HSBC SECURITIES, INC
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HSBC SECURITIES, INC Employees
Employee
Years
Job
Industry
Marisol Nunez Marisol Nunez's HSBC SECURITIES, INC Experience November 1997 - May 1998
Job Fin Analyst Ops Accounting at RBC Capital Markets
Industry Banking
Experience
RBC Capital Markets September 2007 - Present
Broadridge ADP Clearing & Outsourcing February 2007 - September 2007
West LB Securities February 2004 - February 2007
Bank of America June 2001 - January 2002
Deutsche Bank Sec May 1998 - June 2001
HSBC Securities, Inc November 1997 - May 1998
FUJI Bank & Trust September 1996 - October 1997
Sumitomo Trust & Banking January 1991 - January 1995
Skills
Derivatives, Fixed Income, Settlement, Outlook, Trading, Finance, Equities, Capital Markets, Bloomberg, Prime Brokerage, Loans, Financial Reporting, DTC, Account Reconciliation, Credit, Banking, Securities Lending, MBS, Corporate Actions, Operational Risk, Access, Accounting, Microsoft Excel, Middle Office, Dividends, Payments, Bilingual, P&I, FX Options, Hedge Funds, Credit Derivatives, Swaps, Securities, Interest Rate..., Equity Derivatives, Market Risk
Education
Southern New Hampshire University 2015 — 2018
Master’s Degree, Managment w/ Organizational Leadership
SUNY Empire State College 2008 — 2010
B.A Degree Business Management, Brokerage and Banking
Borough of Manhattan Community College 1999 — 2001
Associate's Degree, Business Administration and Management, General
Fort Hamilton HS 1986 — 1989
A.S. Degree, Business Mng/HR Mng
RBC Capital Markets September 2007 - Present
Broadridge ADP Clearing & Outsourcing February 2007 - September 2007
West LB Securities February 2004 - February 2007
Bank of America June 2001 - January 2002
Deutsche Bank Sec May 1998 - June 2001
HSBC Securities, Inc November 1997 - May 1998
FUJI Bank & Trust September 1996 - October 1997
Sumitomo Trust & Banking January 1991 - January 1995
Skills
Derivatives, Fixed Income, Settlement, Outlook, Trading, Finance, Equities, Capital Markets, Bloomberg, Prime Brokerage, Loans, Financial Reporting, DTC, Account Reconciliation, Credit, Banking, Securities Lending, MBS, Corporate Actions, Operational Risk, Access, Accounting, Microsoft Excel, Middle Office, Dividends, Payments, Bilingual, P&I, FX Options, Hedge Funds, Credit Derivatives, Swaps, Securities, Interest Rate..., Equity Derivatives, Market Risk
Education
Southern New Hampshire University 2015 — 2018
Master’s Degree, Managment w/ Organizational Leadership
SUNY Empire State College 2008 — 2010
B.A Degree Business Management, Brokerage and Banking
Borough of Manhattan Community College 1999 — 2001
Associate's Degree, Business Administration and Management, General
Fort Hamilton HS 1986 — 1989
A.S. Degree, Business Mng/HR Mng
Judy Love-Dennis Judy Love-Dennis's HSBC SECURITIES, INC Experience April 2004 - March 2008
Job After School Program Coordinator at Mount Carmel Holy Rosary Catholic School Office Aide/Afterschool Group Leader Assist
Industry Banking
Experience
Mount Carmel Holy Rosary Catholic School September 2011 - Present
Mount Carmel Holy Rosary Catholic School September 2011 - Present
Bell and Company, CPA PC August 2009 - July 2010
Bell and Company, CPA-PC August 2009 - July 2010
FEGS WeCare March 2009 - August 2009
F.E.G.S We Care March 2009 - August 2009
HSBC SECURITIES (USA) INC. April 2004 - March 2008
HSBC Securities, Inc April 2004 - March 2008
HSBC BANK, NA December 2000 - April 2004
HSBC Bank USA April 2000 - March 2004
Skills
Office Management, Outlook, Customer Service, PowerPoint, Access, Time Management, Software Documentation, Training
Education
Monroe College
N/A, Business Administrattion
Monroe College
Business Administration and Computer Sciences
Mount Carmel Holy Rosary Catholic School September 2011 - Present
Mount Carmel Holy Rosary Catholic School September 2011 - Present
Bell and Company, CPA PC August 2009 - July 2010
Bell and Company, CPA-PC August 2009 - July 2010
FEGS WeCare March 2009 - August 2009
F.E.G.S We Care March 2009 - August 2009
HSBC SECURITIES (USA) INC. April 2004 - March 2008
HSBC Securities, Inc April 2004 - March 2008
HSBC BANK, NA December 2000 - April 2004
HSBC Bank USA April 2000 - March 2004
Skills
Office Management, Outlook, Customer Service, PowerPoint, Access, Time Management, Software Documentation, Training
Education
Monroe College
N/A, Business Administrattion
Monroe College
Business Administration and Computer Sciences
Ellen Brown Ellen Brown's HSBC SECURITIES, INC Experience December 2007 - June 2008
Job CoOwner at ellebellestyle
Industry Textiles
Experience
ellebellestyle, LLC October 2014 - Present
Mark Epstein Designs May 2013 - April 2014
Studio Van den Akker October 2012 - April 2013
Lee Jofa November 2009 - November 2012
All Risk Brokerage Co June 2008 - August 2009
HSBC Securities, Inc December 2007 - June 2008
Ackler Wealth Management February 2007 - December 2007
First Albany Capital April 1987 - February 2007
Skills
Textiles, Computer Proficiency, Foreign Languages, Furniture, Merchandising, Luxury Goods, Italian, French, Interior Design, Trend, Product Development, Retail, Styling, Finish, Lighting, Fashion, Marketing, Trend Analysis, Management, Space planning, Wholesale, Packaging, Apparel, Art, Leadership, Furnishings, Event Management, Sales, Pricing, Concept Development, Sketching, Sourcing, Trade Shows, Visual Merchandising, Brand Development, InDesign, Textile Design, Drawing, Materials, Fashion Design, Carpet, Wovens, Trend Forecasting, Retail Design, Illustrator, Global Sourcing, Rendering, Creative Direction, Product Design, Space Planning
Education
New York School for Interior Design
Fashion Institute of Technology
Cesare Barbieri Center
Trinity College-Hartford
Bachelor of Arts (B.A.), History
ellebellestyle, LLC October 2014 - Present
Mark Epstein Designs May 2013 - April 2014
Studio Van den Akker October 2012 - April 2013
Lee Jofa November 2009 - November 2012
All Risk Brokerage Co June 2008 - August 2009
HSBC Securities, Inc December 2007 - June 2008
Ackler Wealth Management February 2007 - December 2007
First Albany Capital April 1987 - February 2007
Skills
Textiles, Computer Proficiency, Foreign Languages, Furniture, Merchandising, Luxury Goods, Italian, French, Interior Design, Trend, Product Development, Retail, Styling, Finish, Lighting, Fashion, Marketing, Trend Analysis, Management, Space planning, Wholesale, Packaging, Apparel, Art, Leadership, Furnishings, Event Management, Sales, Pricing, Concept Development, Sketching, Sourcing, Trade Shows, Visual Merchandising, Brand Development, InDesign, Textile Design, Drawing, Materials, Fashion Design, Carpet, Wovens, Trend Forecasting, Retail Design, Illustrator, Global Sourcing, Rendering, Creative Direction, Product Design, Space Planning
Education
New York School for Interior Design
Fashion Institute of Technology
Cesare Barbieri Center
Trinity College-Hartford
Bachelor of Arts (B.A.), History
Edward Dowd's HSBC SECURITIES, INC Experience January 1990 - January 1995
Job Growth Equity Portfolio Manager
Industry Investment Management
Experience
BlackRock November 2002 - August 2012
Independence Investments LLC 1999 - 2002
Donaldson, Lufkin & Jenrette 1997 - 1999
Reams Asset Management May 1996 - August 1996
HSBC SECURITIES, INC January 1990 - January 1995
Skills
Fixed Income, Series 7, Mutual Funds, Alternative Investments, Bloomberg, Hedge Funds, Portfolio Management, Investments, Asset Allocation, Asset Managment, Capital Markets, Valuation, Investment Strategies, Equities
Education
INDIANA UNIVERSITY 1995 — 1997
MBA, Finance
University of Notre Dame 1985 — 1989
BBA, Finance and Anthropology
BlackRock November 2002 - August 2012
Independence Investments LLC 1999 - 2002
Donaldson, Lufkin & Jenrette 1997 - 1999
Reams Asset Management May 1996 - August 1996
HSBC SECURITIES, INC January 1990 - January 1995
Skills
Fixed Income, Series 7, Mutual Funds, Alternative Investments, Bloomberg, Hedge Funds, Portfolio Management, Investments, Asset Allocation, Asset Managment, Capital Markets, Valuation, Investment Strategies, Equities
Education
INDIANA UNIVERSITY 1995 — 1997
MBA, Finance
University of Notre Dame 1985 — 1989
BBA, Finance and Anthropology
Francis Irizarry Francis Irizarry's HSBC SECURITIES, INC Experience January 2000 - Present
Job Assistant Vice President at HSBC
Industry Banking
Experience
HSBC Securities Inc January 2000 - Present
Citibank SSB division 2000 - 2001
Ing Barings 1998 - 2000
Bankers Trust 1996 - 1998
Education
Stevenson High School 1984 — 1988
HS Diploma, General studies
SUNY Oswego
n/a, English
HSBC Securities Inc January 2000 - Present
Citibank SSB division 2000 - 2001
Ing Barings 1998 - 2000
Bankers Trust 1996 - 1998
Education
Stevenson High School 1984 — 1988
HS Diploma, General studies
SUNY Oswego
n/a, English
James Hartnett's HSBC SECURITIES, INC Experience January 2000 - January 2006
Job Product Controller at HSBC
Industry Investment Banking
Experience
HSBC Bank USA June 2013 - Present
HSBC Securities January 2006 - June 2013
HSBC Securities Inc. January 2000 - January 2006
HSBC Securities January 1996 - January 2000
HSBC Securities January 1995 - January 1996
GE Capital 1992 - 1995
GE Capital 1990 - 1992
GE 1988 - 1990
Skills
Banking, Financial Reporting, Internal Controls, Financial Modeling, Corporate Finance, Accounting, Treasury, Account Reconciliation, Financial Accounting, Cash Flow, Auditing, Risk Management, MBS, Strategic Financial..., Trading, Finance, Financial Analysis, Financial Planning
Education
Boston University 1984 — 1988
Bachelor of Science (BSBA), Finance, General
HSBC Bank USA June 2013 - Present
HSBC Securities January 2006 - June 2013
HSBC Securities Inc. January 2000 - January 2006
HSBC Securities January 1996 - January 2000
HSBC Securities January 1995 - January 1996
GE Capital 1992 - 1995
GE Capital 1990 - 1992
GE 1988 - 1990
Skills
Banking, Financial Reporting, Internal Controls, Financial Modeling, Corporate Finance, Accounting, Treasury, Account Reconciliation, Financial Accounting, Cash Flow, Auditing, Risk Management, MBS, Strategic Financial..., Trading, Finance, Financial Analysis, Financial Planning
Education
Boston University 1984 — 1988
Bachelor of Science (BSBA), Finance, General
Joe Davis Joe Davis's HSBC SECURITIES, INC Experience April 2006 - July 2010
Job Director Commodity Sales | Futures International An OTC Global Holdings LP Company
Industry Financial Services
Experience
Futures International LLC January 2012 - Present
Newedge USA, LLC March 2011 - July 2011
Self-employed trader August 2010 - March 2011
HSBC Securities, Inc April 2006 - July 2010
Deutsche Bank Securities, Inc May 1998 - March 2006
Northern Trust Futures, Inc October 1997 - April 1998
HSBC Futures, Inc March 1994 - October 1997
Skills
Commodity Risk..., Ethanol, Grain, Corn, Soft Commodities, Wheat, Bloomberg, Series 7, Investment Banking, Market Analysis, Hedging, Trading, Options, Hedge Funds, Commodity, Risk Management, Energy, Derivatives, Technical Analysis, Brokerage, Swaps, Fixed Income, Equities, Trading Strategies, Financial Markets, Market Risk, New Business Development, Grains, Trading Systems, Gasoline, Biodiesel, Sugar, Trade Execution, Series 3, Energy Trading, Natural Gas, Corporate Finance, Agriculture, Emerging Markets, Options Strategies, Financial Risk, FINRA, Volatility, Financial Services, Front Office, Proprietary Trading, Electronic Trading, Cattle, Poultry, Livestock
Education
Illinois Institute of Technology 1994 — 1998
M.S, Financial Markets & Trading
Arizona State University 1989 — 1993
B.S, Agribusiness
Futures International LLC January 2012 - Present
Newedge USA, LLC March 2011 - July 2011
Self-employed trader August 2010 - March 2011
HSBC Securities, Inc April 2006 - July 2010
Deutsche Bank Securities, Inc May 1998 - March 2006
Northern Trust Futures, Inc October 1997 - April 1998
HSBC Futures, Inc March 1994 - October 1997
Skills
Commodity Risk..., Ethanol, Grain, Corn, Soft Commodities, Wheat, Bloomberg, Series 7, Investment Banking, Market Analysis, Hedging, Trading, Options, Hedge Funds, Commodity, Risk Management, Energy, Derivatives, Technical Analysis, Brokerage, Swaps, Fixed Income, Equities, Trading Strategies, Financial Markets, Market Risk, New Business Development, Grains, Trading Systems, Gasoline, Biodiesel, Sugar, Trade Execution, Series 3, Energy Trading, Natural Gas, Corporate Finance, Agriculture, Emerging Markets, Options Strategies, Financial Risk, FINRA, Volatility, Financial Services, Front Office, Proprietary Trading, Electronic Trading, Cattle, Poultry, Livestock
Education
Illinois Institute of Technology 1994 — 1998
M.S, Financial Markets & Trading
Arizona State University 1989 — 1993
B.S, Agribusiness
Jeffrey Letzler's HSBC SECURITIES, INC Experience 1997 - 1999
Job Regulatory Counsel & Chief Compliance Officer at Tradeweb Markets LLC
Industry Financial Services
Experience
Tradeweb Markets LLC August 2013 - Present
BGC Partners, Inc. 2010 - 2013
Morgan Stanley & Co. 2008 - 2010
ICAP North America 2006 - 2008
Instinet Group Incorporated 1999 - 2006
HSBC Securities Inc. 1997 - 1999
NatWest Markets 1990 - 1997
Skills
Securities, Securities Regulation, Hedge Funds, FINRA, Capital Markets, Equities, Series 7, Fixed Income, Series 24, Derivatives, Corporate Governance, AML, Electronic Trading, Alternative Investments, Broker-Dealer, Equity Trading, Prime Brokerage, Financial Services, Trading, Options, Financial Markets
Education
Boston College Law School 1976 — 1979
J.D., Securities
Cornell University 1972 — 1976
B.A., Government
Tradeweb Markets LLC August 2013 - Present
BGC Partners, Inc. 2010 - 2013
Morgan Stanley & Co. 2008 - 2010
ICAP North America 2006 - 2008
Instinet Group Incorporated 1999 - 2006
HSBC Securities Inc. 1997 - 1999
NatWest Markets 1990 - 1997
Skills
Securities, Securities Regulation, Hedge Funds, FINRA, Capital Markets, Equities, Series 7, Fixed Income, Series 24, Derivatives, Corporate Governance, AML, Electronic Trading, Alternative Investments, Broker-Dealer, Equity Trading, Prime Brokerage, Financial Services, Trading, Options, Financial Markets
Education
Boston College Law School 1976 — 1979
J.D., Securities
Cornell University 1972 — 1976
B.A., Government
William McQuade's HSBC SECURITIES, INC Experience 1998 - 2007
Job Senior Vice President and Financial Advisor at Merrill Lynch Wealth Management
Industry Financial Services
Experience
Merrill Lynch Wealth Management 2007 - Present
HSBC Securities Inc 1998 - 2007
HSBC 1989 - 1998
Citi 1987 - 1989
W.R. Grace & Co 1985 - 1987
Grant Thornton LLP 1980 - 1983
Skills
Series 7, 63 and 66..., C.P.A., New York State ..., Uniform Combined State..., Retirement Planning, Series 63, Series 65, Alternative Investments, Mutual Funds, Wealth Management, Investment Advisory, Fixed Income, Asset Allocation, Investment Strategies, Equities, Bonds, Separately Managed..., ETFs, Series 7, Securities
Education
University of North Carolina at Chapel Hill 1983 — 1985
MBA, Finance
State University of New York at Albany 1978 — 1980
BS Magna Cum Laude, Business Administration, Accounting Concentration
Archbishop Molloy High School
Merrill Lynch Wealth Management 2007 - Present
HSBC Securities Inc 1998 - 2007
HSBC 1989 - 1998
Citi 1987 - 1989
W.R. Grace & Co 1985 - 1987
Grant Thornton LLP 1980 - 1983
Skills
Series 7, 63 and 66..., C.P.A., New York State ..., Uniform Combined State..., Retirement Planning, Series 63, Series 65, Alternative Investments, Mutual Funds, Wealth Management, Investment Advisory, Fixed Income, Asset Allocation, Investment Strategies, Equities, Bonds, Separately Managed..., ETFs, Series 7, Securities
Education
University of North Carolina at Chapel Hill 1983 — 1985
MBA, Finance
State University of New York at Albany 1978 — 1980
BS Magna Cum Laude, Business Administration, Accounting Concentration
Archbishop Molloy High School
Boakye Prempeh, CFA's HSBC SECURITIES, INC Experience October 2005 - Present
Job Vice President at HSBC Securities Inc
Industry Financial Services
Experience
HSBC Securities Inc October 2005 - Present
CIBC World Markets October 2003 - August 2005
Lehman Brothers January 2001 - October 2003
Skills
Hedge Funds, Fund Of Funds, Fixed Income, Equities, Bonds, Trading, Back Office, Wealth Management, Derivatives, Capital Markets, Alternative Investments, Bloomberg, Structured Products, Securities, Swaps, Valuation, Financial Services, Equity Derivatives, FX Options
Education
Baruch College 1997 — 2000
Bachelor of Business Administration (B.B.A.), Finance, General
Presbytarian Boys Secondary School 1988 — 1995
GCE A Levels, Science
HSBC Securities Inc October 2005 - Present
CIBC World Markets October 2003 - August 2005
Lehman Brothers January 2001 - October 2003
Skills
Hedge Funds, Fund Of Funds, Fixed Income, Equities, Bonds, Trading, Back Office, Wealth Management, Derivatives, Capital Markets, Alternative Investments, Bloomberg, Structured Products, Securities, Swaps, Valuation, Financial Services, Equity Derivatives, FX Options
Education
Baruch College 1997 — 2000
Bachelor of Business Administration (B.B.A.), Finance, General
Presbytarian Boys Secondary School 1988 — 1995
GCE A Levels, Science
Slawomir(Suave) Mark Jusis Slawomir(Suave) Mark Jusis's HSBC SECURITIES, INC Experience January 1998 - August 2000
Job Analytics & Strategic Planning Professional
Industry Financial Services
Experience
EducationDynamics March 2013 - Present
Strategy Makers LLC July 2009 - March 2013
TD Ameritrade January 2006 - January 2009
Advanstar 2005 - 2005
Knoa Software 2000 - 2001
HSBC Securities Inc. January 1998 - August 2000
Samsung February 1995 - December 1997
Skills
Investments, Series 7, Portfolio Management, Equities, Financial Services, Analytics, Financial Modeling, Competitive Intelligence, Wealth Management, Fixed Income, Mergers, Risk Management, Strategic Planning, Business Strategy, Data Analysis, Business Development, Inclusive Leadership, Business Planning, Analysis, Strategy, Intuitive Leadership, Mergers & Acquisitions, Management, Start-ups, Due Diligence, Leadership, Strategic Partnerships, Executive Management, Marketing, CRM, Business Intelligence, Marketing Strategy, Consulting, Financial Analysis, Finance
Education
University of Gloucestershire 2002 — 2004
Master of Business Administration (M.B.A.), Business Strategy
Ramapo College of New Jersey 1992 — 1997
Bachelor's Degree, Economics & International Business Finance
St. Mary's High School Rutherford NJ
High School
EducationDynamics March 2013 - Present
Strategy Makers LLC July 2009 - March 2013
TD Ameritrade January 2006 - January 2009
Advanstar 2005 - 2005
Knoa Software 2000 - 2001
HSBC Securities Inc. January 1998 - August 2000
Samsung February 1995 - December 1997
Skills
Investments, Series 7, Portfolio Management, Equities, Financial Services, Analytics, Financial Modeling, Competitive Intelligence, Wealth Management, Fixed Income, Mergers, Risk Management, Strategic Planning, Business Strategy, Data Analysis, Business Development, Inclusive Leadership, Business Planning, Analysis, Strategy, Intuitive Leadership, Mergers & Acquisitions, Management, Start-ups, Due Diligence, Leadership, Strategic Partnerships, Executive Management, Marketing, CRM, Business Intelligence, Marketing Strategy, Consulting, Financial Analysis, Finance
Education
University of Gloucestershire 2002 — 2004
Master of Business Administration (M.B.A.), Business Strategy
Ramapo College of New Jersey 1992 — 1997
Bachelor's Degree, Economics & International Business Finance
St. Mary's High School Rutherford NJ
High School
Dave Buckmaster Dave Buckmaster's HSBC SECURITIES, INC Experience 1976 - 1997
Job Senior Advisor at Jordan & Jordan
Industry Financial Services
Experience
Jordan & Jordan March 2006 - Present
Fixed Income Clearing Corporation October 1997 - October 2004
HSBC Securities Inc 1976 - 1997
Marine Midland Bank 1962 - 1976
Skills
Operational Risk, Risk Management, Financial Regulation, Financial Markets, Financial Risk, Hedge Funds, Equities, Securities, Derivatives, Fixed Income, Financial Services, Banking, Management, Back Office, Investment Banking, Capital Markets, Bloomberg, Options, Trading Systems, Trading, Operational Risk..., Asset Management, FINRA, Market Data, Corporate Actions, Alternative Investments, FX Options, Relationship Management, Electronic Trading, Series 7, Bonds, Mutual Funds, Treasury, Portfolio Management, Series 63, Investments, Credit Risk, Middle Office, Valuation, Treasury Management, Cash Management, Prime Brokerage, Securities Lending, Securities Regulation, Settlement, Bloomberg Terminal, Business Analysis, Collateral Management, Market Risk, Swaps
Education
American Institute of Banking
Pace University
Jordan & Jordan March 2006 - Present
Fixed Income Clearing Corporation October 1997 - October 2004
HSBC Securities Inc 1976 - 1997
Marine Midland Bank 1962 - 1976
Skills
Operational Risk, Risk Management, Financial Regulation, Financial Markets, Financial Risk, Hedge Funds, Equities, Securities, Derivatives, Fixed Income, Financial Services, Banking, Management, Back Office, Investment Banking, Capital Markets, Bloomberg, Options, Trading Systems, Trading, Operational Risk..., Asset Management, FINRA, Market Data, Corporate Actions, Alternative Investments, FX Options, Relationship Management, Electronic Trading, Series 7, Bonds, Mutual Funds, Treasury, Portfolio Management, Series 63, Investments, Credit Risk, Middle Office, Valuation, Treasury Management, Cash Management, Prime Brokerage, Securities Lending, Securities Regulation, Settlement, Bloomberg Terminal, Business Analysis, Collateral Management, Market Risk, Swaps
Education
American Institute of Banking
Pace University
Paolo de Alessandrini's HSBC SECURITIES, INC Experience 2001 - 2006
Job Director, Sector Head Diversified Industries & TMET at ANZ Securities, Inc.
Industry Financial Services
Experience
ANZ Securities, Inc. January 2009 - Present
Siemens Financial Services, Inc. June 2006 - January 2009
Sherbrooke Advisors, LLC June 2006 - October 2006
SMBC November 2005 - April 2006
HSBC Securities Inc. 2001 - 2006
HSBC 2001 - 2006
HSBC Group July 2001 - September 2005
Deutsche Bank Securities, Inc May 1999 - June 2001
Chase Securities, Inc February 1997 - May 1999
Citigroup January 1987 - February 1997
Education
The College of William and Mary - The Mason School of Business 1973 — 1976
ANZ Securities, Inc. January 2009 - Present
Siemens Financial Services, Inc. June 2006 - January 2009
Sherbrooke Advisors, LLC June 2006 - October 2006
SMBC November 2005 - April 2006
HSBC Securities Inc. 2001 - 2006
HSBC 2001 - 2006
HSBC Group July 2001 - September 2005
Deutsche Bank Securities, Inc May 1999 - June 2001
Chase Securities, Inc February 1997 - May 1999
Citigroup January 1987 - February 1997
Education
The College of William and Mary - The Mason School of Business 1973 — 1976
Belinda Tsui's HSBC SECURITIES, INC Experience August 2005 - August 2006
Job Manager
Industry Financial Services
Experience
EisnerAmper LLP September 2007 - Present
TD Ameritrade August 2006 - September 2007
HSBC Securities Inc August 2005 - August 2006
TD Waterhouse June 1999 - August 2005
Skills
Finance, Investments, Financial Services, Mutual Funds, Series 63, Risk Management, Financial Analysis, Securities, Series 7, Wealth Management, Strategic Financial...
Education
Rutgers University-New Brunswick 1995 — 1999
Bachelors, Marketing, Chinese
EisnerAmper LLP September 2007 - Present
TD Ameritrade August 2006 - September 2007
HSBC Securities Inc August 2005 - August 2006
TD Waterhouse June 1999 - August 2005
Skills
Finance, Investments, Financial Services, Mutual Funds, Series 63, Risk Management, Financial Analysis, Securities, Series 7, Wealth Management, Strategic Financial...
Education
Rutgers University-New Brunswick 1995 — 1999
Bachelors, Marketing, Chinese
Fajardo, Almira's HSBC SECURITIES, INC Experience September 2014 - Present
Job Rates Sales at HSBC Securities Inc
Industry Financial Services
Experience
HSBC Securities Inc September 2014 - Present
HSBC Securities June 2010 - March 2013
HSBC Securities Inc March 2008 - June 2010
HSBC Securities Inc. June 2007 - March 2008
HSBC Securities Inc. June 2006 - June 2007
Merrill Lynch June 2005 - June 2006
Merrill Lynch October 2004 - June 2005
Nasdaq/OTC January 2001 - October 2004
Skills
Bonds, Bloomberg Terminal, Credit, Capital Markets, Derivatives, FX Options, Financial Markets, Equities, Fixed Income, Middle Office, Management, Trading, Valuation, Settlement, Financial Risk, Account Reconciliation, Accounting, Emerging Markets, Bloomberg, Swaps, Securities
Education
Rutgers, The State University of New Jersey-New Brunswick 1995 — 2000
Bachelor of Science (BS), Psychology
Rutgers University
B.A, Psychology
Skills
Bachelor of Arts
HSBC Securities Inc September 2014 - Present
HSBC Securities June 2010 - March 2013
HSBC Securities Inc March 2008 - June 2010
HSBC Securities Inc. June 2007 - March 2008
HSBC Securities Inc. June 2006 - June 2007
Merrill Lynch June 2005 - June 2006
Merrill Lynch October 2004 - June 2005
Nasdaq/OTC January 2001 - October 2004
Skills
Bonds, Bloomberg Terminal, Credit, Capital Markets, Derivatives, FX Options, Financial Markets, Equities, Fixed Income, Middle Office, Management, Trading, Valuation, Settlement, Financial Risk, Account Reconciliation, Accounting, Emerging Markets, Bloomberg, Swaps, Securities
Education
Rutgers, The State University of New Jersey-New Brunswick 1995 — 2000
Bachelor of Science (BS), Psychology
Rutgers University
B.A, Psychology
Skills
Bachelor of Arts
Monique Pearce's HSBC SECURITIES, INC Experience October 2006 - June 2011
Job Business Analyst at Horizon Blue Cross Blue Shield of New Jersey
Industry Banking
Experience
Horizon Blue Cross Blue Shield of New Jersey June 2011 - Present
HSBC Securities Inc. October 2006 - June 2011
Guy Carpenter & Co Inc August 2001 - October 2006
Barclays Capital June 2000 - August 2001
Skills
Talent Management, Banking, Business Process..., Process Improvement, Program Management, Account Reconciliation, Performance Management, Project Management, Troubleshooting, Strategic Planning, Personnel Management, Analytics, SharePoint, Lotus Notes, SAP, Auditing, Applicant Tracking..., Finance, Strategy, Hiring, Budgets, Databases, Microsoft Excel, Leadership, HRIS, Microsoft Office, Employee Benefits, Deferred Compensation, Human Resources, Organizational Design, SDLC, PeopleSoft, Employee Engagement, Access, Outlook, Payroll, Recruiting, Change Management, Succession Planning, SAP HR, Management, Employee Relations, Organizational..., Onboarding, Benefits Administration, Workforce Planning, Security, Talent Acquisition, Vendor Management, Training
Education
City University of New York-Hunter College 1994 — 2000
Bachelor's Degree, Sociology
The Institute for Life Coach Training
Life Coach
Horizon Blue Cross Blue Shield of New Jersey June 2011 - Present
HSBC Securities Inc. October 2006 - June 2011
Guy Carpenter & Co Inc August 2001 - October 2006
Barclays Capital June 2000 - August 2001
Skills
Talent Management, Banking, Business Process..., Process Improvement, Program Management, Account Reconciliation, Performance Management, Project Management, Troubleshooting, Strategic Planning, Personnel Management, Analytics, SharePoint, Lotus Notes, SAP, Auditing, Applicant Tracking..., Finance, Strategy, Hiring, Budgets, Databases, Microsoft Excel, Leadership, HRIS, Microsoft Office, Employee Benefits, Deferred Compensation, Human Resources, Organizational Design, SDLC, PeopleSoft, Employee Engagement, Access, Outlook, Payroll, Recruiting, Change Management, Succession Planning, SAP HR, Management, Employee Relations, Organizational..., Onboarding, Benefits Administration, Workforce Planning, Security, Talent Acquisition, Vendor Management, Training
Education
City University of New York-Hunter College 1994 — 2000
Bachelor's Degree, Sociology
The Institute for Life Coach Training
Life Coach
Peter Toronto's HSBC SECURITIES, INC Experience July 2002 - July 2007
Job Credit Sales Fixed Income at Mizuho Securities
Industry Banking
Experience
Mizuho Securities October 2007 - Present
HSBC Securities Inc July 2002 - July 2007
Education
Rutgers, The State University of New Jersey-Newark 1990 — 1993
MBA, Business
Lehigh University 1984 — 1988
Mizuho Securities October 2007 - Present
HSBC Securities Inc July 2002 - July 2007
Education
Rutgers, The State University of New Jersey-Newark 1990 — 1993
MBA, Business
Lehigh University 1984 — 1988
Laura Breckner Raider's HSBC SECURITIES, INC Experience 2005 - 2007
Job Manager, Chartis
Industry Insurance
Bill Robertson`'s HSBC SECURITIES, INC Experience 1988 - 1994
Job MgrDebt Capital Markets at Guzman & Company
Industry Investment Banking
Experience
Guzman & Company April 1998 - Present
HSBC January 1989 - May 1994
HSBC Securities, Inc 1988 - 1994
Skills
syndicate head, Fixed Income Trading, Fixed Income Research, Market Risk, Alternative Investments, Asset Management, Trading, Capital Markets, Investment Banking, Financial Markets, MBS, Equities, Bonds, Interest Rate..., Portfolio Management, Fixed Income, Securities, Fixed Income Analysis, Derivatives, Investments, Options, Equity Research, Series 7, Bloomberg, Hedge Funds, Series 63
Education
GSB Stanford 1992 — 1993
exec MBA, business
Université Paris-Sorbonne 1971 — 1974
Bachelor's degree, French Language and Literature
Université Paris-Sorbonne 1971 — 1974
Bachelor of Arts (B.A.), French Studies
Université Paris Sorbonne (Paris IV)
Bachelor's degree, French Lit
Guzman & Company April 1998 - Present
HSBC January 1989 - May 1994
HSBC Securities, Inc 1988 - 1994
Skills
syndicate head, Fixed Income Trading, Fixed Income Research, Market Risk, Alternative Investments, Asset Management, Trading, Capital Markets, Investment Banking, Financial Markets, MBS, Equities, Bonds, Interest Rate..., Portfolio Management, Fixed Income, Securities, Fixed Income Analysis, Derivatives, Investments, Options, Equity Research, Series 7, Bloomberg, Hedge Funds, Series 63
Education
GSB Stanford 1992 — 1993
exec MBA, business
Université Paris-Sorbonne 1971 — 1974
Bachelor's degree, French Language and Literature
Université Paris-Sorbonne 1971 — 1974
Bachelor of Arts (B.A.), French Studies
Université Paris Sorbonne (Paris IV)
Bachelor's degree, French Lit
Pamela Fong's HSBC SECURITIES, INC Experience August 1995 - May 1998
Job Director, Wells Fargo Securities/Wells Fargo Prime Services
Industry Financial Services
Experience
Wells Fargo Securities May 2008 - Present
MERLIN SECURITIES LLC, A Wells Fargo Company May 2008 - Present
The Shemano Group December 2007 - May 2008
BTIG LLC June 2007 - December 2007
Nollenberger Capital Partners October 2006 - June 2007
THOMAS WEISEL PARTNERS LLC January 1999 - October 2006
Thomas Weisel Partners 1999 - 2006
Montgomery Securities May 1998 - January 1999
HSBC SECURITIES, INC August 1995 - May 1998
SALOMON BROTHERS, INC August 1993 - August 1995
Education
Member of New York and Massachusetts
Doctor of Law (J.D.)
New York Law School 1989 — 1993
JD, Law
NEW YORK LAW SCHOOL
Juris Doctorate
DREW UNIVERSITY 1981 — 1985
Drew University 1981 — 1985
BA, Behavioral Sciences, Political Science
Wells Fargo Securities May 2008 - Present
MERLIN SECURITIES LLC, A Wells Fargo Company May 2008 - Present
The Shemano Group December 2007 - May 2008
BTIG LLC June 2007 - December 2007
Nollenberger Capital Partners October 2006 - June 2007
THOMAS WEISEL PARTNERS LLC January 1999 - October 2006
Thomas Weisel Partners 1999 - 2006
Montgomery Securities May 1998 - January 1999
HSBC SECURITIES, INC August 1995 - May 1998
SALOMON BROTHERS, INC August 1993 - August 1995
Education
Member of New York and Massachusetts
Doctor of Law (J.D.)
New York Law School 1989 — 1993
JD, Law
NEW YORK LAW SCHOOL
Juris Doctorate
DREW UNIVERSITY 1981 — 1985
Drew University 1981 — 1985
BA, Behavioral Sciences, Political Science
Michelle Mascardo-Carreño's HSBC SECURITIES, INC Experience April 2011 - August 2012
Job Yoga Instructor
Industry Health, Wellness and Fitness
Experience
YMCA - Allapattah and North Pointe locations November 2013 - Present
Independent June 2013 - Present
Prana Yoga Miami June 2013 - February 2014
HSBC Securities Inc April 2011 - August 2012
HSBC Securities Inc July 2010 - April 2011
HSBC Private Bank January 2006 - July 2010
Skills
Workforce Planning, Talent Management, Performance Management, Employee Relations, Employee Engagement, Organizational..., HRIS, Organizational Design, Onboarding, Executive Pay, Deferred Compensation, Job Evaluation, Change Management, Private Banking, Job Descriptions, Staff Development, Conflict Resolution
Education
Florida International University - College of Business 2007 — 2008
Master of Science, Human Resources Management
Florida International University - College of Business 2002 — 2005
Bachelor's of Business Administration, Business Management, Minor in Economics
YMCA - Allapattah and North Pointe locations November 2013 - Present
Independent June 2013 - Present
Prana Yoga Miami June 2013 - February 2014
HSBC Securities Inc April 2011 - August 2012
HSBC Securities Inc July 2010 - April 2011
HSBC Private Bank January 2006 - July 2010
Skills
Workforce Planning, Talent Management, Performance Management, Employee Relations, Employee Engagement, Organizational..., HRIS, Organizational Design, Onboarding, Executive Pay, Deferred Compensation, Job Evaluation, Change Management, Private Banking, Job Descriptions, Staff Development, Conflict Resolution
Education
Florida International University - College of Business 2007 — 2008
Master of Science, Human Resources Management
Florida International University - College of Business 2002 — 2005
Bachelor's of Business Administration, Business Management, Minor in Economics
Karyn D. Scarfo's HSBC SECURITIES, INC Experience July 2010 - September 2011
Job Financial Services Professional
Industry Financial Services
Experience
BlackRock September 2011 - Present
HSBC Securities Inc. July 2010 - September 2011
Accountants Int'l - Wilmington Trust Company July 2009 - April 2010
American Express April 2003 - January 2009
American Express April 1995 - April 2003
American Express August 1992 - April 1995
Montogmery Ward Credit 1979 - 1988
Skills
Money Market, Sales, Bonds, Trading, Financial Analysis, Capital Markets, Onboarding, Finance, Treasury, Series 7, Portfolio Management, Fixed Income, USA PATRIOT Act, Securities, Funding, Financial Services, FX Options, Leadership, Banking, Credit, Investments, Financial Risk, Settlement, Mutual Funds, Due Diligence, Time Management, Financial Markets, New Business Development, Business Intelligence, Insurance, Payments, Marketing, Risk Management, Account Reconciliation, OFAC, Private Investigations, Credit Cards, Relationship Management, Asset Managment, KYC, Software Documentation
Education
University of Delaware 1974 — 1978
BS, Criminal Justice
BlackRock September 2011 - Present
HSBC Securities Inc. July 2010 - September 2011
Accountants Int'l - Wilmington Trust Company July 2009 - April 2010
American Express April 2003 - January 2009
American Express April 1995 - April 2003
American Express August 1992 - April 1995
Montogmery Ward Credit 1979 - 1988
Skills
Money Market, Sales, Bonds, Trading, Financial Analysis, Capital Markets, Onboarding, Finance, Treasury, Series 7, Portfolio Management, Fixed Income, USA PATRIOT Act, Securities, Funding, Financial Services, FX Options, Leadership, Banking, Credit, Investments, Financial Risk, Settlement, Mutual Funds, Due Diligence, Time Management, Financial Markets, New Business Development, Business Intelligence, Insurance, Payments, Marketing, Risk Management, Account Reconciliation, OFAC, Private Investigations, Credit Cards, Relationship Management, Asset Managment, KYC, Software Documentation
Education
University of Delaware 1974 — 1978
BS, Criminal Justice
Jim Petrie's HSBC SECURITIES, INC Experience August 2009 - Present
Job Senior Vice President at HSBC Securities Inc.
Industry Investment Banking
Experience
HSBC Securities Inc. August 2009 - Present
BARCLAYS CAPITAL January 2003 - January 2009
RADIANZ 2001 - 2002
QV TRADING SYSTEMS INC. 2000 - 2001
BRIDGE INFORMATION SYSTEMS 1999 - 2000
COMMERZBANK CAPITAL MARKETS CORP. 1997 - 1999
BARCLAYS CAPITAL 1993 - 1997
ANHEUSER BUSCH INC. 1991 - 1993
Skills
Fixed Income, Hedge Funds, Portfolio Management, Prime Brokerage, Bloomberg, Trading, Securities, Capital Markets, Funding, Money Market, Credit, Equities, Finance
Education
Boston College 1986 — 1990
BS, Marketing
HSBC Securities Inc. August 2009 - Present
BARCLAYS CAPITAL January 2003 - January 2009
RADIANZ 2001 - 2002
QV TRADING SYSTEMS INC. 2000 - 2001
BRIDGE INFORMATION SYSTEMS 1999 - 2000
COMMERZBANK CAPITAL MARKETS CORP. 1997 - 1999
BARCLAYS CAPITAL 1993 - 1997
ANHEUSER BUSCH INC. 1991 - 1993
Skills
Fixed Income, Hedge Funds, Portfolio Management, Prime Brokerage, Bloomberg, Trading, Securities, Capital Markets, Funding, Money Market, Credit, Equities, Finance
Education
Boston College 1986 — 1990
BS, Marketing
John McNicol's HSBC SECURITIES, INC Experience 1997 - 1998
Job President & CoCEO at EnWave Corporation
Industry Biotechnology
Experience
EnWave Corporation President & COOConcert Industries LTD1998 - 2001
HSBC Securities Inc. 1997 - 1998
Merfin International Inc. 1995 - 1997
Skills
Start-ups, Leadership, Entrepreneurship, Business Development, Mergers & Acquisitions, Leadership Development
Education
Institute of Chartered Accountants 1985 — 1987
CA, Accounting
Mount Allison University 1978 — 1981
Bachelor of Commerce, Marketing and Management
EnWave Corporation President & COOConcert Industries LTD1998 - 2001
HSBC Securities Inc. 1997 - 1998
Merfin International Inc. 1995 - 1997
Skills
Start-ups, Leadership, Entrepreneurship, Business Development, Mergers & Acquisitions, Leadership Development
Education
Institute of Chartered Accountants 1985 — 1987
CA, Accounting
Mount Allison University 1978 — 1981
Bachelor of Commerce, Marketing and Management
Conal Saturno-Sanjana's HSBC SECURITIES, INC Experience August 1998 - January 2000
Job Financial Services Professional
Industry Financial Services
Experience
Enclave Capital LLC July 2014 - September 2014
CIMB Securities USA Inc April 2007 - November 2012
Auerbach Grayson and Company LLC February 2000 - April 2007
HSBC Securities Inc August 1998 - January 2000
BZW Securities Inc February 1997 - February 1998
Kerry Securities Ltd October 1995 - January 1997
Schroder Securities Ltd September 1994 - September 1995
Sun Hung Kai Securities Ltd October 1992 - August 1994
Skills
Equities, Bloomberg, Trading, Asian markets, Fixed Income, Credit Derivatives, Equity Valuation, Market Analysis, Investment Banking, Electronic Trading, Bloomberg Terminal, Institutional..., Equity Research, Hedge Funds, Financial Markets, Series 7, Series 24, Series 55, Series 63, Investments, Equity Trading, Asian Markets, People Skills, People Management, Portfolio Management
Education
CeFiMS, SOAS, University of London 2001 — 2003
MSc, Financial Management
University of Bath 1987 — 1990
BSc, Economics & Politics
Enclave Capital LLC July 2014 - September 2014
CIMB Securities USA Inc April 2007 - November 2012
Auerbach Grayson and Company LLC February 2000 - April 2007
HSBC Securities Inc August 1998 - January 2000
BZW Securities Inc February 1997 - February 1998
Kerry Securities Ltd October 1995 - January 1997
Schroder Securities Ltd September 1994 - September 1995
Sun Hung Kai Securities Ltd October 1992 - August 1994
Skills
Equities, Bloomberg, Trading, Asian markets, Fixed Income, Credit Derivatives, Equity Valuation, Market Analysis, Investment Banking, Electronic Trading, Bloomberg Terminal, Institutional..., Equity Research, Hedge Funds, Financial Markets, Series 7, Series 24, Series 55, Series 63, Investments, Equity Trading, Asian Markets, People Skills, People Management, Portfolio Management
Education
CeFiMS, SOAS, University of London 2001 — 2003
MSc, Financial Management
University of Bath 1987 — 1990
BSc, Economics & Politics
Frank Milea's HSBC SECURITIES, INC Experience January 1995 - January 2000
Job Financial Services Professional
Industry Financial Services
Experience
RBC Capital Markets June 2008 - September 2009
Deutsche Bank April 2006 - December 2007
Fiserv Securities April 2004 - December 2005
Fortis Investments April 2002 - December 2003
Banca Imi Securities January 2000 - December 2001
HSBC Securities Inc January 1995 - January 2000
Education
City University of New York-Brooklyn College
RBC Capital Markets June 2008 - September 2009
Deutsche Bank April 2006 - December 2007
Fiserv Securities April 2004 - December 2005
Fortis Investments April 2002 - December 2003
Banca Imi Securities January 2000 - December 2001
HSBC Securities Inc January 1995 - January 2000
Education
City University of New York-Brooklyn College
Botir Sharipov, CFA's HSBC SECURITIES, INC Experience July 2012 - Present
Job Vice President, Equity Research Analyst, Global Metals and Mining at HSBC Securities Inc.
Industry Financial Services
Experience
HSBC Securities Inc. July 2012 - Present
Bloomberg June 2010 - July 2012
Schroeder Industries/Champion Labs September 2007 - June 2010
Global Technology Group, Ltd August 2003 - August 2007
Navoi Mining and Metallugical Works January 2002 - July 2003
Skills
Series 7, Equities, Bloomberg, Financial Analysis, Equity Research, Mining, New Business Development, Cash Flow, Chartered Financial..., Valuation, Series 63, Finance, Financial Modeling, Portfolio Management, Emerging Markets
Education
Le Moyne College 2000 — 2001
MBA, Finance, Economics
Utica College 1998 — 2000
BS, Business Economics
University of World Economy and Diplomacy 1996 — 1998
N/A, International Economics
HSBC Securities Inc. July 2012 - Present
Bloomberg June 2010 - July 2012
Schroeder Industries/Champion Labs September 2007 - June 2010
Global Technology Group, Ltd August 2003 - August 2007
Navoi Mining and Metallugical Works January 2002 - July 2003
Skills
Series 7, Equities, Bloomberg, Financial Analysis, Equity Research, Mining, New Business Development, Cash Flow, Chartered Financial..., Valuation, Series 63, Finance, Financial Modeling, Portfolio Management, Emerging Markets
Education
Le Moyne College 2000 — 2001
MBA, Finance, Economics
Utica College 1998 — 2000
BS, Business Economics
University of World Economy and Diplomacy 1996 — 1998
N/A, International Economics
Greg Gnall's HSBC SECURITIES, INC Experience July 1984 - September 1994
Job Senior Legal Editor at Thomson Reuters
Industry Law Practice
Experience
Thomson Reuters November 2014 - Present
Fried, Frank, Harris, Shriver & Jacobson LLP November 2008 - October 2014
White & Case LLP February 2004 - November 2008
Proskauer Rose LLP January 2001 - February 2004
Nomura Securities International, Inc. October 1998 - January 2001
UBS Securities LLC September 1994 - October 1998
HSBC Securities Inc. July 1984 - September 1994
Skills
Securities Regulation, Securities Litigation, Corporate Law, Corporate Governance, Privacy Law, Financial Regulation, Securities, Commercial Litigation, Cross-border..., Litigation, Corporate Internal..., FINRA, Dodd-Frank, Legal Writing, Arbitration, FCPA, Joint Ventures, Legal Research, Class Actions, SEC
Education
Fordham University School of Law 1975 — 1978
J.D., Law
College of the Holy Cross 1971 — 1975
B.A., English
Thomson Reuters November 2014 - Present
Fried, Frank, Harris, Shriver & Jacobson LLP November 2008 - October 2014
White & Case LLP February 2004 - November 2008
Proskauer Rose LLP January 2001 - February 2004
Nomura Securities International, Inc. October 1998 - January 2001
UBS Securities LLC September 1994 - October 1998
HSBC Securities Inc. July 1984 - September 1994
Skills
Securities Regulation, Securities Litigation, Corporate Law, Corporate Governance, Privacy Law, Financial Regulation, Securities, Commercial Litigation, Cross-border..., Litigation, Corporate Internal..., FINRA, Dodd-Frank, Legal Writing, Arbitration, FCPA, Joint Ventures, Legal Research, Class Actions, SEC
Education
Fordham University School of Law 1975 — 1978
J.D., Law
College of the Holy Cross 1971 — 1975
B.A., English
Irina Heredia's HSBC SECURITIES, INC Experience August 2012 - December 2013
Job Citigold Relationship Manager
Industry Executive Office
Experience
Citi December 2013 - Present
HSBC Securities Inc. August 2012 - December 2013
chase investment services October 2007 - April 2012
Skills
Banking, Strategic Planning, Retail Banking, Credit, Finance, Relationship Management, Marketing, Portfolio Management, Microsoft Office, Financial Risk, Loans
Education
Baruch College, City University of New York (CUNY) 2002 — 2006
Bachelor of Business Administration (B.B.A.), FINANCE AND INVESTMENTS
Citi December 2013 - Present
HSBC Securities Inc. August 2012 - December 2013
chase investment services October 2007 - April 2012
Skills
Banking, Strategic Planning, Retail Banking, Credit, Finance, Relationship Management, Marketing, Portfolio Management, Microsoft Office, Financial Risk, Loans
Education
Baruch College, City University of New York (CUNY) 2002 — 2006
Bachelor of Business Administration (B.B.A.), FINANCE AND INVESTMENTS
Julia Ingenice's HSBC SECURITIES, INC Experience 1987 - 1998
Job Medical Insurance and Billing Specialist
Industry Hospital & Health Care
Experience
Atlantic Dialysis Management Services July 2013 - July 2014
MD Sass April 2007 - March 2013
ABN AMRO Inc. 1998 - 2007
HSBC Securities Inc. 1987 - 1998
Skills
Fixed Income, Bloomberg, Equities, Derivatives, Trading Systems, Middle Office, Investment Banking, Hedge Funds, Asset Managment, Collateral Management, Mutual Funds, Cash Management, Asset Management, Back Office, Securities, Bonds
Education
City University of New York-Queens College
BA, Accounting
Atlantic Dialysis Management Services July 2013 - July 2014
MD Sass April 2007 - March 2013
ABN AMRO Inc. 1998 - 2007
HSBC Securities Inc. 1987 - 1998
Skills
Fixed Income, Bloomberg, Equities, Derivatives, Trading Systems, Middle Office, Investment Banking, Hedge Funds, Asset Managment, Collateral Management, Mutual Funds, Cash Management, Asset Management, Back Office, Securities, Bonds
Education
City University of New York-Queens College
BA, Accounting
Maxine Wiberg's HSBC SECURITIES, INC Experience February 2013 - July 2014
Job Client Relationshp Consultant at TIAACREF
Industry Financial Services
Experience
TIAA-CREF September 2014 - Present
HSBC Securities Inc February 2013 - July 2014
Fisher Price November 2012 - January 2013
TIAA-CREF July 2004 - March 2012
Wells Fargo January 2000 - January 2004
FleetBoston January 1997 - January 2000
SunGard Brokerage Systems January 1994 - January 1997
Advantage Systems, Inc January 1992 - January 1994
Logica Data Architects, Inc January 1989 - January 1992
Goldome January 1978 - January 1989
Skills
Organization &..., Multi Tasking, Written Communication, Exceptional verbal, Customer Satisfaction, Customer Experience, Exceptional Listener, Highly motivated..., Training, Series 7, Financial Services, Process Improvement, Banking, Series 63, Series 6, Customer Service, Mutual Funds, Time Management, Leadership, Portfolio Management, Securities
Education
University at Buffalo
TIAA-CREF September 2014 - Present
HSBC Securities Inc February 2013 - July 2014
Fisher Price November 2012 - January 2013
TIAA-CREF July 2004 - March 2012
Wells Fargo January 2000 - January 2004
FleetBoston January 1997 - January 2000
SunGard Brokerage Systems January 1994 - January 1997
Advantage Systems, Inc January 1992 - January 1994
Logica Data Architects, Inc January 1989 - January 1992
Goldome January 1978 - January 1989
Skills
Organization &..., Multi Tasking, Written Communication, Exceptional verbal, Customer Satisfaction, Customer Experience, Exceptional Listener, Highly motivated..., Training, Series 7, Financial Services, Process Improvement, Banking, Series 63, Series 6, Customer Service, Mutual Funds, Time Management, Leadership, Portfolio Management, Securities
Education
University at Buffalo
Gregory Reinhardt's HSBC SECURITIES, INC Experience April 2003 - June 2007
Job Systematic Futures Trader
Industry Investment Banking
Experience
Self-employed October 2007 - Present
HSBC Securities Inc. April 2003 - June 2007
Merrill Lynch April 1995 - March 2003
Skills
Trading Systems, Capital Management, Interest Rate..., Fixed Income
Education
University of Illinois at Urbana-Champaign 1984 — 1988
BS, Political Science and Government
Self-employed October 2007 - Present
HSBC Securities Inc. April 2003 - June 2007
Merrill Lynch April 1995 - March 2003
Skills
Trading Systems, Capital Management, Interest Rate..., Fixed Income
Education
University of Illinois at Urbana-Champaign 1984 — 1988
BS, Political Science and Government