2011 - October 2012
Redcats USA  January 2011 - July 2011
Merrill Lynch  January 2011 - May 2011
BNY ConvergEx Group  May 2010 - September 2010
Guggenheim Funds Distributors, Inc   December 2009 - January 2010

Skills
Start-ups, Account Management, CRM, Project Management, Microsoft Excel, Business Development, Advertising, Marketing, Operations, Mobile Devices, Customer Development, Strategic Financial..., Agile Methodologies, Digital Media, Basecamp, Online Marketing, DART for Advertisers, Atlas, HTML, CSS, JavaScript, Pivotal Tracker, Excel, Pointroll, Management, Media Operations, Highrise, JIRA, Mobile Marketing, Online Advertising, Interactive Advertising

Education
New York University   2009 — 2011
Bachelor of Arts (B.A.) - Economic Policy, Minor - Business Studies

University of Arizona   2007 — 2009
Bachelor of Science (B.S.), Economics

Doug Wallace, CIMA Doug Wallace, CIMA Greater Denver Area Details
Doug Wallace, CIMA's Guggenheim Funds Distributors, Inc Experience 2009 - December 2011
Job VP Regional Sales Director, Envestnet | Placemark
Industry Investment Management
Experience
Envestnet Placemark   April 2012 - Present
Guggenheim Funds Distributors, Inc   2009 - December 2011
DWS Investments  2006 - 2008
MFS Investment Management  1993 - 2006

Skills
Investment Management, Unified Managed Accounts, Investment Products, Mutual Funds, ETFs, Structured Products, Asset Allocation, Modern Portfolio Theory, Effcient Market..., Investments, Equities, Fixed Annuities, 401k, Series 63, Series 7, Alternative Investments, Asset Management, Wealth Management, Separately Managed...

Education
Babson College   1979 — 1984
Bachelor of Science (B.S.), Business Administration and Management, General

Northfield Mount Hermon   1978 — 1979

Westbrook High School

Jason W. Cowie Jason W. Cowie Greater Chicago Area Details
Jason W. Cowie's Guggenheim Funds Distributors, Inc Experience December 2004 - February 2013
Job Regional Vice President at 3D Asset Management
Industry Financial Services
Experience
3D Asset Management   March 2014 - Present
Alternative Investment Resource  February 2013 - March 2014
Guggenheim Funds Distributors, Inc   December 2004 - February 2013
Spherion Staffing  May 2004 - December 2004
Bank One  September 2003 - May 2004
Enterprise Rent-A-Car  June 2003 - September 2003

Skills
ETFs, Series 7, Business Development, Mutual Funds, Sales, Asset Allocation, Series 63, Marketing, Salesforce.com, UIT, Asset Managment, Recruiting, Series 65, Morningstar, Separately Managed..., Financial Markets, Banking, Wholesale Lending

Education
Illinois State University   1999 — 2003
BS, Marketing

Garret Stephenson Garret Stephenson Greater Chicago Area Details
Garret Stephenson's Guggenheim Funds Distributors, Inc Experience March 2009 - July 2011
Job Software Developer at Paylocity
Industry Financial Services
Experience
Paylocity  November 2011 - Present
J.P. Morgan   July 2011 - October 2011
Guggenheim Funds Distributors, Inc   March 2009 - July 2011
County of Mchenry, Illinois   October 2006 - March 2009
Verizon Airfone  May 2003 - October 2006

Skills
ASP.NET, CRM, Databases, Enterprise Software, Microsoft SQL Server, Oracle, Programming, Software Development, Agile Methodologies, Process Improvement, Web Services, Requirements Analysis

Education
Illinois Institute of Technology   1999 — 2003
BSCS

Cathryn (Klaczynski) Klimek Cathryn (Klaczynski) Klimek Greater Chicago Area Details
Cathryn (Klaczynski) Klimek's Guggenheim Funds Distributors, Inc Experience February 2007 - May 2013
Job Associate Finance Manager
Industry Food & Beverages
Experience
unilever foodsolutions  July 2014 - Present
unilever foodsolutions  May 2013 - July 2014
Guggenheim Funds Distributors, Inc   February 2007 - May 2013
AAR Allen Asset Management   May 2005 - February 2007

Skills
Accounting, ETFs, Investments, Financial Analysis, Mutual Funds

Education
Keller Graduate School of Management of DeVry University   2005 — 2008

University of Illinois at Chicago   2000 — 2005

None

Anastasia Neitzel Anastasia Neitzel Greater Chicago Area Details
Anastasia Neitzel's Guggenheim Funds Distributors, Inc Experience May 2004 - April 2011
Job Sales Associate at ALEC | Abbott Laboratories Employee Credit Union
Industry Financial Services
Experience
William Blair & Company  September 2012 - May 2015
Guggenheim Partners  April 2011 - March 2012
Guggenheim Funds Distributors, Inc   May 2004 - April 2011
Claymore Securities  2004 - 2008
Allstate Financial  1999 - 2004
John Nuveen & Co.   1997 - 1999
Stein Roe & Farnham  1995 - 1997

Skills
Needs Analysis, Asset Allocation, ETFs, Management, Instructional Design, Staff Development, Investments, Series 63, Mutual Funds, Series 7, Strategic Planning, Securities, Sales, Performance Management, Training, Investment Strategies, Leadership

Education
Northeastern Illinois University   2004 — 2006
Masters, Adult Education

North Park University   1999 — 2001
Certificate, Finance

Valparaiso University   1991 — 1995

CFP Program

Carlos Villarreal Carlos Villarreal Greater Chicago Area Details
Carlos Villarreal's Guggenheim Funds Distributors, Inc Experience April 2011 - December 2011
Job Regional Vice President at Guggenheim Investments
Industry Financial Services
Experience
Guggenheim Investments  August 2013 - Present
Guggenheim Investments  January 2012 - July 2013
Guggenheim Funds Distributors, Inc   April 2011 - December 2011
Peace Corps  May 2009 - May 2010
Claymore Securities  February 2006 - May 2009
Wells Fargo Financial  August 2005 - February 2006

Skills
Investments, ETFs, Mutual Funds, Closed-end Funds, UITs, Series 66, Series 7, Financial Analysis, Portfolio Management, Large Group Facilitation, Uniform Combined State..., Fixed Income, Asset Allocation, Alternative Investments

Education
The University of Chicago - Booth School of Business   2011 — 2014
Master of Business Administration (MBA), Finance, Economics, Entrepreneurship

Augustana College   2001 — 2005
Bachelor of Arts (B.A.), Business Administration, Finance & Management

Brad Rosenberg, MSF, CETF, CHP Brad Rosenberg, MSF, CETF, CHP Greater Chicago Area Details
Brad Rosenberg, MSF, CETF, CHP's Guggenheim Funds Distributors, Inc Experience January 2011 - December 2011
Job Business Analyst/Project Manager at Invesco US
Industry Financial Services
Experience
Invesco US  July 2014 - Present
Performance Trust Capital Partners  January 2013 - July 2014
Performance Trust Capital Partners  April 2012 - December 2012
Guggenheim Partners  January 2012 - April 2012
Guggenheim Funds Distributors, Inc   January 2011 - December 2011
UBS Global Asset Management  November 2008 - December 2010
State Street Bank and Trust Company  September 2007 - November 2008
State Street Bank & Trust  October 2006 - September 2007
Investor's Bank & Trust Company   June 2005 - September 2006

Skills
Bloomberg, Fixed Income, Capital Markets, Mutual Funds, Financial Reporting, Investment Products, Securities, Financial Services, Microsoft Office, MorningStar Direct, Excel, ETFs, Financial Markets, Hedge Funds, Alternative Investments, Fund Accounting, Investments, PowerPoint, Word, Outlook, Zephyr StyleAdvisor, Lehman Point, GIMII, Barclays Capital LIve, Hedge Fund Strategies, Hedge Fund Due Diligence, Hedge Fund Portfolio..., Fund Of Funds, Offshore Funds, Master Limited..., Bloomberg Data License, Exchange Traded Notes, Eagle PACE

Education
Brandeis International Business School   2007 — 2009
Masters of Science, Finance

Muhlenberg College   2001 — 2005
Bachelors of Arts, Business Administration (Managarial Finance) and International Studies (Global Trade)

SIT: Switzerland   2004 — 2004

John Fahrenbach John Fahrenbach Lebanon, Indiana Details
John Fahrenbach's Guggenheim Funds Distributors, Inc Experience October 2008 - May 2011
Job Excel Developer at Excel Force Solutions
Industry Financial Services
Experience
Excel Force Solutions   April 2015 - Present
Online Transport, Inc   December 2014 - June 2015
Guggenheim Funds Distributors, Inc   October 2008 - May 2011
Indiana Trust & Investment Management Company   May 2007 - July 2007

Skills
ETFs, Fixed Income, Equity, Bloomberg, Factset

Education
DePaul University   2011 — 2013
Master of Science, Computational Finance, 3.5 / 4.0

Ball State University   2001 — 2008
Bachelor of Science, Economics, Financial Analyst Option

Michael Gearty Michael Gearty Greater New York City Area Details
Michael Gearty's Guggenheim Funds Distributors, Inc Experience February 2011 - Present
Job Business Development Officer NYC Metro at Guggenheim Funds Distributors, Inc
Industry Financial Services
Experience
Guggenheim Funds Distributors, Inc   February 2011 - Present
UBS Financial Services  November 2002 - April 2010
UBS  May 1999 - April 2002
Prudential Securities Inc  January 1996 - January 1999
Refco  January 1993 - January 1996
Alliance Capital Management  January 1991 - January 1993
Reich & Tang LP   January 1989 - January 1991

Education
University of Delaware   1984 — 1988
BS, Business Admin- Finance & Economics

Designations
BS, Business Administration (Finance; Economics

University of Delaware

Matthew Roos Matthew Roos Greater Chicago Area Details
Matthew Roos's Guggenheim Funds Distributors, Inc Experience 2011 - 2013
Job Analyst Transfer Agency at Northern Trust Corporation
Industry Financial Services
Experience
Northern Trust Corporation  2014 - Present
Guggenheim Funds Distributors, Inc   2011 - 2013
Northwestern Mutual  2010 - 2010
Campus Recreation  2008 - 2009
Merrill Lynch  2008 - 2008

Skills
Bloomberg, Financial Modeling, Financial Analysis, Microsoft Excel, Microsoft Office, Financial Reporting, Outlook, Economics, Mutual Funds, Financial Recruiting, Business Development, Finance, Financial Markets, Financial Services, Investments

Education
University of Illinois at Urbana-Champaign   2006 — 2010
Bachelor of Science (B.S.), Economics

Glenbard South

Glenbard South

Glenbard South

Samantha Polock Samantha Polock Greater Chicago Area Details
Samantha Polock's Guggenheim Funds Distributors, Inc Experience March 2011 - September 2012
Job Vice President, Structured Products at First Trust
Industry Financial Services
Experience
First Trust  January 2014 - Present
J.P. Morgan Asset Management   September 2012 - January 2014
Guggenheim Funds Distributors, Inc   March 2011 - September 2012
JPMorgan Chase  October 2007 - March 2011

Skills
ETFs, Alternative Investments, Equities, Fixed Income, Hedge Funds, Investments, Mutual Funds, Securities, Series 7

Education
University of Illinois at Urbana-Champaign   2003 — 2007
B.A., Business Administration

Eric Needham Eric Needham Greater Chicago Area Details
Eric Needham's Guggenheim Funds Distributors, Inc Experience February 2010 - Present
Job Regional Sales Associate at Guggenheim Funds
Industry Financial Services
Experience
Guggenheim Funds Distributors, Inc   February 2010 - Present
Old Mutual Investment Group   April 2008 - July 2009
Ziegler  April 2007 - April 2008

Education
University of Northern Colorado   2002 — 2006
BA, Finance

University of Denver
MBA, Finance

Jean (McNally) India, CPA Jean (McNally) India, CPA Downers Grove, Illinois Details
Jean (McNally) India, CPA's Guggenheim Funds Distributors, Inc Experience July 2009 - May 2012
Job Senior Accountant at Calamos Investments
Industry Investment Management
Experience
Calamos Investments  May 2012 - Present
Guggenheim Funds Distributors, Inc   July 2009 - May 2012
Quebecor World Logistics Inc   March 2008 - May 2009
Mrjenovich & Associates, Ltd.   May 2007 - March 2008

Skills
Tax Accounting, Tax Returns, Financial Accounting, Annual Reports, Monthly Close Process, General Ledger, Account Reconciliation, Bank Reconciliation, Journal Entries, Closing Entries, Budget Process, Forecasting, Financial Audits

Education
Northern Illinois University   2004 — 2007
Bachelor of Science (B.S.), Accounting

College of DuPage   2001 — 2004
Associate of Arts and Sciences (A.A.S.)

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