HSBC Securities (USA) Inc.
Industry: Capital market company
DescriptionParent organization: HSBC Markets (USA) Inc. Subsidiary: HSBC Securities USA Inc., Asset Management Arm
HSBC Securities (USA) Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at HSBC Securities (USA) Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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HSBC Securities (USA) Inc. Employees
Employee
Years
Job
Industry
Sherif Khalaf Sherif Khalaf's HSBC Securities (USA) Inc. Experience June 2014 - Present
Job Associate, Global Banking at HSBC Securities (USA) Inc.
Industry Banking
Experience
HSBC Securities (USA) Inc. June 2014 - Present
HSBC Bank Canada March 2014 - June 2014
HSBC Bank Canada July 2010 - March 2014
Bank of Montreal April 2008 - July 2010
Skills
Investments, Portfolio Management, Banking, Mutual Funds, Financial Modeling
Education
CFA Institute
CFA Level III Candidate (June 2015)
Canadian Securities Institute 2013 — 2013
Conduct and Practice Handbook
Canadian Securities Institute 2008 — 2008
Canadian Securities Course
Concordia University 2005 — 2008
B.Comm, Finance
HSBC Securities (USA) Inc. June 2014 - Present
HSBC Bank Canada March 2014 - June 2014
HSBC Bank Canada July 2010 - March 2014
Bank of Montreal April 2008 - July 2010
Skills
Investments, Portfolio Management, Banking, Mutual Funds, Financial Modeling
Education
CFA Institute
CFA Level III Candidate (June 2015)
Canadian Securities Institute 2013 — 2013
Conduct and Practice Handbook
Canadian Securities Institute 2008 — 2008
Canadian Securities Course
Concordia University 2005 — 2008
B.Comm, Finance
Roger Salazar, Jr.'s HSBC Securities (USA) Inc. Experience June 2012 - August 2012
Job Global Investment Banking at RBC Capital Markets
Industry Investment Banking
Experience
RBC Capital Markets December 2014 - Present
Societe Generale Corporate & Investment Banking July 2013 - December 2014
HSBC Securities (USA) Inc. June 2012 - August 2012
Avuá Cachaça May 2011 - August 2011
Education
New York University - Leonard N. Stern School of Business 2009 — 2013
Bachelor of Science
East China Normal University 2011 — 2011
Bachelor of Science
UCL 2011 — 2011
Bachelor of Science
RBC Capital Markets December 2014 - Present
Societe Generale Corporate & Investment Banking July 2013 - December 2014
HSBC Securities (USA) Inc. June 2012 - August 2012
Avuá Cachaça May 2011 - August 2011
Education
New York University - Leonard N. Stern School of Business 2009 — 2013
Bachelor of Science
East China Normal University 2011 — 2011
Bachelor of Science
UCL 2011 — 2011
Bachelor of Science
Toby Chaplin Toby Chaplin's HSBC Securities (USA) Inc. Experience March 2015 - Present
Job Vice President at HSBC Securities (USA) Inc.
Industry Banking
Experience
HSBC Securities (USA) Inc. March 2015 - Present
HSBC Securities (USA) Inc. March 2014 - Present
HSBC August 2011 - March 2014
HSBC August 2009 - August 2011
Skills
Banking, Portfolio Management, Finance, CRM, Management, Trading, Credit, Negotiation, Sales, Risk Management, New Business Development, Investments, Time Management, Financial Analysis, Wealth Management, Asset Management, Investment Banking, Bloomberg, Financial Markets, Financial Services, Derivatives
Education
The University of Birmingham 2006 — 2009
Bachelor of Science (B.Sc.), Accounting & Finance, First Class with honours
HSBC Securities (USA) Inc. March 2015 - Present
HSBC Securities (USA) Inc. March 2014 - Present
HSBC August 2011 - March 2014
HSBC August 2009 - August 2011
Skills
Banking, Portfolio Management, Finance, CRM, Management, Trading, Credit, Negotiation, Sales, Risk Management, New Business Development, Investments, Time Management, Financial Analysis, Wealth Management, Asset Management, Investment Banking, Bloomberg, Financial Markets, Financial Services, Derivatives
Education
The University of Birmingham 2006 — 2009
Bachelor of Science (B.Sc.), Accounting & Finance, First Class with honours
Scott Colonna Scott Colonna's HSBC Securities (USA) Inc. Experience May 2009 - September 2013
Job AVP, Credit & Portfolio Analyst at Citi
Industry Banking
Experience
Citi September 2013 - Present
HSBC Securities (USA) Inc. May 2009 - September 2013
Bear, Stearns & Co. Inc. March 2008 - March 2009
Bank of Akron January 2006 - February 2008
Skills
Interest Rate..., Middle Office, Derivatives, Fixed Income, Equities, Bloomberg, Capital Markets, Banking, Hedge Funds, Financial Analysis, Rates, Finance, Treasury, Credit, Bonds
Education
Siena College 2001 — 2005
BS, Finance
Citi September 2013 - Present
HSBC Securities (USA) Inc. May 2009 - September 2013
Bear, Stearns & Co. Inc. March 2008 - March 2009
Bank of Akron January 2006 - February 2008
Skills
Interest Rate..., Middle Office, Derivatives, Fixed Income, Equities, Bloomberg, Capital Markets, Banking, Hedge Funds, Financial Analysis, Rates, Finance, Treasury, Credit, Bonds
Education
Siena College 2001 — 2005
BS, Finance
Julio Correa Berger, CPA, CAMS Julio Correa Berger, CPA, CAMS's HSBC Securities (USA) Inc. Experience December 2014 - February 2015
Job AML/CDD INVESTIGATOR at MIB GLOBAL FINANCIAL CONSULTING INC.
Industry Banking
Experience
International Finance Bank (IFB) May 2015 - July 2015
Citi March 2015 - March 2015
HSBC SECURITIES (USA) INC. December 2014 - February 2015
Gibraltar Private Bank & Trust February 2013 - October 2014
Banca de Inversion Bancolombia August 2012 - February 2013
Barclays April 2012 - July 2012
Ocean Bank October 2011 - February 2012
Commerzbank AG July 2011 - August 2011
Credit Agricole September 2009 - June 2011
American Express August 2007 - March 2008
Skills
Banking, Internal Audit, Financial Risk, AML, KYC, Bank Secrecy Act, Financial Analysis, Capital Markets, Bloomberg, USA PATRIOT Act, Investment Banking, Training, Equities, Operational Risk, Financial Institutions, Credit, Risk Management, Financial Regulation, Commercial Banking, Anti Money Laundering
Education
Pace University 1983 — 1984
Bachelor's degree, Accounting and Finance
University of Buenos Aires, School of Economics 1970 — 1976
Bachelor of Commerce (B.Com.), Accounting and Business/Management
International Finance Bank (IFB) May 2015 - July 2015
Citi March 2015 - March 2015
HSBC SECURITIES (USA) INC. December 2014 - February 2015
Gibraltar Private Bank & Trust February 2013 - October 2014
Banca de Inversion Bancolombia August 2012 - February 2013
Barclays April 2012 - July 2012
Ocean Bank October 2011 - February 2012
Commerzbank AG July 2011 - August 2011
Credit Agricole September 2009 - June 2011
American Express August 2007 - March 2008
Skills
Banking, Internal Audit, Financial Risk, AML, KYC, Bank Secrecy Act, Financial Analysis, Capital Markets, Bloomberg, USA PATRIOT Act, Investment Banking, Training, Equities, Operational Risk, Financial Institutions, Credit, Risk Management, Financial Regulation, Commercial Banking, Anti Money Laundering
Education
Pace University 1983 — 1984
Bachelor's degree, Accounting and Finance
University of Buenos Aires, School of Economics 1970 — 1976
Bachelor of Commerce (B.Com.), Accounting and Business/Management
Jessica Gough Jessica Gough's HSBC Securities (USA) Inc. Experience January 2013 - Present
Job Managing Director at HSBC
Industry Banking
Experience
HSBC March 2014 - Present
HSBC Securities (USA), Inc. January 2013 - Present
HSBC March 2009 - March 2014
HSBC March 2006 - March 2009
HSBC December 2003 - March 2006
HSBC New Zealand November 2002 - December 2003
HSBC Argentina April 1999 - October 2002
Skills
Financial Analysis, Financial Statement..., Debt & Equity Capital..., Financial Advisory, Pharmaceutical Industry, Consumer Products, Retail, Chemical Industry, Oil & Gas Industry, Dairy Products, Legal Documents
Education
Universidad Torcuato Di Tella 1995 — 1998
Bachelor of Science (B.S.), Business/Managerial Economics
St Hilda's College, Hurlingham, Buenos Aires, Argetina 1990 — 1994
High Schoold degree
HSBC March 2014 - Present
HSBC Securities (USA), Inc. January 2013 - Present
HSBC March 2009 - March 2014
HSBC March 2006 - March 2009
HSBC December 2003 - March 2006
HSBC New Zealand November 2002 - December 2003
HSBC Argentina April 1999 - October 2002
Skills
Financial Analysis, Financial Statement..., Debt & Equity Capital..., Financial Advisory, Pharmaceutical Industry, Consumer Products, Retail, Chemical Industry, Oil & Gas Industry, Dairy Products, Legal Documents
Education
Universidad Torcuato Di Tella 1995 — 1998
Bachelor of Science (B.S.), Business/Managerial Economics
St Hilda's College, Hurlingham, Buenos Aires, Argetina 1990 — 1994
High Schoold degree
Judy Love-Dennis Judy Love-Dennis's HSBC Securities (USA) Inc. Experience April 2004 - March 2008
Job After School Program Coordinator at Mount Carmel Holy Rosary Catholic School Office Aide/Afterschool Group Leader Assist
Industry Banking
Experience
Mount Carmel Holy Rosary Catholic School September 2011 - Present
Mount Carmel Holy Rosary Catholic School September 2011 - Present
Bell and Company, CPA PC August 2009 - July 2010
Bell and Company, CPA-PC August 2009 - July 2010
FEGS WeCare March 2009 - August 2009
F.E.G.S We Care March 2009 - August 2009
HSBC SECURITIES (USA) INC. April 2004 - March 2008
HSBC Securities, Inc April 2004 - March 2008
HSBC BANK, NA December 2000 - April 2004
HSBC Bank USA April 2000 - March 2004
Skills
Office Management, Outlook, Customer Service, PowerPoint, Access, Time Management, Software Documentation, Training
Education
Monroe College
N/A, Business Administrattion
Monroe College
Business Administration and Computer Sciences
Mount Carmel Holy Rosary Catholic School September 2011 - Present
Mount Carmel Holy Rosary Catholic School September 2011 - Present
Bell and Company, CPA PC August 2009 - July 2010
Bell and Company, CPA-PC August 2009 - July 2010
FEGS WeCare March 2009 - August 2009
F.E.G.S We Care March 2009 - August 2009
HSBC SECURITIES (USA) INC. April 2004 - March 2008
HSBC Securities, Inc April 2004 - March 2008
HSBC BANK, NA December 2000 - April 2004
HSBC Bank USA April 2000 - March 2004
Skills
Office Management, Outlook, Customer Service, PowerPoint, Access, Time Management, Software Documentation, Training
Education
Monroe College
N/A, Business Administrattion
Monroe College
Business Administration and Computer Sciences
Nicol Grosso's HSBC Securities (USA) Inc. Experience 2001 - 2003
Job Business Operations and Human Resources Executive | Director at Evercore | SPHR
Industry Investment Banking
Experience
Evercore September 2003 - Present
HSBC Securities (USA) Inc. 2001 - 2003
Bear Stearns & Co. 1985 - 2001
Skills
Management, Human Resources, Team Management, Mergers & Acquisitions, HRIS, Negotiation, Deferred Compensation, Project Management, IPO, Strategy, Mergers, Vendor Management, Operations Management, Strategic Leadership, Organizational..., Business Process..., Compensation & Benefits..., Organizational Design, Facilities Operations, Collaborative Leadership, Scale Up, Global Immigration, Union Relations, Office Management, Construction Management, Office Administration, Event Planning
Education
Cornell University - Johnson Graduate School of Management
Master of Business Administration (MBA)
New York University
Bachelor of Science (BS), Leadership & Management Studies
Evercore September 2003 - Present
HSBC Securities (USA) Inc. 2001 - 2003
Bear Stearns & Co. 1985 - 2001
Skills
Management, Human Resources, Team Management, Mergers & Acquisitions, HRIS, Negotiation, Deferred Compensation, Project Management, IPO, Strategy, Mergers, Vendor Management, Operations Management, Strategic Leadership, Organizational..., Business Process..., Compensation & Benefits..., Organizational Design, Facilities Operations, Collaborative Leadership, Scale Up, Global Immigration, Union Relations, Office Management, Construction Management, Office Administration, Event Planning
Education
Cornell University - Johnson Graduate School of Management
Master of Business Administration (MBA)
New York University
Bachelor of Science (BS), Leadership & Management Studies
Eric Voehl's HSBC Securities (USA) Inc. Experience April 2015 - Present
Job Senior Project Manager, HSBC Securities
Industry Financial Services
Experience
HSBC Securities (USA), Inc. April 2015 - Present
Pershing LLC May 2006 - April 2015
AIG Royal Alliance April 2004 - May 2006
Wachovia Securities Financial Network September 2001 - April 2004
Skills
Series 7, Bloomberg, Series 24, Financial Services, Wealth Management, Settlement, Finance, Middle Office, Securities, FINRA, Capital Markets, Trading Systems, Bonds, Back Office, Global Custody
Education
Loyola University Maryland 1997 — 2001
BBS, Finance
HSBC Securities (USA), Inc. April 2015 - Present
Pershing LLC May 2006 - April 2015
AIG Royal Alliance April 2004 - May 2006
Wachovia Securities Financial Network September 2001 - April 2004
Skills
Series 7, Bloomberg, Series 24, Financial Services, Wealth Management, Settlement, Finance, Middle Office, Securities, FINRA, Capital Markets, Trading Systems, Bonds, Back Office, Global Custody
Education
Loyola University Maryland 1997 — 2001
BBS, Finance
Aaron Gifford's HSBC Securities (USA) Inc. Experience June 2013 - Present
Job Assistant Vice President, Latin America Fixed Income Strategist at HSBC Securities (USA) Inc.
Industry Financial Services
Experience
HSBC Securities (USA) Inc. June 2013 - Present
HSBC Securities (USA) Inc. September 2012 - June 2013
HSBC Securities (USA) Inc. June 2011 - August 2011
U.S. Department of the Treasury January 2011 - May 2011
GPS Capital Markets, Inc. May 2010 - August 2010
Education
Brigham Young University 2009 — 2012
Bachelor of Science in Business Management, Finance
HSBC Securities (USA) Inc. June 2013 - Present
HSBC Securities (USA) Inc. September 2012 - June 2013
HSBC Securities (USA) Inc. June 2011 - August 2011
U.S. Department of the Treasury January 2011 - May 2011
GPS Capital Markets, Inc. May 2010 - August 2010
Education
Brigham Young University 2009 — 2012
Bachelor of Science in Business Management, Finance
Jerry Murnane Jerry Murnane's HSBC Securities (USA) Inc. Experience 2003 - 2005
Job Executive Vice President/Chief Compliance Officer at Bank Leumi USA
Industry Financial Services
Experience
Bank Leumi USA October 2009 - Present
KM Consulting March 2008 - October 2009
HSBC Investments (USA) Inc. 2005 - 2008
HSBC Securities (USA) Inc. 2003 - 2005
HSBC Bank USA, N.A. 1997 - 2003
First Union Corporation 1984 - 1997
Education
University of Scranton 1980 — 1984
Bachelor of Science (B.S.), Accounting
Seton Hall Preparatory School 1976 — 1980
Bank Leumi USA October 2009 - Present
KM Consulting March 2008 - October 2009
HSBC Investments (USA) Inc. 2005 - 2008
HSBC Securities (USA) Inc. 2003 - 2005
HSBC Bank USA, N.A. 1997 - 2003
First Union Corporation 1984 - 1997
Education
University of Scranton 1980 — 1984
Bachelor of Science (B.S.), Accounting
Seton Hall Preparatory School 1976 — 1980
Jeff Nicklas Jeff Nicklas's HSBC Securities (USA) Inc. Experience 2005 - Present
Job Director at HSBC Securities
Industry Banking
Experience
HSBC Securities (USA) Inc 2005 - Present
Lehman Brothers 2000 - 2005
SG Cowen 1999 - 2000
Union Bank of Switzerland 1996 - 1998
Union Bank of Switzerland 1992 - 1996
Skills
Capital Markets, Trading, Equities, Bonds, Equity Capital Markets, Fixed Income, Client Development, Sales Management, New Business Development, Series 7, Investments, Hedge Funds, Securities, Financial Analysis, Investment Banking, Customer Service, Origination, Customer Relations, Equity Derivatives, Derivatives, Share Repurchase, Syndicate, Relationship Management, Convertible Bonds, Generating Revenue, Leadership
Education
Columbia University - Columbia Business School
MBA, Finance and Management
University of Virginia
BS, Finance, Accounting
HSBC Securities (USA) Inc 2005 - Present
Lehman Brothers 2000 - 2005
SG Cowen 1999 - 2000
Union Bank of Switzerland 1996 - 1998
Union Bank of Switzerland 1992 - 1996
Skills
Capital Markets, Trading, Equities, Bonds, Equity Capital Markets, Fixed Income, Client Development, Sales Management, New Business Development, Series 7, Investments, Hedge Funds, Securities, Financial Analysis, Investment Banking, Customer Service, Origination, Customer Relations, Equity Derivatives, Derivatives, Share Repurchase, Syndicate, Relationship Management, Convertible Bonds, Generating Revenue, Leadership
Education
Columbia University - Columbia Business School
MBA, Finance and Management
University of Virginia
BS, Finance, Accounting
Jane Pritchett Henderson's HSBC Securities (USA) Inc. Experience March 2005 - November 2007
Job SVP, Chief Financial & Business Officer, Kolltan Pharmaceuticals
Industry Pharmaceuticals
Experience
Kolltan Pharmaceuticals, Inc. February 2013 - Present
Eleven Biotherapeutics October 2013 - Present
ISTA Pharmaceuticals June 2010 - June 2012
Axerion Therapeutics, Inc September 2009 - May 2010
Panacos Pharmaceuticals, Inc January 2008 - February 2009
HSBC Securities (USA) Inc March 2005 - November 2007
CIBC World Markets February 2001 - February 2005
Lehman Brothers July 1999 - February 2001
Salomon Brothers/Salomon Smith Barney/Citigroup July 1995 - July 1999
SG Warburg November 1994 - July 1995
Skills
Pharmaceuticals, Mergers, Healthcare, Debt, Valuation, Biotechnology
Education
Duke University 1983 — 1987
Bachelor of Science, Psychology
Kolltan Pharmaceuticals, Inc. February 2013 - Present
Eleven Biotherapeutics October 2013 - Present
ISTA Pharmaceuticals June 2010 - June 2012
Axerion Therapeutics, Inc September 2009 - May 2010
Panacos Pharmaceuticals, Inc January 2008 - February 2009
HSBC Securities (USA) Inc March 2005 - November 2007
CIBC World Markets February 2001 - February 2005
Lehman Brothers July 1999 - February 2001
Salomon Brothers/Salomon Smith Barney/Citigroup July 1995 - July 1999
SG Warburg November 1994 - July 1995
Skills
Pharmaceuticals, Mergers, Healthcare, Debt, Valuation, Biotechnology
Education
Duke University 1983 — 1987
Bachelor of Science, Psychology
Gabriella Deponte Gabriella Deponte's HSBC Securities (USA) Inc. Experience 2003 - 2008
Job CEO, Vent'Acqua, LLC, editing services
Industry Writing and Editing
Experience
Vent'Acqua LLC, dba GDProofs May 2008 - Present
HSBC Securities September 2003 - February 2008
HSBC Bank USA 2003 - 2008
HSBC Securities (USA) Inc. 2003 - 2008
Citigroup April 1989 - August 2003
Citibank Securities Inc., New York, USA 1997 - 2003
Skills
Non-fiction, Writing, Editing, Banking, Fiction, Books, English, French, Financial Markets, Italian, Equities, Portfolio Management, Financial Services, Trading, Credit Risk, Cash Management, Strategic Financial..., CRM, Proofreading, Management, Marketing, Finance, Leadership
Education
New York University - Leonard N. Stern School of Business 1981 — 1987
MBA
Fordham University 1975 — 1979
BA
Vent'Acqua LLC, dba GDProofs May 2008 - Present
HSBC Securities September 2003 - February 2008
HSBC Bank USA 2003 - 2008
HSBC Securities (USA) Inc. 2003 - 2008
Citigroup April 1989 - August 2003
Citibank Securities Inc., New York, USA 1997 - 2003
Skills
Non-fiction, Writing, Editing, Banking, Fiction, Books, English, French, Financial Markets, Italian, Equities, Portfolio Management, Financial Services, Trading, Credit Risk, Cash Management, Strategic Financial..., CRM, Proofreading, Management, Marketing, Finance, Leadership
Education
New York University - Leonard N. Stern School of Business 1981 — 1987
MBA
Fordham University 1975 — 1979
BA
Audwin Patterson Audwin Patterson's HSBC Securities (USA) Inc. Experience July 2003 - November 2011
Job Academic Case Management (ACM) Coordinator at Harlem Children's Zone
Industry Nonprofit Organization Management
Experience
Harlem Children's Zone May 2013 - Present
Good Shepherd Services July 2012 - February 2013
State Street Corporation June 2012 - August 2012
The Children’s Aid Society April 2012 - August 2012
HSBC Securities (USA) Inc. July 2003 - November 2011
JPMorgan Chase & Co. June 1999 - June 2003
Skills
Reference Data, Business Analysis, Investment Banking, Fixed Income, Equities, Options, Corporate Actions, Problem Solving, Proficient using..., Proficient using..., Subject Matter Expert..., Subject Matter Expert..., Subject Matter Expert..., Expertise includes new..., Expertise includes..., Expertise includes..., Supervisor, Project..., New Business..., User Acceptance Testing..., • Student Advocate..., • Missouri Model •..., • SELF Model (Safe,..., • Introduction to..., • HIV: The Essentials ..., • Universal ..., • Bias Awareness –..., • Role of the Youth..., • CPR, AED and Basic..., • LGBTQQ (Lesbian, Gay,..., • Managing Difficult..., Analysis, Alternative Investments
Education
St. Joseph's College 2012 — 2013
Certificate, Human Services and Crisis Intervention Counseling, 3.93
City University of New York-Baruch College 2003 — 2004
Certificate, Investment Banking, 3.44
University of Iowa 1990 — 1994
BA, Economics, 2.44
Harlem Children's Zone May 2013 - Present
Good Shepherd Services July 2012 - February 2013
State Street Corporation June 2012 - August 2012
The Children’s Aid Society April 2012 - August 2012
HSBC Securities (USA) Inc. July 2003 - November 2011
JPMorgan Chase & Co. June 1999 - June 2003
Skills
Reference Data, Business Analysis, Investment Banking, Fixed Income, Equities, Options, Corporate Actions, Problem Solving, Proficient using..., Proficient using..., Subject Matter Expert..., Subject Matter Expert..., Subject Matter Expert..., Expertise includes new..., Expertise includes..., Expertise includes..., Supervisor, Project..., New Business..., User Acceptance Testing..., • Student Advocate..., • Missouri Model •..., • SELF Model (Safe,..., • Introduction to..., • HIV: The Essentials ..., • Universal ..., • Bias Awareness –..., • Role of the Youth..., • CPR, AED and Basic..., • LGBTQQ (Lesbian, Gay,..., • Managing Difficult..., Analysis, Alternative Investments
Education
St. Joseph's College 2012 — 2013
Certificate, Human Services and Crisis Intervention Counseling, 3.93
City University of New York-Baruch College 2003 — 2004
Certificate, Investment Banking, 3.44
University of Iowa 1990 — 1994
BA, Economics, 2.44
Adrian Ozarchievici Adrian Ozarchievici's HSBC Securities (USA) Inc. Experience 2011 - Present
Job VP Premier Relationship Advisor at HSBC Securities USA Inc
Industry Financial Services
Experience
HSBC Securities USA Inc 2011 - Present
Business Network International January 2009 - Present
Morgan Stanley Smith Barney 2008 - 2011
JPMorgan Chase 2005 - 2008
Skills
Retirement Planning, Investments, Financial Planning, Long Term Care, Whole Life, Term Life Insurance, College Savings Plans, Investments with..., Managed Accounts, SEP, Roth IRAs, Managing Accounts, Strategic Financial..., Long-term Care, Roth IRA, Wealth Management, Series 7, Loans, Portfolio Management, Mutual Funds, IRAs, Management, Finance, Financial Advisory, Insurance, Mortgage Lending, Retirement, Securities, Asset Allocation, Series 63, Entrepreneurship, Leadership, Asset Management, Fixed Annuities, Financial Services, Equities, Alternative Investments, Life Insurance, Investment Advisory, Strategy, Small Business, Financial Analysis, Estate Planning, Financial Planners, Investment Strategies, Employee Benefits, 401k, Wealth, Series 6, Disability Insurance, Relationship Management
Education
Baruch College, City University of New York (CUNY)
Bachelor, Finance and Global Communication/ Spanish
Kaplan University 2010 — 2011
Certified Financial Planner - CFP®, 6 areas of Financial Planning - Insurance, Retirement, Estate, Investments, Financial, Tax
HSBC Securities USA Inc 2011 - Present
Business Network International January 2009 - Present
Morgan Stanley Smith Barney 2008 - 2011
JPMorgan Chase 2005 - 2008
Skills
Retirement Planning, Investments, Financial Planning, Long Term Care, Whole Life, Term Life Insurance, College Savings Plans, Investments with..., Managed Accounts, SEP, Roth IRAs, Managing Accounts, Strategic Financial..., Long-term Care, Roth IRA, Wealth Management, Series 7, Loans, Portfolio Management, Mutual Funds, IRAs, Management, Finance, Financial Advisory, Insurance, Mortgage Lending, Retirement, Securities, Asset Allocation, Series 63, Entrepreneurship, Leadership, Asset Management, Fixed Annuities, Financial Services, Equities, Alternative Investments, Life Insurance, Investment Advisory, Strategy, Small Business, Financial Analysis, Estate Planning, Financial Planners, Investment Strategies, Employee Benefits, 401k, Wealth, Series 6, Disability Insurance, Relationship Management
Education
Baruch College, City University of New York (CUNY)
Bachelor, Finance and Global Communication/ Spanish
Kaplan University 2010 — 2011
Certified Financial Planner - CFP®, 6 areas of Financial Planning - Insurance, Retirement, Estate, Investments, Financial, Tax
Sameena Shaikh Sameena Shaikh's HSBC Securities (USA) Inc. Experience May 2014 - Present
Job VP | Global Regulatory Program Manager | Clearing and Collateral Services | HSBC Global Markets
Industry Investment Banking
Experience
HSBC Securities (USA) Inc May 2014 - Present
HSBC Securities (USA) Inc March 2013 - April 2014
HSBC Bank Plc November 2010 - February 2013
HSBC Bank Plc December 2009 - October 2010
HSBC Global Technology Center July 2007 - December 2009
Skills
SDLC, Business Analysis, Clarity, Trading, Stakeholder Management, Derivatives, SQL, Quality Center, User Acceptance Testing, Object Oriented Design, Domain Names, Visio, Payments, Project Management
Education
University of Mumbai 2003 — 2007
Bacehlor in Engineering, Information Technology
HSBC Securities (USA) Inc May 2014 - Present
HSBC Securities (USA) Inc March 2013 - April 2014
HSBC Bank Plc November 2010 - February 2013
HSBC Bank Plc December 2009 - October 2010
HSBC Global Technology Center July 2007 - December 2009
Skills
SDLC, Business Analysis, Clarity, Trading, Stakeholder Management, Derivatives, SQL, Quality Center, User Acceptance Testing, Object Oriented Design, Domain Names, Visio, Payments, Project Management
Education
University of Mumbai 2003 — 2007
Bacehlor in Engineering, Information Technology
Mark Poitras, CFP® Mark Poitras, CFP®'s HSBC Securities (USA) Inc. Experience March 2013 - Present
Job Vice President, Premier Relationship Advisor at HSBC Securities (USA) Inc.
Industry Financial Services
Experience
HSBC Securities (USA) Inc. March 2013 - Present
Merrill Lynch January 2011 - March 2013
The Suffolk Group - Nationwide Financial Network June 2008 - January 2011
PAR East Mortgage November 1999 - January 2011
Household Financial Corporation November 1998 - November 1999
Skills
IRAs, Retirement Planning, Asset Allocation, Investments, Strategic Planning, Fixed Annuities, Insurance, Pensions, Banking, Loans, Mortgage Lending, Mutual Funds, Portfolio Management, Wealth Management
Education
Binghamton University 1994 — 1998
Bachelor of Science, Major = Biology, Minor = Computer Science
HSBC Securities (USA) Inc. March 2013 - Present
Merrill Lynch January 2011 - March 2013
The Suffolk Group - Nationwide Financial Network June 2008 - January 2011
PAR East Mortgage November 1999 - January 2011
Household Financial Corporation November 1998 - November 1999
Skills
IRAs, Retirement Planning, Asset Allocation, Investments, Strategic Planning, Fixed Annuities, Insurance, Pensions, Banking, Loans, Mortgage Lending, Mutual Funds, Portfolio Management, Wealth Management
Education
Binghamton University 1994 — 1998
Bachelor of Science, Major = Biology, Minor = Computer Science
Hugh McKee Hugh McKee's HSBC Securities (USA) Inc. Experience January 2013 - February 2014
Job Senior Associate at Mayer Brown
Industry Law Practice
Experience
Mayer Brown March 2014 - Present
WOW 1 DAY PAINTING May 2012 - Present
HSBC Securities (USA) Inc. January 2013 - February 2014
Mayer Brown August 2011 - December 2012
Credit Suisse February 2011 - July 2011
Mayer Brown September 2008 - February 2011
Black Bear Condominium Management October 2004 - May 2005
Jack of Trades 1998 - 2004
Skills
Structured Finance, Capital Markets, Financial Structuring, Securitization, Securities, Securities Regulation, Corporate Law, Cross-border..., Credit, Investments, Finance, ISDA, Trading
Education
The University of Western Ontario 2005 — 2008
JD, Business Law
Princeton University 2000 — 2004
AB, Political Science, International Law
Upper Canada College 1995 — 2000
International Baccalaureate
Mayer Brown March 2014 - Present
WOW 1 DAY PAINTING May 2012 - Present
HSBC Securities (USA) Inc. January 2013 - February 2014
Mayer Brown August 2011 - December 2012
Credit Suisse February 2011 - July 2011
Mayer Brown September 2008 - February 2011
Black Bear Condominium Management October 2004 - May 2005
Jack of Trades 1998 - 2004
Skills
Structured Finance, Capital Markets, Financial Structuring, Securitization, Securities, Securities Regulation, Corporate Law, Cross-border..., Credit, Investments, Finance, ISDA, Trading
Education
The University of Western Ontario 2005 — 2008
JD, Business Law
Princeton University 2000 — 2004
AB, Political Science, International Law
Upper Canada College 1995 — 2000
International Baccalaureate
Gaspare Cintorrino Gaspare Cintorrino's HSBC Securities (USA) Inc. Experience December 2013 - Present
Job Sales Quality Reviewer Wealth
Industry Financial Services
Experience
HSBC Securities (USA) Inc. December 2013 - Present
HSBC Retail Banking and Wealth Management April 2012 - Present
HSBC Retail Banking and Wealth Management July 2010 - April 2012
Skills
Series 6, Series 63, Life & Health Insurance..., Microsoft Office, Financial Analysis, Customer Service, Strategic Planning, Risk Management, Banking, Investments, Business Analysis, Series 7, Wealth Management, Relationship Management, Strategic Financial..., High Net Worth..., Portfolio Management, Retirement Planning, Retirement, Loans, Mutual Funds, Financial Services, Securities, Mortgage Lending, Retail Banking, Insurance, Asset Management, Life Insurance, Cross Selling, Wealth Management..., Bonds, Credit, Finance, Credit Analysis, Fixed Income, Commercial Banking, Commercial Lending, Private Banking, Financial Risk, Management
Education
Pace University - Lubin School of Business 2014 — 2015
Master of Science (M.S.), Finance
Fordham University 2005 — 2008
Bachelor of Arts (B.A.), Economics
Xaverian High School 2001 — 2005
High School Diploma
HSBC Securities (USA) Inc. December 2013 - Present
HSBC Retail Banking and Wealth Management April 2012 - Present
HSBC Retail Banking and Wealth Management July 2010 - April 2012
Skills
Series 6, Series 63, Life & Health Insurance..., Microsoft Office, Financial Analysis, Customer Service, Strategic Planning, Risk Management, Banking, Investments, Business Analysis, Series 7, Wealth Management, Relationship Management, Strategic Financial..., High Net Worth..., Portfolio Management, Retirement Planning, Retirement, Loans, Mutual Funds, Financial Services, Securities, Mortgage Lending, Retail Banking, Insurance, Asset Management, Life Insurance, Cross Selling, Wealth Management..., Bonds, Credit, Finance, Credit Analysis, Fixed Income, Commercial Banking, Commercial Lending, Private Banking, Financial Risk, Management
Education
Pace University - Lubin School of Business 2014 — 2015
Master of Science (M.S.), Finance
Fordham University 2005 — 2008
Bachelor of Arts (B.A.), Economics
Xaverian High School 2001 — 2005
High School Diploma
Rich Greenblatt, MBA Rich Greenblatt, MBA's HSBC Securities (USA) Inc. Experience 2006 - 2007
Job Vice President, Financial Reporting Lead Analyst at Citigroup Global Markets, Inc
Industry Computer Software
Experience
Citigroup Global Markets, Inc June 2014 - Present
CA Technologies August 2007 - March 2014
HSBC Securities (USA) Inc 2006 - 2007
Citigroup Global Markets 2000 - 2006
ZIFF-DAVIS, INC. 1999 - 2000
Nikon 1996 - 1999
UBS Investment Bank 1995 - 1996
Dresdner Securities 1993 - 1995
Skills
Hyperion Planning, Microsoft Office, SAP, Essbase, Financial Planning, Financial Reporting, Financial Modeling, Corporate Finance, General Ledger, Strategic Financial..., Hyperion Enterprise, Financial Analysis, Managerial Finance, Budgets, Analysis, Business Planning, Forecasting, Accounts Payable, Leadership, Process Improvement, Accounts Receivable, Strategy, Accounting, Finance, Business Development, Sarbanes-Oxley Act, Income Statement, Mergers & Acquisitions, Internal Controls, Variance Analysis, Executive Management
Education
CW Post - LIU
MBA, Finance
Hofstra University
BBA, Accounting
Citigroup Global Markets, Inc June 2014 - Present
CA Technologies August 2007 - March 2014
HSBC Securities (USA) Inc 2006 - 2007
Citigroup Global Markets 2000 - 2006
ZIFF-DAVIS, INC. 1999 - 2000
Nikon 1996 - 1999
UBS Investment Bank 1995 - 1996
Dresdner Securities 1993 - 1995
Skills
Hyperion Planning, Microsoft Office, SAP, Essbase, Financial Planning, Financial Reporting, Financial Modeling, Corporate Finance, General Ledger, Strategic Financial..., Hyperion Enterprise, Financial Analysis, Managerial Finance, Budgets, Analysis, Business Planning, Forecasting, Accounts Payable, Leadership, Process Improvement, Accounts Receivable, Strategy, Accounting, Finance, Business Development, Sarbanes-Oxley Act, Income Statement, Mergers & Acquisitions, Internal Controls, Variance Analysis, Executive Management
Education
CW Post - LIU
MBA, Finance
Hofstra University
BBA, Accounting
Eduardo Barros Eduardo Barros's HSBC Securities (USA) Inc. Experience November 2010 - May 2015
Job Private Equity Associate at Black River Asset Management
Industry Venture Capital & Private Equity
Experience
Black River Asset Management June 2015 - Present
HSBC Securities (USA) Inc. November 2010 - May 2015
HSBC Bank Brazil September 2009 - October 2010
AIESEC in FGV January 2008 - December 2008
AIESEC in FGV January 2007 - December 2007
Skills
Valuation, Investment Banking, Finance, Financial Modeling, Business Strategy, Corporate Finance, Mergers & Acquisitions, Mergers, Equities, Financial Markets, Entrepreneurship, Start-ups, Capital Markets, Emerging Markets, Private Equity
Education
Fundacao Getulio Vargas
BA, Business Administration, Financial Markets, Corporate Finance
Norwegian School of Economics and Business Administration
BA, Corporate Finance, Financial Markets, Behavioral Finance
Black River Asset Management June 2015 - Present
HSBC Securities (USA) Inc. November 2010 - May 2015
HSBC Bank Brazil September 2009 - October 2010
AIESEC in FGV January 2008 - December 2008
AIESEC in FGV January 2007 - December 2007
Skills
Valuation, Investment Banking, Finance, Financial Modeling, Business Strategy, Corporate Finance, Mergers & Acquisitions, Mergers, Equities, Financial Markets, Entrepreneurship, Start-ups, Capital Markets, Emerging Markets, Private Equity
Education
Fundacao Getulio Vargas
BA, Business Administration, Financial Markets, Corporate Finance
Norwegian School of Economics and Business Administration
BA, Corporate Finance, Financial Markets, Behavioral Finance
Christian Hofer's HSBC Securities (USA) Inc. Experience June 2009 - August 2009
Job Corporate Development Associate at Skystream Markets
Industry Financial Services
Experience
Skystream Markets, Inc. June 2014 - June 2015
Skystream Markets, Inc. February 2011 - June 2014
UConn EcoGarden Club March 2008 - May 2010
HSBC Securities (USA) Inc. June 2009 - August 2009
UConn School of Business Information Technology Services September 2008 - May 2009
DR. HUTAREW & PARTNER June 2008 - July 2008
UBS Investment Bank May 2007 - August 2007
Silver Point Capital, L.P. July 2006 - August 2006
Skills
Environmental..., Renewable Energy, Corporate Finance, Research, Writing, Analysis, Business Development, Financial Modeling, Economics, Due Diligence, Management, Project Management, Project Finance, Investment Banking, Commodity Markets, Investments, Finance, Business Strategy
Education
The University of Connecticut School of Business 2007 — 2010
B.S., Business
Drexel University - College of Business and Administration 2005 — 2006
Economics
New Canaan High School 2001 — 2005
Skystream Markets, Inc. June 2014 - June 2015
Skystream Markets, Inc. February 2011 - June 2014
UConn EcoGarden Club March 2008 - May 2010
HSBC Securities (USA) Inc. June 2009 - August 2009
UConn School of Business Information Technology Services September 2008 - May 2009
DR. HUTAREW & PARTNER June 2008 - July 2008
UBS Investment Bank May 2007 - August 2007
Silver Point Capital, L.P. July 2006 - August 2006
Skills
Environmental..., Renewable Energy, Corporate Finance, Research, Writing, Analysis, Business Development, Financial Modeling, Economics, Due Diligence, Management, Project Management, Project Finance, Investment Banking, Commodity Markets, Investments, Finance, Business Strategy
Education
The University of Connecticut School of Business 2007 — 2010
B.S., Business
Drexel University - College of Business and Administration 2005 — 2006
Economics
New Canaan High School 2001 — 2005
Jonathan Caldwell Jonathan Caldwell's HSBC Securities (USA) Inc. Experience July 2006 - July 2008
Job RARE Development
Industry Real Estate
Experience
TCC Realty Group October 2014 - Present
RARE Development June 2014 - Present
GW&K Investment Management April 2012 - May 2014
Liberty Mutual Group Asset Management Inc. August 2009 - March 2012
Liberty Mutual Group Asset Management Inc. August 2008 - August 2009
HSBC Securities (USA) Inc July 2006 - July 2008
Thomson Financial July 2005 - August 2005
Skills
Bloomberg, Financial Analysis, Investments, Trading, Securities, Microsoft Office, Analysis, Fixed Income, MBS, Financial Modeling, Valuation, Equities, Credit
Education
Boston University - School of Management 2010 — 2013
MBA, Finance
Vanderbilt University 2002 — 2006
Engineering
Weston High School
TCC Realty Group October 2014 - Present
RARE Development June 2014 - Present
GW&K Investment Management April 2012 - May 2014
Liberty Mutual Group Asset Management Inc. August 2009 - March 2012
Liberty Mutual Group Asset Management Inc. August 2008 - August 2009
HSBC Securities (USA) Inc July 2006 - July 2008
Thomson Financial July 2005 - August 2005
Skills
Bloomberg, Financial Analysis, Investments, Trading, Securities, Microsoft Office, Analysis, Fixed Income, MBS, Financial Modeling, Valuation, Equities, Credit
Education
Boston University - School of Management 2010 — 2013
MBA, Finance
Vanderbilt University 2002 — 2006
Engineering
Weston High School
J Michael Leadam J Michael Leadam's HSBC Securities (USA) Inc. Experience April 2008 - Present
Job SVP at HSBC Securities
Industry Financial Services
Experience
HSBC Securities (USA) Inc. April 2008 - Present
JPMorgan Chase September 1993 - April 2008
JPMorgan Chase 1993 - 2008
Skills
Wealth Management, Financial Services, Fixed Annuities, Securities, Retirement, Brokerage, Insurance, Series 7, Bank Broker-Dealer, Series 24, Mutual Funds, Compliance, FINRA, Equities, Annuity, Insurance Licensing and..., Portfolio Management, Asset Management, Risk Management, Banking, Leadership, Management
Education
Pepperdine University 1981 — 1983
MBA, Business Administration
University of La Verne 1979 — 1981
BS, Accounting
Whippany Park High School 1967 — 1969
HSBC Securities (USA) Inc. April 2008 - Present
JPMorgan Chase September 1993 - April 2008
JPMorgan Chase 1993 - 2008
Skills
Wealth Management, Financial Services, Fixed Annuities, Securities, Retirement, Brokerage, Insurance, Series 7, Bank Broker-Dealer, Series 24, Mutual Funds, Compliance, FINRA, Equities, Annuity, Insurance Licensing and..., Portfolio Management, Asset Management, Risk Management, Banking, Leadership, Management
Education
Pepperdine University 1981 — 1983
MBA, Business Administration
University of La Verne 1979 — 1981
BS, Accounting
Whippany Park High School 1967 — 1969
Victor Jara Victor Jara's HSBC Securities (USA) Inc. Experience 2001 - October 2013
Job
Industry Investment Banking
Experience
Scotiabank Global Banking and Markets October 2013 - Present
HSBC Securities July 2009 - October 2013
HSBC Securities (USA) Inc. 2001 - October 2013
HSBC Securities August 2007 - December 2008
HSBC Securities May 2003 - August 2007
HSBC May 2002 - May 2003
Citibank April 2001 - May 2002
Prudential Insurance March 2000 - April 2001
The Chase Manhattan Bank August 1994 - March 2000
Jamesway Corp. 1988 - 1992
Skills
Alternative Investments, Emerging Markets, Operational Risk, Fixed Income, Derivatives, Equities, Internal Controls, Series 99 registered..., Spanish-speaking, Foreign Exchange, Operational Risk..., Operational Control, Compliance Advisory, MBA, Front Office Support, Process Improvement, risk assessment, Process Control, Continuous Controls..., Self Assessment, Staff Management, Risk Assessment, Hedge Funds, Governance, AML, Structured Finance, Middle Office, Private Equity, Securities, Mergers & Acquisitions, Prime Brokerage, Credit Derivatives, FX Options
Education
Saint Peter's University 1995 — 1999
MBA
Saint Peter's University 1988 — 1992
BS
St.Aloysius High School 1988 — 1992
Diploma
Scotiabank Global Banking and Markets October 2013 - Present
HSBC Securities July 2009 - October 2013
HSBC Securities (USA) Inc. 2001 - October 2013
HSBC Securities August 2007 - December 2008
HSBC Securities May 2003 - August 2007
HSBC May 2002 - May 2003
Citibank April 2001 - May 2002
Prudential Insurance March 2000 - April 2001
The Chase Manhattan Bank August 1994 - March 2000
Jamesway Corp. 1988 - 1992
Skills
Alternative Investments, Emerging Markets, Operational Risk, Fixed Income, Derivatives, Equities, Internal Controls, Series 99 registered..., Spanish-speaking, Foreign Exchange, Operational Risk..., Operational Control, Compliance Advisory, MBA, Front Office Support, Process Improvement, risk assessment, Process Control, Continuous Controls..., Self Assessment, Staff Management, Risk Assessment, Hedge Funds, Governance, AML, Structured Finance, Middle Office, Private Equity, Securities, Mergers & Acquisitions, Prime Brokerage, Credit Derivatives, FX Options
Education
Saint Peter's University 1995 — 1999
MBA
Saint Peter's University 1988 — 1992
BS
St.Aloysius High School 1988 — 1992
Diploma
Jessica Beatrice Lee's HSBC Securities (USA) Inc. Experience December 2014 - Present
Job Analyst, Financial Institutions Group Insurance Coverage at HSBC Securities (USA) Inc.
Industry Investment Banking
Experience
HSBC Securities (USA) Inc. December 2014 - Present
Education
Lafayette College 2009 — 2013
Bachelor's degree, B.S. Mathematics and A.B. Economics
Université Paris Sorbonne (Paris IV)
HSBC Securities (USA) Inc. December 2014 - Present
Education
Lafayette College 2009 — 2013
Bachelor's degree, B.S. Mathematics and A.B. Economics
Université Paris Sorbonne (Paris IV)
Kevin Mullaney Kevin Mullaney's HSBC Securities (USA) Inc. Experience April 2005 - Present
Job VIce President, Business Development at HSBC Securities (USA), Inc.
Industry Investment Management
Experience
HSBC Securities (USA), Inc. April 2005 - Present
Bank of America Investments, Inc. December 1994 - April 2005
Skills
Mutual Funds, Series 7, Investments, Portfolio Management, Financial Services, Asset Management, Fixed Income, Alternative Investments, Finance, Wealth Management, Leadership
Education
Providence College 1988 — 1992
Bachelor of Science (BS), Finance
La Salle Military Academy 1984 — 1988
HSBC Securities (USA), Inc. April 2005 - Present
Bank of America Investments, Inc. December 1994 - April 2005
Skills
Mutual Funds, Series 7, Investments, Portfolio Management, Financial Services, Asset Management, Fixed Income, Alternative Investments, Finance, Wealth Management, Leadership
Education
Providence College 1988 — 1992
Bachelor of Science (BS), Finance
La Salle Military Academy 1984 — 1988
Stacey David, MBA's HSBC Securities (USA) Inc. Experience May 2011 - December 2012
Job GFCC, Compliance Manager AML Investigations
Industry Banking
Experience
J.P. Morgan May 2015 - Present
HSBC Technology & Services USA September 2014 - May 2015
HSBC Securities August 2013 - September 2014
JPMorgan Chase / Treasury Securities Services January 2013 - August 2013
HSBC Securities USA Inc May 2011 - December 2012
Sumitomo Mitsui Banking Corporation December 2008 - May 2011
PricewaterhouseCoopers 2010 - 2010
The Bank of New York Mellon September 1995 - December 2008
Skills
KYC, AML, Compliance, OFAC, BSA, Due Diligence, USA PATRIOT Act, Quality Assurance, Bank Secrecy Act, Financial Risk, Internal Audit, Banking, Financial Services, Policy, Asset Management, Sanction, Securities, Fraud, Analysis, Finance, Operational Risk, Financial Regulation, Anti Money Laundering, Financial Institutions, Hedge Funds, Trading, Capital Markets, FINRA, Operational Risk..., Back Office, Middle Office, Risk Management, Credit Risk, Equities, Fixed Income, Investment Banking
Education
Capella University 2010 — 2011
Masters, General Business Administration
Berkeley College 2007 — 2010
Bachelor, Accounting
J.P. Morgan May 2015 - Present
HSBC Technology & Services USA September 2014 - May 2015
HSBC Securities August 2013 - September 2014
JPMorgan Chase / Treasury Securities Services January 2013 - August 2013
HSBC Securities USA Inc May 2011 - December 2012
Sumitomo Mitsui Banking Corporation December 2008 - May 2011
PricewaterhouseCoopers 2010 - 2010
The Bank of New York Mellon September 1995 - December 2008
Skills
KYC, AML, Compliance, OFAC, BSA, Due Diligence, USA PATRIOT Act, Quality Assurance, Bank Secrecy Act, Financial Risk, Internal Audit, Banking, Financial Services, Policy, Asset Management, Sanction, Securities, Fraud, Analysis, Finance, Operational Risk, Financial Regulation, Anti Money Laundering, Financial Institutions, Hedge Funds, Trading, Capital Markets, FINRA, Operational Risk..., Back Office, Middle Office, Risk Management, Credit Risk, Equities, Fixed Income, Investment Banking
Education
Capella University 2010 — 2011
Masters, General Business Administration
Berkeley College 2007 — 2010
Bachelor, Accounting
Hugo Tran's HSBC Securities (USA) Inc. Experience June 2013 - Present
Job Investment Banking Analyst at HSBC Securities (USA) Inc.
Industry Financial Services
Experience
HSBC Securities (USA) Inc. June 2013 - Present
Bowdoin College July 2011 - May 2013
Lionstone Capital Management, LLC June 2012 - August 2012
SingTel Innov8 July 2011 - August 2011
Ernst & Young July 2010 - August 2010
NBER June 2010 - June 2010
Skills
Wilderness First..., Statistics, Data Analysis, Leadership, Economics, Finance, Research, Teamwork, Microsoft Office, Investment Banking, Hedge Funds, Financial Analysis, Emerging Markets, Capital Markets, Financial Modeling
Education
Bowdoin College 2009 — 2013
Bachelor of Arts, Economics and Mathematics, Cum Laude
Tuck School of Business at Dartmouth 2011 — 2011
Economics, Finance, and Accounting
Ecole Francaise de Shanghai 2005 — 2009
High School
Harvard University 2008 — 2008
Summer School
Lycee Francais de Singapour 2001 — 2005
Lycee Francais de Hong Kong 1998 — 2001
HSBC Securities (USA) Inc. June 2013 - Present
Bowdoin College July 2011 - May 2013
Lionstone Capital Management, LLC June 2012 - August 2012
SingTel Innov8 July 2011 - August 2011
Ernst & Young July 2010 - August 2010
NBER June 2010 - June 2010
Skills
Wilderness First..., Statistics, Data Analysis, Leadership, Economics, Finance, Research, Teamwork, Microsoft Office, Investment Banking, Hedge Funds, Financial Analysis, Emerging Markets, Capital Markets, Financial Modeling
Education
Bowdoin College 2009 — 2013
Bachelor of Arts, Economics and Mathematics, Cum Laude
Tuck School of Business at Dartmouth 2011 — 2011
Economics, Finance, and Accounting
Ecole Francaise de Shanghai 2005 — 2009
High School
Harvard University 2008 — 2008
Summer School
Lycee Francais de Singapour 2001 — 2005
Lycee Francais de Hong Kong 1998 — 2001
Jesse Stubbs Jesse Stubbs's HSBC Securities (USA) Inc. Experience April 2006 - December 2007
Job In House Counsel at Citigroup Global Markets Inc.
Industry Banking
Experience
Citigroup Global Markets Inc June 2014 - Present
The Bank of New York Mellon June 2013 - June 2014
HSBC GLOBAL ASSET MANAGEMENT (USA) INC. September 2012 - June 2013
Credit Suisse Securities (USA) LLC February 2011 - March 2012
Banc of America Securities (f/k/a Merrill Lynch Securities) November 2008 - February 2011
HSBC Securities (USA) Inc. April 2006 - December 2007
J.P. Morgan Securities June 1999 - January 2006
Wilkie, Farr & Gallagher, Milbank Tweed & Simpson Thatcher September 1997 - June 1999
Skills
Strategy, Valuation, Capital Markets, Structured Finance, Equities, Hedge Funds, Securities, Leveraged Finance, Derivatives, Investment Banking, Corporate Finance, Swaps, Investments, Bonds
Education
Rutgers Univesity, School of Business 1995 — 1997
M.A., Finance & Economics
Rutgers University School of Law - Newark 1994 — 1997
Juris Doctorate, Corporate Law & Finance
Rutgers University-New Brunswick 1990 — 1994
BA, Economics & Finance
Citigroup Global Markets Inc June 2014 - Present
The Bank of New York Mellon June 2013 - June 2014
HSBC GLOBAL ASSET MANAGEMENT (USA) INC. September 2012 - June 2013
Credit Suisse Securities (USA) LLC February 2011 - March 2012
Banc of America Securities (f/k/a Merrill Lynch Securities) November 2008 - February 2011
HSBC Securities (USA) Inc. April 2006 - December 2007
J.P. Morgan Securities June 1999 - January 2006
Wilkie, Farr & Gallagher, Milbank Tweed & Simpson Thatcher September 1997 - June 1999
Skills
Strategy, Valuation, Capital Markets, Structured Finance, Equities, Hedge Funds, Securities, Leveraged Finance, Derivatives, Investment Banking, Corporate Finance, Swaps, Investments, Bonds
Education
Rutgers Univesity, School of Business 1995 — 1997
M.A., Finance & Economics
Rutgers University School of Law - Newark 1994 — 1997
Juris Doctorate, Corporate Law & Finance
Rutgers University-New Brunswick 1990 — 1994
BA, Economics & Finance
Charles Rupprecht Charles Rupprecht's HSBC Securities (USA) Inc. Experience September 2011 - February 2013
Job Senior IT Manager
Industry Financial Services
Experience
AIG July 2013 - March 2014
Independent Consultant February 2013 - July 2013
HSBC Securities (USA), Inc. September 2011 - February 2013
Fidessa January 2009 - August 2011
JPMorgan Chase August 2008 - October 2008
Bear, Stearns & Co. Inc. May 2007 - October 2008
American Stock Exchange January 2006 - May 2007
HSBC May 2005 - January 2006
BNP Paribas September 2001 - April 2005
SG Cowen 1999 - 2001
Skills
Trading Systems, Trading, Electronic Trading, Equity Trading, Quality Assurance, Market Data, Business Analysis, IT Management, Equities, Testing, Options, Hedge Funds, Financial Services, Investment Banking, Fidessa, Financial Markets, Low Latency, Algorithmic Trading..., Middle Office, FIX, Requirements Gathering, Cross-functional Team..., Team Leadership, Exchange Connectivity, Software Project..., Reference Data, Production Support, Back Office, Prime Brokerage, Equity Derivatives, Order Management, SDLC, Sybase, Interest Rate..., Fixed Income, Settlement, Securities, IT Strategy, Capital Markets, Credit Derivatives, FX Options, Bloomberg, Commodity, Bonds, Management, Project Management
Education
University of Notre Dame - Mendoza College of Business 1983 — 1985
MBA, Finance and MIS
Stevens Institute of Technology 1979 — 1983
BEChE, Chemical Engineering
Bernards High School 1974 — 1979
High School Diploma, Pre-College - Science
AIG July 2013 - March 2014
Independent Consultant February 2013 - July 2013
HSBC Securities (USA), Inc. September 2011 - February 2013
Fidessa January 2009 - August 2011
JPMorgan Chase August 2008 - October 2008
Bear, Stearns & Co. Inc. May 2007 - October 2008
American Stock Exchange January 2006 - May 2007
HSBC May 2005 - January 2006
BNP Paribas September 2001 - April 2005
SG Cowen 1999 - 2001
Skills
Trading Systems, Trading, Electronic Trading, Equity Trading, Quality Assurance, Market Data, Business Analysis, IT Management, Equities, Testing, Options, Hedge Funds, Financial Services, Investment Banking, Fidessa, Financial Markets, Low Latency, Algorithmic Trading..., Middle Office, FIX, Requirements Gathering, Cross-functional Team..., Team Leadership, Exchange Connectivity, Software Project..., Reference Data, Production Support, Back Office, Prime Brokerage, Equity Derivatives, Order Management, SDLC, Sybase, Interest Rate..., Fixed Income, Settlement, Securities, IT Strategy, Capital Markets, Credit Derivatives, FX Options, Bloomberg, Commodity, Bonds, Management, Project Management
Education
University of Notre Dame - Mendoza College of Business 1983 — 1985
MBA, Finance and MIS
Stevens Institute of Technology 1979 — 1983
BEChE, Chemical Engineering
Bernards High School 1974 — 1979
High School Diploma, Pre-College - Science
Christopher Clyne Christopher Clyne's HSBC Securities (USA) Inc. Experience November 2013 - Present
Job Assistant Vice President Quality Assurance Team Leader
Industry Financial Services
Experience
HSBC Securities (USA), Inc. November 2013 - Present
Nomura Securities International Inc. April 2011 - November 2013
Barclays Capital December 2009 - April 2011
Goldman Sachs International April 2007 - May 2008
Merrill Lynch October 2003 - April 2007
Skills
AML, KYC, Sanction, Due Diligence, MiFID, Analysis, Policy, User Acceptance Testing, Management, Hedge Funds, Correspondent Banking
Education
Providence College 1999 — 2003
Bachelor's degree, Finance, General
HSBC Securities (USA), Inc. November 2013 - Present
Nomura Securities International Inc. April 2011 - November 2013
Barclays Capital December 2009 - April 2011
Goldman Sachs International April 2007 - May 2008
Merrill Lynch October 2003 - April 2007
Skills
AML, KYC, Sanction, Due Diligence, MiFID, Analysis, Policy, User Acceptance Testing, Management, Hedge Funds, Correspondent Banking
Education
Providence College 1999 — 2003
Bachelor's degree, Finance, General
Robert DiOrio Robert DiOrio's HSBC Securities (USA) Inc. Experience 2004 - 2008
Job Capital Markets Executive / Structured Finance Specialist
Industry Financial Services
Experience
Lenox Advisors Inc. August 2010 - January 2012
Prudential Financial Inc. 2008 - August 2010
HSBC Securities (USA) Inc. 2004 - 2008
CDC IXIS Capital Markets NA 2001 - 2004
Merril Lynch & Co 1987 - 2000
Bristol Myers Squibb 1983 - 1987
Skills
Finance, Financial Modeling, Risk Management, Credit, Structured Finance, Due Diligence, Credit Risk, Strategy, Financial Structuring, Fixed Income, Financial Services, Expert Witness, Marketing, Banking, New Business Development, Securitization, Leadership, Business Development
Education
Baruch College
MBA, Finance
SUNY Stony Brook
BA, Economics
Lenox Advisors Inc. August 2010 - January 2012
Prudential Financial Inc. 2008 - August 2010
HSBC Securities (USA) Inc. 2004 - 2008
CDC IXIS Capital Markets NA 2001 - 2004
Merril Lynch & Co 1987 - 2000
Bristol Myers Squibb 1983 - 1987
Skills
Finance, Financial Modeling, Risk Management, Credit, Structured Finance, Due Diligence, Credit Risk, Strategy, Financial Structuring, Fixed Income, Financial Services, Expert Witness, Marketing, Banking, New Business Development, Securitization, Leadership, Business Development
Education
Baruch College
MBA, Finance
SUNY Stony Brook
BA, Economics
Tom Lazaridis's HSBC Securities (USA) Inc. Experience February 2010 - January 2014
Job Relationship Manager
Industry Banking
Experience
BBVA January 2014 - Present
HSBC Securities (USA) Inc. February 2010 - January 2014
HSBC Securities (USA) Inc. January 2008 - February 2010
HSBC Securities (USA) Inc. February 2005 - January 2008
Bank Julius Baer September 2002 - February 2005
UBS Financial Services May 2000 - September 2002
National Securities Clearing Corp. April 1998 - May 2000
National Securities Clearing Corp. February 1997 - April 1998
The Bank of New York November 1995 - February 1997
Skills
Bloomberg, Excel, Greek, Fixed Income, Derivatives, Equities, Credit, FX, Capital Markets, Credit Risk, Structured Products, Banking, Asset Management, Wealth Management, Risk Management, Credit Analysis, Securities, Risk, Financial Analysis, Alternative Investments, Cash Management, Financial Markets, Investments, Financial Services, Trading, FX Options, Microsoft Excel, Financial Risk, Hedge Funds, Bonds, Finance, Structured Finance, Loans, Investment Banking, Relationship Management, Latin American Business, Private Banking
Education
New York University 1998 — 1999
Certificate, Credit Analysis
St. John's University 1990 — 1994
Bachelor of Science, Finance
BBVA January 2014 - Present
HSBC Securities (USA) Inc. February 2010 - January 2014
HSBC Securities (USA) Inc. January 2008 - February 2010
HSBC Securities (USA) Inc. February 2005 - January 2008
Bank Julius Baer September 2002 - February 2005
UBS Financial Services May 2000 - September 2002
National Securities Clearing Corp. April 1998 - May 2000
National Securities Clearing Corp. February 1997 - April 1998
The Bank of New York November 1995 - February 1997
Skills
Bloomberg, Excel, Greek, Fixed Income, Derivatives, Equities, Credit, FX, Capital Markets, Credit Risk, Structured Products, Banking, Asset Management, Wealth Management, Risk Management, Credit Analysis, Securities, Risk, Financial Analysis, Alternative Investments, Cash Management, Financial Markets, Investments, Financial Services, Trading, FX Options, Microsoft Excel, Financial Risk, Hedge Funds, Bonds, Finance, Structured Finance, Loans, Investment Banking, Relationship Management, Latin American Business, Private Banking
Education
New York University 1998 — 1999
Certificate, Credit Analysis
St. John's University 1990 — 1994
Bachelor of Science, Finance
Robert Elms Robert Elms's HSBC Securities (USA) Inc. Experience 2004 - 2007
Job Cushman & Wakefield Capital Markets
Industry Investment Banking
Experience
Cushman & Wakefield 2007 - Present
HSBC Securities USA Inc. 2004 - 2007
JPMorgan 1997 - 2003
Education
Vanderbilt University - Owen Graduate School of Management 1995 — 1997
MBA, Finance & Accounting
The University of Texas at Austin 1988 — 1992
Bachelor of Arts, Economics
Churchill HS
Cushman & Wakefield 2007 - Present
HSBC Securities USA Inc. 2004 - 2007
JPMorgan 1997 - 2003
Education
Vanderbilt University - Owen Graduate School of Management 1995 — 1997
MBA, Finance & Accounting
The University of Texas at Austin 1988 — 1992
Bachelor of Arts, Economics
Churchill HS
Matthew Tuck Matthew Tuck's HSBC Securities (USA) Inc. Experience September 2009 - June 2013
Job Strategic Client Coverage, Agricultural Bank of China
Industry Banking
Experience
Agricultural Bank of China June 2013 - Present
Cartus (previously Cendant Mobility) 1992 - Present
Berlitz 1992 - Present
HSBC Securities (USA), Inc. September 2009 - June 2013
CIT February 2009 - September 2009
Lloyds Banking Group August 2001 - November 2008
Barclays Bank plc/Barclays Capital, Inc. September 1993 - July 2001
Skills
Credit Risk, Banking, Credit, Risk, Financial Institutions, Risk Management, Bank Relationship..., Client Relationship..., Global Business..., Structured Finance, Cash Management, International Business, International Trade, Credit Analysis, Trade Finance, Letters Of Credit, Deal Structuring, Banking Relationships, Corporate Finance, Corporate Development, Large Corporations, Senior Executives, Treasury Management, Corporate Treasury, Financial Planning, Strategic Planning, Team Leadership, Cross-functional Team..., Strategic Leadership, New Business Development, Letters of Credit, Financial Risk, CRM, Strategic Financial..., Executive Management, Negotiation, Commercial Banking, Investment Banking, Capital Markets, Finance, Financial Services, Relationship Management, Mergers & Acquisitions, Derivatives, Investments, Loans, Financial Analysis, Trading, Securities, Financial Structuring
Education
Chartered Institute of Bankers 1993 — 1996
A.C.I.B., Banking and Finance
Royal Geographical Society 1995 — 1995
F.R.G.S., Fellow of the Royal Geographical Society
University of Bristol 1990 — 1993
B.Sc.(Hons.), Geography - awarded First Class Honours
The Latymer School, London 1983 — 1990
10 'O' levels and 4 'A' levels completed.
Agricultural Bank of China June 2013 - Present
Cartus (previously Cendant Mobility) 1992 - Present
Berlitz 1992 - Present
HSBC Securities (USA), Inc. September 2009 - June 2013
CIT February 2009 - September 2009
Lloyds Banking Group August 2001 - November 2008
Barclays Bank plc/Barclays Capital, Inc. September 1993 - July 2001
Skills
Credit Risk, Banking, Credit, Risk, Financial Institutions, Risk Management, Bank Relationship..., Client Relationship..., Global Business..., Structured Finance, Cash Management, International Business, International Trade, Credit Analysis, Trade Finance, Letters Of Credit, Deal Structuring, Banking Relationships, Corporate Finance, Corporate Development, Large Corporations, Senior Executives, Treasury Management, Corporate Treasury, Financial Planning, Strategic Planning, Team Leadership, Cross-functional Team..., Strategic Leadership, New Business Development, Letters of Credit, Financial Risk, CRM, Strategic Financial..., Executive Management, Negotiation, Commercial Banking, Investment Banking, Capital Markets, Finance, Financial Services, Relationship Management, Mergers & Acquisitions, Derivatives, Investments, Loans, Financial Analysis, Trading, Securities, Financial Structuring
Education
Chartered Institute of Bankers 1993 — 1996
A.C.I.B., Banking and Finance
Royal Geographical Society 1995 — 1995
F.R.G.S., Fellow of the Royal Geographical Society
University of Bristol 1990 — 1993
B.Sc.(Hons.), Geography - awarded First Class Honours
The Latymer School, London 1983 — 1990
10 'O' levels and 4 'A' levels completed.
Rudina Xhelili Shena Rudina Xhelili Shena's HSBC Securities (USA) Inc. Experience July 2015 - Present
Job Client Management Due Diligence, Global Market, HSBC Securities (USA)
Industry Banking
Experience
HSBC Securities USA Inc. July 2015 - Present
JPMorgan Chase Bank N. A July 2011 - July 2015
Robert Diana Goro May 2004 - December 2009
American Bank of Albania, Greek Branch April 2006 - October 2007
Education
University of Surrey 2005 — 2009
Master, Finance Service Management
University of Sunderland 2004 — 2006
Bachelor of Arts, in Business Studies
New York College, Greece 2002 — 2004
Certificate of Studies, in Business Studies
HSBC Securities USA Inc. July 2015 - Present
JPMorgan Chase Bank N. A July 2011 - July 2015
Robert Diana Goro May 2004 - December 2009
American Bank of Albania, Greek Branch April 2006 - October 2007
Education
University of Surrey 2005 — 2009
Master, Finance Service Management
University of Sunderland 2004 — 2006
Bachelor of Arts, in Business Studies
New York College, Greece 2002 — 2004
Certificate of Studies, in Business Studies
John Oleon John Oleon's HSBC Securities (USA) Inc. Experience 1995 - 1998
Job VP Head of International Operations Fidelity
Industry Financial Services
Experience
Fidelity Investments November 2007 - Present
Jefferies & Company January 2006 - November 2007
Jefferies LLC June 2005 - January 2006
Knight Equity Markets May 2003 - May 2005
Banc of America Securities March 2000 - March 2003
Schroders December 1998 - May 2000
HSBC Securities (USA), Inc. 1995 - 1998
UBS Investment Bank 1992 - 1994
Salomon Smith Barney 1989 - 1991
Bear Stearns May 1986 - September 1988
Skills
Prime Brokerage, Equities, Fixed Income, Trading, Equity Trading, Foreign Exchange..., Bank Reconciliation, Superior Client Service, Network Management..., Change Management, Program Management, Operations Management, Securities, Hedge Funds, Middle Office, Back Office, Series 24, Bonds, Options, Bloomberg, Settlement, Trading Systems, Financial Services, FX Options, FINRA, Capital Markets, Client Services, Electronic Trading, Finance, Foreign Exchange, Market Data, Mutual Funds, Securities Lending, Series 7, Series 63, ETFs, Investments, Derivatives, Corporate Actions, Alternative Investments, Relationship Management, Financial Markets, Asset Allocation, Asset Management, SWIFT payments
Education
University of Pennsylvania - The Wharton School Sifma Year 2 2014 — 2016
Strayer University 2003 — 2008
Bachelor, Business Managment
Fidelity Investments November 2007 - Present
Jefferies & Company January 2006 - November 2007
Jefferies LLC June 2005 - January 2006
Knight Equity Markets May 2003 - May 2005
Banc of America Securities March 2000 - March 2003
Schroders December 1998 - May 2000
HSBC Securities (USA), Inc. 1995 - 1998
UBS Investment Bank 1992 - 1994
Salomon Smith Barney 1989 - 1991
Bear Stearns May 1986 - September 1988
Skills
Prime Brokerage, Equities, Fixed Income, Trading, Equity Trading, Foreign Exchange..., Bank Reconciliation, Superior Client Service, Network Management..., Change Management, Program Management, Operations Management, Securities, Hedge Funds, Middle Office, Back Office, Series 24, Bonds, Options, Bloomberg, Settlement, Trading Systems, Financial Services, FX Options, FINRA, Capital Markets, Client Services, Electronic Trading, Finance, Foreign Exchange, Market Data, Mutual Funds, Securities Lending, Series 7, Series 63, ETFs, Investments, Derivatives, Corporate Actions, Alternative Investments, Relationship Management, Financial Markets, Asset Allocation, Asset Management, SWIFT payments
Education
University of Pennsylvania - The Wharton School Sifma Year 2 2014 — 2016
Strayer University 2003 — 2008
Bachelor, Business Managment
Jim Leman Jim Leman's HSBC Securities (USA) Inc. Experience May 2005 - October 2006
Job Senior Advisor at Eleven Canterbury
Industry Management Consulting
Experience
James T. Leman & Associates May 2013 - Present
Eleven Canterbury 2013 - Present
Westwater Corp January 2007 - May 2013
Algorithmic Trading Management 2010 - 2011
Fix Protocol Community 1995 - 2009
HSBC Securities (USA) Inc. May 2005 - October 2006
Sungard/Brass 2004 - 2005
Citigroup May 1981 - January 2004
Citigroup Global Markets Inc 1998 - 2003
Salomon Smith Barney 1997 - 2003
Skills
Middle Office, Equities, Trading Systems, Electronic Trading, Trading, FIX, Options, Securities, Commodity, Fixed Income, Equity Trading, Capital Markets, Prime Brokerage, Investments, Hedge Funds, Financial Markets, Derivatives, FINRA, Asset Management, Investment Banking, Back Office, Foreign Exchange, FX Options, Equity Derivatives, Market Data, Bloomberg, Alternative Investments, Emerging Markets, Portfolio Management, Management Consulting, Financial Risk
Education
Fordham University - Graduate School of Business Administration 1973 — 1975
MBA Financial Management
Saint Peter's University 1964 — 1968
BS, Accounting
Saint Peter's University 1964 — 1968
Bachelor of Science (BS), Accounting
James T. Leman & Associates May 2013 - Present
Eleven Canterbury 2013 - Present
Westwater Corp January 2007 - May 2013
Algorithmic Trading Management 2010 - 2011
Fix Protocol Community 1995 - 2009
HSBC Securities (USA) Inc. May 2005 - October 2006
Sungard/Brass 2004 - 2005
Citigroup May 1981 - January 2004
Citigroup Global Markets Inc 1998 - 2003
Salomon Smith Barney 1997 - 2003
Skills
Middle Office, Equities, Trading Systems, Electronic Trading, Trading, FIX, Options, Securities, Commodity, Fixed Income, Equity Trading, Capital Markets, Prime Brokerage, Investments, Hedge Funds, Financial Markets, Derivatives, FINRA, Asset Management, Investment Banking, Back Office, Foreign Exchange, FX Options, Equity Derivatives, Market Data, Bloomberg, Alternative Investments, Emerging Markets, Portfolio Management, Management Consulting, Financial Risk
Education
Fordham University - Graduate School of Business Administration 1973 — 1975
MBA Financial Management
Saint Peter's University 1964 — 1968
BS, Accounting
Saint Peter's University 1964 — 1968
Bachelor of Science (BS), Accounting
Amy Brod's HSBC Securities (USA) Inc. Experience July 2014 - Present
Job Vice President, Supervisory Analyst at HSBC Securities (USA) Inc.
Industry Financial Services
Experience
HSBC Securities (USA) Inc. July 2014 - Present
BofA Merrill Lynch August 2011 - July 2014
Barclays Capital April 2007 - August 2011
Goldman Sachs September 2000 - May 2005
FleetBoston Robertson Stephens April 1997 - August 2000
Skills
Equities, Fixed Income, Equity Research, Investment Banking, Capital Markets, Research, People-oriented, Databases, Editing, Banking, Securities, Bloomberg, Equity Valuation, Hedge Funds, Series 7, Financial Modeling, Investments
Education
Cornell University 1990 — 1994
B.A., Russian & Soviet Studies
HSBC Securities (USA) Inc. July 2014 - Present
BofA Merrill Lynch August 2011 - July 2014
Barclays Capital April 2007 - August 2011
Goldman Sachs September 2000 - May 2005
FleetBoston Robertson Stephens April 1997 - August 2000
Skills
Equities, Fixed Income, Equity Research, Investment Banking, Capital Markets, Research, People-oriented, Databases, Editing, Banking, Securities, Bloomberg, Equity Valuation, Hedge Funds, Series 7, Financial Modeling, Investments
Education
Cornell University 1990 — 1994
B.A., Russian & Soviet Studies
Robert Amico's HSBC Securities (USA) Inc. Experience January 2009 - Present
Job Wealth Sales Manager at HSBC Securities (USA) Inc.
Industry Investment Management
Experience
HSBC Securities (USA) Inc. January 2009 - Present
HSBC 2008 - 2009
Citicorp 1989 - 1993
Skills
FINRA Series 9 and 10..., New York State Life and..., Wealth Management Sales..., Relationship Building, Relationship Management, Recruiting, Behavioral Interviewing, NASD Series 4, 7, 24,..., Banking, Performance Management, Compliance Management, Risk Management, Trade Blotter Review, Office of Supervisory..., Customer Complaint..., Financial Planning, Mutual Funds, Structured Products, Variable Annuities, Fixed Annuities, Life Insurance, Financial Services
Education
Nichols College
Bachelor of Science in Business Administration (BSBA), Economics, Magna Cum Laude
HSBC Securities (USA) Inc. January 2009 - Present
HSBC 2008 - 2009
Citicorp 1989 - 1993
Skills
FINRA Series 9 and 10..., New York State Life and..., Wealth Management Sales..., Relationship Building, Relationship Management, Recruiting, Behavioral Interviewing, NASD Series 4, 7, 24,..., Banking, Performance Management, Compliance Management, Risk Management, Trade Blotter Review, Office of Supervisory..., Customer Complaint..., Financial Planning, Mutual Funds, Structured Products, Variable Annuities, Fixed Annuities, Life Insurance, Financial Services
Education
Nichols College
Bachelor of Science in Business Administration (BSBA), Economics, Magna Cum Laude
Elizabeth McCarty Elizabeth McCarty's HSBC Securities (USA) Inc. Experience 2007 - Present
Job Fixed Income Sales HSBC Securities
Industry Financial Services
Experience
HSBC Securities USA Inc 2007 - Present
Education
Loyola University Maryland 2001 — 2005
Bachelor of Business Administration (BBA), Finance, General
HSBC Securities USA Inc 2007 - Present
Education
Loyola University Maryland 2001 — 2005
Bachelor of Business Administration (BBA), Finance, General
Charles Campagna Charles Campagna's HSBC Securities (USA) Inc. Experience 2012 - October 2014
Job Financial Advisor
Industry Financial Services
Experience
HSBC SECURITIES (USA) INC 2012 - October 2014
Investment Professionals, Inc. March 2012 - November 2012
Chase Investment Service July 2010 - March 2012
Investment Services at Sovereign Bank June 2009 - July 2010
Banc Of America Investment Svc March 2008 - March 2009
Merrill Lynch September 2006 - February 2008
Skills
Investments, Financial Services, Financial Planning, Wealth Management, Retail Banking
Education
Briarcliffe College 2002 — 2004
Bachelor’s Degree, Business Administration and Management, General, 3.9
HSBC SECURITIES (USA) INC 2012 - October 2014
Investment Professionals, Inc. March 2012 - November 2012
Chase Investment Service July 2010 - March 2012
Investment Services at Sovereign Bank June 2009 - July 2010
Banc Of America Investment Svc March 2008 - March 2009
Merrill Lynch September 2006 - February 2008
Skills
Investments, Financial Services, Financial Planning, Wealth Management, Retail Banking
Education
Briarcliffe College 2002 — 2004
Bachelor’s Degree, Business Administration and Management, General, 3.9
Laura Kaye's HSBC Securities (USA) Inc. Experience May 2002 - November 2002
Job Recruiter at Allegis Global Solutions
Industry Human Resources
Experience
Allegis Global Solutions at American Express April 2013 - Present
CareerBuilder.com October 2011 - March 2013
Pena & Kahn, PLLC August 2004 - February 2009
Deloitte January 2003 - September 2003
HSBC Securities (USA) Inc May 2002 - November 2002
Pinkerton Computer Consultants, Inc October 1996 - November 2001
International Integration Inc January 1996 - September 1996
Skills
Administration, Payroll, Benefits, Benefits Administration, Technical Recruiting, Contract Recruitment, Employment-based..., Employee Benefits, Management, Applicant Tracking..., Recruiting, Human Resources, Internet Recruiting
Education
Clark University
B.A, History
Northeastern University
M.S, Human Resources Counseling
Allegis Global Solutions at American Express April 2013 - Present
CareerBuilder.com October 2011 - March 2013
Pena & Kahn, PLLC August 2004 - February 2009
Deloitte January 2003 - September 2003
HSBC Securities (USA) Inc May 2002 - November 2002
Pinkerton Computer Consultants, Inc October 1996 - November 2001
International Integration Inc January 1996 - September 1996
Skills
Administration, Payroll, Benefits, Benefits Administration, Technical Recruiting, Contract Recruitment, Employment-based..., Employee Benefits, Management, Applicant Tracking..., Recruiting, Human Resources, Internet Recruiting
Education
Clark University
B.A, History
Northeastern University
M.S, Human Resources Counseling
QuanQuan Yang's HSBC Securities (USA) Inc. Experience July 2011 - June 2014
Job Associate Opportunistic Investment at BlackRock
Industry Investment Management
Experience
BlackRock July 2014 - Present
HSBC Securities (USA) Inc. July 2011 - June 2014
Boston Scientific May 2010 - August 2010
Skills
Investment Banking, Leveraged Finance, Fixed Income, LBO, Business Development, Valuation, Asset Managment, Leveraged Lending, High Yield Bonds, Capital IQ, Bloomberg, Financial Modeling, Financial Analysis, Microsoft Excel, Series 79, PowerPoint, Capital Markets, Capital Structure, Corporate Finance, Equity Research, Equities, Asset Management, FINRA, Investments, Finance
Education
Indiana University - Kelley School of Business
Bachelor of Science in Business, Cum Laude, Accounting; Finance; Mathematics (Minor)
BlackRock July 2014 - Present
HSBC Securities (USA) Inc. July 2011 - June 2014
Boston Scientific May 2010 - August 2010
Skills
Investment Banking, Leveraged Finance, Fixed Income, LBO, Business Development, Valuation, Asset Managment, Leveraged Lending, High Yield Bonds, Capital IQ, Bloomberg, Financial Modeling, Financial Analysis, Microsoft Excel, Series 79, PowerPoint, Capital Markets, Capital Structure, Corporate Finance, Equity Research, Equities, Asset Management, FINRA, Investments, Finance
Education
Indiana University - Kelley School of Business
Bachelor of Science in Business, Cum Laude, Accounting; Finance; Mathematics (Minor)
Casey Kokos Casey Kokos's HSBC Securities (USA) Inc. Experience 1999 - 2003
Job Experienced Business Development Leader
Industry Investment Management
Experience
Kokos Strategic Advisers 2012 - Present
Barrington Partners 2012 - Present
Old Mutual Asset Management 2009 - 2012
Oliver Wyman 2007 - 2009
Putnam Investments 2003 - 2005
HSBC Securities (USA) Inc. 1999 - 2003
Skills
Mergers & Acquisitions, Investments, Due Diligence, Private Equity, Asset Management, Financial Modeling, Investment Banking, Strategy, Corporate Finance, Finance, Mergers, Hedge Funds, Management Consulting, Valuation, Investment Management, Equities, Investment Strategies, Portfolio Management, Strategic Planning, Strategy Development, Succession Planning, Restructuring, Divestitures, Capital Budgeting, Compensation Plans, Executive Compensation, Recruitment/Retention, Integration, Distribution, Financial Analysis, Business Strategy, Corporate Development, Acquisition Integration, Venture Capital, Competitive Analysis, Capital Markets, Business Planning, Fixed Income, New Business Development, Financial Management, Start-ups, Negotiation, Business Analysis, Pricing, Wealth Management, Marketing Strategy, Series 63, Series 79, Business Development, Alternative Investments
Education
Yale University 2005 — 2007
MBA, Investment Management and Strategy
Boston College 1995 — 1999
BS, Finance
Kokos Strategic Advisers 2012 - Present
Barrington Partners 2012 - Present
Old Mutual Asset Management 2009 - 2012
Oliver Wyman 2007 - 2009
Putnam Investments 2003 - 2005
HSBC Securities (USA) Inc. 1999 - 2003
Skills
Mergers & Acquisitions, Investments, Due Diligence, Private Equity, Asset Management, Financial Modeling, Investment Banking, Strategy, Corporate Finance, Finance, Mergers, Hedge Funds, Management Consulting, Valuation, Investment Management, Equities, Investment Strategies, Portfolio Management, Strategic Planning, Strategy Development, Succession Planning, Restructuring, Divestitures, Capital Budgeting, Compensation Plans, Executive Compensation, Recruitment/Retention, Integration, Distribution, Financial Analysis, Business Strategy, Corporate Development, Acquisition Integration, Venture Capital, Competitive Analysis, Capital Markets, Business Planning, Fixed Income, New Business Development, Financial Management, Start-ups, Negotiation, Business Analysis, Pricing, Wealth Management, Marketing Strategy, Series 63, Series 79, Business Development, Alternative Investments
Education
Yale University 2005 — 2007
MBA, Investment Management and Strategy
Boston College 1995 — 1999
BS, Finance
Michał Małek Michał Małek's HSBC Securities (USA) Inc. Experience March 2012 - Present
Job Lead Software Development Engineer at HSBC Securities (USA) Inc.
Industry Investment Banking
Experience
HSBC Securities (USA) Inc. March 2012 - Present
HSBC Securities (USA) Inc. January 2008 - March 2012
Union Square Internet Development October 2006 - January 2008
Skills
JavaScript, Java, SQL, C#, Agile Methodologies, Microsoft SQL Server, Test Driven Development, Trading Systems, Fixed Income, Business Analysis, Design Patterns, HTML, XML, CSS, jQuery, .NET, C, MySQL
Education
Politechnika Częstochowska 2001 — 2007
Master's degree, Computer Software Engineering
HSBC Securities (USA) Inc. March 2012 - Present
HSBC Securities (USA) Inc. January 2008 - March 2012
Union Square Internet Development October 2006 - January 2008
Skills
JavaScript, Java, SQL, C#, Agile Methodologies, Microsoft SQL Server, Test Driven Development, Trading Systems, Fixed Income, Business Analysis, Design Patterns, HTML, XML, CSS, jQuery, .NET, C, MySQL
Education
Politechnika Częstochowska 2001 — 2007
Master's degree, Computer Software Engineering
Tara Duffy Chase Tara Duffy Chase's HSBC Securities (USA) Inc. Experience January 2008 - August 2009
Job Capital Markets Professional
Industry Capital Markets
Experience
HSBC Securities (USA) Inc. January 2008 - August 2009
HSBC Securities (USA) Inc. January 2002 - April 2008
HSBC Securities (USA) Inc. January 2000 - January 2002
Berry-Shino Securities January 1997 - January 2000
Education
Saint John's University
Bachelor of Arts
HSBC Securities (USA) Inc. January 2008 - August 2009
HSBC Securities (USA) Inc. January 2002 - April 2008
HSBC Securities (USA) Inc. January 2000 - January 2002
Berry-Shino Securities January 1997 - January 2000
Education
Saint John's University
Bachelor of Arts
Brandon Greenberg's HSBC Securities (USA) Inc. Experience August 2014 - Present
Job Capital Financing Origination
Industry Financial Services
Experience
HSBC Securities (USA) Inc. August 2014 - Present
HSBC Securities (USA) Inc. December 2013 - August 2014
David Greenberg Real Estate, LLC May 2013 - December 2013
Skills
Microsoft Excel, Finance, PowerPoint, Capital Financing, Microsoft Word, Microsoft Office, Financial Analysis, Teamwork, Research, Data Analysis, Public Speaking, Accounting, Financial Accounting, Management
Education
Boston University 2009 — 2013
Bachelor of Science (BS), Hospitality Business Administration/Management
HSBC Securities (USA) Inc. August 2014 - Present
HSBC Securities (USA) Inc. December 2013 - August 2014
David Greenberg Real Estate, LLC May 2013 - December 2013
Skills
Microsoft Excel, Finance, PowerPoint, Capital Financing, Microsoft Word, Microsoft Office, Financial Analysis, Teamwork, Research, Data Analysis, Public Speaking, Accounting, Financial Accounting, Management
Education
Boston University 2009 — 2013
Bachelor of Science (BS), Hospitality Business Administration/Management
Dorian Sokolovsky's HSBC Securities (USA) Inc. Experience June 2009 - August 2009
Job Enterprise Operations Analyst at Yext
Industry Financial Services
Experience
Yext October 2014 - Present
Barclays January 2013 - October 2014
Morgan Stanley June 2011 - January 2013
Morgan Stanley June 2010 - June 2011
Coleman Research Group April 2009 - May 2010
HSBC Securities (USA) Inc June 2009 - August 2009
Skills
Finance, Financial Modeling, Investments, Corporate Finance, Funding, Financial Analysis, Research, Accounting, Financial Services, Microsoft Excel, Economics, Due Diligence, Forecasting, Microsoft Office, Google Analytics, SQL
Education
City University of New York-Baruch College - Zicklin School of Business 2006 — 2010
BBA, Finance and Investments
Yext October 2014 - Present
Barclays January 2013 - October 2014
Morgan Stanley June 2011 - January 2013
Morgan Stanley June 2010 - June 2011
Coleman Research Group April 2009 - May 2010
HSBC Securities (USA) Inc June 2009 - August 2009
Skills
Finance, Financial Modeling, Investments, Corporate Finance, Funding, Financial Analysis, Research, Accounting, Financial Services, Microsoft Excel, Economics, Due Diligence, Forecasting, Microsoft Office, Google Analytics, SQL
Education
City University of New York-Baruch College - Zicklin School of Business 2006 — 2010
BBA, Finance and Investments
Michele Chow-Tai Michele Chow-Tai's HSBC Securities (USA) Inc. Experience 2001 - 2004
Job Director and Head of Business Development at Fairview Capital Partners
Industry Financial Services
Experience
Fairview Capital Partners July 2015 - Present
York College Foundation September 2013 - Present
TIAA-CREF May 2012 - July 2015
HSBC Global Banking and Markets 2011 - 2011
HSBC Global Banking and Markets 2010 - 2011
HSBC Global Banking and Markets 2009 - 2010
HSBC Global Banking and Markets 2004 - 2009
HSBC Securities (USA) Inc. 2001 - 2004
HSBC Securities (USA) Inc. 1999 - 2001
Hong Kong and Shanghai Banking Corporation 1989 - 1999
Skills
Fixed Income, Equities, Portfolio Management, Structured Products, Strategy, Management, Finance, Bonds, Capital Markets, Banking, Financial Services, Asset Management, New Business Development, Alternative Investments, Asset Allocation, Investments, Financial Modeling, Market Risk, FX Options, Fund Of Funds, Risk Management, Analysis, CRM, Hedge Funds, Valuation, Insurance, Leadership, Securities, Trading, Relationship Management, Financial Markets, Investment Banking, Bloomberg, Business Development, Credit, Private Equity, Mutual Funds, Financial Risk, Derivatives, Wealth Management, Investment Management, Series 7, Emerging Markets, Series 63, Investment Strategies, Structured Finance, Corporate Finance, Credit Analysis, Investment Advisory, Options
Education
City University of New York
BS, Business Administration
Pace University-New York
Accounting and Marketing
Fairview Capital Partners July 2015 - Present
York College Foundation September 2013 - Present
TIAA-CREF May 2012 - July 2015
HSBC Global Banking and Markets 2011 - 2011
HSBC Global Banking and Markets 2010 - 2011
HSBC Global Banking and Markets 2009 - 2010
HSBC Global Banking and Markets 2004 - 2009
HSBC Securities (USA) Inc. 2001 - 2004
HSBC Securities (USA) Inc. 1999 - 2001
Hong Kong and Shanghai Banking Corporation 1989 - 1999
Skills
Fixed Income, Equities, Portfolio Management, Structured Products, Strategy, Management, Finance, Bonds, Capital Markets, Banking, Financial Services, Asset Management, New Business Development, Alternative Investments, Asset Allocation, Investments, Financial Modeling, Market Risk, FX Options, Fund Of Funds, Risk Management, Analysis, CRM, Hedge Funds, Valuation, Insurance, Leadership, Securities, Trading, Relationship Management, Financial Markets, Investment Banking, Bloomberg, Business Development, Credit, Private Equity, Mutual Funds, Financial Risk, Derivatives, Wealth Management, Investment Management, Series 7, Emerging Markets, Series 63, Investment Strategies, Structured Finance, Corporate Finance, Credit Analysis, Investment Advisory, Options
Education
City University of New York
BS, Business Administration
Pace University-New York
Accounting and Marketing
Alicia Mesmer Alicia Mesmer's HSBC Securities (USA) Inc. Experience July 2015 - Present
Job Wealth Resolution & Integration Specialist
Industry Banking
Experience
HSBC Securities (USA) Inc. July 2015 - Present
HSBC October 2013 - June 2015
HSBC Bank NA June 2011 - October 2013
HSBC Bank 2006 - June 2011
Skills
Banking, Financial Services, Coaching, Teamwork, Retail Banking, Recruiting, Business Development, Sales, Training, Call Centers, CRM, Risk Management, Customer Service, Process Improvement, Management, Leadership, Relationship Management, Finance, Sales Management
Education
Canisius College 2007 — 2009
MBA, International Business
Canisius College 2003 — 2006
Bachelor's degree, International Business & French
Ieseg 2005 — 2005
Management, International Business
Amherst High School 1998 — 2002
Regents diploma
HSBC Securities (USA) Inc. July 2015 - Present
HSBC October 2013 - June 2015
HSBC Bank NA June 2011 - October 2013
HSBC Bank 2006 - June 2011
Skills
Banking, Financial Services, Coaching, Teamwork, Retail Banking, Recruiting, Business Development, Sales, Training, Call Centers, CRM, Risk Management, Customer Service, Process Improvement, Management, Leadership, Relationship Management, Finance, Sales Management
Education
Canisius College 2007 — 2009
MBA, International Business
Canisius College 2003 — 2006
Bachelor's degree, International Business & French
Ieseg 2005 — 2005
Management, International Business
Amherst High School 1998 — 2002
Regents diploma
Anne Dubon Anne Dubon's HSBC Securities (USA) Inc. Experience August 2001 - November 2007
Job Relationship Team ManagerFixed Income at Dealogic
Industry Financial Services
Experience
Dealogic March 2015 - Present
Tradeweb May 2013 - November 2014
Tradeweb Retail November 2011 - May 2013
DAVID WILLIAM SECURITIES May 2009 - January 2011
HSBC SECURITIES (USA) INC August 2001 - November 2007
MERRILL LYNCH & CO April 2000 - August 2001
PERSHING DIVISION OF DLJ SECURITIES June 1999 - April 2000
NOMURA SECURITIES INTERNATIONAL, Inc October 1994 - December 1998
PRUDENTIAL SECURITES INCORPORATED March 1992 - August 1994
Prudential Securities March 1990 - August 1994
Skills
Fixed Income, Series 63, Investments, Securities, Equities, Bonds, Series 7, Trading, Investment Banking, Finance, Emerging Markets, Capital Markets, Business Development, Bloomberg, Wealth Management, Financial Markets, Marketing, Electronic Trading, FINRA, Trading Systems, Management
Education
University of Scranton 1984 — 1988
B.S, Marketing
Dealogic March 2015 - Present
Tradeweb May 2013 - November 2014
Tradeweb Retail November 2011 - May 2013
DAVID WILLIAM SECURITIES May 2009 - January 2011
HSBC SECURITIES (USA) INC August 2001 - November 2007
MERRILL LYNCH & CO April 2000 - August 2001
PERSHING DIVISION OF DLJ SECURITIES June 1999 - April 2000
NOMURA SECURITIES INTERNATIONAL, Inc October 1994 - December 1998
PRUDENTIAL SECURITES INCORPORATED March 1992 - August 1994
Prudential Securities March 1990 - August 1994
Skills
Fixed Income, Series 63, Investments, Securities, Equities, Bonds, Series 7, Trading, Investment Banking, Finance, Emerging Markets, Capital Markets, Business Development, Bloomberg, Wealth Management, Financial Markets, Marketing, Electronic Trading, FINRA, Trading Systems, Management
Education
University of Scranton 1984 — 1988
B.S, Marketing
Mercedes Cozens Mercedes Cozens's HSBC Securities (USA) Inc. Experience May 2015 - Present
Job Assistant Vice President Manager LCO, Global Banking Compliance at HSBC Securities (USA) Inc.
Industry Financial Services
Experience
HSBC Securities (USA) Inc. May 2015 - Present
Skills
Due Diligence, Analysis, Financial Risk, Management, Investments, Portfolio Management, Sales, Hedge Funds, KYC, Credit, AML, Securities, Private Banking, Wealth Management, Anti Money Laundering, Banking, Equities
Education
State University of New York College at Cortland 2008 — 2011
Bachelor’s Degree
HSBC Securities (USA) Inc. May 2015 - Present
Skills
Due Diligence, Analysis, Financial Risk, Management, Investments, Portfolio Management, Sales, Hedge Funds, KYC, Credit, AML, Securities, Private Banking, Wealth Management, Anti Money Laundering, Banking, Equities
Education
State University of New York College at Cortland 2008 — 2011
Bachelor’s Degree
Peter Psiachos Peter Psiachos's HSBC Securities (USA) Inc. Experience January 2013 - Present
Job Structured Finance
Industry Investment Banking
Experience
HSBC Securities (USA), Inc. January 2013 - Present
HSBC Securities August 2010 - January 2013
Cleary Gottlieb January 2007 - August 2010
Shearman and Sterling 2005 - 2007
Skills
International Tax, Tax, Mergers & Acquisitions, Mergers, Equities, Financial Structuring, Structured Finance, Cross-border...
Education
New York University School of Law 2006 — 2008
LLM, Tax Law
University of Toronto 2002 — 2005
JD
University of Toronto 1998 — 2002
B.A.Sc., Electrical Engineering (Engineering Science)
HSBC Securities (USA), Inc. January 2013 - Present
HSBC Securities August 2010 - January 2013
Cleary Gottlieb January 2007 - August 2010
Shearman and Sterling 2005 - 2007
Skills
International Tax, Tax, Mergers & Acquisitions, Mergers, Equities, Financial Structuring, Structured Finance, Cross-border...
Education
New York University School of Law 2006 — 2008
LLM, Tax Law
University of Toronto 2002 — 2005
JD
University of Toronto 1998 — 2002
B.A.Sc., Electrical Engineering (Engineering Science)
Muneeb Khawaja's HSBC Securities (USA) Inc. Experience September 2014 - Present
Job Product Governance | Compliance and Risk Management | Project Manager
Industry Financial Services
Experience
HSBC Securities (USA) Inc. September 2014 - Present
HSBC Securities (USA) Inc. April 2013 - September 2014
HSBC Bank USA, N.A. July 2011 - April 2013
Skills
Financial Analysis, Management, Research, Project Management, Finance, Microsoft Excel, Customer Service, Banking, Customer Satisfaction, Team Leadership, Leadership, PowerPoint, Time Management, Access, Data Analysis, Multilingual, Urdu, Hindi, Punjabi
Education
St. John Fisher College 2007 — 2010
BS, Corporate Finance, GPA: 3.49
HSBC Securities (USA) Inc. September 2014 - Present
HSBC Securities (USA) Inc. April 2013 - September 2014
HSBC Bank USA, N.A. July 2011 - April 2013
Skills
Financial Analysis, Management, Research, Project Management, Finance, Microsoft Excel, Customer Service, Banking, Customer Satisfaction, Team Leadership, Leadership, PowerPoint, Time Management, Access, Data Analysis, Multilingual, Urdu, Hindi, Punjabi
Education
St. John Fisher College 2007 — 2010
BS, Corporate Finance, GPA: 3.49
Nelson Cardoso Nelson Cardoso's HSBC Securities (USA) Inc. Experience April 2012 - December 2013
Job Client Lifecycle Manager at ICAP Services North America
Industry Investment Banking
Experience
ICAP Services North America April 2015 - Present
UBS Investment Bank December 2013 - April 2015
HSBC Securities (USA) Inc. April 2012 - December 2013
Deutsche Bank Securities November 2009 - April 2012
Prudential Financial July 2007 - November 2009
Skills
AML, KYC, Fixed Income, Onboarding, Client Liason, Asset Management, USA PATRIOT Act, Dodd-Frank, Credit Risk, CIP, Client Service, Legal Compliance, ISDA, MRA, GMRA, Relationship Management, Investment Banking, Microsoft Office, Derivatives, Capital Markets, Equities
Education
Rutgers University 2002 — 2006
Bachelor of Science (BS), Criminal Justice
ICAP Services North America April 2015 - Present
UBS Investment Bank December 2013 - April 2015
HSBC Securities (USA) Inc. April 2012 - December 2013
Deutsche Bank Securities November 2009 - April 2012
Prudential Financial July 2007 - November 2009
Skills
AML, KYC, Fixed Income, Onboarding, Client Liason, Asset Management, USA PATRIOT Act, Dodd-Frank, Credit Risk, CIP, Client Service, Legal Compliance, ISDA, MRA, GMRA, Relationship Management, Investment Banking, Microsoft Office, Derivatives, Capital Markets, Equities
Education
Rutgers University 2002 — 2006
Bachelor of Science (BS), Criminal Justice
Juan Pablo Gallipoli's HSBC Securities (USA) Inc. Experience May 2006 - Present
Job Debt Capital Markets Origination, HSBC Securities
Industry Capital Markets
Experience
HSBC Securities (USA), Inc. May 2006 - Present
iStar Financial January 2003 - May 2006
Merrill Lynch 2000 - 2001
Bank of America 1996 - 2000
Skills
Equities, Corporate Finance, Capital Markets, Investment Banking, Fixed Income, Derivatives
Education
The University of Chicago Booth School of Business 2000 — 2002
MBA, Honors, Finance, Economics
Universidad Catolica Argentina 1992 — 1996
BBA, Finance, Economics
Universidad Catolica Argentina 1991 — 1996
CPA, Accounting, Taxes
HSBC Securities (USA), Inc. May 2006 - Present
iStar Financial January 2003 - May 2006
Merrill Lynch 2000 - 2001
Bank of America 1996 - 2000
Skills
Equities, Corporate Finance, Capital Markets, Investment Banking, Fixed Income, Derivatives
Education
The University of Chicago Booth School of Business 2000 — 2002
MBA, Honors, Finance, Economics
Universidad Catolica Argentina 1992 — 1996
BBA, Finance, Economics
Universidad Catolica Argentina 1991 — 1996
CPA, Accounting, Taxes
Hua Sally Zhang's HSBC Securities (USA) Inc. Experience 2006 - 2007
Job Energy Private Equity at Fortress Investment Group
Industry Financial Services
Experience
Fortress Investment Group 2010 - Present
Right Management 2009 - 2009
GE Energy Financial Services 2007 - 2009
HSBC Securities (USA) Inc. 2006 - 2007
CMS Energy 2001 - 2004
Education
University of Michigan - Stephen M. Ross School of Business 2004 — 2006
Fortress Investment Group 2010 - Present
Right Management 2009 - 2009
GE Energy Financial Services 2007 - 2009
HSBC Securities (USA) Inc. 2006 - 2007
CMS Energy 2001 - 2004
Education
University of Michigan - Stephen M. Ross School of Business 2004 — 2006
Martyn Mantynband's HSBC Securities (USA) Inc. Experience October 2010 - November 2011
Job Operational ExpertiseGlobal Electronic 24Hour Order Desk
Industry Financial Services
Experience
Wells Fargo 2013 - 2015
Wells Fargo 2013 - 2015
HSBC Securities (USA) Inc. October 2010 - November 2011
Rosenthal Collins Group, LLC April 2007 - October 2010
Mizuho Securities, USA, Inc June 2005 - January 2007
Lehman Brothers, Inc August 1999 - May 2005
Paine Webber, Inc April 1996 - August 1999
Flunder Trading Corporation April 1994 - April 1996
Self employed September 1984 - April 1994
Wright Financial, Inc January 1984 - September 1984
Skills
Electronic Trading, Options, Commodity, Derivatives
Education
Northwestern University
Bachelor of Science, Political Science, Business Administration
Wells Fargo 2013 - 2015
Wells Fargo 2013 - 2015
HSBC Securities (USA) Inc. October 2010 - November 2011
Rosenthal Collins Group, LLC April 2007 - October 2010
Mizuho Securities, USA, Inc June 2005 - January 2007
Lehman Brothers, Inc August 1999 - May 2005
Paine Webber, Inc April 1996 - August 1999
Flunder Trading Corporation April 1994 - April 1996
Self employed September 1984 - April 1994
Wright Financial, Inc January 1984 - September 1984
Skills
Electronic Trading, Options, Commodity, Derivatives
Education
Northwestern University
Bachelor of Science, Political Science, Business Administration
Kevin Galligan's HSBC Securities (USA) Inc. Experience 2010 - 2015
Job Former Head of North American Public Sector Debt Capital Markets
Industry Investment Banking
Experience
www.CentralBanks.com June 2015 - Present
HSBC Securities (USA) Inc. 2010 - 2015
HSBC 2005 - 2010
HSBC Securities (USA) Inc. 2002 - 2005
Barclays Capital July 2002 - December 2002
Credit Suisse First Boston September 2000 - July 2002
US Army May 1999 - October 2000
Skills
Capital Markets, Fixed Income, Investment Banking, Derivatives, Structured Products, Hedge Funds, Bonds, Financial Modeling, Equities, Bloomberg, Structured Finance, Finance, Portfolio Management, Series 7, Alternative Investments, Emerging Markets, Financial Markets
Education
United States Military Academy at West Point 1995 — 1999
Bachelor's Degree, International Relations
Fairhope High School
Myers Park High School
International Baccalaureate
www.CentralBanks.com June 2015 - Present
HSBC Securities (USA) Inc. 2010 - 2015
HSBC 2005 - 2010
HSBC Securities (USA) Inc. 2002 - 2005
Barclays Capital July 2002 - December 2002
Credit Suisse First Boston September 2000 - July 2002
US Army May 1999 - October 2000
Skills
Capital Markets, Fixed Income, Investment Banking, Derivatives, Structured Products, Hedge Funds, Bonds, Financial Modeling, Equities, Bloomberg, Structured Finance, Finance, Portfolio Management, Series 7, Alternative Investments, Emerging Markets, Financial Markets
Education
United States Military Academy at West Point 1995 — 1999
Bachelor's Degree, International Relations
Fairhope High School
Myers Park High School
International Baccalaureate
Aleksandra Mielnik's HSBC Securities (USA) Inc. Experience November 2002 - April 2008
Job Vice President, BNP Paribas
Industry Investment Banking
Experience
BNP Paribas June 2008 - Present
HSBC Securities (USA) Inc. November 2002 - April 2008
Skills
Counterparty Risk, Derivatives, Financial Risk..., Capital Markets, Credit Analysis, Credit Risk, Banking, Fixed Income, Structured Products, Investment Banking
Education
Baruch College, City University of New York (CUNY) 2003 — 2006
MBA, Finance and Investments
University of Economics in Cracow 1995 — 1999
Master's Degree, Finance and Banking
BNP Paribas June 2008 - Present
HSBC Securities (USA) Inc. November 2002 - April 2008
Skills
Counterparty Risk, Derivatives, Financial Risk..., Capital Markets, Credit Analysis, Credit Risk, Banking, Fixed Income, Structured Products, Investment Banking
Education
Baruch College, City University of New York (CUNY) 2003 — 2006
MBA, Finance and Investments
University of Economics in Cracow 1995 — 1999
Master's Degree, Finance and Banking
Lily Vesterlund's HSBC Securities (USA) Inc. Experience August 2005 - Present
Job Vice President, Wealth Supervisor LAIC at HSBC Securities (USA) Inc
Industry Financial Services
Experience
HSBC Securities (USA) Inc August 2005 - Present
Skills
Series 66 - Uniform..., Series 7 - General..., Series 9 and 10..., Life, Health & Variable..., Banking, Wealth Management, Portfolio Management, Sales, Customer Service, New Business Development, Fixed Annuities, Microsoft Excel, Risk Management, Financial Analysis, Finance, Equities, Relationship Management, Financial Services, Investments, Management, Securities, Mutual Funds
Education
Florida International University
Bachelor of Business Administration, Management and international business
HSBC Securities (USA) Inc August 2005 - Present
Skills
Series 66 - Uniform..., Series 7 - General..., Series 9 and 10..., Life, Health & Variable..., Banking, Wealth Management, Portfolio Management, Sales, Customer Service, New Business Development, Fixed Annuities, Microsoft Excel, Risk Management, Financial Analysis, Finance, Equities, Relationship Management, Financial Services, Investments, Management, Securities, Mutual Funds
Education
Florida International University
Bachelor of Business Administration, Management and international business
Scott Ollendorff's HSBC Securities (USA) Inc. Experience Senior AuditorUBS Financial ServicesJanuary 2002 - September 2004
Job Compliance Officer at HSBC Securities (USA) Inc.
Industry Financial Services
Experience
HSBC Securities (USA) Inc. Senior AuditorUBS Financial ServicesJanuary 2002 - September 2004
UBS Financial Services August 2000 - January 2002
Education
Brooklyn Law School 1994 — 1996
University of Colorado Boulder
HSBC Securities (USA) Inc. Senior AuditorUBS Financial ServicesJanuary 2002 - September 2004
UBS Financial Services August 2000 - January 2002
Education
Brooklyn Law School 1994 — 1996
University of Colorado Boulder
Joseph Streeter's HSBC Securities (USA) Inc. Experience June 2006 - August 2007
Job Product Manager at Bloomberg LP
Industry Financial Services
Experience
Bloomberg LP May 2015 - Present
State Street June 2012 - May 2015
Jefferies & Company April 2009 - May 2012
IBM Global Business Services September 2007 - April 2009
HSBC Securities (USA), Inc. June 2006 - August 2007
Citigroup, Inc June 2004 - June 2006
Citigroup, Inc. June 2001 - June 2004
Skills
Financial Markets, Derivatives, Securities, Equities, Collateral Management, Risk Management, Investment Banking, Fixed Income, Financial Services, Hedge Funds, Capital Markets, Treasury, Options, Trading Systems, Swaps, Trading, Change Management, Bloomberg
Education
Hofstra University 1996 — 2001
Bloomberg LP May 2015 - Present
State Street June 2012 - May 2015
Jefferies & Company April 2009 - May 2012
IBM Global Business Services September 2007 - April 2009
HSBC Securities (USA), Inc. June 2006 - August 2007
Citigroup, Inc June 2004 - June 2006
Citigroup, Inc. June 2001 - June 2004
Skills
Financial Markets, Derivatives, Securities, Equities, Collateral Management, Risk Management, Investment Banking, Fixed Income, Financial Services, Hedge Funds, Capital Markets, Treasury, Options, Trading Systems, Swaps, Trading, Change Management, Bloomberg
Education
Hofstra University 1996 — 2001
Milton Dinas's HSBC Securities (USA) Inc. Experience December 2005 - Present
Job VP at HSBC
Industry Financial Services
Experience
HSBC Securities (USA) Inc. December 2005 - Present
The Bank of New York February 2000 - November 2005
Skills
Fixed Income, Derivatives, Capital Markets, Equities, Trading Systems, Financial Markets, Bloomberg, Investment Banking, Hedge Funds, Electronic Trading
Education
State University of New York at Stony Brook 1993 — 1997
BS, Economics
HSBC Securities (USA) Inc. December 2005 - Present
The Bank of New York February 2000 - November 2005
Skills
Fixed Income, Derivatives, Capital Markets, Equities, Trading Systems, Financial Markets, Bloomberg, Investment Banking, Hedge Funds, Electronic Trading
Education
State University of New York at Stony Brook 1993 — 1997
BS, Economics
Diane C. Ruiz's HSBC Securities (USA) Inc. Experience 2008 - Present
Job HSBC Securities (USA) Inc.
Industry Financial Services
Experience
HSBC Securities (USA) Inc. 2008 - Present
Education
Katherine Gibbs School
Associate's Degree, Business Administration and Management, General
HSBC Securities (USA) Inc. 2008 - Present
Education
Katherine Gibbs School
Associate's Degree, Business Administration and Management, General
Carol Jenner's HSBC Securities (USA) Inc. Experience April 2007 - July 2010
Job Business Manager for Structured Product Sales at HSBC
Industry Banking
Experience
HSBC July 2010 - Present
HSBC Securities (USA) Inc. April 2007 - July 2010
JPMorgan Chase 2001 - 2007
Education
University of Illinois at Urbana-Champaign - College of Business 1997 — 2001
Finance, French
HSBC July 2010 - Present
HSBC Securities (USA) Inc. April 2007 - July 2010
JPMorgan Chase 2001 - 2007
Education
University of Illinois at Urbana-Champaign - College of Business 1997 — 2001
Finance, French
Susan Agonis's HSBC Securities (USA) Inc. Experience January 2008 - Present
Job SVP, Head of Global Markets Compliance at HSBC Securities (USA) Inc.
Industry Investment Banking
Experience
HSBC Securities (USA) Inc. January 2008 - Present
HSBC Securities 2005 - Present
HSBC Securities (USA) Inc. 2005 - Present
HSBC Securities (USA) Inc. February 2005 - January 2008
UBS 1997 - 2005
Solomon Brothers 1986 - 1987
Skills
Fixed Income, Equities, Options, Commodity, Securities, Structured Products, Derivatives, Series 7, Capital Markets, Investment Banking, Financial Services, Foreign Exchange, Trading Systems, Middle Office, Hedge Funds
Education
Skidmore College 1980 — 1984
BS, Business Management
HSBC Securities (USA) Inc. January 2008 - Present
HSBC Securities 2005 - Present
HSBC Securities (USA) Inc. 2005 - Present
HSBC Securities (USA) Inc. February 2005 - January 2008
UBS 1997 - 2005
Solomon Brothers 1986 - 1987
Skills
Fixed Income, Equities, Options, Commodity, Securities, Structured Products, Derivatives, Series 7, Capital Markets, Investment Banking, Financial Services, Foreign Exchange, Trading Systems, Middle Office, Hedge Funds
Education
Skidmore College 1980 — 1984
BS, Business Management
Jennifer Skokan's HSBC Securities (USA) Inc. Experience 2004 - Present
Job VP, Structured Fund Derivatives at HSBC
Industry Financial Services
Experience
HSBC August 2004 - Present
HSBC Securities (USA) Inc. 2004 - Present
HSBC Securities 2004 - Present
Deutsche Bank Securities November 1998 - July 2004
Education
Hofstra University 1994 — 1996
Gettysburg College 1992 — 1994
HSBC August 2004 - Present
HSBC Securities (USA) Inc. 2004 - Present
HSBC Securities 2004 - Present
Deutsche Bank Securities November 1998 - July 2004
Education
Hofstra University 1994 — 1996
Gettysburg College 1992 — 1994
Daniel Portnoy's HSBC Securities (USA) Inc. Experience 1999 - 2007
Job Chief Operating Officer at Chrysaetos Capital Advisors, LLC
Industry Investment Management
Experience
Chrysaetos Capital Advisors, LLC March 2012 - Present
Pavonia Technology, LLC 2009 - Present
Arctos Capital 2009 - February 2012
Recruit Associates November 2007 - 2009
HSBC Securities 2000 - 2007
HSBC 2000 - 2007
HSBC Securities USA Inc. 1999 - 2007
Education
Clark University
BA
Chrysaetos Capital Advisors, LLC March 2012 - Present
Pavonia Technology, LLC 2009 - Present
Arctos Capital 2009 - February 2012
Recruit Associates November 2007 - 2009
HSBC Securities 2000 - 2007
HSBC 2000 - 2007
HSBC Securities USA Inc. 1999 - 2007
Education
Clark University
BA
Gerald Clark's HSBC Securities (USA) Inc. Experience 2006 - 2007
Job BlackRock Enhanced Credit Strategies
Industry Financial Services
Experience
BlackRock October 2011 - Present
Wind Point Partners July 2007 - August 2010
HSBC Securities (USA) Inc. 2006 - 2007
First Albany Capital 2004 - 2006
Skills
Mergers & Acquisitions, Valuation, Corporate Finance, Financial Modeling, Financial Analysis, Equities, Investment Banking, Private Equity, Equity Analysis, Portfolio Management, Analysis, Alternative Investments, Bloomberg, Equity Research
Education
Columbia University - Columbia Business School 2009 — 2011
MBA, Finance
Tulane University - A.B. Freeman School of Business 2002 — 2004
BS, Finance, Legal Studies in Business
Tulane University 2000 — 2004
Bachelor of Science (BS), Finance and Legal Studies in Business
BlackRock October 2011 - Present
Wind Point Partners July 2007 - August 2010
HSBC Securities (USA) Inc. 2006 - 2007
First Albany Capital 2004 - 2006
Skills
Mergers & Acquisitions, Valuation, Corporate Finance, Financial Modeling, Financial Analysis, Equities, Investment Banking, Private Equity, Equity Analysis, Portfolio Management, Analysis, Alternative Investments, Bloomberg, Equity Research
Education
Columbia University - Columbia Business School 2009 — 2011
MBA, Finance
Tulane University - A.B. Freeman School of Business 2002 — 2004
BS, Finance, Legal Studies in Business
Tulane University 2000 — 2004
Bachelor of Science (BS), Finance and Legal Studies in Business
Sohela Afreen Khan's HSBC Securities (USA) Inc. Experience January 2014 - Present
Job Vice President, Operational Risk at HSBC Global Banking and Markets
Industry Banking
Experience
HSBC Securities (USA) Inc January 2014 - Present
HSBC Securities (USA) Inc January 2009 - Present
Skills
Risk Management, Derivatives, Leadership, Operational Risk..., Professional Mentoring, Operational Risk..., Presenting to Senior..., Multi Tasking, Time Management, Team Management, Off-shore Team..., Strategy Implementation, System Testing, Event Planning, Highly detail oriented, Project Management, Timely Delivery
Education
State University of New York at Stony Brook 2003 — 2007
B.S. in Business Management (Specialization in Accounting); B.A. in Economics
HSBC Securities (USA) Inc January 2014 - Present
HSBC Securities (USA) Inc January 2009 - Present
Skills
Risk Management, Derivatives, Leadership, Operational Risk..., Professional Mentoring, Operational Risk..., Presenting to Senior..., Multi Tasking, Time Management, Team Management, Off-shore Team..., Strategy Implementation, System Testing, Event Planning, Highly detail oriented, Project Management, Timely Delivery
Education
State University of New York at Stony Brook 2003 — 2007
B.S. in Business Management (Specialization in Accounting); B.A. in Economics
Tonny Thomas's HSBC Securities (USA) Inc. Experience August 2006 - April 2008
Job Senior Product Business Manager at HSBC
Industry Food & Beverages
Experience
HSBC August 2014 - Present
Kandathil Trading September 2013 - Present
Standard Chartered Bank November 2012 - August 2013
HSBC April 2011 - November 2012
HSBC New Zealand May 2010 - March 2011
HSBC April 2008 - May 2010
HSBC Securities (USA) Inc. August 2006 - April 2008
HSBC June 2006 - August 2006
Skills
Operational Risk, Governance, Business Continuity, Operational Risk..., Financial Risk, Risk Management, Technology Risk, Basel II, Banking, Enterprise Risk..., AML, Market Risk, Credit Risk, Investment Banking, KYC
Education
State University of New York College at Buffalo 2003 — 2005
M.B.A, International Finance
Nova Southeastern University 1996 — 2000
B Sc, Computer Science
HSBC August 2014 - Present
Kandathil Trading September 2013 - Present
Standard Chartered Bank November 2012 - August 2013
HSBC April 2011 - November 2012
HSBC New Zealand May 2010 - March 2011
HSBC April 2008 - May 2010
HSBC Securities (USA) Inc. August 2006 - April 2008
HSBC June 2006 - August 2006
Skills
Operational Risk, Governance, Business Continuity, Operational Risk..., Financial Risk, Risk Management, Technology Risk, Basel II, Banking, Enterprise Risk..., AML, Market Risk, Credit Risk, Investment Banking, KYC
Education
State University of New York College at Buffalo 2003 — 2005
M.B.A, International Finance
Nova Southeastern University 1996 — 2000
B Sc, Computer Science
Jeanette Chung's HSBC Securities (USA) Inc. Experience December 2001 - June 2008
Job Financial Advisor
Industry Financial Services
Experience
Royal Alliance Associates Inc. November 2008 - Present
HSBC Securities USA Inc December 2001 - June 2008
Charles Schwab October 2000 - December 2001
Chase Investment Services Corp. September 1999 - October 2000
Chase Bank 1998 - 1999
Chemical Bank 1995 - 1998
Skills
Financial Analysis, Financial Reporting, Retirement Planning, Series 7, Wealth Management, Accounting, Mutual Funds, Life Insurance, Investments, Fixed Annuities
Education
Hofstra University 1990 — 1993
BS, International of Business
Carle Place High School
John F Kennedy High School
Royal Alliance Associates Inc. November 2008 - Present
HSBC Securities USA Inc December 2001 - June 2008
Charles Schwab October 2000 - December 2001
Chase Investment Services Corp. September 1999 - October 2000
Chase Bank 1998 - 1999
Chemical Bank 1995 - 1998
Skills
Financial Analysis, Financial Reporting, Retirement Planning, Series 7, Wealth Management, Accounting, Mutual Funds, Life Insurance, Investments, Fixed Annuities
Education
Hofstra University 1990 — 1993
BS, International of Business
Carle Place High School
John F Kennedy High School
Ed Grant's HSBC Securities (USA) Inc. Experience 2004 - 2008
Job FVP at IDB Bank
Industry Banking
Experience
IDB Bank March 2008 - Present
HSBC Securities (USA), Inc. 2004 - 2008
HSBC Securities 2004 - 2008
ING Investment Banking 2000 - 2004
UBS 1984 - 1999
Swiss Bank Corporation 1984 - 1995
Skills
CPA, Series 7, 24, 27...
Education
Stockton University
IDB Bank March 2008 - Present
HSBC Securities (USA), Inc. 2004 - 2008
HSBC Securities 2004 - 2008
ING Investment Banking 2000 - 2004
UBS 1984 - 1999
Swiss Bank Corporation 1984 - 1995
Skills
CPA, Series 7, 24, 27...
Education
Stockton University
Gail Boyette-Brown's HSBC Securities (USA) Inc. Experience 2006 - 2007
Job Accounting Professional
Industry Accounting
Experience
HSBC Securities (USA) Inc 2006 - 2007
HSBC Securities (USA) Inc 2003 - 2006
Midland Bank 1980 - 1990
Midland Bank 1980 - 1990
Skills
Financial Analysis, Account Reconciliation, Financial Accounting, Accounting, Accounts Payable, General Ledger, Tax, Accounts Receivable, Journal Entries
Education
Nassau Community College 1968 — 1972
HSBC Securities (USA) Inc 2006 - 2007
HSBC Securities (USA) Inc 2003 - 2006
Midland Bank 1980 - 1990
Midland Bank 1980 - 1990
Skills
Financial Analysis, Account Reconciliation, Financial Accounting, Accounting, Accounts Payable, General Ledger, Tax, Accounts Receivable, Journal Entries
Education
Nassau Community College 1968 — 1972
Ricardo Quintanilla's HSBC Securities (USA) Inc. Experience stock brokeras goldman1992 - 1993
Job Executive Sales Assistant at HSBC Securities USA Inc
Industry Financial Services
Experience
HSBC Securities USA Inc stock brokeras goldman1992 - 1993
Education
Queens College 1989 — 1994
HSBC Securities USA Inc stock brokeras goldman1992 - 1993
Education
Queens College 1989 — 1994
Chris Armato's HSBC Securities (USA) Inc. Experience 2004 - 2009
Job Vice President at Credit Suisse Securities USA
Industry Financial Services
Experience
Credit Suisse Securities USA 2009 - Present
HSBC Securities USA Inc 2004 - 2009
TD Waterhouse May 1995 - November 2004
Skills
Corporate Actions, Securities, Settlement, DTC, Fixed Income, SWIFT, Global Custody, Euroclear, Bloomberg, Securities Lending, Middle Office, Prime Brokerage, Settlements, Investment Banking, Back Office, Series 7, Equities, Reconciliation, Reconciliations, Financial Markets, Trading, Asset Management, Bonds, Asset, Risk, Risk Management, Reference Data, AML, Series 63, Financial Risk, Derivatives, Capital Markets, SWIFT payments, Account Reconciliation, FX Options, Hedge Funds, Options, SWIFT Payments
Education
State University of New York Empire State College
BS, Business Management
Credit Suisse Securities USA 2009 - Present
HSBC Securities USA Inc 2004 - 2009
TD Waterhouse May 1995 - November 2004
Skills
Corporate Actions, Securities, Settlement, DTC, Fixed Income, SWIFT, Global Custody, Euroclear, Bloomberg, Securities Lending, Middle Office, Prime Brokerage, Settlements, Investment Banking, Back Office, Series 7, Equities, Reconciliation, Reconciliations, Financial Markets, Trading, Asset Management, Bonds, Asset, Risk, Risk Management, Reference Data, AML, Series 63, Financial Risk, Derivatives, Capital Markets, SWIFT payments, Account Reconciliation, FX Options, Hedge Funds, Options, SWIFT Payments
Education
State University of New York Empire State College
BS, Business Management
Julie Yoo's HSBC Securities (USA) Inc. Experience April 2013 - Present
Job AVP Compliance at HSBC Securities
Industry Financial Services
Experience
HSBC Securities (USA) Inc. April 2013 - Present
Education
New York University, Stern School of Business 2012 — 2015
MBA
Seton Hall University School of Law 2003 — 2006
J.D.
University of Maryland College Park 1999 — 2003
B.S.
HSBC Securities (USA) Inc. April 2013 - Present
Education
New York University, Stern School of Business 2012 — 2015
MBA
Seton Hall University School of Law 2003 — 2006
J.D.
University of Maryland College Park 1999 — 2003
B.S.
Daniel S.W. Choi's HSBC Securities (USA) Inc. Experience August 2010 - December 2010
Job Counsel at Sidley Austin LLP
Industry Legal Services
Experience
Sidley Austin LLP March 2014 - Present
Cadwalader, Wickersham & Taft LLP January 2011 - March 2014
HSBC Securities (USA) Inc. August 2010 - December 2010
GluckWalrath LLP January 2010 - August 2010
Cadwalader, Wickersham & Taft LLP August 2005 - August 2008
Hawkins Delafield & Wood LLP August 1999 - August 2005
Education
Rutgers, The State University of New Jersey-Newark 1994 — 1997
J.D., Law
Trinity College-Hartford 1990 — 1994
Bachelor of Arts (B.A.), Political Science and Government
Sidley Austin LLP March 2014 - Present
Cadwalader, Wickersham & Taft LLP January 2011 - March 2014
HSBC Securities (USA) Inc. August 2010 - December 2010
GluckWalrath LLP January 2010 - August 2010
Cadwalader, Wickersham & Taft LLP August 2005 - August 2008
Hawkins Delafield & Wood LLP August 1999 - August 2005
Education
Rutgers, The State University of New Jersey-Newark 1994 — 1997
J.D., Law
Trinity College-Hartford 1990 — 1994
Bachelor of Arts (B.A.), Political Science and Government
Nermin Siljkovic's HSBC Securities (USA) Inc. Experience April 2011 - April 2012
Job Banking Operations Specialist
Industry Banking
Experience
BBVA September 2013 - Present
Morgan Stanley Wealth Management October 2012 - June 2013
HSBC SECURITIES (USA) INC April 2011 - April 2012
Merrill Lynch November 2010 - January 2011
US Census Bureau March 2010 - July 2010
JPMorgan Chase February 2007 - November 2009
Global Credit Risk Management February 2005 - February 2007
US Army January 1997 - January 2001
Skills
Reporting & Analysis, Operations, Excel, Graphs, Equity Derivatives, Global Operations, Investment Banking, Process Improvement, Client Retention, Metrics, Pivot Tables, Vlookup, Risk Mitigation, Internal Controls, Equity Derivatives..., Client On Boarding, Customer buy-ins, central point of contact, KYC, Remediation, Bloomberg, Microsoft Excel, Risk Management, Wealth Management, Redemption, Onboarding, Middle Office, FX Options, Trading, Banking, Financial Risk
Education
Baruch College, City University of New York (CUNY) 2001 — 2005
BBA, Operations Management
BBVA September 2013 - Present
Morgan Stanley Wealth Management October 2012 - June 2013
HSBC SECURITIES (USA) INC April 2011 - April 2012
Merrill Lynch November 2010 - January 2011
US Census Bureau March 2010 - July 2010
JPMorgan Chase February 2007 - November 2009
Global Credit Risk Management February 2005 - February 2007
US Army January 1997 - January 2001
Skills
Reporting & Analysis, Operations, Excel, Graphs, Equity Derivatives, Global Operations, Investment Banking, Process Improvement, Client Retention, Metrics, Pivot Tables, Vlookup, Risk Mitigation, Internal Controls, Equity Derivatives..., Client On Boarding, Customer buy-ins, central point of contact, KYC, Remediation, Bloomberg, Microsoft Excel, Risk Management, Wealth Management, Redemption, Onboarding, Middle Office, FX Options, Trading, Banking, Financial Risk
Education
Baruch College, City University of New York (CUNY) 2001 — 2005
BBA, Operations Management
Jim Etzkorn's HSBC Securities (USA) Inc. Experience September 1997 - November 2006
Job Global Futures Sales at ADM Investor Services, Inc
Industry Capital Markets
Experience
Jefferies Bache March 2008 - May 2015
Prudential Bache Commodities March 2007 - July 2011
HSBC Securities USA Inc September 1997 - November 2006
Refco Inc 1983 - 1997
Skills
Derivatives, Trading, Options, Portfolio Management, Electronic Trading, Commodity, Hedge Funds, Trading Systems, Equities, Financial Markets, Fixed Income
Education
University of Illinois at Urbana-Champaign - College of Business
BS, Marketing
Jefferies Bache March 2008 - May 2015
Prudential Bache Commodities March 2007 - July 2011
HSBC Securities USA Inc September 1997 - November 2006
Refco Inc 1983 - 1997
Skills
Derivatives, Trading, Options, Portfolio Management, Electronic Trading, Commodity, Hedge Funds, Trading Systems, Equities, Financial Markets, Fixed Income
Education
University of Illinois at Urbana-Champaign - College of Business
BS, Marketing
Jason L. Smith's HSBC Securities (USA) Inc. Experience June 2015 - Present
Job Interim Head of Wealth Management Compliance at HSBC Securities (USA) Inc.
Industry Financial Services
Experience
HSBC Securities (USA) Inc. June 2015 - Present
HSBC Securities (USA) Inc. 2012 - Present
BRESSLER, AMERY & ROSS, P.C September 2005 - September 2012
AXA ADVISORS, L.L.C. / KARR BARTH ASSOCIATES July 2003 - August 2005
OFFICE OF THE ATTORNEY GENERAL, STATE OF NEW JERSEY February 2003 - July 2003
HOLD BROTHERS ON-LINE INVESTMENT SERVICES, L.L.C March 2001 - October 2002
OFFICE OF CONTINUING PROFESSIONAL EDUCATION, COOK COLLEGE September 1994 - January 1998
Education
Quinnipiac University School of Law
Doctor of Law (JD)
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Science (BS)
HSBC Securities (USA) Inc. June 2015 - Present
HSBC Securities (USA) Inc. 2012 - Present
BRESSLER, AMERY & ROSS, P.C September 2005 - September 2012
AXA ADVISORS, L.L.C. / KARR BARTH ASSOCIATES July 2003 - August 2005
OFFICE OF THE ATTORNEY GENERAL, STATE OF NEW JERSEY February 2003 - July 2003
HOLD BROTHERS ON-LINE INVESTMENT SERVICES, L.L.C March 2001 - October 2002
OFFICE OF CONTINUING PROFESSIONAL EDUCATION, COOK COLLEGE September 1994 - January 1998
Education
Quinnipiac University School of Law
Doctor of Law (JD)
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Science (BS)
Matthew Wank's HSBC Securities (USA) Inc. Experience 2004 - 2010
Job Senior Vice President at HSBC Bank USA, N.A.
Industry Financial Services
Experience
HSBC Bank USA, N.A. August 2004 - Present
HSBC Securities 2004 - Present
HSBC 2004 - Present
HSBC Securities (USA) Inc 2004 - 2010
Skills
Options, Derivatives, Capital Markets, Rates, Interest Rate..., FX Options, Equities, Fixed Income, Hedge Funds, Bloomberg, Structured Products, Bonds, Credit Derivatives, Electronic Trading, Equity Derivatives, Financial Markets, Swaps, Trading, Trading Systems
Education
University of Michigan 1988 — 1992
BS, Mathematics
HSBC Bank USA, N.A. August 2004 - Present
HSBC Securities 2004 - Present
HSBC 2004 - Present
HSBC Securities (USA) Inc 2004 - 2010
Skills
Options, Derivatives, Capital Markets, Rates, Interest Rate..., FX Options, Equities, Fixed Income, Hedge Funds, Bloomberg, Structured Products, Bonds, Credit Derivatives, Electronic Trading, Equity Derivatives, Financial Markets, Swaps, Trading, Trading Systems
Education
University of Michigan 1988 — 1992
BS, Mathematics
Cara Newman's HSBC Securities (USA) Inc. Experience August 2010 - Present
Job Vice President & Senior Legal Counsel, HSBC Securities (USA) Inc.
Industry Law Practice
Experience
HSBC Securities (USA) Inc. August 2010 - Present
HSBC Securities (USA) Inc. August 2010 - February 2013
Mayer Brown LLP September 2004 - February 2013
Fulbright & Jaworski August 2003 - December 2003
Hon. Milton I. Shadur (Senior Judge, N.D. Ill) May 2003 - August 2003
Lawyers for the Creative Arts May 2002 - August 2002
Hinsdale Center for the Arts 1995 - 2001
Skills
Structured Finance, Financial Structuring, Corporate Law, Capital Markets, Private Equity, Private Placements, Legal Advice, Securitization, Securities, Finance, ABS, Loans, Securities Regulation, Cross-border..., Banking Law, Real Estate Transactions, Real Estate Financing, Real Estate, Negotiating Leases, Legal Writing, Contract Negotiation, Contract Management, Due Diligence, Risk Management
Education
DePaul University College of Law 2001 — 2004
JD
Loyola University of Chicago 1997 — 2001
BA, Political Science and Art History
HSBC Securities (USA) Inc. August 2010 - Present
HSBC Securities (USA) Inc. August 2010 - February 2013
Mayer Brown LLP September 2004 - February 2013
Fulbright & Jaworski August 2003 - December 2003
Hon. Milton I. Shadur (Senior Judge, N.D. Ill) May 2003 - August 2003
Lawyers for the Creative Arts May 2002 - August 2002
Hinsdale Center for the Arts 1995 - 2001
Skills
Structured Finance, Financial Structuring, Corporate Law, Capital Markets, Private Equity, Private Placements, Legal Advice, Securitization, Securities, Finance, ABS, Loans, Securities Regulation, Cross-border..., Banking Law, Real Estate Transactions, Real Estate Financing, Real Estate, Negotiating Leases, Legal Writing, Contract Negotiation, Contract Management, Due Diligence, Risk Management
Education
DePaul University College of Law 2001 — 2004
JD
Loyola University of Chicago 1997 — 2001
BA, Political Science and Art History
Nicolas Delamer, CFA's HSBC Securities (USA) Inc. Experience March 2013 - Present
Job Director at HSBC Securities (USA) Inc.
Industry Banking
Experience
HSBC Securities (USA) Inc. March 2013 - Present
HSBC Securities (USA) Inc. April 2011 - Present
HSBC December 2008 - April 2011
HSBC April 2006 - December 2008
HSBC June 2004 - April 2006
HSBC September 2002 - June 2004
HSBC Bank Argentina July 2000 - September 2002
HSBC Bank Argentina December 1998 - July 2000
Education
Universidad de 'San Andrés' 1995 — 1998
Licenciate, Economics
CFA Institute
CFA charterholder, Finance
Securities Institute
Certificate in Securities & Financial Derivatives, Finance
HSBC Securities (USA) Inc. March 2013 - Present
HSBC Securities (USA) Inc. April 2011 - Present
HSBC December 2008 - April 2011
HSBC April 2006 - December 2008
HSBC June 2004 - April 2006
HSBC September 2002 - June 2004
HSBC Bank Argentina July 2000 - September 2002
HSBC Bank Argentina December 1998 - July 2000
Education
Universidad de 'San Andrés' 1995 — 1998
Licenciate, Economics
CFA Institute
CFA charterholder, Finance
Securities Institute
Certificate in Securities & Financial Derivatives, Finance
Aram Jafarey's HSBC Securities (USA) Inc. Experience November 2008 - October 2009
Job Derivatives Document Specialist at Citizens Financial Group, Inc.
Industry Law Practice
Experience
Citizens Bank April 2015 - Present
Citizens Financial Group, Inc. October 2013 - Present
The Bank of Nova Scotia March 2010 - June 2013
HSBC Securities (USA) Inc. November 2008 - October 2009
AllianceBernstein, LLP May 2007 - January 2008
Weiss & Lurie July 2005 - January 2007
Skills
Derivatives, ISDA, Capital Markets, Credit, Litigation, Fixed Income, Corporate Finance, Securities, Structured Finance, Structured Products, Document Review, Market Risk, Credit Derivatives, Swaps, Hedge Funds, Banking, Equities, Investment Banking, Due Diligence, Financial Services
Education
Brooklyn Law School 2000 — 2003
JD
American University 1993 — 1998
Bachelors
Citizens Bank April 2015 - Present
Citizens Financial Group, Inc. October 2013 - Present
The Bank of Nova Scotia March 2010 - June 2013
HSBC Securities (USA) Inc. November 2008 - October 2009
AllianceBernstein, LLP May 2007 - January 2008
Weiss & Lurie July 2005 - January 2007
Skills
Derivatives, ISDA, Capital Markets, Credit, Litigation, Fixed Income, Corporate Finance, Securities, Structured Finance, Structured Products, Document Review, Market Risk, Credit Derivatives, Swaps, Hedge Funds, Banking, Equities, Investment Banking, Due Diligence, Financial Services
Education
Brooklyn Law School 2000 — 2003
JD
American University 1993 — 1998
Bachelors
Peter McGarty's HSBC Securities (USA) Inc. Experience January 1995 - January 2008
Job Actively seeking new opportunities
Industry Financial Services
Experience
Actively seeking new opportunities June 2015 - Present
Fidelity Investments December 2008 - June 2015
Veriitude, LLC December 2008 - March 2012
Fidelity Investments December 2008 - March 2012
Legacy SC August 2010 - December 2010
QuickStrike FC 2007 - 2010
QuickStrike FC 2007 - 2010
Monroe Woodbury Soccer Club January 1995 - December 2009
HSBC Securities (USA) Inc January 1995 - January 2008
HSBC 2007 - 2008
Skills
Equities, Risk Management, Requirements Analysis, Project Management, Trading, Analysis, Cross-functional Team..., Management, Software Documentation, Team Management, Strategy, Finance, Disaster Recovery, Outsourcing, Customer Service, Leadership, Project Planning, Fixed Income, Budgets, Financial Services, MS Project, Microsoft Project
Education
Monroe Woodbury High School 1970 — 1980
Regents
The George Washington University - School of Business
Actively seeking new opportunities June 2015 - Present
Fidelity Investments December 2008 - June 2015
Veriitude, LLC December 2008 - March 2012
Fidelity Investments December 2008 - March 2012
Legacy SC August 2010 - December 2010
QuickStrike FC 2007 - 2010
QuickStrike FC 2007 - 2010
Monroe Woodbury Soccer Club January 1995 - December 2009
HSBC Securities (USA) Inc January 1995 - January 2008
HSBC 2007 - 2008
Skills
Equities, Risk Management, Requirements Analysis, Project Management, Trading, Analysis, Cross-functional Team..., Management, Software Documentation, Team Management, Strategy, Finance, Disaster Recovery, Outsourcing, Customer Service, Leadership, Project Planning, Fixed Income, Budgets, Financial Services, MS Project, Microsoft Project
Education
Monroe Woodbury High School 1970 — 1980
Regents
The George Washington University - School of Business
Andrew Lazerus's HSBC Securities (USA) Inc. Experience July 2003 - Present
Job Director, U.S. Investment Grade and High Yield Syndicate at HSBC Securities (USA) Inc.
Industry Financial Services
Experience
HSBC Securities (USA) Inc. July 2003 - Present
HSBC Securities (USA) Inc. July 2003 - August 2007
Deutsche Bank Securities October 1999 - July 2003
White & Case September 1998 - October 1999
Skills
Asset Management, Bloomberg, Bonds, Capital Markets, Corporate Finance, Credit Derivatives, DCM, Derivatives, Financial Markets, Fixed Income, Hedge Funds, Investment Banking, Investments, Securities, Series 63, Series 7, Trading
Education
Columbia University in the City of New York 1994 — 1998
HSBC Securities (USA) Inc. July 2003 - Present
HSBC Securities (USA) Inc. July 2003 - August 2007
Deutsche Bank Securities October 1999 - July 2003
White & Case September 1998 - October 1999
Skills
Asset Management, Bloomberg, Bonds, Capital Markets, Corporate Finance, Credit Derivatives, DCM, Derivatives, Financial Markets, Fixed Income, Hedge Funds, Investment Banking, Investments, Securities, Series 63, Series 7, Trading
Education
Columbia University in the City of New York 1994 — 1998
Valiant Abello's HSBC Securities (USA) Inc. Experience June 2007 - December 2008
Job Compliance Associate at Lazard Asset Management
Industry Financial Services
Experience
Lazard Asset Management September 2013 - Present
UBS Wealth Management May 2011 - September 2013
DEUTSCHE BANK ALEX.BROWN February 2009 - May 2011
HSBC SECURITIES (USA) INC June 2007 - December 2008
AXA EQUITABLE, INC August 2005 - June 2007
HOUSEHOLD INTERNATIONAL, LLC February 2003 - May 2005
METROPOLITAN LIFE INSURANCE February 2002 - February 2003
Skills
Investments, Investment Advisory, Complaint Management, Securities, Mutual Funds, FINRA, Wealth Management, Licensing, Series 7, Series 24, Uniform Combined State..., Series 63, AML, Equities, Financial Risk, Fixed Annuities, KYC, Fixed Income, Asset Managment, Hedge Funds, Alternative Investments, Investment Advisers Act, 1940 Act, Investment Compliance, Compliance Procedures, Regulatory Examinations, Asset Management, Options, Financial Services, Finance, ETFs, Wealth Management..., Investment Management, Fund Of Funds, Separately Managed..., Securities Regulation, Structured Products, Trading, Retirement, Anti Money Laundering
Education
Rider University 1998 — 2001
BACHELOR OF SCIENCE, BUSINESS ADMINISTRATION
Rider University 1998 — 2001
Lazard Asset Management September 2013 - Present
UBS Wealth Management May 2011 - September 2013
DEUTSCHE BANK ALEX.BROWN February 2009 - May 2011
HSBC SECURITIES (USA) INC June 2007 - December 2008
AXA EQUITABLE, INC August 2005 - June 2007
HOUSEHOLD INTERNATIONAL, LLC February 2003 - May 2005
METROPOLITAN LIFE INSURANCE February 2002 - February 2003
Skills
Investments, Investment Advisory, Complaint Management, Securities, Mutual Funds, FINRA, Wealth Management, Licensing, Series 7, Series 24, Uniform Combined State..., Series 63, AML, Equities, Financial Risk, Fixed Annuities, KYC, Fixed Income, Asset Managment, Hedge Funds, Alternative Investments, Investment Advisers Act, 1940 Act, Investment Compliance, Compliance Procedures, Regulatory Examinations, Asset Management, Options, Financial Services, Finance, ETFs, Wealth Management..., Investment Management, Fund Of Funds, Separately Managed..., Securities Regulation, Structured Products, Trading, Retirement, Anti Money Laundering
Education
Rider University 1998 — 2001
BACHELOR OF SCIENCE, BUSINESS ADMINISTRATION
Rider University 1998 — 2001
Michael Prince, CFA's HSBC Securities (USA) Inc. Experience August 2003 - December 2004
Job Account Manager, Buyside at FINCAD
Industry Financial Services
Experience
FINCAD February 2012 - Present
Fortress Financial Consulting June 2009 - February 2012
McKinley Capital Management February 2005 - May 2009
University of Chicago September 2003 - December 2004
HSBC Securities (USA) Inc August 2003 - December 2004
Cundill Investment Advisors January 1998 - January 2001
Daiwa Securities Co. Ltd January 1989 - January 1998
Daiwa Securities Canada Ltd June 1986 - February 1989
Skills
Hedge Funds, Derivatives, Institutional Sales, Building Relationships, Quantitative Finance
Education
The University of Chicago 2002 — 2003
Master of Science, Financial Mathematics 2002
York University 1984 — 1986
Master, Business Administration
University of Toronto 1980 — 1984
Bachelor of Arts, Economics Specialist Program
The University of British Columbia
Coursework, Computer Science and Mathematics
FINCAD February 2012 - Present
Fortress Financial Consulting June 2009 - February 2012
McKinley Capital Management February 2005 - May 2009
University of Chicago September 2003 - December 2004
HSBC Securities (USA) Inc August 2003 - December 2004
Cundill Investment Advisors January 1998 - January 2001
Daiwa Securities Co. Ltd January 1989 - January 1998
Daiwa Securities Canada Ltd June 1986 - February 1989
Skills
Hedge Funds, Derivatives, Institutional Sales, Building Relationships, Quantitative Finance
Education
The University of Chicago 2002 — 2003
Master of Science, Financial Mathematics 2002
York University 1984 — 1986
Master, Business Administration
University of Toronto 1980 — 1984
Bachelor of Arts, Economics Specialist Program
The University of British Columbia
Coursework, Computer Science and Mathematics
Marina Campanioni's HSBC Securities (USA) Inc. Experience 1994 - Present
Job Assistant Vice President/Compliance Licensing and Registrations at HSBC Securities (USA) Inc. Global Banking and Markets
Industry Banking
Experience
HSBC Securities (USA) Inc. 1994 - Present
Education
City University of New York-Brooklyn College
Associates, Marketing, Management and Sales
HSBC Securities (USA) Inc. 1994 - Present
Education
City University of New York-Brooklyn College
Associates, Marketing, Management and Sales
Cristina Elizari's HSBC Securities (USA) Inc. Experience 2006 - 2008
Job Trade Services Business Development Officer at HSBC Bank USA, N.A.
Industry Banking
Experience
HSBC Bank USA, N.A. December 2012 - Present
Societe Generale US October 2010 - November 2013
HSBC Securities (USA) Inc. 2006 - 2008
HSBC BANK USA 2004 - 2006
Banco de la Nacion Argentina 1996 - 2004
Education
New York University 1995 — 1997
Certificate, Credit and Financial Analysis Program
Universidad del País Vasco/Euskal Herriko Unibertsitatea 1992 — 1992
Masters, International trade
Universidad del País Vasco/Euskal Herriko Unibertsitatea 1985 — 1990
BA in Economics, Economics, Math, Statistics, Law
HSBC Bank USA, N.A. December 2012 - Present
Societe Generale US October 2010 - November 2013
HSBC Securities (USA) Inc. 2006 - 2008
HSBC BANK USA 2004 - 2006
Banco de la Nacion Argentina 1996 - 2004
Education
New York University 1995 — 1997
Certificate, Credit and Financial Analysis Program
Universidad del País Vasco/Euskal Herriko Unibertsitatea 1992 — 1992
Masters, International trade
Universidad del País Vasco/Euskal Herriko Unibertsitatea 1985 — 1990
BA in Economics, Economics, Math, Statistics, Law
Bill Busineau's HSBC Securities (USA) Inc. Experience July 2010 - November 2012
Job Consultant at RBS
Industry Legal Services
Experience
RBS Markets & International Banking December 2012 - Present
HSBC Securities (USA) Inc. July 2010 - November 2012
Credit Suisse Securities (USA) LLC September 2009 - June 2010
Schulte Roth & Zabel LLP September 2006 - March 2009
Citigroup Global Markets Inc. April 2004 - August 2006
Cadwalader, Wickersham & Taft LLP September 1999 - March 2004
Skills
Derivatives, Capital Markets, Structured Products, Swaps, Hedge Funds, Securities, Structured Finance, Securitization
Education
Fordham University School of Law 1996 — 1999
J.D., Law
Colby College 1986 — 1990
A.B., Biology
RBS Markets & International Banking December 2012 - Present
HSBC Securities (USA) Inc. July 2010 - November 2012
Credit Suisse Securities (USA) LLC September 2009 - June 2010
Schulte Roth & Zabel LLP September 2006 - March 2009
Citigroup Global Markets Inc. April 2004 - August 2006
Cadwalader, Wickersham & Taft LLP September 1999 - March 2004
Skills
Derivatives, Capital Markets, Structured Products, Swaps, Hedge Funds, Securities, Structured Finance, Securitization
Education
Fordham University School of Law 1996 — 1999
J.D., Law
Colby College 1986 — 1990
A.B., Biology
Richard Cordell's HSBC Securities (USA) Inc. Experience August 2009 - Present
Job Regional Supervisor at HSBC Securities
Industry Financial Services
Experience
HSBC Securities (USA) Inc August 2009 - Present
Merrill Lynch 1978 - 2009
Skills
Budgets, Financial Services, Securities, Strategic Planning, CRM, Customer Service, Policy, Financial Advisory, Asset Allocation, Sales Operations, Series 7, Mutual Funds, Series 24, Mediation, Investment Advisory, Project Management, Change Management, Asset Managment, Investments, Risk Management, Equities, Wealth Management, Strategic Financial..., Series 63, Due Diligence, Program Management, Strategy, FINRA, Process Improvement, Fixed Income, Leadership
Education
University of Michigan
MBA, Business Administration
HSBC Securities (USA) Inc August 2009 - Present
Merrill Lynch 1978 - 2009
Skills
Budgets, Financial Services, Securities, Strategic Planning, CRM, Customer Service, Policy, Financial Advisory, Asset Allocation, Sales Operations, Series 7, Mutual Funds, Series 24, Mediation, Investment Advisory, Project Management, Change Management, Asset Managment, Investments, Risk Management, Equities, Wealth Management, Strategic Financial..., Series 63, Due Diligence, Program Management, Strategy, FINRA, Process Improvement, Fixed Income, Leadership
Education
University of Michigan
MBA, Business Administration
Jeffrey D. Haroldson's HSBC Securities (USA) Inc. Experience 2000 - 2003
Job Chief Operating Officer & General Counsel at Bridgeton Holdings LLC
Industry Real Estate
Experience
Lexden Capital, LLC 2014 - Present
Bridgeton Holdings LLC 2013 - Present
Ridgewood Capital Advisors, LLC 2011 - Present
EGA Emerging Global Shares Trust 2009 - Present
HDG Mansur Capital Group, LLC January 2004 - December 2011
HSBC Securities (USA) Inc. 2000 - 2003
HSBC Markets (USA) Inc. 1998 - 2000
HSBC Markets (USA) Inc. 1994 - 1998
Milbank, Tweed, Hadley & McCloy LLP 1989 - 1994
Milbank, Tweed, Hadley & McCloy LLP 1981 - 1989
Skills
Asset Management, Real Estate, Investment Banking, Capital Markets, Funding, Strategic Planning, Asset Managment, Due Diligence, Finance, Equities, Investments, Portfolio Management, Financial Services, Fixed Income, Risk Management, Financial Modeling, Project Finance, Financial Reporting, Valuation, Mergers & Acquisitions, Corporate Finance, Management, Private Equity, Financial Analysis, Executive Management, Budgets, Accounting, Acquisitions, Real Estate Economics, Securities, Investment Properties, Structured Finance, Leadership, Mutual Funds, Banking, Real Estate Development, Start-ups, Loans, Investment Management, Disposition, Emerging Markets, Financial Structuring, Joint Ventures, Commercial Real Estate, Venture Capital, Restructuring, Leases, Real Estate Transactions, Strategic Financial..., Islamic Finance
Education
Cornell Law School 1978 — 1981
JD
University of Michigan 1975 — 1978
BA, English
Lexden Capital, LLC 2014 - Present
Bridgeton Holdings LLC 2013 - Present
Ridgewood Capital Advisors, LLC 2011 - Present
EGA Emerging Global Shares Trust 2009 - Present
HDG Mansur Capital Group, LLC January 2004 - December 2011
HSBC Securities (USA) Inc. 2000 - 2003
HSBC Markets (USA) Inc. 1998 - 2000
HSBC Markets (USA) Inc. 1994 - 1998
Milbank, Tweed, Hadley & McCloy LLP 1989 - 1994
Milbank, Tweed, Hadley & McCloy LLP 1981 - 1989
Skills
Asset Management, Real Estate, Investment Banking, Capital Markets, Funding, Strategic Planning, Asset Managment, Due Diligence, Finance, Equities, Investments, Portfolio Management, Financial Services, Fixed Income, Risk Management, Financial Modeling, Project Finance, Financial Reporting, Valuation, Mergers & Acquisitions, Corporate Finance, Management, Private Equity, Financial Analysis, Executive Management, Budgets, Accounting, Acquisitions, Real Estate Economics, Securities, Investment Properties, Structured Finance, Leadership, Mutual Funds, Banking, Real Estate Development, Start-ups, Loans, Investment Management, Disposition, Emerging Markets, Financial Structuring, Joint Ventures, Commercial Real Estate, Venture Capital, Restructuring, Leases, Real Estate Transactions, Strategic Financial..., Islamic Finance
Education
Cornell Law School 1978 — 1981
JD
University of Michigan 1975 — 1978
BA, English
Patrick Chidley's HSBC Securities (USA) Inc. Experience 2010 - Present
Job at HSBC Securities (USA) Inc
Industry Financial Services
Experience
HSBC Securities (USA) Inc 2010 - Present
Barnard Jacobs Mellet usa llc 2003 - 2010
USAA Investment Management 1998 - 2002
RFC Corporate Finance 1997 - 1999
Resource Strategies Inc / CRU International Inc. February 1996 - March 1997
Anglovaal January 1991 - August 1993
Anglo American 1989 - 1989
Skills
Equities, Equity Research, Valuation, Investments, Financial Modeling, Capital Markets, Investment Banking, Commodity, Asset Managment, Portfolio Management, Due Diligence, Corporate Finance, Bloomberg, Hedge Funds, Mining, Financial Analysis, Mergers, Investment Strategies, Chartered Financial..., Asset Management, Mutual Funds, Financial Markets, Emerging Markets, Investment Management, Project Finance, Series 7, Business Valuation, Equity Valuation, Economics, Private Equity, Minerals, Equity Capital Markets, Securities, Wealth Management, Gold, Corporate Development, Precious Metals, Finance, Alternative Investments, Funding, Mergers & Acquisitions, Asset Allocation, Mineral Exploration, IPO, Hedging, Derivatives, DCF, Metals, Banking, Base Metals
Education
Penn State University 1994 — 1996
Master of Science (MS), Mineral Economics
Royal School of Mines, Imperial College, University of London 1987 — 1990
Bachelor of Science (BSc), Mining Geology
HSBC Securities (USA) Inc 2010 - Present
Barnard Jacobs Mellet usa llc 2003 - 2010
USAA Investment Management 1998 - 2002
RFC Corporate Finance 1997 - 1999
Resource Strategies Inc / CRU International Inc. February 1996 - March 1997
Anglovaal January 1991 - August 1993
Anglo American 1989 - 1989
Skills
Equities, Equity Research, Valuation, Investments, Financial Modeling, Capital Markets, Investment Banking, Commodity, Asset Managment, Portfolio Management, Due Diligence, Corporate Finance, Bloomberg, Hedge Funds, Mining, Financial Analysis, Mergers, Investment Strategies, Chartered Financial..., Asset Management, Mutual Funds, Financial Markets, Emerging Markets, Investment Management, Project Finance, Series 7, Business Valuation, Equity Valuation, Economics, Private Equity, Minerals, Equity Capital Markets, Securities, Wealth Management, Gold, Corporate Development, Precious Metals, Finance, Alternative Investments, Funding, Mergers & Acquisitions, Asset Allocation, Mineral Exploration, IPO, Hedging, Derivatives, DCF, Metals, Banking, Base Metals
Education
Penn State University 1994 — 1996
Master of Science (MS), Mineral Economics
Royal School of Mines, Imperial College, University of London 1987 — 1990
Bachelor of Science (BSc), Mining Geology
Steven San Filippo's HSBC Securities (USA) Inc. Experience 1980 - 1990
Job Accounting Supervisor at CentraState Healthcare System
Industry Health, Wellness and Fitness
Experience
CentraState Healthcare System Assistant Vice Pres. FinanceMidland Bank PLC1980 - 1990
HSBC Securities (USA) Inc 1980 - 1990
Skills
GAAP, Microsoft Excel, Financial Reporting, Revenue Recognition, Accounting, Microsoft Word, Outlook, General Ledger, Microsoft Office, Strategic Planning, Nonprofits, Customer Service, Financial Accounting, Account Reconciliation, Internal Controls, Financial Analysis, Finance
Education
Fairleigh Dickinson University 1973 — 1977
MBA, Finance
Seton Hall University 1969 — 1973
BS, Accountancy
CentraState Healthcare System Assistant Vice Pres. FinanceMidland Bank PLC1980 - 1990
HSBC Securities (USA) Inc 1980 - 1990
Skills
GAAP, Microsoft Excel, Financial Reporting, Revenue Recognition, Accounting, Microsoft Word, Outlook, General Ledger, Microsoft Office, Strategic Planning, Nonprofits, Customer Service, Financial Accounting, Account Reconciliation, Internal Controls, Financial Analysis, Finance
Education
Fairleigh Dickinson University 1973 — 1977
MBA, Finance
Seton Hall University 1969 — 1973
BS, Accountancy
Fred Ehlers, CAMS, CFCS's HSBC Securities (USA) Inc. Experience June 2014 - December 2014
Job Senior Case Lead Vice President at JPMorgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase & Co. December 2014 - Present
HSBC Securities (USA) Inc. June 2014 - December 2014
HSBC Securities (USA) Inc. January 2013 - June 2014
HSBC Securities (USA) Inc. August 2012 - December 2012
n/a March 2012 - August 2012
Newedge USA LLC June 2010 - January 2012
Newedge USA LLC June 2004 - May 2010
Bear Stearns & Company June 1999 - June 2004
Bombardier Capital Inc July 1997 - November 1998
Skills
Keen communication..., Exemplary teamwork..., Sound analytical skills, Result driven, Exceptional..., Sharp..., Strong interpreting and..., Communication Skills, Follow-through Skills, Result Oriented, Organizational..., Sound Analytical Skills, AML, Financial Risk, Risk Assessment, Due Diligence, KYC, Internal Audit, FINRA, Settlement, Derivatives, Equities, Prime Brokerage, Securities, Auditing, Analysis, Hedge Funds, Trading, Financial Regulation, Options, Operational Risk, Credit, Financial Services, Portfolio Management
Education
Long Island University 1995 — 1995
A.B.A, Paralegal; Approved
St. John's University 1990 — 1995
Bachelor of Science, Criminal Justice
JPMorgan Chase & Co. December 2014 - Present
HSBC Securities (USA) Inc. June 2014 - December 2014
HSBC Securities (USA) Inc. January 2013 - June 2014
HSBC Securities (USA) Inc. August 2012 - December 2012
n/a March 2012 - August 2012
Newedge USA LLC June 2010 - January 2012
Newedge USA LLC June 2004 - May 2010
Bear Stearns & Company June 1999 - June 2004
Bombardier Capital Inc July 1997 - November 1998
Skills
Keen communication..., Exemplary teamwork..., Sound analytical skills, Result driven, Exceptional..., Sharp..., Strong interpreting and..., Communication Skills, Follow-through Skills, Result Oriented, Organizational..., Sound Analytical Skills, AML, Financial Risk, Risk Assessment, Due Diligence, KYC, Internal Audit, FINRA, Settlement, Derivatives, Equities, Prime Brokerage, Securities, Auditing, Analysis, Hedge Funds, Trading, Financial Regulation, Options, Operational Risk, Credit, Financial Services, Portfolio Management
Education
Long Island University 1995 — 1995
A.B.A, Paralegal; Approved
St. John's University 1990 — 1995
Bachelor of Science, Criminal Justice
Peggy Yip's HSBC Securities (USA) Inc. Experience July 2012 - Present
Job Vice President, Global Banking & Markets at HSBC Securities
Industry Banking
Experience
HSBC Securities (USA) Inc. July 2012 - Present
HSBC Bank USA, N.A. October 2010 - July 2012
HSBC BANK USA, N.A. September 2007 - October 2010
HSBC BANK USA, N.A. June 2006 - September 2007
Merrill Lynch September 2005 - June 2006
Skills
Banking, Capital Markets, Commercial Banking, Corporate Finance, Credit Analysis, Credit, Finance, Financial Analysis, Financial Services, Investment Banking, Loans, Management, Project Management
Education
State University of New York College at Geneseo 2002 — 2006
BS, Business Administration and Computer Information Systems
Fiorello H. LaGuardia High School of Music & Art and Performing Arts
HSBC Securities (USA) Inc. July 2012 - Present
HSBC Bank USA, N.A. October 2010 - July 2012
HSBC BANK USA, N.A. September 2007 - October 2010
HSBC BANK USA, N.A. June 2006 - September 2007
Merrill Lynch September 2005 - June 2006
Skills
Banking, Capital Markets, Commercial Banking, Corporate Finance, Credit Analysis, Credit, Finance, Financial Analysis, Financial Services, Investment Banking, Loans, Management, Project Management
Education
State University of New York College at Geneseo 2002 — 2006
BS, Business Administration and Computer Information Systems
Fiorello H. LaGuardia High School of Music & Art and Performing Arts
Stuart Meher's HSBC Securities (USA) Inc. Experience April 2006 - August 2009
Job Executive Director at Rabobank
Industry Financial Services
Experience
Rabobank June 2010 - Present
HSBC Securities (USA) Inc. April 2006 - August 2009
Banc of America Securities June 1999 - November 2005
BNP Paribas April 1995 - April 1999
PaineWebber May 1990 - April 1995
Drexel Burnham Lambert May 1981 - February 1990
Skills
Risk Management, Management, Financial Services, Capital Markets, Training, Banking, Financial Risk, Equities, Quality Assurance, Leadership, Securities, AML, Investments, Series 7, Investment Banking, Alternative Investments, Fixed Income, Financial Markets, Trading, Policy, Derivatives, Financial Analysis, Corporate Finance, Finance, Wealth Management
Education
Montclair State University 1973 — 1977
BA, Communication Sciences and Disorders
Rabobank June 2010 - Present
HSBC Securities (USA) Inc. April 2006 - August 2009
Banc of America Securities June 1999 - November 2005
BNP Paribas April 1995 - April 1999
PaineWebber May 1990 - April 1995
Drexel Burnham Lambert May 1981 - February 1990
Skills
Risk Management, Management, Financial Services, Capital Markets, Training, Banking, Financial Risk, Equities, Quality Assurance, Leadership, Securities, AML, Investments, Series 7, Investment Banking, Alternative Investments, Fixed Income, Financial Markets, Trading, Policy, Derivatives, Financial Analysis, Corporate Finance, Finance, Wealth Management
Education
Montclair State University 1973 — 1977
BA, Communication Sciences and Disorders
Dimitri Steinberg's HSBC Securities (USA) Inc. Experience 2004 - 2007
Job Managing Director at Foros
Industry Investment Banking
Experience
BANK OF AMERICA SECURITIES 2007 - 2009
HSBC SECURITIES (USA) INC 2004 - 2007
LAZARD FRÈRES & CO. LLC 1995 - 2004
BOSTON CONSULTING GROUP, INC 1994 - 1994
BRENTWOOD ASSOCIATES 1992 - 1993
MORGAN STANLEY & CO. INCORPORATED 1990 - 1992
Skills
Equities, Finance, Mergers, Venture Capital, Acquisitions, Mergers & Acquisitions, Strategic Planning, Investment Banking, Business Development, Private Equity, Hedge Funds, Capital Markets, Valuation
Education
Harvard Business School 1993 — 1995
Master
Princeton University 1986 — 1990
Bachelor of Arts
BANK OF AMERICA SECURITIES 2007 - 2009
HSBC SECURITIES (USA) INC 2004 - 2007
LAZARD FRÈRES & CO. LLC 1995 - 2004
BOSTON CONSULTING GROUP, INC 1994 - 1994
BRENTWOOD ASSOCIATES 1992 - 1993
MORGAN STANLEY & CO. INCORPORATED 1990 - 1992
Skills
Equities, Finance, Mergers, Venture Capital, Acquisitions, Mergers & Acquisitions, Strategic Planning, Investment Banking, Business Development, Private Equity, Hedge Funds, Capital Markets, Valuation
Education
Harvard Business School 1993 — 1995
Master
Princeton University 1986 — 1990
Bachelor of Arts
Dan Fabrizio's HSBC Securities (USA) Inc. Experience March 1996 - May 2007
Job Commission Management
Industry Financial Services
Experience
Bloomberg Tradebook, LLC June 2006 - Present
HSBC Securities (USA) INC March 1996 - May 2007
Education
St. Peter's College
BS, Accounting & Economics
Bloomberg Tradebook, LLC June 2006 - Present
HSBC Securities (USA) INC March 1996 - May 2007
Education
St. Peter's College
BS, Accounting & Economics
Victor Langella's HSBC Securities (USA) Inc. Experience January 2000 - January 2003
Job Equity Finance Securities Lending
Industry Banking
Experience
Bank of Montreal - BMO Capital Markets January 2010 - Present
U.S. Bank Corp August 2009 - November 2009
US Bank Corp August 2009 - October 2009
Societe Generale April 2006 - November 2008
Societe Generale April 2006 - November 2008
Assent LLC January 2003 - April 2006
HSBC Securities (USA) Inc January 2000 - January 2003
Barclays Capital, Inc January 1997 - January 2000
Prudential Securities 1985 - 1995
Education
Pace University
General Business
Bank of Montreal - BMO Capital Markets January 2010 - Present
U.S. Bank Corp August 2009 - November 2009
US Bank Corp August 2009 - October 2009
Societe Generale April 2006 - November 2008
Societe Generale April 2006 - November 2008
Assent LLC January 2003 - April 2006
HSBC Securities (USA) Inc January 2000 - January 2003
Barclays Capital, Inc January 1997 - January 2000
Prudential Securities 1985 - 1995
Education
Pace University
General Business
Domenic Cervoni's HSBC Securities (USA) Inc. Experience January 2015 - Present
Job Vice President Senior Legal Counsel
Industry Financial Services
Experience
HSBC Securities (USA), Inc. January 2015 - Present
Mayer Brown LLP October 2007 - December 2014
Skills
Civil Litigation, Commercial Litigation, Securities, Litigation, Business Litigation, Legal Research
Education
New York Law School 2004 — 2007
Hofstra University 2000 — 2004
History
Chaminade High School 1996 — 2000
HSBC Securities (USA), Inc. January 2015 - Present
Mayer Brown LLP October 2007 - December 2014
Skills
Civil Litigation, Commercial Litigation, Securities, Litigation, Business Litigation, Legal Research
Education
New York Law School 2004 — 2007
Hofstra University 2000 — 2004
History
Chaminade High School 1996 — 2000
Paul Harrington's HSBC Securities (USA) Inc. Experience June 1997 - January 2000
Job Senior Director, Private Equity Value Creation at SAP
Industry Investment Management
Experience
SAP October 2010 - Present
HSBC Capital (USA) Inc. January 2003 - August 2009
HSBC Securites (USA) Inc. February 2000 - December 2002
HSBC Securities (USA) Inc. June 1997 - January 2000
HSBC Securities (USA) Inc. September 1995 - June 1997
Bear Stearns January 1994 - August 1995
Chemical Bank September 1992 - December 1993
Skills
Private Equity, Due Diligence, Mergers, Portfolio Management, Financial Analysis, Investments, Equities, Fixed Income, Credit Analysis, Leveraged Finance, Credit, Business Development, Strategic Planning, Corporate Governance, New Business Development, Credit Risk, Financial Modeling, Venture Capital, Investment Banking, Corporate Finance
Education
Princeton University 1988 — 1992
BA, Sociology
Roxbury Latin
SAP October 2010 - Present
HSBC Capital (USA) Inc. January 2003 - August 2009
HSBC Securites (USA) Inc. February 2000 - December 2002
HSBC Securities (USA) Inc. June 1997 - January 2000
HSBC Securities (USA) Inc. September 1995 - June 1997
Bear Stearns January 1994 - August 1995
Chemical Bank September 1992 - December 1993
Skills
Private Equity, Due Diligence, Mergers, Portfolio Management, Financial Analysis, Investments, Equities, Fixed Income, Credit Analysis, Leveraged Finance, Credit, Business Development, Strategic Planning, Corporate Governance, New Business Development, Credit Risk, Financial Modeling, Venture Capital, Investment Banking, Corporate Finance
Education
Princeton University 1988 — 1992
BA, Sociology
Roxbury Latin
Robert Kawa's HSBC Securities (USA) Inc. Experience July 2006 - January 2007
Job Account Manager at CXtec
Industry Information Technology and Services
Experience
CXtec August 2011 - Present
New England Financial February 2010 - July 2011
Ohio National Financial Services December 2007 - December 2009
Guardian Investor Services September 2007 - November 2007
HSBC Securities (USA) Inc. July 2006 - January 2007
PLANCO June 2001 - June 2006
Morgan Stanley Dean Witter August 2000 - June 2001
Keyport Life/ Liberty Funds Distributor July 1997 - August 2000
Education
Le Moyne College 1993 — 1997
Bachelor of Science, Business Administration
CXtec August 2011 - Present
New England Financial February 2010 - July 2011
Ohio National Financial Services December 2007 - December 2009
Guardian Investor Services September 2007 - November 2007
HSBC Securities (USA) Inc. July 2006 - January 2007
PLANCO June 2001 - June 2006
Morgan Stanley Dean Witter August 2000 - June 2001
Keyport Life/ Liberty Funds Distributor July 1997 - August 2000
Education
Le Moyne College 1993 — 1997
Bachelor of Science, Business Administration
Aileen Chua's HSBC Securities (USA) Inc. Experience July 2013 - Present
Job Analyst, Project and Export Finance at HSBC
Industry Financial Services
Experience
HSBC Securities (USA) Inc. July 2013 - Present
HSBC Securities (USA) Inc. June 2012 - August 2012
AB Capital Securities, Inc. 2011 - 2011
Metropolitan Bank & Trust Company 2010 - 2010
Skills
Export Finance, Aviation, Satellite, Development Projects, Financial Analysis, Financial Modeling, Valuation, Forecasting, Deal Execution, Due Diligence, Credit Analysis, Risk Assessment, Microsoft Excel, Microsoft Office, PowerPoint, Bloomberg, Investment Banking, Corporate Finance, Data Analysis, Finance, Microsoft Word
Education
New York University - Leonard N. Stern School of Business 2009 — 2013
Bachelor's Degree, Finance, Magna cum laude
Grace Christian High School 2005 — 2009
High School, Class Valedictorian
HSBC Securities (USA) Inc. July 2013 - Present
HSBC Securities (USA) Inc. June 2012 - August 2012
AB Capital Securities, Inc. 2011 - 2011
Metropolitan Bank & Trust Company 2010 - 2010
Skills
Export Finance, Aviation, Satellite, Development Projects, Financial Analysis, Financial Modeling, Valuation, Forecasting, Deal Execution, Due Diligence, Credit Analysis, Risk Assessment, Microsoft Excel, Microsoft Office, PowerPoint, Bloomberg, Investment Banking, Corporate Finance, Data Analysis, Finance, Microsoft Word
Education
New York University - Leonard N. Stern School of Business 2009 — 2013
Bachelor's Degree, Finance, Magna cum laude
Grace Christian High School 2005 — 2009
High School, Class Valedictorian
David Sturm's HSBC Securities (USA) Inc. Experience 2012 - Present
Job Managing Director & Associate General Counsel, HSBC Securities
Industry Investment Banking
Experience
HSBC Securities (USA) Inc. 2012 - Present
JP Morgan & Co., Incorporated January 1990 - April 2012
Skills
Financial Regulation, Securities Regulation, Securities, Capital Markets, Hedge Funds, Derivatives, Prime Brokerage, Structured Finance, Risk Management, Financial Services, Electronic Trading
Education
Brooklyn Law School 1976 — 1979
JD, Law
HSBC Securities (USA) Inc. 2012 - Present
JP Morgan & Co., Incorporated January 1990 - April 2012
Skills
Financial Regulation, Securities Regulation, Securities, Capital Markets, Hedge Funds, Derivatives, Prime Brokerage, Structured Finance, Risk Management, Financial Services, Electronic Trading
Education
Brooklyn Law School 1976 — 1979
JD, Law
Peter Ko's HSBC Securities (USA) Inc. Experience April 2014 - Present
Job Vice President at HSBC Securities (USA) Inc
Industry Investment Banking
Experience
HSBC Securities (USA) Inc April 2014 - Present
Skills
Hedge Funds, Credit, Credit Risk, Risk Management, Fixed Income, Derivatives, Equities, Capital Markets, Investment Banking, Portfolio Management, Structured Products, Funding, FX Options, Alternative Investments, Mutual Funds, Private Equity
Education
Boston University Questrom School of Business 1990 — 1994
BSBA, Finance
South St. Paul High School 1987 — 1990
HSBC Securities (USA) Inc April 2014 - Present
Skills
Hedge Funds, Credit, Credit Risk, Risk Management, Fixed Income, Derivatives, Equities, Capital Markets, Investment Banking, Portfolio Management, Structured Products, Funding, FX Options, Alternative Investments, Mutual Funds, Private Equity
Education
Boston University Questrom School of Business 1990 — 1994
BSBA, Finance
South St. Paul High School 1987 — 1990
Dan Fabrizio's HSBC Securities (USA) Inc. Experience 1996 - 2007
Job
Industry Financial Services
Experience
Bloomberg Tradebok, LLC 2007 - 2012
HSBC Securities USA Inc. 1996 - 2007
Skills
Equities, Bloomberg, Finance, Fixed Income, Securities
Education
St. Peter's College
Bachelor's degree, Accounting and Business/Management
Bloomberg Tradebok, LLC 2007 - 2012
HSBC Securities USA Inc. 1996 - 2007
Skills
Equities, Bloomberg, Finance, Fixed Income, Securities
Education
St. Peter's College
Bachelor's degree, Accounting and Business/Management
Bibin Mathew's HSBC Securities (USA) Inc. Experience April 2015 - Present
Job Business Risk and Control Management at HSBC
Industry Banking
Experience
HSBC Securities (USA) Inc. April 2015 - Present
HSBC Securities (USA) Inc. February 2014 - April 2015
Menzer & Hill, P.A. October 2013 - December 2013
National Fuel Gas Company September 2012 - April 2013
Fisher-Price (wholly owned by Mattel Inc.) May 2012 - September 2012
Education
SUNY Buffalo Law School 2010 — 2013
J.D., Certificate in Finance Transactions
University of Florida 2005 — 2009
B.A., cum laude, Political Science
HSBC Securities (USA) Inc. April 2015 - Present
HSBC Securities (USA) Inc. February 2014 - April 2015
Menzer & Hill, P.A. October 2013 - December 2013
National Fuel Gas Company September 2012 - April 2013
Fisher-Price (wholly owned by Mattel Inc.) May 2012 - September 2012
Education
SUNY Buffalo Law School 2010 — 2013
J.D., Certificate in Finance Transactions
University of Florida 2005 — 2009
B.A., cum laude, Political Science
William Wehmeyer's HSBC Securities (USA) Inc. Experience July 2011 - Present
Job Vice President at HSBC Bank USA
Industry Banking
Experience
HSBC Securities (USA) Inc July 2011 - Present
HSBC Bank USA January 2011 - June 2011
HSBC Bank USA August 2003 - January 2011
HSBC Bank USA June 2000 - August 2003
HSBC Bank USA June 1997 - June 2000
Marine Midland Bank November 1994 - June 1997
Skills
AML, KYC, Correspondent Banking, OFAC, Commercial Banking, Bank Secrecy Act, Financial Institutions, USA PATRIOT Act, Payments, Anti Money Laundering, SWIFT payments, Risk Management, Transaction Processing, Trade Finance, Financial Transactions, Cash Management, ACH, Sanction, Letters of Credit, Relationship Management, Banking Relationships, Core Banking, Financial Risk, Banking, Payment Systems, Foreign Exchange, Risk Analysis, Deposits, Due Diligence, Financial Analysis
Education
Wilmington University 2011 — 2014
MBA, Business Administration and Management, General
Houghton College 1990 — 1994
BS, Political Science
HSBC Securities (USA) Inc July 2011 - Present
HSBC Bank USA January 2011 - June 2011
HSBC Bank USA August 2003 - January 2011
HSBC Bank USA June 2000 - August 2003
HSBC Bank USA June 1997 - June 2000
Marine Midland Bank November 1994 - June 1997
Skills
AML, KYC, Correspondent Banking, OFAC, Commercial Banking, Bank Secrecy Act, Financial Institutions, USA PATRIOT Act, Payments, Anti Money Laundering, SWIFT payments, Risk Management, Transaction Processing, Trade Finance, Financial Transactions, Cash Management, ACH, Sanction, Letters of Credit, Relationship Management, Banking Relationships, Core Banking, Financial Risk, Banking, Payment Systems, Foreign Exchange, Risk Analysis, Deposits, Due Diligence, Financial Analysis
Education
Wilmington University 2011 — 2014
MBA, Business Administration and Management, General
Houghton College 1990 — 1994
BS, Political Science
Deborah Finnegan's HSBC Securities (USA) Inc. Experience March 2008 - May 2013
Job BSN, RN
Industry Hospital & Health Care
Experience
JFK Health January 2015 - Present
HSBC Securities (USA) Inc. March 2008 - May 2013
HSBC Securities (USA) Inc. January 2006 - March 2008
HSBC Securities (USA) Inc. March 2005 - January 2006
Education
Rutgers College of Nursing 2013 — 2014
Bachelor of Science (B.S.), Nursing
Rutgers University-New Brunswick 1999 — 2002
Bachelor of Science (B.S.), Environmental Policy
Moorestown High School
JFK Health January 2015 - Present
HSBC Securities (USA) Inc. March 2008 - May 2013
HSBC Securities (USA) Inc. January 2006 - March 2008
HSBC Securities (USA) Inc. March 2005 - January 2006
Education
Rutgers College of Nursing 2013 — 2014
Bachelor of Science (B.S.), Nursing
Rutgers University-New Brunswick 1999 — 2002
Bachelor of Science (B.S.), Environmental Policy
Moorestown High School
Greg Florek, CAMS's HSBC Securities (USA) Inc. Experience May 2013 - Present
Job Customer Due Diligence Independent Quality Assurance & Controls Officer
Industry Banking
Experience
HSBC Securities (USA), Inc. May 2013 - Present
Skills
Anti Money Laundering, Due Diligence, Internal Controls, Investment Banking, KYC
Education
Maastricht School of Management 1999 — 2001
Master of Business Administration (MBA), General & Strategic Management
HSBC Securities (USA), Inc. May 2013 - Present
Skills
Anti Money Laundering, Due Diligence, Internal Controls, Investment Banking, KYC
Education
Maastricht School of Management 1999 — 2001
Master of Business Administration (MBA), General & Strategic Management
DTCC
The Depository Trust & Clearing Corporation
TechStars
PEAK6 Investments LP
Tower Research Capital
Great American Group
Ontario Securities Commission
FTN Financial