Guggenheim Securities
Industry: Financial services company
DescriptionGuggenheim Partners is a global investment and advisory financial services firm that engages in investment banking, capital markets services, investment management, investment advisory, and insurance services. CEO: Mark Walter (2000–) Assets under management: 310 billion USD Founded: 1999 Founders: Mark Walter, Peter Lawson-Johnston II, J. Todd Morley, Dominic Curcio, Guggenheim family Headquarters: New York City, NY, Chicago, IL Subsidiaries: Prometheus Global Media,
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Guggenheim Securities Employees
Sea Bright Board Co., LLC October 2012 - Present
Guggenheim Securities June 2013 - September 2015
Point Capital Markets December 2011 - May 2013
Point Capital Partners November 2011 - May 2013
MF Global March 2011 - November 2011
Bank of America May 2003 - May 2010
Dean Witter Intercapital 1996 - 1999
Skills
Hedge Funds, Equities, Equity Derivatives, Proprietary Trading, Asset Managment, Capital Markets, Options, Equity Trading, Derivatives, Trading, Fixed Income, Building Relationships, Social Skills, Program Trading
Education
Boston College 1992 — 1996
Bachelor of Science (BS) Carroll School of Management, Finance Major, Accounting Major, English Minor
Christian Brothers Academy 1988 — 1992
Highschool
Heniff Transportation Systems, LLC May 2015 - Present
Guggenheim Partners May 2014 - August 2014
Guggenheim Partners May 2013 - September 2013
Guggenheim Securities May 2012 - September 2012
Skills
Financial Modeling, Bloomberg Terminal, Derivatives, Economics, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Python, Outlook
Education
Amherst College 2013 — 2017
Bachelor's Degree, Mathematics
Deutsche Bank February 2013 - Present
Deutsche Bank May 2010 - February 2013
Guggenheim Securities November 2009 - April 2010
Taco Bell Corporation January 2009 - November 2009
Deutsche Bank June 2008 - August 2008
Quartics July 2005 - June 2008
Texas Instruments June 2003 - July 2005
Conexant March 1998 - June 2003
Skills
Investment Banking, Financial Modeling, Competitive Analysis, Cross-functional Team..., Product Management, Mergers, Valuation, Strategy, Financial Analysis, Business Strategy, Start-ups, Due Diligence, Venture Capital, Project Management, Product Development, Corporate Development, Business Development, Program Management, Private Equity, Corporate Finance
Education
UCLA Anderson School of Management 2006 — 2009
M.B.A. (Honors), Finance
University of Pittsburgh 1996 — 1998
M.S. (Honors), Electrical Engineering
Birla Institute of Technology and Science, Pilani 1992 — 1996
B.E. (Honors), Instrumentation
Caswell Risk Advisory, LLC May 2010 - Present
Guggenheim Securities 2012 - 2013
United Western Bank 2010 - 2010
Native American Bank 2008 - 2010
First Charter Bank 2005 - 2007
Integra Bank 2002 - 2005
RBC Bank - RBC Centura Banks, Inc. - Centura Banks, Inc. 1997 - 2002
CoBank 1993 - 1997
Sanwa Business Credit Corporation 1987 - 1993
Skills
Portfolio Management, Banking, Finance, Loans, Derivatives, Investments, Commercial Banking, Mergers, Financial Structuring, Commercial Lending, Treasury Management, Financial Analysis, Interest Rate Risk..., Funding, Capital Markets, Credit, Hedging, Liquidity Management, Investor Relations, Strategic Planning, Fixed Income, Treasury, Enterprise Risk..., Series 63, Series 7, Risk Management, Financial Risk, Private Equity, Financial Services, Equities, Structured Finance, Executive Management, Management
Education
University of Illinois at Urbana-Champaign - College of Business 1985 — 1987
Master of Science, Finance
Indiana University Bloomington
Economics - Fellowship
University of Illinois at Urbana-Champaign - College of Business
Bachelor of Science, With Honors, Economics
Leparulo Consulting January 2015 - Present
Security Benefit March 2012 - November 2014
Guggenheim Securities July 2010 - December 2011
Van Kampen Consulting October 2000 - July 2010
Skills
Training, Relationship Management, Public Speaking, Sales Process, Financial Services, Project Management, Consulting, Leadership, Management, National Speaker, Practice Management, Broadcast Television
Education
Gordon College
Bachelor of Arts (B.A.), Psychology
Guggenheim Securities November 2013 - Present
SunTrust Robinson Humphrey June 2013 - November 2013
SunTrust Robinson Humphrey June 2010 - June 2013
Porter Orlin LLC June 2009 - July 2009
Skills
Investment Banking, M&A experience, Acquisition Financing, Financial Modeling, Financial Analysis, Valuation, DCF, LBO, Capital Markets, Corporate Finance, Series 7, Series 79, Series 63, Bloomberg, Capital IQ, Merger Market, Investments, Divestitures, Acquisitions
Education
Washington and Lee University 2006 — 2010
Bachelor of Business Administration (BBA), Finance
Universidad Pablo de Olavide
International Business Program
Guggenheim Securities August 2015 - August 2015
Landmark Enterprises, Inc. May 2015 - July 2015
Greystar June 2015 - June 2015
Twin Rivers Capital June 2015 - June 2015
Hillwood June 2015 - June 2015
JL Woode May 2015 - May 2015
Chaparral Boats May 2014 - July 2014
Comfort Medical July 2013 - August 2013
Arriva Medical May 2013 - July 2013
Skills
Microsoft Office, Microsoft Word, Marketing, Social Media, Social Media Marketing, Sales, Facebook, Microsoft Excel, Teamwork, Time Management
Education
University of Florida 2012 — 2016
Bachelor’s Degree, Finance, 3.90/4.00
Saint Thomas Aquinas 2008 — 2012
Guggenheim Securities August 2013 - Present
Merrill Lynch June 2012 - August 2012
Skills
Microsoft Office
Education
University of Pennsylvania 2009 — 2013
B.A., Economics
Leon
Guggenheim Securities October 2013 - Present
Education
Georgetown University
Bachelor of Arts (BA), Political Science and Government
The American University in Cairo
Universitat Pompeu Fabra
Linfield
High School Diploma
Guggenheim Securities May 2013 - Present
Barclays July 2012 - May 2013
Accenture August 2005 - August 2010
Education
New York University, Stern School of Business 2010 — 2012
Master of Business Administration (M.B.A.), Finance / Accounting
Cornell University 2001 — 2005
Bachelor of Science (BS), Mathematics / Economics
CPS Events at The Plaza April 2014 - Present
Guggenheim Securities June 2013 - April 2014
Guggenheim Partners November 2011 - June 2013
Richard Sandoval Restaurants - Tamayo Zengo La Sandia May 2011 - October 2011
Bowlmor Time Square November 2010 - May 2011
Aramark Sports and Entertainment May 2010 - October 2010
Sheraton City Center Hotel May 2008 - May 2010
Insurance Services Office 2006 - 2008
Skills
Microsoft Office 2007, Hospitality, Hotels, Event Management, PowerPoint, Microsoft Excel, Customer Service, Event Planning, Food & Beverage, Microsoft Word, Microsoft Office, Windows, Teamwork, Inventory Management, Outlook, Sales, Social Media, Budgets, Human Resources, Office Administration, Time Management, Recruiting
Education
Temple University 2006 — 2010
Bachelor of Science, Tourism and Hospitality
Columbia Business School May 2014 - Present
Guggenheim Securities May 2013 - April 2014
Financo, LLC July 2012 - May 2013
Credit Suisse June 2005 - April 2010
Skills
Investment Banking, Investments, Private Equity, Mergers, Capital Markets, Financial Modeling, Valuation, Due Diligence, Financial Analysis, Corporate Finance, Bloomberg, Business Strategy, Emerging Markets, Project Management, Series 7, Series 63, Microsoft Office, Financial Structuring, Mergers & Acquisitions
Education
Columbia University - Columbia Business School 2010 — 2012
MBA, Finance, General
Georgetown University 2001 — 2004
B.A., English Literature, Government, Cum Laude
Guggenheim Securities November 2013 - Present
DeMatteo Monness LLC December 2011 - November 2013
MF Global July 2011 - November 2011
Theory Capital September 2009 - February 2011
Bank of America April 2005 - February 2009
J.P. Morgan June 2002 - March 2005
Goldman Sachs March 1999 - May 2002
Skills
Equities, Trading, Hedge Funds, Investment Sales, Asset Management, Fixed Income, Trade Compliance, Settlement, Portfolio Management, Financial Analysis, Prime Brokerage, Securities Lending, Fund Administration, Fundamental Analysis, Equity Trading, Electronic Trading, Bloomberg, Capital Markets, Alternative Investments
Education
Harvard University 1989 — 1993
Bachelor of Arts (Economics), Economics
Wilton High School 1985 — 1989
Persistent Efficiency May 2014 - Present
Independent September 2013 - Present
Guggenheim Securities October 2011 - June 2013
Wells Fargo Securities August 2010 - October 2011
Skills
Financial Analysis, Financial Modeling, LBO, M&A experience, M&A execution, M&A analysis, Real Estate Transactions, Real Estate Investor, Economics, Capital Markets, Venture Capital, Fundraising, Fundamental Analysis, Accretion/dilution, Financial Accounting, Social Media Consulting, Blogging, Economic Data Analysis, Presentation Design, Presentation Development, Valuation, Due Diligence, Equities, Investment Banking, Music Theory, Music History, Social Media, Economic Research
Education
Cornell University 2005 — 2009
BS, Economics, Music
Cornell University 2005 — 2009
Bachelor's degree, Economics
Crescenta Valley
Crescenta Valley
Guggenheim Securities July 2014 - Present
Caisse de dépôt et placement du Québec July 2013 - August 2013
Morgan Stanley June 2013 - July 2013
Global Capital Markets -- Glory Fund Asia Subsidiary July 2012 - August 2012
Ernst & Young June 2011 - July 2011
Skills
Mandarin, Microsoft Excel, Financial Modeling, Finance, Microsoft Office, CSS, Investment Banking, Investments, Economics, Internal Controls
Education
University of Virginia 2010 — 2014
Bachelor of Science (B.S.)
Fudan University 2012 — 2012
International Summer Program
Shanghai American School 2006 — 2010
High School Diploma
Mizuho Securities USA Inc. March 2015 - Present
Guggenheim Securities August 2011 - March 2015
Robert W. Baird & Co. July 2007 - May 2011
Morgan Stanley September 1996 - June 2007
Norrell January 1993 - August 1996
Skills
Series 7, Series 63, Series 55, Series 3, FINRA, Trading, Derivatives, Equities, Investments, Alternative Investments, Bloomberg, Capital Markets, Electronic Trading, Hedge Funds, Fixed Income, Investment Banking, Securities
Education
Michigan State University 1990 — 1993
Rochester Adams High School 1987 — 1989
Ball State University
Merrill Lynch August 2015 - Present
Guggenheim Investments August 2014 - Present
Guggenheim Securities June 2013 - August 2013
Taplin, Canida & Habacht May 2012 - August 2012
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Financial Modeling, Bloomberg, Valuation, Customer Service, Access, Financial Analysis, Social Media, Fixed Income, Finance, Risk Management
Education
University of Iowa - Henry B. Tippie College of Business 2009 — 2013
Bachelor of Business Administration (B.B.A.), Finance, General
Guggenheim Securities June 2014 - Present
ING Capital, LLC April 2014 - June 2014
ING Capital, LLC October 2012 - April 2014
ING Capital, LLC September 2011 - September 2012
Parchman, Vaughan & Company June 2010 - August 2010
Skills
Mergers & Acquisitions, Financial Analysis, Project Finance, Investment Banking, Structured Finance, Financial Modeling, Valuation, Capital Markets, Bloomberg, Emerging Markets
Education
The Johns Hopkins University 2007 — 2011
Bachelor of Arts, International Studies, Economics
Sciences Po (Paris Institute of Political Studies) 2009 — 2010
English and French Program
McGill University 2009 — 2009
Guggenheim Securities July 2012 - Present
Nomura Securities December 2009 - January 2012
Blue Mountain Capital May 2007 - November 2009
Skills
ABS, Fixed Income, Credit Derivatives, Swaps, MBS, Hedge Funds, Series 7, Fixed Income Trading, Bonds, Structured Finance, Portfolio Management, Derivatives
Education
University of Florida 2014 — 2016
Master of Business Administration (MBA)
University of Delaware - Lerner College of Business and Economics 2004 — 2007
Bachelor of Science, Finance
Montclair High School
Odeon Capital Group LLC October 2014 - Present
Guggenheim Securities June 2009 - October 2014
OpHedge Investment Services July 2007 - September 2008
Skills
Fixed Income, MBS, Interest Rate..., Bloomberg Terminal, ABS, Account Reconciliation, VBA, Repos, Futures, Structured Securities, Microsoft Excel, Series 7, Series 63, Hedge Funds, Derivatives, Trading, Investment Banking, Asset Management, Capital Markets, Bloomberg, Structured Products
Education
Pace University - Lubin School of Business 2003 — 2006
BBA, Finance, Minor Concentrations: Mathematics, Economics
Citi October 2014 - Present
Guggenheim Securities October 2012 - October 2014
Guggenheim Securities May 2011 - August 2011
Skills
Valuation, Financial Modeling, Private Equity, Equity Research, Corporate Finance, Investment Banking, Equities, Portfolio Management, Due Diligence, Capital Markets, Bloomberg Terminal, LBO
Education
University of Virginia 2008 — 2012
Bachelor of Science (BS), Commerce
London School of Economics and Political Science 2010 — 2010
Summer School Program, Intermediate Macroeconomics
Brooklyn June 2012 - Present
Guggenheim Securities September 2012 - April 2014
ScrumMasters, Inc. April 2010 - September 2011
Grabber Inc. June 2010 - September 2010
Skills
Illustration, Illustrator, Digital Illustration, Adobe Creative Suite, Photography, InDesign, Graphic Design, Microsoft Office, Vector Illustration, Photoshop, Photo Editing, Advertising, Program Management, lettering, Calligraphy
Education
Rhode Island School of Design 2008 — 2012
Bachelor of Fine Arts (BFA), Illustration
Barclays December 2014 - Present
Guggenheim Securities July 2013 - November 2014
Morgan Stanley June 2012 - August 2012
Skills
Economics, Research, Bloomberg Terminal, Stata, Analysis, Microsoft Office, Microsoft Excel, PowerPoint, Econometrics, R, SAS, Fundraising, VBA, LaTeX, Financial Analysis, Valuation, Financial Modeling, Investments, Analytics, Data Analysis, Statistical Data..., Microsoft Word, Team Leadership, Finance, Corporate Finance, Bloomberg
Education
Colgate University 2009 — 2013
BA, Mathematics and Economics
Woodrow Wilson Senior High School 2005 — 2009
4.3/4.0
Guggenheim Partners June 2015 - Present
Guggenheim Securities October 2013 - June 2015
Guggenheim Partners November 2011 - October 2013
White House Black Market March 2009 - May 2011
University of Rhode Island January 2007 - December 2007
Carol Chumney for Mayor Campaign July 2007 - October 2007
Skills
Strategy, Public Speaking, Vendor Management, Microsoft Excel, Research, Customer Service, PowerPoint, Microsoft Office, Building Relationships, Strategic Sourcing, Time Management, Outlook, Policy, Visual Merchandising, Negotiation, Strategic Planning, RFP, Data Mining, Project Planning, International Relations, Project Coordination, Written & Oral..., Press Releases, Competitive Analysis, Project Management, Travel Management, Inventory Management, Teamwork, Team Leadership, Team Management, Leadership
Education
University of Rhode Island 2005 — 2008
B.A., Political Science
Union Catholic
Miller & Chevalier Chartered October 2012 - Present
Guggenheim Securities November 2011 - July 2012
MF Global November 2010 - November 2011
Community College of Allegheny County March 2011 - May 2011
Concept Capital March 2009 - October 2010
Stanford Group Company January 2005 - March 2009
National Journal March 2004 - December 2004
Allied Integrated Marketing 2003 - 2004
Skills
Email Marketing, Marketing, Business Analysis, Social Media Marketing, CRM, Web Content Management, Content Marketing, Analytics, SEO, Research, Business Intelligence, Training, Editing, PowerPoint, Adobe Acrobat, Microsoft Office, Teaching, Public Speaking, CMS
Education
University of Virginia 2009 — 2010
Master's Degree
University of Maryland College Park 1998 — 2002
Bachelor's Degree
Community College of Allegheny County 1998 — 2001
Associate's Degree
Guggenheim Partners July 2014 - Present
University of Notre Dame December 2012 - May 2014
Guggenheim Securities June 2013 - August 2013
Illinois Policy Institute May 2012 - August 2012
Skills
Research, Social Networking, Regression Analysis, Statistics, Economics, Public Policy, Public Speaking, Policy, Politics, Political Science, Finance, Policy Analysis
Education
University of Notre Dame 2011 — 2014
BA, Economics, Political Science, 3.840/4.000 (Magna Cum Laude)
Boston College 2010 — 2011
Arts and Sciences Honors Program, Economics
Library of Congresss, Congressional Research Service June 2014 - Present
Consulting October 2013 - June 2014
Guggenheim Securities November 2011 - September 2013
MF Global November 2010 - November 2011
Concept Capital Markets, LLC March 2009 - October 2011
Stanford Group Company November 2004 - February 2009
Charles Schwab November 1996 - November 2004
Lynch, Jones & Ryan, Inc. April 1996 - October 1996
FAO June 1993 - March 1996
Sosland Publishing August 1988 - June 1993
Skills
Bloomberg, Investments, Securities, Trading, Investment research, Commodity Analysis, Agriculture Policy, Biofuels Policy, Tobacco Regulation, Congressional process, Building client..., Superior Communication..., French and Italian...
Education
University of Delaware 1975 — 1978
Bachelor of Arts (BA), History, 3.3 of possible 4.0
Grove City College 1974 — 1975
Transferred to University of Delaware, Libreral Arts
Guggenheim Securities July 2011 - Present
Wall Street Access September 2006 - July 2011
Sanders Morris Harris January 2006 - August 2006
Advest, Inc. August 2003 - December 2005
Prudential Securities June 1996 - August 2003
Skills
Fixed Income, Capital Markets, Equities, Investments, Series 7, Series 63, Series 24, series 79, Bonds, Government Bonds
Education
Pace University - Lubin School of Business
Master of Business Administration (MBA), Finance
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (BA), Communications
Guggenheim Securities September 2013 - Present
Broadridge Financial Solutions July 2009 - 2013
JPMorgan Chase February 1981 - May 2008
Skills
Fixed Income, Capital Markets, Business Analysis, Equities, Derivatives, Trading Systems, Investment Banking, SDLC, Back Office, Financial Services, Market Data, Requirements Gathering, Middle Office, Settlement
Education
City University of New York-College of Staten Island 1981 — 1985
Guggenheim Securities Managing Director & Head of Financial RestructuringMorgan Joseph TriArtisan LLCSeptember 2008 - June 2013
Alvarez & Marsal March 2006 - August 2008
Houlihan Lokey September 1997 - March 2006
SunTrust Capital Markets January 1994 - August 1997
Skills
Financial Restructuring, Mergers & Acquisitions, Financial Advisory, Corporate Finance, Leveraged Finance, Finance, Restructuring, Due Diligence, Mergers, Private Equity, Portfolio Management, Recapitalizations, Strategic Financial..., Asset Managment, Investment Banking, Bankruptcy, Capital Markets, Debt Restructuring, LBO, Team Leadership, Valuation, Financial Structuring, Business Valuation, Structured Finance
Education
University of Pennsylvania - The Wharton School 1987 — 1989
MBA, Finance
Vanderbilt University 1978 — 1982
BS, Economics, Geology
MallHawk, Inc. April 2014 - Present
Guggenheim Securities October 2013 - October 2014
Pierpont Securities March 2012 - October 2013
Institutional Financial Markets, Inc. (formerly Cohen & Company) April 2006 - March 2012
KBW December 2001 - April 2006
Skills
Fixed Income, Securitization, Trading, Capital Markets, CDO, Structured Finance, Bonds, Bloomberg, Securities, Hedge Funds, Equities, Credit, Alternative Investments, Private Equity, ABS, Structured Products, Asset Management, Asset Managment, Retail, Mobile Internet, E-commerce, E-commerce Optimization, Venture Capital, Online Marketing, Online Advertising, Social Media, Digital Marketing
Education
Seton Hall University 1990 — 1994
Bachelor, Economics and Finance
Guggenheim Securities May 2015 - Present
Guggenheim Partners May 2013 - May 2015
DC Enterprise October 2011 - April 2013
Rent Manhattan May 2009 - September 2011
Strayer University August 2008 - April 2009
Amazon January 2008 - August 2008
Greystar Management January 2007 - November 2007
Skills
Sales Support, Salesforce.com, Product Marketing, Customer Service, Real Estate, Publishing, College Recruiting, Leasing, Market Research, Lead Generation, Microsoft Office, Phone Sales, Sales Operations, Telemarketing, Sales, Human Resources, Contract Negotiation, Marketing, Time Management, Social Networking, Office Management, PowerPoint, Leadership, Microsoft Word, Social Media
Education
College of Charleston 2001 — 2005
Bachelor of Arts, Communication
New York Real Estate Institute 2010 — 2010
Real Estate Salesperson
Odeon Capital Group August 2015 - Present
Guggenheim Securities April 2013 - July 2015
Gleacher & Company Securities, Inc. September 2012 - March 2013
Gleacher & Company Securities, Inc. September 2009 - August 2012
Skills
Series 7, Series 63, Securities, Fixed Income, Middle Office, Trading Systems, Bloomberg, Trade Operations, Trading, Government Agencies, US Treasuries, Sales, Investment Banking, Bonds
Education
Rowan University 2005 — 2009
Bachelor of Arts (B.A.), Marketing & Advertising
Guggenheim Partners July 2014 - September 2015
Guggenheim Securities June 2013 - August 2013
Takenaka Partners LLC August 2012 - March 2013
Harvey & Company LLC June 2012 - August 2012
Federal Communications Commission June 2011 - August 2011
California Public Interest and Research Group January 2011 - May 2011
University of Southern California Office of the Comptroller September 2010 - April 2011
A To Z Printing June 2010 - August 2010
Skills
Adobe Creative Suite, Microsoft Office, Farsi, Facebook, PowerPoint, Research, Microsoft Excel, Non-profits, Social Media Marketing, Microsoft Word, Photoshop, Market Research, Public Relations, Marketing, Data Analysis, Editing, Community Outreach
Education
University of Southern California 2010 — 2013
Bachelor's degree, BS: Economics & Mathematics, BA: Political Science
The George Washington University 2009 — 2010
AVM, L.P. February 2015 - Present
Guggenheim Securities April 2010 - January 2015
Education
Columbia University in the City of New York 1983 — 1987
Bachelor of Arts (B.A.), Psychology
Guggenheim Securities September 2014 - Present
Lazard July 2013 - August 2014
Lazard June 2011 - June 2013
Ernst & Young June 2010 - August 2010
NBC Olympics February 2010 - February 2010
China Everbright Limited January 2010 - January 2010
Orange Value Fund 2008 - 2010
Third Avenue Management May 2009 - August 2009
Johnson & Johnson March 2009 - June 2009
NBC Olympics July 2008 - August 2008
Skills
Financial Modeling, Equity Valuation, Financial Analysis, Value Investing, Investment Valuation, Investment Banking, Mutual Funds, Accounting, Bloomberg, Fixed Income, Equities, Investments, Hedge Funds, Microsoft Excel, PowerPoint, Capital Markets, Linear Editing, Corporate Finance, Mergers & Acquisitions, Avid Newscutter, Strategy, Valuation
Education
Syracuse University 2007 — 2011
BS, Finance, Accounting, Broadcast Journalism
Phillips Academy Andover 2004 — 2007
HS Diploma
QMS 2000 — 2003
Fairchild Wheeler Interdistrict Multi-Magnet - Aerospace/Hydrospace Engineering School August 2015 - Present
Teach For America March 2015 - Present
Hummock Island October 2013 - Present
Guggenheim Securities January 2013 - September 2013
Gleacher & Company April 2012 - August 2012
Morgan Keegan Technology Group July 2010 - April 2012
State Street Global Advisors 2009 - 2009
Black Rock Yacht Club June 2006 - September 2008
Education
Boston College 2006 — 2010
Bachelor's Degree
Fairfield Prep 2002 — 2006
High School
Deloitte Consulting LLP June 2014 - Present
Guggenheim Securities June 2013 - August 2013
JP Morgan February 2013 - May 2013
Spears Abacus Advisors, LLC May 2012 - August 2012
United Continental Corporation June 2011 - September 2011
Skills
Microsoft Access, Excel, Word, PowerPoint, Microsoft Office, Access, Microsoft Excel, Accounting, Microsoft Word, Research, Account Reconciliation
Education
Boston University 2010 — 2014
BS, Finance and Operations
Centerview Partners July 2014 - Present
Guggenheim Securities June 2013 - August 2013
Markit June 2012 - August 2012
Education
The College of William and Mary - The Mason School of Business 2010 — 2014
Bachelor of Business Administration (BBA), Finance
Shanghai University of Finance and Economics 2012 — 2012
International Finance, Chinese Language and Literature
Budapesti Corvinus Egyetem 2012 — 2012
Entrepreneurship/Entrepreneurial Studies, Organizational Behavior Studies
Tsinghua University 2011 — 2011
Chinese Language and Literature
Deerfield Academy 2006 — 2010
Above Restaurant & Bar 2011 - 2012
Guggenheim Securities 2010 - 2011
Ferraro's of Westfield 2006 - 2010
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, Customer Service, Event Management, Project Coordination, Chef, Cash Management, Order Management, Sales
Education
Seton Hall University 2009 — 2012
Bachelor's degree, Social Psychology / Minor Criminal Justice
Saint Peter's University 2008 — 2009
Gap Inc. July 2015 - Present
Guggenheim Securities July 2013 - June 2015
JMI Equity March 2012 - June 2013
Skills
STATA, Matlab, Auditing, Managerial Accounting, Financial Accounting, Microsoft Office, Econometrics, Salesforce.com, Management Accounting, Stata, Financial Analysis, Valuation, Financial Modeling, Economics, Investment Banking, Private Equity, Microsoft Excel
Education
University of California, San Diego 2009 — 2013
B.S., Management Science, Accounting
Villa Park High 2005 — 2009
Diploma with Honors
Guggenheim Securities September 2013 - Present
MKTG INC September 2011 - September 2013
Financial Industry Regulatory Authority January 2013 - April 2013
William E. Gens Law Offices, P.C April 2012 - December 2012
Treiser Collins June 2011 - August 2011
Central Bank of Southwest Florida May 2010 - July 2010
Appleton Creative August 2008 - December 2008
Skills
Capital Markets, Securities, Corporate Development, Marketing, Equities, Real Estate, Litigation, Securities Regulation, Licensing, Westlaw, FINRA, Document Review, Securities Litigation, Legal Compliance, Investments, Microsoft Excel, Finance, Event Planning, CRM Databases, Pitch Development, Management, Social Networking, Social Media
Education
Suffolk University Law School 2010 — 2013
Juris Doctor, Business Law, Financial Services
University of Central Florida 2006 — 2010
BA, Advertising and Public Relations, Marketing, Political Science
Barron Collier High School 2002 — 2006
Verition Fund Management LLC March 2015 - Present
Kinetic Partners June 2013 - February 2015
Guggenheim Securities November 2012 - March 2013
SAC Capital Advisors June 2009 - February 2012
SAC Capital Advisors, L.P March 2005 - May 2009
Skills
Microsoft Word, Concur, Microsoft Excel, MS Project, Protegent PTA, Outlook, Poweroint, Financial Risk, Administrative..., Due Diligence, PowerPoint, Training, Risk Management, AML, Management, Accounting, Lotus Notes, Trading, Auditing, Securities, Alternative Investments, Portfolio Management, Anti Money Laundering, Hedge Funds, Finance, Equities, Microsoft Project, Investments
Education
The Pennsylvania State University 1985 — 1989
Bachelors of Science
Penn State University
Bachelor's degree
Roger Ludlow
MidOcean Partners September 2015 - Present
Guggenheim Securities July 2013 - September 2015
ATP Tour, Inc. January 2005 - August 2009
Skills
Investment Banking, Financial Modeling, Valuation, Financial Analysis, Finance, Entrepreneurship, Bloomberg, Market Research, Business Strategy, Private Equity, Due Diligence, Bloomberg Terminal, Economics, Investments, Asset Management, Equities, Corporate Finance, Savant, Tennis
Education
University of Michigan - Stephen M. Ross School of Business 2009 — 2013
BBA
NYC Office of Management and Budget August 2013 - Present
Guggenheim Securities June 2013 - August 2013
Wellesley College September 2012 - June 2013
Wellesley Law Journal September 2010 - June 2013
The Economist June 2012 - August 2012
Huazi Information Technology Company, Ltd. July 2011 - August 2011
JoyCamp June 2010 - August 2010
Skills
PowerPoint, Stata, Microsoft Excel, Public Speaking, Photoshop, HTML, SPSS, Drupal, Web Design, CSS, Econometrics, Economics, Editing, Qualitative Research, Statistics, Python, ArcGIS, SQL
Education
NYU Center for Urban Science and Progress 2014 — 2016
Master of Science (MS), Applied Urban Science and Informatics, 4.0
Wellesley College 2009 — 2013
Bachelor of Arts (B.A.), Economics and Chinese Language and Literature
Tsinghua University 2011 — 2012
Fall Study Abroad, Global Affairs
Shanghai Jiao Tong University 2011 — 2011
Summer Study, Chinese Language and Literature
Stuyvesant High School 2005 — 2009
Guggenheim Partners July 2015 - Present
UCF Young Investors Club May 2014 - May 2015
Guggenheim Securities June 2014 - August 2014
UCF Young Investors Club January 2013 - April 2014
Lambda Chi Alpha December 2012 - December 2013
Fortress Investment Group June 2013 - August 2013
The Mad Hatter October 2012 - April 2013
PumpOne June 2012 - August 2012
UCF Athletics June 2011 - April 2012
DECA Inc. August 2010 - May 2011
Skills
Entrepreneurship, Finance, Financial Modeling, Microsoft Excel, Technical Analysis, Time Management, Management, Hedge Funds, Valuation, PowerPoint, Stock Market, Financial Analysis, Marketing, Sales, Networking, Customer Service, Economics, Team Leadership, Equity Research, Budgets, Bloomberg, Distressed Debt, Bloomberg Terminal, Capital IQ, Alternative Investments, Leveraged Finance, Capital Markets, Corporate Finance, Social Media Marketing
Education
University of Central Florida - College of Business Administration 2011 — 2015
Finance (B.S.B.A)
University of Central Florida - College of Business Administration 2011 — 2015
Bachelor’s Degree, Finance (B.S.B.A)
Peace Corps June 2013 - July 2015
Guggenheim Securities November 2011 - May 2013
MF Global August 2011 - November 2011
Office of the Governor, Commonwealth of Virginia December 2010 - May 2011
National Women's History Musuem June 2010 - August 2010
Celebrate Fairfax, Inc. May 2010 - July 2010
Keith Fimian For Congress August 2008 - August 2008
The Connection Newspapers May 2008 - August 2008
Jeannemarie Devolities Davis for State Senate June 2007 - August 2007
Tom Davis for Congress January 2006 - November 2006
Skills
Research, Editing, Community Outreach, Politics, Microsoft Excel, Policy, Event Planning, Fundraising, Facebook, Training, Government, Public Relations, Microsoft Office, Writing, Social Networking, Marketing, Leadership, Event Management, PowerPoint, Word, Outlook, Grant Writing, Volunteer Management, Strategy, Sustainable Development, SharePoint, CRM software, Dynamics, Filemaker Pro, Excel, Social Media, Customer Relations, Public Speaking, Press Releases, advocacy, Project Management, Project Planning, Nonprofits, Proposal Writing, Management, Policy Analysis, Public Policy, Program Management
Education
Thomas C. Sorensen Institute for Political Leadership at the University of Virginia 2011 — 2011
College Leaders Program, State and Local Politics
Mary Washington College 2007 — 2011
Bachelor of Arts, Political Science and Government
W.T.Woodson HS 2003 — 2007
Guggenheim Securities June 2015 - Present
Wet Paws Inc December 2012 - Present
United States Marine Corps (Active & USMCR) June 2005 - Present
JPMorgan Chase June 2014 - 2015
UBS Wealth Management June 2013 - June 2014
Skills
Financial Modeling, Financial Statement..., Portfolio Assessment, Project Management, Bloomberg Terminal, Credit Analysis, FactSet, Project Coordination, Banking Operations, Financial Planning &..., Cash Settlements, IBM SPSS Statistics..., Microsoft Office, Microsoft Excel, Customer Service, Leadership, Team Building, Military, Core Banking, Program Management, Team Leadership, Operational Planning, Security Clearance, Anti Money Laundering
Education
Fordham Gabelli School of Business 2014 — 2016
Master of Business Administration (MBA), Accounting and Finance
Long Island University, C.W. Post Campus 2009 — 2012
Bachelor of Arts (BA), Criminal Justice/ Bus Mgmt, GPA 3.4
Guggenheim Securities July 2013 - Present
RBC Capital Markets January 2012 - July 2013
Bank of America Merrill Lynch September 2008 - December 2011
Bear, Stearns & Co. March 2006 - June 2008
MCI 2000 - 2004
Skills
Valuation, Equities, Investment Banking, Investments, Entrepreneurship, Private Placements, Financial Modeling, Capital Markets, Private Equity, Corporate Finance, Due Diligence, Fixed Income, Mergers, Venture Capital, Hedge Funds, Corporate Development, Leveraged Finance
Education
Stern School of Business 2002 — 2005
MBA, Finance, Entrepreneurship, Entertainment/Media/Technology
Rutgers University-New Brunswick 1994 — 1999
Forbes Private Capital Group aka FocusPoint Capital Group & G2 Investment Group, LLC September 2010 - Present
Guggenheim Securities November 2004 - September 2010
Ladenburg Thalmann February 2004 - November 2004
Empire State Properties November 2003 - February 2004
Blue Zebra Communications June 1998 - September 2003
Contempora Fabrics Inc January 1992 - May 1998
Lester A. Lazarus, P.C. May 1989 - November 1991
Weinberg, Kurt & Kaplan April 1987 - May 1989
Skills
Office Administration, Office Management, Project Management, Human Resources, Compliance, Capital Markets, Management, Private Equity, Fixed Income, Project Planning, Employee Training, Bloomberg, Financial Services, FINRA, AML, Personnel Management, Event Planning, Securities, Due Diligence, Paralegal, Contract Negotiation, Vendor Relationship..., Staff Training, Notary Public, Leadership
Education
Hofstra University 2003 — 2006
MBA, Business Administration
Adelphi University 1988 — 1992
BA, Criminal Justice & Paralegal
Bonobos June 2015 - Present
J.Crew January 2013 - June 2015
Guggenheim Securities April 2012 - January 2013
Macquarie Capital August 2011 - April 2012
Citigroup June 2010 - August 2010
The Reinvestment Fund January 2010 - May 2010
State Street June 2009 - July 2009
Skills
Financial Modeling, Financial Analysis, SAP, SAP BW, Hyperion, Research, Microsoft Excel, Strategic Planning, Microsoft Office, PowerPoint, Bloomberg, Investment Banking, Finance, Strategy, Valuation, Data Analysis
Education
University of Pennsylvania - The Wharton School 2007 — 2011
BS Economics, Finance
University of Pennsylvania 2007 — 2011
BA, Urban Studies
Blue Valley North High School 2003 — 2007
Guggenheim Partners July 2015 - Present
Guggenheim Securities May 2014 - August 2014
Manning & Napier Advisors May 2013 - August 2013
Education
Cornell University 2011 — 2015
Applied Economics and Management, Finance
Guggenheim Securities July 2012 - Present
FBR Capital Markets November 2001 - July 2012
Exclaim Technologies LLC 1999 - 2001
ABN AMRO North America 1996 - 1999
J.P. Morgan 1990 - 1996
J.P. Morgan 1989 - 1990
J.P. Morgan 1986 - 1989
J.P. Morgan 1983 - 1986
Skills
Financial Modeling, Valuation, Private Equity, Mergers & Acquisitions, Capital Markets, Due Diligence, Investments, Corporate Finance, Financial Analysis, Investment Banking
Education
Brown University
Bachelor of Arts (B.A.), Economics and International Relations
Millfield School, Somerset, England
Femmes Sans Peur LLC 2015 - Present
Guggenheim Investment Advisors 2012 - 2015
Guggenheim Securities 2011 - 2012
FrontPoint Partners LLC, a Morgan Stanley Company 2008 - 2011
Bank of America - Alternative Investment Group 2005 - 2008
Skills
Hedge Funds, Alternative Investments, Asset Management, Investments, Bloomberg
Education
State University of New York College at Oswego 2001 — 2005
Bachelor of Science, Finance Major, Economics Minor
Guggenheim Securities June 2011 - Present
Complete Automotive Services Incorporated September 2003 - September 2008
Mark Leonardi: Architect May 2005 - August 2005
Skills
Financial Modeling, Series 7, Financial Analysis, Valuation, Investments, Asset Management, Bloomberg, Derivatives, Customer Service, Leadership, Public Speaking
Education
University of Central Florida 2006 — 2010
Bachelor of Science, Business Administration; Finance
University of Central Florida - College of Business Administration 2006 — 2010
Finance
Guggenheim Securities May 2015 - Present
other October 2013 - February 2015
Lazard Capital Markets May 2009 - October 2013
Leerink Swann July 2002 - April 2009
SG Cowen July 1999 - May 2002
Vector Securities International January 1998 - June 1999
Washington University School of Medicine 1992 - 1996
Monsanto 1988 - 1991
Education
Washington University in St. Louis - Olin Business School
MBA
Texas A&M University
BS PhD
Castle Harlan July 2014 - Present
Guggenheim Securities July 2013 - July 2014
Morgan Joseph TriArtisan LLC September 2012 - June 2013
Fulcrum Equity Partners June 2011 - September 2012
Lazard May 2010 - August 2010
Skills
Financial Analysis, Financial Modeling, Business Acquisition, Valuation, Mergers, Finance, Research, Private Equity, Venture Capital, Due Diligence, Alternative Investments, Investments, Leveraged Finance, Fixed Income, Asset Management, Restructuring
Education
Emory University - Goizueta Business School 2007 — 2011
Bachelors in Business Administration
Berkeley Preparatory School
Guggenheim Securities May 2015 - August 2015
Fordham University August 2014 - May 2015
US Navy July 2008 - December 2013
Skills
Security Clearance, Leadership, Military Experience, Microsoft Office, Team Leadership, Change Management, Risk Management, Time Management, Long Distance Running, Aviation, Military Aviation, Interpersonal Leadership, DoD, Training, Military Training, Military, Microsoft Excel
Education
Fordham University 2014 — 2016
Bachelor's Degree, Economics, Organizational Leadership, 3.84 GPA
Guggenheim Securities November 2011 - Present
MF Global November 2010 - October 2011
Concept Capital Markets, LLC March 2009 - November 2010
Stanford Group Company January 2005 - February 2009
United States Senate July 2004 - January 2005
Skills
Equities, Series 7, Management, Contractual Agreements, Public Speaking, Event Planning, Research
Education
American University 2008 — 2012
Master of Public Administration (M.P.A.), Public Administration
Salem College 2000 — 2004
Bachelor of Arts (B.A.), International Relations and Affairs; History
IBISWorld April 2015 - Present
IBISWorld October 2014 - April 2015
City National Bank June 2013 - October 2014
Guggenheim Securities June 2012 - August 2012
Skills
Intermediate Italian, Economics, Financial Analysis, Financial Management, Financial Markets, Currency, FX trading, Multicultural..., Microsoft Office, R, Economic Policy, Basic Accounting, Bloomberg, MS Excel, Fixed Income, Futures, Accounting, Microsoft Excel, Italian, Financial Modeling, Managerial Finance, Access, Public Speaking, Data Analysis, Research, Sales
Education
Florida State University 2007 — 2012
Bachelor of Science (B.S.), Applied Economics
Florida State University 2007 — 2012
Bachelor of Arts (B.A.), Italian
Guggenheim Securities July 2013 - Present
Free Gulliver January 2013 - May 2013
Nicholas Landry Events May 2012 - December 2012
Forrester Research June 2012 - August 2012
In Exchange January 2012 - May 2012
Cape Cod Baseball League June 2011 - August 2011
Skills
Microsoft Certified..., MS Word, PowerPoint, Adobe Photoshop, Conversational Spanish, Adobe Illustrator, Adobe In Design, Teamsite, Quickmobile
Education
Tulane University 2009 — 2013
BS, Marketing and Finance
Comillas Pontifical University / ICADE 2011 — 2012
Guggenheim Securities September 2012 - Present
Sari Closet January 2011 - October 2012
Harrah's Entertainment June 2010 - August 2010
Dinosaur Securities LLC December 2008 - July 2009
Lehman Brothers February 2005 - July 2008
UBS July 2001 - February 2005
Skills
International Project..., Strategic Negotiations, Global Business..., New Business Development, Marketing Strategy, Investment Banking, Strategic Partnerships, Capital Markets, Market Research, Competitive Analysis, Financial Modeling, Strategy, Start-ups, Digital Marketing, Management, Financial Analysis, Integrated Marketing, Business Development, Business Strategy, Marketing, Product Management, Finance, Risk Management
Education
University of California, Los Angeles - The Anderson School of Management 2009 — 2011
MBA, Strategy
New York University - Leonard N. Stern School of Business 1997 — 2001
B.S., Finance and International Business
BNY Mellon August 2013 - Present
Guggenheim Securities June 2012 - July 2012
Skills
Microsoft Excel, Microsoft Word, Customer Service, Microsoft Office, PowerPoint
Education
Duke University 2009 — 2013
Bachelor of Arts (B.A.), History/Marketing and Management, 3.3
HSBC October 2014 - Present
J.P. Morgan January 2014 - October 2014
Guggenheim Securities September 2009 - December 2013
Banc of America Securities 2005 - 2009
Skills
Series 7, Hedge Funds, Equities, Investments, Capital Markets, Series 63, Equity Research, Trading, Options, Electronic Trading, Series 24, Series 4, Auto Racing, FINRA, Fixed Income, Private Equity, Wealth Management, Prioritize Workload, Regulatory Compliance
Education
Georgetown University 1993 — 1997
Bachelor of Arts (BA), Political Science
Southern Land Company April 2015 - Present
Guggenheim Securities June 2013 - April 2015
Morgan Joseph August 2008 - June 2013
Alvarez & Marsal Corporate Finance September 2007 - August 2008
Southern Land Company August 2005 - August 2007
Houlihan Lokey Howard & Zukin July 1999 - July 2005
GWB (USA) Inc. May 1998 - July 1999
KPMG October 1995 - May 1998
Skills
Financial Restructuring, M&A, Debt Financing, Financial Advisory, Valuation, Investment Banking
Education
University of Georgia - Terry College of Business 1992 — 1994
MBA, Finance, Real Estate
University of North Carolina at Chapel Hill 1988 — 1992
BA, Economics
Guggenheim Securities June 2014 - Present
Barclays Investment Bank December 2013 - April 2014
Sumitomo Mitsui Banking Corporation July 2012 - July 2013
Babson Capital Management January 2010 - July 2012
Skills
Microsoft Office, Bloomberg Terminal, Lotus Notes, Financial Modeling, Financial Analysis, Data Analysis, Syndications, Leveraged Finance, High Yield Bonds, Investments, Equities, High Yield, Valuation, Loans
Education
Arizona State University 2005 — 2009
B.S., Business
Guggenheim Securities September 2013 - Present
PricewaterhouseCoopers September 2011 - September 2013
Skills
Structured Products, Securitized Products, Esoteric ABS, ABS, Securitization, Structured Finance, Structured Credit, CDO, CLO, MBS, Fixed Income, Capital Markets, Credit Analysis, Credit, Banking, Intex, Bloomberg, Valuation, Financial Analysis, Financial Modeling, Financial Reporting, Alternative Investments, Leveraged Finance, Financial Statement..., Leveraged Loans, VBA, Bloomberg Terminal, Capital IQ, Corporate Finance, Hedge Funds, DCF
Education
Binghamton University - School of Management 2010 — 2011
MS, Finance, Accounting
Binghamton University - School of Management 2006 — 2010
BS, Financial Engineering, Accounting, minor: Computer Science
Guggenheim Securities May 2014 - Present
Greatwide Logistics Services April 2013 - Present
Five Tigers, LLC July 2012 - May 2014
Centerview Partners 2010 - 2012
Quadrangle Group 2005 - 2009
NBC Universal 2001 - 2005
Wright Venture Partners 2000 - 2001
Icahn Associates 1999 - 2000
Donaldson, Lufkin & Jenrette 1994 - 1996
Skills
Private Equity, Hedge Funds, TMT Sector Expertise, Family Office Investor, IR, Equities, Financial Services, Investment Banking, Finance, Leadership, Investments, Media, Mergers, Mergers & Acquisitions, Restructuring, Start-ups, Strategy, LBO, Business Development, Corporate Finance
Education
Harvard Business School 1997 — 1999
MBA
Princeton University 1990 — 1994
BA, History
The Pingry School 1984 — 1990
Guggenheim Securities June 2011 - Present
Guggenheim Securities June 2010 - August 2010
Education
University of Georgia - Terry College of Business 2007 — 2011
BBA Economics, Spanish
Landon School 2003 — 2007
Guggenheim Securities June 2013 - February 2015
Gleacher and Co. 2012 - 2013
Keefe, Bruyette & Woods 2003 - 2011
Merrill Lynch 1992 - 2001
Merrill Lynch 1991 - 1992
Merrill Lynch 1987 - 1991
Salomon Brothers 1982 - 1987
Education
Northwestern University - Kellogg School of Management 1980 — 1982
MBA, Finance
Brown University 1976 — 1979
BA, Economics
Greenberg Traurig, LLP 2013 - Present
Chambers of Chief Judge Loretta A. Preska January 2013 - May 2013
Lincoln Square Legal Services, Inc. August 2012 - December 2012
Greenberg Traurig, LLP May 2012 - August 2012
Greenberg Traurig, LLP May 2011 - August 2011
Nesenoff and Miltenberg, LLP May 2010 - August 2010
Fabiani, Cohen & Hall, LLP October 2009 - May 2010
JPMorgan Chase May 2008 - August 2008
JPMorgan Chase May 2007 - August 2007
Guggenheim Securities May 2006 - August 2006
Education
Fordham Law School 2010 — 2013
Juris Doctor
Bucknell University 2005 — 2009
B.S. Business Administration, cum laude
Guggenheim Securities October 2014 - July 2015
Barclays Investment Bank July 2013 - October 2014
Barclays Investment Bank November 2012 - June 2013
Barclays Capital September 2008 - November 2012
Lehman Brothers March 2001 - September 2008
Walt Disney World Company May 1998 - March 2001
Bloomingdale's November 1994 - September 1996
Skills
Fixed Income, Investment Banking, Equities, Capital Markets, Derivatives, Hedge Funds, Financial Modeling, Valuation, Bloomberg, Trading Systems, Equity Derivatives, Portfolio Management, Asset Management, Electronic Trading, Financial Services, Corporate Finance, Series 7, Alternative Investments, Series 99, Structured Products, Credit Derivatives, Trading, Accounting, Market Risk, Finance, Bloomberg Terminal, Equity Trading, Risk Management, Credit Risk, Options, Strategy, Strategic Financial..., Financial Analysis, Management, Analysis, Market Data, Prime Brokerage, Financial Planning, Executive Management, Strategic Planning, Leadership, Mergers & Acquisitions, Business Analysis, Business Planning, Due Diligence, Budgets, Banking, Securities, Project Management, Financial Markets
Education
Vanderbilt University - Owen Graduate School of Management 1996 — 1998
Master of Business Administration (M.B.A.), Finance
ESSEC - ESSEC Business School
MBA Exchange Program, Accounting and Finance
University at Albany, SUNY
Arts, Psychology
Guggenheim Securities January 2012 - Present
Citadel Securities 2011 - Present
ED&F Man 2015 - 2015
Royal Bank of Scotland July 2008 - January 2011
Citi May 2007 - August 2007
Education
Cornell University 2004 — 2008
BS, Applied Economics and Management
Guggenheim Securities June 2015 - Present
Harvard Alumni Association January 2015 - June 2015
Dowd Wescott Group LLC June 2014 - August 2014
CME Group June 2014 - August 2014
Harvard Alumni Association March 2014 - June 2014
Horvath Planning & Wealth Management May 2013 - August 2013
Skills
Leadership, Marketing, Marketing Communications, Marketing Strategy, Social Media, Program Management, New Business Development, Data Analysis, Economics, Event Planning, Public Speaking, Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Research
Education
Harvard University 2012 — 2016
Economics Concentrator, Junior
Joliet West High School 2008 — 2012
High School
Guggenheim Securities April 2012 - Present
OppenheimerFunds December 2004 - April 2012
UBS Investment Bank 1995 - 2002
Skills
Equities, Bloomberg, Asset Management, Investments, Securities
Education
Rutgers University-New Brunswick 1991 — 1995
Guggenheim Securities September 2014 - Present
Lazard Freres & Co. July 2006 - August 2014
Cowen and Company June 2004 - July 2006
OrbiMed Advisors May 2002 - June 2004
Skills
Private Placements, Venture Capital, Private Equity, Capital Markets, IPO, Equities, Emerging Markets, Alternative Investments, Hedge Funds, Finance, Bloomberg, Securities, Valuation, Investment Banking, Corporate Development, Capital, Financial Modeling, Cleantech
Education
Columbia University in the City of New York
BS, Operations Research
Wells Fargo Securities 2014 - Present
Guggenheim Securities 2013 - 2014
Deutsche Bank 2007 - 2013
Citigroup Markets & Banking 2004 - 2007
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA, Finance
North Carolina State University - College of Management 1987 — 1991
TIAA-CREF April 2014 - Present
Guggenheim Securities November 2009 - April 2014
Guggenheim Partners March 2006 - November 2009
B&C Electronic Engineering, Inc. November 2004 - February 2006
Skills
Talent Acquisition, Recruiting, College Recruiting, Career Development, Extending Offers, Interviews, Taleo, Samshfly, Wanted Analytics, Recruitment, Onboarding, Vendor Management, Office Administration, Expense Management, Procurement, Capital Markets, Leadership, Financial Modeling, Joint Ventures, Management, Fixed Income, Hedge Funds, Valuation, Bloomberg, Finance, Equities, Investment Banking, Asset Management, Restructuring, Private Equity, Project Management, Human Resources
Education
Colorado College 1998 — 2002
Bachelor of Arts (B.A.)
Colorado Academy 1995 — 1998
Graland Country Day School 1989 — 1995
Mark Castellano Consulting, LLC August 2010 - Present
Center for the Study of Financial Market Evolution (CSFME) January 2012 - Present
Advanced Securities Consulting (ASC) November 2011 - Present
Guggenheim Securities 2011 - 2011
BlackRock Investment Management LLC 2006 - 2010
Merrill Lynch Investment Managers 2000 - 2006
ING Securities 1999 - 2000
BZW 1997 - 1998
Merrill Lynch International, Ltd. 1994 - 1997
Merrill Lynch 1983 - 1994
Skills
Securities Lending, Mutual Funds, Asset Managment, Capital Markets, Equities, Securities, Investment Management, Collateral Management, Securities Financing, Management Consulting, Strategic Consulting, Industry expert, Asset Management, Derivatives, Financial Services, Financial Risk, Trading, Swaps, Finance, Strategy, Back Office, Hedge Funds, Portfolio Management, Funding, Fixed Income, Cash Management, Bloomberg, Bonds, Financial Markets, Alternative Investments, Investment Banking, ETFs, Trading Systems, Equity Derivatives, Middle Office, Prime Brokerage
Education
Rutgers, The State University of New Jersey-Newark
Bachelor of Arts, Management & Finance
Rutgers, The State University of New Jersey-Newark
Guggenheim Securities January 2014 - Present
Investment bank/broker dealer October 2012 - January 2014
KBW December 2002 - October 2012
Skills
CFA
Education
University at Albany, SUNY 1988 — 1992
Susquehanna International Group, LLP (SIG) 2014 - Present
Guggenheim Securities 2011 - 2014
Delaware Investments 2009 - 2011
Harvard Management Company, Inc. 2002 - 2009
Skills
Portfolio Management, Valuation, SQL, Securities, Hedge Funds, Capital Markets, Alternative Investments, Private Equity, Investments, Mutual Funds, Asset Managment, Equities, Financial Modeling, Derivatives, Fixed Income, Investment Banking, Bloomberg, Strategic Planning, Equity Research, Due Diligence
Education
Tufts University 1997 — 2001
BGC Partners August 2015 - Present
Guggenheim Securities March 2012 - Present
Ticonderoga Securities August 2009 - January 2012
Collins Stewart September 2008 - July 2009
COLLINS STEWART LLC September 2008 - July 2009
BEAR, STEARNS & Co May 2005 - July 2008
Bear Stearns May 2001 - July 2008
Bear Stearns May 2004 - May 2005
Bear Stearns May 2001 - August 2003
Merrill Lynch November 2000 - March 2001
Skills
Bloomberg, Equities, Series 7, Securities, Trading, Capital Markets
Education
St. John's University, The Peter J. Tobin College of Business 2000 — 2001
MBA, International Finance
Università degli Studi di Bari 1990 — 1997
Laurea, Economics
St. John's University
Master of Business Administration, International Finance
University of Bari
Degree, Economic Sciences; International Economics
University of Turku
ISI Group 2014 - Present
Guggenheim Securities 2013 - 2014
Jefferies & Company 2011 - 2013
Chilton Investment Company 2008 - 2011
Bear Stearns 2007 - 2008
Education
Harvard University 2003 — 2007
BA, Economics
Guggenheim Securities February 2014 - Present
Citi October 2011 - February 2014
Bingham McCutchen January 2010 - October 2011
Skills
Litigation, Securities Regulation, Derivatives
Education
Georgetown University Law Center 2006 — 2009
Doctor of Law (JD)
Harvard University 2002 — 2006
Bachelor of Arts (B.A.)
Hunter College High School 1996 — 2002
Guggenheim Securities LLC November 2009 - March 2015
Guggenheim Securities November 2009 - March 2015
MARINER CAPITAL LLP July 2008 - October 2009
Bear Stearns April 1981 - June 2008
Skills
Hedge Funds, Capital Markets, Fixed Income, Equities, Derivatives, Investment Banking, Alternative Investments, Asset Management, Securities, Portfolio Management
Education
New York University - Leonard N. Stern School of Business 1977 — 1978
Master's Degree, Accounting and Finance
Colgate University 1973 — 1977
BA, Economics
Guggenheim Securities October 2013 - Present
Wells Fargo Securities 2010 - October 2013
Societe Generale 2007 - 2008
UBS 2002 - 2007
FINRA - Market Regulation 2000 - 2002
FINRA - Dispute Resolution 1997 - 2000
Skills
Securities, Equity Capital Markets, Equities, Capital Markets, Derivatives
Education
University of Virginia 1988 — 1992
Bachelor of Arts (B.A.), Government & Religion
The Catholic University of America, Columbus School of Law
Doctor of Law (JD)
Guggenheim Securities September 2009 - Present
NYC Department of Education October 2008 - September 2009
Bear Stearns December 1990 - March 2008
The NPD Group, Inc. February 1987 - December 1990
American Bakeries Company January 1983 - June 1987
Skills
Move Management, Operational Efficiency, Investment Banking, Change Management, Financial Analysis, Project Management
Education
Columbia University - Columbia Business School
Master’s Degree, Program for Executives
Saint John's University
BBA, Accounting
PhaseCapital LP April 2015 - Present
STONEHAVEN, LLC December 2013 - March 2015
MatlinPatterson June 2013 - December 2013
Goldman Sachs & Co November 2012 - May 2013
Guggenheim Securities March 2011 - May 2012
WJB Capital Group, Inc. July 2008 - February 2011
Skills
Trading, Sales, Brokerage, Hedge Funds, Stock Market, FX Options, Bloomberg, Series 7, Series 63, Equity Trading, Electronic Trading, Equity Derivatives, Financial Markets, FX trading, ETFs, Alternative Investments, CRM, Valuation, Equities, Investments, Derivatives, Corporate Finance, Trading Systems, Fixed Income, Equity Research, Asset Management, Securities, Mutual Funds, Football, Capital Markets, Asset Allocation, Financial Modeling, Due Diligence, Options, FINRA, Investment Banking, Equity Valuation, Bonds, Emerging Markets, Bloomberg Terminal, Private Equity, Mergers & Acquisitions, Portfolio Management, Foreign Exchange, Proprietary Trading, Investor Relations, Commodity, Investment Management
Education
Princeton University 2004 — 2008
Politics
Poly Prep 2000 — 2004
Thomson Reuters April 2012 - Present
Thomson Reuters November 2011 - Present
Guggenheim Securities October 2009 - April 2011
Babcock & Brown November 1998 - March 2009
Marchon Eyewear November 1997 - November 1998
Abcon Associates August 1989 - August 1997
Skills
Investment Banking, Due Diligence, Corporate Finance, Financial Modeling, Mergers & Acquisitions, Private Equity, Management, Project Finance, Mergers, Real Estate, Venture Capital, Finance, Capital Markets, Asset Managment, Valuation, Financial Structuring, Asset Management
Education
Suffolk County Community College 1983 — 1985
AAS, Business Administration
North Babylon Senior High 1980 — 1982
High Honors, Regents Diploma, Graduated in the Top 20
Guggenheim Securities May 2014 - Present
Bowers Insurance Agency March 2013 - May 2014
Abercrombie & Fitch August 2012 - March 2013
Abercrombie & Fitch February 2011 - August 2012
Skills
Merchandising, Visual Merchandising, Product Management, Product Development, Cross-functional Team..., Marketing, Retail Sales Analysis, Market Research
Education
Northwestern University 2006 — 2010
B.S., Communication and Media Studies, History (Double Major)
Guggenheim Securities January 2015 - Present
Law Offices of Alexander Sheers 2013 - January 2015
Mitsubishi UFJ Securities (USA), Inc. 2009 - 2013
JPMorgan Chase 2008 - 2008
Bear Stearns 1994 - 2008
Shearman and Sterling 1985 - 1994
Spengler Carlson Gubar Brodsky & Frischling 1983 - 1985
Skills
Capital Markets, Investment Banking, Corporate Finance, Corporate Governance, Derivatives, Mergers, Private Equity, Compliance, Regulatory Affairs, Investments
Education
Columbia Law School 1980 — 1983
JD, Law
Princeton University 1977 — 1980
MA, Comparative Literature
University of Massachusetts, Amherst 1973 — 1977
BA, Comparative Literature
Phillips Exeter Academy 1970 — 1972
Morningstar June 2013 - Present
Guggenheim Securities September 2009 - January 2013
Merrill Lynch July 2006 - April 2009
Skills
Financial Modeling
Education
University of Illinois at Urbana-Champaign - College of Business 2002 — 2006
B.S., Finance
Guggenheim Securities June 2013 - Present
Morgan Stanley March 2010 - June 2013
Dresdner Kleinwort July 2006 - January 2010
Network for Teaching Entrepreneurship 2000 - 2010
Merrill Lynch July 2002 - July 2006
JP Morgan 2001 - 2001
Skills
Capital Markets, Fixed Income, Hedge Funds, Portfolio Management, Structured Finance, Trading, Securities, Finance, Credit, Loans, Bonds, Equities, Investment Banking
Education
Barnard College 1998 — 2002
BA, Sociology and Economics
Columbia University in the City of New York
Huron Consulting Group January 2015 - Present
Huron Consulting Group September 2013 - Present
Guggenheim Securities February 2012 - January 2013
Cantor Fitzgerald December 2010 - December 2011
BTIG LLC March 2009 - November 2010
Duke University 2006 - 2010
Barclays Capital 2006 - January 2009
Credit Suisse March 2005 - June 2006
Goldman Sachs January 2004 - March 2005
Goldman Sachs July 2001 - December 2003
Skills
Valuation, Trading, High Yield Bonds, Debt Restructuring, Financials, Financial Markets, Capital Markets Advisory, Investment Banking, Financial Modeling, TMT, Technology, Fixed Income, Leveraged Finance, Hedge Funds, Strategy, Capital Markets
Education
Duke University 1997 — 2001
BS, Economics
Duke University 1997 — 2001
Certificate, Markets and Management
BBT Capital Management July 2014 - Present
Guggenheim Securities July 2012 - July 2014
Skills
Valuation
Education
Cornell University 2008 — 2012
B.S.
The Dalton School 1995 — 2008
RBC Capital Markets May 2014 - Present
Guggenheim Securities December 2011 - April 2014
MF Global September 2011 - November 2011
Keefe, Bruyette & Woods March 2009 - September 2011
UBS Investment Bank January 2001 - December 2008
PaineWebber September 1992 - January 2001
Education
Baruch College, City University of New York (CUNY)
BBA, Economics
BNP Paribas July 2014 - Present
Guggenheim Securities January 2013 - June 2014
UBS Securities Co., Ltd June 2010 - November 2012
Keefe, Bruyette & Woods January 2009 - June 2010
Lehman Brothers June 2000 - September 2008
Education
Fairfield University 1995 — 1999
B.A., Economics
Guggenheim Securities February 2014 - Present
Education
Harvard Law School 1996 — 1999
J.D.
Dartmouth College 1992 — 1996
A.B.
Guggenheim Securities March 2011 - Present
KLR Associates, LLC December 2007 - January 2011
Bear Stearns 1994 - 2006
Lehman Brothers Holdings Inc. July 1990 - September 1994
Mabon Nugent & Co. April 1987 - June 1990
CBS Broadcast Group 1979 - 1986
Skills
Valuation, Analysis, Equity Research, Strategy, Entertainment, Equities, Management, Investment Banking, Finance, Equity Valuation, Financial Modeling, Hedge Funds, Due Diligence, Mergers & Acquisitions, Alternative Investments, Investments, Strategic Planning, Asset Management
Education
New York University - Leonard N. Stern School of Business 1977 — 1979
MBA, Finance
Queens College 1975 — 1978
MA, History
Mesirow Financial September 2014 - Present
Guggenheim Securities March 2011 - August 2014
Stone & Youngberg 2009 - March 2011
Goldman Sachs 1980 - 2008
Education
Norwich University 1976 — 1980
BS, Business Administration
High school 1972 — 1976
Guggenheim Securities April 2010 - Present
LBBW Securities, LLC December 2008 - April 2010
Goldman Sachs March 1994 - December 2008
Salomon Brothers January 1992 - March 1994
Education
Saint Peter's University 1998 — 2000
MS, Accounting
Stockton University 1989 — 1991
BA, Accounting
Heckman Global Advisors February 2015 - Present
Guggenheim Securities April 2012 - September 2013
Collins Stewart LLC 2009 - 2012
Bank of America - Banc of America Securities 1999 - 2009
Peregrine Securities H.K. Ltd. 1995 - 1998
Dreyfus Corporation 1980 - 1995
Skills
Series 7, Series 63, CFA, Portfolio Management, Research Analysis, Investment Banking, Equities, Hedge Funds, Chartered Financial..., Derivatives, Fixed Income, Equity Research, Research, Bloomberg, Cash Flow, Financial Modeling, Asset Management, Capital Markets, Alternative Investments
Education
Baruch College, City University of New York (CUNY)
MBA, Business
Syracuse University - Maxwell School of Citizenship and Public Affairs
Bachelor of Arts (BA)
Guggenheim Securities June 2015 - Present
Bank of America Merrill Lynch August 2003 - May 2015
Education
Columbia University - Columbia Business School 2001 — 2003
MBA, Finance
University of Richmond 1992 — 1996
BS, Biology
Canaccord Genuity Inc. March 2014 - Present
North Sea Partners, LLC February 2012 - March 2014
Guggenheim Securities 2010 - January 2012
self employed September 2007 - 2009
CIT January 2004 - August 2007
CIBC World Markets 1995 - August 2003
Citibank 1983 - 1992
Inland Steel September 1979 - June 1982
Skills
Middle market credit, Loan markets, Debt capital markets..., Corporate loan sales..., credit risk management, Business management, Start ups, Strategic Planning, Mezzanine Finance, Debt Origination, Financial Institutions, Sponsor Coverage, Capital Raising, Team Building, Capital Markets, Loans, Equities, Leveraged Finance, Portfolio Management, Management, Securities, Bonds, Mezzanine, Start-ups, Risk Management, Fixed Income, Credit, Investments, Trading, Credit Risk, Investment Banking, Hedge Funds, High Yield, Asset Management, Financial Modeling, Financial Structuring, Bloomberg, Credit Analysis, Corporate Finance, Syndications, Structured Finance, Mergers & Acquisitions, Valuation, Emerging Markets, Alternative Investments, Private Equity, Private Placements, Swaps, Structured Products, Financial Services
Education
Northwestern University - Kellogg School of Management 1981 — 1983
MBA, Finance, Marketing and Management majors
Dartmouth College 1975 — 1979
BA, History
New Trier East HS
Guggenheim Securities December 2011 - Present
MF Global September 2011 - November 2011
Auriga USA, LLC February 2010 - July 2011
Descap Securities April 2009 - February 2010
UBS October 2003 - January 2009
National Hockey League June 2002 - September 2002
Education
Fairfield University 1999 — 2003
Business
Danville Wings 1998 — 1999
Danville, IL, North American Hockey League
Bridgewater Bandits 1996 — 1998
Bridgewater, MA, Eastern Junior Hockey League
Catholic Memorial High School 1992 — 1996
College Prep
Guggenheim Securities March 2013 - Present
Guggnheim Securities April 2010 - March 2013
UBS 2004 - May 2009
Bear Stearns September 2001 - August 2004
Bear Stearns May 1997 - August 2001
Lehman Brothers May 1993 - April 1997
Lehman Brothers May 1991 - April 1993
KPMG Peat Marwick & Co September 1987 - April 1991
Skills
Accounting, Sarbanes-Oxley Act, Auditing, Finance, Mergers & Acquisitions, Internal Controls, Forecasting, Financial Reporting, Financial Analysis, Capital Markets
Education
University at Albany, SUNY 1983 — 1987
BS, Accounting
Morgan Stanley November 2013 - Present
Morgan Stanley March 2013 - November 2013
Morgan Stanley August 2012 - March 2013
Morgan Stanley June 2011 - August 2011
Guggenheim Securities June 2010 - August 2010
Northwestern Mutual June 2009 - August 2009
Education
The George Washington University 2008 — 2012
Freeman Spogli & Co. July 2013 - Present
Guggenheim Securities November 2010 - June 2013
Gemini Partners September 2009 - November 2010
Paramita Investments September 2007 - December 2009
Deloitte Consulting July 2008 - October 2008
Skills
Valuation, Investment Banking, Private Equity, Financial Modeling, Corporate Finance, Capital Markets, Due Diligence, Structured Finance, Business Valuation, Mergers, Equity Research, Capital IQ
Education
University of California, Los Angeles 2005 — 2008
BA, Business Economics
Mizuho Securities Co., Ltd. 2014 - 2015
Guggenheim Securities March 2010 - December 2013
Calyon January 2005 - July 2009
Credit Agricole Indosuez 2003 - 2004
IBJ Whitehall Bank & Trust Co. 1984 - 2002
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Finance
University of Michigan 1980 — 1984
BA, Economics
Citadel LLC June 2015 - Present
H.I.G. Capital August 2014 - May 2015
Guggenheim Securities July 2012 - July 2014
Harris Williams & Co. June 2011 - August 2011
CMF Associates, LLC June 2010 - May 2011
Skills
Valuation, Financial Modeling, Corporate Finance, Financial Analysis, Mergers & Acquisitions, DCF, LBO, Private Equity, Accounting, Finance, Due Diligence, Mergers, Investment Banking, Hedge Funds, Credit
Education
University of Pennsylvania - The Wharton School 2009 — 2012
Bachelor of Science (BS), Finance
The University of Texas at Austin 2008 — 2009
Bachelor of Business Administration (BBA), BHP, Finance, Economics
Guggenheim Securities April 2010 - Present
LBBW Securities April 2007 - April 2010
Helix Financial Systems February 2006 - April 2007
Commerzbanc April 2004 - December 2005
Bank of New York September 1999 - April 2004
Bankers Trust February 1998 - June 1999
Smith Barney April 1993 - November 1997
Lehman Brothers March 1989 - April 1993
JPMIM December 1986 - March 1989
Skills
MBS, ABS, Bonds, Derivatives, Swaps, Structured Products, Securities, Prime Brokerage, Hedge Funds, Trading, Middle Office, Collateral Management, Interest Rate..., Credit Derivatives, FX Options, Money Market, Equity Derivatives, Settlement, Trading Systems
Education
Pace University - Lubin School of Business
BBA, Accounting
Pace University - Lubin School of Business
MBA, Computer Information Systems
Guggenheim Securities July 2014 - Present
Deutsche Bank July 2013 - July 2014
The GreensLedge Group February 2013 - July 2013
UBS Investment Bank January 2010 - January 2013
PricewaterhouseCoopers September 2008 - January 2010
Education
The George Washington University 2004 — 2008
Bachelor of Science (BS), Accounting
Guggenheim Securities April 2013 - July 2014
Bank of America Merrill Lynch July 2011 - March 2013
Samba Financial Group May 2006 - July 2009
Schlumberger June 2002 - March 2006
Skills
Mergers & Acquisitions, Investment Banking, Valuation, Corporate Development, Media & Entertainment, Entrepreneurship, Relationship Management, Corporate Finance, Financial Modeling, Commercial Banking, M&A experience, Financial Analysis, Mergers, Equities, Banking, DCF Valuation, LBO, Due Diligence, Capital Markets
Education
The University of Chicago - Booth School of Business 2009 — 2011
Master of Business Administration (MBA)
Vanderbilt University 1997 — 2001
B.E., Mechanical Engineering and Mathematics
Guggenheim Securities November 2011 - Present
Hawkins International Public Relations August 2009 - November 2011
Goldman Sachs July 2003 - November 2008
Madison Merchant Partners January 2003 - July 2003
Gilder Gagnon Howe April 2000 - October 2002
Education
Northern Illinois University 1990 — 1994
BS, Economics
Guggenheim Securities November 2012 - May 2013
Jefferies & Company July 2011 - August 2012
BlackRock August 2010 - July 2011
CBRE June 2009 - February 2010
Highline Capital Management June 2007 - August 2007
Skills
Investments
Education
Columbia College (NY) 2006 — 2010
BA, Economics
Columbia University, Columbia College 2006 — 2010
Bachelor of Arts, Economics
Ramaz School
High School Diploma
Brown Brothers Harriman February 2014 - Present
Guggenheim Securities July 2012 - January 2014
Barclays Capital June 2011 - August 2011
Everbright Pramerica Fund Management July 2010 - August 2010
Citibank May 2010 - June 2010
Shenshen Real Estate August 2009 - September 2009
Shenshen Real Estate May 2008 - August 2008
Princeton Healthcare System June 2006 - March 2008
Skills
Financial Modeling, Investment Banking, Valuation, Mergers & Acquisitions, Bloomberg, Research, Financial Analysis, Corporate Finance, Data Analysis, Quantitative Analytics, Value Investing, Investment Management, DCF, Equity Research, Finance, Equities, Analysis
Education
University of Pennsylvania 2008 — 2012
B.S. in Economics and B.S. in Engineering, Finance and System Engineering
Guggenheim Securities June 2009 - Present
Bear Stearns January 1998 - June 2008
Skills
Public Speaking, Graphic Design, Microsoft Excel, Theatre, Outlook, Microsoft Office, Teaching, Proofreading, Non-profits, Editing, Event Management, Microsoft Word, Event Planning, Creative Writing, Nonprofits, Administrative..., PowerPoint, Fundraising, Performing Arts, Drama, Entertainment
Education
Reed College 1974 — 1982
Bachelor of Arts (B.A.), Theatre/Theater
University of Washington 1976 — 1978
none, Theatre Literature, History and Criticism
Hoplite Power September 2014 - Present
Goldman Sachs August 2014 - January 2015
Goldman Sachs September 2013 - July 2014
Guggenheim Securities July 2011 - August 2013
The Sage Group June 2010 - August 2010
JMB Capital July 2009 - August 2009
Skills
CEOs, Entrepreneurship, Start-ups, Lean Startup, Corporate Development, Microsoft Excel, Microsoft Office, Financial Modeling, Investment Banking, Microsoft Word, Valuation, Investments, Due Diligence, Mergers, Java, Cooking, Singing, Financial Analysis, Python, Bloomberg, Private Equity, Corporate Finance, Capital Markets, Equities, LBO, DCF, Bloomberg Terminal, Series 7, Series 63, Business Valuation, Mergers & Acquisitions, Hedge Funds, Equity Research
Education
University of Pennsylvania 2007 — 2011
Bachelor of Applied Science (BASc), Computer Science
Wharton School, University of Pennsylvania 2007 — 2011
BSE, Finance & Operations and Information Management
Campbell Hall School 2001 — 2007
Guggenheim Securities October 2012 - April 2014
Citigroup July 2010 - October 2012
Skadden Arps August 2006 - July 2010
Skills
Corporate Finance, Capital Markets, Investment Banking, Mergers, Financial Modeling, Valuation, Due Diligence, LBO, Securities, Equities, Mergers & Acquisitions, Corporate Law, Joint Ventures
Education
Stanford University Law School 2003 — 2006
JD, Law
Morehouse College
BA, Economics, Political Science
Guggenheim Securities August 2010 - Present
Guggenheim Securities August 2010 - Present
Guggenheim Securities August 2010 - Present
SUMMIT SECURITIES GROUP LLC December 2008 - August 2010
Summit Securities Group LLC November 2008 - August 2010
JPMorgan Chase June 2008 - September 2008
J.P. Morgan March 2008 - September 2008
Bear Stearns & Co June 2006 - June 2008
Bear Stearns, Inc. August 1995 - March 2008
Bear Stearns & Co January 2000 - January 2006
Skills
Financial Analysis, Project Management, PowerPoint, Microsoft Word, Strategic Planning, Risk Management, Investments, Banking, Business Analysis, Change Management, SQL, Accounting, Strategic Financial..., Negotiation, Budgets, Business Strategy
Education
University of Maine
B.S, Political Science
Guggenheim Securities August 2013 - Present
Lazard Capital Markets March 2008 - August 2013
Cowen and Company 2006 - 2008
Schottenfeld Group/Road Runner Partners 2000 - 2006
Cantor Weiss asset management/Bridgewater Partners 1995 - 2000
Lehman Brothers 1993 - 1995
Merrill Lynch 1990 - 1993
Skills
Equities, Series 7, Equity Research, Hedge Funds, Bloomberg, Series 63, Capital Markets, Investments, Fixed Income, Trading, Equity Trading, Valuation, Chartered market...
Education
Hobart College
BA, Political Science
The Loyola School
Guggenheim Securities August 2014 - June 2015
Knight Capital Americas July 2007 - June 2014
Skills
Bloomberg, Electronic Trading, Equities, Equity Trading, Hedge Funds, Securities, Series 63, Series 7, Trading, Trading Systems, Options
Education
Fairfield University 2002 — 2006
Guggenheim Partners July 2014 - Present
U-Shuttle, LLC May 2011 - May 2014
Guggenheim Securities June 2013 - August 2013
Spring Hill Capital Partners June 2012 - July 2012
Weichert Realtors June 2011 - August 2011
Skills
Microsoft Excel, Data Analysis, Microsoft Word, PowerPoint, Bloomberg Terminal, Marketing, Social Media
Education
Washington University in St. Louis 2010 — 2014
BSBA, Double Major in Finance and Healthcare Management
DIS Copenhagen 2013 — 2013
Semester Abroad, International Business
Millburn High School 2006 — 2010
London School of Economics and Political Science
Managerial Accounting
Guggenheim Securities April 2015 - Present
FBR Capital Markets July 2009 - March 2015
Royal Bank of Scotland May 2007 - June 2009
Credit Suisse July 2001 - April 2007
Skills
High Yield, Trading, Securities, Hedge Funds, Corporate Finance, Capital Markets, Credit, Fixed Income, Investment Banking, Structured Finance, Alternative Investments, Equities, Structured Products, Financial Structuring, Private Equity
Education
Columbia Law School 1989 — 1991
J.D., Law
Manhattan College 1984 — 1988
B.S., Economics and Finance
Guggenheim Securities May 2014 - Present
Crescent Capital Group May 2013 - May 2014
Ernst & Young April 2010 - April 2013
UBS Global Asset Management July 2008 - May 2009
Education
New York University 2006 — 2010
BA
Guggenheim Securities May 2012 - Present
Jefferies & Company July 2010 - April 2012
Lehman Brothers June 2001 - June 2009
Education
Cornell University 1996 — 2000
BS, Bidness
Guggenheim Securities July 2014 - Present
Guggenheim Securities June 2013 - August 2013
Navidar Group LLC October 2012 - May 2013
Pepperwood Partners May 2012 - August 2012
Skills
Investment Banking, Valuation
Education
The University of Texas at Austin - The Red McCombs School of Business 2010 — 2014
Bachelor of Business Administration, Finance
Kimberlite Advisors, LLC 2013 - Present
Sandler O'Neill 2011 - 2013
Guggenheim Securities 2008 - 2011
Bear Stearns & Co 1984 - 2007
Education
Tulane University - A.B. Freeman School of Business 1981 — 1984
BSM, Accounting and Business/Management
Guggenheim Securities August 2010 - Present
Summit Securities LLC January 2009 - August 2010
BNP Paribas June 2000 - January 2009
Education
New York University - Leonard N. Stern School of Business 1988 — 1990
Master of Business Administration (M.B.A.)
Colgate University 1981 — 1985
Bachelor's Degree, Political Science / Economics
StoneCastle Securities, LLC November 2010 - Present
Guggenheim Securities 2006 - 2010
Guggenheim Securities 2000 - 2010
Links Securities 1997 - 2000
Skills
Strategic Planning, Management, Customer Service, Leadership, Sales, Project Management, Microsoft Office, Marketing, Public Speaking, Team Building
Education
Kenyon College 1979 — 1983
Bachelor of Arts (B.A.), English literature
Guggenheim Partners July 2014 - Present
Guggenheim Securities June 2013 - August 2013
Amherst Partners June 2012 - August 2012
Highwood Partners LP May 2011 - August 2011
Arbor Asset Management LLC May 2010 - August 2010
Skills
Equity Research, Valuation, Exotic Animals, Financial Modeling, Capital IQ, Bloomberg Terminal
Education
University of Michigan 2010 — 2014
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Guggenheim Securities 2013 - Present
Guggenheim Securities 2010 - 2012
Skills
Corporate Finance, Financial Modeling, Equity Research, Investments, Hedge Funds, Investment Banking, Private Equity, Series 63, Portfolio Management, Series 7
Education
Dartmouth College
Guggenheim Securities February 2012 - Present
Nomura Securities October 2008 - June 2011
Lehman Brothers July 2006 - September 2008
Education
Columbia University - Columbia Business School 2004 — 2006
MBA, Finance
Cornell University 1996 — 2001
Bachelor of Science (B.S.), Policy Analysis & Management / Consumer Economics
Criterion Capital Management 2015 - Present
Qatalyst Partners 2013 - 2015
Guggenheim Securities 2012 - 2012
Education
University of Pennsylvania - The Wharton School 2009 — 2013
Bachelor of Science (BS), Finance
The Hong Kong University of Science and Technology 2011 — 2011
Study Abroad
Guggenheim Securities September 2013 - Present
Lazard Capital Markets May 2008 - September 2013
UBS June 2007 - May 2008
Prudential Financial February 2000 - June 2007
Skills
Equities, Equity Research, Bloomberg, Fixed Income, Sales, Series 63, Capital Markets, Series 7, Hedge Funds, Securities, Electronic Trading, Alternative Investments, Equity Trading, FINRA, Financial Modeling, Valuation
Education
Fordham University 2004 — 2009
Master of Business Administration (MBA), Finance, General
Iona College 1996 — 2000
Bachelor's degree, Finance, General