H.C. Wainwright

Industry: Company

Description

Founded: 1868 Subsidiaries: H.C. Wainwright & Co., LLC, Asset Management Arm, H.C. Wainwright & Co, LLC, Research Division

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H.C. Wainwright Employees

Employee
Years
Job
Industry
Paul Tomick Paul Tomick Baltimore, Maryland Area Details
Paul Tomick's H.C. Wainwright Experience January 2001 - March 2002
Job Vice President/ Investments at Janney Montgomery Scott
Industry Investment Management
Experience
Janney Montgomery Scott  May 2002 - Present
H.C. Wainwright   January 2001 - March 2002
Sylvan Prometric  January 1998 - December 2000

Education
Randolph-Macon College   1989 — 1993
BA, Business

Loyola University Maryland
Executive MBA

Ed Schailler Ed Schailler Tampa/St. Petersburg, Florida Area Details
Ed Schailler's H.C. Wainwright Experience January 2000 - December 2002
Job Financial Services Compliance and Operations
Industry Financial Services
Experience
Pinnacle Capital Markets   February 2013 - April 2014
Vantage Advisor Group, LLC   February 2003 - February 2013
Vantage Advisors, LLC   February 2003 - December 2012
H.C. Wainwright   January 2000 - December 2002
Adams Harkness & Hill  August 1997 - December 1999

Skills
Series 24, Series 7, FINRA, Series 63, Equities, Securities, FINRA Series 7, FINRA Series 24, FINRA Series 63, FINRA Series 65, Mutual Funds, FINRA Arbitrator, FL Life/Health/Variable...

Education
Boston University   1984 — 1989
BA, Economics

Ed Alves Ed Alves Fayetteville, North Carolina Area Details
Ed Alves's H.C. Wainwright Experience 1994 - 1996
Job Professional Services Delivery Consultant at Brocade
Industry Information Technology and Services
Experience
Brocade  October 2010 - Present
Brocade Communication Systems  October 2010 - 2013
Strategic Business Systems (A Brocade Company)   March 2010 - October 2010
Crystal Run Healthcare, LLP   March 2006 - March 2010
Light-Speed Technologies LLC   2004 - 2006
RiverSoft LLP   1998 - May 2001
United States Army Reserve  1992 - 1999
ShowDigital - HotelDigital   1998 - 1998
Northport Technologies, LLP   1997 - 1998
H.C. Wainwright   1994 - 1996

Skills
Data Center, Networking, Cisco Technologies, WAN, Routers, Servers, Switches, Network Administration, Troubleshooting, ASA, Unified Communications, Enterprise Software, Wireless Networking, Project Management, Software Installation, Network Security, VMware, Virtualization, Load Balancing Layers 4..., Fiber Optic Networks, Fiber Optic Cable, FCoE, VIrtual Clustering..., Metro Area Networks, Routing Protocols..., Internet Protocols..., Brocade Ethernet..., Foundry Ethernet..., IBM OEM Support..., Virtual Private Networks, Intra Vendor..., Logistical Planning, Technical Project..., Military Science, Federally Certified..., ASE Certified Motorized..., Certified Volkswagen...

Education
Orange County Community College   2005 — 2006
Attended just to gain knowledge, Criminal Justice/Police Science

Northeastern University   1996 — 1996
Attended just to gain knowledge, Astronomy

Joseph Gilmore Joseph Gilmore Greater Boston Area Details
Joseph Gilmore's H.C. Wainwright Experience 1996 - 1998
Job Trader at Summer Street Research Partners
Industry Capital Markets
Experience
Altus Capital Group   January 2014 - Present
Summer Street Research Partners  March 2006 - Present
Independent  2004 - Present
Leerink Swann & Co.   1998 - 2004
H.C. Wainwright   1996 - 1998
Merrill Lynch  1993 - 1995

Skills
Equity Trading, Equities, Electronic Trading, Series 7, Hedge Funds, Trading, Proprietary Trading, Bloomberg, Options, Trading Strategies, Trading Systems, Securities, ETFs, Series 63, Equity Research, FINRA, Traders, Investments, Market Making

Education
Suffolk University - Sawyer Business School   1988 — 1992

Xaverian Brothers   1984 — 1988

Daniel J. Franzese Daniel J. Franzese Greater New York City Area Details
Daniel J. Franzese's H.C. Wainwright Experience 2005 - 2007
Job Managing Director at Ladenburg Thalmann & Co. Inc.
Industry Capital Markets
Experience
Ladenburg Thalmann  2010 - Present
Noble Financial  2007 - 2010
H.C. Wainwright   2005 - 2007
RBC Capital Markets (and prior firms)   1995 - 2005

Education
Indiana University Bloomington   1985 — 1989
B.A., Economics, Italian

Caroline Stewart Caroline Stewart New York, New York Details
Caroline Stewart's H.C. Wainwright Experience July 2013 - November 2013
Job Head of IR at Affimed
Industry Biotechnology
Experience
Affimed   April 2015 - Present
JPMorgan Chase & Co.   May 2014 - July 2014
Superior Court of New Jersey  January 2014 - April 2014
H.C. Wainwright   July 2013 - November 2013
sanofi-aventis  March 2012 - June 2013
MSMB Capital Management LLC   December 2010 - July 2011
Merck KGaA  October 2009 - March 2010
Piper Jaffray  May 2006 - May 2009

Skills
Start-ups, Competitive Intelligence, Drug Development, Biotechnology, Strategy, Medical Devices, Lifesciences, Clinical Trials, Mergers & Acquisitions, Private Equity, Financial Modeling, Due Diligence, Corporate Development, Technology Transfer, Oncology, Commercialization, Clinical Development, Pharmaceutical Industry, Healthcare, Competitive Analysis, R&D, Investor Relations, Venture Capital, Strategic Planning, Regulatory Affairs, Valuation, Biopharmaceuticals, Equities, Business Strategy, Drug Discovery, Molecular Biology, Business Planning, Investment Banking, Entrepreneurship, Management Consulting, Market Analysis

Education
Brandeis University
MS, chemistry

Brandeis University
MS, molecular & cell biology

Columbia University in the City of New York
BA, chemistry

Rutgers University School of Law - Newark

Nancy BRICKLEY Nancy BRICKLEY Greater Boston Area Details
Nancy BRICKLEY's H.C. Wainwright Experience 2000 - 2001
Job Senior DIrector, Wealth Management at BNY Mellon
Industry Investment Management
Experience
BNY Mellon  2013 - Present
Highmount Capital  2009 - 2013
North American Management  2004 - 2008
H.C. Wainwright   2000 - 2001
Bank of Boston  1986 - 2000

Skills
Asset Management, Asset Managment, Equities, Investment Management, Portfolio Management, Financial Analysis, Wealth Management, Bloomberg, Hedge Funds, Fixed Income, Alternative Investments, Investments, Strategic Financial..., Currency, Valuation, Mutual Funds, Investment Strategies, Asset Allocation, Financial Planning

Education
Boston University - School of Management
MBA

Wellesley College
BA

Vanessa (Michel) Gerard Vanessa (Michel) Gerard Houston, Texas Details
Vanessa (Michel) Gerard's H.C. Wainwright Experience March 2009 - March 2010
Job Land Analyst at Taylor Morrison
Industry Commercial Real Estate
Experience
Taylor Morrison  August 2014 - Present
Sydney Anderson Realty LLC   December 2012 - April 2014
H.C. Wainwright & Co., LLC   March 2010 - April 2012
H.C. Wainwright   March 2009 - March 2010
City Outdoor/National Promotions and Advertising   February 2007 - March 2009
United Landmark Associates: Strategic Real Estate Marketing and Advertising   July 2006 - November 2006

Skills
Financial Analysis, Financial Modeling, Proformas, Due Diligence, Corporate Finance, Capital Markets, Marketing, Analysis, Management, PowerPoint, Microsoft Excel, Market Research, Fixed Income, Advertising, Business Planning, Microsoft Word

Education
Tulane University - A.B. Freeman School of Business   2012 — 2014
Master of Business Administration (MBA), Real Estate Finance

Tulane University   2002 — 2006
B.S., Psychology

Boston University   2005 — 2005

Karynn Needel (Glantz) Karynn Needel (Glantz) Greater Boston Area Details
Karynn Needel (Glantz)'s H.C. Wainwright Experience 1996 - 2003
Job Senior Human Resources Consultant at Insource Services, Inc.
Industry Human Resources
Experience
Insource Services, Inc.   January 2014 - Present
The Daily Item  2004 - January 2014
Net Atlantic, Inc.   June 2008 - December 2012
Wainwright Investment Council   2002 - 2004
H.C. Wainwright   1996 - 2003
Northport Technologies   1998 - 1999
ProMutual   1989 - 1995

Skills
Employee Relations, Deferred Compensation, Job Analysis, Onboarding, Workforce Planning, Employee Benefits, Restructuring, Executive Management, Labor Relations, Recruiting, Human Resources, Coaching, Change Management, Personnel Management, Management

Education
Hofstra University   1985 — 1989
BS, Industrial Organizational Psychology

corning painted post west high school   1981 — 1985

Robert Fromberg Robert Fromberg New York, New York Details
Robert Fromberg's H.C. Wainwright Experience May 2013 - Present
Job Institutional Sales at H.C. Wainwright
Industry Financial Services
Experience
H.C. Wainwright   May 2013 - Present
Chardan Capital Markets  December 2011 - May 2013
UBS  September 2006 - July 2010
UBS  August 2004 - September 2006

Skills
Series 7, Equities, Client Services, Hedge Funds, Series 63, Securities, Investments, Portfolio Management, Alternative Investments, Asset Management, Bloomberg, Wealth Management

Education
University of Maryland College Park   1999 — 2002
Bachelor of Science (BS), Marketing

Herricks High School

Reni Benjamin Reni Benjamin Greater New York City Area Details
Reni Benjamin's H.C. Wainwright Experience September 2013 - June 2015
Job Senior Vice President/Senior Biotechnology Analyst at Raymond James Financial, Inc.
Industry Financial Services
Experience
Raymond James Financial, Inc.   June 2015 - Present
H.C. Wainwright   September 2013 - June 2015
Burrill & Company  August 2012 - July 2013
Rodman & Renshaw, LLC   March 2003 - June 2012
Needham & Company  June 2001 - March 2003

Skills
Equity Research, Valuation, Investment Banking, Venture Capital, Equities, Financial Modeling, Capital Markets, Biotechnology, Equity Valuation, Hedge Funds, Due Diligence, Private Equity, Oncology, Regenerative Medicine, Corporate Development

Education
University of Alabama at Birmingham   1993 — 2001
PhD, Biochemistry and Molecular Genetics

Allegheny College   1989 — 1993
BS, Biology

Joseph McGraw Joseph McGraw Greater Boston Area Details
Joseph McGraw's H.C. Wainwright Experience June 1990 - December 1992
Job Owner, Yankee Advisers LLC
Industry Financial Services
Experience
Yankee Advisers LLC   December 1992 - Present
H.C. Wainwright   June 1990 - December 1992
Homans McGraw Trull Valeo & Co., Inc   1985 - 1990

Skills
Hedge Funds, Alternative Investments, Investments, Asset Allocation, Asset Managment, Portfolio Management, Investment Advisory, Equities, Mutual Funds, Private Equity, Wealth Management, Venture Capital, Due Diligence, Financial Analysis, Mergers, Securities, Strategic Planning, Options, Asset Management, Valuation, Management, Mergers & Acquisitions, Bloomberg, Investor Relations, Fixed Income

Education
University of Utah   1972 — 1973

College of the Holy Cross   1962 — 1966
Bachelor of Arts, English Language and Literature, General

Brian Gilmore Brian Gilmore Austin, Texas Details
Brian Gilmore's H.C. Wainwright Experience 1999 - 2001
Job Partner and Managing Director
Industry Financial Services
Experience
Westlake Securities  September 2008 - Present
Tejas Securities Group, Inc.   2003 - 2008
Avocet Capital Management   June 2001 - 2003
H.C. Wainwright   1999 - 2001

Skills
Series 63, Equities, FINRA, Trading, Financial Analysis, Equity Trading, Hedge Funds, Equity Research, Investments, Investment Strategies, Asset Managment

Education
The University of Texas at Austin   1995 — 1999
Bachelor of Arts (BA), Economics

James Bosland James Bosland Greater Boston Area Details
James Bosland's H.C. Wainwright Experience June 1999 - December 2001
Job Senior Vice President at Appleton Partners, Inc.
Industry Investment Management
Experience
Appleton Partners, Inc.   December 2001 - Present
H.C. Wainwright   June 1999 - December 2001
Bank of Boston  1989 - 1999

Skills
Portfolio Management, Fixed Income, Asset Management, Capital Markets, Asset Allocation, Securities, Investment Management, Mutual Funds, Financial Analysis, Wealth Management, Investment Strategies, Bonds, Trading, Asset Managment

Education
Babson College - Franklin W. Olin Graduate School of Business   1984 — 1986
MBA

Boston University   1982 — 1984
BA, Economics

The College of Wooster   1980 — 1982

Pingry

James Ahlfeld James Ahlfeld Gilbert, South Carolina Details
James Ahlfeld's H.C. Wainwright Experience July 2004 - April 2013
Job Financial Services ConsultantMarcum Buchanan
Industry Nonprofit Organization Management
Experience
Marcum Buchanan Associates. LLC   April 2013 - Present
720TH Military Police Battalion Reunion Association   September 2008 - Present
H.C. Wainwright   July 2004 - April 2013
AVIATION AUDIT GROUP INC   January 2003 - December 2011
EXECUTIVE AIRLINES   January 2000 - December 2003
EXCELAIRE   December 1996 - December 1999
United Aviation Services,Inc.   January 1986 - February 1992

Skills
SERIES 27 LICENSE, Aviation Audits, Airlines, Broker-Dealers, SEC, Auditing, Accounting, General Ledger, Capital Markets, Due Diligence, Internal Controls, Finance

Education
Queens College   1973 — 1977
Bachelor of Arts (B.A.), Accounting

Jill Malandrino Jill Malandrino Greater New York City Area Details
Jill Malandrino's H.C. Wainwright Experience 2001 - 2003
Job at TheStreet
Industry Financial Services
Experience
TheStreet  July 2010 - Present
The Fly on the Wall   April 2008 - July 2010
Management & Capital Partners   July 2007 - March 2008
Prudential Equity Group  April 2005 - June 2007
SJS Corporation   2003 - 2004
H.C. Wainwright   2001 - 2003
Salomon Smith Barney  1998 - 2000

Skills
Options Strategies, Trading Strategies, Financial Markets

Education
Marymount Manhattan College

Jason Ader Jason Ader Greater Boston Area Details
Jason Ader's H.C. Wainwright Experience August 1998 - February 2000
Job Analyst at William Blair and Company
Industry Financial Services
Experience
William Blair and Company  September 2008 - Present
Thomas Weisel Partners  March 2000 - September 2008
H.C. Wainwright   August 1998 - February 2000
Advest, Inc.   September 1997 - August 1998
Embassy of Israel  1992 - 1995

Skills
Equity Research, Sell Side, Equity Valuation, Equities, Bloomberg, Valuation, Series 7, Hedge Funds, Financial Modeling, Series 63, Alternative Investments, LBO, Investment Management, Capital Markets, Asset Allocation, Investment Banking, Financial Analysis, Asset Management, Investments, Portfolio Management, Private Equity, Trading

Education
Tufts University - The Fletcher School of Law and Diplomacy   1995 — 1997
M.A.L.D., Communication and Media Studies

Duke University   1988 — 1992
A.B., Religion/Religious Studies

Ramaz School   1984 — 1988

Daniel Hanover Daniel Hanover Greater Boston Area Details
Daniel Hanover's H.C. Wainwright Experience 1998 - 2000
Job Experienced Finance Professional with Advisory, Operational and Investment Experience
Industry Investment Banking
Experience
Rutberg & Company  February 2012 - February 2014
Kronos Incorporated  August 2009 - February 2012
Bio Equity Capital   March 2009 - August 2010
Cowen and Company  August 2005 - February 2009
Deutsche Bank  June 2004 - August 2004
RHK  September 2001 - June 2003
Credit Suisse (Formerly Donaldson, Lufkin & Jenrette)   March 2000 - June 2001
H.C. Wainwright   1998 - 2000

Skills
Mergers & Acquisitions, Private Equity, Investment Banking, Corporate Finance, Investments, Equities, Management Consulting, Business Strategy, Private Placements, Equity Research, Leveraged Finance, Mobile Devices, Financial Advisory, Valuation, Financial Modeling

Education
New York University - Leonard N. Stern School of Business   2003 — 2005
MBA, Concentrations in finance, management and accounting

University of Pennsylvania   1993 — 1997
BSE, Biomedical Engineering with a minor in Mathematics

Julia Aryeh Julia Aryeh Greater New York City Area Details
Julia Aryeh's H.C. Wainwright Experience August 2000 - March 2003
Job Corporate Finance
Industry Law Practice
Experience
White Eagle Partners   June 2014 - Present
H.C. Wainwright   August 2000 - March 2003
Kelley Drye & Warren LLP  August 1992 - August 1995

Skills
Business Planning, Financial Analysis, Series 7, Marketing, Negotiation, Management, Start-ups, Executive Management, IPO, Business Strategy, Mergers & Acquisitions, M&A experience, Private Equity, Strategic Planning, Restructuring, Venture Capital, Entrepreneurship, Strategic Leadership, Marketing Strategy, New Business Development

Education
Benjamin N. Cardozo School of Law   1989 — 1992
JD, Corporate Law

Syracuse University   1986 — 1989
Dual BS, Newhouse School of Communications, Crouse Hinds School of Management

Eric Stein Eric Stein Greater New York City Area Details
Eric Stein's H.C. Wainwright Experience June 2006 - September 2008
Job Analyst at Jefferies LLC
Industry Financial Services
Experience
Jefferies  June 2015 - Present
Montecito Advisors   October 2008 - June 2015
H.C. Wainwright   June 2006 - September 2008
Quintin   June 2005 - May 2006
Charles Schwab Soundview Capital   July 2003 - December 2004
Bear Stearns  1996 - 2003

Skills
Equities, Series 7, FINRA, Options, ETFs, Series 24, Series 63, Equity Trading, Securities, Trading, Hedge Funds, Electronic Trading, Trading Systems, Capital Markets, Bloomberg, Compliance, Supervisory Experience, OATS, Series 14, Series 4, Series 27, Series 55, Settlement, Back Office, Continuing Education, Accurate Record Keeping, Written Supervisory..., Broker-Dealer, Operations Management

Education
University of Pittsburgh   1993 — 1995
Bachelor of Arts (B.A.), Political Science and Government

University of Maryland College Park   1990 — 1993

West Morris Central   1986 — 1990

Sean Gately Sean Gately New York, New York Details
Sean Gately's H.C. Wainwright Experience October 2006 - October 2008
Job Vice President Business Development at Coronal Municipal Energy Services
Industry Oil & Energy
Experience
Coronal Municipal Energy Services   March 2014 - Present
Global Investment Renewable   June 2013 - Present
Rockwell Global Capital  June 2011 - December 2012
Newbridge Securities  November 2010 - June 2011
Midtown Partners  November 2009 - November 2010
H.C. Wainwright   October 2006 - October 2008
Equifax Marketing Services  2002 - 2005
24/7 Real Media  2000 - 2002
New York Jets  June 1997 - March 2000

Skills
Investment Banking, Capital Markets, Series 7, Equities, Due Diligence, Negotiation, Customer Relations, Financial Modeling, Analysis, IPO, Financial Analysis, Valuation, Finance, Private Equity, Investments, Customer Service, Mergers & Acquisitions, Asset Management, Portfolio Management, Fixed Income, Venture Capital, Business Development, Private Placements, Hedge Funds, Corporate Finance, Capital, Emerging Markets, Investor Relations, Alternative Investments

Education
Providence College   1995 — 1999
Bachelor of Science (BS), Business Administration and Management, General

Manhasset

Rick DeGregorio Rick DeGregorio Greater Boston Area Details
Rick DeGregorio's H.C. Wainwright Experience May 2001 - July 2002
Job Sr. Compliance Consultant at Regulatory Compliance, LLC
Industry Financial Services
Experience
Regulatory Compliance, LLC  July 2015 - Present
Detwiler Fenton  September 2013 - March 2015
Putnam Investments  July 2002 - October 2012
H.C. Wainwright   May 2001 - July 2002
Tucker Anthony  July 1996 - May 2001
Chubb Securities Corporation   September 1994 - June 1996

Skills
Mutual Funds, Series 63, Series 7, FINRA, Securities, Investments, Series 24, Financial Services, Alternative Investments, Equities, Asset Management, Series 6, Vendor Management

Education
Merrimack College
Bachelor's Degree

Eileen B. Foley Eileen B. Foley Greater New York City Area Details
Eileen B. Foley's H.C. Wainwright Experience June 1998 - October 1999
Job Vice President at Ramirez & Co., Inc.
Industry Financial Services
Experience
Northeast Women In Public Finance   November 2013 - Present
Ramirez & Co., Inc.   March 2012 - Present
Lebenthal & Co. LLC   August 2009 - January 2012
Sabbatical  April 2008 - August 2009
JPMorgan Securities  October 1999 - April 2008
J.P. Morgan Securities Inc.   1999 - 2008
H.C. Wainwright   June 1998 - October 1999

Skills
Bonds, Market Risk, Financial Services, Capital Markets, Investment Banking, Credit Analysis, Banking, Interest Rate..., Finance, Fixed Income, Financial Advisory, Bloomberg, Securities, Derivatives, Financial Modeling, Series 7, Structured Finance

Education
Loyola College in Maryland   1994 — 1998
Bachelor of Business Administration- Summa Cum Laude, Finance (major), Spanish (minor)

Chatham High   1990 — 1994

Joseph Vencil Joseph Vencil New York, New York Details
Joseph Vencil's H.C. Wainwright Experience October 2006 - May 2007
Job Prime Services & Derivatives
Industry Investment Banking
Experience
Albert Fried & Company  February 2014 - Present
Global Hunter Securities  June 2013 - October 2013
Caminus Capital Management, LLC   August 2012 - May 2013
ICM Capital Markets Ltd.   July 2011 - July 2012
Caminus Capital Management, LLC   2009 - October 2011
AlphaWorks LLC   2009 - 2010
H.C. Wainwright   October 2006 - May 2007
IXIS Capital Markets  January 2003 - September 2006
Credit Suisse  December 2000 - December 2001
Donaldson Lufkin & Jenrette  November 1989 - November 2000

Skills
Hedge Funds, Equities, Alternative Investments, Fixed Income, Private Equity, Investment Banking, Capital Markets, Derivatives, Equity Derivatives, Financial Modeling, Structured Products, Options, Portfolio Management, Trading, Investments, Equity Research

Education
The University of Chicago   1987 — 1989
MBA, Finance

Claremont McKenna College   1981 — 1985
BA, Mathematics

Susan Udelson Susan Udelson Charlotte, North Carolina Area Details
Susan Udelson's H.C. Wainwright Experience 1988 - 1989
Job Executive Director, The Paula Takacs Foundation for Sarcoma Research
Industry Nonprofit Organization Management
Experience
The Paula Takacs Foundation for Sarcoma Research   2012 - Present
Oscher Consulting   1993 - 1996
NASDAQ  1989 - 1992
H.C. Wainwright   1988 - 1989
Morgan Stanley  1985 - 1987

Skills
Securities, Analysis, Event Management, Strategy, Social Media Marketing, Social Media, Event Planning, Sales

Education
University of Massachusetts, Amherst   1981 — 1985
Bachelor of Business Administration (B.B.A.), Finance

Herbert Maher, CFA Herbert Maher, CFA Greater Boston Area Details
Herbert Maher, CFA's H.C. Wainwright Experience March 1998 - June 2002
Job Experienced investment professional
Industry Financial Services
Experience
Topside Marine Services, LLC   March 2012 - Present
North Atlantic Marine Services LLC   September 2009 - September 2011
State Street  May 2007 - July 2008
H.C. Wainwright   March 1998 - June 2002
Advest, Inc.   June 1995 - March 1998
Tucker Anthony Sutro  August 1990 - June 1995
Cowen & Co.   June 1983 - August 1990

Skills
Investment Banking, Due Diligence, Management, Derivatives, Trading, Marketing, Business Planning, Research, Valuation, Bloomberg, Private Equity, Asset Management, Alternative Investments, Equities, Strategy, Capital Markets, Financial Modeling, Portfolio Management, Asset Managment, Investments, Equity Research

Education
American University - Kogod School of Business   1969 — 1971
MBA, Finance

Syracuse University   1962 — 1966
BA, American Studies

Dalton Chandler Dalton Chandler Greater New York City Area Details
Dalton Chandler's H.C. Wainwright Experience October 1996 - April 1998
Job Investment Advisor Representative at ING Financial Partners
Industry Investment Banking
Experience
ING Financial Partners  November 2012 - Present
Needham & Company  April 1998 - December 2012
H.C. Wainwright   October 1996 - April 1998
Anthem Inc. (now Wellpoint)   October 1992 - September 1996
Henry Ansbacher & Co   May 1988 - September 1992

Skills
IPO, Equities, Venture Capital, Due Diligence, Equity Research, Financial Modeling, Corporate Development, Private Equity, Investment Banking, Business Planning, Finance, Portfolio Management, Valuation, Investments, Financial Analysis, Start-ups, Strategy, Corporate Finance

Education
Indiana University - Kelley School of Business   1986 — 1988
MBA, Finance

University of Kentucky   1981 — 1986
BSEE, Electrical Engineering

Jacquelyn (Shriver) Ganguly Jacquelyn (Shriver) Ganguly Greater Boston Area Details
Jacquelyn (Shriver) Ganguly's H.C. Wainwright Experience 1998 - 2000
Job Supervisory Analyst at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus  March 2006 - Present
Ryan Beck   2004 - 2007
Brean Murray, Carret & Co.   February 2002 - March 2004
Tucker Anthony  2000 - 2001
H.C. Wainwright   1998 - 2000
Advest, Inc.   1996 - 1998

Skills
Equity Research, Equities, Securities, Capital Markets, Investments, Series 7, Series 16, Research, Compliance, FINRA, Series 4

Education
Bucknell University   1989 — 1993
B.A., English, History

Lawrence Harris Lawrence Harris Greater New York City Area Details
Lawrence Harris's H.C. Wainwright Experience August 2001 - June 2003
Job Private Investor
Industry Financial Services
Experience
Private Investor  May 2012 - Present
CL King & Associates  January 2008 - May 2012
Oppenheimer & Co.   June 2003 - January 2008
H.C. Wainwright   August 2001 - June 2003
Josephthal and Co Inc   1998 - 2001
Jackson Partners   1996 - 1998
Bear Stearns  1993 - 1994
Louis Nicoud & Associates   1993 - 1993
Kemper Securities  1987 - 1992
Arthur D. Little  1984 - 1987

Skills
Telecommunications, Wireless, Cisco Technologies, Investments, Valuation, WiFi, Equity Research, Capital Markets, Financial Modeling, Investment Banking, Portfolio Management, Mergers & Acquisitions, Financial Analysis, Due Diligence, Corporate Finance, Insurance, Series 7, Series 63, Strategy, Stock Picking, Equities

Education
The University of Chicago Booth School of Business   1976 — 1978
MBA, Finance, International Business

Lafayette College   1972 — 1976
AB, Economics

The University of Chicago

The University of Chicago

Scott Williford Scott Williford Greater New York City Area Details
Scott Williford's H.C. Wainwright Experience October 2006 - August 2009
Job Maxim Group LLC
Industry Capital Markets
Experience
Maxim Group  February 2014 - Present
Canaccord Genuity Group Inc.  September 2009 - February 2014
H.C. Wainwright   October 2006 - August 2009
ADVEST INC  September 1993 - October 2006
New York Institute of Finance  January 2000 - January 2005

Skills
Negotiation, Business Development, Fixed Income, Asset Management, Investments, Trading, Portfolio Management, Series 7, Capital Markets, Derivatives, Alternative Investments, Financial Modeling, Bloomberg, Series 63, Bonds

Education
Lehigh University - College of Business and Economics   1986 — 1988
MBA, Marketing/Marketing Management, General

Keene State College   1982 — 1986
Bs management, Economics

Jeffrey Hussey Jeffrey Hussey Greater New York City Area Details
Jeffrey Hussey's H.C. Wainwright Experience April 2008 - April 2010
Job MBS Sales Associate at Amherst Pierpont Securities
Industry Financial Services
Experience
Pierpont Securities  January 2014 - Present
Citi  April 2010 - December 2013
H.C. Wainwright   April 2008 - April 2010

Skills
Fixed Income, Bloomberg, Capital Markets, Series 7, Derivatives, Hedge Funds, Valuation, Bloomberg Terminal, Financial Analysis

Education
Fairfield University   2004 — 2008
BS, Finance, General

Universidad del Pais Vasco   2007 — 2007
International Business

Mario Evangelista Mario Evangelista Greater Boston Area Details
Mario Evangelista's H.C. Wainwright Experience June 1997 - August 1998
Job Manager, Deskside Support Services at KPMG
Industry Information Technology and Services
Experience
KPMG LLP  October 2003 - Present
KPMG LLP  August 2001 - September 2003
KPMG LLP  April 1999 - July 2001
Center for Blood Research  August 1998 - April 1999
H.C. Wainwright   June 1997 - August 1998
KPMG LLP  March 1997 - June 1997
Nynex  January 1997 - March 1997
Fellowship Health Resources  February 1996 - January 1997
Connecting Point Computers  October 1994 - February 1996
Personal Computer Resources   November 1991 - October 1994

Education
Marquette University
BA

James Cappuccio James Cappuccio Greater New York City Area Details
James Cappuccio's H.C. Wainwright Experience April 2013 - Present
Job Managing Director, Investment Banking at H.C. Wainwright
Industry Financial Services
Experience
H.C. Wainwright   April 2013 - Present
Dawson James Securities  September 2012 - April 2013
Redwood Partners II LLC   September 2005 - June 2012
RBC Professional Trader Group/G2 Trading LLC   October 2008 - November 2010
First New York Securities  2004 - 2005
Rodman & Renshaw  2001 - 2003
Ladenburg Thalmann  2000 - 2002
Ruder Finn  1998 - 2000
Morgen-Walke Associates  1996 - 1998

Skills
Equities, Hedge Funds, Trading, Business Analysis, New Business Development, Investment Banking, Portfolio Management, Options Strategies, Equity Research, Financial Modeling, Investments, Venture Capital, Business Development, Mutual Funds, Equity Trading, Investor Relations, Alternative Investments, Equity Capital Markets, Securities, Capital Markets, Fixed Income, Valuation, Capital, Bloomberg, IPO, Financial Markets, ETFs, Options, Equity Valuation, Private Equity, Corporate Finance, Derivatives, Hedging, Asset Management

Education
Fairleigh Dickinson University   1990 — 1994
Bachelor of Science, Finance

Luanne Isherwood Luanne Isherwood Greater Boston Area Details
Luanne Isherwood's H.C. Wainwright Experience 1983 - 1986
Job Principal, Fund Risk Analytics
Industry Financial Services
Experience
Fund Risk Analytics   2005 - Present
Boston College  1994 - 2000
Morgan Stanley  1987 - 1990
H.C. Wainwright   1983 - 1986

Skills
Quantitative Finance, Time Series Analysis, Portfolio Optimization, Derivatives, Econometrics, Quantitative Analytics, Financial Modeling, Risk Modeling, Statistical Modeling, Fixed Income

Education
Boston College - Carroll School of Management
Ph.D. (ABD), Finance

Carnegie Mellon University
M.S., Statistics

Carnegie Mellon University
B.S., Applied Mathematics

Carnegie Mellon University
B.S., Economics

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